First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
US ˙ NasdaqGM ˙ US33735J1016

SecurityFTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund
InstitutionAdvisor Group, Inc.
Latest Disclosed Ownership197,837 shares
Latest Disclosed Value $ 11,180,000
Advisor Group, Inc. reports 24.08% decrease in ownership of FTA / First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund

On February 12, 2020 - Advisor Group, Inc. filed a 13F-HR form disclosing ownership of 197,837 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund (US:FTA) valued at $11,179,769 USD as of December 31, 2019. The entity filed a previous 13F-HR on November 13, 2019 disclosing 260,601 shares of First Trust Exchange-Traded AlphaDEX Fund - First Trust Large Cap Value AlphaDEX Fund. This represents a change in shares of -24.08% during the quarter. The current value of the position is $19,028,141 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

Upgrade to unlock premium data and export to Excel .

Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2020-02-12 2019-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 197,837 -62,764 -24.08 11,180 -16.82 0.0773
2019-11-13 2019-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 260,601 8,748 3.47 13,441 2.34 0.0992
2019-07-31 2019-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 251,853 20,980 9.09 13,134 10.30 0.1007
2019-05-09 2019-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 230,873 67,398 41.23 11,908 57.49 0.0980
2019-02-11 2018-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 163,475 40,055 32.45 7,561 13.10 0.0742
2018-11-14 2018-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 123,420 65,065 111.50 6,685 118.89 0.0674
2018-08-13 2018-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 58,355 3,948 7.26 3,054 6.41 0.0420
2018-05-15 2018-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 54,407 2,003 3.82 2,870 0.28 0.0394
2018-02-14 2017-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 52,404 -419 -0.79 2,862 6.00 0.0382
2017-11-06 2017-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 52,823 -8,109 -13.31 2,700 -11.74 0.0425
2017-11-03 2017-06-30 13F/A-1 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 60,932 25,839 73.63 3,059 76.82 0.0537
2017-08-11 2017-06-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 60,932 33,649 2,979
2017-11-02 2017-03-31 13F/A-1 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 35,093 -5,619 -13.80 1,730 -9.28 0.0350
2017-05-15 2017-03-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 35,093 -5,619 1,651
2017-11-02 2016-12-31 13F/A-1 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 40,712 -4,349 -9.65 1,907 -0.63 0.0431
2017-01-31 2016-12-31 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 40,712 27,956 1,791
2017-11-02 2016-09-30 13F/A-1 FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 45,061 -6,765 -13.05 1,919 -6.98 0.0461
2016-11-08 2016-09-30 13F FIRST TR LRG CP VL ALPHADEX COM SHS 33735J101 45,061 38,921 1,813
2016-08-11 2016-06-30 13F FIRST TR LRG CP VL ALPHADEX COM 33735J101 51,826 51,826 2,063
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.