ELA / Envela Corporation - SEC-arkiveringar, Årsredovisning, Fullmaktsutlåtande

Envela Corporation
US ˙ NYSEAM ˙ US29402E1029

Grundläggande statistik
CIK 701719
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Envela Corporation
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
August 13, 2025 EX-FILING FEES

Table 1: Newly Registered Securities

Calculation of Filing Fee Tables S-8 Envela Corp Table 1: Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee 1 Equity Common Stock, par value $0.

August 13, 2025 EX-4.3

ENVELA CORPORATION 2025 EQUITY INCENTIVE PLAN NOTICE OF STOCK OPTION GRANT

EXHIBIT 4.3 ENVELA CORPORATION 2025 EQUITY INCENTIVE PLAN NOTICE OF STOCK OPTION GRANT Envela Corp. (the “Company”) hereby grants the below-named Participant the following option to purchase shares of its Common Stock (the “Option”). The terms and conditions of this Option are set forth in the Stock Option Agreement and the Envela Corporation 2025 Equity Incentive Plan (the “Plan”), both of which

August 13, 2025 EX-4.5

ENVELA CORPORATION 2025 EQUITY INCENTIVE PLAN

EXHIBIT 4.5 ENVELA CORPORATION 2025 EQUITY INCENTIVE PLAN 1. Purpose The proper execution of the duties and responsibilities of the executives, directors, and key employees of Envela Corp. (the “Corporation”) is a vital factor in the continued growth and success of the Corporation. Toward this end, it is necessary to attract and retain effective and capable individuals to assume positions and prov

August 13, 2025 S-8

As filed with the United States Securities and Exchange Commission on August 13, 2025.

As filed with the United States Securities and Exchange Commission on August 13, 2025.

August 6, 2025 EX-10.1

2025 Equity Incentive Plan of Envela Corporation

EXHIBIT 10.1 ENVELA CORPORATION 2025 EQUITY INCENTIVE PLAN 1. Purpose The proper execution of the duties and responsibilities of the executives, directors, and key employees of Envela Corp. (the “Corporation”) is a vital factor in the continued growth and success of the Corporation. Toward this end, it is necessary to attract and retain effective and capable individuals to assume positions and pro

August 6, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 001-11048 ENVE

July 17, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 14, 2025

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 14, 2025 Envela Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Nevada 1-11048 88-0097334 (State or other jurisdiction of incorporation or organization) (Commi

July 1, 2025 EX-10.1

Envela Corporation 2025 Equity Incentive Plan

Exhibit 10.1 ENVELA CORPORATION 2025 EQUITY INCENTIVE PLAN 1. Purpose The proper execution of the duties and responsibilities of the executives, directors, and key employees of Envela Corp. (the “Corporation”) is a vital factor in the continued growth and success of the Corporation. Toward this end, it is necessary to attract and retain effective and capable individuals to assume positions and pro

July 1, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 25, 2025

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 25, 2025 Envela Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Nevada 1-11048 88-0097334 (State or other jurisdiction of incorporation or organization) (Commi

May 14, 2025 8-A12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 Envela Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Nevada 88-0097334 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification No.) 1901

May 7, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 001-11048 Env

April 30, 2025 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14

April 23, 2025 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): April 17, 2025 Envela Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Nevada 1-11048 88-0097334 (State or other jurisdiction of incorporation or organization) (Comm

April 23, 2025 EX-3.1

Amended and Restated Bylaws, dated April 17, 2025

Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF ENVELA CORPORATION, a Nevada corporation These Amended and Restated Bylaws (as amended from time to time in accordance with the terms hereof, and in accordance with the Corporation’s Articles of Incorporation as then in effect and applicable law, the “Bylaws”) of ENVELA CORPORATION, a Nevada corporation (the “Corporation”) hereby amend and restate all pri

March 27, 2025 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 27, 2025 Envela Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Nevada 1-11048 88-0097334 (State or other jurisdiction of incorporation or organization) (Comm

March 26, 2025 EX-14.1

Business Conduct & Ethics Policy

Exhibit 14.1 BUSINESS CODE OF CONDUCT AND ETHICS BACKGROUND Envela Corporation was founded over 25 years ago with this customer commitment: Provide superior service using basic principles of honesty, integrity, and trust. Today, our customers, vendors, and the business communities in which we operate continue to rely on our reputation as a company that maintains the highest standards of ethical bu

March 26, 2025 EX-21.1

Subsidiaries of the Registrant

Exhibit 21.1 SUBSIDIARIES OF ENVELA CORPORATIONi On December 31, 2024 Name of Subsidiary State in Which Organized Bijoux Exchange, LLC Delaware Charleston Gold & Diamond Exchange, Inc. South Carolina ELA Consumer, LLC Delaware ELA Commercial, LLC Delaware Echo Environmental Holdings, LLC Delaware Four Nines Stores, LLC Delaware ITAD USA Holdings, LLC Delaware QOEX, LLC Texas Steven Kretchmer, LLC

March 26, 2025 EX-10.1

Amended and Restated Registration Rights Agreement, dated March 25, 2025, by and between Envela Corporation and Eduro Holdings, LLC

Exhibit 10.1 AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT This AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT (this “Agreement”), is made and entered into as of March 25, 2025, by and between Envela Corporation, a Nevada corporation (the “Company”) and Eduro Holdings, LLC, a Delaware limited liability company (“Stockholder”). WHEREAS, the Company and certain of its stockholders (the “Pri

March 26, 2025 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 001-11048 Envela C

March 26, 2025 EX-10.2

Form of Indemnification Agreement between Envela Corporation and each Officer and director of Envela Corporation

Exhibit 10.2 INDEMNIFICATION AGREEMENT THIS INDEMNIFICATION AGREEMENT is made and entered into as of the day of , 2025, (this “Agreement”) by and between Envela Corporation, a Nevada corporation (the “Company”), and (“Indemnitee”). Recitals: WHEREAS, highly competent persons have become more reluctant to serve publicly-held corporations as directors or officers or in other capacities unless they a

March 12, 2025 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): March 10, 2025 Envela Corporation (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) Nevada 1-11048 88-0097334 (State or other jurisdiction of incorporation or organization) (Comm

November 5, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 001-11048

August 7, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 001-11048 ENVELA CORPORATION (EX

July 3, 2024 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): June 28, 2024 ENVELA CORPORATION (Exact name of Registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or other jurisdiction of incorporation or organization) (Commi

May 10, 2024 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 7, 2024 ENVELA CORPORATION (Exact name of Registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or other jurisdiction of incorporation or organization) (Commiss

May 8, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 001-11048 ENVELA CORPORATION (E

April 30, 2024 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State

April 3, 2024 EX-99.1

Press Release issued by Envela Corporation on March 21, 2024 announcing the resignation of Bret A. Pedersen and the subsequent transition of John Deluca

EXHIBIT 99.1

April 3, 2024 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 19, 2024 ENVELA CORPORATION (Exact name of Registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or other jurisdiction of incorporation or organization) (Comm

March 21, 2024 EX-97.1

Clawback Policy

EXHIBIT 97.1

March 21, 2024 EX-99.1

2023 Earnings Press Release

EXHIBIT 99.1

March 21, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 001-11048 ENVELA CORPORATION Nevada

December 19, 2023 CORRESP

Envela Corporation 1901 Gateway Dr., Suite 100, Irving, TX 75038 972-587-4049

December 18, 2023 Envela Corporation 1901 Gateway Dr. Irving, TX 75238 VIA EDGAR Accounting Branch Chief United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549 Attention: Aamira Chaudhry Theresa Brillant Re: Envela Corporation – CIK #0000701719 Comments concerning Form 10-K for Fiscal Year Ended December 31, 2022 File # 001-11048 Dear

November 8, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 001-11048 ENVELA CORPORATIO

August 2, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 001-11048 ENVELA CORPORATION (EX

June 27, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2023 (June 23, 2023)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 27, 2023 (June 23, 2023) ENVELA CORPORATION (Exact name of Registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or other jurisdiction of incorporation or orga

May 3, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 001-11048 ENVELA CORPORATION (E

April 28, 2023 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State

March 16, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 001-11048 ENVELA CORPORATION Nevada

March 16, 2023 EX-21.1

Subsidiaries of the Registrant

EXHIBIT 21.1 SUBSIDIARIES OF ENVELA CORPORATIONi On December 31, 2022 Name of Subsidiary State in Which Organized Avail Recovery Solutions, LLC Delaware CEX Holdings, LLC Texas Charleston Gold & Diamond Exchange, Inc. South Carolina DGSE, LLC Delaware ECHG, LLC Delaware Echo Environmental Holdings, LLC Delaware ITAD USA Holdings, LLC Delaware QOEX, LLC Texas Teladvance, LLC Delaware i All of the s

November 2, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 001-11048 ENVELA CORPORATIO

August 3, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 001-11048 ENVELA CORPORATION (EX

June 6, 2022 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 6, 2022 (June 3, 2022) ENVELA CORPORATION (Exact name of Registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or other jurisdiction of incorporation or organi

May 11, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 001-11048 ENVELA CORPORATION (E

May 4, 2022 EX-99.1

ENVELA RETAIL SUBSIDIARY EXPECTS TO REPORT RECORD RESULTS AND IS SET TO ACCELERATE EXPANSION PLANS

Exhibit 99.1 ENVELA RETAIL SUBSIDIARY EXPECTS TO REPORT RECORD RESULTS AND IS SET TO ACCELERATE EXPANSION PLANS DALLAS, Texas / ACCESSWIRE / May 3, 2022 / DGSE, LLC (?DGSE?), a subsidiary of Envela Corporation (NYSE American:ELA) (?Envela? or the ?Company?), announced today that after a record first quarter it plans to accelerate expansion plans. With extraordinary gains in its retail business dur

May 4, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2022(May 3, 2022) ENVELA CORPORATION (Exact name of Registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or other jurisdiction of incorporation or organizat

April 21, 2022 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State

March 16, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 001-11048 ENVELA CORPORATION (EXACT

March 16, 2022 EX-4.2

Description of Capital Stock

EXHIBIT 4.2 Description of Common Stock The following description sets forth certain material terms and provisions of the common stock of Envela Corporation, which is registered under Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?). This description also summarizes relevant provisions of the Nevada Revised Statutes (?NRS?). The following description is a summary

December 7, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2021 (December 1, 2021) ENVELA CORPORATION (Exact name of Registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or other jurisdiction of incorporation o

November 4, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 001-11048 ENVELA CORPORATIO

August 18, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 18, 2021 (August 16, 2021) ENVELA CORPORATION (Exact name of Registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or other jurisdiction of incorporation or

August 5, 2021 EX-10.1

Purchase Agreement Dated May 6, 2021, for The Frisco, Texas location,

EXHIBIT 10.1

August 5, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 001-11048 ENVELA CORPORATION (EX

June 7, 2021 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2021 (June 4, 2021) ENVELA CORPORATION (Exact name of Registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or other jurisdiction of incorporation or organi

May 5, 2021 EX-3.1

Amended and Restated By-laws, dated March 23, 2021

Exhibit 3.1

May 5, 2021 10-Q

Quarterly Report - QUARTERLY REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 001-11048 ENVELA CORPORATION (E

April 30, 2021 DEF 14A

- DEFINITIVE PROXY STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State

March 26, 2021 10-K/A

Annual Report - FORM 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 001-11048 ENVELA

March 23, 2021 10-K

Annual Report - ANNUAL REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 001-11048 ENVELA CORPORATION (EXACT

November 10, 2020 EX-10.5

EX-10.5

Exhibit 10.5

November 10, 2020 EX-10.2

EX-10.2

Exhibit 10.2

November 10, 2020 EX-10.3

EX-10.3

Exhibit 10.3

November 10, 2020 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No.1) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 ☐ TRANSIT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No.1) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 001-1104

November 10, 2020 EX-10.1

EX-10.1

Exhibit 10.1

November 10, 2020 EX-10.4

EX-10.4

Exhibit 10.4

November 5, 2020 EX-10.2

EX-10.2

Exhibit 10.2

November 5, 2020 10-Q

Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 001-11048 ENVELA CORPORATIO

November 5, 2020 EX-10.5

Revised note payable, related party, dated January 1, 2020, between ECHG, LLC and John R. Loftus

Exhibit 10.5

November 5, 2020 EX-10.1

EX-10.1

Exhibit 10.1

November 5, 2020 EX-10.3

Purchase agreement, dated September 14, 2020, for the Irving, Texas office building purchased by Envela Corporation

Exhibit 10.3

November 5, 2020 EX-10.4

Revised note payable, related party, dated January 1, 2020, between DGSE, LLC and John R. Loftus

Exhibit 10.4

August 6, 2020 10-Q

Quarterly Report - QUARTERLY REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 001-11048 ENVELA CORPORATION (EX

June 8, 2020 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2020 (June 5, 2020) ENVELA CORPORATION (Exact name of Registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or other jurisdiction of incorporation or organi

May 12, 2020 10-Q

Quarterly Report - QUARTERLY REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 001-11048 ENVELA CORPORATION (E

April 30, 2020 DEF 14A

- PROXY STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State

March 26, 2020 10-K

DGSE / DGSE Companies, Inc. 10-K - Annual Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2019 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 001-11048 ENVELA CORPORATION (EX

December 16, 2019 EX-99.1

DGSE Companies, Inc. Heads into New Year with New Name: ENVELA CORPORATION

Exhibit 99.1 DGSE Companies, Inc. Heads into New Year with New Name: ENVELA CORPORATION DALLAS, TX / December 12, 2019 — DGSE Companies, Inc. (NYSE American: DGSE) (“DGSE” or the “Company”) a leading recommerce, wholesale and retail dealer, today announced that it changed its name to Envela Corporation. Envela will continue trading on the NYSE American exchange, under its new name and ELA ticker s

December 16, 2019 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2019 (December 12, 2019) ENVELA CORPORATION (Exact name of Registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or other jurisdiction of incorporation

December 16, 2019 EX-3.1

Certificate of Amendment to Articles of Incorporation, Dated December 12, 2019

Exhibit 3.1

November 13, 2019 10-Q

DGSE / DGSE Companies, Inc. 10-Q - Quarterly Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-11048 DGSE

October 16, 2019 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 16, 2019 (October 11, 2019) DGSE COMPANIES, INC. (Exact name of Registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or other jurisdiction of incorporation

September 26, 2019 DEFA14A

DGSE / DGSE Companies, Inc. DEFA14A - -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)

September 20, 2019 EX-99.1

AMENDED AND RESTATED ARTICLES OF INCORPORATION DGSE COMPANIES, INC. ARTICLE I

Ex 99.1 AMENDED AND RESTATED ARTICLES OF INCORPORATION OF DGSE COMPANIES, INC. ARTICLE I NAME The Name of this corporation is Envela Corporation, (the “Corporation”) ARTICLE II PURPOSES AND POWERS The purpose for which the Corporation is organized is to engage in any lawful activity except banking and insurance operations. ARTICLE III CAPITAL STOCK 3.1. Authorized Capital Stock. The amount of the

September 20, 2019 DEF 14A

DGSE / DGSE Companies, Inc. DEF 14A - -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive P

September 10, 2019 PRE 14A

DGSE / DGSE Companies, Inc. PRE 14A - -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ] Definitive P

September 10, 2019 EX-99.1

AMENDED AND RESTATED ARTICLES OF INCORPORATION DGSE COMPANIES, INC. ARTICLE I

AMENDED AND RESTATED ARTICLES OF INCORPORATION OF DGSE COMPANIES, INC. ARTICLE I NAME The Name of this corporation is Envela Corporation, (the “Corporation”) ARTICLE II PURPOSES AND POWERS The purpose for which the Corporation is organized is to engage in any lawful activity except banking and insurance operations. ARTICLE III CAPITAL STOCK 3.1. Authorized Capital Stock. The amount of the total au

August 19, 2019 10-Q

DGSE / DGSE Companies, Inc. 10-Q - Quarterly Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-11048 DGSE Comp

August 14, 2019 NT 10-Q

DGSE / DGSE Companies, Inc. NT 10-Q - -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC File Number 001-11048 NOTIFICATION OF LATE FILING (Check One): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: June 30, 2019 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transiti

August 5, 2019 8-K/A

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2019 (May 20, 2019) DGSE COMPANIES, INC. (Exact name of Registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or other jurisdiction of (Commission (I.R.S.

August 5, 2019 EX-99.1

UNAUDITED INTERIM FINANCIAL STATEMENTS

Exhibit 99.1 UNAUDITED INTERIM FINANCIAL STATEMENTS Consolidated Balance Sheets as of March 31, 2019 and December 31, 2018 Consolidated Statements of Operations for the three months ended March 31, 2019 and 2018 Consolidated Statements of Members’ Deficit for the three months ended March 31, 2019 and 2018 Consolidated Statements of Cash Flows for the three months ended March 31, 2019 and 2018 Note

August 5, 2019 EX-99.3

UNAUDITED PRO FORMA COMBINED FINANCIAL STATEMENTS

Exhibit 99.3 UNAUDITED PRO FORMA COMBINED FINANCIAL STATEMENTS The following unaudited pro forma combined financial statements were prepared using the net assets method of accounting under existing U.S. generally accepted accounting principles (“GAAP”), which are subject to change and interpretation, and give effect to the purchase of the net assets of the Echo Entities by Corrent Resources, LLC,

August 5, 2019 EX-99.2

Echo Environmental, LLC Consolidated Financial Report December 31, 2018

Echo Environmental, LLC Consolidated Financial Report December 31, 2018 Echo Environmental, LLC Contents Independent Auditor’s Report 1 Consolidated Financial Statements Balance Sheet 2 Statement of Operations 3 Statement of Changes in Members’ Deficit 4 Statements of Cash Flows 5 Notes to Consolidated Financial Statements 6-14 Independent Auditor’s Report To the Board of Managers Echo Environment

May 24, 2019 8-K

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Completion of Acquisition or Disposition of Assets, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2019 (May 20, 2019) DGSE COMPANIES, INC. (Exact name of Registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or other jurisdiction of incorporation or orga

May 24, 2019 EX-10.2

Promissory Note, dtd May 20, 2019, by and between Corrent Resources, LLC and John R. Loftus

PROMISSORY NOTE $6,925,979.00 Dallas, Texas May 20, 2019 FOR VALUE RECEIVED, the undersigned, Corrent Resources, LLC, a Delaware limited liability company (“Maker”), promises to pay to the order of John R. Loftus (together with all subsequent holders of this Promissory Note, “Payee”) the principal sum of Six Million Nine Hundred Twenty-Five Thousand Nine Hundred Seventy-Nine and No/100 Dollars ($6

May 24, 2019 EX-10.3

Promissory Note, dtd May 20, 2019, by and between DGSE Companies, LLC and John R. Loftus

PROMISSORY NOTE $3,074,021.00 Dallas, Texas May 20, 2019 FOR VALUE RECEIVED, the undersigned, DGSE Companies, LLC, a Delaware limited liability company (“Maker”), promises to pay to the order of John R. Loftus (together with all subsequent holders of this Promissory Note, “Payee”) the principal sum of Three Million Seventy-Four Thousand Twenty-One and No/100 Dollars ($3,074,021.00), together with

May 24, 2019 EX-10.1

Purchase Agreement dtd May 20, 2019, by and among Echo Environmental, LLC, ITAD USA, LLC and Corrent Resources, LLC

ASSET PURCHASE AGREEMENT This ASSET PURCHASE AGREEMENT (this “Agreement”), dated as of the 20th day of May, 2019, is by and among Echo Environmental, LLC, a Texas limited liability company, (“Echo”), Echo’s wholly owned subsidiary, ITAD USA, LLC, a Delaware limited liability company (“ITAD”) (Echo and ITAD are individually referred to as “Seller” and collectively referred to herein as “Sellers”), and Corrent Resources, LLC, a Delaware limited liability company (“Buyer”).

May 24, 2019 SC 13D/A

DGSE / DGSE Companies, Inc. / Truscott Capital, Llc - SC 13D/A Activist Investment

SC 13D/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No.

May 24, 2019 EX-99.45

Contribution Agreement, dated as of May 20, 2019, by and between John R. Loftus and N10TR, LLC

CONTRIBUTION AGREEMENT This Contribution Agreement is dated as of the 20th day of May, 2019, by and among John R.

May 24, 2019 EX-99.44

Stock and Purchase Agreement, dated May 20, 2019, by and between John R. Loftus and Elemetal, LLC*

STOCK AND NOTE PURCHASE AGREEMENT This Stock and Note Purchase Agreement (the “Agreement”), is entered into effective as of the 20th day of May, 2019 (the “Effective Date”), by and between John R.

May 24, 2019 EX-99.46

Assignment Agreement, dated as of May 20, 2019, by and between John R. Loftus and N10TR, LLC

ASSIGNMENT AGREEMENT This Assignment Agreement, dated the 20th day of May, 2019 is entered into by and between John R.

May 24, 2019 SC 13D/A

DGSE / DGSE Companies, Inc. / Eduro Holdings, Llc Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No.

May 24, 2019 EX-99.47

Joint Filing Agreement, dated as of May 23, 2019, by and between John R. Loftus, Eduro Holdings, LLC and N10TR, LLC

JOINT FILING AGREEMENT Under Rule 13d-1(k)(1) of the Securities Exchange Act of 1934, the undersigned agree to the joint filing of a Schedule 13D with respect to the shares of common stock, par value $0.

May 23, 2019 8-K

Results of Operations and Financial Condition, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 23, 2019 (May 20, 2019) DGSE COMPANIES, INC. (Exact name of registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or Other Jurisdiction of Incorporation) (Commi

May 23, 2019 EX-99.1

DGSE DOES IT AGAIN – KICKS OFF 2019 WITH FIRST-QUARTER PROFIT

DGSE DOES IT AGAIN – KICKS OFF 2019 WITH FIRST-QUARTER PROFIT DALLAS — May 20, 2019.

May 20, 2019 10-Q

DGSE / DGSE Companies, Inc. 10-Q - Quarterly Report -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-11048 DGSE Com

May 14, 2019 NT 10-Q

DGSE / DGSE Companies, Inc. NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC File Number 001-11048 NOTIFICATION OF LATE FILING (Check One): [ ] Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: March 31, 2019 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Transit

April 29, 2019 10-K/A

DGSE / DGSE Companies, Inc. 10-K/A (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K/A Amendment No.

April 17, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 17, 2019 (April 12, 2019) DGSE COMPANIES, INC. (Exact name of registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or Other Jurisdiction of Incorporation) (C

April 17, 2019 EX-99.1

DGSE Posts Back-to-Back Profits in 2017 & 2018

DGSE Posts Back-to-Back Profits in 2017 & 2018 DALLAS - April 12, 2019. DGSE Companies, Inc. (NYSE American:DGSE) (“DGSE” or the “Company”), a leading wholesaler and retailer of jewelry, diamonds, fine watches, precious metal bullion and rare coin products, today announces back-to back profits for the two years ending 2017 and 2018, following several years of losses. The Dallas-based Company repor

April 12, 2019 10-K

DGSE / DGSE Companies, Inc. (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-11048 DGSE COMPANIES, INC.

March 28, 2019 NT 10-K

DGSE / DGSE Companies, Inc.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC File Number 001-11048 NOTIFICATION OF LATE FILING (Check One): [X] Form 10-K [ ] Form 20-F [ ] Form 11-K [ ] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: December 31, 2018 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Tran

November 21, 2018 EX-99.1

DGSE Reports Seven Straight Quarters of Operational Gains, Fairchild and Related Write-Offs

DGSE Reports Seven Straight Quarters of Operational Gains, Fairchild and Related Write-Offs DALLAS – November 19, 2018.

November 21, 2018 8-K

Results of Operations and Financial Condition, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 21, 2018 (November 19, 2018) DGSE COMPANIES, INC. (Exact name of registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or Other Jurisdiction of Incorporati

November 19, 2018 10-Q

DGSE / DGSE Companies, Inc. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-11048 DGSE

November 14, 2018 NT 10-Q

DGSE / DGSE Companies, Inc. NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC File Number 001-11048 NOTIFICATION OF LATE FILING (Check One): [ ]Form 10-K [ ] Form 20-F [ ] Form 11-K [X] Form 10-Q [ ] Form 10-D [ ] Form N-SAR [ ] Form N-CSR For Period Ended: September 30, 2018 [ ] Transition Report on Form 10-K [ ] Transition Report on Form 20-F [ ] Transition Report on Form 11-K [ ] Tran

September 19, 2018 EX-99.38

CONTRIBUTION AGREEMENT

EX-99.38 Exhibit 99.38 CONTRIBUTION AGREEMENT This Contribution Agreement is dated as of August 29, 2018, by and among NTR Metals, LLC, a Texas limited liability company (“NTR”) and Eduro Holdings, LLC, a Delaware limited liability company (“Eduro”). RECITALS: WHEREAS, John R. Loftus is the sole member of NTR and the sole member of Eduro; and WHEREAS, NTR desires to contribute and assign, transfer

September 19, 2018 EX-99.40

JOINT FILING AGREEMENT

EX-99.40 Exhibit 99.40 JOINT FILING AGREEMENT Under Rule 13d-1(k)(1) of the Securities Exchange Act of 1934, the undersigned agree to the joint filing of a Schedule 13D with respect to the shares of common stock, par value $0.01 per share, of DGSE Companies, Inc. beneficially owned by each of them. This Joint Filing Agreement shall be included as an Exhibit to such Schedule 13D. IN WITNESS WHEREOF

September 19, 2018 SC 13D/A

DGSE / DGSE Companies, Inc. / Eduro Holdings, Llc - SC 13D/A (AMEND. NO. 20) Activist Investment

SC 13D/A (AMEND. NO. 20) SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 20) DGSE COMPANIES, INC. (Name of Issuer) Common Stock, $.01 par value per share (Title of Class of Securities) 395304 10 8 (CUSIP Number) Carl D.

September 19, 2018 EX-99.39

ASSIGNMENT AGREEMENT

EX-99.39 Exhibit 99.39 ASSIGNMENT AGREEMENT This Assignment Agreement, dated August 29, 2018, is entered into by and between NTR Metals, LLC, a Texas limited liability company (“Contributor”) and Eduro Holdings, LLC, a Delaware limited liability company (“Eduro”), and is being delivered pursuant to that certain Contribution Agreement between the Contributor and Eduro dated August 29, 2018 (the “Co

August 15, 2018 8-K

Results of Operations and Financial Condition, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2018 (August 13, 2018) DGSE COMPANIES, INC. (Exact name of registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or Other Jurisdiction of Incorporation)

August 15, 2018 EX-99.1

DGSE Companies, Inc. Announces Continued Profitability in 2Q18

DGSE Companies, Inc. Announces Continued Profitability in 2Q18 DALLAS – August 13, 2018, - DGSE Companies, Inc. (NYSE AMERICAN: DGSE) (“DGSE” or the “Company”), a leading wholesaler and retailer of jewelry, diamonds, fine watches, and precious metal bullion and rare coin products, today announced a $274,179 net profit for the three months ended June 30, 2018, the sixth consecutive profitable quart

August 14, 2018 10-Q

DGSE / DGSE Companies, Inc. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-11048 DGSE Comp

June 18, 2018 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 18, 2018 (June 15, 2018) DGSE COMPANIES, INC. (Exact name of Registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or other jurisdiction of incorporation or or

May 14, 2018 EX-99.1

DGSE Announces 58 Percent Jump In Profits Over Previous Year, Records Fifth Consecutive Profitable Quarter

DGSE Announces 58 Percent Jump In Profits Over Previous Year, Records Fifth Consecutive Profitable Quarter DALLAS – May 11, 2018.

May 14, 2018 8-K

Results of Operations and Financial Condition, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 14, 2018 (May 11, 2018) DGSE COMPANIES, INC. (Exact name of registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or Other Jurisdiction of Incorporation) (Commi

May 11, 2018 10-Q

DGSE / DGSE Companies, Inc. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-11048 DGSE Com

April 30, 2018 DEF 14A

DGSE / DGSE Companies, Inc. DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive P

March 21, 2018 EX-99.1

DGSE Completes Turnaround Year With 4th Quarter Profit

Exhibit 99.1 DGSE Completes Turnaround Year With 4th Quarter Profit DALLAS-March 19, 2018 DGSE Companies, Inc. (NYSE MKT:DGSE) (“DGSE” or the “Company”) announces its fourth consecutive profitable quarter and an annual profit of $1.8 million, capping a remarkable turnaround for the jewelry and bullion business. The Dallas-based Company, a leading wholesaler and retailer of jewelry, diamonds, fine

March 21, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Results of Operations and Financial Condition, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 21, 2018 (March 19, 2018) DGSE COMPANIES, INC. (Exact name of Registrant as specified in its charter) Nevada (State or other jurisdiction of incorporation or organization) 1-110

March 21, 2018 10-K

DGSE / DGSE Companies, Inc. FORM 10-K (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-11048 DGSE COMPANIES, INC.

January 4, 2018 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 4, 2018 (December 29, 2017) DGSE COMPANIES, INC. (Exact name of Registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or other jurisdiction of incorporation

January 2, 2018 SC 13D/A

DGSE / DGSE Companies, Inc. / NTR METALS, LLC - SC 13D (AMENDMENT NO. 19) Activist Investment

SC 13D/A 1 d483696dsc13da.htm SC 13D (AMENDMENT NO. 19) SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 19) DGSE COMPANIES, INC. (Name of Issuer) Common Stock, $.01 par value per share (Title of Class of Securities) 395

January 2, 2018 SC 13D

DGSE / DGSE Companies, Inc. / Truscott Capital, Llc - SCHEDULE 13D Activist Investment

Schedule 13D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No.

January 2, 2018 EX-99.7

JOINT FILING AGREEMENT

EX-99.7 Exhibit 99.7 JOINT FILING AGREEMENT Under Rule 13d-1(k)(1) of the Securities Exchange Act of 1934, the undersigned agree to the joint filing of a Schedule 13D with respect to the shares of common stock, par value $0.01 per share, of DGSE Companies, Inc. beneficially owned by each of them. This Joint Filing Agreement shall be included as an Exhibit to such Schedule 13D. IN WITNESS WHEREOF,

January 2, 2018 EX-99.38

JOINT FILING AGREEMENT

EX-99.38 Exhibit 99.38 JOINT FILING AGREEMENT Under Rule 13d-1(k)(1) of the Securities Exchange Act of 1934, the undersigned agree to the joint filing of a Schedule 13D with respect to the shares of common stock, par value $0.01 per share, of DGSE Companies, Inc. beneficially owned by each of them. This Joint Filing Agreement shall be included as an Exhibit to such Schedule 13D. IN WITNESS WHEREOF

January 2, 2018 EX-99.6

CONTRIBUTION AGREEMENT

EX-99.6 Exhibit 99.6 CONTRIBUTION AGREEMENT This Contribution Agreement is dated as of December 15, 2017, by and among Elemetal, LLC, a Delaware limited liability company (“Elemetal”) and Truscott Capital, LLC, a Delaware limited liability company (“Truscott”). RECITALS: WHEREAS, Truscott is a company formed prior to the date hereof, and is wholly owned by Elemetal; and WHEREAS, Elemetal desires t

December 7, 2017 DEF 14A

DGSE / DGSE Companies, Inc. DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State

December 1, 2017 CORRESP

DGSE / DGSE Companies, Inc. ESP

November 30, 2017 DGSE Companies, Inc. 13022 Preston Road Dallas, TX 75240 VIA EDGAR William H. Thompson Accounting Branch Chief United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549 Re: DGSE Companies, Inc. ? CIK # 0000701719 Registration Statement on Form S-3 File # 333-220852 Request for Acceleration Dear Mr. Thompson, Pursuant to

November 29, 2017 S-3/A

DGSE / DGSE Companies, Inc. S-3/A

Registration No. 333-220852 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Pre-Effective Amendment No. 1 to FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Nevada 88-0097344 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification Number) 13220 Preston Road Dallas, Texas 75240 (972) 587-4049 (Address, including zip cod

November 20, 2017 CORRESP

DGSE / DGSE Companies, Inc. ESP

November 20, 2017 DGSE Companies, Inc. 13022 Preston Road Dallas, TX 75240 VIA EDGAR William H. Thompson Accounting Branch Chief United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549 Re: DGSE Companies, Inc. ? CIK # 0000701719 Registration Statement on Form S-3 File # 333-220852 Request for Acceleration Dear Mr. Thompson, Pursuant to

November 9, 2017 EX-99.1

DGSE Companies, Inc. Announces $603,874 Third Quarter Profit and $1,088,521 Profit for the Nine Months ending September 30, 2017

Exhibit 99.1 DGSE Companies, Inc. Announces $603,874 Third Quarter Profit and $1,088,521 Profit for the Nine Months ending September 30, 2017 DALLAS ? November 7, 2017 - DGSE Companies, Inc. (NYSE MKT) (?DGSE? or the ?Company?), a leading wholesaler and retailer of jewelry, diamonds, fine watches, and precious metal bullion and rare coin products, today announced in its Form 10-Q a 48% increase in

November 9, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2017 (November 7, 2017) DGSE COMPANIES, INC. (Exact name of registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or Other Jurisdiction of Incorporation

November 8, 2017 10-Q

DGSE / DGSE Companies, Inc. FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-11048 DGSE Com

November 7, 2017 S-8 POS

DGSE / DGSE Companies, Inc. S-8 POS

As filed with the Securities and Exchange Commission on November 7, 2017 Registration No.

November 7, 2017 CORRESP

DGSE / DGSE Companies, Inc. ESP

CORRESP 1 filename1.htm November 7, 2017 DGSE Companies, Inc. 13022 Preston Road Dallas, TX 75240 VIA EDGAR William H. Thompson Accounting Branch Chief United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549 Re: DGSE Companies, Inc. – CIK # 0000701719 Form 10-K for the Fiscal Year Ended December 31, 2016 Filed April 14, 2017 File # 001

October 26, 2017 CORRESP

DGSE / DGSE Companies, Inc. ESP

October 26, 2017 DGSE Companies, Inc. 13022 Preston Road Dallas, TX 75240 VIA EDGAR William H. Thompson Accounting Branch Chief United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, DC 20549 Re: DGSE Companies, Inc. ? CIK # 0000701719 Form 10-K for the Fiscal Year Ended December 31, 2016 Filed April 14, 2017 File # 001-11048 Dear Mr. Thompson

October 6, 2017 S-3

Power of Attorney (Included on the signature page of the Registration Statement)

As filed with the Securities and Exchange Commission on October 6, 2017 Registration No.

August 14, 2017 EX-99.1

DGSE Companies, Inc. Announces Continued Profitability in 2Q17

Exhibit 99.1 DGSE Companies, Inc. Announces Continued Profitability in 2Q17 DALLAS ? August 11, 2017 - DGSE Companies, Inc. (NYSE MKT:DGSE) (?DGSE? or the ?Company?), a leading wholesaler and retailer of jewelry, diamonds, fine watches, and precious metal bullion and rare coin products, today announced in its Form 10-Q an 8% increase in revenues and a 23% increase in gross profit for the three mon

August 14, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2017 (August 11, 2017) DGSE COMPANIES, INC. (Exact name of registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or Other Jurisdiction of Incorporation)

August 11, 2017 10-Q

DGSE / DGSE Companies, Inc. FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-11048 DGSE Companie

July 7, 2017 EX-99.1

DGSE Companies, Inc. Anticipates Continued Positive Earnings in Second Quarter

Exhibit 99.1 DGSE Companies, Inc. Anticipates Continued Positive Earnings in Second Quarter DALLAS ? July 5, 2017 - DGSE Companies, Inc. (NYSE MKT:DGSE) (?DGSE? or the ?Company?), a leading wholesaler and retailer of jewelry, diamonds, fine watches, and precious metal bullion and rare coin products, today announced that it expects to post a profit in the second quarter of 2017. DGSE?s recent retur

July 7, 2017 EX-99.2

DGSE Companies, Inc. Announces Letter of Intent for Accretive Acquisition of Pawn Businesses

Exhibit 99.2 DGSE Companies, Inc. Announces Letter of Intent for Accretive Acquisition of Pawn Businesses DALLAS ? July 6, 2017 - DGSE Companies, Inc. (NYSE MKT:DGSE) (?DGSE? or the ?Company?), a leading wholesaler and retailer of jewelry, diamonds, fine watches, and precious metal bullion and rare coin products, today announced that it has entered into a non-binding Letter of Intent to acquire th

July 7, 2017 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 7, 2017 (June 30, 2017) DGSE COMPANIES, INC. (Exact name of Registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or other jurisdiction of (Commission (I.R.S.

May 18, 2017 EX-99.1

DGSE Companies, Inc. Announces Return to Profitability in 1Q17

Exhibit 99.1 DGSE Companies, Inc. Announces Return to Profitability in 1Q17 DALLAS ? May 15, 2017 - DGSE Companies, Inc. (NYSE MKT:DGSE) (?DGSE? or the ?Company?), a leading wholesaler and retailer of jewelry, diamonds, fine watches, and precious metal bullion and rare coin products, today announced in its Form 10-Q a 28% increase in revenues and a 16% increase in gross profit for the three months

May 18, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2017 (May 15, 2017) DGSE COMPANIES, INC. (Exact name of registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or Other Jurisdiction of Incorporation) (Commi

May 15, 2017 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-11048 DGSE Compani

May 1, 2017 10-K/A

DGSE Companies FORM 10-K/A (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K/A Amendment No.

April 26, 2017 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 20, 2017 DGSE COMPANIES, INC. (Exact Name of Registrant as Specified in Charter) Nevada 1-11048 88-0097334 (State or other jurisdiction of Incorporation) (Commission File Number

April 26, 2017 EX-99.1

DGSE Companies, Inc. Announces Notification of Continuing NYSE MKT Listing Deficiency

Exhibit 99.1 DGSE Companies, Inc. Announces Notification of Continuing NYSE MKT Listing Deficiency DALLAS-(BUSINESS WIRE)-April 26, 2017-DGSE Companies, Inc. (NYSE MKT:DGSE) (?DGSE? or the ?Company?), received a continued listing standards notice from the NYSE MKT LLC (the ?MKT?) on April 20, 2017, because the Company has stockholders? equity of less than $6.0 million and net losses in its five mo

April 21, 2017 8-K

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 21, 2017 (April 19, 2017) DGSE COMPANIES, INC. (Exact name of Registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or other jurisdiction of (Commission (I.R.

April 14, 2017 EX-3.9

Certificate of Amendment to Articles of Incorporation, dated December 7, 2016

Exhibit 3.9

April 14, 2017 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission file number 001-11048 DGSE COMPANIES, INC.

March 30, 2017 NT 10-K

DGSE Companies NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC File Number 001-11048 NOTIFICATION OF LATE FILING (Check One): x Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: December 31, 2016 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form

February 16, 2017 SC 13D/A

DGSE / DGSE Companies, Inc. / NTR METALS, LLC - SC 13D AMENDMENT NO. 18 Activist Investment

SC 13D Amendment No. 18 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 18) DGSE COMPANIES, INC. (Name of Issuer) Common Stock, $.01 par value per share (Title of Class of Secur

January 19, 2017 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 19, 2017 (January 12, 2017) DGSE COMPANIES, INC. (Exact name of Registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or other jurisdiction of incorporation

December 22, 2016 SC 13D/A

DGSE / DGSE Companies, Inc. / NTR METALS, LLC - SC 13D/A Activist Investment

SC 13D/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.

December 22, 2016 EX-24.1

DSGE COMPANIES, INC. POWER OF ATTORNEY - SEC Forms 3, 4 and 5 Filings

Exhibit 24.1 DSGE COMPANIES, INC. POWER OF ATTORNEY - SEC Forms 3, 4 and 5 Filings The undersigned hereby constitutes and appoints Nicholas A Rios, the Secretary of DGSE Companies, Inc. (the ?Company?), and any other duly appointed secretary or assistant secretary of the Company, and Stephen R. Patterson, the Acting Chief Financial Officer of the Company, with full power of substitution, as the un

December 15, 2016 EX-99.1

DGSE Companies Announces Appointment of New Chief Executive Officer

Exhibit 99.1 PRESS RELEASE FOR IMMEDIATE RELEASE DGSE Companies Announces Appointment of New Chief Executive Officer Dallas - December 15, 2016 - Dallas ? December 15, 2016 - DGSE Companies, Inc. (NYSE MKT: DGSE) (?DGSE? or ?the Company?), a leading wholesaler and retailer of jewelry, diamonds, fine watches, and precious metal bullion and rare coin products, today announced that John Loftus has be

December 15, 2016 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 15, 2016 (December 10, 2016) DGSE COMPANIES, INC. (Exact name of Registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or other jurisdiction of (Commission

December 13, 2016 8-K

Changes in Control of Registrant, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 13, 2016 (December 7, 2016) DGSE COMPANIES, INC. (Exact name of Registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or other jurisdiction of (Commission

December 13, 2016 EX-10.1

Registration Rights Agreement by and among DGSE Companies, Inc., and Elemetal, LLC and NTR Metals, LLC dated as of December 9, 2016

Exhibit 10.1 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this ?Agreement?), is made and entered into as of December 9, 2016, by and among DGSE Companies, Inc., a Nevada corporation (the ?Company?), Elemetal, LLC, a Delaware limited liability company (?Elemetal?), NTR Metals, LLC, a Texas limited liability company (?NTR?). Elemetal and NTR are collectively referred to herein a

December 13, 2016 EX-4.1

Warrant to Purchase Shares of Common Stock of DGSE Companies, Inc. issued to Elemetal, LLC dated December 9, 2016

Exhibit 4.1 WARRANT TO PURCHASE SHARES OF COMMON STOCK OF DGSE COMPANIES, INC. THIS WARRANT AND THE SHARES (AS HEREINAFTER DEFINED) HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE SOLD OR OTHERWISE DISPOSED OF EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER SUCH ACT AND APPLICABLE STATE SECURITIES LAWS OR PURSUA

December 12, 2016 SC 13D/A

DGSE / DGSE Companies, Inc. / NTR METALS, LLC - AMENDMENT NO.16 TO SC 13D Activist Investment

SC 13D/A 1 d298557dsc13da.htm AMENDMENT NO.16 TO SC 13D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 16) DGSE COMPANIES, INC. (Name of Issuer) Common Stock, $.01 par value pe

November 14, 2016 8-K

DGSE Companies DGSE COMPANIES, INC. 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 14, 2016 (November 14, 2016) DGSE COMPANIES, INC. (Exact name of registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or Other Jurisdiction of Incorporati

November 14, 2016 EX-99.1

DGSE Companies, Inc. Reports Third Quarter 2016 Results

Exhibit 99.1 DGSE Companies, Inc. Reports Third Quarter 2016 Results DALLAS-(BUSINESS WIRE)-November 14, 2016-DGSE Companies, Inc. (NYSE MKT: DGSE), a leading wholesaler and retailer of jewelry, diamonds, fine watches, and precious metal bullion and rare coin products, today announced its financial results for the three and nine months ended September 30, 2016. Third Quarter 2016 Business and Fina

November 14, 2016 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-11048 DGSE Com

November 1, 2016 DEF 14A

DGSE Companies DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State

October 31, 2016 SC 13D/A

DGSE / DGSE Companies, Inc. / NTR METALS, LLC - SC 13D/A Activist Investment

SC 13D/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.

October 6, 2016 PRER14A

DGSE Companies PRER14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Amendment No. 1 Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defini

October 6, 2016 CORRESP

DGSE Companies ESP

Thompson & Knight llp ATTORNEYS AND COUNSELORS AUSTIN DALLAS FORT WORTH HOUSTON Los Angeles NEW YORK - ALGIERS LONDON M?xico City MONTERREY PARIS One Arts Plaza 1722 Routh Street ? Suite 1500 Dallas, Texas 75201 214.

August 31, 2016 PRE 14A

DGSE Companies PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: x Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State

August 15, 2016 8-K

DGSE Companies DGSE COMPANIES, INC. 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 15, 2016 (August 15, 2016) DGSE COMPANIES, INC. (Exact name of registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or Other Jurisdiction of Incorporation)

August 15, 2016 EX-99.1

DGSE Companies, Inc. Reports Second Quarter 2016 Results

Exhibit 99.1 DGSE Companies, Inc. Reports Second Quarter 2016 Results DALLAS-(BUSINESS WIRE)-August 15, 2016-DGSE Companies, Inc. (NYSE MKT: DGSE), a leading wholesaler and retailer of jewelry, diamonds, fine watches, and precious metal bullion and rare coin products, today announced its financial results for the three and six months ended June 30, 2016. Second Quarter 2016 Business and Financial

August 15, 2016 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-11048 DGSE Companie

August 3, 2016 8-K

DGSE Companies 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2016 (July 28, 2016) DGSE COMPANIES, INC. (Exact name of Registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or other jurisdiction of (Commission (I.R.S

June 22, 2016 EX-99.1

DGSE Companies, Inc. Enters into Agreement with Elemetal and NTR Metals

Exhibit 99.1 PRESS RELEASE FOR IMMEDIATE RELEASE DGSE Companies, Inc. Enters into Agreement with Elemetal and NTR Metals Dallas ? June 21, 2016 - DGSE Companies, Inc. (?DGSE? or the ?Company?) entered into a stock purchase agreement (the ?Purchase Agreement?) on June 20, 2016 with Elemetal, LLC (?Elemetal?), and NTR Metals, LLC (?NTR?), pursuant to which (i) DGSE agreed to sell and issue to NTR sh

June 22, 2016 8-K

DGSE Companies FORM 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 22, 2016 (June 20, 2016) DGSE COMPANIES, INC. (Exact name of Registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or other jurisdiction of incorporation or or

June 22, 2016 EX-10.3

Registration Rights Agreement by and among DGSE Companies, Inc., Elemetal, LLC, and NTR Metals, LLC dated as of December 9, 2016

Exhibit 10.3 FORM OF REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this ?Agreement?), is made and entered into as of , 2016, by and among DGSE Companies, Inc., a Nevada corporation (the ?Company?), Elemetal, LLC, a Delaware limited liability company (?Elemetal?), NTR Metals, LLC, a Texas limited liability company (?NTR?). Elemetal and NTR are collectively referred to herein as

June 22, 2016 EX-10.1

Stock Purchase Agreement by and between DGSE Companies, Inc., Elemetal, LLC and NTR Metals, LLC dated June 20, 2016

Exhibit 10.1 STOCK PURCHASE AGREEMENT This Stock Purchase Agreement (this ?Agreement?) is entered into as of the 20th day of June, 2016, by and between DGSE Companies, Inc., a corporation organized and existing under the laws of the State of Nevada (the ?Company?), Elemetal, LLC, a limited liability company organized and existing under the laws of the State of Delaware (?Elemetal?), and NTR Metals

June 22, 2016 EX-10.2

Form of Warrant to Purchase Shares of Common Stock of DGSE Companies, Inc.

Exhibit 10.2 FORM OF WARRANT TO PURCHASE SHARES OF COMMON STOCK OF DGSE COMPANIES, INC. THIS WARRANT AND THE SHARES (AS HEREINAFTER DEFINED) HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE SOLD OR OTHERWISE DISPOSED OF EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER SUCH ACT AND APPLICABLE STATE SECURITIES LAWS

June 22, 2016 DEFA14A

DGSE Companies FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 22, 2016 (June 20, 2016) DGSE COMPANIES, INC. (Exact name of Registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or other jurisdiction of incorporation or or

June 22, 2016 EX-99.1

DGSE Companies, Inc. Enters into Agreement with Elemetal and NTR Metals

Exhibit 99.1 PRESS RELEASE FOR IMMEDIATE RELEASE DGSE Companies, Inc. Enters into Agreement with Elemetal and NTR Metals Dallas ? June 21, 2016 - DGSE Companies, Inc. (?DGSE? or the ?Company?) entered into a stock purchase agreement (the ?Purchase Agreement?) on June 20, 2016 with Elemetal, LLC (?Elemetal?), and NTR Metals, LLC (?NTR?), pursuant to which (i) DGSE agreed to sell and issue to NTR sh

June 22, 2016 EX-10.2

FORM OF WARRANT TO PURCHASE SHARES OF COMMON STOCK OF DGSE COMPANIES, INC.

Exhibit 10.2 FORM OF WARRANT TO PURCHASE SHARES OF COMMON STOCK OF DGSE COMPANIES, INC. THIS WARRANT AND THE SHARES (AS HEREINAFTER DEFINED) HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR THE SECURITIES LAWS OF ANY STATE AND MAY NOT BE SOLD OR OTHERWISE DISPOSED OF EXCEPT PURSUANT TO AN EFFECTIVE REGISTRATION STATEMENT UNDER SUCH ACT AND APPLICABLE STATE SECURITIES LAWS

June 22, 2016 EX-10.1

STOCK PURCHASE AGREEMENT

Exhibit 10.1 STOCK PURCHASE AGREEMENT This Stock Purchase Agreement (this ?Agreement?) is entered into as of the 20th day of June, 2016, by and between DGSE Companies, Inc., a corporation organized and existing under the laws of the State of Nevada (the ?Company?), Elemetal, LLC, a limited liability company organized and existing under the laws of the State of Delaware (?Elemetal?), and NTR Metals

June 22, 2016 EX-10.3

FORM OF REGISTRATION RIGHTS AGREEMENT

Exhibit 10.3 FORM OF REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this ?Agreement?), is made and entered into as of , 2016, by and among DGSE Companies, Inc., a Nevada corporation (the ?Company?), Elemetal, LLC, a Delaware limited liability company (?Elemetal?), NTR Metals, LLC, a Texas limited liability company (?NTR?). Elemetal and NTR are collectively referred to herein as

June 22, 2016 SC 13D/A

DGSE / DGSE Companies, Inc. / NTR METALS, LLC - SC 13D/A Activist Investment

SC 13D/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.

May 31, 2016 EX-99.1

NYSE MKT Accepts DGSE Companies, Inc. Plan to Regain Compliance

Exhibit 99.1 NYSE MKT Accepts DGSE Companies, Inc. Plan to Regain Compliance DALLAS-(BUSINESS WIRE)-May 31, 2016-DGSE Companies, Inc. (NYSE MKT: DGSE) (?DGSE?) announced today that, on May 27, 2016, DGSE received notice from the staff of the NYSE MKT LLC (the ?MKT?) that the MKT had accepted DGSE?s compliance plan (the ?Plan?) and granted an extension until October 12, 2017 to regain compliance wi

May 31, 2016 8-K

DGSE Companies DGSE COMPANIES, INC. 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 31, 2016 (May 27, 2016) DGSE COMPANIES, INC. (Exact name of registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or Other Jurisdiction of Incorporation) (Commi

May 16, 2016 EX-99.1

DGSE Companies, Inc. Reports First Quarter 2016 Results

Exhibit 99.1 DGSE Companies, Inc. Reports First Quarter 2016 Results DALLAS-(BUSINESS WIRE)-May 16, 2016-DGSE Companies, Inc. (NYSE MKT: DGSE), a leading wholesaler and retailer of jewelry, diamonds, fine watches, and precious metal bullion and rare coin products, today announced its financial results for the quarter ended March 31, 2016. First Quarter 2016 Summary Revenues from continuing operati

May 16, 2016 8-K

DGSE Companies DGSE COMPANIES, INC. 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 16, 2016 (May 16, 2016) DGSE COMPANIES, INC. (Exact name of registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or Other Jurisdiction of Incorporation) (Commi

May 16, 2016 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-11048 DGSE Compani

April 27, 2016 10-K/A

DGSE Companies 10-K/A (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K/A Amendment No.

April 20, 2016 EX-99.34

NTR Metals ® 10720 Composite Drive, Dallas, Texas 75220 (t) 469.522.1111 (f) 469.522.1100

EX-99.34 Exhibit 99.34 April 15, 2016 DGSE Companies, Inc. 11311 Reeder Road Dallas, Texas 75229 Attn: Matthew Peakes, President/CEO Re: Non-binding Letter of Intent Dear Mr. Peakes: This non-binding letter of intent (“LOI”) is intended to sumarize the general terms upon which NTR Metals, LLC (“NTR”) proposes to satisfy the debts of DGSE Companies, Inc., a Nevada corporation (the “Company”) owed t

April 20, 2016 EX-99.35

April 15, 2016

EX-99.35 Exhibit 99.35 April 15, 2016 DGSE Companies, Inc. 11311 Reeder Road Dallas, Texas 75229 Attn: Matthew Peakes, President/CEO Re: Non-binding Letter of Intent Dear Mr. Peakes: This non-binding letter of intent (“LOI”) is intended to sumarize the general terms upon which Elemetal, LLC (“Elemetal”) proposes to satisfy $3,500,000.00 of debt owed by DGSE Companies, Inc., a Nevada corporation (“

April 20, 2016 SC 13D/A

DGSE / DGSE Companies, Inc. / NTR METALS, LLC - SC 13D/A Activist Investment

SC 13D/A 1 d184633dsc13da.htm SC 13D/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 13) DGSE COMPANIES, INC. (Name of Issuer) Common Stock, $.01 par value per share (Title of

April 18, 2016 8-K

DGSE Companies DGSE COMPANIES, INC. 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 18, 2016 (April 12, 2016) DGSE COMPANIES, INC. (Exact name of registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or Other Jurisdiction of Incorporation) (C

March 30, 2016 EX-99.1

DGSE Companies, Inc. Reports Fourth Quarter and Full Year 2015 Results

Exhibit 99.1 DGSE Companies, Inc. Reports Fourth Quarter and Full Year 2015 Results DALLAS-(BUSINESS WIRE)-March 30, 2016-DGSE Companies, Inc. (NYSE MKT: DGSE), a leading wholesaler and retailer of jewelry, diamonds, fine watches, and precious metal bullion and rare coin products, today announced its financial results for the quarter and year ended December 31, 2015. Fourth Quarter 2015 Summary Re

March 30, 2016 8-K

DGSE Companies DGSE COMPANIES, INC. 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 30, 2016 (March 30, 2016) DGSE COMPANIES, INC. (Exact name of registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or Other Jurisdiction of Incorporation) (C

March 30, 2016 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-11048 DGSE COMPANIES, INC.

February 12, 2016 8-K

DGSE Companies FORM 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2016 (February 8, 2016) DGSE COMPANIES, INC. (Exact name of registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or Other Jurisdiction of Incorporatio

February 12, 2016 EX-10.1

Form of Indemnification Agreement between DGSE Companies, Inc. and each executive officer and director of DGSE

EXHIBIT 10.1 INDEMNIFICATION AGREEMENT THIS AGREEMENT is made and entered into as of the day of , 2016, (this ?Agreement?) by and between DGSE Companies, a Nevada corporation (the ?Company?), and (?Indemnitee?). Recitals: WHEREAS, highly competent persons have become more reluctant to serve publicly-held corporations as directors or officers or in other capacities unless they are provided with ade

February 10, 2016 EX-99.1

DGSE Companies, Inc. Acknowledges Receipt of Non-Binding Proposal from Elemetal and NTR Metals to Convert Debt into Equity

Exhibit 99.1 DGSE Companies, Inc. Acknowledges Receipt of Non-Binding Proposal from Elemetal and NTR Metals to Convert Debt into Equity DALLAS-(BUSINESS WIRE)-February 10, 2016-DGSE Companies, Inc. (NYSE MKT: DGSE) (?DGSE? or the ?Company?) today acknowledged receipt of a non-binding proposal from Elemetal Metals, LLC (?Elemetal?) and NTR Metals, LLC (?NTR?) to convert certain debt the Company owe

February 10, 2016 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 10, 2016 (February 10, 2016) DGSE COMPANIES, INC. (Exact name of registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or Other Jurisdiction of Incorporati

February 8, 2016 EX-99.33

and NTR Metals

EX-99.33 Exhibit 99.33 Elemetal® and NTR Metals® Announce Intentions to Convert DGSE Debt to Equity DALLAS, TEXAS, February 8, 2016. Elemetal, LLC announced its proposal to DGSE Companies, Inc. (“DGSE”) to satisfy $2.5MM of debt owed by DGSE to Elemetal as a result of bullion-related transactions in 2015 in exchange for DGSE stock and stock options. Under the terms of Elemetal’s proposal, in excha

February 8, 2016 SC 13D/A

DGSE / DGSE Companies, Inc. / NTR METALS, LLC - SC 13D/A Activist Investment

SC 13D/A SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.

January 8, 2016 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 8, 2016 (January 6, 2016) DGSE COMPANIES, INC. (Exact name of registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or Other Jurisdiction of Incorporation)

November 12, 2015 EX-99.1

DGSE Companies, Inc. Reports Third Quarter 2015 Results

Exhibit 99.1 DGSE Companies, Inc. Reports Third Quarter 2015 Results DALLAS-(BUSINESS WIRE)-November 12, 2015-DGSE Companies, Inc. (NYSE MKT: DGSE) (?DGSE? or the ?Company?), a leading wholesaler and retailer of jewelry, diamonds, fine watches, and precious metal bullion and rare coin products, today announced its financial results for the three and nine months ended September 30, 2015. Third Quar

November 12, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-11048 DGSE Com

November 12, 2015 8-K

DGSE Companies DGSE COMPANIES, INC. 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 12, 2015 (November 12, 2015) DGSE COMPANIES, INC. (Exact name of registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or Other Jurisdiction of Incorporati

October 29, 2015 EX-10.1

Offer Letter by and between DGSE and Nabil J. Lopez, dated October 29, 2015

Exhibit 10.1 October 29, 2015 Nabil: On behalf of the Board of Directors of DGSE Companies, Inc. (the ?Board?), I am pleased to offer you the positions of Chief Financial Officer and Secretary of the Board at DGSE Companies, Inc. This position will report directly to the Chief Executive Officer. The Board would like to extend to you the following compensation and benefits, beginning on your effect

October 29, 2015 8-K

DGSE Companies DGSE COMPANIES, INC. 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2015 (October 23, 2015) DGSE COMPANIES, INC. (Exact name of Registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or other jurisdiction of incorporation

October 29, 2015 EX-99.1

DGSE Companies Announces CFO Transition

Exhibit 99.1 DGSE Companies Announces CFO Transition DALLAS-(BUSINESS WIRE)-October 29, 2015-DGSE Companies, Inc. (NYSE MKT: DGSE) (?DGSE? or ?the Company?), a leading wholesaler and retailer of jewelry, diamonds, fine watches, and precious metal bullion and rare coin products, today announced that C. Brett Burford has tendered his resignation from the positions of Chief Financial Officer, and Dir

October 16, 2015 8-K

DGSE Companies FORM 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 16, 2015 (October 15, 2015) DGSE COMPANIES, INC. (Exact name of Registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or other jurisdiction of (Commission (

October 14, 2015 8-K

DGSE Companies FORM 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 14, 2015 (October 14, 2015) DGSE COMPANIES, INC. (Exact name of Registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or other jurisdiction of (Commission (

October 9, 2015 EX-3.1

Amendment to By-laws, dated October 9, 2015

Exhibit 3.1 AMENDMENT TO BYLAWS OF DGSE COMPANIES, INC. (f/k/a/ CANYON STATE CORPORATION) Effective as of the date set forth below, the Bylaws of DGSE Companies, Inc., a Nevada corporation formerly known as Canyon State Corporation (the ?Corporation?), are amended in the following respect: 1. Section 9 of Article III of the Corporation?s Bylaws is hereby amended and restated to read in its entiret

October 9, 2015 8-K

DGSE Companies FORM 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 9, 2015 (October 9, 2015) DGSE COMPANIES, INC. (Exact name of Registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or other jurisdiction of (Commission (I.

September 15, 2015 SC 13D/A

DGSE / DGSE Companies, Inc. / NTR METALS, LLC - AMENDMENT NO. 11 Activist Investment

SC 13D/A 1 d81587dsc13da.htm AMENDMENT NO. 11 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 11) DGSE COMPANIES, INC. (Name of Issuer) Common Stock, $.01 par value per share (Tit

September 11, 2015 EX-10.2

Consulting, Separation and Release of Claims Agreement by and between DGSE and James D. Clem, dated September 4, 2015

Exhibit 10.2 CONSULTING, SEPARATION AND RELEASE OF CLAIMS AGREEMENT This Consulting, Separation and Release of Claims Agreement (?Agreement?) is entered into by and between DGSE Companies, Inc., a Nevada corporation (?DGSE?), on behalf of itself, its subsidiaries and other corporate affiliates and each of their respective employees, officers, directors, owners, shareholders and agents (collectivel

September 11, 2015 EX-99.1

DGSE Companies Announces Appointment of New Chief Executive Officer

Exhibit 99.1 Press Release FOR IMMEDIATE RELEASE DGSE Companies Announces Appointment of New Chief Executive Officer Dallas – September 11, 2015 - DGSE Companies, Inc. (NYSE MKT: DGSE) (“DGSE” or “the Company”), a leading wholesaler and retailer of jewelry, diamonds, fine watches, and precious metal bullion and rare coin products, today announced that Matthew M. Peakes has been appointed to the po

September 11, 2015 EX-3.1

Amendment to By-laws, dated September 4, 2015

EXHIBIT 3.1 AMENDMENT TO BYLAWS OF DGSE COMPANIES, INC. (f/k/a/ CANYON STATE CORPORATION) Effective as of the date set forth below, the Bylaws of DGSE Companies, Inc., a Nevada corporation formerly known as Canyon State Corporation (the ?Corporation?), are amended in the following respect: 1. Section 9 of Article III of the Corporation?s Bylaws is hereby amended and restated to read in its entiret

September 11, 2015 8-K

DGSE Companies FORM 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 11, 2015 (September 4, 2015) DGSE COMPANIES, INC. (Exact name of Registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or other jurisdiction of (Commissio

September 11, 2015 EX-10.1

Offer Letter by and between DGSE and Matthew M. Peakes, dated September 4, 2015

Exhibit 10.1 September 4, 2015 Matt: On behalf of the Board of Directors of DGSE Companies, Inc. (the “Board”), I am pleased to offer you the positions of Chief Executive Officer, President and Chairman of the Board at DGSE Companies, Inc. This position will report directly to the Board of Directors. The Board would like to extend to you the following compensation and benefits, beginning on your s

August 13, 2015 EX-99.1

DGSE Companies, Inc. Reports Second Quarter 2015 Results

Exhibit 99.1 DGSE Companies, Inc. Reports Second Quarter 2015 Results DALLAS-(BUSINESS WIRE)-August 13, 2015-DGSE Companies, Inc. (NYSE MKT: DGSE) (?DGSE? or the ?Company?), a leading wholesaler and retailer of jewelry, diamonds, fine watches, and precious metal bullion and rare coin products, today announced its financial results for the three and six months ended June 30, 2015. Second Quarter 20

August 13, 2015 8-K

DGSE Companies DGSE COMPANIES, INC. 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 13, 2015 (August 13, 2015) DGSE COMPANIES, INC. (Exact name of registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or Other Jurisdiction of Incorporation)

August 13, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-11048 DGSE Companie

August 10, 2015 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 4, 2015 (August 4, 2015) DGSE COMPANIES, INC. (Exact name of Registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or other jurisdiction of incorporation or

August 10, 2015 EX-99.1

DGSE Companies Announces Management and Board Departures

Exhibit 99.1 DGSE Companies Announces Management and Board Departures DALLAS-(BUSINESS WIRE)-August 10, 2015-DGSE Companies, Inc. (NYSE MKT: DGSE) (“DGSE” or “the Company”), a leading wholesaler and retailer of jewelry, diamonds, fine watches, and precious metal bullion and rare coin products, today announced that James D. “Dusty” Clem has tendered his resignation from the positions of Chairman, P

June 10, 2015 8-K

DGSE Companies FORM 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2015 (June 10, 2015) DGSE COMPANIES, INC. (Exact name of registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or Other Jurisdiction of Incorporation) (Com

May 13, 2015 EX-99.1

DGSE Companies, Inc. Reports First Quarter 2015 Results

Exhibit 99.1 DGSE Companies, Inc. Reports First Quarter 2015 Results DALLAS-(BUSINESS WIRE)-May 13, 2015-DGSE Companies, Inc. (NYSE MKT: DGSE) (“DGSE” or the “Company”), a leading wholesaler and retailer of jewelry, diamonds, fine watches, and precious metal bullion and rare coin products, today announced its financial results for the three months ended March 31, 2015. First Quarter 2015 Business

May 13, 2015 8-K

DGSE Companies DGSE COMPANIES, INC. 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 13, 2015 (May 13, 2015) DGSE COMPANIES, INC. (Exact name of registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or Other Jurisdiction of Incorporation) (Commi

May 13, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-11048 DGSE Compani

April 30, 2015 DEF 14A

DGSE Companies DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State

March 26, 2015 8-K

DGSE Companies DGSE COMPANIES, INC. 8-K (Current Report/Significant Event)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 26, 2015 (March 26, 2015) DGSE COMPANIES, INC. (Exact name of registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or Other Jurisdiction of Incorporation) (C

March 26, 2015 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-11048 DGSE COMPANIES, INC.

March 26, 2015 EX-99.1

DGSE Companies, Inc. Reports Fourth Quarter and Full Year 2014 Results Q4 2014 Net Income of $272,000 Represents $677,000 Improvement Compared to Q4 2013

Exhibit 99.1 DGSE Companies, Inc. Reports Fourth Quarter and Full Year 2014 Results Q4 2014 Net Income of $272,000 Represents $677,000 Improvement Compared to Q4 2013 DALLAS-(BUSINESS WIRE)-March 26, 2015-DGSE Companies, Inc. (NYSE MKT: DGSE), a leading wholesaler and retailer of jewelry, diamonds, fine watches, and precious metal bullion and rare coin products, today announced its financial resul

February 17, 2015 SC 13G/A

DGSE / DGSE Companies, Inc. / Select Contrarian Value Partners L P - SCHEDULE 13G AMENDMENT NO. 7 Passive Investment

Schedule 13G Amendment No. 7 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* DGSE COMPANIES, INC. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 23323G106 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropr

February 6, 2015 EX-99.1

DGSE Companies, Inc. Extends Credit Facility with NTR Metals, LLC Loan Agreement and Revolving Credit Note Extended Two Years to August 1, 2017

Exhibit 99.1 DGSE Companies, Inc. Extends Credit Facility with NTR Metals, LLC Loan Agreement and Revolving Credit Note Extended Two Years to August 1, 2017 DALLAS-(BUSINESS WIRE)-February 6, 2015-DGSE Companies, Inc. (NYSE MKT: DGSE), a leading wholesaler and retailer of jewelry, diamonds, fine watches, and precious metal bullion and rare coin products, today announced that the term of its Loan A

February 6, 2015 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 6, 2015 (February 4, 2015) DGSE COMPANIES, INC. (Exact name of registrant as specified in its charter) Nevada 1-11048 88-0097334 (State or Other Jurisdiction of Incorporation

February 6, 2015 EX-10.1

Second Amendment to Loan Agreement and Revolving Credit Note, dated January 26, 2015, by and between the Company and NTR

Exhibit 10.1 SECOND AMENDMENT TO LOAN AGREEMENT AND REVOLVING CREDIT NOTE January 26, 2015 This Second Amendment to Loan Agreement and Revolving Credit Note (this “Agreement”) is made and entered into as of the date set forth above, by and among NTR Metals, LLC (the “Company”) and DGSE Companies, Inc. (“DGSE”). Capitalized terms used but not defined herein have the meaning assigned to them in the

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