NBY / NovaBay Pharmaceuticals, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

NovaBay Pharmaceuticals, Inc.
US ˙ NYSEAM

Utestående aktier 5,823,497 shares
Insideraktier1 471 342 shares
Insynsägande25,27 %
Totalt antal insynspersoner46
Insider Sentiment Score

Insider sentiment score hittar de företag som köps av foretagsinsynspersoner.

Det är resultatet av en sofistikerad, kvantitativ multifaktormodell som identifierar företag med de högsta nivåerna av insiderackumulation. Poängmodellen använder en kombination av nettoantalet insiders som köpt de föregående 90 dagarna, det totala antalet aktier som köpts i procent av aktiekapitalet och det totala antalet aktier som ägs av insiders. Siffran sträcker sig från 0 till 100, med högre siffror som indikerar en högre nivå av ackumulering för sina kamrater, och 50 är genomsnittet.

Uppdateringsfrekvens: Dagligen

Se Insiders Top Picks, som ger en lista över företag med högsta insiderackumulation.

Office Sentiment Score

Officersentiment Score hittar företag som köps av Corporate Officers.

Per definition Corporate Officers är Corporate Insiders, men till skillnad från vissa av de andra Insiders (10 % aktieägare och styrelseledamöter), arbetar ämbetsmän för företaget dagligen och de använder sina egna pengar när de handlar . (10 % aktieägare och styrelseledamöter är ofta fondförvaltare som förvaltar andras pengar.) Som sådan är insideraffärer som görs av tjänstemän mycket mer betydelsefulla och bör behandlas på lämpligt sätt.

Liksom Insider Sentiment Score är Officer Sentiment Score resultatet av en sofistikerad, kvantitativ multifaktormodell som identifierar företag med de högsta nivåerna av officersackumulering.

Uppdateringsfrekvens: Dagligen

Se insiderns bästa val, vilket ger en lista över företag med högsta insider sentiment.

Viktiga insidernyckeltal

Denna kort visar hur företaget rankas längs olika insidernyckeltal. Procenttilrankningen visar hur detta företag jämförs med andra företag på USA-marknaden. Högre rankingar indikerar bättre situationer.

Till exempel anses det allmänt att insiderköp är en positiv indikator, så företag med mer insiderköp skulle rankas högre än företag med mindre insiderköp (eller til och med insiderförsäljning).

Nettoantalet insiders som köper (rankning)

0 ( )

9589 out of 11304

Nettoantalet insiders som köper är den totala mängden insiders som säljer minus det totala antalet insiders som säljer under de senaste 90 dagarna. Percentilrankningen visas här (intervall från 0 till 100%).

Procent av flytande köpta av insiders (ranking)

0.000 %( )

9501 out of 11220

Procentandelen av aktier köpta av insiders är det totala antalet aktier som köpts av insiders minus det totala antalet aktier som sålts av insiders under de senaste 90 dagarna, dividerat med det totala antalet aktier och multiplicerat med 100.

Insiderhandelsdiagram

NovaBay Pharmaceuticals, Inc. insideraffärer visas i följande diagram. Insiders är tjänstemän, styrelseledamöter eller betydande investerare i ett företag. I allmänhet är det i allmänhet olagligt för insiders att göra affärer i sina företag baserat på väsentlig, icke-offentlig information. Detta betyder inte att det är olagligt för dem att göra några affärer i sina egna företag. De måste dock rapportera alla affärer till SEC via ett formulär 4.

Insiderlista och lönsamhetsstatistik

Den här tabellen visar listan över kända insiders och genereras automatiskt från anmälningar som avslöjas till SEC. Förutom namnen, den senaste titeln och direktören, tjänstemannen eller ägarbeteckningen på 10 %, tillhandahåller vi de senaste avslöjade innehaven. Dessutom, när det är möjligt tillhandahåller vi insiderns historiska handelsresultat. Det historiska handelsresultatet är ett vägt genomsnitt av resultatet för faktiska köptransaktioner på den öppna marknaden som insidern gjort. För mer information om hur detta beräknas, titta på detta YouTube-webinarium.

See our leaderboard of most profitable insider traders.

Insider Genomsnitt vinst (%) Aktier
Ägda
Delad
Justerad
Mark Brian Anderson CSO - [O] 100 3
Keith R Bley 258 120
Charles Cashion Director - [D] 18 495 584
China Pioneer Pharma Holdings Ltd 10% Owner - [10%] 608 156 19 205
Anthony Dailley Director - [D] 285 259 9 008
Freiman Paul E. Director - [D] 1 783 51
Jian Ping Fu 10% Owner - [10%] 4 000 000 114 286
Julie Garlikov Director - [D] 858 25
Justin Hall CEO, GC and Director, Director - [D] [O] 83 172 2 376
Hoon Russell A. Senior Vice President - [O] 34 217 1 081
Jones Andrew D. CFO - [O] 127 461 3 642
Behzad Khosrovi VP, Research & Dev't - [O] 135 000 4 263
Audrey Kunin Chief Product Officer - [O] 0 0
Jeffrey Kunin President, DERMAdoctor, LLC - [O] 0 0
Xiaoyan Liu Director - [D] 0 0
Insider Genomsnitt vinst (%) Aktier
Ägda
Delad
Justerad
Tommy Law Interim CFO - [O] 0 0
Lazar David E. Chief Executive Officer, Director, 10% Owner - [D] [O] [10%] 0 0
Xinzhou Li 10% Owner - [10%] 2 001 743 63 213
Yanbin Liu Director - [D] 0 0
Yonghao Ma Director - [D] 0 0
Gail J Maderis 20 000
John Joseph McGovern CFO and Treasurer - [O] 0 0
McPherson T. Alex Director - [D] 28 558 902
Naqu Area Pioneer Pharma Co., Ltd. 10% Owner - [10%] 800 000 25 263
Najafi Family Trust dated September 13, 2006 10% Owner - [10%] 3 117 500 98 447
Ramin Najafi Chief Executive Officer, Director, 10% Owner - [D] [O] [10%] 12 000 379
Thomas J Paulson CFO - [O] 142 196 4 490
Poplar Point Capital Partners Lp 10% Owner - [10%] 818 277 818 277
Pharma (Hong Kong) Co Ltd Pioneer 10% Owner - [10%] 5 188 421 148 241
Pioneer Pharma (Singapore) Pte. Ltd. 10% Owner - [10%] 3 879 519 110 843
Insider Genomsnitt vinst (%) Aktier
Ägda
Delad
Justerad
Massimo Radaelli 2 400
Jason Philip Raleigh Interim CFO and Treasurer - [O] 0 0
Mark M Sieczkarek - 1 156 883 33 054
Lewis J Stuart Chief Commercial Officer - [O] 0 0
Colin Scott 72 900
Swan Sit Director - [D] 1 716 49
Stroman David W. SVP, Ophthalmic Product Devt. - [O] 23 000 726
Tufts Robert R. Director - [D] 348 408 11 002
Mijia Wu Director - [D] 1 716 49
Roy J Wu SVP Bus & Corp Development - [O] 19 296 609
Xiaopei Wang Director - [D] 0 0
Wicks Tony D.S. Director - [D] 0 0
Wang Xu NEO - Sr Mgr and Controller - [O] 42 000 1 200
Todd Erik Zavodnick Director - [D] 0 0
Yenyou Zheng Director - [D] 1 716 49
Yongxiang Zheng Director - [D] 858 25

Report errors via our new Insider Auditing Tool

Track Records av insiderköp - Kortsiktig vinstanalys

I denna sektion analyserar vi lönsamheten för varje oplanerat, öppet-marknads insiderköp gjorda i NBY / NovaBay Pharmaceuticals, Inc.. Denna analys hjälper till att förstå om insidern konsekvent genererar onormala avkastningar och är värd att följa. Denna analys är för ett år efter varje handel, och resultaten är teoretiska .

Tabellen nedan visar de senaste köpen på öppna marknaden som inte var en del av en automatisk handelsplan.

Handelsdatum Insider Rapporterade
aktier
Rapporterat
pris
Justerade
aktier
Justerat
pris
Kostnadsbasis Dagar til
Max
Pris vid
Max
Maximal
vinst ($)
Maximal avkastning (%)
2025-04-08 POPLAR POINT CAPITAL PARTNERS LP 300 0,4650 300 0,4650 140 149 4.2200 1 127 810,79
2025-04-04 POPLAR POINT CAPITAL PARTNERS LP 4 538 0,5216 4 538 0,5216 2 367
2025-04-03 POPLAR POINT CAPITAL PARTNERS LP 22 976 0,5627 22 976 0,5627 12 929
2025-04-02 POPLAR POINT CAPITAL PARTNERS LP 917 0,5800 917 0,5800 532
2025-04-01 POPLAR POINT CAPITAL PARTNERS LP 19 915 0,5850 19 915 0,5850 11 650
2025-03-31 POPLAR POINT CAPITAL PARTNERS LP 21 654 0,5900 21 654 0,5900 12 776
2025-03-28 POPLAR POINT CAPITAL PARTNERS LP 49 400 0,6124 49 400 0,6124 30 253
2025-03-27 POPLAR POINT CAPITAL PARTNERS LP 18 504 0,6150 18 504 0,6150 11 380
2025-03-27 POPLAR POINT CAPITAL PARTNERS LP 600 0,6090 600 0,6090 365

Justeringar av aktierär de justerade aktierna efter justerat pris. Justeringar av aktierär de justerade aktierna efter uppdelning.

NBY / NovaBay Pharmaceuticals, Inc. Insider Trades
Track Records av insiderförsäljning - Kortsiktig förlustanalys

I denna sektion analyserar vi lönsamheten för varje oplanerat, öppet-marknads insiderköp gjorda i NBY / NovaBay Pharmaceuticals, Inc.. Denna analys hjälper till att förstå om insidern konsekvent genererar onormala avkastningar och är värd att följa. Denna analys är för ett år efter varje handel, och resultaten är teoretiska .

Tabellen nedan visar de senaste försäljningarna på öppna marknaden som inte var en del av en automatisk handelsplan.

Handelsdatum Insider Rapporterade
aktier
Rapporterat
pris
Justerade
aktier
Justerat
pris
Kostnadsbasis Dagar til
Min
Pris vid
Min
Maximal förlust
undvikits ($)
Maximal förlust
undvikits ($)
2022-12-06 Kunin Audrey 1 1,8100 0 63,3500 2 363 10.15 −1 −100,00
2022-12-06 Kunin Jeffrey 1 1,8100 0 63,3500 2
2022-11-21 Kunin Audrey 5 960 2,1049 170 73,6715 12 545
2022-11-21 Kunin Jeffrey 5 960 2,1049 170 73,6715 12 545
2022-11-21 Kunin Audrey 5 960 2,1049 170 73,6715 12 545
2022-11-21 Kunin Jeffrey 5 960 2,1049 170 73,6715 12 545
2022-09-14 Kunin Audrey 291 368 0,1582 8 325 5,5370 46 094
2022-09-14 Kunin Jeffrey 291 368 0,1582 8 325 5,5370 46 094
2020-08-17 WU MIJIA 20 000 1,3500 571 47,2500 27 000

Justeringar av aktierär de justerade aktierna efter justerat pris. Justeringar av aktierär de justerade aktierna efter uppdelning.

NBY / NovaBay Pharmaceuticals, Inc. Insider Trades
Transaktionshistorik

Klicka på länkikonen för att se hela transaktionshistoriken. Transaktioner som rapporteras som en del av en automatisk handelsplan 10b5-1 kommer att ha ett X i kolumnen markerad 10b-5.

Fil
datum
Handel
datum
Schema Insider Ticker Värdepappertitel Kod 10b5-1 Direkta Utövningspris Enhet
pris
Enheter
ändrad
Värde
ändrad (1K)
Kvarvarande
Optioner
Kvarvarande
Aktier
2025-08-26 3 Lazar David E. NBY Common Stock D 0
2025-04-15 2025-04-08 4 POPLAR POINT CAPITAL PARTNERS LP NBY Common Stock, par value $0.01 per share P - Purchase D 0,4650 300 0 1 020 300
2025-04-15 2025-04-04 4 POPLAR POINT CAPITAL PARTNERS LP NBY Common Stock, par value $0.01 per share P - Purchase D 0,5216 4 538 2 1 020 000
2025-04-15 2025-04-03 4 POPLAR POINT CAPITAL PARTNERS LP NBY Common Stock, par value $0.01 per share P - Purchase D 0,5627 22 976 13 1 015 462
2025-04-15 2025-04-02 4 POPLAR POINT CAPITAL PARTNERS LP NBY Common Stock, par value $0.01 per share P - Purchase D 0,5800 917 1 992 486
2025-04-15 2025-04-01 4 POPLAR POINT CAPITAL PARTNERS LP NBY Common Stock, par value $0.01 per share P - Purchase D 0,5850 19 915 12 991 569
2025-04-15 2025-03-31 4 POPLAR POINT CAPITAL PARTNERS LP NBY Common Stock, par value $0.01 per share P - Purchase D 0,5900 21 654 13 971 654
2025-04-15 2025-03-28 4 POPLAR POINT CAPITAL PARTNERS LP NBY Common Stock, par value $0.01 per share P - Purchase D 0,6124 49 400 30 950 000
2025-04-15 2025-03-27 4 POPLAR POINT CAPITAL PARTNERS LP NBY Common Stock, par value $0.01 per share P - Purchase D 0,6090 600 0 900 600
2025-04-15 2025-03-27 4 POPLAR POINT CAPITAL PARTNERS LP NBY Common Stock, par value $0.01 per share P - Purchase D 0,6150 18 504 11 900 000
2025-04-15 2025-03-26 4 POPLAR POINT CAPITAL PARTNERS LP NBY Common Stock, par value $0.01 per share P - Purchase D 0,6090 13 292 8 881 496
2025-04-15 2025-03-25 4 POPLAR POINT CAPITAL PARTNERS LP NBY Common Stock, par value $0.01 per share P - Purchase D 0,6100 22 635 14 868 204
2025-04-15 2025-03-24 4 POPLAR POINT CAPITAL PARTNERS LP NBY Common Stock, par value $0.01 per share P - Purchase D 0,6050 100 0 845 569
2025-04-15 2025-03-21 4 POPLAR POINT CAPITAL PARTNERS LP NBY Common Stock, par value $0.01 per share P - Purchase D 0,6050 6 372 4 845 469
2025-04-15 2025-03-20 4 POPLAR POINT CAPITAL PARTNERS LP NBY Common Stock, par value $0.01 per share P - Purchase D 0,6149 5 320 3 839 097
2025-04-15 2025-03-19 4 POPLAR POINT CAPITAL PARTNERS LP NBY Common Stock, par value $0.01 per share P - Purchase D 0,6025 1 500 1 833 777
2025-04-15 2025-03-18 4 POPLAR POINT CAPITAL PARTNERS LP NBY Common Stock, par value $0.01 per share P - Purchase D 0,6300 14 000 9 832 277
2025-04-15 2025-03-18 4 POPLAR POINT CAPITAL PARTNERS LP NBY Common Stock, par value $0.01 per share P - Purchase D 0,6300 10 000 6 818 277
2025-04-15 2025-03-14 4 POPLAR POINT CAPITAL PARTNERS LP NBY Common Stock, par value $0.01 per share P - Purchase D 0,6300 25 511 16 808 277
2025-04-15 2025-03-13 4 POPLAR POINT CAPITAL PARTNERS LP NBY Common Stock, par value $0.01 per share P - Purchase D 0,6350 34 0 782 766
2025-04-15 2025-03-12 4 POPLAR POINT CAPITAL PARTNERS LP NBY Common Stock, par value $0.01 per share P - Purchase D 0,6226 11 837 7 782 732
2025-04-15 2025-03-11 4 POPLAR POINT CAPITAL PARTNERS LP NBY Common Stock, par value $0.01 per share P - Purchase D 0,5800 2 148 1 770 895
2025-04-15 2025-03-10 4 POPLAR POINT CAPITAL PARTNERS LP NBY Common Stock, par value $0.01 per share P - Purchase D 0,5800 14 645 8 768 747
2025-04-15 2025-03-07 4 POPLAR POINT CAPITAL PARTNERS LP NBY Common Stock, par value $0.01 per share P - Purchase D 0,5500 102 0 754 102
2025-04-15 2025-03-04 4 POPLAR POINT CAPITAL PARTNERS LP NBY Common Stock, par value $0.01 per share P - Purchase D 0,5784 4 000 2 754 000
2025-04-15 2025-02-28 4 POPLAR POINT CAPITAL PARTNERS LP NBY Common Stock, par value $0.01 per share P - Purchase D 0,6020 13 108 8 750 000
2025-04-15 2025-02-27 4 POPLAR POINT CAPITAL PARTNERS LP NBY Common Stock, par value $0.01 per share P - Purchase D 0,6100 385 0 736 892
2025-04-15 2025-02-26 4 POPLAR POINT CAPITAL PARTNERS LP NBY Common Stock, par value $0.01 per share P - Purchase D 0,6100 6 302 4 736 507
2025-04-15 2025-02-25 4 POPLAR POINT CAPITAL PARTNERS LP NBY Common Stock, par value $0.01 per share P - Purchase D 0,6199 25 033 16 730 205
2025-04-15 2025-02-24 4 POPLAR POINT CAPITAL PARTNERS LP NBY Common Stock, par value $0.01 per share P - Purchase D 0,6200 450 0 705 172
2025-04-15 2025-02-20 4 POPLAR POINT CAPITAL PARTNERS LP NBY Common Stock, par value $0.01 per share P - Purchase D 0,6300 1 836 1 704 722
2025-04-15 2025-02-19 4 POPLAR POINT CAPITAL PARTNERS LP NBY Common Stock, par value $0.01 per share P - Purchase D 0,6715 49 664 33 702 886
2025-04-15 2025-02-18 4 POPLAR POINT CAPITAL PARTNERS LP NBY Common Stock, par value $0.01 per share P - Purchase D 0,6600 3 222 2 653 222
2025-04-15 2025-02-04 4 POPLAR POINT CAPITAL PARTNERS LP NBY Common Stock, par value $0.01 per share P - Purchase D 0,6350 26 718 17 650 000
2025-04-15 2025-02-03 4 POPLAR POINT CAPITAL PARTNERS LP NBY Common Stock, par value $0.01 per share P - Purchase D 0,6350 2 597 2 623 282
2025-04-15 2025-01-31 4 POPLAR POINT CAPITAL PARTNERS LP NBY Common Stock, par value $0.01 per share P - Purchase D 0,6483 70 685 46 620 685
2025-04-15 2025-01-27 4 POPLAR POINT CAPITAL PARTNERS LP NBY Common Stock, par value $0.01 per share P - Purchase D 0,6900 31 703 22 550 000
2025-04-07 3 POPLAR POINT CAPITAL PARTNERS LP NBY COMMON STOCK, PAR VALUE $0.01 D 518 297
2023-05-15 2023-05-11 4 Freiman Paul E. NBY Common Stock M - Exercise D 858 1 716
2023-05-15 2023-05-11 4 Zheng Yenyou NBY Common Stock M - Exercise D 858 1 716
2023-05-15 2023-05-11 4 Zheng Yongxiang NBY Common Stock M - Exercise D 858 858
2023-05-15 2023-05-11 4 Sit Swan NBY Common Stock M - Exercise D 858 1 716
2023-05-15 2023-05-11 4 Garlikov Julie NBY Common Stock M - Exercise D 858 858
2023-05-15 2023-05-11 4 WU MIJIA NBY Common Stock M - Exercise D 858 1 716
2023-02-24 3 Law Tommy NBY Common Stock D 0
2022-12-07 2022-12-06 4 Kunin Jeffrey NBY Common Stock S - Sale I 1,8100 −1 −0 0
2022-12-07 2022-12-06 4 Kunin Audrey NBY Common Stock S - Sale I 1,8100 −1 −0 0
2022-12-05 2022-11-21 4/A Kunin Jeffrey NBY Common Stock S - Sale I 2,1049 −5 960 −13 1
2022-12-05 2022-11-21 4/A Kunin Audrey NBY Common Stock S - Sale I 2,1049 −5 960 −13 1
2022-11-23 2022-11-21 4 Kunin Jeffrey NBY Common Stock S - Sale I 2,1049 −5 960 −13 0
2022-11-23 2022-11-21 4 Kunin Audrey NBY Common Stock S - Sale I 2,1049 −5 960 −13 0
2022-09-16 2022-09-14 4 Hall Justin NBY Common Stock P - Purchase D 0,1500 10 000 2 83 172
2022-09-16 2022-09-14 4 Kunin Jeffrey NBY Common Stock S - Sale I 0,1582 −291 368 −46 208 632
2022-09-16 2022-09-14 4 Kunin Audrey NBY Common Stock S - Sale I 0,1582 −291 368 −46 208 632
2022-05-24 2022-05-21 4 WU MIJIA NBY Restricted Stock Units M - Exercise D −30 000 30 000
2022-05-24 2022-05-21 4 WU MIJIA NBY Common Stock M - Exercise D 30 000 30 000
2022-05-24 2022-05-21 4 Zheng Yenyou NBY Restricted Stock Units M - Exercise D −30 000 30 000
2022-05-24 2022-05-21 4 Zheng Yenyou NBY Common Stock M - Exercise D 30 000 30 000
2022-05-24 2022-05-21 4 Freiman Paul E. NBY Restricted Stock Units M - Exercise D −30 000 30 000
2022-05-24 2022-05-21 4 Freiman Paul E. NBY Common Stock M - Exercise D 30 000 30 000
2022-05-24 2022-05-21 4 Sit Swan NBY Restricted Stock Units M - Exercise D −30 000 30 000
2022-05-24 2022-05-21 4 Sit Swan NBY Common Stock M - Exercise D 30 000 30 000
2022-05-13 2022-05-11 4 Zheng Yenyou NBY Restricted Stock Units A - Award D 30 000 30 000
2022-05-13 2022-05-11 4 Sit Swan NBY Restricted Stock Units A - Award D 30 000 30 000
2022-05-13 2022-05-11 4 Zheng Yongxiang NBY Restricted Stock Units A - Award D 30 000 30 000
2022-05-13 2022-05-11 4 WU MIJIA NBY Restricted Stock Units A - Award D 30 000 30 000
2022-05-13 2022-05-11 4 Garlikov Julie NBY Restricted Stock Units A - Award D 30 000 30 000
2022-05-13 2022-05-11 4 Freiman Paul E. NBY Restricted Stock Units A - Award D 30 000 30 000
2022-02-10 3 Zheng Yongxiang NBY Common Stock D 0
2022-02-03 3 Garlikov Julie NBY Common Stock D 0
2021-12-07 2021-12-03 4 Kunin Jeffrey NBY Common Stock P - Purchase I 0,4625 101 650 47 500 000
2021-12-07 2021-12-03 4 Kunin Audrey NBY Common Stock P - Purchase I 0,4625 101 650 47 500 000
2021-12-06 2021-12-06 4 Hall Justin NBY Common Stock P - Purchase D 0,4300 69 767 30 73 172
2021-12-06 2021-12-02 4 Kunin Jeffrey NBY Common Stock P - Purchase I 0,4760 262 369 125 398 350
2021-12-06 2021-12-06 4 Jones Andrew D. NBY Common Stock P - Purchase D 0,4400 36 765 16 127 461
2021-12-06 2021-12-03 4 Jones Andrew D. NBY Common Stock P - Purchase D 0,4400 8 690 4 90 696
2021-12-06 2021-12-02 4 Kunin Audrey NBY Common Stock P - Purchase I 0,4760 262 369 125 398 350
2021-12-03 2021-12-01 4 Kunin Audrey NBY Common Stock P - Purchase I 0,4900 14 848 7 135 981
2021-12-03 2021-12-01 4 Kunin Jeffrey NBY Common Stock P - Purchase I 0,4900 14 848 7 135 981
2021-12-02 2021-11-30 4 Kunin Jeffrey NBY Common Stock P - Purchase I 0,4600 30 000 14 121 133
2021-12-02 2021-11-30 4 Kunin Audrey NBY Common Stock P - Purchase I 0,4600 30 000 14 121 133
2021-11-24 2021-11-23 4 Kunin Jeffrey NBY Common Stock P - Purchase I 0,4592 66 133 30 91 133
2021-11-24 2021-11-22 4 Kunin Jeffrey NBY Common Stock P - Purchase I 0,4600 25 000 12 25 000
2021-11-24 2021-11-23 4 Kunin Audrey NBY Common Stock P - Purchase I 0,4592 66 133 30 91 133
2021-11-24 2021-11-22 4 Kunin Audrey NBY Common Stock P - Purchase I 0,4600 25 000 12 25 000
2021-11-17 3 Kunin Jeffrey NBY Common Stock D 0
2021-11-17 3 Kunin Audrey NBY Common Stock D 0
2021-05-25 2021-05-21 4 Zheng Yenyou NBY Restricted Stock Unit A - Award D 30 000 30 000
2021-05-25 2021-05-21 4 Li Xinzhou NBY Restricted Stock Unit A - Award D 30 000 30 000
2021-05-25 2021-05-21 4 Sit Swan NBY Restricted Stock Unit A - Award D 30 000 30 000
2021-05-25 2021-05-21 4 WU MIJIA NBY Restricted Stock Unit A - Award D 30 000 30 000
2021-05-25 2021-05-21 4 Freiman Paul E. NBY Restricted Stock Unit A - Award D 30 000 30 000
2021-05-07 2021-05-04 4 Jones Andrew D. NBY Common Stock F - Taxes D 0,7928 −77 994 −62 82 006
2020-08-24 2020-08-20 4 Hall Justin NBY Stock Option (right to buy) A - Award D 0,99 350 000 350 000
2020-08-24 2020-08-20 4 Jones Andrew D. NBY Stock Option (right to buy) A - Award D 0,99 25 000 25 000
2020-08-24 2020-08-20 4 Xu Wang NBY Stock Option (right to buy) A - Award D 0,99 75 000 75 000
2020-08-19 2020-08-17 4 WU MIJIA NBY Stock Option (right to buy) X - Other D 0,30 −20 000 0
2020-08-19 2020-08-17 4 WU MIJIA NBY Common stock S - Sale D 1,3500 −20 000 −27 0
2020-08-19 2020-08-17 4 WU MIJIA NBY Common stock A - Award D 0,3000 20 000 6 20 000
2020-08-04 2020-08-01 4 Fu Jian Ping NBY Common Stock S - Sale D 1,2300 −1 302 350 −1 602 4 000 000
2020-05-29 2020-05-26 4 Sit Swan NBY Stock option (right to buy) A - Award D 0,89 20 000 20 000
2020-05-29 2020-05-26 4 Freiman Paul E. NBY Stock option (right to buy) A - Award D 0,89 20 000 20 000
2020-05-29 2020-05-26 4 Wang Xiaopei NBY Stock option (right to buy) A - Award D 0,89 20 000 20 000
2020-05-29 2020-05-26 4 Li Xinzhou NBY Stock option (right to buy) A - Award D 0,89 20 000 20 000
2020-05-29 2020-05-26 4 Zheng Yenyou NBY Stock option (right to buy) A - Award D 0,89 20 000 20 000
2020-05-29 2020-05-26 4 WU MIJIA NBY Stock option (right to buy) A - Award D 0,89 20 000 20 000
2020-05-13 3 Jones Andrew D. NBY Common Stock D 320 000
2020-05-13 3 Jones Andrew D. NBY Common Stock D 320 000
2020-05-13 3 Jones Andrew D. NBY Common Stock D 320 000
2020-03-19 3 Xu Wang By Spouse NBY Common Stock I 42 000
2020-03-19 3 Xu Wang By Spouse NBY Common Stock I 42 000
2020-03-19 3 Xu Wang By Spouse NBY Common Stock I 42 000
2020-01-28 3 Sit Swan NBY Common Stock D 0
2019-12-18 3 Wang Xiaopei NBY Common Stock D 0
2019-10-30 2019-05-30 4 Zavodnick Todd Erik NBY Stock option (right to buy) A - Award D 0,30 20 000 20 000
2019-10-28 2019-06-10 4/A Hall Justin NBY Stock Option (right to buy) X - Other D 2,02 −47 500 0
2019-10-28 2019-06-10 4/A Hall Justin NBY Common Stock S - Sale D 3,0300 −47 500 −144 3 405
2019-10-28 2019-06-10 4/A Hall Justin NBY Common Stock A - Award D 2,0200 47 500 96 50 905
2019-10-28 2019-06-11 4/A Raleigh Jason Philip NBY Stock Option (right to buy) X - Other D 2,35 −9 750 0
2019-10-28 2019-06-11 4/A Raleigh Jason Philip NBY Common Stock S - Sale D 3,7500 −9 750 −37 0
2019-10-28 2019-06-11 4/A Raleigh Jason Philip NBY Common Stock A - Award D 2,3500 9 750 23 9 750
2019-10-28 2019-06-10 4/A Raleigh Jason Philip NBY Stock Option (right to buy) X - Other D 2,20 −23 405 0
2019-10-28 2019-06-10 4/A Raleigh Jason Philip NBY Common Stock S - Sale D 3,0000 −23 405 −70 0
2019-10-28 2019-06-10 4/A Raleigh Jason Philip NBY Common Stock A - Award D 2,2000 23 405 51 23 405
2019-10-28 2019-05-30 4 Freiman Paul E. NBY Stock option (right to buy) A - Award D 0,30 20 000 20 000
2019-10-28 2019-05-30 4 SIECZKAREK MARK M NBY Stock option (right to buy) A - Award D 0,30 20 000 20 000
2019-10-28 2019-05-30 4 Maderis Gail J NBY Stock option (right to buy) A - Award D 0,30 20 000 20 000
2019-10-28 2019-05-30 4 WU MIJIA NBY Stock option (right to buy) A - Award D 0,30 20 000 20 000
2019-10-28 2019-05-30 4 Li Xinzhou NBY Stock option (right to buy) A - Award D 0,30 20 000 20 000
2019-09-30 3 Zheng Yenyou NBY Common Stock D 0
2019-08-06 2019-07-30 4 SIECZKAREK MARK M NBY Common Stock A - Award D 167 938 1 156 883
2019-06-13 2019-06-11 4 Fu Jian Ping NBY common stock S - Sale D 3,8400 −380 954 −1 463 5 302 350
2019-06-13 2019-06-11 4 Pioneer Pharma (Hong Kong) Co Ltd NBY Common Stock S - Sale D 4,0400 −24 326 −98 5 188 421
2019-06-13 2019-06-11 4 WU MIJIA Spouse NBY Common Stock S - Sale I 4,0400 −15 873 −64 0
2019-06-13 2019-06-10 4 WU MIJIA NBY Common Stock S - Sale D 2,0300 −47 619 −97 0
2019-06-12 2019-06-11 4 Raleigh Jason Philip NBY stock option X - Other D 2,35 −9 750 0
2019-06-12 2019-06-10 4 Raleigh Jason Philip NBY stock option X - Other D 2,20 −23 405 0
2019-06-12 2019-06-10 4 Hall Justin NBY stock option X - Other D 2,02 −47 500 0
2019-03-26 3 Raleigh Jason Philip NBY Common Stock D 0
2018-10-11 2018-10-09 4 McGovern John Joseph NBY Stock option (right to buy) A - Award D 1,45 250 000 440 000
2018-06-04 2018-05-31 4 Zavodnick Todd Erik NBY Stock Option (right to buy) A - Award D 2,20 20 000 53 698
2018-06-04 2018-05-31 4 WU MIJIA NBY Stock Option (right to buy) A - Award D 2,20 20 000 35 244
2018-06-04 2018-05-31 4 Maderis Gail J NBY Stock Option (right to buy) A - Award D 2,20 20 000 84 213
2018-06-04 2018-05-31 4 Ma Yonghao NBY Stock Option (right to buy) A - Award D 2,20 20 000 43 629
2018-06-04 2018-05-31 4 Li Xinzhou NBY Stock Option (right to buy) A - Award D 2,20 20 000 25 248
2018-06-04 2018-05-31 4 Liu Yanbin NBY Stock Option (right to buy) A - Award D 2,20 20 000 20 000
2018-06-04 2018-05-31 4 Freiman Paul E. NBY Stock Option (right to buy) A - Award D 2,20 20 000 62 697
2018-06-01 2018-05-31 4 Hall Justin NBY Stock Option (right to buy) A - Award D 2,20 190 000 345 710
2018-06-01 2018-05-31 4 McGovern John Joseph NBY Stock Option (right to buy) A - Award D 2,20 90 000 190 000
2018-05-15 3 Liu Yanbin NBY Common Stock D 0
2018-01-19 2017-01-03 4/A Ma Yonghao NBY stock option (right to buy) A - Award D 3,24 20 326 23 629
2018-01-08 3 STUART LEWIS J NBY Common Stock D 0
2018-01-08 2017-12-14 4 STUART LEWIS J NBY Restricted Stock Unit A - Award D 3,42 10 000 10 000
2018-01-08 2017-12-14 4 STUART LEWIS J NBY stock option (right to buy) A - Award D 3,42 100 000 100 000
2017-09-18 2017-09-14 4 Hall Justin NBY stock option X - Other D 2,78 −20 000 278 160
2017-08-01 3 McGovern John Joseph NBY Common Stock D 0
2017-08-01 2017-07-17 4 McGovern John Joseph NBY Stock option (right to buy) A - Award D 3,80 100 000 100 000
2017-07-07 2017-07-03 4 Li Xinzhou NBY stock option (right to buy) A - Award D 3,75 5 248 5 248
2017-06-06 2017-06-02 4 SIECZKAREK MARK M NBY stock option (right to buy) A - Award D 2,35 250 000 250 000
2017-01-26 2017-01-25 4 SIECZKAREK MARK M NBY stock option (right to buy) A - Award D 3,60 238 609 936 857
2017-01-26 2017-01-25 4 PAULSON THOMAS J NBY stock option (right to buy) A - Award D 3,60 116 000 310 788
2017-01-26 2017-01-25 4 Hall Justin NBY stock option (right to buy) A - Award D 3,60 143 000 278 160
2017-01-04 2017-01-03 4 Freiman Paul E. NBY stock option (right to buy) A - Award D 3,24 25 916 67 097
2017-01-04 2017-01-03 4 Freiman Paul E. NBY stock option (right to buy) A - Award D 3,24 25 916 67 097
2017-01-04 2017-01-03 4 Maderis Gail J NBY stock option (right to buy) A - Award D 3,24 23 883 59 769
2017-01-04 2017-01-03 4 Zavodnick Todd Erik NBY stock option (right to buy) A - Award D 3,24 22 359 33 699
2017-01-04 2017-01-03 4 WU MIJIA NBY stock option (right to buy) A - Award D 3,24 15 245 15 245
2017-01-04 2017-01-03 4 LIU XIAOYAN NBY stock option (right to buy) A - Award D 3,24 15 245 15 245
2017-01-04 2017-01-03 4 Ma Yonghao NBY stock option (right to buy) A - Award D 3,24 33 699 37 002
2016-10-11 2016-10-11 4 Fu Jian Ping NBY Common Stock X - Other D 3,1500 126 985 400 3 983 304
2016-10-04 2016-10-03 4/A Zavodnick Todd Erik NBY Stock Option (right to buy) A - Award D 3,99 247 11 367
2016-10-04 2016-10-03 4 Zavodnick Todd Erik NBY Stock Option (right to buy) A - Award D 3,99 3 303 14 396
2016-10-04 2016-10-03 4 Ma Yonghao NBY Stock Option (right to buy) A - Award D 3,99 3 303 3 303
2016-10-03 2016-09-30 4 SIECZKAREK MARK M NBY Common Stock X - Other D 1,9100 273 447 522 988 945
2016-10-03 2016-09-30 4 WU MIJIA NBY Common Stock X - Other D 3,1500 15 873 50 47 619
2016-09-26 2016-09-22 4 Pioneer Pharma (Singapore) Pte. Ltd. NBY Common Stock X - Other D 1,8100 181 300 328 3 879 519
2016-09-26 2016-09-22 4 Pioneer Pharma (Singapore) Pte. Ltd. NBY Common Stock X - Other D 1,9100 1 308 902 2 500 5 188 421
2016-09-26 2016-09-22 4 Fu Jian Ping NBY Common Stock X - Other D 1,9100 968 587 1 850 3 856 319
2016-09-01 3 Ma Yonghao NBY NBY D 0
2016-08-02 2016-08-01 4 SIECZKAREK MARK M NBY Warrant A - Award D 1,91 130 890 273 447
2016-08-02 2016-08-01 4 SIECZKAREK MARK M NBY Common Stock A - Award D 1,9100 261 780 500 715 498
2016-08-02 2016-08-01 4 Pioneer Pharma (Singapore) Pte. Ltd. NBY Warrant A - Award D 1,91 654 451 1 490 202
2016-08-02 2016-08-01 4 Pioneer Pharma (Singapore) Pte. Ltd. NBY Common Stock A - Award D 1,9100 1 308 901 2 500 3 698 219
2016-07-01 2016-07-01 4 Zavodnick Todd Erik NBY stock option (right to buy) A - Award D 2,58 11 093 0
2016-06-09 2016-06-06 4 Hall Justin NBY stock option (right to buy) A - Award D 2,78 130 000 135 160
2016-06-08 2016-06-06 4 SIECZKAREK MARK M NBY stock option (right to buy) A - Award D 2,78 675 000 698 248
2016-06-08 2016-06-06 4 PAULSON THOMAS J NBY stock option (right to buy) A - Award D 2,78 160 000 194 788
2016-05-16 2016-05-09 4 Fu Jian Ping NBY Warrant A - Award D 1,91 968 587 1 095 572
2016-05-16 2016-05-09 4 Fu Jian Ping NBY Common Stock A - Award D 1,9100 1 937 173 3 700 2 887 732
2016-05-13 2016-05-09 4 SIECZKAREK MARK M NBY Common Stock A - Award D 1,9100 261 780 500 453 718
2016-05-13 2016-05-09 4 SIECZKAREK MARK M NBY Warrant A - Award D 1,91 130 890 142 557
2016-05-13 2016-05-09 4 Pioneer Pharma (Singapore) Pte. Ltd. NBY Warrant A - Award D 1,91 654 451 835 751
2016-05-13 2016-05-09 4 Pioneer Pharma (Singapore) Pte. Ltd. NBY Common Stock A - Award D 1,9100 1 308 901 2 500 2 389 318
2016-05-10 3 Zavodnick Todd Erik NBY NBY D 0
2016-03-09 2016-03-09 4 SIECZKAREK MARK M NBY Restricted Stock Units A - Award D 58 692 58 692
2016-03-09 2016-03-09 4 Hall Justin NBY Restricted Stock Unit A - Award D 5 000 2 400
2016-03-04 3 Fu Jian Ping NBY Common Stock D 1 901 118
2016-03-04 3 Fu Jian Ping NBY Common Stock D 1 901 118
2016-02-26 2016-02-25 4 SIECZKAREK MARK M NBY Common Stock A - Award D 1,9100 125 387 239 133 246
2016-02-26 2016-02-25 4 Pioneer Pharma (Singapore) Pte. Ltd. NBY Common Stock A - Award D 1,9100 696 590 1 330 1 104 742
2016-02-01 3 LIU XIAOYAN NBY No securities are beneficially owned. D 0
2016-02-01 3 WU MIJIA NBY Common Stock D 63 492
2016-02-01 3 WU MIJIA NBY Common Stock D 63 492
2016-01-08 3 Hall Justin NBY Common Stock D 800
2016-01-08 3 Hall Justin NBY Common Stock D 800
2016-01-06 2016-01-04 4 Radaelli Massimo NBY Common Stock (right to buy) A - Award D 2,02 600 2 400
2016-01-06 2016-01-04 4 Maderis Gail J NBY Stock Option (right to buy) A - Award D 2,02 24 777 35 886
2016-01-06 2016-01-04 4 McPherson T. Alex NBY Common Stock (right to buy) A - Award D 2,02 22 719 44 210
2016-01-06 2016-01-04 4 Freiman Paul E. NBY Stock Option (right to buy) A - Award D 2,02 26 835 41 181
2016-01-06 2016-01-04 4 SIECZKAREK MARK M NBY Stock Option (right to buy) A - Award D 2,02 16 032 23 246
2015-10-06 2015-10-05 4 Stroman David W. NBY Option (right to buy) A - Award D 0,27 100 000 474 834
2015-10-06 2015-10-05 4 PAULSON THOMAS J NBY Option (right to buy) A - Award D 0,27 150 000 869 675
2015-10-06 2015-10-05 4 PAULSON THOMAS J NBY Restricted Stock Unit A - Award D 50 000 142 196
2015-10-06 2015-10-05 4 WU ROY J NBY Restricted Stock Unit A - Award D 0,00 25 000 25 000
2015-10-06 2015-10-05 4 WU ROY J NBY Option (right to buy) A - Award D 0,27 150 000 614 725
2015-08-21 2015-08-20 4 Najafi Ramin Individual Retirement Account NBY Common Stock P - Purchase I 0,4400 6 000 3 12 000
2015-08-21 2015-08-19 4 Najafi Ramin Individual Retirement Account NBY Common Stock P - Purchase I 0,5000 6 000 3 6 000
2015-06-16 2015-06-12 4 SIECZKAREK MARK M NBY Stock Option (right to buy) A - Award D 0,79 24 128 180 362
2015-04-30 2015-04-14 4/A Hoon Russell A. NBY Common Stock C - Conversion D 4 515 34 217
2015-04-15 2015-04-14 4 Hoon Russell A. NBY Restricted Stock Unit A - Award D 4 515 34 217
2015-03-25 2015-03-23 4 PAULSON THOMAS J NBY Restricted Stock Unit A - Award D 23 986 92 196
2015-03-25 2015-03-23 4 WU ROY J NBY Restricted Stock Unit A - Award D 19 296 19 296
2015-03-25 2015-03-23 4 Najafi Ramin Ownership through the Najafi Family Trust NBY Restricted Stock Unit A - Award I 46 033 3 437 699
2015-03-05 2015-03-03 4 SIECZKAREK MARK M NBY Warrant P - Purchase D 0,65 0,6500 124 999 81 291 665
2015-03-05 2015-03-03 4 SIECZKAREK MARK M NBY Warrant P - Purchase D 0,60 0,6000 166 666 100 291 665
2015-03-05 2015-03-03 4 SIECZKAREK MARK M NBY Common Stock P - Purchase D 0,6000 166 666 100 196 466
2015-03-05 2015-03-03 4 Pioneer Pharma (Singapore) Pte. Ltd. NBY Warrant P - Purchase D 0,65 0,6500 1 942 500 1 263 4 532 500
2015-03-05 2015-03-03 4 Pioneer Pharma (Singapore) Pte. Ltd. NBY Warrant P - Purchase D 0,60 0,6000 2 590 000 1 554 4 532 500
2015-03-05 2015-03-03 4 Pioneer Pharma (Singapore) Pte. Ltd. NBY Common Stock P - Purchase D 0,6000 2 590 000 1 554 9 595 656
2015-03-05 2015-03-03 4 Najafi Ramin Ownership through the Najafi Family Trust NBY Warrant P - Purchase I 0,65 0,6500 124 999 81 291 665
2015-03-05 2015-03-03 4 Najafi Ramin Ownership through the Najafi Family Trust NBY Warrant P - Purchase I 0,60 0,6000 166 666 100 291 665
2015-03-05 2015-03-03 4 Najafi Ramin Ownership through the Najafi Family Trust NBY Common Stock P - Purchase I 0,6000 166 666 100 3 391 666
2015-01-06 2015-01-02 4 Cashion Charles NBY Stock Option (right to buy) A - Award D 0,64 69 368 377 156
2015-01-06 2015-01-02 4 McPherson T. Alex NBY Stock Option (right to buy) A - Award D 0,64 144 444 537 279
2015-01-06 2015-01-02 4 Radaelli Massimo NBY Stock Option (right to buy) A - Award D 0,64 15 000 45 000
2015-01-06 2015-01-02 4 SIECZKAREK MARK M NBY Stock Option (right to buy) A - Award D 0,64 92 667 156 234
2015-01-06 2015-01-02 4 Maderis Gail J NBY Stock Option (right to buy) A - Award D 0,64 121 144 277 726
2015-01-06 2015-01-02 4 Freiman Paul E. NBY Stock Option (right to buy) A - Award D 0,64 121 144 358 654
2015-01-06 2015-01-02 4 Wicks Tony D.S. NBY Stock Option (right to buy) A - Award D 0,64 15 000 301 016
2014-12-24 3 Hoon Russell A. NBY Restricted Stock Unit D 59 404
2014-12-24 3 Hoon Russell A. NBY Restricted Stock Unit D 59 404
2014-12-16 2014-12-12 4 Stroman David W. NBY Common Stock P - Purchase D 0,6600 10 000 7 23 000
2014-12-15 2014-12-12 4 Najafi Ramin NBY Common Stock P - Purchase D 0,6500 50 000 32 0
2014-12-15 2014-12-12 4 PAULSON THOMAS J NBY Common Stock P - Purchase D 0,6800 10 000 7 68 210
2014-12-11 2014-12-09 4 PAULSON THOMAS J NBY Common Stock P - Purchase D 0,6700 10 000 7 58 210
2014-12-11 2014-12-11 4 Najafi Ramin NBY Common Stock P - Purchase D 0,6000 20 000 12 3 175 000
2014-12-08 2014-12-05 4 Najafi Ramin NBY Common Stock P - Purchase D 0,6500 25 000 16 3 155 000
2014-12-04 2014-12-02 4 Najafi Ramin NBY Common Stock P - Purchase D 0,7100 18 000 13 3 130 000
2014-12-04 2014-12-02 4 Wicks Tony D.S. NBY Common Stock S - Sale D 0,7000 −20 000 −14 0
2014-12-03 2014-12-01 4 Wicks Tony D.S. NBY Common Stock S - Sale D 0,6900 −10 000 −7 213 680
2014-09-30 2014-09-26 4 Stroman David W. NBY Option (right to buy) A - Award D 0,75 50 000 374 834
2014-09-30 2014-09-26 4 Najafi Ramin NBY Option (right to buy) A - Award D 0,75 90 000 1 015 032
2014-09-30 2014-09-26 4 Bley Keith R NBY Option (right to buy) A - Award D 0,75 50 000 258 120
2014-09-30 2014-09-26 4 PAULSON THOMAS J NBY Option (right to buy) A - Award D 0,75 60 000 719 675
2014-09-30 2014-09-26 4 WU ROY J NBY Option (right to buy) A - Award D 0,75 50 000 464 725
2014-06-05 2014-06-04 4 SIECZKAREK MARK M NBY Common Stock P - Purchase D 0,8900 4 800 4 29 800
2014-06-04 2014-06-02 4 Najafi Ramin Najafi Family Trust NBY Common Stock G - Gift I −5 500 3 112 000
2014-05-21 2014-05-19 4 SIECZKAREK MARK M NBY Common Stock P - Purchase D 0,8800 25 000 22 25 000
2014-05-14 2014-05-09 4 China Pioneer Pharma Holdings Ltd NBY Common Stock P - Purchase D 0,9900 318 828 316 426 984
2014-05-14 2014-05-12 4 China Pioneer Pharma Holdings Ltd NBY Common Stock P - Purchase D 0,9900 116 107 115 543 091
2014-05-14 2014-05-13 4 China Pioneer Pharma Holdings Ltd NBY Common Stock P - Purchase D 0,9900 65 065 64 608 156
2014-04-17 2014-04-15 4 WU ROY J NBY Option (right to buy) A - Award D 1,00 7 823 414 725
2014-04-17 2014-04-15 4 PAULSON THOMAS J NBY Option (right to buy) A - Award D 1,00 9 866 699 675
2014-04-17 2014-04-15 4 Bley Keith R NBY Option (right to buy) A - Award D 1,00 7 120 208 120
2014-04-17 2014-04-15 4 Najafi Ramin NBY Option (right to buy) A - Award D 1,00 10 180 925 032
2014-04-17 2014-04-15 4 Stroman David W. NBY Option (right to buy) A - Award D 1,00 5 011 324 834
2014-04-14 2014-04-14 4 Wicks Tony D.S. NBY Option (right to buy) M - Exercise D 0,56 −52 000 234 068
2014-04-14 2014-04-14 4 Wicks Tony D.S. NBY Common Stock M - Exercise D 0,5600 52 000 29 213 690
2014-03-21 2014-03-17 4 Dailley Anthony NBY Option (right to buy) M - Exercise D 0,56 −9 000 191 967
2014-03-21 2014-03-17 4 Dailley Anthony NBY Common Stock M - Exercise D 0,5600 9 000 5 285 259
2014-01-31 2014-01-30 4 SIECZKAREK MARK M NBY Option (right to buy) A - Award D 1,14 33 567 63 567
2014-01-31 2014-01-30 4 Wicks Tony D.S. NBY Option (right to buy) A - Award D 1,14 14 919 286 068
2014-01-31 2014-01-30 4 Tufts Robert R. NBY Option (right to buy) A - Award D 1,14 30 583 191 468
2014-01-31 2014-01-30 4 Cashion Charles NBY Option (right to buy) A - Award D 1,14 31 329 307 788
2014-01-31 2014-01-30 4 McPherson T. Alex NBY Option (right to buy) A - Award D 1,14 86 528 382 335
2014-01-31 2014-01-30 4 Maderis Gail J NBY Option (right to buy) A - Award D 1,14 61 167 267 631
2014-01-09 2014-01-09 4 SIECZKAREK MARK M NBY Option (right to buy) A - Award D 1,25 30 000 30 000
2014-01-09 2014-01-02 4 Wicks Tony D.S. NBY Option (right to buy) A - Award D 1,29 15 000 271 149
2014-01-09 2014-01-02 4 Freiman Paul E. NBY Option (right to buy) A - Award D 1,29 15 000 237 510
2014-01-09 2014-01-02 4 Tufts Robert R. NBY Option (right to buy) A - Award D 1,29 15 000 160 885
2014-01-09 2014-01-02 4 Dailley Anthony NBY Option (right to buy) A - Award D 1,29 15 000 203 217
2014-01-09 2014-01-02 4 Cashion Charles NBY Option (right to buy) A - Award D 1,29 15 000 276 459
2014-01-09 2014-01-02 4 McPherson T. Alex NBY Option (right to buy) A - Award D 1,29 15 000 295 807
2014-01-09 2014-01-09 4 Radaelli Massimo NBY Option (right to buy) A - Award D 1,25 30 000 30 000
2014-01-09 2014-01-02 4 Maderis Gail J NBY Option (right to buy) A - Award D 1,29 15 000 206 464
2013-12-04 2013-12-02 4 Pioneer Pharma (Singapore) Pte. Ltd. NBY Common Stock Purchase Warrant (Right to Buy) H - Other D 1,50 −1 200 000 0
2013-12-04 2013-12-02 4 Pioneer Pharma (Singapore) Pte. Ltd. NBY Common Stock Purchase Warrant (Right to Buy) H - Other D 1,50 −800 000 0
2013-12-04 2013-12-02 4 Pioneer Pharma (Singapore) Pte. Ltd. NBY Common Stock P - Purchase D 1,1400 5 000 000 5 700 7 005 656
2013-12-04 2013-12-02 4 China Pioneer Pharma Holdings Ltd By Pioneer Pharma (Singapore)Pte. Ltd. NBY Common Stock Purchase Warrant (Right to Buy) H - Other I 1,50 −1 200 000 0
2013-12-04 2013-12-02 4 China Pioneer Pharma Holdings Ltd By Pioneer Pharma (Singapore)Pte. Ltd. NBY Common Stock Purchase Warrant (Right to Buy) H - Other I 1,50 −800 000 0
2013-12-04 2013-12-02 4 China Pioneer Pharma Holdings Ltd By Pioneer Pharma (Singapore) Pte. Ltd. NBY Common Stock P - Purchase I 1,1400 5 000 000 5 700 7 005 656
2013-12-04 2013-12-02 4 Pioneer Pharma (Hong Kong) Co Ltd By Pioneer Pharma (Singapore) Pte. Ltd. NBY Common Stock Purchase Warrant (Right to Buy) H - Other I 1,50 −1 200 000 0
2013-12-04 2013-12-02 4 Pioneer Pharma (Hong Kong) Co Ltd By Pioneer Pharma (Singapore) Pte. Ltd. NBY Common Stock Purchase Warrant (Right to Buy) H - Other I 1,50 −800 000 0
2013-12-04 2013-12-02 4 Pioneer Pharma (Hong Kong) Co Ltd By Pioneer Pharma (Singapore) Pte. Ltd. NBY Common Stock P - Purchase I 1,1400 5 000 000 5 700 7 005 656
2013-12-02 2013-07-22 4 Pioneer Pharma (Singapore) Pte. Ltd. NBY Common Stock J - Other D 3 913 2 005 656
2013-12-02 2013-04-29 4 Pioneer Pharma (Singapore) Pte. Ltd. NBY Common Stock J - Other D 1 743 2 001 743
2013-12-02 2013-04-29 4 Li Xinzhou By Pioneer Pharma (Singapore) Pte. Ltd. NBY Common Stock J - Other I 1 743 2 001 743
2013-12-02 2013-09-20 4 Li Xinzhou NBY Common Stock S - Sale D 1,8749 −120 000 −225 0
2013-12-02 3 China Pioneer Pharma Holdings Ltd By Pioneer Pharma (Singapore) Pte. Ltd. NBY Common Stock I 2 001 743
2013-12-02 2013-11-14 4 China Pioneer Pharma Holdings Ltd NBY Common Stock P - Purchase D 1,0200 108 156 110 108 156
2013-12-02 2013-07-22 4 China Pioneer Pharma Holdings Ltd By Pioneer Pharma (Singapore) Pte. Ltd. NBY Common Stock J - Other I 3 913 2 005 656
2013-12-02 3 Pioneer Pharma (Hong Kong) Co Ltd By Pioneer Pharma (Singapore) Pte. Ltd. NBY Common Stock I 2 001 743
2013-12-02 2013-07-22 4 Pioneer Pharma (Hong Kong) Co Ltd By Pioneer Pharma (Singapore) Pte. Ltd. NBY Common Stock J - Other I 3 913 2 005 656
2013-10-29 2013-10-28 4 PAULSON THOMAS J NBY Common Stock F - Taxes D 1,7500 −3 645 −6 63 855
2013-10-29 2013-10-28 4 Najafi Ramin NBY Common Stock F - Taxes D 1,7500 −4 557 −8 100 195
2013-10-02 2013-09-26 4 PAULSON THOMAS J NBY Option (right to buy) A - Award D 1,71 −110 000 689 809
2013-10-02 2013-09-26 4 WU ROY J NBY Option (right to buy) A - Award D 1,71 62 000 406 902
2013-10-02 2013-09-26 4 Bley Keith R NBY Option (right to buy) A - Award D 1,71 51 000 201 000
2013-10-02 2013-09-26 4 Najafi Ramin NBY Option (right to buy) A - Award D 1,71 −150 000 914 852
2013-10-02 2013-09-26 4 Stroman David W. NBY Option (right to buy) A - Award D 1,71 −62 000 319 823
2013-03-06 2013-03-05 4 Bley Keith R NBY Options (right to buy) A - Award D 1,15 150 000 150 000
2013-02-01 2013-01-30 4 Wicks Tony D.S. NBY Options (right to buy) A - Award D 1,29 19 603 256 149
2013-02-01 2013-01-30 4 Cashion Charles NBY Option (right to buy) A - Award D 1,29 19 603 261 459
2013-02-01 2013-01-30 4 McPherson T. Alex NBY option (right to buy) A - Award D 1,29 39 205 280 807
2013-02-01 2013-01-30 4 Maderis Gail J NBY Option (right to buy) A - Award D 1,29 39 205 191 464
2013-01-15 2013-01-02 4 Wicks Tony D.S. NBY Option (right to buy) A - Award D 1,13 15 000 236 546
2013-01-15 2013-01-02 4 Freiman Paul E. NBY Option (right to buy) A - Award D 1,13 15 000 222 510
2013-01-15 2013-01-02 4 Tufts Robert R. NBY Option (right to buy) A - Award D 1,13 15 000 145 885
2013-01-15 2013-01-02 4 Dailley Anthony NBY Option (right to buy) A - Award D 1,13 15 000 188 217
2013-01-15 2013-01-02 4 Cashion Charles NBY Option (right to buy) A - Award D 1,13 15 000 241 856
2013-01-15 2013-01-02 4 McPherson T. Alex NBY Option (right to buy) A - Award D 1,13 15 000 241 602
2013-01-15 2013-01-02 4 Maderis Gail J NBY Option (right to buy) A - Award D 1,13 15 000 152 259
2013-01-14 2013-01-10 4 PAULSON THOMAS J NBY Option (right to buy) A - Award D 1,13 25 000 579 809
2013-01-14 2013-01-10 4 WU ROY J NBY Option (right to buy) A - Award D 1,13 25 000 344 902
2013-01-14 2013-01-10 4 Khosrovi Behzad NBY Option (right to buy) A - Award D 1,13 25 000 536 283
2013-01-14 2013-01-10 4 Najafi Ramin NBY Option (right to buy) A - Award D 1,13 85 000 764 852
2013-01-14 2013-01-20 4 Stroman David W. NBY Option (right to buy) A - Award D 1,13 25 000 257 823
2013-01-03 2012-12-11 4 Li Xinzhou NBY Common Stock P - Purchase D 1,2000 120 000 144 2 120 000
2013-01-02 2012-09-13 4 Li Xinzhou The warrants are held by Pioneer Pharma (Singapore) Pte. Ltd., a 100% wholly owned subsidiary of Naq NBY Warrant P - Purchase I 1,50 1,5000 800 000 1 200 800 000
2013-01-02 2012-09-13 4 Li Xinzhou The shares are held by Pioneer Pharma (Singapore) Pte. Ltd., a 100% wholly owned subsidiary of Naqu NBY Common Stock P - Purchase I 1,2500 800 000 1 000 800 000
2013-01-02 3 Li Xinzhou The shares are held by Pioneer Pharma (Singapore) Pte. Ltd., a 100% wholly owned subsidiary of Naqu NBY Common Stock I 800 000
2013-01-02 2012-10-31 4 Li Xinzhou The warrants are held by Pioneer Pharma (Singapore) Pte. Ltd., a 100% wholly owned subsidiary of Naq NBY Warrant P - Purchase I 1,50 1,5000 1 200 000 1 800 2 000 000
2013-01-02 2012-10-31 4 Li Xinzhou The shares are held by Pioneer Pharma (Singapore) Pte. Ltd., a 100% wholly owned subsidiary of Naqu NBY Common Stock P - Purchase I 1,2500 1 200 000 1 500 2 000 000
2012-12-10 2012-12-06 4 PAULSON THOMAS J NBY warrant to purchase Common Stock P - Purchase D 1,50 0,0100 7 500 0 7 500
2012-12-10 2012-12-06 4 PAULSON THOMAS J NBY Common Stock P - Purchase D 1,2400 10 000 12 63 855
2012-12-10 2012-12-06 4 Najafi Ramin NBY Warrants to Purchase Common Shares P - Purchase D 1,50 0,0100 15 000 0 15 000
2012-12-10 2012-12-06 4 Najafi Ramin NBY Common Stock P - Purchase D 1,2400 20 000 25 100 195
2012-12-10 2012-12-06 4 Stroman David W. NBY Warrants to purchase Common Stock P - Purchase D 1,50 0,0100 7 500 0 7 500
2012-12-10 2012-12-06 4 Stroman David W. NBY Common Stock P - Purchase D 1,2400 10 000 12 22 000
2012-12-04 2012-10-27 4 PAULSON THOMAS J NBY Common Stock F - Taxes D 1,3100 −3 645 −5 53 855
2012-12-04 2012-10-27 4 Najafi Ramin NBY Common Stock F - Taxes D 1,3100 −4 557 −6 80 195
2012-11-20 2012-10-31 4 NAQU AREA PIONEER PHARMA CO., LTD. Pioneer Pharma (Singapore) Pte. Ltd. a 100% wholly-owned subsidiary of Naqu Area Pioneer Pharma Co. NBY Warrant P - Purchase I 1,50 1,5000 1 200 000 1 800 2 000 000
2012-11-20 2012-10-31 4 NAQU AREA PIONEER PHARMA CO., LTD. Shares are held directly by Pioneer Pharma (Singapore) Pte. Ltd. Pioneer Pharma (Singapore) Pte. Lt NBY Common Stock P - Purchase I 1,2500 1 200 000 1 500 2 000 000
2012-11-20 3 NAQU AREA PIONEER PHARMA CO., LTD. Pioneer Pharma (Singapore) Pte. Ltd. is a 100% wholly-owned subsidiary of Naqu Area Pioneer Pharma C NBY Common Stock I 800 000
2012-11-05 2012-10-31 4 Pioneer Pharma (Singapore) Pte. Ltd. NBY Warrant P - Purchase D 1,50 1,5000 1 200 000 1 800 2 000 000
2012-11-05 2012-10-31 4 Pioneer Pharma (Singapore) Pte. Ltd. NBY Common Stock P - Purchase D 1,2500 1 200 000 1 500 2 000 000
2012-11-05 3 Pioneer Pharma (Singapore) Pte. Ltd. NBY Common Stock D 800 000
2012-11-01 2012-09-26 4/A PAULSON THOMAS J NBY Option (right to buy) A - Award D 1,22 25 000 554 809
2012-11-01 2012-09-26 4/A Stroman David W. NBY Option (right to buy) A - Award D 1,22 25 000 232 823
2012-11-01 2012-09-26 4/A WU ROY J NBY Option (right to buy) A - Award D 1,22 25 000 319 902
2012-11-01 2012-09-26 4/A Khosrovi Behzad NBY Option (right to buy) A - Award D 1,22 25 000 511 283
2012-11-01 2012-09-26 4/A Najafi Ramin NBY Option (right to buy) A - Award D 1,22 65 000 679 852
2012-11-01 2012-09-27 4 Tufts Robert R. NBY Option (right to buy) M - Exercise D 0,56 0,5600 −28 500 −16 0
2012-11-01 2012-09-27 4 Tufts Robert R. ROBERT R TUFTS & JOYCE A TUFTS TR ROBERT & JOYCE TUFTS TRUST UA 09/18/87 NBY Common Stock M - Exercise I 0,5600 28 500 16 348 408
2012-10-12 2012-10-10 4 PAULSON THOMAS J NBY Option (right to buy) A - Award D 1,29 25 000 554 809
2012-10-12 2012-10-10 4 WU ROY J NBY Option (right to buy) A - Award D 1,29 25 000 319 902
2012-10-12 2012-10-10 4 Najafi Ramin NBY Option (right to buy) A - Award D 1,29 65 000 679 852
2012-10-12 2012-10-10 4 Khosrovi Behzad NBY Option (right to buy) A - Award D 1,29 25 000 511 283
2012-10-12 2012-10-10 4 Stroman David W. NBY Option (right to buy) A - Award D 1,29 25 000 232 823
2012-05-31 2012-05-30 4 PAULSON THOMAS J NBY Common Stock P - Purchase D 0,9364 10 000 9 17 500
2012-05-30 2012-05-29 4 Najafi Ramin NBY Common P - Purchase D 0,9600 2 000 2 34 752
2012-05-30 2012-05-29 4 Najafi Ramin NBY Common P - Purchase D 0,9590 4 000 4 32 752
2012-05-29 2012-05-25 4 Najafi Ramin NBY Common Stock P - Purchase D 0,9900 3 500 3 28 752
2012-04-02 2007-10-25 5/A Stroman David W. NBY Common Stock P - Purchase D 4,0000 2 000 8 2 000
2012-02-23 2012-02-17 4 PAULSON THOMAS J NBY Option (right to buy) A - Award D 1,44 54 709 529 809
2012-02-23 2012-02-17 4 WU ROY J NBY Option (Right to Buy) A - Award D 1,44 48 902 294 902
2012-02-23 2012-02-17 4 Khosrovi Behzad NBY Option (right to buy) A - Award D 1,44 52 083 486 283
2012-02-23 2012-02-17 4 Najafi Ramin NBY Option (right to purchase) A - Award D 1,44 96 652 614 852
2012-02-23 2012-02-17 4 Stroman David W. NBY Option (Right to Buy) A - Award D 1,44 7 823 207 823
2012-02-13 2011-06-16 5 Stroman David W. NBY Common Stock P - Purchase D 1,0100 10 000 10 10 000
2012-01-05 2012-01-03 4 Wicks Tony D.S. NBY Option (right to buy) A - Award D 1,33 66 230 66 230
2012-01-05 2011-12-29 4 Freiman Paul E. NBY Option (right to buy) X - Other D 0,20 0,2000 −30 000 −6 30 000
2012-01-05 2011-12-29 4 Freiman Paul E. PAUL FREIMAN & ANNA MAZZUCHI FREIMAN TTEES PAUL FREIMAN & ANNA MAZZUCHI FREIMAN TR U/A DTD 5 NBY Common Stock X - Other I 0,2000 30 000 6 45 137
2012-01-05 2012-01-03 4 Tufts Robert R. NBY Option (right to buy) A - Award D 1,33 67 510 67 510
2012-01-05 2012-01-03 4 Freiman Paul E. NBY Option(right to buy) A - Award D 1,33 67 510 67 510
2012-01-05 2012-01-03 4 Dailley Anthony NBY Option (right to buy) A - Award D 1,33 66 230 66 230
2012-01-05 2012-01-03 4 Cashion Charles NBY Option (right to buy) A - Award D 1,33 68 791 68 791
2012-01-05 2012-01-03 4 McPherson T. Alex NBY Option (right to buy) A - Award D 1,33 79 037 79 037
2012-01-05 2012-01-03 4 Maderis Gail J NBY Option (right to buy) A - Award D 1,33 67 510 67 510
2011-02-01 2008-09-05 4/A Scott Colin NBY Option (right to buy) A - Award D 1,95 35 400 72 900
2011-02-01 2008-09-05 4/A PAULSON THOMAS J NBY Option (right to buy) A - Award D 1,95 44 400 244 400
2011-02-01 2008-09-05 4/A Khosrovi Behzad NBY Option (right to buy) A - Award D 1,95 35 400 72 900
2011-01-27 2009-01-14 4/A McPherson T. Alex NBY Common Stock A - Award D 9 084 28 558
2011-01-27 2009-01-14 4/A Cashion Charles By the Charles J. Cashion and Martha Diane Cashion Trust u/d/t dated July 27, 1998 NBY Common Stock A - Award I 8 239 18 495
2011-01-18 2008-08-25 4/A Tufts Robert R. By the Robert R. Tufts and Joyce A. Tufts Trust dated September 18, 1987 NBY Common Stock A - Award I 1 353 204 056
2011-01-18 2008-08-25 4/A Dailley Anthony By the Anthony & Terry Dailley Trust, u/a/d 1991 NBY Common Stock A - Award I 1 353 146 047
2011-01-18 2008-08-25 4/A Freiman Paul E. By the Paul Freiman and Anna Mazzuchi Freiman Trust dated 5/24/95 NBY Common Stock A - Award I 1 353 33 412
2011-01-18 2008-08-25 4/A Wicks Tony D.S. By the Tony D. Wicks and Anne K. Wicks Revocable Trust NBY Common Stock A - Award I 1 353 140 657
2011-01-05 2011-01-03 4 Wicks Tony D.S. NBY Option (right to buy) A - Award D 1,67 15 000 15 000
2011-01-05 2011-01-03 4 Freiman Paul E. NBY Option (right to buy) A - Award D 1,67 15 000 15 000
2011-01-05 2011-01-03 4 Tufts Robert R. NBY Option (right to buy) A - Award D 1,67 27 375 27 375
2011-01-05 2011-01-03 4 Dailley Anthony NBY Option (right to buy) A - Award D 1,67 15 000 15 000
2009-10-15 3 Anderson Mark Brian NBY Common Stock D 100
2007-10-31 2007-10-31 4 Dailley Anthony By the Anthony and Terry Dailley Trust, u/a/d 07/12/1991 NBY Series C Preferred Stock C - Conversion I 0,00 −17 647 0
2007-10-31 2007-10-31 4 Dailley Anthony By the Anthony and Terry Dailley Trust, u/a/d 07/12/1991 NBY Series B Preferred Stock C - Conversion I 0,00 −32 000 0
2007-10-31 2007-10-31 4 Dailley Anthony By the Anthony Dailley DDS Profit Sharing Plan NBY Series B Preferred Stock C - Conversion I 0,00 −10 638 0
2007-10-31 2007-10-31 4 Dailley Anthony By the Anthony and Terry Dailley Trust, u/a/d 07/12/1991 NBY Series A Preferred Stock C - Conversion I 0,00 −57 143 0
2007-10-31 2007-10-31 4 Dailley Anthony By the Anthony and Terry Dailley Trust, u/a/d 07/12/1991 NBY Common Stock C - Conversion I −8 823 138 423
2007-10-31 2007-10-31 4 Dailley Anthony By the Anthony and Terry Dailley Trust, u/a/d 07/12/1991 NBY Common Stock C - Conversion I 16 000 129 600
2007-10-31 2007-10-31 4 Dailley Anthony By the Anthony Dailley DDS Profit Sharing Plan NBY Common Stock C - Conversion I 5 319 7 180
2007-10-31 2007-10-31 4 Dailley Anthony By the Anthony and Terry Dailley Trust, u/a/d 07/12/1991 NBY Common Stock C - Conversion I 28 572 113 600
2007-10-31 2007-10-31 4 Khosrovi Behzad NBY Series B Preferred Stock C - Conversion D 0,00 −200 000 0
2007-10-31 2007-10-31 4 Khosrovi Behzad NBY Common Stock C - Conversion D 100 000 135 000
2007-10-31 2007-10-31 4 McPherson T. Alex NBY Series D Preferred Stock C - Conversion D 0,00 −16 666 0
2007-10-31 2007-10-31 4 McPherson T. Alex NBY Common Stock C - Conversion D 8 333 8 333
2007-10-31 2007-10-31 4 Tufts Robert R. By the Robert R. Tufts and Joyce A. Tufts Trust dated September 18, 1987 NBY Series A Preferred Stock C - Conversion I 0,00 −142 857 0
2007-10-31 2007-10-31 4 Tufts Robert R. By the Robert R. Tufts and Joyce A. Tufts Trust dated September 18, 1987 NBY Common Stock P - Purchase I 4,0000 67 500 270 194 499
2007-10-31 2007-10-31 4 Tufts Robert R. By the Robert R. Tufts and Joyce A. Tufts Trust dated September 18, 1987 NBY Common Stock C - Conversion I 71 428 126 999
2007-10-31 2007-10-31 4 Wicks Tony D.S. By the Tony D. Wicks and Anne K. Wicks Revocable Trust NBY Series B Preferred Stock C - Conversion I 0,00 −30 000 0
2007-10-31 2007-10-31 4 Wicks Tony D.S. By the Tony D. Wicks and Anne K. Wicks Revocable Trust NBY Series A Preferred Stock C - Conversion I 0,00 −71 429 0
2007-10-31 2007-10-31 4 Wicks Tony D.S. By the Tony D. Wicks and Anne K. Wicks Revocable Trust NBY Common Stock C - Conversion I 15 000 130 964
2007-10-31 2007-10-31 4 Wicks Tony D.S. By the Tony D. Wicks and Anne K. Wicks Revocable Trust NBY Common Stock C - Conversion I 35 714 115 964
2007-10-24 3 Najafi Family Trust dated September 13, 2006 By the Najafi Family Trust dated September 13, 2006 NBY Common Stock I 3 117 500
2007-10-24 3 Khosrovi Behzad NBY Common Stock D 35 000
2007-10-24 3 Dailley Anthony By the Anthony and Terry Dailley Trust, u/a/d 07/12/1991 NBY Common Stock I 85 028
2007-10-24 3 Dailley Anthony NBY Common Stock D 75 000
2007-10-24 3 Dailley Anthony By the Anthony Dailley DDS Profit Sharing Plan NBY Common Stock I 1 861
2007-10-24 3 Freiman Paul E. By the Paul Freiman and Anna Mazzuchi Freiman Trust NBY Common Stock I 25 000
2007-10-24 3 Tufts Robert R. By the Robert R. Tufts and Joyce A. Tufts Trust dated September 18, 1987 NBY Common Stock I 55 571
2007-10-24 3 Wicks Tony D.S. By the Tony D. Wicks and Anne K. Wicks Revocable Trust NBY Common Stock I 80 250
P
Köp på öppna marknaden eller privat köp av icke-derivatsäkerhet
S
Köp på öppna marknaden eller privat försäljning av icke-derivatsäkerhet
A
Bevilja, tilldelning eller annat förvärv av värdepapper från företaget (såsom en option)
C
Omvandling av derivat
D
Försäljning eller överföring av värdepapper tillbaka til företaget
F
Betalning av lösenpris eller skatteskuld med del av värdepapper som erhållits från bolaget
G
Överlåtelse av värdepapper från eller till insidern
K
Aktieswappar och liknande säkringsaffärer
M
Utövande eller omvandling av derivatsäkerhet som erhållits från företaget (som en option)
V
En transaktion friviligt rapporterad på schema 4
J
Andra (med en fotnot som beskriver transaktionen)
Other Listings
DE:B9P0
Fintel data has been cited in the following publications:
Daily Mail Fox Business Business Insider Wall Street Journal The Washington Post Bloomberg Financial Times Globe and Mail
NASDAQ.com Reuters The Guardian Associated Press FactCheck.org Snopes Politifact
Federal Register The Intercept Forbes Fortune Magazine TheStreet Time Magazine Canadian Broadcasting Corporation International Business Times
Cambridge University Press Investopedia MarketWatch NY Daily News Entrepreneur Newsweek Barron's El Economista