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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Orion Energy Systems, Inc.
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| June 4, 2026 |
Orion Reports FY 2026 Revenue of $86M and Adjusted EBITDA of $2.2M After Continued Growth in Q4; Reiterates FY 2027 Expectation of $95M-$97M in Revenue and Positive Adjusted EBITDA Manitowoc, WI – June 4, 2026 – Orion Energy Systems, Inc. (NASDAQ: OESX) (Orion Lighting), a provider of energy-efficient LED lighting, electric vehicle (EV) charging stations and maintenance services solutions, today r |
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| June 4, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2026 ORION ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Wisconsin 01-33887 39-1847269 (State or other jurisdiction of incorporation) (Commission |
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| June 4, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K n UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2026 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33887 Orion Energy Systems, Inc. |
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| June 4, 2026 |
EXHIBIT 10.6 EXECUTION VERSION AMENDMENT NO. 5 TO LOAN AND SECURITY AGREEMENT This AMENDMENT NO. 5 TO LOAN AND SECURITY AGREEMENT (this “Amendment”) is dated effective as of May 29, 2026 and entered into by and among ORION ENERGY SYSTEMS, INC., a Wisconsin corporation (“Company”), GREAT LAKES ENERGY TECHNOLOGIES, LLC, a Wisconsin limited liability company (“Great Lakes”), CLEAN ENERGY SOLUTIONS, L |
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| May 29, 2026 |
Exhibit 1.01 Conflict Minerals Report of Orion Energy Systems, Inc. in Accordance with Rule 13p-1 under the Securities Exchange Act of 1934 This is the Conflict Minerals Report (the “Report”) of Orion Energy Systems, Inc. (the “Company”) for calendar year 2025 in accordance with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934, as amended. The Company undertook due diligence to |
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| May 29, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD Specialized Disclosure Report Orion Energy Systems, Inc. (Exact name of the registrant as specified in its charter) Wisconsin 001-33887 (State or other jurisdiction of incorporation or organization) (Commission file number) 2210 Woodland Drive Manitowoc, Wisconsin 54220 (Address of principal executive offices) (Zip cod |
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| May 19, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 19, 2026 ORION ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Wisconsin 01-33887 39-1847269 (State or other jurisdiction of incorporation) (Commission |
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| May 19, 2026 |
Orion Announces Preliminary FY26 Revenue of $86M and Approximately $2M Adjusted EBITDA; Reiterates Expectations for Increased Growth and Profitability in FY 2027 Company to Host Q4 and Full Fiscal Year 2026 Investor Call Thursday, June 4, at 10 a. |
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| April 16, 2026 |
Orion Reiterates Expectations for Increased Growth and Profitability in FY 2026 and FY 2027; Strong Profitable Growth Drive Highlights Sally Washlow’s First Year as CEO Manitowoc, WI – April 15, 2026 – Orion Energy Systems, Inc. |
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| April 16, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2026 ORION ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Wisconsin 01-33887 39-1847269 (State or other jurisdiction of incorporation) (Commissi |
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| March 20, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 17, 2026 ORION ENERGY SYSTEMS, INC. (Exact name of Registrant as Specified in Its Charter) Wisconsin 01-33887 39-1847269 (State or Other Jurisdiction of Incorporation) (Commissi |
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| March 20, 2026 |
PROJECT ZEUS SETTLEMENT AGREEMENT Exhibit 10.1 Execution copy PROJECT ZEUS SETTLEMENT AGREEMENT This Settlement Agreement (“Settlement Agreement”) is entered into as of March 17, 2026 (“Effective Date”) by and between, on the one hand, (i) Orion Energy Systems, Inc., a Wisconsin corporation (the “Borrower”), Great Lakes Energy Technologies, LLC, a Wisconsin limited liability company (“Great Lakes”), Clean Energy Solutions, LLC, a |
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| March 11, 2026 |
ORION ENERGY SYSTEMS, INC. 2210 Woodland Drive Manitowoc, Wisconsin 54220 March 11, 2026 CORRESP ORION ENERGY SYSTEMS, INC. 2210 Woodland Drive Manitowoc, Wisconsin 54220 March 11, 2026 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Orion Energy Systems, Inc. Registration Statement on Form S-3 (Registration No. 333-294101) Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 193 |
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| March 11, 2026 |
March 11, 2026 Sally A. Washlow Chief Executive Officer ORION ENERGY SYSTEMS, INC. 2210 Woodland Drive Manitowoc, Wisconsin 54220 Re: ORION ENERGY SYSTEMS, INC. Registration Statement on Form S-3 Filed March 6, 2026 File No. 333-294101 Dear Sally A. Washlow: This is to advise you that we have not reviewed and will not review your registration statement. Please refer to Rules 460 and 461 regarding |
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| March 6, 2026 |
As filed with the Securities and Exchange Commission on March 6, 2026 S-3 Table of Contents As filed with the Securities and Exchange Commission on March 6, 2026 Registration No. |
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| March 6, 2026 |
Calculation of Filing Fee Tables S-3 ORION ENERGY SYSTEMS, INC. Table 1: Newly Registered and Carry Forward Securities ☐Not Applicable Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward |
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| February 5, 2026 |
Orion Achieves Positive Operating Income and Continued Growth in Revenue and Profitability in Q3 2026; Reiterates Increase in FY 2026 Expectation and Establishment of FY 2027 Outlook Manitowoc, WI – February 5, 2026 – Orion Energy Systems, Inc. |
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| February 5, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2026 ORION ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Wisconsin 01-33887 39-1847269 (State or other jurisdiction of incorporation) (Commis |
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| February 5, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-33887 Orion Energy Systems, Inc. (Exact name of Registrant |
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| February 2, 2026 |
Orion Announces Pricing of Public Offering of Common Stock EX-99.2 Exhibit 99.2 Orion Announces Pricing of Public Offering of Common Stock MANITOWOC, Wis., January 30, 2026 (GLOBE NEWSWIRE) – Orion Energy Systems, Inc. (NASDAQ: OESX) (Orion Lighting), a provider of energy-efficient LED lighting, electric vehicle (EV) charging stations and maintenance services solutions, today announced the pricing of its previously announced firmly underwritten public off |
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| February 2, 2026 |
Orion Announces Proposed Public Offering of Common Stock EX-99.1 Exhibit 99.1 Orion Announces Proposed Public Offering of Common Stock MANITOWOC, Wis., January 29, 2026 (GLOBE NEWSWIRE) – Orion Energy Systems, Inc. (NASDAQ: OESX) (Orion Lighting), a provider of energy-efficient LED lighting, electric vehicle (EV) charging stations and maintenance services solutions, today announced the launch of a firm underwritten public offering of shares of its commo |
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| February 2, 2026 |
500,000 SHARES OF COMMON STOCK ORION ENERGY SYSTEMS, INC. UNDERWRITING AGREEMENT EX-1.1 Exhibit 1.1 500,000 SHARES OF COMMON STOCK ORION ENERGY SYSTEMS, INC. UNDERWRITING AGREEMENT January 29, 2026 Craig-Hallum Capital Group LLC As the Representative of the Several underwriters, if any, named in Schedule I hereto c/o Craig-Hallum Capital Group LLC 222 South Ninth Street, Suite 350 Minneapolis, Minnesota 55402 Ladies and Gentlemen: The undersigned, Orion Energy Systems, Inc., a |
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| February 2, 2026 |
500,000 Shares of Common Stock 424B5 Table of Contents Filed pursuant to Rule 424(b)(5) Registration No.: 333-270197 PROSPECTUS SUPPLEMENT (To Prospectus dated March 10, 2023) 500,000 Shares of Common Stock We are offering 500,000 shares of our common stock, no par value per share (the “Common Stock”). The purchase price of each share of Common Stock is $14.00 per share. Our Common Stock is listed on the NASDAQ Capital Market u |
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| February 2, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2026 ORION ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Wisconsin 01-33887 39-1847269 (State or other jurisdiction of incorporation) (Commis |
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| January 29, 2026 |
PRELIMINARY PROSPECTUS SUPPLEMENT SUBJECT TO COMPLETION, DATED JANUARY 29, 2026 424B5 Table of Contents Filed pursuant to Rule 424(b)(5) Registration No.: 333-270197 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are part of an effective registration statement filed with the Securities and Exchange Commission. This preliminary prospectus supplement and the acc |
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| January 20, 2026 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 20, 2026 ORION ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Wisconsin 01-33887 39-1847269 (State or other jurisdiction of incorporation) (Commis |
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| January 20, 2026 |
Major US Retailer Awards Orion with a $14M-$15M LED Exterior Lighting Project Company Increases FY 2026 Revenue Guidance, Expects Positive Net Income in FY26 Q3; Provides FY 2027 Outlook for Increased Revenue Growth and Profitability Manitowoc, WI – January 20, 2026 – Orion Energy Systems, Inc. |
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| November 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2025 ORION ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Wisconsin 01-33887 39-1847269 (State or other jurisdiction of incorporation) (Commi |
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| November 5, 2025 |
S-8 Registration No. 333- As filed with the United States Securities and Exchange Commission on November 5, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Orion Energy Systems, Inc. (Exact name of registrant as specified in its charter) Wisconsin 39-1847269 (State or other jurisdiction of incorporatio |
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| November 5, 2025 |
ORION ENERGY SYSTEMS, INC. 2210 Woodland Drive Manitowoc, Wisconsin 54220 EXHIBIT 10.2 ORION ENERGY SYSTEMS, INC. 2210 Woodland Drive Manitowoc, Wisconsin 54220 July 31, 2025 Confidential Ms. Kathleen M. Connors Final Frontier, LLC P.O. Box 2086 Andover, Massachusetts 01810 Email: [***] Re: Earn Out Term Sheet Amendment Dear Kat: Reference is hereby made to that certain binding Proposed Voltrek Earn-Out Payment Term Sheet, dated June 23, 2025, among Orion Energy Systems |
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| November 5, 2025 |
Orion Reports Improvement in Gross Margin and Profitability in Q2 2026; Reiterates FY 2026 Outlook Orion Reports Improvement in Gross Margin and Profitability in Q2 2026; Reiterates FY 2026 Outlook Manitowoc, WI – November 5, 2025 – Orion Energy Systems, Inc. |
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| November 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 5, 2025 ORION ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Wisconsin 01-33887 39-1847269 (State or other jurisdiction of incorporation) (Commis |
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| November 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-33887 Orion Energy Systems, Inc. (Exact name of Registran |
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| November 5, 2025 |
Table 1: Newly Registered Securities Calculation of Filing Fee Tables S-8 ORION ENERGY SYSTEMS, INC. Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee 1 Equity Common Stock, no par value Other 50,000 $ 9.44 $ 472,000.00 0.0001381 $ 65.18 Total Offering Amounts: $ 47 |
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| October 3, 2025 |
ORION ENERGY SYSTEMS, INC. 2210 Woodland Drive Manitowoc, Wisconsin 54220 September 30, 2025 Exhibit 10.7 ORION ENERGY SYSTEMS, INC. 2210 Woodland Drive Manitowoc, Wisconsin 54220 September 30, 2025 Confidential Kathleen M. Connors Final Frontier, LLC P.O. Box 2086 Andover, MA 01810 Email: [email protected] Re: Management Support Agreement (this “Agreement”) Dear Kathleen: Reference is hereby made to that certain Membership Interest Purchase Agreement, dated effective as of October 5, |
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| October 3, 2025 |
Exhibit 10.3 This Note (as defined below) and the rights and obligations evidenced hereby are subordinate in the manner and to the extent set forth in that certain Subordination and Intercreditor Agreement (as the same may be amended, restated, supplemented or otherwise modified from time to time pursuant to the terms thereof, the “Subordination Agreement”) dated as of September 30, 2025, by and a |
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| October 3, 2025 |
Exhibit 10.2 This Agreement (as defined below) and the rights and obligations evidenced hereby are subordinate in the manner and to the extent set forth in that certain Subordination and Intercreditor Agreement (as the same may be amended, restated, supplemented or otherwise modified from time to time pursuant to the terms thereof, the “Subordination Agreement”) dated as of SEPTEMBER 30, 2025, amo |
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| October 3, 2025 |
Exhibit 10.4 This Agreement (as defined below) and the rights and obligations evidenced hereby are subordinate in the manner and to the extent set forth in that certain Subordination and Intercreditor Agreement (as the same may be amended, restated, supplemented or otherwise modified from time to time pursuant to the terms thereof, the “Subordination Agreement”) dated as of SEPtember 30, 2025, amo |
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| October 3, 2025 |
Confidential ORION ENERGY SYSTEMS, INC. ORION ENERGY SYSTEMS, INC. MS. CONNORS: FINAL FRONTIER, LLC Confidential Attorney-Client Privileged Execution Version ORION ENERGY SYSTEMS, INC. |
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| October 3, 2025 |
SUBORDINATION AND INTERCREDITOR AGREEMENT Exhibit 10.5 SUBORDINATION AND INTERCREDITOR AGREEMENT THIS SUBORDINATION AND INTERCREDITOR AGREEMENT (this “Agreement”) is entered into as of September 30, 2025 (the “Effective Date”), by and among FINAL FRONTIER, LLC, a Massachusetts limited liability company (on behalf of itself and any other holder of the Subordinated Debt (defined below), the “Subordinated Creditor”), and BANK OF AMERICA, N.A |
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| October 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2025 ORION ENERGY SYSTEMS, INC. (Exact name of Registrant as Specified in Its Charter) Wisconsin 01-33887 39-1847269 (State or Other Jurisdiction of Incorporation) (Comm |
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| October 3, 2025 |
in the case of the Company, to: Exhibit 10.8 ORION ENERGY SYSTEMS, INC. Board Observer AND CONFIDENTIALITY Agreement THIS BOARD OBSERVER AND CONFIDENTIALITY AGREEMENT (the “Agreement”) is made effective as of September 30, 2025 by and between Orion Energy Systems, Inc., a Wisconsin corporation (the “Company”), and Kathleen M. Connors (“Ms. Connors”). WHEREAS, reference is hereby made to that certain Membership Interest Purchase |
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| October 3, 2025 |
AMENDMENT NO. 4 TO LOAN AND SECURITY Agreement Exhibit 10.6 AMENDMENT NO. 4 TO LOAN AND SECURITY Agreement This AMENDMENT NO. 4 TO LOAN AND SECURITY Agreement (this “Amendment”) is dated effective as of September 30, 2025 and entered into by and among ORION ENERGY SYSTEMS, INC., a Wisconsin corporation (“Company”), GREAT LAKES ENERGY TECHNOLOGIES, LLC, a Wisconsin limited liability company (“Great Lakes”), CLEAN ENERGY SOLUTIONS, LLC, a Wiscon |
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| September 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 8, 2025 ORION ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Wisconsin 01-33887 39-1847269 (State or other jurisdiction of incorporation) (Commi |
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| August 19, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 19, 2025 ORION ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Wisconsin 01-33887 39-1847269 (State or other jurisdiction of incorporation) (Commiss |
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| August 19, 2025 |
AMENDMENT TO AMENDED AND RESTATED ARTICLES OF INCORPORATION ORION ENERGY SYSTEMS, INC. EX-3.1 Exhibit 3.1 AMENDMENT TO AMENDED AND RESTATED ARTICLES OF INCORPORATION of ORION ENERGY SYSTEMS, INC. SALLY A. WASHLOW, Chief Executive Officer of Orion Energy Systems, Inc., a corporation organized and existing under the Wisconsin Business Corporation Law (the “Company”), in accordance with the provisions of Section 180.1003 thereof, DOES HEREBY CERTIFY: 1. That, on May 29, 2025, in accord |
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| August 19, 2025 |
ORION ENERGY SYSTEMS, INC. ANNOUNCES 1-FOR-10 REVERSE STOCK SPLIT EX-99.1 Exhibit 99.1 ORION ENERGY SYSTEMS, INC. ANNOUNCES 1-FOR-10 REVERSE STOCK SPLIT MANITOWOC, WI – August 19, 2025: Orion Energy Systems, Inc. (NASDAQ: OESX) (Orion Lighting), a provider of energy-efficient LED lighting, electric vehicle charging station and maintenance service solutions, announced today that its Board of Directors and shareholders approved a 1-for-10 reverse stock split of th |
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| August 8, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2025 ORION ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Wisconsin 01-33887 39-1847269 (State or other jurisdiction of incorporation) (Commissi |
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| August 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-33887 Orion Energy Systems, Inc. (Exact name of Registrant as |
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| August 6, 2025 |
30.1% Gross Margin and Lower Operating Expenses Enable Orion to Generate Positive Adjusted EBITDA on Q1’26 Revenue of $19.6M; Reiterates FY 2026 Outlook Manitowoc, WI – August 6, 2025 – Orion Energy Systems, Inc. (NASDAQ: OESX) (Orion Lighting), a provider of energy-efficient LED lighting, electric vehicle (EV) charging stations and maintenance services solutions, today reported results for its fi |
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| August 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2025 ORION ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Wisconsin 01-33887 39-1847269 (State or other jurisdiction of incorporation) (Commissi |
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| August 6, 2025 |
EXHIBIT 10.2 ORION ENERGY SYSTEMS, INC. 2210 Woodland Drive Manitowoc, Wisconsin 54220 July 31, 2025 Confidential Ms. Kathleen M. Connors Final Frontier, LLC P.O. Box 2086 Andover, Massachusetts 01810 Email: [***] Re: Earn Out Term Sheet Amendment Dear Kat: Reference is hereby made to that certain binding Proposed Voltrek Earn-Out Payment Term Sheet, dated June 23, 2025, among Orion Energy Systems |
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| July 7, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a- 6(e)(2)) ☑ Def |
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| July 7, 2025 |
July 7, 2025 Dear Fellow Shareholders: As Orion’s recently appointed CEO, I would like to thank you for your investment and support of Orion. |
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| June 27, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☑ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi |
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| June 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K n UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33887 Orion Energy Systems, Inc. |
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| June 26, 2025 |
Form of Option Award Agreement by and between Orion Energy Systems, Inc. and Sally A. Washlow.*+ ORION ENERGY SYSTEMS, INC. STOCK OPTION AWARD Sally A. Washlow [INSERT ADDRESS] Dear Sally: You have been granted an option (your “Option”) to purchase shares of common stock (“Shares”) of Orion Energy Systems, Inc. (the “Company”) with the following terms and conditions: Grant Date: , 20251 Type of Option: Nonqualified Stock Option Number of Option Shares: 500,000 Exercise Price per Share: U.S. $ |
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| June 26, 2025 |
Exhibit 10.25 Grantee: Grant Date: No. of Restricted Shares: Amount of Restricted Cash: $ ORION ENERGY SYSTEMS, INC. 2016 OMNIBUS INCENTIVE PLAN TANDEM RESTRICTED STOCK AND CASH AWARD AGREEMENT THIS AGREEMENT, made and entered into as of the Grant Date specified above (the “Grant Date”) by and between Orion Energy Systems, Inc., a Wisconsin corporation (the “Company”), and the Grantee specified ab |
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| June 26, 2025 |
Description of Orion Energy Systems, Inc. Capital Stock. + Exhibit 4.1 ORION ENERGY SYSTEMS, INC. DESCRIPTION OF CAPITAL STOCK Our authorized capital stock consists of 230,000,000 shares, consisting of 200,000,000 shares of common stock, no par value per share, and 30,000,000 shares of preferred stock, par value $0.01 per share. The description below summarizes the material terms of our common stock, preferred stock and provisions of our amended and resta |
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| June 26, 2025 |
Orion’s FY’25 Gross Margin Increased to 25.4% (+230 bps) on Revenue of $79.7M; Expects 5% Revenue Growth and Improved Bottom Line Performance in FY’26; Call Today at 10am ET Manitowoc, WI – June 26, 2025 – Orion Energy Systems, Inc. (NASDAQ: OESX) (Orion Lighting), a provider of energy-efficient LED lighting, electric vehicle (EV) charging stations, and maintenance services solutions, today report |
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| June 26, 2025 |
Exhibit 10.31 ORION ENERGY SYSTEMS, INC. 2016 OMNIBUS INCENTIVE PLAN STOCK OPTION AWARD [EXECUTIVE] [INSERT ADDRESS] Dear : You have been granted an option (your “Option”) to purchase shares of common stock (“Shares”) of Orion Energy Systems, Inc. (the “Company”) under the Orion Energy Systems, Inc. 2016 Omnibus Incentive Plan (the “Plan”) with the following terms and conditions: Grant Date: Type |
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| June 26, 2025 |
Subsidiaries of Orion Energy Systems, Inc.+ Exhibit 21.1 Subsidiaries Entity Jurisdiction of Organization Great Lakes Energy Technologies, LLC Wisconsin Clean Energy Solutions, LLC Wisconsin Orion Asset Management, LLC Wisconsin Orion LED Canada, Inc. British Columbia, Canada Voltrek, LLC Massachusetts |
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| June 26, 2025 |
Exhibit 10.26 Grantee: Grant Date: No. of Restricted Shares: Amount of Restricted Cash: $ ORION ENERGY SYSTEMS, INC. 2016 OMNIBUS INCENTIVE PLAN TANDEM RESTRICTED STOCK AND CASH AWARD AGREEMENT (for Non-Employee Members of the Board of Directors) THIS AGREEMENT, made and entered into as of the Grant Date specified above (the “Grant Date”) by and between Orion Energy Systems, Inc., a Wisconsin corp |
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| June 26, 2025 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2025 ORION ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Wisconsin 01-33887 39-1847269 (State or other jurisdiction of incorporation) (Commissio |
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| June 26, 2025 |
Exhibit 19.1 ORION ENERGY SYSTEMS, INC. STATEMENT OF COMPANY POLICY PROHIBITING INSIDER TRADING Because the common stock of Orion Energy Systems, Inc. (the “Company”) is publicly traded on the NASDAQ, there are certain important restrictions and limitations imposed on you under the federal securities laws. Any violation of these restrictions may subject the Company and you to serious criminal and |
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| June 26, 2025 |
Exhibit 10.12 Orion Energy Systems, Inc. Non-Employee Director Compensation Plan Updated and Effective February 16, 2023 1. Annual cash retainer: $45,000 (cash or stock) ($11,250 paid quarterly) 2. Board meeting fee: None 3. Committee meeting fee None 4. Annual restricted stock grant: $50,000 grant date fair market value (option to accept tandem restricted stock (60%) and restricted cash (40%)) 5. |
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| June 26, 2025 |
Orion Energy Systems, Inc. Compensation Recovery Policy. + Exhibit 97 Orion Energy Systems, Inc. Compensation Recovery Policy1 Adopted May 24, 2023 1. Purpose. The purpose of this Compensation Recovery Policy (this “Policy”) is to describe the circumstances under which Orion Energy Systems, Inc. (the “Company”) is required to or shall have the right to recover certain compensation paid to certain employees and independent contractors. Any references in co |
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| June 26, 2025 |
Exhibit 10.24 Grantee: Grant Date: No. of Performance Shares: Amount of Restricted Cash: $ ORION ENERGY SYSTEMS, INC. 2016 OMNIBUS INCENTIVE PLAN TANDEM PERFORMANCE SHARE AND CASH AWARD AGREEMENT THIS AGREEMENT, made and entered into as of the Grant Date specified above (the “Grant Date”) by and between Orion Energy Systems, Inc., a Wisconsin corporation (the “Company”), and the Grantee specified |
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| June 26, 2025 |
Exhibit 10.5 Execution Version ORION ENERGY SYSTEMS, INC. Proposed Voltrek Earn-Out Payment Term Sheet June 23, 2025 The following binding term sheet (“Term Sheet”) outlines the mutually agreed upon terms and conditions applicable to the payment by Orion Energy Systems, Inc. (“Company”) of its to-be- determined earn-out obligation (exclusive of the FY24 Earn-Out Payment, as defined below) (“Obliga |
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| June 26, 2025 |
Form of Option Award Agreement.*+ Exhibit 10.32 ORION ENERGY SYSTEMS, INC. STOCK OPTION AWARD [INSERT ADDRESS] Dear : You have been granted an option (your “Option”) to purchase shares of common stock (“Shares”) of Orion Energy Systems, Inc. (the “Company”) with the following terms and conditions: Grant Date: , 2025 Type of Option: Nonqualified Stock Option Number of Option Shares: Exercise Price per Share: U.S. $ Vesting: Your Op |
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| June 26, 2025 |
Form of Restricted Stock Award Agreement.*+ Exhibit 10.33 Grantee: Grant Date: No. of Restricted Shares: ORION ENERGY SYSTEMS, INC. RESTRICTED STOCK AWARD AGREEMENT THIS AGREEMENT (this “Agreement”) is made and entered into as of the Grant Date specified above (the “Grant Date”) by and between Orion Energy Systems, Inc., a Wisconsin corporation (the “Company”), and the Grantee specified above (“Grantee”). RECITALS WHEREAS, the Company has s |
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| June 3, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2025 ORION ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Wisconsin 01-33887 39-1847269 (State or other jurisdiction of incorporation) (Commission |
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| May 28, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD Specialized Disclosure Report Orion Energy Systems, Inc. (Exact name of the registrant as specified in its charter) Wisconsin 001-33887 (State or other jurisdiction of incorporation or organization) (Commission file number) 2210 Woodland Drive Manitowoc, Wisconsin 54220 (Address of principal executive offices) (Zip cod |
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| May 28, 2025 |
Conflict Minerals Report of Orion Energy Systems, Inc. Exhibit 1.01 Conflict Minerals Report of Orion Energy Systems, Inc. in Accordance with Rule 13p-1 under the Securities Exchange Act of 1934 This is the Conflict Minerals Report (the “Report”) of Orion Energy Systems, Inc. (the “Company”) for calendar year 2024 in accordance with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934, as amended. The Company undertook due diligence to |
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| May 5, 2025 |
Exhibit 10.1 MICHAEL H. JENKINS MUTUAL TERMINATION AND SEVERANCE AGREEMENT AND COMPLETE AND PERMANENT MUTUAL RELEASE OF ALL CLAIMS THIS MUTUAL TERMINATION AND SEVERANCE AGREEMENT AND COMPLETE AND PERMANENT MUTUAL RELEASE OF ALL CLAIMS (“Agreement and Release”) is made by and between ORION ENERGY SYSTEMS, INC. (“Company”) and MICHAEL H. JENKINS (“Jenkins”) and is executed as of May 5, 2025, but eff |
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| May 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 5, 2025 ORION ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Wisconsin 01-33887 39-1847269 (State or other jurisdiction of incorporation) (Commission |
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| April 14, 2025 |
Exhibit 10.1 Name of Executive: Sally A. Washlow Position: Chief Executive Officer Fiscal Year 2026 Base Salary (after Effective Date): $382,500 Effective Date: April 14, 2025 Pre-Change of Control Severance Multiplier is: 1.5x Post-Change of Control Severance Multiplier is: 2x EXECUTIVE EMPLOYMENT AND SEVERANCE AGREEMENT This Executive Employment Agreement (“Agreement”) is between the executive n |
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| April 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 14, 2025 ORION ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Wisconsin 01-33887 39-1847269 (State or other jurisdiction of incorporation) (Commissi |
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| April 14, 2025 |
Exhibit 99.1 LED Lighting and EV Charging Solutions Provider Orion Appoints Board Member Sally Washlow as CEO; Confirms FY’25 Revenue Guidance Manitowoc, WI — April 14, 2025—Orion Energy Systems, Inc. (Nasdaq: OESX) (Orion Lighting), a provider of energy-efficient LED lighting, electric vehicle (EV) charging stations and maintenance services solutions, today announced that Orion’s Board of Directo |
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| March 21, 2025 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 20, 2025 ORION ENERGY SYSTEMS, INC. (Exact name of Registrant as Specified in Its Charter) Wisconsin 01-33887 39-1847269 (State or Other Jurisdiction of Incorporation) (Commissi |
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| February 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 11, 2025 ORION ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Wisconsin 01-33887 39-1847269 (State or other jurisdiction of incorporation) (Commi |
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| February 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-33887 Orion Energy Systems, Inc. (Exact name of Registrant |
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| February 11, 2025 |
Orion Reports Improved Q3’25 Gross Margin of 29.4% (+490 bps), Reduced Net Loss, Break-even Adjusted EBITDA and Improved Cash and Liquidity on Revenue of $19.6M; Reduces FY 2025 Revenue Outlook Manitowoc, WI – February 11, 2025 – Orion Energy Systems, Inc.(NASDAQ: OESX) (Orion Lighting), a provider of energy-efficient LED lighting, electric vehicle (EV) charging stations and maintenance services s |
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| November 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-33887 Orion Energy Systems, Inc. (Exact name of Registran |
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| November 6, 2024 |
Orion Reports Q2’25 Results with Revenue of $19.4M, Reflecting 40% Growth in EV Charging and Significant Improvement in Maintenance Segment Gross Margin Manitowoc, WI – November 6, 2024 – Orion Energy Systems, Inc.(NASDAQ: OESX) (Orion Lighting), a provider of energy-efficient LED lighting, electric vehicle (EV) charging stations and maintenance services solutions, today reported results for its f |
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| November 6, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2024 ORION ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Wisconsin 01-33887 39-1847269 (State or other jurisdiction of incorporation) (Commis |
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| October 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2024 ORION ENERGY SYSTEMS, INC. (Exact name of Registrant as Specified in Its Charter) Wisconsin 01-33887 39-1847269 (State or Other Jurisdiction of Incorporation) (Commis |
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| October 31, 2024 |
Execution Version AMENDMENT NO. 3 TO LOAN AND SECURITY AGREEMENT This AMENDMENT NO. 3 TO LOAN AND SECURITY AGREEMENT (this “Amendment”) is dated effective as of October 30, 2024 and entered into by and among, ORION ENERGY SYSTEMS, INC., a Wisconsin corporation (“Company”), GREAT LAKES ENERGY TECHNOLOGIES, LLC, a Wisconsin limited liability company (“Great Lakes”), CLEAN ENERGY SOLUTIONS, LLC, a Wi |
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| October 29, 2024 |
EXHIBIT 99.1 LED Lighting and EV Charging Solutions Provider Orion Previews Q2’25 Results and Updates FY 2025 Outlook in Anticipation of LD Micro Investor Presentation Webcast Today at 8:30 a.m. PT Los Angeles, CA & Manitowoc, WI – October 29, 2024 – Orion Energy Systems, Inc.(NASDAQ: OESX) (Orion Lighting), a provider of energy-efficient LED lighting, electric vehicle (EV) charging stations and m |
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| October 29, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2024 ORION ENERGY SYSTEMS, INC. (Exact name of Registrant as Specified in Its Charter) Wisconsin 01-33887 39-1847269 (State or Other Jurisdiction of Incorporation) (Commis |
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| September 20, 2024 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 20, 2024 ORION ENERGY SYSTEMS, INC. (Exact name of Registrant as Specified in Its Charter) Wisconsin 01-33887 39-1847269 (State or Other Jurisdiction of Incorporation) (Comm |
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| August 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2024 ORION ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Wisconsin 01-33887 39-1847269 (State or other jurisdiction of incorporation) (Commissi |
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| August 7, 2024 |
Orion’s Q1’25 Revenue Rose 13% vs Q1’24 to $19.9M Driven by Strength in EV Charging Projects; Maintains FY 2025 Revenue Growth Target of 10-15% Manitowoc, WI – August 7, 2024 – Orion Energy Systems, Inc. (NASDAQ: OESX) (Orion Lighting), a provider of energy-efficient LED lighting, electric vehicle (EV) charging stations and maintenance services solutions, today reported results for its fiscal 2025 |
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| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-33887 Orion Energy Systems, Inc. (Exact name of Registrant as |
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| August 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2024 ORION ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Wisconsin 01-33887 39-1847269 (State or other jurisdiction of incorporation) (Commissi |
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| June 28, 2024 |
Orion Energy Systems, Inc. Shareholders’ Letter and Annual Report on Form 10-K Fiscal Year Ended March 31, 2024 June 28, 2024 Dear Fellow Shareholders: Once again, we thank you for your investment and your confidence in Orion Energy Systems, Inc., the Orion team and its Board of Directors. In fiscal 2024, we continued advancing our mission of helping customers achieve their business and environmen |
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| June 28, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defi |
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| June 28, 2024 |
DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2) |
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| June 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2024 ORION ENERGY SYSTEMS, INC. (Exact name of Registrant as Specified in Its Charter) Wisconsin 01-33887 39-1847269 (State or Other Jurisdiction of Incorporation) (Commissio |
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| June 12, 2024 |
Exhibit 10.26 Non-Employee Director Grantee: Grant Date: August 15, 2023 No. of Restricted Shares: Amount of Restricted Cash: $ Exhibit 10.26 Grantee: Grant Date: No. of Restricted Shares: Amount of Restricted Cash: $ ORION ENERGY SYSTEMS, INC. 2016 OMNIBUS INCENTIVE PLAN TANDEM RESTRICTED STOCK AND CASH AWARD AGREEMENT (for Non-Employee Members of the Board of Directors) THIS AGREEMENT, made and |
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| June 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33887 Orion Energy Systems, Inc. ( |
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| June 12, 2024 |
Exhibit 10.24 Grantee: Grant Date: August 10, 2023 No. of Performance Shares: Amount of Restricted Cash: $ Exhibit 10.24 Grantee: Grant Date: No. of Performance Shares: Amount of Restricted Cash: $ ORION ENERGY SYSTEMS, INC. 2016 OMNIBUS INCENTIVE PLAN TANDEM PERFORMANCE SHARE AND CASH AWARD AGREEMENT THIS AGREEMENT, made and entered into as of the Grant Date specified above (the “Grant Date”) by |
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| June 12, 2024 |
Subsidiaries of Orion Energy Systems, Inc.+ Exhibit 21.1 Subsidiaries Entity Jurisdiction of Organization Great Lakes Energy Technologies, LLC Wisconsin Clean Energy Solutions, LLC Wisconsin Orion Asset Management, LLC Wisconsin Orion LED Canada, Inc. British Columbia, Canada Stay-Lite Lighting, Inc. Wisconsin Voltrek, LLC Massachusetts |
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| June 12, 2024 |
Exhibit 10.12 Exhibit 10.12 Orion Energy Systems, Inc. Non-Employee Director Compensation Plan Updated and Effective February 16, 2023 1. Annual cash retainer: $45,000 (cash or stock) ($11,250 paid quarterly) 2. Board meeting fee: None 3. Committee meeting fee None 4. Annual restricted stock grant: $50,000 grant date fair market value (option to accept tandem restricted stock (60%) and restricted |
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| June 12, 2024 |
Description of Orion Energy Systems, Inc. Capital Stock. + Exhibit 10.12 ORION ENERGY SYSTEMS, INC. DESCRIPTION OF CAPITAL STOCK Our authorized capital stock consists of 230,000,000 shares, consisting of 200,000,000 shares of common stock, no par value per share, and 30,000,000 shares of preferred stock, par value $0.01 per share. The description below summarizes the material terms of our common stock, preferred stock and provisions of our amended and res |
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| June 12, 2024 |
Exhibit 10.25 Grantee: Grant Date: August 10, 2023 No. of Restricted Shares: Amount of Restricted Cash: $ Exhibit 10.25 Grantee: Grant Date: No. of Restricted Shares: Amount of Restricted Cash: $ ORION ENERGY SYSTEMS, INC. 2016 OMNIBUS INCENTIVE PLAN TANDEM RESTRICTED STOCK AND CASH AWARD AGREEMENT THIS AGREEMENT, made and entered into as of the Grant Date specified above (the “Grant Date”) by and |
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| June 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2024 ORION ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Wisconsin 01-33887 39-1847269 (State or other jurisdiction of incorporation) (Commission |
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| June 6, 2024 |
Orion’s Q4’24 Revenue Rose 22% to $26.4M; FY’24 Revenue of $90.6M Driven by Growth Across LED Lighting, EV Charging and Maintenance Businesses; Targets FY 2025 Revenue Growth of 10-15% Manitowoc, WI – June 6, 2024 – Orion Energy Systems, Inc. (NASDAQ: OESX) (Orion Lighting), a provider of energy-efficient LED lighting, electric vehicle (EV) charging station, and maintenance services solutions, tod |
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| May 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD Specialized Disclosure Report Orion Energy Systems, Inc. (Exact name of the registrant as specified in its charter) Wisconsin 001-33887 (State or other jurisdiction of incorporation or organization) (Commission file number) 2210 Woodland Drive Manitowoc, Wisconsin 54220 (Address of principal executive offices) (Zip cod |
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| May 30, 2024 |
Conflict Minerals Report of Orion Energy Systems, Inc. Exhibit 1.01 Conflict Minerals Report of Orion Energy Systems, Inc. in Accordance with Rule 13p-1 under the Securities Exchange Act of 1934 This is the Conflict Minerals Report (the “Report”) of Orion Energy Systems, Inc. (the “Company”) for calendar year 2023 in accordance with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934, as amended. The Company undertook due diligence to |
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| May 16, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2024 ORION ENERGY SYSTEMS, INC. (Exact name of Registrant as Specified in Its Charter) Wisconsin 01-33887 39-1847269 (State or Other Jurisdiction of Incorporation) (Commission |
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| May 16, 2024 |
LED Lighting and EV Charging Solutions Provider Orion Previews FY 2024 Results in Anticipation of its Singular Research Webinar Presentation Wed. |
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| April 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2024 ORION ENERGY SYSTEMS, INC. (Exact name of Registrant as Specified in Its Charter) Wisconsin 01-33887 39-1847269 (State or Other Jurisdiction of Incorporation) (Commissi |
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| April 24, 2024 |
Execution Version AMENDMENT NO. 2 TO LOAN AND SECURITY AGREEMENT This AMENDMENT NO. 2 TO LOAN AND SECURITY AGREEMENT (this “Amendment”) is dated effective as of April 22, 2024 and entered into by and among, ORION ENERGY SYSTEMS, INC., a Wisconsin corporation (“Company”), GREAT LAKES ENERGY TECHNOLOGIES, LLC, a Wisconsin limited liability company (“Great Lakes”), CLEAN ENERGY SOLUTIONS, LLC, a Wisc |
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| April 5, 2024 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 05, 2024 ORION ENERGY SYSTEMS, INC. (Exact name of Registrant as Specified in Its Charter) Wisconsin 01-33887 39-1847269 (State or Other Jurisdiction of Incorporation) (Commissi |
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| February 7, 2024 |
EXHIBIT 99.1 Orion’s Q3’24 Revenue Rose 28% to $26M on Strength in LED Lighting; Reiterates Revenue Growth Outlook of $90M-$95M for FY 2024 Manitowoc, WI – February 7, 2024 – Orion Energy Systems, Inc. (NASDAQ: OESX) (Orion Lighting), a provider of energy-efficient LED lighting, maintenance services and electric vehicle (EV) charging station solutions, today reported results for its fiscal 2024 th |
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| February 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-33887 Orion Energy Systems, Inc. (Exact name of Registrant |
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| February 7, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 7, 2024 ORION ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Wisconsin 01-33887 39-1847269 (State or other jurisdiction of incorporation) (Commis |
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| February 5, 2024 |
SC 13G/A 1 oesx13g123123.txt GRACE & WHITE, INC 13G OESX 12/31/23 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G/A 12/31/23 Under the Securities Exchange Act of 1934 (Amendment No.1) Orion Energy Systems, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 686275108 (CUSIP Number) Check the following box if a fee is being paid with |
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| February 1, 2024 |
SC 13G/A 1 oesx-dec2023.txt TIETON CAPITAL MANAGEMENT 13G/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G/A Amendment No. 1 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) Orion Energy Systems - (Name of Issuer) Common Stock - (Title of Class of Securities) 686275108 - (CUSIP Number) |
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| January 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2024 ORION ENERGY SYSTEMS, INC. (Exact name of Registrant as Specified in Its Charter) Wisconsin 01-33887 39-1847269 (State or Other Jurisdiction of Incorporation) (Commis |
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| January 18, 2024 |
EXHIBIT 99.1 LED Lighting, EV Charging and Electrical Maintenance Provider Orion Announces Preliminary Q3’24 Revenue Growing to $25.8M-$26.2M and Improved Cash Position; Updates FY 2024 Anticipated Revenue Outlook to $90M-$95M Manitowoc, WI – January 18, 2024 – Orion Energy Systems, Inc. (NASDAQ: OESX) (Orion Lighting), a provider of energy-efficient LED lighting, electric vehicle (EV) charging st |
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| January 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 18, 2024 ORION ENERGY SYSTEMS, INC. (Exact name of Registrant as Specified in Its Charter) Wisconsin 01-33887 39-1847269 (State or Other Jurisdiction of Incorporation) (Commis |
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| January 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 Amendment No. 8 Orion Energy Systems, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 686275108 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| December 22, 2023 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2023 ORION ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Wisconsin 01-33887 39-1847269 (State or other jurisdiction of incorporation) (Commi |
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| December 7, 2023 |
SC 13G 1 oesx13gnov23.txt OESX 13G GRACE & WHITE NOV 30 23 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G 11/30/23 Under the Securities Exchange Act of 1934 Orion Energy Systems, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 686275108 (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. (A fee |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-33887 Orion Energy Systems, Inc. (Exact name of Registran |
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| November 7, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 7, 2023 ORION ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Wisconsin 01-33887 39-1847269 (State or other jurisdiction of incorporation) (Commis |
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| November 7, 2023 |
EXHIBIT 99.1 LED Lighting, Maintenance and EV Charging Solutions Provider Orion’s Q2’24 Revenue Rose 17% to $20.6M; Maintains 30% Revenue Growth Outlook for FY 2024 Manitowoc, WI – November 7, 2023 – Orion Energy Systems, Inc. (NASDAQ: OESX) (Orion Lighting), a provider of energy-efficient LED lighting, maintenance services and electric vehicle (EV) charging station solutions, today reported resul |
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| October 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 3)1 Orion Energy Systems, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 686275108 (CUSIP Number) MR. DAVID L. KANEN KANEN |
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| August 11, 2023 |
Registration No. 333- As filed with the Securities and Exchange Commission on August 11, 2023 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ORION ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Wisconsin 39-1847269 (State or other jurisdiction of incorporation or organization) (I. |
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| August 11, 2023 |
Exhibit 107 Calculation of Filing Fee Tables FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ORION ENERGY SYSTEMS, INC. |
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| August 11, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2023 ORION ENERGY SYSTEMS, INC. (Exact name of Registrant as Specified in Its Charter) Wisconsin 01-33887 39-1847269 (State or Other Jurisdiction of Incorporation) (Commiss |
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| August 9, 2023 |
EXHIBIT 99.1 LED Lighting, Maintenance and EV Charging Solutions Provider Orion Reports Q1’24 Revenue of $17.6M; Maintains 30% Revenue Growth Outlook for FY 2024 Manitowoc, WI – August 9, 2023 – Orion Energy Systems, Inc. (NASDAQ: OESX) (Orion Lighting), a provider of energy-efficient LED lighting, maintenance services and electric vehicle (EV) charging station solutions, today reported results fo |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-33887 Orion Energy Systems, Inc. (Exact name of Registrant as |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2023 ORION ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Wisconsin 01-33887 39-1847269 (State or other jurisdiction of incorporation) (Commissi |
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| June 30, 2023 |
DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| June 30, 2023 |
DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| June 30, 2023 |
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| June 12, 2023 |
Exhibit 10.26 Non-Employee Director Grantee: Grant Date: August 15, 2023 No. of Restricted Shares: Amount of Restricted Cash: $ Exhibit 10.26 Grantee: Grant Date: No. of Restricted Shares: Amount of Restricted Cash: $ ORION ENERGY SYSTEMS, INC. 2016 OMNIBUS INCENTIVE PLAN TANDEM RESTRICTED STOCK AND CASH AWARD AGREEMENT (for Non-Employee Members of the Board of Directors) THIS AGREEMENT, made and |
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| June 12, 2023 |
Exhibit 10.24 Grantee: Grant Date: August 10, 2023 No. of Performance Shares: Amount of Restricted Cash: $ Exhibit 10.24 Grantee: Grant Date: No. of Performance Shares: Amount of Restricted Cash: $ ORION ENERGY SYSTEMS, INC. 2016 OMNIBUS INCENTIVE PLAN TANDEM PERFORMANCE SHARE AND CASH AWARD AGREEMENT THIS AGREEMENT, made and entered into as of the Grant Date specified above (the “Grant Date”) by |
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| June 12, 2023 |
EX-10.12 3 oesx-ex1012.htm EX-10.12 Exhibit 10.12 Exhibit 10.12 Orion Energy Systems, Inc. Non-Employee Director Compensation Plan Updated and Effective February 16, 2023 1. Annual cash retainer: $45,000 (cash or stock) ($11,250 paid quarterly) 2. Board meeting fee: None 3. Committee meeting fee None 4. Annual restricted stock grant: $50,000 grant date fair market value (option to accept tandem re |
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| June 12, 2023 |
Description of Orion Energy Systems, Inc. Capital Stock. + Exhibit 10.12 ORION ENERGY SYSTEMS, INC. DESCRIPTION OF CAPITAL STOCK Our authorized capital stock consists of 230,000,000 shares, consisting of 200,000,000 shares of common stock, no par value per share, and 30,000,000 shares of preferred stock, par value $0.01 per share. The description below summarizes the material terms of our common stock, preferred stock and provisions of our amended and res |
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| June 12, 2023 |
Subsidiaries of Orion Energy Systems, Inc.+ Exhibit 21.1 Subsidiaries Entity Jurisdiction of Organization Great Lakes Energy Technologies, LLC Wisconsin Clean Energy Solutions, LLC Wisconsin Orion Asset Management, LLC Wisconsin Orion LED Canada, Inc. British Columbia, Canada Stay-Lite Lighting, Inc. Wisconsin Voltrek, LLC Massachusetts |
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| June 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33887 Orion Energy Systems, Inc. ( |
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| June 12, 2023 |
Exhibit 10.25 Grantee: Grant Date: August 10, 2023 No. of Restricted Shares: Amount of Restricted Cash: $ Exhibit 10.25 Grantee: Grant Date: No. of Restricted Shares: Amount of Restricted Cash: $ ORION ENERGY SYSTEMS, INC. 2016 OMNIBUS INCENTIVE PLAN TANDEM RESTRICTED STOCK AND CASH AWARD AGREEMENT THIS AGREEMENT, made and entered into as of the Grant Date specified above (the “Grant Date”) by and |
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| June 6, 2023 |
EXHIBIT 99.1 LED Lighting, Maintenance and EV Charging Solutions Provider Orion Reports FY 2023 Revenue of $77.4M and Reiterates FY 2024 30% Revenue Growth Outlook Manitowoc, WI – June 6, 2023 – Orion Energy Systems, Inc. (NASDAQ: OESX) (Orion Lighting), a provider of energy-efficient LED lighting, maintenance services and electric vehicle (EV) charging station solutions, today reported results fo |
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| June 6, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2023 ORION ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Wisconsin 01-33887 39-1847269 (State or other jurisdiction of incorporation) (Commission |
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| May 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD Specialized Disclosure Report Orion Energy Systems, Inc. (Exact name of the registrant as specified in its charter) Wisconsin 001-33887 (State or other jurisdiction of incorporation or organization) (Commission file number) 2210 Woodland Drive Manitowoc, Wisconsin 54220 (Address of principal executive offices) (Zip cod |
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| May 10, 2023 |
Exhibit 1.01 Conflict Minerals Report of Orion Energy Systems, Inc. in Accordance with Rule 13p-1 under the Securities Exchange Act of 1934 This is the Conflict Minerals Report (the “Report”) of Orion Energy Systems, Inc. (the “Company”) for calendar year 2022 in accordance with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934, as amended. The Company undertook due diligence to |
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| April 12, 2023 |
OESX / Orion Energy Systems Inc / Philotimo Fund, LP Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2)1 Orion Energy Systems, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 686275108 (CUSIP Number) MR. DAVID L. KANEN KANEN |
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| March 9, 2023 |
ORION ENERGY SYSTEMS, INC. ADDS RICHARD A. SHAPIRO TO BOARD OF DIRECTORS EX-99.1 Exhibit 99.1 ORION ENERGY SYSTEMS, INC. ADDS RICHARD A. SHAPIRO TO BOARD OF DIRECTORS MANITOWOC, WI – March 9, 2023: Orion Energy Systems, Inc. (NASDAQ: OESX) (Orion Lighting), a provider of energy-efficient LED lighting and controls, maintenance services and electric vehicle (EV) charging station solutions, announced today that it has appointed Richard A. Shapiro to its board of directors |
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| March 9, 2023 |
ORION ENERGY SYSTEMS, INC. 2210 Woodland Drive Manitowoc, Wisconsin 54220 March 9, 2023 CORRESP ORION ENERGY SYSTEMS, INC. 2210 Woodland Drive Manitowoc, Wisconsin 54220 March 9, 2023 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Gregory Herbers Re: Orion Energy Systems, Inc. Registration Statement on Form S-3 (Registration No. 333-270197) Mr. Herbers: Pursuant to Rule 461 under the Secu |
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| March 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2023 ORION ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Wisconsin 01-33887 39-1847269 (State or other jurisdiction of incorporation) (Commissio |
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| March 8, 2023 |
United States securities and exchange commission logo March 8, 2023 Per Brodin Chief Financial Officer Orion Energy Systems, Inc. |
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| March 1, 2023 |
As filed with the Securities and Exchange Commission on March 1, 2023 S-3 Table of Contents As filed with the Securities and Exchange Commission on March 1, 2023 Registration No. |
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| March 1, 2023 |
EX-FILING FEES Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) ORION ENERGY SYSTEMS, INC. |
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| February 13, 2023 |
OESX / Orion Energy Systems, Inc. / RENAISSANCE TECHNOLOGIES LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Orion Energy Systems, Inc. - (Name of Issuer) Common stock, no par value - (Title of Class of Securities) 686275108 - (CUSIP Number) December 30, 2022 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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| February 9, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2023 ORION ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Wisconsin 01-33887 39-1847269 (State or other jurisdiction of incorporation) (Commis |
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| February 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-33887 Orion Energy Systems, Inc. (Exact name of Registrant |
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| February 9, 2023 |
Orion Energy Systems Reports Q3 Revenue of $20.3M; Reiterates FY’24 Outlook for 30% Revenue Growth EXHIBIT 99.1 Orion Energy Systems Reports Q3 Revenue of $20.3M; Reiterates FY’24 Outlook for 30% Revenue Growth Manitowoc, WI – February 9, 2023 – Orion Energy Systems, Inc. (NASDAQ: OESX) (Orion Lighting), a provider of energy-efficient LED lighting and controls, maintenance services and electric vehicle (EV) charging station solutions, today reported results for its fiscal 2023 third quarter end |
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| January 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2023 ORION ENERGY SYSTEMS, INC. (Exact name of Registrant as Specified in Its Charter) Wisconsin 01-33887 39-1847269 (State or Other Jurisdiction of Incorporation) (Commis |
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| January 25, 2023 |
SC 13G 1 oesx-dec2022.txt TIETON CAPITAL MANAGEMENT 13G SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) Orion Energy Systems - (Name of Issuer) Common Stock - (Title of Class of Securities) 686275108 - (CUSIP Number) December 31, 2022 - ( |
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| January 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2023 ORION ENERGY SYSTEMS, INC. (Exact name of Registrant as Specified in Its Charter) Wisconsin 01-33887 39-1847269 (State or Other Jurisdiction of Incorporation) (Commis |
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| January 23, 2023 |
EXHIBIT 99.1 Orion Energy Systems Previews Preliminary FY 2023 Q3 Results, Updates FY 2023 Revenue Outlook and Provides Initial FY 2024 Revenue Growth Rate Expectation Manitowoc, WI – January 23, 2023 - Orion Energy Systems, Inc. (NASDAQ: OESX) (Orion Lighting), a provider of energy-efficient LED lighting and controls, maintenance services and electric vehicle (EV) charging station solutions, toda |
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| January 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 Amendment No. 7 Orion Energy Systems, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 686275108 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| January 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. 1)1 Orion Energy Systems, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 686275108 (CUSIP Number) MR. DAVID L. KANEN KANEN |
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| January 4, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 04, 2023 ORION ENERGY SYSTEMS, INC. (Exact name of Registrant as Specified in Its Charter) Wisconsin 01-33887 39-1847269 (State or Other Jurisdiction of Incorporation) (Commis |
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| January 4, 2023 |
ORION ADDS CHARLES MCDULIN TO BOARD OF DIRECTORS EXHIBIT 99.1 ORION ADDS CHARLES MCDULIN TO BOARD OF DIRECTORS MANITOWOC, WI ? January 4, 2023 - Orion Energy Systems, Inc. (NASDAQ: OESX) (Orion Lighting), a provider of energy-efficient LED lighting and controls, maintenance services and electric vehicle (EV) charging station solutions announced today that it has increased the size of the board to six members and appointed Charles McDulin to its |
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| January 4, 2023 |
EXHIBIT 10.1 COOPERATION AGREEMENT This Cooperation Agreement (this ?Agreement?) is made and entered into as of January 3, 2023, by and among Orion Energy Systems, Inc., a Wisconsin corporation (the ?Company?), and the entities and natural persons set forth on the signature page hereto (collectively, ?Investor?) (each of the Company and Investor, a ?Party? to this Agreement, and collectively, the |
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| November 14, 2022 |
Second Amended and Restated Bylaws of Orion Energy Systems, Inc., dated November 10, 2022. EX-3.1 Exhibit 3.1 SECOND AMENDED AND RESTATED BYLAWS OF ORION ENERGY SYSTEMS, INC. (a Wisconsin corporation) Effective November 10, 2022 ARTICLE I. OFFICES 1.01 Principal and Business Offices. The corporation may have such principal and other business offices, either within or without the State of Wisconsin, as the Board of Directors may designate or as the business of the corporation may require |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2022 ORION ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Wisconsin 01-33887 39-1847269 (State or other jurisdiction of incorporation) (Commi |
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| November 8, 2022 |
EXHIBIT 99.1 Orion Energy Systems Reports Q2 Revenue of $17.6M, Gross Profit Percentage of 25.3% and Reiterates FY’23 Revenue Outlook of $90M to $110M Manitowoc, WI – November 8, 2022 – Orion Energy Systems, Inc. (NASDAQ: OESX) (Orion Lighting), a provider of energy-efficient LED lighting and controls, maintenance services and electrical vehicle (EV) charging station solutions, today reported resu |
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| November 8, 2022 |
Exhibit 10.4 EXECUTION VERSION AMENDMENT NO. 1 TO LOAN AND SECURITY AGREEMENT This AMENDMENT NO. 1 TO LOAN AND SECURITY AGREEMENT (this ?Amendment?) is dated effective as of November 4, 2022 and entered into by and among, ORION ENERGY SYSTEMS, INC., a Wisconsin corporation (?Company?), GREAT LAKES ENERGY TECHNOLOGIES, LLC, a Wisconsin limited liability company (?Great Lakes?), CLEAN ENERGY SOLUTIO |
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| November 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2022 ORION ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Wisconsin 01-33887 39-1847269 (State or other jurisdiction of incorporation) (Commis |
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| November 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-33887 Orion Energy Systems, Inc. (Exact name of Registran |
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| September 30, 2022 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including additional amendments thereto) with respect to the shares of Common Stock, no par value, of Orion Energy Systems, Inc. This Joint Filing Agreement sha |
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| September 30, 2022 |
OESX / Orion Energy Systems, Inc. / Philotimo Fund, LP - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. )1 Orion Energy Systems, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 686275108 (CUSIP Number) MR. DAVID L. KANEN KANEN |
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| August 8, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2022 ORION ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Wisconsin 01-33887 39-1847269 (State or other jurisdiction of incorporation) (Commissi |
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| August 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-33887 Orion Energy Systems, Inc. (Exact name of Registrant as |
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| August 3, 2022 |
Exhibit 99.2 Orion Energy Systems Reports Q1 Revenue of $17.9M, Reflecting Customer Delays on Large LED Lighting Projects Manitowoc, WI – August 3, 2022 – Orion Energy Systems, Inc. (NASDAQ: OESX) (Orion Lighting), a provider of energy-efficient LED lighting and control systems and electrical maintenance services, today reported results for its fiscal 2023 first quarter ended June 30, 2022 (Q1’23) |
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| August 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2022 ORION ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Wisconsin 01-33887 39-1847269 (State or other jurisdiction of incorporation) (Commissi |
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| August 3, 2022 |
Exhibit 10.2 Name of Executive: Michael H. Jenkins Position: Chief Executive Officer and President Fiscal Year 2023 Base Salary (after Effective Date): $425,000 Effective Date: November 10, 2022 Pre-Change of Control Severance Multiplier is: 1.5x Post-Change of Control Severance Multiplier is: 2x AMENDED EXECUTIVE EMPLOYMENT AND SEVERANCE AGREEMENT This Amended Executive Employment Agreement (“Agr |
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| August 3, 2022 |
Exhibit 10.1 MICHAEL W. ALTSCHAEFL VOLUNTARY RETIREMENT AND CONSULTING AGREEMENT THIS VOLUNTARY RETIREMENT AND CONSULTING AGREEMENT (“Agreement”) is made by and between ORION ENERGY SYSTEMS, INC. (“Company”) and MICHAEL W. ALTSCHAEFL (“Altschaefl”) and is dated as of August 2, 2022, but not effective until November 10, 2022 (the “Retirement Date”). A. WHEREAS, Altschaefl and Company are currently |
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| August 3, 2022 |
Exhibit 99.1 Orion Energy Systems Announces CEO Transition Plan - Mike Altschaefl to Retire as CEO on November 10, 2022; EVP and COO Mike Jenkins Named as New CEO Manitowoc, WI — August 3, 2022—Orion Energy Systems, Inc. (Nasdaq: OESX) (Orion Lighting), a provider of energy-efficient LED lighting and control systems, including turnkey project implementation, program management and system maintenan |
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| August 3, 2022 |
Exhibit 10.3 ALAN HOWE CONSULTING AGREEMENT THIS CONSULTING AGREEMENT (“Agreement”) is made and effective as of August 4, 2022 (“Effective Date”), by and between Orion Energy Systems, Inc. (“Company”) and Alan Howe (“Consultant”). W I T N E S S E T H: A. WHEREAS, Consultant has been a valuable member of Company’s Board of Directors (“Board”) up to the Effective Date, including acting as the Chair |
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| June 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| June 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| June 10, 2022 |
Subsidiaries of Orion Energy Systems, Inc.+ Exhibit 21.1 Subsidiaries Entity Jurisdiction of Organization Great Lakes Energy Technologies, LLC Wisconsin Clean Energy Solutions, LLC Wisconsin Orion Asset Management, LLC Wisconsin Orion LED Canada, Inc. British Columbia, Canada Stay-Lite Lighting, Inc. Wisconsin |
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| June 10, 2022 |
Exhibit 10.19 Grantee: Grant Date: No. of Performance Shares: ORION ENERGY SYSTEMS, INC. 2016 OMNIBUS INCENTIVE PLAN PERFORMANCE SHARE AWARD AGREEMENT THIS AGREEMENT, made and entered into as of the Grant Date specified above (the ?Grant Date?) by and between Orion Energy Systems, Inc., a Wisconsin corporation (the ?Company?), and the Grantee specified above (?Grantee?). RECITALS WHEREAS, the Comp |
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| June 10, 2022 |
Exhibit 10.21 Grantee: Grant Date: No. of Restricted Shares: Amount of Restricted Cash: $ ORION ENERGY SYSTEMS, INC. 2016 OMNIBUS INCENTIVE PLAN TANDEM RESTRICTED STOCK AND CASH AWARD AGREEMENT THIS AGREEMENT, made and entered into as of the Grant Date specified above (the ?Grant Date?) by and between Orion Energy Systems, Inc., a Wisconsin corporation (the ?Company?), and the Grantee specified ab |
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| June 10, 2022 |
Exhibit 10.20 Non-Employee Director Grantee: Grant Date: No. of Restricted Shares: ORION ENERGY SYSTEMS, INC. 2016 OMNIBUS INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT (100% Restricted Stock) (for Non-Employee Members of the Board of Directors) THIS AGREEMENT, made and entered into as of the Grant Date specified above (the ?Grant Date?) by and between Orion Energy Systems, Inc., a Wisconsin cor |
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| June 10, 2022 |
Exhibit 10.22 Non-Employee Director Grantee: Grant Date: No. of Restricted Shares: Amount of Restricted Cash: $ ORION ENERGY SYSTEMS, INC. 2016 OMNIBUS INCENTIVE PLAN TANDEM RESTRICTED STOCK AND CASH AWARD AGREEMENT (for Non-Employee Members of the Board of Directors) THIS AGREEMENT, made and entered into as of the Grant Date specified above (the ?Grant Date?) by and between Orion Energy Systems, |
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| June 10, 2022 |
Exhibit 10.23 Grantee: Grant Date: No. of Restricted Shares: ORION ENERGY SYSTEMS, INC. 2016 OMNIBUS INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT THIS AGREEMENT, made and entered into as of the Grant Date specified above (the ?Grant Date?) by and between Orion Energy Systems, Inc., a Wisconsin corporation (the ?Company?), and the Grantee specified above (?Grantee?). RECITALS WHEREAS, the Compan |
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| June 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2022 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33887 Orion Energy Systems, Inc. ( |
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| June 7, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2022 ORION ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Wisconsin 01-33887 39-1847269 (State or other jurisdiction of incorporation) (Commission |
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| June 7, 2022 |
EXHIBIT 99.1 Orion Energy Systems Reports FY 2022 Revenue of $124.4M, EPS of $0.19, Gross Profit Percentage of 27.3% and over $35M of Liquidity Manitowoc, WI ? June 7, 2022 ? Orion Energy Systems, Inc. (NASDAQ: OESX) (Orion Lighting), a provider of energy-efficient LED lighting and control systems, including turnkey project implementation, program management and system maintenance, today reported |
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| May 23, 2022 |
Orion Energy Systems Announces Preliminary Unaudited FY 2022 Results Exhibit 99.1 Orion Energy Systems Announces Preliminary Unaudited FY 2022 Results Manitowoc, WI ? May 23, 2022 ? Orion Energy Systems, Inc. (NASDAQ: OESX) (Orion Lighting), a provider of energy-efficient LED lighting, controls and IoT systems, including turnkey project implementation, program management and system maintenance, today announced preliminary unaudited results for its fiscal year ended |
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| May 23, 2022 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2022 ORION ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Wisconsin 01-33887 39-1847269 (State or other jurisdiction of incorporation) (Commission |
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| May 9, 2022 |
Conflict Minerals Report of Orion Energy Systems, Inc. EX-1.01 2 cmw419a.htm Exhibit 1.01 Conflict Minerals Report of Orion Energy Systems, Inc. in Accordance with Rule 13p-1 under the Securities Exchange Act of 1934 This is the Conflict Minerals Report (the “Report”) of Orion Energy Systems, Inc. (the “Company”) for calendar year 2021 in accordance with Rule 13p-1 (“Rule 13p-1”) under the Securities Exchange Act of 1934, as amended. The Company under |
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| May 9, 2022 |
SD 1 cmw419.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD Specialized Disclosure Report Orion Energy Systems, Inc. (Exact name of the registrant as specified in its charter) Wisconsin 001-33887 (State or other jurisdiction of (Commission Incorporation or organization) file number) 2210 Woodland Drive Manitowoc, Wisconsin 54220 (Address of principal executive o |
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| February 22, 2022 |
Exhibit 10.3 Grantee: Michael W. Altschaefl Grant Date: Third business day after the Company?s public announcement of fiscal 2022 fourth quarter/annual financial results No. of Restricted Shares: 50,000 Shares ORION ENERGY SYSTEMS, INC. 2016 OMNIBUS INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT THIS AGREEMENT, dated as of February 21, 2022, but effective as of the Grant Date specified above (the |
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| February 22, 2022 |
Exhibit 10.1 AMENDMENT TO AMENDED AND RESTATED EXECUTIVE EMPLOYMENT AND SEVERANCE AGREEMENT THIS AMENDMENT (the ?Amendment?) is made as of February 21, 2022 but is effective as of the third business day after the Company publicly announces its fiscal 2022 fourth quarter and annual earnings results (?Effective Date?), by and between Orion Energy Systems, Inc. (?Orion? or the ?Company?), and Michael |
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| February 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 16, 2022 ORION ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Wisconsin 01-33887 39-1847269 (State or other jurisdiction of incorporation) (Commi |
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| February 22, 2022 |
Orion Energy Systems to Make Investor-Friendly Changes to Certain Executive Compensation Plans Exhibit 99.1 Orion Energy Systems to Make Investor-Friendly Changes to Certain Executive Compensation Plans Manitowoc, WI ? February 22, 2022 ? Orion Energy Systems, Inc. (NASDAQ: OESX) (Orion Lighting), a provider of energy-efficient LED lighting, control and IoT systems, including turnkey project implementation, program management and system maintenance, today announced that the Compensation Com |
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| February 11, 2022 |
OESX / Orion Energy Systems, Inc. / RENAISSANCE TECHNOLOGIES LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Orion Energy Systems, Inc. - (Name of Issuer) Common stock, no par value - (Title of Class of Securities) 686275108 - (CUSIP Number) December 31, 2021 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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| February 9, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2022 ORION ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Wisconsin 01-33887 39-1847269 (State or other jurisdiction of incorporation) (Commis |
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| February 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-33887 Orion Energy Systems, Inc. (Exact name of Registrant |
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| February 9, 2022 |
EXHIBIT 99.1 Orion Energy Systems Reports FY 2022 Nine Months Revenue of $102.3M, EPS of $0.23, a 28% Gross Profit Percentage and $41M of Liquidity Manitowoc, WI ? February 9, 2022 ? Orion Energy Systems, Inc. (NASDAQ: OESX) (Orion Lighting), a provider of energy-efficient LED lighting, controls and IoT systems, including turnkey project implementation, program management and system maintenance, t |
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| January 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 18, 2022 ORION ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Wisconsin 01-33887 39-1847269 (State or other jurisdiction of incorporation) (Commis |
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| January 18, 2022 |
Exhibit 99.1 Orion Energy Systems Preliminarily Expects Q3?22 Revenue of Approximately $30.5M, Reduces FY 2022 Revenue Outlook to $130M and Holds Investor Call Today at 5:00pm ET Manitowoc, WI ? January 18, 2021 ? Orion Energy Systems, Inc. (NASDAQ: OESX) (Orion Lighting), a provider of energy-efficient LED lighting, controls and IoT systems, including turnkey project implementation, program manag |
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| January 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 Amendment No. 6 Orion Energy Systems, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 686275108 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
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| January 5, 2022 |
Regulation FD Disclosure, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 5, 2022 ORION ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Wisconsin 01-33887 39-1847269 (State or other jurisdiction of incorporation) (Commiss |
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| January 5, 2022 |
EX-99.1 2 d197943dex991.htm EX-99.1 Exhibit 99.1 Orion Energy Systems Acquires Lighting and Electrical Maintenance Service Provider, Stay-Lite Lighting Addition of business to accelerate the growth of Orion Maintenance Services Manitowoc, WI – January 5, 2022 – Orion Energy Systems, Inc. (NASDAQ: OESX) (Orion Lighting), a provider of energy-efficient LED lighting, control and IoT systems, includin |
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| January 4, 2022 |
OESX / Orion Energy Systems, Inc. / BNP Paribas Asset Management UK Ltd Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* (Name of Issuer) ORION ENERGY SYSTEMS, INC. (Title of Class of Securities) Common stock (CUSIP Number) 686275108 (Date of Event Which Requires Filing of this Statement) December 31, 2021 Check the appropriate box to designate the rule pursuant to which t |
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| November 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-33887 Orion Energy Systems, Inc. (Exact name of Registran |
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| November 9, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2021 ORION ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Wisconsin 01-33887 39-1847269 (State or other jurisdiction of incorporation) (Commis |
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| November 9, 2021 |
EXHIBIT 99.1 Orion Energy Systems Q2?22 Revenue Rose Sequentially and Year-over-Year to $36.5M, Driven Principally by National Account LED Lighting Retrofit Projects Manitowoc, WI ? November 9, 2021 ? Orion Energy Systems, Inc. (NASDAQ: OESX) (Orion Lighting), a provider of energy-efficient LED lighting, controls and IoT systems, including turnkey project implementation, program management and sys |
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| November 4, 2021 |
Exhibit 10.1 Execution Version Name of Executive: Michael H. Jenkins Position: Executive Vice President and Chief Operating Officer $365,000 November 11, 2021 Fiscal Year 2022 Base Salary: Effective Date: Pre-Change of Control Severance Multiplier is: 1x Post-Change of Control Severance Multiplier is: 2x EXECUTIVE EMPLOYMENT AND SEVERANCE AGREEMENT This Executive Employment Agreement (?Agreement?) |
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| November 4, 2021 |
Exhibit 99.1 Orion Energy Systems Expands Senior Leadership Team, Appointing Michael H. Jenkins as Chief Operating Officer Manitowoc, WI ? November 4, 2021 ? Orion Energy Systems, Inc. (NASDAQ: OESX) (Orion Lighting), a provider of energy-efficient LED lighting, controls and IoT systems, including turnkey project implementation, program management and system maintenance, today announced the expans |
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| November 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2021 ORION ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Wisconsin 01-33887 39-1847269 (State or other jurisdiction of incorporation) (Commis |
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| October 5, 2021 |
OESX / Orion Energy Systems, Inc. / BNP Paribas Asset Management UK Ltd Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* (Name of Issuer) ORION ENERGY SYSTEMS, INC. (Title of Class of Securities) Common stock (CUSIP Number) 686275108 (Date of Event Which Requires Filing of this Statement) September 30, 2021 Check the appropriate box to designate the rule pursuant to which |
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| August 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2021 ORION ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Wisconsin 01-33887 39-1847269 (State or other jurisdiction of incorporation) (Commissi |
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| August 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-33887 Orion Energy Systems, Inc. (Exact name of Registrant as |
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| August 4, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2021 ORION ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Wisconsin 01-33887 39-1847269 (State or other jurisdiction of incorporation) (Commissi |
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| August 4, 2021 |
EXHIBIT 99.1 LED Lighting & Energy Systems Provider Orion Q1?22 Revenue and Gross Margin Rose to $35.1M and 29.1%, Respectively, and Q1?22 Net Income Rose to $2.5M, or $0.08 Per Share; Holds Investor Call Today at 10:00 am ET Manitowoc, WI ? August 4, 2021 ? Orion Energy Systems, Inc. (NASDAQ: OESX) (Orion Lighting), a provider of energy-efficient LED lighting, controls and IoT systems, including |
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| July 12, 2021 |
OESX / Orion Energy Systems, Inc. / BlackRock Inc. Passive Investment us6862751087071021.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 1) ORION ENERGY SYSTEMS, INC. - (Name of Issuer) Common Stock - (Title of Class of Securities) 686275108 - (CUSIP Number) June 30, 2021 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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| June 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin |
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| June 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defini |
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| June 15, 2021 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 15, 2021 ORION ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Wisconsin 01-33887 39-1847269 (State or other jurisdiction of incorporation) (Commissio |
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| June 1, 2021 |
Subsidiaries of Orion Energy Systems, Inc.+ Exhibit 21.1 Subsidiaries Entity Jurisdiction of Organization Great Lakes Energy Technologies, LLC Wisconsin Clean Energy Solutions, LLC Wisconsin Orion Asset Management, LLC Wisconsin Orion LED Canada, Inc. British Columbia, Canada |
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| June 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-33887 Orion Energy Systems, Inc. ( |
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| June 1, 2021 |
EXHIBIT 99.1 Orion Q4?21 Revenue Rose 37% to $35.5M on Strong LED Lighting Retrofit Activity; FY 2022 Revenue Expected to Rise at least 28% vs. FY 2021 Revenue of $116.8M; Investor Call Today at 4:30 pm ET Manitowoc, WI ? June 1, 2021 ? Orion Energy Systems, Inc. (NASDAQ: OESX) (Orion Lighting), a provider of energy-efficient LED lighting, controls and IoT systems, including turnkey project implem |
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| June 1, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 1, 2021 ORION ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Wisconsin 01-33887 39-1847269 (State or other jurisdiction of incorporation) (Commission |
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| May 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form SD Specialized Disclosure Report Orion Energy Systems, Inc. Wisconsin 001-33887 39-1847269 (State or other jurisdiction of incorporation or organization) (Commission File Number) (IRS Employer Identification No.) 2210 Woodland Drive Manitowoc, Wisconsin 54220 (Address of principal executive offices) (Zip Code) Michael W. |
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| May 28, 2021 |
Conflict Minerals Report of Orion Energy Systems, Inc. Exhibit 1.01 Conflict Minerals Report of Orion Energy Systems, Inc. in Accordance with Rule 13p-1 under the Securities Exchange Act of 1934 This is the Conflict Minerals Report (the ?Report?) of Orion Energy Systems, Inc. (the ?Company?) for calendar year 2020 in accordance with Rule 13p-1 (?Rule 13p-1?) under the Securities Exchange Act of 1934, as amended. The Company undertook due diligence to |
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| April 21, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events 8-K 1 d27746d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 21, 2021 ORION ENERGY SYSTEMS, INC. (Exact Name of Registrant as Specified in its Charter) Wisconsin 01-33887 39-1847269 (State or Other Jurisdiction of |
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| April 21, 2021 |
Exhibit 99.1 LED Lighting, Controls Provider Orion Secures $16.4M in Follow-On National Account Orders, Underscoring Outlook for Approximately 30% Revenue Growth in FY 2022 Manitowoc, WI ? April 21, 2021 ? Orion Energy Systems, Inc. (NASDAQ: OESX) (Orion Lighting), a provider of energy-efficient LED lighting, controls and IoT systems, including turnkey project implementation and ongoing system mai |
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| March 26, 2021 |
Orion Energy Systems, Inc. Up to $50,000,000 of Shares of Common Stock Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-236837 PROSPECTUS SUPPLEMENT (To Prospectus dated March 12, 2020) Orion Energy Systems, Inc. Up to $50,000,000 of Shares of Common Stock We have entered into an At Market Issuance Sales Agreement (the ?Sales Agreement?) with B. Riley Securities, Inc., as sales agent (the ?Sales Agent?), relating to the sale of the shares of ou |
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| March 26, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 26, 2021 ORION ENERGY SYSTEMS, INC. (Exact Name of Registrant as Specified in its Charter) Wisconsin 01-33887 39-1847269 (State or Other Jurisdiction of Incorporation) (Commissi |
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| March 26, 2021 |
Exhibit 10.1 Execution Version ORION ENERGY SYSTEMS, INC. Common Stock (no par value per share) At Market Issuance Sales Agreement March 26, 2021 B. Riley Securities, Inc. 299 Park Avenue, 21st Floor New York, NY 10171 Ladies and Gentlemen: Orion Energy Systems, Inc., a Wisconsin corporation (the ?Company?), confirms its agreement (this ?Agreement?) with B. Riley Securities, Inc. (the ?Agent?) as |
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| March 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* (Name of Issuer) ORION ENERGY SYSTEMS, INC. (Title of Class of Securities) Common stock (CUSIP Number) 686275108 (Date of Event Which Requires Filing of this Statement) February 26, 2021 Check the appropriate box to designate the rule pursuant to which t |
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| February 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 18, 2021 ORION ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Wisconsin 01-33887 39-1847269 (State or other jurisdiction of incorporation) (Commi |
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| February 11, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 11, 2021 ORION ENERGY SYSTEMS, INC. (Exact name of registrant as specified in its charter) Wisconsin 01-33887 39-1847269 (State or other jurisdiction of incorporation) (Commi |
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| February 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Orion Energy Systems, Inc. - (Name of Issuer) Common stock, no par value - (Title of Class of Securities) 686275108 - (CUSIP Number) December 31, 2020 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru |
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| February 11, 2021 |
EXHIBIT 99.1 Rebound in LED Lighting Retrofit Activity Leads Orion’s Q3 Revenue Rise to $44.3M and Net Income Increase to $4.3M, or $0.14 per share; Investor Call Today at 10am ET Manitowoc, WI – February 11, 2020 – Orion Energy Systems, Inc. (NASDAQ: OESX) (Orion Lighting), a provider of energy-efficient LED lighting, controls and IoT systems, including turnkey project implementation, as well as |
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| February 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended December 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number 001-33887 Orion Energy Systems, Inc. (Exact name of Registrant |
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| February 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* (Name of Issuer) ORION ENERGY SYSTEMS, INC. (Title of Class of Securities) Common stock (CUSIP Number) 686275108 (Date of Event Which Requires Filing of this Statement) December 31, 2020 Check the appropriate box to designate the rule pursuant to which th |
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| February 2, 2021 |
us6862751087020221.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: ) ORION ENERGY SYSTEMS, INC. - (Name of Issuer) Common Stock - (Title of Class of Securities) 686275108 - (CUSIP Number) December 31, 2020 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule purs |
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| January 5, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 Amendment No. 5 Orion Energy Systems, Inc. (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 686275108 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua |
