First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets Small Cap AlphaDEX Fund

SecurityFEMS / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets Small Cap AlphaDEX Fund
InstitutionUBS Group AG
Latest Disclosed Ownership50,280 shares
Latest Disclosed Value $ 2,290,354
UBS Group AG reports 13.14% decrease in ownership of FEMS / First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets Small Cap AlphaDEX Fund

On May 5, 2026 - UBS Group AG filed a 13F-HR form disclosing ownership of 50,280 shares of First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets Small Cap AlphaDEX Fund (US:FEMS) valued at $2,290,355 USD as of March 31, 2026. The entity filed a previous 13F-HR on January 29, 2026 disclosing 57,883 shares of First Trust Exchange-Traded AlphaDEX Fund II - First Trust Emerging Markets Small Cap AlphaDEX Fund. This represents a change in shares of -13.14% during the quarter. The current value of the position is $2,360,143 USD.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)
File
Date		 Effective
Date		Form Security Class ID Avg Price
Paid (Est)		 Reported
Shares		 ΔShares ΔShares
(%)		 Reported
Value
(x1000)		 ΔValue
(%)		 Alloc
(%)		 ΔAlloc ΔAlloc (%) Cost Basis
(x1000)		 Unrealized
Gain/Loss
(x1000)
2026-05-05 2026-03-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 50,280 -7,603 -13.14 2,290 -5.99 0.0001
2026-01-29 2025-12-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 57,883 -99,653 -63.26 2,437 -64.99 0.0001
2025-11-13 2025-09-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 157,536 -4,021 -2.49 6,960 6.08 0.0011
2025-08-14 2025-06-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 161,557 652 0.41 6,561 9.70 0.0011
2025-05-13 2025-03-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 160,905 6,030 3.89 5,981 2.36 0.0011
2025-02-14 2024-12-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 154,875 11,512 8.03 5,843 -0.80 0.0011
2024-11-14 2024-09-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 143,363 7,846 5.79 5,889 7.07 0.0013
2024-08-14 2024-06-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 135,517 -12,069 -8.18 5,501 -3.73 0.0014
2024-05-13 2024-03-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 147,586 -25,808 -14.88 5,713 -14.28 0.0014
2024-02-09 2023-12-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 173,394 -26,158 -13.11 6,665 -13.15 0.0020
2023-11-09 2023-09-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 199,552 11,870 6.32 7,675 12.49 0.0026
2023-08-11 2023-06-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 187,682 34,549 22.56 6,822 19.73 0.0023
2023-05-12 2023-03-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 153,133 35,782 30.49 5,698 24.71 0.0021
2023-02-08 2022-12-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 117,351 5,336 4.76 4,570 27.84 0.0017
2022-11-10 2022-09-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 112,015 -15,693 -12.29 3,574 -19.45 0.0016
2022-08-10 2022-06-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 127,708 3,145 2.52 4,437 -12.35 0.0018
2022-05-16 2022-03-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 124,563 9,189 7.96 5,062 9.17 0.0017
2022-02-14 2021-12-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 115,374 414 0.36 4,637 -4.63 0.0013
2021-11-15 2021-09-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 114,960 2,447 2.17 4,862 -7.34 0.0015
2021-08-13 2021-06-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 112,513 10,677 10.48 5,247 18.39 0.0017
2021-05-12 2021-03-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 101,836 10,059 10.96 4,432 17.53 0.0015
2021-02-11 2020-12-31 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 91,777 192 0.21 3,771 22.59 0.0013
2020-11-12 2020-09-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 91,585 -6,642 -6.76 3,076 -3.84 0.0012
2020-07-31 2020-06-30 13F FIRST TR EXCH TRD ALPHDX FD EM SML CP ALPH 33737J307 98,227 -80,741 -45.11 3,199 -28.47 0.0014
2020-05-01 2020-03-31 13F FIRST TR EXCHANGE TRADED ALP EM SML CP ALPH 33737J307 178,968 20,647 13.04 4,472 -28.53 0.0021
2020-02-14 2019-12-31 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 158,321 -191 -0.12 6,257 15.85 0.0022
2019-11-14 2019-09-30 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 158,512 -1,102 -0.69 5,401 -3.47 0.0021
2019-08-14 2019-06-30 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 159,614 -6,084 -3.67 5,595 -5.02 0.0022
2019-05-14 2019-03-31 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 165,698 -138,480 -45.53 5,891 -39.83 0.0024
2019-02-14 2018-12-31 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 304,178 106,487 53.87 9,791 37.19 0.0044
2018-11-14 2018-09-30 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 197,691 -10,423 -5.01 7,137 -10.29 0.0028
2018-08-14 2018-06-30 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 208,114 -10,318 -4.72 7,956 -18.89 0.0034
2018-05-15 2018-03-31 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 218,432 59,450 37.39 9,809 42.37 0.0042
2018-02-14 2017-12-31 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 158,982 115,125 262.50 6,890 279.41 0.0028
2017-11-14 2017-09-30 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 43,857 16,488 60.24 1,816 79.98 0.0008
2017-11-14 2017-06-30 13F/A-1 FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 27,369 5,912 27.55 1,009 29.19 0.0005
2017-08-14 2017-06-30 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 27,369 1,009
2017-11-14 2017-03-31 13F/A-1 FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 21,457 17,008 382.29 781 482.84 0.0004
2017-05-12 2017-03-31 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 21,457 781
2017-02-14 2016-12-31 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 4,449 4,088 1,132.41 134 1,016.67 0.0001
2016-11-14 2016-09-30 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 361 -1,164 -76.33 12 -73.91 0.0000
2016-08-12 2016-06-30 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 1,525 -767 -33.46 46 -31.34 0.0000
2016-05-12 2016-03-31 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 2,292 -1,232 -34.96 67 -29.47 0.0000
2016-02-16 2015-12-31 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 3,524 1,232 53.75 95 53.23 0.0001
2015-11-13 2015-09-30 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 2,292 -925 -28.75 62 -42.59 0.0000
2015-08-14 2015-06-30 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 3,217 -1,449 -31.05 108 -29.41 0.0001
2015-05-14 2015-03-31 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 4,666 -6,973 -59.91 153 -59.52 0.0001
2015-02-17 2014-12-31 13F FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 11,639 11,639 378 0.0003
Legend
Shares
The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value
The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price
The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class
This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred
Allocation (%)
The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation
The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%)
The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis
The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss
This is the market value of the position as of the effective date minus the cost basis.