Investment Advice - Latest Institutional Ownership Updates

This table shows recent investment for the industry. A lot of people consider institutional money to be "smart money" since they tend to be well-informed and have dedicated research teams. So, tracking the filings of institutions can be considered a proxy for institutional sentiment. If you see a number of institutions accumulating shares, for example, that might be considered a positive signal.

File Date Form Target Company Investor Prior Shares Current Shares Change
(Percent)
2025-09-24 NPORT-P KKR / KKR TNRAX - 1290 Funds - 1290 Avantis U.S. Large Cap Growth Fund Class A 1,243 1,243 0.00
2025-09-24 NPORT-P HLI / Houlihan Lokey REVS - Columbia ETF Trust I - Columbia Research Enhanced Value ETF 276
2025-09-24 NPORT-P IVZ / Invesco REVS - Columbia ETF Trust I - Columbia Research Enhanced Value ETF 2,255 3,021 33.97
2025-09-24 NPORT-P APO / Apollo Global Management CDAZX - COLUMBIA FUNDS SERIES TRUST I - Multi-Manager Directional Alternative Strategies Fund Institutional Class 2,694 2,797 3.82
2025-09-24 NPORT-P MC / Moelis IMRFX - Columbia Funds Series Trust II - Columbia Global Opportunities Fund Class A 6,936 6,962 0.37
2025-09-24 NPORT-P APO / Apollo Global Management TNRAX - 1290 Funds - 1290 Avantis U.S. Large Cap Growth Fund Class A 5,617 5,617 0.00
2025-09-24 NPORT-P HLI / Houlihan Lokey RDLAX - Columbia Funds Series Trust II - Columbia Disciplined Growth Fund Class A 2,366 7,344 210.40
2025-09-24 NPORT-P HLI / Houlihan Lokey RECS - Columbia ETF Trust I - Columbia Research Enhanced Core ETF 8,050
2025-09-24 NPORT-P IVZ / Invesco EIVPX - EATON VANCE MUTUAL FUNDS TRUST - Parametric Volatility Risk Premium - Defensive Fund Institutional Class 55,837 56,088 0.45
2025-09-24 NPORT-P OWL / Blue Owl Capital CDAZX - COLUMBIA FUNDS SERIES TRUST I - Multi-Manager Directional Alternative Strategies Fund Institutional Class 14,745 15,307 3.81
2025-09-24 NPORT-P MC / Moelis CDAZX - COLUMBIA FUNDS SERIES TRUST I - Multi-Manager Directional Alternative Strategies Fund Institutional Class -6,766 -8,166 20.69
2025-09-24 NPORT-P IVZ / Invesco RECS - Columbia ETF Trust I - Columbia Research Enhanced Core ETF 9,099 54,595 500.01
2025-09-24 NPORT-P KKR / KKR TNXAX - 1290 Funds - 1290 DoubleLine Dynamic Allocation Fund Class A 295 293 -0.68
2025-09-24 NPORT-P AMG / Affiliated Managers Group RECS - Columbia ETF Trust I - Columbia Research Enhanced Core ETF 0 4,161
2025-09-24 NPORT-P BX / Blackstone TNXAX - 1290 Funds - 1290 DoubleLine Dynamic Allocation Fund Class A 1,113 1,114 0.09
2025-09-24 NPORT-P BEN / Franklin Resources RECS - Columbia ETF Trust I - Columbia Research Enhanced Core ETF 19,355 45,975 137.54
2025-09-24 NPORT-P BX / Blackstone CDAZX - COLUMBIA FUNDS SERIES TRUST I - Multi-Manager Directional Alternative Strategies Fund Institutional Class 0 -3,137
2025-09-24 NPORT-P JHG / Janus Henderson Group RECS - Columbia ETF Trust I - Columbia Research Enhanced Core ETF 13,042 18,967 45.43
2025-09-24 NPORT-P AMP / Ameriprise Financial EIVPX - EATON VANCE MUTUAL FUNDS TRUST - Parametric Volatility Risk Premium - Defensive Fund Institutional Class 4,371 4,371 0.00
2025-09-24 NPORT-P JHG / Janus Henderson Group RLCAX - Columbia Funds Series Trust II - Columbia Disciplined Value Fund Class A 74,777 75,486 0.95
2025-09-24 NPORT-P AMG / Affiliated Managers Group REVS - Columbia ETF Trust I - Columbia Research Enhanced Value ETF 0 232
2025-09-24 NPORT-P TROW / T. Rowe Price Group CDAZX - COLUMBIA FUNDS SERIES TRUST I - Multi-Manager Directional Alternative Strategies Fund Institutional Class -4,086 -4,329 5.95
2025-09-24 NPORT-P EVR / Evercore ESCKX - 1290 Funds - 1290 Essex Small Cap Growth Fund Class R 2,468 2,522 2.19
2025-09-24 NPORT-P LAZ / Lazard IMRFX - Columbia Funds Series Trust II - Columbia Global Opportunities Fund Class A 3,687 3,742 1.49
2025-09-24 NPORT-P BAM / Brookfield Asset Management REVS - Columbia ETF Trust I - Columbia Research Enhanced Value ETF 2,096
2025-09-24 NPORT-P JHG / Janus Henderson Group REVS - Columbia ETF Trust I - Columbia Research Enhanced Value ETF 763 1,048 37.35
2025-09-24 NPORT-P BAM / Brookfield Asset Management RECS - Columbia ETF Trust I - Columbia Research Enhanced Core ETF 57,799
2025-09-24 NPORT-P HDJA / Janus Henderson Group TNVAX - 1290 Funds - 1290 GAMCO Small/Mid Cap Value Fund Class A 10,000 10,000 0.00
2025-09-24 NPORT-P EVR / Evercore CDAZX - COLUMBIA FUNDS SERIES TRUST I - Multi-Manager Directional Alternative Strategies Fund Institutional Class 1,440 1,494 3.75
2025-09-24 NPORT-P AMP / Ameriprise Financial TNRAX - 1290 Funds - 1290 Avantis U.S. Large Cap Growth Fund Class A 2,751 2,751 0.00
2025-09-24 NPORT-P AMP / Ameriprise Financial EQNAX - MFS SERIES TRUST VII - MFS Equity Income Fund A 22,572 22,572 0.00
2025-09-24 NPORT-P AMG / Affiliated Managers Group TNVAX - 1290 Funds - 1290 GAMCO Small/Mid Cap Value Fund Class A 1,200 1,000 -16.67
2025-09-24 NPORT-P TROW / T. Rowe Price Group RECS - Columbia ETF Trust I - Columbia Research Enhanced Core ETF 14,994 32,812 118.83
2025-09-24 NPORT-P BX / Blackstone TNRAX - 1290 Funds - 1290 Avantis U.S. Large Cap Growth Fund Class A 1,949 1,949 0.00
2025-09-24 NPORT-P AMP / Ameriprise Financial TNBIX - 1290 Funds - 1290 SmartBeta Equity Fund Class I 1,500 1,500 0.00
2025-09-23 NPORT-P AMP / Ameriprise Financial FSTRX - Federated Adviser Series - Federated MDT Large Cap Value Fund Class A Shares 55,984 55,984 0.00
2025-09-23 NPORT-P TROW / T. Rowe Price Group MXCCX - FEDERATED INDEX TRUST - Federated Max-Cap Index Fund Class C Shares 2,112 2,154 1.99
2025-09-23 NPORT-P ARES / Ares Management LBGAX - LEGG MASON PARTNERS EQUITY TRUST - ClearBridge Mid Cap Growth Fund Class A 17,300 17,300 0.00
2025-09-23 NPORT-P ARES / Ares Management FRSGX - Franklin Strategic Series - Franklin Small-mid Cap Growth Fund Class A 604,136 569,336 -5.76
2025-09-23 13F-HR TROW / T. Rowe Price Group Caldwell Trust Co 4,154
2025-09-23 NPORT-P AMG / Affiliated Managers Group FMDCX - FEDERATED INDEX TRUST - Federated Mid-Cap Index Fund Service Shares 2,770 2,654 -4.19
2025-09-23 NPORT-P ARES.PRB / Ares Management Corporation - Preferred Security Allianzgi Equity & Convertible Income Fund 40,590 56,425 39.01
2025-09-23 NPORT-P BAM / Brookfield Asset Management MSOAX - MAINSTAY FUNDS - MainStay MacKay Common Stock Fund Class A 103,060 106,181 3.03
2025-09-23 NPORT-P BEN / Franklin Resources MXCCX - FEDERATED INDEX TRUST - Federated Max-Cap Index Fund Class C Shares 270 1,349 399.63
2025-09-23 NPORT-P DHIL / Diamond Hill Investment Group GCSIX - GOLDMAN SACHS TRUST - Goldman Sachs Small Cap Equity Insights Fund Institutional 1,537 1,537 0.00
2025-09-23 NPORT-P AMP / Ameriprise Financial MYSPX - MAINSTAY FUNDS TRUST - MainStay MacKay S&P 500 Index Fund Investor Class 2,973 2,978 0.17
2025-09-23 NPORT-P HDJA / Janus Henderson Group FMDCX - FEDERATED INDEX TRUST - Federated Mid-Cap Index Fund Service Shares 15,534 15,373 -1.04
2025-09-23 NPORT-P ARES.PRB / Ares Management Corporation - Preferred Security FISCX - Franklin Investors Securities Trust - Franklin Convertible Securities Fund Class A 1,066,000 1,066,000 0.00
2025-09-23 NPORT-P ARES.PRB / Ares Management Corporation - Preferred Security CFLGX - LEGG MASON PARTNERS EQUITY TRUST - ClearBridge Tactical Dividend Income Fund Class A 70,963 70,963 0.00
2025-09-23 NPORT-P ARES / Ares Management FISEX - Franklin Investors Securities Trust - Franklin Equity Income Fund Class A 162,500 110,000 -32.31
2025-09-23 NPORT-P AMP / Ameriprise Financial NAWGX - Voya MUTUAL FUNDS - Voya Global Equity Fund Class A 1,808 1,808 0.00
2025-09-23 NPORT-P ARES / Ares Management FGRAX - Franklin Strategic Series - Franklin Growth Opportunities Fund Class A 505,173 424,520 -15.97
2025-09-23 NPORT-P LAZ / Lazard MTRAX - MAINSTAY FUNDS - MainStay Income Builder Fund Class A 115,012 143,430 24.71
2025-09-23 NPORT-P HDJA / Janus Henderson Group QAACX - Federated MDT Series - Federated MDT All Cap Core Fund Class A Shares 63,371 63,371 0.00
2025-09-23 NPORT-P ARES.PRB / Ares Management Corporation - Preferred Security MCOAX - MAINSTAY FUNDS - MainStay MacKay Convertible Fund Class A 195,700 195,700 0.00
2025-09-23 13F-HR BX / Blackstone Dakota Community Bank & Trust NA 1,202
2025-09-23 13F-HR BX / Blackstone Caldwell Trust Co 45,176
2025-09-23 13F-HR AMP / Ameriprise Financial Dakota Community Bank & Trust NA 1,053 920 -12.63
2025-09-23 13F-HR AMP / Ameriprise Financial Caldwell Trust Co 4,205
2025-09-23 NPORT-P PJT / PJT Partners SASMX - LEGG MASON PARTNERS EQUITY TRUST - ClearBridge Small Cap Growth Fund Class A 307,810 300,710 -2.31
2025-09-23 NPORT-P ARES.PRB / Ares Management Corporation - Preferred Security FISEX - Franklin Investors Securities Trust - Franklin Equity Income Fund Class A 915,000 915,000 0.00
2025-09-23 NPORT-P BX / Blackstone MXCCX - FEDERATED INDEX TRUST - Federated Max-Cap Index Fund Class C Shares 3,217 3,175 -1.31
2025-09-23 NPORT-P EVR / Evercore GCVIX - GOLDMAN SACHS TRUST - Goldman Sachs Large Cap Value Insights Fund Institutional 10,609 1,331 -87.45
2025-09-23 NPORT-P ARES / Ares Management FKASX - FEDERATED EQUITY FUNDS - Federated Kaufmann Small Cap Fund Class A Shares 475,000 370,000 -22.11
2025-09-23 13F-HR/A EVR / Evercore Sivia Capital Partners, LLC 1,138
2025-09-23 NPORT-P LAZ / Lazard EPLIX - MAINSTAY FUNDS TRUST - MainStay Epoch U.S. Equity Yield Fund Investor Class 181,714 191,705 5.50
2025-09-23 13F-HR/A BX / Blackstone Sivia Capital Partners, LLC 1,899 2,076 9.32
2025-09-23 NPORT-P RILY / B. Riley Financial QASGX - Federated MDT Series - Federated MDT Small Cap Growth Fund Class A Shares 150,941 179,960 19.23
2025-09-23 NPORT-P TROW / T. Rowe Price Group GCEQX - GREEN CENTURY FUNDS - GREEN CENTURY EQUITY FUND Individual Investor Class 5,223 5,933 13.59
2025-09-23 NPORT-P ARES.PRB / Ares Management Corporation - Preferred Security Allianzgi Diversified Income & Convertible Fund 30,690 42,485 38.43
2025-09-23 NPORT-P BX / Blackstone MYSPX - MAINSTAY FUNDS TRUST - MainStay MacKay S&P 500 Index Fund Investor Class 22,619 22,820 0.89
2025-09-23 NPORT-P DHIL / Diamond Hill Investment Group GSAOX - GOLDMAN SACHS TRUST - Goldman Sachs Small Cap Growth Insights Fund Class A 1,828 882 -51.75
2025-09-23 NPORT-P AMP / Ameriprise Financial QABGX - Federated MDT Series - Federated MDT Balanced Fund Class A Shares 4,958 4,958 0.00
2025-09-23 NPORT-P ARES / Ares Management MLAAX - MAINSTAY FUNDS - MainStay Large Cap Growth Fund Class A 746,700
2025-09-23 NPORT-P BX / Blackstone CFLGX - LEGG MASON PARTNERS EQUITY TRUST - ClearBridge Tactical Dividend Income Fund Class A 22,684 22,684 0.00
2025-09-23 NPORT-P ARES / Ares Management KLGAX - MAINSTAY FUNDS TRUST - MainStay MacKay Growth Fund Class A 59,472 59,240 -0.39
2025-09-23 NPORT-P EVR / Evercore FSGRX - Franklin Strategic Series - Franklin Small Cap Growth Fund Class A 124,192 124,192 0.00
2025-09-23 NPORT-P AMP / Ameriprise Financial QALGX - Federated MDT Series - Federated MDT Large Cap Growth Fund Class A Shares 78,035 78,035 0.00
2025-09-23 NPORT-P LAZ / Lazard EPSPX - MAINSTAY FUNDS TRUST - MainStay Epoch Global Equity Yield Fund Class A 133,926 166,181 24.08
2025-09-23 NPORT-P BX / Blackstone FISEX - Franklin Investors Securities Trust - Franklin Equity Income Fund Class A 355,000 367,500 3.52
2025-09-23 13F-HR/A AMP / Ameriprise Financial Sivia Capital Partners, LLC 512 584 14.06
2025-09-23 NPORT-P ARES / Ares Management MBNAX - MAINSTAY FUNDS TRUST - MainStay Balanced Fund Class A 17,109 14,786 -13.58
2025-09-23 NPORT-P ARES.PRB / Ares Management Corporation - Preferred Security Allianzgi Convertible & Income Fund 51,255 70,970 38.46
2025-09-23 NPORT-P AMP / Ameriprise Financial MECDX - MAINSTAY FUNDS TRUST - MainStay Epoch Capital Growth Fund Class A 5,745 4,385 -23.67
2025-09-23 NPORT-P TROW / T. Rowe Price Group MYSPX - MAINSTAY FUNDS TRUST - MainStay MacKay S&P 500 Index Fund Investor Class 6,880 6,890 0.15
2025-09-23 NPORT-P TROW / T. Rowe Price Group FCEUX - FRANKLIN FUND ALLOCATOR SERIES - Franklin U.S. Core Equity (IU) Fund Advisor 46,249 10,238 -77.86
2025-09-23 NPORT-P AMP / Ameriprise Financial GCGIX - GOLDMAN SACHS TRUST - Goldman Sachs Large Cap Growth Insights Fund Institutional 32,917 24,607 -25.25
2025-09-23 NPORT-P AMP / Ameriprise Financial FGSAX - FEDERATED EQUITY FUNDS - Federated MDT Mid Cap Growth Fund Class A Shares 189,982 240,884 26.79
2025-09-23 NPORT-P BEN / Franklin Resources MYSPX - MAINSTAY FUNDS TRUST - MainStay MacKay S&P 500 Index Fund Investor Class 9,580 9,697 1.22
2025-09-23 NPORT-P AMP / Ameriprise Financial MXCCX - FEDERATED INDEX TRUST - Federated Max-Cap Index Fund Class C Shares 423 414 -2.13
2025-09-23 NPORT-P STEP / StepStone Group GCSIX - GOLDMAN SACHS TRUST - Goldman Sachs Small Cap Equity Insights Fund Institutional 16,648 30,979 86.08
2025-09-23 NPORT-P ARES.PRB / Ares Management Corporation - Preferred Security PCONX - PUTNAM CONVERTIBLE SECURITIES FUND - PUTNAM CONVERTIBLE SECURITIES FUND Class C Shares 102,642 102,642 0.00
2025-09-23 NPORT-P AMG / Affiliated Managers Group KGDAX - DEUTSCHE DWS GLOBAL/INTERNATIONAL FUND, INC. - DWS Global Small Cap Fund Class A 11,575 11,575 0.00
2025-09-23 NPORT-P AMP / Ameriprise Financial Putnam Funds Trust - Putnam Multi-cap Core Fund Class A 136,989 109,549 -20.03
2025-09-23 NPORT-P ARES.PRB / Ares Management Corporation - Preferred Security Allianzgi Convertible & Income Fund Ii 40,710 56,385 38.50
2025-09-23 NPORT-P STEP / StepStone Group GSAOX - GOLDMAN SACHS TRUST - Goldman Sachs Small Cap Growth Insights Fund Class A 9,081 18,487 103.58
2025-09-23 NPORT-P ARES.PRB / Ares Management Corporation - Preferred Security Allianzgi Nfj Dividend, Interest & Premium Strategy Fund 42,525 59,200 39.21
2025-09-23 NPORT-P AMP / Ameriprise Financial GCEQX - GREEN CENTURY FUNDS - GREEN CENTURY EQUITY FUND Individual Investor Class 2,504 2,978 18.93
2025-09-23 NPORT-P AMP / Ameriprise Financial GSELX - GOLDMAN SACHS TRUST - Goldman Sachs U.S. Equity Insights Fund Institutional 22,284 17,428 -21.79
2025-09-23 NPORT-P AMP / Ameriprise Financial QAACX - Federated MDT Series - Federated MDT All Cap Core Fund Class A Shares 43,810 43,810 0.00
2025-09-23 NPORT-P ARES / Ares Management MAPAX - MAINSTAY FUNDS - MainStay MAP Equity Fund Class A 62,377 52,827 -15.31
2025-09-23 NPORT-P EVR / Evercore FMDCX - FEDERATED INDEX TRUST - Federated Mid-Cap Index Fund Service Shares 3,352 3,356 0.12
2025-09-23 13F-HR BEN / Franklin Resources Caldwell Trust Co 3,009
2025-09-23 NPORT-P BEN / Franklin Resources GCEQX - GREEN CENTURY FUNDS - GREEN CENTURY EQUITY FUND Individual Investor Class 7,876 7,876 0.00
2025-09-23 NPORT-P MORN / Morningstar FMDCX - FEDERATED INDEX TRUST - Federated Mid-Cap Index Fund Service Shares 2,115 2,048 -3.17
2025-09-23 NPORT-P KKR.PRD / KKR & Co. Inc. - Preferred Stock CFLGX - LEGG MASON PARTNERS EQUITY TRUST - ClearBridge Tactical Dividend Income Fund Class A 78,037 78,037 0.00
2025-09-23 NPORT-P VCTR / Victory Capital Holdings FVRMX - Franklin Value Investors Trust - Franklin Microcap Value Fund Advisor Class 79,522 60,881 -23.44
2025-09-23 NPORT-P KKR.PRD / KKR & Co. Inc. - Preferred Stock Allianzgi Diversified Income & Convertible Fund 38,825 49,400 27.24
2025-09-23 NPORT-P OWL / Blue Owl Capital FKASX - FEDERATED EQUITY FUNDS - Federated Kaufmann Small Cap Fund Class A Shares 1,735,000 1,200,000 -30.84
2025-09-23 NPORT-P IVZ / Invesco GCEQX - GREEN CENTURY FUNDS - GREEN CENTURY EQUITY FUND Individual Investor Class 8,855 5,887 -33.52
2025-09-23 NPORT-P AAMI / Acadian Asset Management QASGX - Federated MDT Series - Federated MDT Small Cap Growth Fund Class A Shares 137,241 137,241 0.00
2025-09-23 NPORT-P OWL / Blue Owl Capital CFLGX - LEGG MASON PARTNERS EQUITY TRUST - ClearBridge Tactical Dividend Income Fund Class A 168,883 168,883 0.00
2025-09-23 NPORT-P KKR / KKR MXCCX - FEDERATED INDEX TRUST - Federated Max-Cap Index Fund Class C Shares 2,967 2,046 -31.04
2025-09-23 NPORT-P KKR.PRD / KKR & Co. Inc. - Preferred Stock Allianzgi Convertible & Income Fund Ii 51,630 65,560 26.98
2025-09-23 NPORT-P AAMI / Acadian Asset Management QASCX - Federated MDT Series - Federated MDT Small Cap Core Fund Class A Shares 139,089 139,089 0.00
2025-09-23 NPORT-P HLI / Houlihan Lokey FMDCX - FEDERATED INDEX TRUST - Federated Mid-Cap Index Fund Service Shares 5,116 5,021 -1.86
2025-09-23 NPORT-P APO.PRA / Apollo Global Management, Inc. - Preferred Stock MCOAX - MAINSTAY FUNDS - MainStay MacKay Convertible Fund Class A 289,050 289,050 0.00
2025-09-23 NPORT-P MC / Moelis QASGX - Federated MDT Series - Federated MDT Small Cap Growth Fund Class A Shares 31,933 19,646 -38.48
2025-09-23 NPORT-P VCTR / Victory Capital Holdings GSAOX - GOLDMAN SACHS TRUST - Goldman Sachs Small Cap Growth Insights Fund Class A 2,650 16,642 528.00
2025-09-23 NPORT-P APO / Apollo Global Management KAUAX - FEDERATED EQUITY FUNDS - Federated Kaufmann Fund Class A Shares 570,000 530,000 -7.02
2025-09-23 NPORT-P VCTR / Victory Capital Holdings PBSIX - FundVantage Trust - Polen U.S. Small Company Growth Fund Institutional Class 8,806
2025-09-23 NPORT-P TPG / TPG Putnam Funds Trust - Putnam Multi-cap Core Fund Class A 255,875 258,484 1.02
2025-09-23 NPORT-P APO.PRA / Apollo Global Management, Inc. - Preferred Stock FISEX - Franklin Investors Securities Trust - Franklin Equity Income Fund Class A 1,097,500 1,150,000 4.78
2025-09-23 NPORT-P APO / Apollo Global Management FISEX - Franklin Investors Securities Trust - Franklin Equity Income Fund Class A 62,500 62,500 0.00
2025-09-23 NPORT-P APO / Apollo Global Management Putnam Funds Trust - Putnam Multi-cap Core Fund Class A 478,009 432,790 -9.46
2025-09-23 NPORT-P PGHN / Partners Group Holding GSAKX - GOLDMAN SACHS TRUST - Goldman Sachs International Equity Income Fund Class A 25,982 30,439 17.15
2025-09-23 NPORT-P VCTR / Victory Capital Holdings QASGX - Federated MDT Series - Federated MDT Small Cap Growth Fund Class A Shares 101,317 88,210 -12.94
2025-09-23 NPORT-P 6080 / M&A Capital Partners Co. NTKLX - Voya MUTUAL FUNDS - Voya Multi-Manager International Small Cap Fund Class A 9,500 9,500 0.00
2025-09-23 NPORT-P KKR / KKR MYSPX - MAINSTAY FUNDS TRUST - MainStay MacKay S&P 500 Index Fund Investor Class 20,862 21,170 1.48
2025-09-23 NPORT-P 6080 / M&A Capital Partners Co. IIGIX - Voya MUTUAL FUNDS - Voya Multi-Manager International Equity Fund Class I 1,300
2025-09-23 NPORT-P KKR / KKR Putnam Funds Trust - Putnam Multi-cap Core Fund Class A 96,279 107,262 11.41
2025-09-23 NPORT-P TPG / TPG PNRAX - PUTNAM INVESTMENT FUNDS - Putnam Research Fund Class A Shares 32,310 52,857 63.59
2025-09-23 NPORT-P KKR.PRD / KKR & Co. Inc. - Preferred Stock FISCX - Franklin Investors Securities Trust - Franklin Convertible Securities Fund Class A 967,000 967,000 0.00
2025-09-23 NPORT-P HLNE / Hamilton Lane FKASX - FEDERATED EQUITY FUNDS - Federated Kaufmann Small Cap Fund Class A Shares 500,000 380,000 -24.00
2025-09-23 NPORT-P HLI / Houlihan Lokey SBMAX - LEGG MASON PARTNERS EQUITY TRUST - ClearBridge Mid Cap Fund Class A 120,000 120,000 0.00
2025-09-23 NPORT-P CG / Carlyle Group FMDCX - FEDERATED INDEX TRUST - Federated Mid-Cap Index Fund Service Shares 19,983 19,891 -0.46
2025-09-23 NPORT-P TPG / TPG PMVAX - PUTNAM INVESTMENT FUNDS - Putnam Sustainable Future Fund Class A Shares 96,000 114,000 18.75
2025-09-23 NPORT-P BRDG / Bridge Investment Group Holdings CSQIX - Investment Managers Series Trust III - MANTEIO MULTIALTERNATIVE STRATEGY FUND Class I Shares 61,779 74,729 20.96
2025-09-23 13F-HR/A KKR / KKR Sivia Capital Partners, LLC 1,813 2,050 13.07
2025-09-23 NPORT-P APO / Apollo Global Management FRBSX - Franklin Value Investors Trust - Franklin Mutual U.s. Value Fund Class A 82,474 68,554 -16.88
2025-09-23 NPORT-P KKR / KKR KLGAX - MAINSTAY FUNDS TRUST - MainStay MacKay Growth Fund Class A 119,519 122,898 2.83
2025-09-23 NPORT-P APO / Apollo Global Management PNRAX - PUTNAM INVESTMENT FUNDS - Putnam Research Fund Class A Shares 14,405 23,260 61.47
2025-09-23 NPORT-P APO.PRA / Apollo Global Management, Inc. - Preferred Stock PCONX - PUTNAM CONVERTIBLE SECURITIES FUND - PUTNAM CONVERTIBLE SECURITIES FUND Class C Shares 134,364 102,329 -23.84
2025-09-23 NPORT-P FHI / Federated Hermes FMDCX - FEDERATED INDEX TRUST - Federated Mid-Cap Index Fund Service Shares 7,592 7,592 0.00
2025-09-23 NPORT-P IVZ / Invesco MXCCX - FEDERATED INDEX TRUST - Federated Max-Cap Index Fund Class C Shares 1,969 1,948 -1.07
2025-09-23 NPORT-P MC / Moelis GSAOX - GOLDMAN SACHS TRUST - Goldman Sachs Small Cap Growth Insights Fund Class A 9,103 5,309 -41.68
2025-09-23 NPORT-P HLNE / Hamilton Lane KAUAX - FEDERATED EQUITY FUNDS - Federated Kaufmann Fund Class A Shares 600,000 500,000 -16.67
2025-09-23 NPORT-P KKR / KKR MAPAX - MAINSTAY FUNDS - MainStay MAP Equity Fund Class A 126,764 121,980 -3.77
2025-09-23 NPORT-P IVZ / Invesco MYSPX - MAINSTAY FUNDS TRUST - MainStay MacKay S&P 500 Index Fund Investor Class 13,845 13,998 1.11
2025-09-23 NPORT-P AJB / AJ Bell NTKLX - Voya MUTUAL FUNDS - Voya Multi-Manager International Small Cap Fund Class A 12,352 34,452 178.92
2025-09-23 NPORT-P VCTR / Victory Capital Holdings GCSIX - GOLDMAN SACHS TRUST - Goldman Sachs Small Cap Equity Insights Fund Institutional 2,603 40,052 1,438.69
2025-09-23 NPORT-P KKR / KKR MBNAX - MAINSTAY FUNDS TRUST - MainStay Balanced Fund Class A 34,498 34,115 -1.11
2025-09-23 NPORT-P APAM / Artisan Partners Asset Management FKASX - FEDERATED EQUITY FUNDS - Federated Kaufmann Small Cap Fund Class A Shares 359,800 200,000 -44.41
2025-09-23 NPORT-P DBRG / DigitalBridge Group GCSIX - GOLDMAN SACHS TRUST - Goldman Sachs Small Cap Equity Insights Fund Institutional 131,174 104,820 -20.09
2025-09-23 NPORT-P PGHN / Partners Group Holding MECDX - MAINSTAY FUNDS TRUST - MainStay Epoch Capital Growth Fund Class A 1,385 1,236 -10.76
2025-09-23 NPORT-P KKR.PRD / KKR & Co. Inc. - Preferred Stock Allianzgi Nfj Dividend, Interest & Premium Strategy Fund 55,020 68,835 25.11
2025-09-23 NPORT-P HXCK / Ernst Russ NTKLX - Voya MUTUAL FUNDS - Voya Multi-Manager International Small Cap Fund Class A 4,814 1,640 -65.93
2025-09-23 NPORT-P PGHN / Partners Group Holding IIGIX - Voya MUTUAL FUNDS - Voya Multi-Manager International Equity Fund Class I 2,758 2,881 4.46
2025-09-23 NPORT-P VCTR / Victory Capital Holdings GSATX - GOLDMAN SACHS TRUST - Goldman Sachs Small Cap Value Insights Fund Class A 0 18,440
2025-09-23 NPORT-P HLI / Houlihan Lokey FSGRX - Franklin Strategic Series - Franklin Small Cap Growth Fund Class A 224,061 224,061 0.00
2025-09-23 NPORT-P APO / Apollo Global Management FVRMX - Franklin Value Investors Trust - Franklin Microcap Value Fund Advisor Class 20,487 20,487 0.00
2025-09-23 NPORT-P OWL / Blue Owl Capital FRSGX - Franklin Strategic Series - Franklin Small-mid Cap Growth Fund Class A 2,664,949 2,736,249 2.68
2025-09-23 NPORT-P IVZ / Invesco Finance QABGX - Federated MDT Series - Federated MDT Balanced Fund Class A Shares
2025-09-23 13F-HR IVZ / Invesco Caldwell Trust Co 5,646
2025-09-23 NPORT-P IVZ / Invesco GSELX - GOLDMAN SACHS TRUST - Goldman Sachs U.S. Equity Insights Fund Institutional 57,420 99,732 73.69
2025-09-23 NPORT-P HLNE / Hamilton Lane FMDCX - FEDERATED INDEX TRUST - Federated Mid-Cap Index Fund Service Shares 3,225 3,081 -4.47
2025-09-23 NPORT-P APO.PRA / Apollo Global Management, Inc. - Preferred Stock CFLGX - LEGG MASON PARTNERS EQUITY TRUST - ClearBridge Tactical Dividend Income Fund Class A 73,846 73,846 0.00
2025-09-23 NPORT-P APO / Apollo Global Management MXCCX - FEDERATED INDEX TRUST - Federated Max-Cap Index Fund Class C Shares 1,236 1,137 -8.01
2025-09-23 NPORT-P DBRG / DigitalBridge Group GSATX - GOLDMAN SACHS TRUST - Goldman Sachs Small Cap Value Insights Fund Class A 285,954 257,590 -9.92
2025-09-23 NPORT-P APO / Apollo Global Management MYSPX - MAINSTAY FUNDS TRUST - MainStay MacKay S&P 500 Index Fund Investor Class 13,814 14,120 2.22
2025-09-23 NPORT-P HLI / Houlihan Lokey APSLX - MAINSTAY FUNDS TRUST - MainStay Fiera SMID Growth Fund Class C 30,616 28,566 -6.70
2025-09-23 NPORT-P HLNE / Hamilton Lane SASMX - LEGG MASON PARTNERS EQUITY TRUST - ClearBridge Small Cap Growth Fund Class A 342,662 316,962 -7.50
2025-09-23 NPORT-P APO / Apollo Global Management PGEOX - GEORGE PUTNAM BALANCED FUND - GEORGE PUTNAM FUND OF BOSTON Class A Shares 33,222 52,620 58.39
2025-09-23 NPORT-P APO.PRA / Apollo Global Management, Inc. - Preferred Stock FISCX - Franklin Investors Securities Trust - Franklin Convertible Securities Fund Class A 810,000 810,000 0.00
2025-09-23 NPORT-P OWL / Blue Owl Capital SBMAX - LEGG MASON PARTNERS EQUITY TRUST - ClearBridge Mid Cap Fund Class A 1,300,000 1,300,000 0.00
2025-09-23 NPORT-P KKR / KKR PMVAX - PUTNAM INVESTMENT FUNDS - Putnam Sustainable Future Fund Class A Shares 29,400 39,300 33.67
2025-09-23 NPORT-P KKR.PRD / KKR & Co. Inc. - Preferred Stock Allianzgi Equity & Convertible Income Fund 51,045 65,605 28.52
2025-09-23 NPORT-P IVZ / Invesco GCVIX - GOLDMAN SACHS TRUST - Goldman Sachs Large Cap Value Insights Fund Institutional 250,196 111,199 -55.56
2025-09-23 NPORT-P KKR / KKR LCLAX - LEGG MASON PARTNERS EQUITY TRUST - ClearBridge Select Fund Class A 491,343 425,543 -13.39
2025-09-23 NPORT-P KKR.PRD / KKR & Co. Inc. - Preferred Stock Allianzgi Convertible & Income Fund 65,035 82,520 26.89
2025-09-23 NPORT-P KKR.PRD / KKR & Co. Inc. - Preferred Stock PCONX - PUTNAM CONVERTIBLE SECURITIES FUND - PUTNAM CONVERTIBLE SECURITIES FUND Class C Shares 97,430
2025-09-23 NPORT-P VCTR / Victory Capital Holdings FRVLX - Franklin Value Investors Trust - Franklin Small Cap Value Fund Class A 1,414,383 1,106,306 -21.78
2025-09-23 NPORT-P APO / Apollo Global Management PEYAX - PUTNAM EQUITY INCOME FUND - PUTNAM EQUITY INCOME FUND Class A Shares 3,548,071 3,548,071 0.00
2025-09-23 NPORT-P VCTR / Victory Capital Holdings QASCX - Federated MDT Series - Federated MDT Small Cap Core Fund Class A Shares 125,104 99,845 -20.19
2025-09-23 NPORT-P TPG / TPG PGEOX - GEORGE PUTNAM BALANCED FUND - GEORGE PUTNAM FUND OF BOSTON Class A Shares 74,178 119,576 61.20
2025-09-23 NPORT-P MORN / Morningstar GCGIX - GOLDMAN SACHS TRUST - Goldman Sachs Large Cap Growth Insights Fund Institutional 9,601 30,377 216.39
2025-09-23 NPORT-P KKR / KKR FMUAX - FEDERATED INCOME SECURITIES TRUST - Federated Muni and Stock Advantage Fund Class A Shares 57,904 57,904 0.00
2025-09-23 NPORT-P KKR / KKR VFPIX - FundVantage Trust - Private Capital Management Value Fund Class I 21,925 21,925 0.00
2025-09-22 NPORT-P CNS / Cohen & Steers GSEQX - Goldman Sachs Trust II - Goldman Sachs Multi-Manager Global Equity Fund Class R6 Shares 6,853 6,800 -0.77
2025-09-22 NPORT-P APO / Apollo Global Management TBLRX - TRANSAMERICA FUNDS - Transamerica Balanced II R 979 785 -19.82
2025-09-22 NPORT-P DBRG / DigitalBridge Group MMSMX - Goldman Sachs Trust II - Multi-Manager U.S. Small Cap Equity Fund Class P Shares 68,195 68,195 0.00
2025-09-22 NPORT-P HLI / Houlihan Lokey GSEQX - Goldman Sachs Trust II - Goldman Sachs Multi-Manager Global Equity Fund Class R6 Shares 5,582 5,479 -1.85
2025-09-22 NPORT-P CNS / Cohen & Steers MMSMX - Goldman Sachs Trust II - Multi-Manager U.S. Small Cap Equity Fund Class P Shares 19,700 17,625 -10.53
2025-09-22 NPORT-P HLI / Houlihan Lokey MMSMX - Goldman Sachs Trust II - Multi-Manager U.S. Small Cap Equity Fund Class P Shares 20,163 15,073 -25.24
2025-09-22 13F-HR IVZ / Invesco Caldwell Trust Co 5,646 4,146 -26.57
2025-09-22 NPORT-P APO / Apollo Global Management IBALX - TRANSAMERICA FUNDS - Transamerica Multi-Managed Balanced A 19,738 16,072 -18.57
2025-09-22 NPORT-P KKR / KKR TGWRX - TRANSAMERICA FUNDS - Transamerica Large Growth R 8,236 9,922 20.47
2025-09-22 NPORT-P KKR / KKR TADAX - TRANSAMERICA FUNDS - Transamerica US Growth A 127,021 155,831 22.68
2025-09-22 NPORT-P MORN / Morningstar TLORX - TRANSAMERICA FUNDS - Transamerica Large Value Opportunities R 2,068 2,029 -1.89
2025-09-22 NPORT-P KKR / KKR GSBIX - GOLDMAN SACHS TRUST - Goldman Sachs Income Builder Fund Institutional 85,019 84,788 -0.27
2025-09-22 NPORT-P MC / Moelis GSRAX - GOLDMAN SACHS TRUST - Goldman Sachs Rising Dividend Growth Fund Class A 25,995
2025-09-22 NPORT-P ARES / Ares Management TADAX - TRANSAMERICA FUNDS - Transamerica US Growth A 112,074 116,132 3.62
2025-09-22 NPORT-P ARES / Ares Management GSEQX - Goldman Sachs Trust II - Goldman Sachs Multi-Manager Global Equity Fund Class R6 Shares 9,673 5,067 -47.62
2025-09-22 NPORT-P ARES / Ares Management MCGAX - TRANSAMERICA FUNDS - Transamerica Mid Cap Growth A 37,349 41,377 10.78