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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to FinWise Bancorp
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| August 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: |
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| July 24, 2025 |
finwinvestorxpresentati July 2025 2 Disclaimers "Safe Harbor" Statement Under the Private Securities Litigation Reform Act of 1995 This presentation contains forward-looking statements made pursuant to the safe harbor provisions of the Private Securities Litigation Reform Act of 1995. |
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| July 24, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2025 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Commissi |
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| July 24, 2025 |
Exhibit 99.1 FINWISE BANCORP REPORTS SECOND QUARTER 2025 RESULTS - Loan Originations of $1.5 Billion - - Net Income of $4.1 Million - - Diluted Earnings Per Share of $0.29 - MURRAY, UTAH — July 24, 2025 (GLOBE NEWSWIRE) — FinWise Bancorp (NASDAQ: FINW) (“FinWise” or the “Company”), parent company of FinWise Bank (the “Bank”), today announced results for the quarter ended June 30, 2025. Second Quar |
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| June 30, 2025 |
Hovde Group Non-Deal Roadshow July 1, 2025 2 Disclaimers "Safe Harbor" Statement Under the Private Securities Litigation Reform Act of 1995 This presentation contains forward-looking statements made pursuant to the safe harbor provisions of the Private Securities Litigation Reform Act of 1995. |
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| June 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2025 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Commissi |
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| June 26, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2025 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Commissi |
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| June 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2025 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Commissio |
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| June 6, 2025 |
Exhibit 16.1 June 3, 2025 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Ladies and Gentlemen: We have read the statements made by FinWise Bancorp included under Item 4.01 of its Current Report on Form 8-K dated June 3, 2025 to be filed with the Securities and Exchange Commission. We agree with the statements concerning our Firm contained therein. Sincerely, /s/ Moss |
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| June 6, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 13, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . Commission File Number: |
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| April 30, 2025 |
Exhibit 99.1 FINWISE BANCORP REPORTS FIRST QUARTER 2025 RESULTS - Loan Originations of $1.3 Billion - - Net Income of $3.2 Million - - Diluted Earnings Per Share of $0.23 - MURRAY, UTAH — April 30, 2025 (GLOBE NEWSWIRE) — FinWise Bancorp (NASDAQ: FINW) (“FinWise” or the “Company”), parent company of FinWise Bank (the “Bank”), today announced results for the quarter ended March 31, 2025. First Quar |
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| April 30, 2025 |
April 2025 2 Disclaimers "Safe Harbor" Statement Under the Private Securities Litigation Reform Act of 1995 This presentation contains forward-looking statements made pursuant to the safe harbor provisions of the Private Securities Litigation Reform Act of 1995. |
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| April 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2025 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Commiss |
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| April 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use o |
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| April 29, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use o |
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| April 22, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 16, 2025 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Commiss |
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| April 22, 2025 |
Exhibit 3.1 Amended and Restated Bylaws of FinWise Bancorp As Adopted Effective April 16, 2025 KL3 3748711.2 Amended and Restated Bylaws of FINWISE BANCORP Table of Contents Section 1.01 Purpose 1 Article II – Offices 1 Section 2.01 Offices 1 Section 2.02 Registered Office 1 Article III – Shareholders 1 Section 3.01 Annual Meeting 1 Section 3.02 Special Meeting 2 Section 3.03 Place of Meetings 2 S |
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| April 22, 2025 |
Exhibit 10.1 FINWISE BANCORP 2019 STOCK PLAN As amended and restated, effective July 26, 2021, June 9, 2022, June 27, 2024 and April 16, 2025 1.Purposes of the Plan. The purposes of this Plan are to attract and retain the best available personnel for positions of substantial responsibility, to provide additional incentives to Employees, Directors and Consultants and to promote the success of the C |
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| April 22, 2025 |
Exhibit 10.2 FINWISE BANCORP 2016 STOCK PLAN As amended and restated, effective July 26, 2021 and April 16, 2025 1.Purposes of the Plan. The purposes of this Plan are to attract and retain the best available personnel for positions of substantial responsibility, to provide additional incentives to Employees, Directors and Consultants and to promote the success of the Company’s business. The Plan p |
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| March 26, 2025 |
4, between FPA Sandy Mall Associates, LLC and FinWise CERTAIN INFORMATION CONTAINED IN THIS EXHIBIT, MARKED BY [*], HAS BEEN EXCLUDED FROM THIS EXHIBIT PURSUANT TO ITEM 601(b)(10)(iv) OF SEC REGULATION S-K BECAUSE FINWISE BANCORP (THE “REGISTRANT”) HAS DETERMINED THAT SUCH INFORMATION IS BOTH (I) NOT MATERIAL AND (II) THE TYPE THAT THE REGISTRANT CUSTOMARILY AND ACTUALLY TREATS AS PRIVATE OR CONFIDENTIAL. |
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| March 26, 2025 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2024 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40721 FINWISE |
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| March 26, 2025 |
Exhibit 19.1 FINWISE BANCORP INSIDE INFORMATION, MARKET COMMUNICATIONS AND SECURITIES TRADING POLICY AND PROCEDURES General This document sets forth FinWise Bancorp’s corporate-wide policies, rules, guidelines and procedures with respect to inside information. It also contains procedures and limitations on buying and selling securities and/or who is authorized to communicate with securities indust |
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| March 26, 2025 |
, between FPA Sandy Mall Associates, LLC and FinWise CERTAIN INFORMATION CONTAINED IN THIS EXHIBIT, MARKED BY [*], HAS BEEN EXCLUDED FROM THIS EXHIBIT PURSUANT TO ITEM 601(b)(10)(iv) OF SEC REGULATION S-K BECAUSE FINWISE BANCORP (THE “REGISTRANT”) HAS DETERMINED THAT SUCH INFORMATION IS BOTH (I) NOT MATERIAL AND (II) THE TYPE THAT THE REGISTRANT CUSTOMARILY AND ACTUALLY TREATS AS PRIVATE OR CONFIDENTIAL. |
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| January 30, 2025 |
January 2025 2 Disclaimers "Safe Harbor" Statement Under the Private Securities Litigation Reform Act of 1995 This presentation contains forward-looking statements made pursuant to the safe harbor provisions of the Private Securities Litigation Reform Act of 1995. |
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| January 30, 2025 |
Exhibit 99.1 FINWISE BANCORP REPORTS FOURTH QUARTER AND FULL YEAR 2024 RESULTS - Loan Originations of $5.0 Billion for 2024, including $1.3 Billion for Fourth Quarter - - Net Income of $12.7 Million for 2024, including $2.8 Million for Fourth Quarter - - Diluted Earnings Per Share of $0.93 for 2024, including $0.20 for Fourth Quarter - MURRAY, UTAH — January 30, 2025 (GLOBE NEWSWIRE) — FinWise Ban |
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| January 30, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2025 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Commi |
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| November 12, 2024 |
Form of Director Restricted Stock Agreement under the FinWise Bancorp 2019 Stock Option Plan Exhibit 10.2 Draft of May 16, 2024 FINWISE BANCORP DIRECTOR RESTRICTED STOCK AGREEMENT THIS RESTRICTED STOCK AGREEMENT (this “Agreement”), made to be effective as of May , 2024 (the “Effective Date”) among Finwise Bancorp, a bank holding company (the “Company”) and (the “Director”). The Company and the Director are hereafter sometimes individually referred to as a “party” and collectively as the “ |
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| November 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . |
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| November 12, 2024 |
Restricted Stock Agreement under the FinWise Bancorp 2019 Stock Option Plan Exhibit 10.1 Draft of May 17, 2024 FINWISE BANCORP RESTRICTED STOCK AGREEMENT THIS RESTRICTED STOCK AGREEMENT (this “Agreement”), among Finwise Bancorp, a bank holding company (the “Company”) and (the “Employee”). The Company and the Employee are hereafter sometimes individually referred to as a “party” and collectively as the “parties”. WHEREAS, the Employee is an employee of the Company or an af |
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| November 12, 2024 |
November 2024 Disclaimers "Safe Harbor" Statement Under the Private Securities Litigation Reform Act of 1995 This presentation contains forward-looking statements made pursuant to the safe harbor provisions of the Private Securities Litigation Reform Act of 1995. |
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| November 12, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2024 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Comm |
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| November 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2024 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Commi |
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| October 24, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2024 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Commi |
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| October 24, 2024 |
Exhibit 99.1 FINWISE BANCORP REPORTS THIRD QUARTER 2024 RESULTS - Net Income of $3.5 Million - - Diluted Earnings Per Share of $0.25 - - Loan Originations Increase to $1.4 Billion - MURRAY, UTAH — October 24, 2024 (GLOBE NEWSWIRE) — FinWise Bancorp (NASDAQ: FINW) (“FinWise” or the “Company”), parent company of FinWise Bank (the “Bank”), today announced results for the quarter ended September 30, 2 |
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| August 14, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2024 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Commis |
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| August 14, 2024 |
August 2024 Disclaimers "Safe Harbor" Statement Under the Private Securities Litigation Reform Act of 1995 This presentation contains forward-looking statements made pursuant to the safe harbor provisions of the Private Securities Litigation Reform Act of 1995. |
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| August 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . |
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| July 25, 2024 |
Exhibit 99.1 FINWISE BANCORP REPORTS SECOND QUARTER 2024 RESULTS - Net Income of $3.2 Million for Second Quarter of 2024 - - Diluted Earnings Per Share of $0.24 for Second Quarter of 2024 - MURRAY, UTAH — July 25, 2024 (GLOBE NEWSWIRE) — FinWise Bancorp (NASDAQ: FINW) (“FinWise” or the “Company”), parent company of FinWise Bank (the “Bank”), today announced results for the quarter ended June 30, 2 |
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| July 25, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2024 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Commissi |
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| July 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 16, 2024 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Commissi |
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| July 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 83-0356689 (State or Other Jurisdiction of Incorporation or Organization) (I.R.S. Employer Identification No.) 756 East Winchester St., Suite 100 84107 Murray, Utah (Address of principal |
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| July 3, 2024 |
FinWise Bancorp 2019 Stock Option Plan. FINWISE BANCORP 2019 STOCK OPTION PLAN As amended and restated, effective July 26, 2021, June 9, 2022 and June 27, 2024 1. |
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| July 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2024 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Commissi |
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| July 3, 2024 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) FinWise Bancorp (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Equity Common Stock, $0. |
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| May 21, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2024 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Commissio |
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| May 21, 2024 |
May 2024 Disclaimers "Safe Harbor" Statement Under the Private Securities Litigation Reform Act of 1995 This presentation contains forward-looking statements made pursuant to the safe harbor provisions of the Private Securities Litigation Reform Act of 1995. |
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| May 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . |
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| April 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use o |
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| April 30, 2024 |
Index UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2023 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40721 FINWISE BANCORP (Exact Name of Registrant as Specified in its Charter) Utah 83-0356689 (State or Other Jurisdiction of Incorporation or Organization) (I. |
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| April 29, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2024 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Commiss |
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| April 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, For Use o |
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| April 29, 2024 |
FINWISE BANCORP REPORTS FIRST QUARTER RESULTS - Net Income of $3.3 Million for First Quarter of 2024 - - Diluted Earnings Per Share of $0.25 for First Quarter of 2024 - MURRAY, UTAH, April 29, 2024 (GLOBE NEWSWIRE) — FinWise Bancorp (NASDAQ: FINW) (“FinWise” or the “Company”), parent company of FinWise Bank (the “Bank”), today announced results for the quarter ended March 31, 2024. First Quarter 2 |
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| April 2, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 26, 2024 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Commiss |
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| April 2, 2024 |
, dated as of January 30, 2024, between the Company and Robert E. Wahlman January 16, 2024 Delivered Via Email/DocuSign Dear Bob, The below is a draft offer that is currently subject to approval by the Finwise Bancorp Board of Directors. |
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| March 25, 2024 |
FINWISE BANCORP COMPENSATION RECOUPMENT POLICY (Effective as of November 28, 2023) In the event of any required accounting restatement of the financial statements of FinWise Bancorp (the “Company”) due to the material noncompliance of the Company with any financial reporting requirement under the applicable U. |
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| March 25, 2024 |
Index UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2023 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40721 FINWISE BANCORP (Exact Name of Registrant as Specified in its Charter) Utah 83-0356689 (State or Other Jurisdiction of Incorporation or Organization) (I. |
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| March 7, 2024 |
MURRAY, Utah, Mar. 7, 2024 (GLOBE NEWSWIRE) - FinWise Bancorp (NASDAQ: FINW) (“FinWise” or the “Company”), parent company of FinWise Bank (the “Bank”), today announced that its Board of Directors has authorized a common stock repurchase program to purchase up to 641,832 shares, or approximately 5% of issued and outstanding shares, as of March 6, 2024. The repurchases will be made at the Company’s |
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| March 7, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2024 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Commissi |
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| February 26, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2024 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Comm |
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| February 26, 2024 |
Investor Presentation Powering the Fintech Banking Evolution February 2024 Disclaimers "Safe Harbor" Statement Under the Private Securities Litigation Reform Act of 1995 This presentation contains forward-looking statements made pursuant to the safe harbor provisions of the Private Securities Litigation Reform Act of 1995. |
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| February 14, 2024 |
FINW / FinWise Bancorp / ALLIANCEBERNSTEIN L.P. - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Finwise Bancorp (Name of Issuer) Common Stock (Title of Class of Securities) 31813A109 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu |
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| February 13, 2024 |
FINW / FinWise Bancorp / Landvatter Kent - SC 13G Passive Investment SC 13G 1 form13ga.htm SC 13G Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2)* FINWISE BANCORP (Name of Issuer) Common Stock, par value $0.001 (Title of Class of S |
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| February 12, 2024 |
SC 13G/A 1 f013024a.htm SCHEDULE 13G (AMENDMENT NO. 1) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* FinWise BanCorp (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 31813A109 (CUSIP Number) December 31, 2023 (Date of Event which Requires Filing of this Statem |
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| February 12, 2024 |
EX-99.1 2 f013024b.htm EXHIBIT 99.1 EXHIBIT 99.1 The identity and the Item 3 classification of the relevant subsidiary are: Basswood Capital Management, L.L.C., which is an Investment Adviser in accordance with Rule 13d-1(b)(1)(ii)(E). |
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| February 6, 2024 |
FINW / FinWise Bancorp / Prussin Jarret - SC 13G Passive Investment SC 13G/A 1 tm245344d1sc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Finwise Bancorp (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 31813A109 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the a |
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| February 6, 2024 |
FINW / FinWise Bancorp / Wilenkin Menachem - SC 13G Passive Investment SC 13G/A 1 tm245344d2sc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Finwise Bancorp (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 31813A109 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the a |
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| January 30, 2024 |
Investor Presentation of FinWise Bancorp (furnished pursuant to Regulation FD). |
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| January 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2024 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Commi |
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| January 29, 2024 |
FINWISE BANCORP REPORTS FOURTH QUARTER AND FULL YEAR 2023 RESULTS - Net Income of $4. |
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| January 29, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2024 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Commi |
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| January 29, 2024 |
Amendment to Membership Interest Purchase Agreement, dated January 26, 2024 |
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| December 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 8, 2023 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Commi |
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| November 30, 2023 |
Amended and Restated Bylaws of FinWise Bancorp (as amended as of November 28, 2023) Amended and Restated Bylaws of FinWise Bancorp As Adopted Effective November 28, 2023 Amended and Restated Bylaws of FINWISE BANCORP Table of Contents Article I – Purposes 1 Section 1. |
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| November 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 28, 2023 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Comm |
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| November 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . |
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| October 26, 2023 |
FINWISE BANCORP REPORTS THIRD QUARTER 2023 RESULTS - Net Income of $4.8 Million for Third Quarter of 2023 - - Diluted Earnings Per Share of $0.37 for Third Quarter of 2023 - MURRAY, UTAH, October 26, 2023 (GLOBE NEWSWIRE) — FinWise Bancorp (NASDAQ: FINW) (“FinWise” or the “Company”), parent company of FinWise Bank (the “Bank”), today announced results for the quarter ended September 30, 2023. Thir |
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| October 26, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2023 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Commi |
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| August 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 COMMISSION FILE NUMBER 000-40721 FORM 12b-25 NOTIFICATION OF LATE FILING CUSIP NUMBER 31813A109 (Check one): Form 10-K Form 20-F Form 11-K Form 10-Q Form 10-D Form N-CEN Form N-CSR For Period Ended: June 30, 2023 Transition Report on Form 10-K Transition Report on Form 20-F Transition Report on Form 11-K Transition Report on F |
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| August 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . |
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| August 4, 2023 |
1 Investor Presentation August 2023 2 Disclaimer "Safe Harbor" Statement Under the Private Securities Litigation Reform Act of 1995 This presentation contains forward-looking statements made pursuant to the safe harbor provisions of the Private Securities Litigation Reform Act of 1995. |
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| August 4, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2023 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Commiss |
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| July 27, 2023 |
MEMBERSHIP INTEREST PURCHASE AGREEMENT Dated effective as of July 25, 2023 among Business Funding Group, LLC, the “Company”; Certain Members of the Company, collectively the “Sellers”; AND FINWISE BANCORP, the “Buyer” 4858-2107-0875 TABLE OF CONTENTS ARTICLE I. |
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| July 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 25, 2023 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Commissi |
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| July 27, 2023 |
FINWISE BANCORP REPORTS SECOND QUARTER 2023 RESULTS - Net Income of $4.6 Million for Second Quarter of 2023 - - Diluted Earnings Per Share of $0.35 for Second Quarter of 2023 - - Entered Into Definitive Agreement to Increase Ownership Stake in Business Funding Group to 20% Upon Closing - MURRAY, UTAH, July 27, 2023 (GLOBE NEWSWIRE) — FinWise Bancorp (NASDAQ: FINW) (“FinWise” or the “Company”), par |
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| June 21, 2023 |
investordeckjune2023 1 Investor Presentation June 2023 2 Disclaimer "Safe Harbor" Statement Under the Private Securities Litigation Reform Act of 1995 This presentation contains forward-looking statements made pursuant to the safe harbor provisions of the Private Securities Litigation Reform Act of 1995. |
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| June 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 21, 2023 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Commissi |
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| June 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 15, 2023 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Commissi |
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| May 16, 2023 |
FINW / FinWise Bancorp / Prussin Jarret - SC 13G Passive Investment SC 13G 1 tm2315884d2sc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Finwise Bancorp (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 31813A109 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appr |
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| May 16, 2023 |
FINW / FinWise Bancorp / Wilenkin Menachem - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Finwise Bancorp (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 31813A109 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
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| May 15, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . |
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| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2023 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Commission |
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| May 9, 2023 |
investordeckmay2023 1 Investor Presentation May 2023 2 Disclaimer "Safe Harbor" Statement Under the Private Securities Litigation Reform Act of 1995 This presentation contains forward-looking statements made pursuant to the safe harbor provisions of the Private Securities Litigation Reform Act of 1995. |
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| April 28, 2023 |
DEF 14A 1 ny20007650x2def14a.htm DEF14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: |
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| April 27, 2023 |
FINWISE BANCORP REPORTS FIRST QUARTER 2023 RESULTS - Net Income of $3.9 million for First Quarter of 2023- - Diluted Earnings Per Share of $0.29 for First Quarter of 2023- MURRAY, UTAH, April 27, 2023 (GLOBE NEWSWIRE) — FinWise Bancorp (NASDAQ: FINW) (“FinWise” or the “Company”), parent company of FinWise Bank (the “Bank”), today announced results for the quarter ended March 31, 2023. First Quarte |
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| April 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2023 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Commiss |
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| April 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 18, 2023 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Commiss |
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| March 30, 2023 |
Form of Director Restricted Stock Agreement under the FinWise Bancorp 2019 Stock Option Plan. Exhibit 10-26 FINWISE BANCORP DIRECTOR RESTRICTED STOCK AGREEMENT THIS RESTRICTED STOCK AGREEMENT (this “Agreement”), made to be effective as of , (the “Effective Date”) among Finwise Bancorp, a bank holding company (the “Company”) and (the “Director”). |
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| March 30, 2023 |
Form of Employee Restricted Stock Agreement under the FinWise Bancorp 2019 Stock Option Plan. Exhibit 10-23 FINWISE BANCORP RESTRICTED STOCK AGREEMENT THIS RESTRICTED STOCK AGREEMENT (this “Agreement”), made to be effective as of (the “Effective Date”) among Finwise Bancorp, a bank holding company (the “Company”) and (the “Executive”). |
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| March 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40721 FINWISE BANCORP (Exact Name of Registrant as Specified in its Charter) Utah 83-0356689 (State or Other Jurisdiction of Incorporation or Organization) (I. |
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| March 30, 2023 |
Exhibit 4.3 DESCRIPTION OF REGISTRANT’S SECURITIES REGISTERED UNDER SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934, AS AMENDED The following is a description of the common stock of FinWise Bancorp is a summary and is not complete. This description is subject to and qualified in its entirety by reference to our Fourth Amended and Restated Articles of Incorporation (our “Articles”) and our Amende |
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| March 30, 2023 |
Exhibit 10-25 FinWise Bancorp Incentive Stock Option Agreement This Stock Option Agreement (this “Agreement”) is made and entered into as of, by and between FinWise Bancorp, a Utah corporation, (the “Company”) and (the “Employee”). |
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| March 30, 2023 |
Subsidiaries of FinWise Bancorp Exhibit 21.1 Subsidiaries of the Registrant The following is a list of subsidiaries of FinWise Bancorp, the names under which such subsidiaries do business, and the jurisdiction in which each was organized, as of the date of this prospectus. All subsidiaries are wholly-owned unless otherwise noted. Subsidiaries of FinWise Bancorp Name Jurisdiction of Organization FinWise Bank Utah FinWise Investme |
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| March 30, 2023 |
Exhibit 4.1 |
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| March 30, 2023 |
Form of Employee Incentive Stock Option Agreement under the FinWise Bancorp 2019 Stock Option Plan. Exhibit 10-24 FinWise Bancorp Incentive Stock Option Agreement This Stock Option Agreement (this “Agreement”) is made and entered into as of, by and between FinWise Bancorp, a Utah corporation, (the “Company”) and (the “Executive”). |
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| March 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 21, 2023 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Commiss |
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| March 1, 2023 |
Exhibit 99.1 Investor Presentation March 2023 Disclaimer "Safe Harbor" Statement Under the Private Securities Litigation Reform Act of 1995 This presentation contains forward-looking statements made pursuant to the safe harbor provisions of the Private Securities Litigation Reform Act of 1995. These forward-looking statements reflect the current views of FinWise Bancorp (“FinWise,” “we,” “us,” or |
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| March 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2023 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Commissi |
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| February 14, 2023 |
US31813A1097 / FINWISE BANCORP / ALLIANCEBERNSTEIN L.P. - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Finwise Bancorp (Name of Issuer) Common Stock (Title of Class of Securities) 31813A109 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| February 13, 2023 |
US31813A1097 / FINWISE BANCORP / Landvatter Kent - SC 13G/A Passive Investment SC 13G/A 1 brhc10048127sc13ga.htm SC 13G/A Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* FINWISE BANCORP (Name of Issuer) Common Stock, par value $0.001 (Title |
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| February 10, 2023 |
AGREEMENT OF REPORTING PERSONS EX-99.2 3 b60584988c.htm JOINT FILING AGREEMENT EXHIBIT 99.2 AGREEMENT OF REPORTING PERSONS The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing ag |
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| February 10, 2023 |
SC 13G 1 b60584988a.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* FinWise BanCorp (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 31813A109 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appr |
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| February 10, 2023 |
EX-99.1 2 b60584988b.htm THE IDENTITY AND THE ITEM 3 CLASSIFICATION OF THE RELEVANT SUBSIDIARY EXHIBIT 99.1 The identity and the Item 3 classification of the relevant subsidiary are: Basswood Capital Management, L.L.C., which is an Investment Adviser in accordance with Rule 13d-1(b)(1)(ii)(E). |
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| January 25, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 25, 2023 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Commi |
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| January 25, 2023 |
Exhibit 99.1 FINWISE BANCORP REPORTS FOURTH QUARTER AND FULL YEAR 2022 RESULTS - Net Income of $6.5 Million for Fourth Quarter of 2022- - Diluted Earnings Per Share of $0.49 for Fourth Quarter of 2022- MURRAY, UTAH, JANUARY 25, 2023 (GLOBE NEWSWIRE) — FinWise Bancorp (NASDAQ: FINW) (“FinWise” or the “Company”), parent company of FinWise Bank (the “Bank”), today announced results for the quarter an |
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| December 13, 2022 |
Investor Presentation December 2022 Exhibit 99.1 Investor Presentation December 2022 Disclaimer "Safe Harbor" Statement Under the Private Securities Litigation Reform Act of 1995 This presentation contains forward-looking statements made pursuant to the safe harbor provisions of the Private Securities Litigation Reform Act of 1995. These forward-looking statements reflect the current views of FinWise Bancorp (“FinWise,” “we,” “us,” |
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| December 13, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 13, 2022 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Comm |
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| November 23, 2022 |
As filed with the Securities and Exchange Commission on November 23, 2022 As filed with the Securities and Exchange Commission on November 23, 2022 Registration No. |
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| November 23, 2022 |
Calculation of Filing Fee Table Form S-8 Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) FinWise Bancorp (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Equity Common Stock, $0. |
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| November 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2022 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Comm |
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| November 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . |
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| November 14, 2022 |
Exhibit 10.4 SECURITY AGREEMENT This Security Agreement (this "Security Agreement") is entered into effective as of June 1, 2022 (the ?Effective Date?), by and between Alan Weichselbaum (the "Shareholder"), and FinWise Bancorp, a Utah corporation (?Secured Party?). R E C I T A L S WHEREAS, Secured Party has previously agreed to loan the Shareholder $143,410 so that Shareholder could exercise optio |
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| November 14, 2022 |
Exhibit 10.1 SECURED PROMISSORY NOTE $143,410 Salt Lake City, Utah Effective as of August 6, 2021 FOR VALUE RECEIVED, Alan Weichselbaum (?Shareholder?), promises to pay to FinWise Bancorp, a Utah corporation (?Bancorp?), or its order, at 764 E. Winchester St., Suite 100, Murray, UT 84121 or at such other place as the Bancorp may from time to time designate in writing, the sum of One Hundred Forty |
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| November 14, 2022 |
Exhibit 10.2 SECURITY AGREEMENT This Security Agreement (this "Security Agreement") is entered into effective as of August 6, 2021 (the ?Effective Date?), by and between Alan Weichselbaum (the "Shareholder"), and FinWise Bancorp, a Utah corporation (?Secured Party?). R E C I T A L S WHEREAS, Secured Party has agreed to loan the Shareholder $143,410 so that Shareholder can exercise options to purch |
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| November 14, 2022 |
Exhibit 10.3 SECURED PROMISSORY NOTE $143,410 Murray, Utah June 1, 2022 FOR VALUE RECEIVED, Alan Weichselbaum (?Shareholder?), promises to pay to FinWise Bancorp, a Utah corporation (?Bancorp?), or its order, at 756 E. Winchester St., Suite 100, Murray, Utah 84107, or at such other place as the Bancorp may from time to time designate in writing, the sum of One Hundred Forty Three Thousand Four Hun |
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| October 26, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 26, 2022 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Commi |
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| October 26, 2022 |
Exhibit 99.1 FINWISE BANCORP REPORTS THIRD QUARTER 2022 RESULTS - Net Income of $3.7 Million - - Diluted Earnings Per Share of $0.27 - MURRAY, UTAH, OCTOBER 26, 2022 (GLOBE NEWSWIRE) ? FinWise Bancorp (NASDAQ: FINW) (?FinWise? or the ?Company?), parent company of FinWise Bank (the ?Bank?), today announced results for the quarter ended September 30, 2022. Third Quarter 2022 Highlights ? Loan origin |
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| October 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2022 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Commi |
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| October 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 6, 2022 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Commis |
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| September 20, 2022 |
Exhibit 99.1 INVESTOR PRESENTATION SEPTEMBER 2022 Disclaimer 2 "Safe Harbor" Statement Under the Private Securities Litigation Reform Act of 1995 This presentation contains forward-looking statements made pursuant to the safe harbor provisions of the Private Securities Litigation Reform Act of 1995. These forward-looking statements reflect the current views of FinWise Bancorp (?FinWise,? ?we,? ?us |
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| September 20, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 20, 2022 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Com |
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| August 18, 2022 |
FinWise Bancorp Announces Share Repurchase Program Exhibit 99.1 FinWise Bancorp Announces Share Repurchase Program MURRAY, Utah, Aug. 18, 2022 (GLOBE NEWSWIRE) - FinWise Bancorp (NASDAQ: FINW) (?FinWise? or the ?Company?), parent company of FinWise Bank (the ?Bank?), today announced that its Board of Directors has approved a share repurchase program that authorizes the Company to repurchase up to 5% of its total number of shares of outstanding com |
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| August 18, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2022 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Commis |
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| August 15, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . |
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| August 15, 2022 |
FOURTH AMENDMENT TO EMPLOYMENT AGREEMENT Exhibit 10.1 FOURTH AMENDMENT TO EMPLOYMENT AGREEMENT THIS FOURTH AMENDMENT TO EMPLOYMENT AGREEMENT (the ?Amendment?) is made and entered into this 16th day of May, 2022 (the ?Effective Date?), by and among FinWise Bancorp, a Utah community bank holding company ("Holding Company"), its wholly-owned subsidiary, FinWise Bank f/k/a Utah Community Bank, a Utah corporation (the ?Bank?) and David Tilis, |
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| August 15, 2022 |
CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 EXHIBIT 31.1 CERTIFICATION OF CHIEF EXECUTIVE OFFICER PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Kent Landvatter, certify that: 1. I have reviewed this Quarterly Report on Form 10-Q of FinWise Bancorp; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of t |
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| August 15, 2022 |
FIFTH AMENDMENT TO EMPLOYMENT AGREEMENT Exhibit 10.2 FIFTH AMENDMENT TO EMPLOYMENT AGREEMENT THIS FIFTH AMENDMENT TO EMPLOYMENT AGREEMENT (the ?Amendment?) is made and entered into this 27th day of May, 2022 (the ?Effective Date?), by and among FinWise Bancorp, a Utah community bank holding company ("Holding Company"), its wholly-owned subsidiary, FinWise Bank f/k/a Utah Community Bank, a Utah corporation (the ?Bank?) and David Tilis, a |
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| August 1, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2022 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Commiss |
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| August 1, 2022 |
Exhibit 99.1 INVESTOR PRESENTATION AUGUST 2022 Disclaimer 2 "Safe Harbor" Statement Under the Private Securities Litigation Reform Act of 1995 This presentation contains forward-looking statements made pursuant to the safe harbor provisions of the Private Securities Litigation Reform Act of 1995. These forward-looking statements reflect the current views of FinWise Bancorp (?FinWise,? ?we,? ?us,? |
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| July 27, 2022 |
Exhibit 99.1 FINWISE BANCORP REPORTS SECOND QUARTER 2022 RESULTS - Net Income of $5.5 Million - - Diluted Earnings Per Share of $0.41 - MURRAY, UTAH, JULY 27, 2022 (GLOBE NEWSWIRE) ? FinWise Bancorp (NASDAQ: FINW) (?FinWise? or the ?Company?), parent company of FinWise Bank (the ?Bank?), today announced results for the quarter ended June 30, 2022. Second Quarter 2022 Highlights ? Loan originations |
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| July 27, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2022 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Commissi |
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| June 22, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 16, 2022 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Commissi |
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| June 22, 2022 |
Exhibit 10.1 SEPARATION AND CONSULTING AGREEMENT This Separation and Consulting Agreement and Release (this ?Agreement?) is entered into between David Tilis (referred to herein as ?Tilis?), FinWise Bancorp f/k/a All West Bancorp (the ?Holding Company?), and FinWise Bank (referred to herein as the ?Bank?) as of June 16, 2022 (the ?Effective Date?). Tilis, the Holding Company, and the Bank are somet |
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| June 21, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 21, 2022 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Commissi |
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| June 21, 2022 |
Exhibit 99.1 INVESTOR PRESENTATION JUNE 2022 Disclaimer 2 "Safe Harbor" Statement Under the Private Securities Litigation Reform Act of 1995 This presentation contains forward-looking statements made pursuant to the safe harbor provisions of the Private Securities Litigation Reform Act of 1995. These forward-looking statements reflect the current views of FinWise Bancorp (?FinWise,? ?we,? ?us,? or |
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| June 14, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 9, 2022 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Commissio |
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| June 14, 2022 |
EXHIBIT 10.1 FINWISE BANCORP 2019 STOCK OPTION PLAN As amended and restated, effective July 26, 2021 and further amended and restated, effective June 9, 2022 1. Purposes of the Plan . The purposes of this Plan are to attract and retain the best available personnel for positions of substantial responsibility, to provide additional incentives to Employees, Directors and Consultants and to promote th |
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| May 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2022 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Commissio |
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| May 23, 2022 |
Exhibit 10.1 May 17, 2022 By Hand Mr. James Noone EVP and Chief Credit Officer FinWise Bank Re: Retention Bonus Dear Jim: We are writing to memorialize the terms of your Retention Bonus. FinWise Bank (the ?Bank?) and FinWise Bancorp (the ?Company?) consider it to be in the best interests of the Bank and the Company to promote and preserve your employment with the Bank. Accordingly, the Bank is ple |
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| May 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to . |
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| May 16, 2022 |
THIRD AMENDMENT TO EMPLOYMENT AGREEMENT Exhibit 10.3 THIRD AMENDMENT TO EMPLOYMENT AGREEMENT THIS THIRD AMENDMENT TO EMPLOYMENT AGREEMENT (the ?Amendment?) is made and entered into this 29th day of April, 2022 (the ?Effective Date?), by and among FinWise Bancorp, a Utah community bank holding company ("Holding Company"), its wholly-owned subsidiary, FinWise Bank f/k/a Utah Community Bank, a Utah corporation (the ?Bank?) and David Tilis, |
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| May 16, 2022 |
Exhibit 99.1 C O R R E C T I O N ? FinWise Bancorp MURRAY, Utah, May 16, 2022 (GLOBE NEWSWIRE) ? This press release corrects a prior version published on April 28, 2022 and is updated to revise the accounting treatment of certain deferred loan acquisition costs when the guaranteed portions of SBA 7(a) loans were sold. Subsequent to issuing the original press release and during the Company?s prepar |
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| May 16, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2022 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or or |
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| May 16, 2022 |
SECOND AMENDMENT TO EMPLOYMENT AGREEMENT Exhibit 10.2 SECOND AMENDMENT TO EMPLOYMENT AGREEMENT THIS AMENDMENT TO EMPLOYMENT (the ?Amendment?) is made and entered into this 31st day of March, 2022 (the ?Effective Date?), by and among FinWise Bancorp, a Utah community bank holding company ("Holding Company"), its wholly-owned subsidiary, FinWise Bank f/k/a Utah Community Bank, a Utah corporation (the ?Bank?) and David Tilis, and individual |
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| May 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 AMENDMENT NO. |
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| April 29, 2022 |
TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? ? ? Filed by a Party other than the Registrant ?? Check the appropriate box: ?? Preliminary Proxy Statement ?? C |
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| April 28, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2022 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Commiss |
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| April 28, 2022 |
Exhibit 99.1 FINWISE BANCORP REPORTS FIRST QUARTER 2022 RESULTS - Net Income of $10.3 Million - - Diluted Earnings Per Share of $0.76 - MURRAY, Utah, April 28, 2022 (GLOBE NEWSWIRE) ? FinWise Bancorp (NASDAQ: FINW) (?FinWise? or the ?Company?), parent company of FinWise Bank (the ?Bank?), today announced results for the quarter ended March 31, 2022. First Quarter 2022 Highlights ? Loan origination |
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| March 30, 2022 |
Exhibit 10.34 AMENDMENT TO EMPLOYMENT AGREEMENT THIS AMENDMENT TO EMPLOYMENT (the ?Amendment?) is made and entered into this 14th day of March, 2022 (the ?Effective Date?), by and among FinWise Bancorp, a Utah community bank holding company ("Holding Company"), its wholly-owned subsidiary, FinWise Bank f/k/a Utah Community Bank, a Utah corporation (the ?Bank?) and David Tilis, and individual ("Exe |
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| March 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 Form 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2021 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-40721 FINWISE BANCORP (Exact Name of Registrant as Specified in its Charter) Utah 83-0356689 (State or Other Jurisdiction of Incorporation or Organization) (I. |
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| February 23, 2022 |
Exhibit 99.1 FINWISE BANCORP REPORTS FOURTH QUARTER AND FULL YEAR 2021 RESULTS - Net Income Grew 19.8% Quarter over Quarter to $10.1 Million - - Diluted Earnings Per Share of $0.90 for Fourth Quarter of 2021 - MURRAY, Utah Feb. 23, 2022 (GLOBE NEWSWIRE) ? FinWise Bancorp (NASDAQ: FINW) (?FinWise? or the ?Company?), parent company of FinWise Bank (the ?Bank?), today announced results for the quarte |
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| February 23, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2022 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah 001-40721 83-0356689 (State or other jurisdiction of incorporation or organization) (Comm |
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| February 14, 2022 |
US31813A1097 / FINWISE BANCORP / Landvatter Kent - SC 13G Passive Investment United States Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to ? 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to ? 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* FINWISE BANCORP (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 31813 |
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| February 4, 2022 |
EXHIBIT 4.12 Non-qualified Stock Option Award (2021 Service) This Stock Option Award (this ?Award?) to Howard Reynolds (the ?Director?) by FinWise Bancorp, a Utah corporation, (the ?Bancorp?) effective as of April 6, 2021. WHEREAS, the Board of Directors of the Company previously approved and authorized the issuance of 6,000 stock options for 2021 service (the ?Options?) to Director. WHEREAS, afte |
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| February 4, 2022 |
EX-4.6 2 brhc10033452ex4-6.htm EXHIBIT 4.6 EXHIBIT 4.6 Non-qualified Stock Option Agreement This Stock Option Agreement (this “Agreement”) is made and entered into as of January 1, 2021 by and between All West Bancorp, a Utah corporation, (the “Company”) and Javvis Jacobson (the “Executive”). Grant Date: January 1, 2021 Exercise Price per Share: $26.99 Number of Option Shares: 10,000 Expiration Da |
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| February 4, 2022 |
EXHIBIT 4.14 Non-qualified Stock Option Award (2021 Service) This Stock Option Award (this ?Award?) to Jerry Cunningham (the ?Director?) by FinWise Bancorp, a Utah corporation, (the ?Bancorp?) effective as of April 6, 2021. WHEREAS, the Board of Directors of the Company previously approved and authorized the issuance of 6,000 stock options for 2021 service (the ?Options?) to Director. WHEREAS, aft |
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| February 4, 2022 |
EXHIBIT 4.16 Non-qualified Stock Option Award (2021 Service) This Stock Option Award (this ?Award?) to Tom Gibson (the ?Director?) by FinWise Bancorp, a Utah corporation, (the ?Bancorp?) effective as of April 6, 2021. WHEREAS, the Board of Directors of the Company previously approved and authorized the issuance of 6,000 stock options for 2021 service (the ?Options?) to Director. WHEREAS, after app |
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| February 4, 2022 |
EX-4.7 3 brhc10033452ex4-7.htm EXHIBIT 4.7 EXHIBIT 4.7 Non-qualified Stock Option Agreement This Stock Option Agreement (this “Agreement”) is made and entered into as of January 1, 2021 by and between All West Bancorp, a Utah corporation, (the “Company”) and Jim Noone (the “Executive”). Grant Date: January 1, 2021 Exercise Price per Share: $26.99 Number of Option Shares: 10,000 Expiration Date: Ja |
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| February 4, 2022 |
As filed with the Securities and Exchange Commission on February 4, 2022 As filed with the Securities and Exchange Commission on February 4, 2022 Registration No. |
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| February 4, 2022 |
EXHIBIT 4.18 Non-qualified Stock Option Award (2021 Service) This Stock Option Award (this ?Award?) to Jim Giordano (the ?Director?) by FinWise Bancorp, a Utah corporation, (the ?Bancorp?) effective as of April 6, 2021. WHEREAS, the Board of Directors of the Company previously approved and authorized the issuance of 6,000 stock options for 2021 service (the ?Options?) to Director. WHEREAS, after a |
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| February 4, 2022 |
EXHIBIT 4.19 Non-qualified Stock Option Award (2020 Service) This Stock Option Award (this ?Award?) to Jeana Hutchings (the ?Director?) by FinWise Bancorp, a Utah corporation, (the ?Bancorp?) effective as of April 6, 2021. WHEREAS, the Board of Directors of the Company previously approved and authorized the issuance of 2,000 stock options for 2020 service (the ?Options?) to Director. WHEREAS, afte |
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| February 4, 2022 |
EXHIBIT 4.9 Non-qualified Stock Option Award (2020 Service) This Stock Option Award (this ?Award?) to Fred Healey (the ?Director?) by FinWise Bancorp, a Utah corporation, (the ?Bancorp?) effective as of April 6, 2021. WHEREAS, the Board of Directors of the Company previously approved and authorized the issuance of 4,000 stock options for 2020 service (the ?Options?) to Director. WHEREAS, after app |
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| February 4, 2022 |
EXHIBIT 4.21 Non-qualified Stock Option Award (2020 Service) This Stock Option Award (this ?Award?) to Lisa Chapman (the ?Director?) by FinWise Bancorp, a Utah corporation, (the ?Bancorp?) effective as of April 6, 2021. WHEREAS, the Board of Directors of the Company previously approved and authorized the issuance of 2,000 stock options for 2020 service (the ?Options?) to Director. WHEREAS, after a |
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| February 4, 2022 |
EXHIBIT 4.10 Non-qualified Stock Option Award (2021 Service) This Stock Option Award (this ?Award?) to Fred Healey (the ?Director?) by FinWise Bancorp, a Utah corporation, (the ?Bancorp?) effective as of April 6, 2021. WHEREAS, the Board of Directors of the Company previously approved and authorized the issuance of 6,000 stock options for 2021 service (the ?Options?) to Director. WHEREAS, after ap |
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| February 4, 2022 |
EXHIBIT 4.15 Non-qualified Stock Option Award (2020 Service) This Stock Option Award (this ?Award?) to Tom Gibson (the ?Director?) by FinWise Bancorp, a Utah corporation, (the ?Bancorp?) effective as of April 6, 2021. WHEREAS, the Board of Directors of the Company previously approved and authorized the issuance of 4,000 stock options for 2020 service (the ?Options?) to Director. WHEREAS, after app |
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| February 4, 2022 |
EXHIBIT 4.13 Non-qualified Stock Option Award (2020 Service) This Stock Option Award (this ?Award?) to Jerry Cunningham (the ?Director?) by FinWise Bancorp, a Utah corporation, (the ?Bancorp?) effective as of April 6, 2021. WHEREAS, the Board of Directors of the Company previously approved and authorized the issuance of 4,000 stock options for 2020 service (the ?Options?) to Director. WHEREAS, aft |
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| February 4, 2022 |
EXHIBIT 4.11 Non-qualified Stock Option Award (2020 Service) This Stock Option Award (this ?Award?) to Howard Reynolds (the ?Director?) by FinWise Bancorp, a Utah corporation, (the ?Bancorp?) effective as of April 6, 2021. WHEREAS, the Board of Directors of the Company previously approved and authorized the issuance of 4,000 stock options for 2020 service (the ?Options?) to Director. WHEREAS, afte |
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| February 4, 2022 |
EXHIBIT 4.20 Non-qualified Stock Option Award (2021 Service) This Stock Option Award (this ?Award?) to Jeana Hutchings (the ?Director?) by FinWise Bancorp, a Utah corporation, (the ?Bancorp?) effective as of April 6, 2021. WHEREAS, the Board of Directors of the Company previously approved and authorized the issuance of 3,000 stock options for 2021 service (the ?Options?) to Director. WHEREAS, afte |
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| February 4, 2022 |
EXHIBIT 4.22 Non-qualified Stock Option Award (2021 Service) This Stock Option Award (this ?Award?) to Lisa Chapman (the ?Director?) by FinWise Bancorp, a Utah corporation, (the ?Bancorp?) effective as of April 6, 2021. WHEREAS, the Board of Directors of the Company previously approved and authorized the issuance of 3,000 stock options for 2021 service (the ?Options?) to Director. WHEREAS, after a |
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| February 4, 2022 |
EXHIBIT 4.8 Non-qualified Stock Option Agreement This Stock Option Agreement (this ?Agreement?) is made and entered into as of December 24, 2019 by and between All West Bancorp, a Utah corporation, (the ?Company?) and Kent Landvatter (the ?Employee?). Grant Date: December 24, 2019 Exercise Price per Share: 21.83 Number of Option Shares: 6,819 Expiration Date: December 24, 2029 1. Grant of Option. |
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| February 4, 2022 |
EX-FILING FEES Exhibit 107 Form S-8 (Form Type) FINWISE BANCORP (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered (1)(2) Proposed Maximum Offering Price Per Unit (11) Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Fees to Be Paid Equity Common Stock, $0. |
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| February 4, 2022 |
EXHIBIT 4.17 Non-qualified Stock Option Award (2020 Service) This Stock Option Award (this ?Award?) to Jim Giordano (the ?Director?) by FinWise Bancorp, a Utah corporation, (the ?Bancorp?) effective as of April 6, 2021. WHEREAS, the Board of Directors of the Company previously approved and authorized the issuance of 4,000 stock options for 2020 service (the ?Options?) to Director. WHEREAS, after a |
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| November 19, 2021 |
TABLE OF CONTENTS Filed Pursuant to Rule 424(B)(4) Registration No. 333-257929 PROSPECTUS 3,500,000 Shares ? Common Stock This prospectus relates to the initial public offering of FinWise Bancorp. We are offering 3,500,000 shares of our common stock. Prior to this offering, there has been no established public market for our common stock. The initial public offering price of our common stock is $1 |
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| November 19, 2021 |
As filed with the Securities and Exchange Commission on November 19, 2021 As filed with the Securities and Exchange Commission on November 19, 2021 Registration No. |
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| November 16, 2021 |
CORRESP 1 filename1.htm November 16, 2021 VIA EDGAR CORRESPONDENCE United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Attention: Bonnie Baynes Mark Brunhofer Sonia Bednarowski Justin Dobbie Re: FinWise Bancorp Registration Statement on Form S-1 (as amended) File No. 333-257929 Ladies and Gentlemen: Pursuant to the provisions of |
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| November 16, 2021 |
Free Writing Prospectus Filed Pursuant to Rule 433 Registration Statement No. 333-257929 Dated November 16, 2021 Investor Presentation November 2021 Disclaimer 2 FinWise Bancorp (?FinWise,? ?we,? ?us,? or the ?Company?) has filed a registration statement (including a prospectus, which is preliminary and subject to completion) with the U.S. Securities and Exchange Commission (the ?SEC?) for the off |
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| November 16, 2021 |
FinWise Bancorp Common Stock, par value $0.001 per share UNDERWRITING AGREEMENT EX-1.1 2 nt10024103x17ex1-1.htm EXHIBIT 1.1 Exhibit 1.1 Shares FinWise Bancorp Common Stock, par value $0.001 per share UNDERWRITING AGREEMENT , 2021 PIPER SANDLER & CO. STEPHENS INC. as Representatives of the several Underwriters named in Schedule A hereto c/o PIPER SANDLER & CO. 1251 Avenue of the Americas, 6th Floor New York, New York 10020 c/o Stephens Inc. 111 Center Street Little Rock, AR 72 |
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| November 16, 2021 |
November 16, 2021 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Mail Stop 4720 100 F Street, N. |
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| November 16, 2021 |
As filed with the Securities and Exchange Commission on November 16, 2021. TABLE OF CONTENTS As filed with the Securities and Exchange Commission on November 16, 2021. |
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| November 1, 2021 |
Exhibit 10.16 CONSULTING AGREEMENT THIS CONSULTING AGREEMENT (this ?Agreement?) is entered into effective as of the 15th day of October, 2021 (the ?Effective Date?), by and between FinWise Bancorp (the ?Company?) and James Giordano (?Consultant?). Company and Consultant are sometimes referred to herein individually as ?Party? and collectively as the ?Parties?. RECITALS: WHEREAS, Consultant has ser |
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| November 1, 2021 |
As filed with the Securities and Exchange Commission on November 1, 2021. TABLE OF CONTENTS As filed with the Securities and Exchange Commission on November 1, 2021. |
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| August 12, 2021 |
August 12, 2021 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Mail Stop 4720 100 F Street, N. |
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| August 12, 2021 |
August 12, 2021 VIA EDGAR CORRESPONDENCE United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D. |
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| August 11, 2021 |
Issuer Free Writing Prospectus Issuer Free Writing Prospectus Filed Pursuant to Rule 433 Registration Statement No. |
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| August 9, 2021 |
August 9, 2021 VIA EDGAR CORRESPONDENCE United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D. |
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| August 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 FINWISE BANCORP (Exact name of registrant as specified in its charter) Utah (State of incorporation or organization) 83-0356689 (I.R.S. Employer Identification No.) 756 East Winchester, Suite 100 M |
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| August 9, 2021 |
August 9, 2021 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Mail Stop 4720 100 F Street, N. |
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| August 4, 2021 |
[●] Shares FinWise Bancorp Common Stock, par value $0.001 per share UNDERWRITING AGREEMENT EX-1.1 2 nt10024103x8ex1-1.htm EXHIBIT 1.1 Exhibit 1.1 [●] Shares FinWise Bancorp Common Stock, par value $0.001 per share UNDERWRITING AGREEMENT [●], 2021 PIPER SANDLER & CO. as Representative of the several Underwriters named in Schedule A hereto c/o PIPER SANDLER & CO. 1251 Avenue of the Americas, 6th Floor New York, New York 10020 Ladies and Gentlemen: FinWise Bancorp, a Utah corporation (the |
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| August 4, 2021 |
As filed with the Securities and Exchange Commission on August 4, 2021. TABLE OF CONTENTS As filed with the Securities and Exchange Commission on August 4, 2021. |
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| August 4, 2021 |
Exhibit 10.15 |
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| August 4, 2021 |
Free Writing Prospectus Filed Pursuant to Rule 433 Registration Statement No. 333-257929 Dated August 4, 2021 |
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| August 4, 2021 |
Terrence L. Shen Partner T 212.715.7819 F 212.715.8000 [email protected] 1177 Avenue of the Americas New York, NY 10036 T 212.715.9100 F 212.715.8000 August 4, 2021 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Bonnie Baynes Mark Brunhofer Sonia Bednarowski Justin Dobbie Re: FinWise Bancorp Re |
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| July 30, 2021 |
Exhibit 10.3 ALL WEST BANCORPORATION 2016 STOCK OPTION PLAN As amended and restated, effective July 26, 2021 1. Purposes of the Plan. The purposes of this Plan are to attract and retain the best available personnel for positions of substantial responsibility, to provide additional incentives to Employees, Directors and Consultants and to promote the success of the Company’s business. The Plan perm |
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| July 30, 2021 |
Exhibit 3.1 |
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| July 30, 2021 |
As filed with the Securities and Exchange Commission on July 30, 2021. TABLE OF CONTENTS As filed with the Securities and Exchange Commission on July 30, 2021. |
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| July 30, 2021 |
Exhibit 3.2 Amended and Restated Bylaws of FinWise Bancorp As Adopted Effective July 26, 2021 Amended and Restated Bylaws of FINWISE BANCORP Table of Contents Article I – Purposes 1 Section 1.01 Purpose 1 Article II – Offices 1 Section 2.01 Offices 1 Section 2.02 Registered Office 1 Article III – Shareholders 1 Section 3.01 Annual Meeting 1 Section 3.02 Special Meeting 2 Section 3.03 Place of Meet |
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| July 30, 2021 |
Exhibit 10.1 ALL WEST BANCORPORATION 2019 STOCK OPTION PLAN As amended and restated, effective July 26, 2021 1. Purposes of the Plan. The purposes of this Plan are to attract and retain the best available personnel for positions of substantial responsibility, to provide additional incentives to Employees, Directors and Consultants and to promote the success of the Company’s business. The Plan perm |
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| July 15, 2021 |
Exhibit 10.7 STANDSTILL AGREEMENT This Standstill Agreement (the “Agreement”), dated January 19, 2016, is between All West Bancorp, a Utah corporation (“Bancorp”), and Business Funding Group, a New York limited liability company (“BFG”). WHEREAS, simultaneously with the execution of this Agreement, BFG is acquiring 28,302 shares of Bancorp’s Common Stock, par value $0.001 per share (the “Common St |
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| July 15, 2021 |
Exhibit 10.12 FIRST AMENDMENT TO LEASE THIS FIRST AMENDMENT TO LEASE (the “First Amendment”) is made and entered into as of the 3rd day of June, 2009, by and between FPA Sandy Mall Associates, LLC, a Delaware limited liability company, (the “Landlord”) and Utah Community Bank, a Utah Corporation (the “Tenant”). RECITALS WHEREAS, Landlord is the successor-in-interest to Mariemont Holdings, LLC and |
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| July 15, 2021 |
ALL WEST BANCORPORATION 2019 STOCK OPTION PLAN EX-10.1 6 nt10024103x6ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 ALL WEST BANCORPORATION 2019 STOCK OPTION PLAN 1. Purposes of the Plan. The purposes of this Plan are to attract and retain the best available personnel for positions of substantial responsibility, to provide additional incentives to Employees, Directors and Consultants and to promote the success of the Company’s business. The Plan permits |
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| July 15, 2021 |
Exhibit 10.13 SECOND AMENDMENT TO LEASE THIS SECOND AMENDMENT TO LEASE (the ?Second Amendment?) is made and entered into as of the 25th day of April, 2014, by and between FPA Sandy Mall Associates, LLC, a Delaware limited liability company, (the ?Landlord?) and Utah Community Bank, a Utah Corporation (the ?Tenant?). RECITALS WHEREAS, Landlord is the successor-in-interest to Mariemont Holdings, LLC |
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| July 15, 2021 |
Exhibit 10.14 RIDER TO LEASE DATED: January , 2018 PREMISES: 43 North Village Avenue, Rockville Centre, New York 11570 (Second Floor) LANDLORD: North Village Centre Inc. TENANT: FinWise Bank In the event this Rider to Lease is in any way inconsistent with or contradicts the terms of the form portion of the Lease, this Rider shall control. RENTAL SCHEDULE The base annual rental during the initial t |
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| July 15, 2021 |
EX-10.4 9 nt10024103x6ex10-4.htm EXHIBIT 10.4 Exhibit 10.4 ALL WEST BANCORPORATION STOCK OPTION AGREEMENT Unless otherwise defined herein, the terms defined in the 2016 Stock Plan (the “Plan”) shall have the same defined meanings in this Stock Option Agreement (the “Option Agreement”). I. NOTICE OF STOCK OPTION GRANT Name: Address: The undersigned Participant has been granted an Option to purchase |
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| July 15, 2021 |
As filed with the Securities and Exchange Commission on July 15, 2021. S-1 1 nt10024103x6s1.htm S-1 TABLE OF CONTENTS As filed with the Securities and Exchange Commission on July 15, 2021. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FINWISE BANCORP (Exact Name of Registrant as Specified in Its Charter) Utah 6022 83-0356689 (State or other jurisdiction o |
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| July 15, 2021 |
Exhibit 4.1 THE SECURITIES EVIDENCED BY THIS CERTIFICATE ARE RESTRICTED AS TO TRANSFER FOR A PERIOD OF TWO YEARS FROM THE DATE OF THIS CERTIFICATE PURSUANT TO THE RULES OF THE UTAH DEPARTMENT OF FINANCIAL INSTITUTIONS AND MAY NOT BE SOLD OR OTHERWISE DISPOSED OF WITHOUT THE PRIOR WRITTEN CONSENT OF THE DEPARTMENT. THE SHARES OF THE COMPANY REPRESENTED IN THIS.CERTIFICATE HAVE BEEN ACQUIRED FOR INV |
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| July 15, 2021 |
EX-10.3 8 nt10024103x6ex10-3.htm EXHIBIT 10.3 Exhibit 10.3 ALL WEST BANCORPORATION 2016 STOCK OPTION PLAN 1. Purposes of the Plan. The purposes of this Plan are to attract and retain the best available personnel for positions of substantial responsibility, to provide additional incentives to Employees, Directors and Consultants and to promote the success of the Company’s business. The Plan permits |
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| July 15, 2021 |
EX-10.11 16 nt10024103x6ex10-11.htm EXHIBIT 10.11 Exhibit 10.11 LEASE AGREEMENT THIS LEASE AGREEMENT is entered in this 27 day of January, 1999, by and between Mariemont Holdings, L.L.C., herein call “Landlord,” and Utah Community Bank, which also does business under the name Utah Community Bank, herein called “Tenant”. In consideration of the rent, covenants and agreements hereinafter set forth, |
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| July 15, 2021 |
Exhibit 10.10 SUBLEASE AGREEMENT This Sublease Agreement (this ?Sublease?) is effective as of December 7, 2018 (the ?Effective Date?), by and between Motorola Solutions, Inc, a Delaware Corporation (?Sublandlord?) and All West Bancorp, a Utah corporation (?Subtenant?). RECITALS A. Motorola Solutions (?Sublandlord? or ?Tenant?) and MOUNTAIN VIEW BUSINESS CEN?ER, LLC, (?Master Landlord?) entered int |
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| July 15, 2021 |
EX-3.2 3 nt10024103x6ex3-2.htm EXHIBIT 3.2 Exhibit 3.2 RESTATED BYLAWS OF ALL WEST BANCORP AS ADOPTED EFFECTIVE MAY 15, 2012 RESTATED BYLAWS OF ALL WEST BANCORP TABLE OF CONTENTS Article I – Purposes 1 Section 1.01 Purpose 1 Article II – Offices 1 Section 2.01 Offices 1 Section 2.02 Registered Office 1 Article III – Shareholders 1 Section 3.01 Annual Meeting 1 Section 3.02 Special Meeting 1 Sectio |
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| July 15, 2021 |
Exhibit 21.1 Subsidiaries of the Registrant The following is a list of subsidiaries of FinWise Bancorp, the names under which such subsidiaries do business, and the jurisdiction in which each was organized, as of the date of this prospectus. All subsidiaries are wholly-owned unless otherwise noted. Subsidiaries of FinWise Bancorp Name Jurisdiction of Organization FinWise Bank Utah Subsidiaries of |
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| July 15, 2021 |
Exhibit 10.9 MEMBERSHIP INTEREST PURCHASE AGREEMENT Dated effective as of December 31, 2019 among Business Funding Group, LLC, the “Company”; Certain Members of the Company, collectively the “Sellers”; AND ALL WEST BANCORP, INC., the “Buyer” TABLE OF CONTENTS ARTICLE I. SALE AND PURCHASE OF MEMBERSHIP INTEREST 1 1.1 Sale and Purchase of Membership Interest 1 ARTICLE II. PAYMENT OF PURCHASE PRICE 2 |
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| July 15, 2021 |
Exhibit 10.6 CERTAIN INFORMATION CONTAINED IN THIS EXHIBIT, MARKED BY [****], HAS BEEN EXCLUDED FROM THIS EXHIBIT PURSUANT TO ITEM 601(b)(10) OF SEC REGULATION S-K BECAUSE FINWISE BANCORP (THE ?REGISTRANT?) HAS DETERMINED THAT SUCH INFORMATION (I) IS BOTH NOT MATERIAL AND IS THE TYPE THAT THE REGISTRANT CUSTOMARILY AND ACTUALLY TREATS AS PRIVATE OR CONFIDENTIAL AND (II) CERTAIN OF THIS INFORMATION |
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| July 15, 2021 |
EX-10.5 10 nt10024103x6ex10-5.htm EXHIBIT 10.5 Exhibit 10.5 ALL WEST BANCORP RESTRICTED STOCK AGREEMENT THIS RESTRICTED STOCK AGREEMENT (this “Agreement”), made to be effective as of (the “Effective Date”) among All West Bancorp, a bank holding company (the “Bancorp”), FinWise Bank, a Utah chartered bank (the “Bank”), and . Bancorp, Bank and are hereafter sometimes individually referred to as a “P |
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| July 15, 2021 |
Exhibit 10.2 ALL WEST BANCORPORATION STOCK OPTION AGREEMENT Unless otherwise defined herein, the terms defined in the 2019 Stock Plan (the “Plan”) shall have the same defined meanings in this Stock Option Agreement (the “Option Agreement”). I. NOTICE OF STOCK OPTION GRANT Name: Address: The undersigned Participant has been granted an Option to purchase Common Stock of the Company, subject to the t |
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| July 15, 2021 |
EX-4.2 5 nt10024103x6ex4-2.htm EXHIBIT 4.2 Exhibit 4.2 Certificate No. [] THE SECURITIES REPRESENTED HEREBY HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933 (THE “ACT”) AND MAY NOT BE OFFERED, SOLD, OR OTHERWISE TRANSFERRED, PLEDGED, OR HYPOTHECATED UNLESS AND UNTIL REGISTERED UNDER THE ACT OR, IN THE OPINION OF COUNSEL IN FORM AND SUBSTANCE SATISFACTORY TO THE ISSUER OF THE SECURITIES, S |
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| July 15, 2021 |
THIRD AMENDED AND RESTATED ARTICLES OF INCORPORATION ALL WEST BANCORP EX-3.1 2 nt10024103x6ex3-1.htm EXHIBIT 3.1 Exhibit 3.1 THIRD AMENDED AND RESTATED ARTICLES OF INCORPORATION OF ALL WEST BANCORP ALL WEST BANCORP, a Utah corporation (the “Corporation”), does hereby amend and restate its Articles of lncorporation in accordance with the Utah Revised Business Corporation Act (the “Act”), 1. The name of the Corporation prior to the filing of these Amended and Restated |
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| July 15, 2021 |
EX-10.8 13 nt10024103x6ex10-8.htm EXHIBIT 10.8 Exhibit 10.8 RIGHT OF FIRST REFUSAL AND OPTION AGREEMENT THIS RIGHT OF FIRST REFUSAL AND OPTION AGREEMENT is made and entered into as of the 31st day of March 2020, by and among All West Bancorp, a Utah corporation (“Bancorp”) and the Members of Business Funding Group, LLC, a Connecticut limited liability company (the “Company”) other than Bancorp (ea |
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| June 25, 2021 |
TABLE OF CONTENTS As confidentially submitted to the Securities and Exchange Commission on June 25, 2021. |
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| June 25, 2021 |
Subsidiaries of the Registrant Exhibit 21.1 Subsidiaries of the Registrant The following is a list of subsidiaries of FinWise Bancorp, the names under which such subsidiaries do business, and the jurisdiction in which each was organized, as of the date of this prospectus. All subsidiaries are wholly-owned unless otherwise noted. Subsidiaries of FinWise Bancorp Name Jurisdiction of Organization FinWise Bank Utah Subsidiaries of |
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| June 25, 2021 |
Terrence L. Shen Partner T 212.715.7819 F 212.715.8000 [email protected] 1177 Avenue of the Americas New York, NY 10036 T 212.715.9100 F 212.715.8000 June 25, 2021 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Finance 100 F Street, N.E. Washington, D.C. 20549 Attn: Bonnie Baynes Mark Brunhofer Sonia Bednarowski Susan Block Re: FinWise Bancorp Draft |
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| June 2, 2021 |
1177 Avenue of the Americas New York, NY 10036 T 212.715.9100 F 212.715.8000 CONFIDENTIAL TREATMENT REQUESTED BY FINWISE BANCORP CERTAIN PORTIONS OF THIS LETTER AS SUBMITTED VIA EDGAR HAVE BEEN OMITTED AND SEPARATELY SUBMITTED TO THE COMMISSION. CONFIDENTIAL TREATMENT HAS BEEN REQUESTED PURSUANT TO 17 CFR 200.83 WITH RESPECT TO THE OMITTED PORTIONS. OMITTED INFORMATION HAS BEEN REPLACED IN THIS LE |
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| May 13, 2021 |
1177 Avenue of the Americas New York, NY 10036 T 212.715.9100 F 212.715.8000 May 13, 2021 FinWise Bancorp Confidential Submission of Draft Registration Statement on Form S-1 CIK No. 0001856365 Ladies and Gentlemen: Our client, FinWise Bancorp (the ?Company?), has confidentially submitted today pursuant to Section 6(e) of the Securities Act of 1933, as amended (the ?Securities Act?), via EDGAR, a D |
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| May 13, 2021 |
Subsidiaries of the Registrant Exhibit 21.1 Subsidiaries of the Registrant The following is a list of subsidiaries of FinWise Bancorp, the names under which such subsidiaries do business, and the jurisdiction in which each was organized, as of the date of this prospectus. All subsidiaries are wholly-owned unless otherwise noted. Subsidiaries of FinWise Bancorp Name Jurisdiction of Organization FinWise Bank Utah Subsidiaries of |
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| May 13, 2021 |
DRS 1 filename1.htm TABLE OF CONTENTS As confidentially submitted to the Securities and Exchange Commission on May 13, 2021. This draft registration statement has not been publicly filed with the Securities and Exchange Commission, and all information herein remains strictly confidential. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGIST |
