Grundläggande statistik
| LEI | 549300JL6GXPZ9SNGD29 |
| CIK | 1101680 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to DZS Inc.
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| March 14, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 14, 2025 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R. |
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| March 4, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 4, 2025 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R.S |
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| January 29, 2025 |
Enabling Broadband Everywhere Investor Presentation 01.29.25 Enabling Broadband Everywhere Investor Presentation 01.29.25 © 2025 DZS – Proprietary and Confidential During the course of this presentation, we will provide projections and other forward-looking statements regarding future events or the future financial performance of DZS Inc., including expectations concerning our business strategy. Such statements are only current expectations and actual event |
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| January 29, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 29, 2025 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I. |
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| December 30, 2024 |
DZS INC. AND SUBSIDIARIES UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL STATEMENTS Exhibit 99.1 DZS INC. AND SUBSIDIARIES UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL STATEMENTS The following unaudited pro forma condensed consolidated financial statements as of and for the nine-month period ended September 30, 2024 and for the year ended December 31, 2023, the date of the latest publicly available financial information for DZS Inc. and subsidiaries (collectively, the “Co |
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| December 30, 2024 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 25, 2024 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I |
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| November 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-32743 (Commission |
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| November 7, 2024 |
Exhibit 99.1 DZS Sells Enterprise IoT Portfolio to Lantronix for $6.5 Million Transaction bolsters DZS balance sheet and refines focus on its category-defining Broadband Networking and Connectivity systems and Cloud Edge software portfolio DALLAS, Texas, USA, November 7, 2024 – DZS (OTC: DZSI), a developer of Networking and Connectivity systems and Cloud Edge software solutions enabling broadband |
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| November 7, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 7, 2024 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I. |
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| November 7, 2024 |
Execution Version Interstate offices Canberra Melbourne Lawyers Angel Place Level 27, 123 Pitt Street Sydney NSW 2000 Australia GPO Box 1692 Sydney New South Wales 2001 Telephone 61 2 9291 6100 Facsimile 61 2 9221 0872 info@maddocks. |
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| November 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 6, 2024 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I. |
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| November 6, 2024 |
DZS Releases Q3 2024 Financial Results Exhibit 99.1 DZS Releases Q3 2024 Financial Results DALLAS, Texas, USA, November 6, 2024 – DZS (OTC: DZSI), a developer of Networking and Connectivity systems and Cloud Edge software solutions enabling broadband everywhere, today announced its Q3 2024 financial results. “The third quarter of 2024 delivered a fourth sequential quarter of topline growth for DZS,” said Charlie Vogt, President and CEO |
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| October 29, 2024 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 25, 2024 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I. |
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| October 29, 2024 |
DZS INC. AND SUBSIDIARIES UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL STATEMENTS Exhibit 99.1 DZS INC. AND SUBSIDIARIES UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL STATEMENTS The following unaudited pro forma condensed consolidated financial statements as of and for the six-month period ended June 30, 2024 and for the year ended December 31, 2023, the date of the latest publicly available financial information for DZS Inc. and subsidiaries (collectively, the “Company” |
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| October 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 16, 2024 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I. |
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| October 16, 2024 |
Exhibit 99.1 DZS Sells Service Assurance and WiFi Management Software Portfolio to AXON Networks Transaction expands the strategic partnership between both companies and enables DZS to focus on its category-defining Broadband Networking, Connectivity and Cloud Edge portfolio DALLAS, Texas and IRVINE, California USA, October 16, 2024 – DZS (OTC: DZSI), a global leader of Networking, Connectivity an |
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| October 16, 2024 |
Asset Purchase Agreement dated October 16, 2024, by and between DZS Inc. and AXON Networks, Inc. ASSET PURCHASE AGREEMENT between DZS Inc. and AXON Networks Inc. Dated as of October 16, 2024 TABLE OF CONTENTS Page i ARTICLE I DEFINITIONS .............................................................................................. 1 1.1 Certain Definitions ..................................................................................... 1 1.2 Other Definitional and Interpretive Matters .. |
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| October 16, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 15, 2024 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I. |
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| September 26, 2024 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A Amendment No. 2 CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 31, 2024 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission |
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| September 26, 2024 |
1 | P a g e Unaudited Interim Financial Statements For the 3-month period ended 31 March 2024 and 2023 NetComm Wireless Pty Ltd ABN: 85 002 490 486 2 | P a g e Index to the unaudited interim financial statements For the 3-month period ended 31 March 2024 and 2023 Unaudited condensed consolidated interim Statement of Profit or Loss and Other Comprehensive Income 3 Unaudited condensed consolidated interim Statement of Financial Position 4 Unaudited condensed consolidated interim Statement of Changes in Equity 5 Unaudited condensed consolidated interim Statement of Cash Flows 6 Notes to the unaudited condensed consolidated interim financial statements 1. |
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| September 13, 2024 |
Exhibit 10.1 AMENDMENT TO EMPLOYMENT AGREEMENT THIS AMENDMENT TO EMPLOYMENT AGREEMENT (this “Amendment”) is made and entered into effective as of September 12, 2024 (the “Amendment Effective Date”), by and between DZS Inc. (the “Company”), and Misty Kawecki (the “Executive”), collectively, the “Parties.” WHEREAS, the Company and Executive entered into that certain Employment Agreement (the “Agreem |
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| September 13, 2024 |
Exhibit 99.1 DZS Announces CFO Departure Misty Kawecki to step down as CFO in September; Brian Chesnut to become interim CFO DALLAS, Texas, USA, Sept. 13, 2024 – DZS (OTC: DZSI), a developer of Networking and Connectivity solutions enabling broadband everywhere, today announced that Chief Financial Officer (CFO) Misty Kawecki will step down at the end of September following the successful completi |
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| September 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 9, 2024 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I |
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| September 10, 2024 |
© 2024 DZS – Proprietary and Confidential Networking & Connectivity Solutions Enabling Broadband Everywhere Company and Financial Report 9. |
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| September 10, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 10, 2024 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) ( |
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| September 5, 2024 |
DZS, INC. AND SUBSIDIARIES UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL STATEMENTS Exhibit 99.1 DZS, INC. AND SUBSIDIARIES UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL STATEMENTS The following unaudited pro forma condensed consolidated financial statements as of and for the six-month period ended June 30, 2024 and for the year ended December 31, 2023, the date of the latest publicly available financial information for DZS Inc. and subsidiaries (collectively, the “Company |
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| September 5, 2024 |
Exhibit 99.3 DZS INC. AND SUBSIDIARIES Unaudited Reconciliation of GAAP to Non-GAAP Pro Forma Results ($ in thousands, except per share data) Set forth below are reconciliations of Non-GAAP Cost of Revenue, Non-GAAP Gross Profit, Non-GAAP Operating Expenses, Non-GAAP Operating Income (Loss) (also referred to as Adjusted EBITDA), Non-GAAP Net Income (Loss), and Non-GAAP Net Income (Loss) per Dilute |
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| September 5, 2024 |
1 | P a g e Financial Statements For the years ended 31 December 2023 and 2022 NetComm Wireless Pty Ltd ABN: 85 002 490 486 2 | P a g e Index to the financial statements For the years ended 31 December 2023 and 2022 Consolidated Statement of Profit or Loss and Other Comprehensive Income 3 Consolidated Statement of Financial Position 4 Consolidated Statement of Changes in Equity 5 Consolidated Statement of Cash Flows 6 Notes to the consolidated financial statements 1. |
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| September 5, 2024 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) DZS Inc. (Exact Name of Registrant as Specified in its Charter) Table 1 – Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price Per Share Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common stock, $0.001 par value per sh |
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| September 5, 2024 |
As filed with the Securities and Exchange Commission on September 5, 2024 As filed with the Securities and Exchange Commission on September 5, 2024 Registration No. |
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| September 5, 2024 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 31, 2024 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission |
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| September 3, 2024 |
DZS Files Q2 2024 Financial Results Exhibit 99.1 DZS Files Q2 2024 Financial Results DALLAS, Texas, USA, September 3, 2024 – DZS (OTC: DZSI), a developer of Networking and Connectivity solutions enabling broadband everywhere, today announced it has filed Q2 2024 financial results. “The second quarter of 2024 represented a defining period for DZS,” said Charlie Vogt, President and CEO, DZS. “Foremost, we are now current with all rest |
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| September 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-32743 (Commission File |
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| September 3, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 3, 2024 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I |
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| August 23, 2024 |
DZS, INC. AND SUBSIDIARIES UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL STATEMENTS Exhibit 99.1 DZS, INC. AND SUBSIDIARIES UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL STATEMENTS On April 5, 2024, DZS Inc. (“DZS”) and DZS California Inc. ("DZS California"), a wholly owned subsidiary of DZS, consummated the previously disclosed sale of the Asia business contemplated by the Stock Purchase Agreement, dated as of January 5, 2024, as amended (the “Stock Purchase Agreement”), |
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| August 23, 2024 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 1, 2024 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commissio |
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| August 20, 2024 |
DZS Files Q1 2024 Financial Results RELEASE EXHIBIT 99.1 August 2024 DZS Files Q1 2024 Financial Results DALLAS, Texas, USA, Aug. 20, 2024 – DZS (OTC: DZSI), a developer of Network Edge, Connectivity and Cloud Software solutions enabling gigabit broadband everywhere, today announced that it has filed its Q1 2024 financial results. “As previously disclosed, we completed the restatements with respect to 2022 and the first quarter of 2 |
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| August 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-32743 (Commission Fil |
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| August 20, 2024 |
Exhibit 99.3 DZS INC. AND SUBSIDIARIES Unaudited Reconciliation of GAAP to Non-GAAP Results from Continuing Operations ($ in thousands, except per share data) Set forth below are reconciliations of Non-GAAP Cost of Revenue, Non-GAAP Gross Profit, Non-GAAP Operating Expenses, Non-GAAP Operating Income (Loss) (also referred to as Adjusted EBITDA), Non-GAAP Net Income (Loss), and Non-GAAP Net Income |
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| August 20, 2024 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 20, 2024 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R |
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| August 20, 2024 |
Exhibit 99.2 DZS INC. AND SUBSIDIARIES Unaudited Reconciliation of GAAP to Non-GAAP results (2022-2023) ($ in thousands, except per share data) Set forth below are reconciliations of Non-GAAP Cost of Revenue, Non-GAAP Gross Profit, Non-GAAP Operating Expenses, Non-GAAP Operating Income (Loss) (also referred to as Adjusted EBITDA), Non-GAAP Net Income (Loss), and Non-GAAP Net Income (Loss) per Dilu |
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| August 14, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 13, 2024 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R |
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| August 14, 2024 |
RELEASE EXHIBIT 99.1 August 2024 DZS Completes Restatement of 2022 and Q1 2023 Financial Results and Files Reports for Remaining Periods in 2023 DALLAS, Texas, USA, August 13, 2024 – DZS (Nasdaq: DZSI), a developer of Network Edge, Connectivity and Cloud Software solutions enabling gigabit broadband everywhere, today announced that it has filed with the SEC its restated financial results for the p |
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| August 13, 2024 |
Exhibit 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following summary of the material terms of the common stock of DZS Inc. (the “Company”) summarizes the material terms of, is subject to and qualified in its entirety by reference to the terms and provisions of our restated certificate of incorporation, as amended (the |
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| August 13, 2024 |
Policy for the recovery of erroneously awarded compensation Exhibit 97.1 POLICY FOR THE RECOVERY OF ERRONEOUSLY AWARDED COMPENSATION 1. Purpose. The purpose of this Policy is to describe circumstances in which the Company will recover Erroneously Awarded Compensation and the process for such recovery. This Policy is intended to comply with (a) Section 954 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, as codified in Section 10D o |
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| August 13, 2024 |
Exhibit 21.2 DZS Inc.1 List of Subsidiaries DZS Inc. had the following subsidiaries at December 31, 2022: Organized under the laws of DZS California Inc.2 California DASAN Network Solutions, Inc. Korea DASAN India Private Limited India DZS Vietnam Company Limited3 Vietnam D-Mobile Limited Taiwan DZS Japan Inc. Japan DZS Solutions India Private Limited India DZS Canada Inc.4 Canada Optelian Mexico, |
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| August 13, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-3 |
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| August 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-32743 (Commission F |
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| August 13, 2024 |
Certificate of Amendment to the Restated Certificate of Incorporation of DZS Inc. Exhibit 3.3 CERTIFICATE OF AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION OF DZS INC. DZS Inc., a corporation organized and existing under and by virtue of the General Corporation Law of the State of Delaware (the "Corporation") does hereby certify: FIRST: That a resolution was duly adopted by the Board of Directors of the Corporation setting forth a proposed amendment to the Restated Cert |
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| August 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-32743 (Commission Fi |
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| August 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-32743 (Commission File |
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| August 13, 2024 |
Exhibit 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following summary of the material terms of the common stock of DZS Inc. (the “Company”) summarizes the material terms of, is subject to and qualified in its entirety by reference to the terms and provisions of our restated certificate of incorporation, as amended (the |
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| August 13, 2024 |
Exhibit 21.2 DZS Inc1 List of Subsidiaries DZS Inc. had the following subsidiaries at December 31, 2023: Organized under the laws of DZS California Inc.2 California DASAN Network Solutions, Inc. Korea DASAN India Private Limited India DZS Vietnam Company Limited3 Vietnam D-Mobile Limited Taiwan DZS Japan Inc. Japan DZS Solutions India Private Limited India DZS Canada Inc.4 Canada Optelian Mexico, |
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| August 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-32743 (Commissi |
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| August 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-32743 (Commission |
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| August 13, 2024 |
; UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 00 |
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| August 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-32743 DZS INC. (Exac |
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| August 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-CEN o N-CSR For Period Ended: June 30, 2024 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q For the Transition Period Ende |
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| August 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 6, 2024 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R. |
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| August 6, 2024 |
RELEASE EXHIBIT 99.1 August 2024 DZS Receives Expected Delisting Notice from Nasdaq Company continues to work diligently toward filing restated financials and delayed reports DALLAS, Texas, USA, August 6, 2024 – DZS (Nasdaq: DZSI), a developer of Network Edge, Connectivity and Cloud Software solutions enabling gigabit broadband everywhere, announced today, as expected, it received a letter from Th |
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| June 6, 2024 |
Exhibit 99.1 RELEASE June 2024 DZS Completes NetComm Acquisition Acquisition creates comprehensive broadband networking, connectivity and cloud software company focused on Americas, Europe, Middle East, Africa and Australia/New Zealand DALLAS, Texas, USA, June 3, 2024 – DZS (Nasdaq: DZSI), a developer of Network Edge, Connectivity and Cloud Software solutions enabling broadband everywhere, today a |
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| June 6, 2024 |
EXECUTION VERSION 1 AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT This Amended and Restated Registration Rights Agreement (this “Agreement”) is made and entered into as of May 31, 2024 (the “Effective Date”), by and among DZS Inc. |
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| June 6, 2024 |
Warrant Agreement, dated as of May 31, 2024, by and between EdgeCo, LLC and DZS Inc. EXECUTION VERSION 1 THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR THE SECURITIES LAWS OF ANY STATE, AND MAY NOT BE OFFERED, SOLD, TRANSFERRED, PLEDGED, HYPOTHECATED OR OTHERWISE DISPOSED OF EXCEPT PURSUANT TO (i) AN EFFECTIVE REGISTRATION STATEMENT UNDER THE ACT AND ANY APPLICABLE STATE LAWS, (ii) TO THE EXTENT APPLICABLE, RULE 144 UNDER THE ACT (OR ANY SIMILAR RULE UNDER THE ACT RELATING TO THE DISPOSITION OF SECURITIES), OR (iii) AN OPINION OF COUNSEL, IF SUCH OPINION SHALL BE REASONABLY SATISFACTORY TO COUNSEL TO THE ISSUER, THAT AN EXEMPTION FROM REGISTRATION UNDER THE ACT AND APPLICABLE STATE LAW IS AVAILABLE. |
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| June 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 31, 2024 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R.S. |
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| June 6, 2024 |
Loan Agreement, dated as of May 31, 2024, by and between EdgeCo, LLC and DZS Inc. EXECUTION VERSION 1 LOAN AGREEMENT THIS LOAN AGREEMENT (this “Loan Agreement”) is made and entered into as of May 31, 2024 (the “Effective Date”), by and between EdgeCo, LLC, a Wyoming limited liability company (“Lender”), and DZS Inc. |
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| May 31, 2024 |
Conflict Minerals Report for DZS Inc. for the period January 1, 202 Conflict Minerals Report of DZS, Inc. for 2023 Company Overview DZS Inc. (referred to, collectively with its subsidiaries, as “DZS” or the “Company”) is a global provider of ultra-broadband network access solutions and communications platforms deployed by national and regional service providers and enterprise customers. The Company provides a wide array of reliable, cost-effective networking techn |
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| May 31, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R.S. Employer Identification No.) 5700 Tennyson Parkway, Suite 400 Plano, TX 75024 (Address of Principal Executive Offices, |
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| May 17, 2024 |
DZS Inc. Receives Expected Nasdaq Notice Regarding Late Form 10-Q Filing Exhibit 99.1 RELEASE May 17, 2024 DZS Inc. Receives Expected Nasdaq Notice Regarding Late Form 10-Q Filing DALLAS, Texas, USA, May 17, 2024 – DZS Inc. (“DZS” or the “Company”) (Nasdaq: DZSI), a global leader of broadband networking and software-defined cloud solutions, announced today that on May 14, 2024, as expected, it received a delinquency notification letter from the Nasdaq Stock Market LLC |
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| May 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 14, 2024 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R.S. |
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| May 10, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-CEN o N-CSR For Period Ended: March 31, 2024 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q For the Transition Period End |
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| May 7, 2024 |
May 7, 2024 Investor Presentation (Nasdaq: DZSI) © 2024 DZS – Proprietary and Confidential Forward-Looking Statements This presentation contains forward-looking statements regarding future events and our future results that are subject to the safe harbors created under the Securities Act of 1933 (the “Securities Act”) and the Securities Exchange Act of 1934 (the “Exchange Act”). |
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| May 7, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 7, 2024 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R.S. |
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| May 6, 2024 |
Share Purchase Agreement Casa Communications Holdings Pty Ltd (Administrators Appointed) ACN 632 732 659 DZS Inc. |
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| May 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 3, 2024 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R.S. |
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| May 6, 2024 |
Exhibit 99.1 RELEASE May 2024 DZS to Acquire Subscriber Access Technology Leader NetComm NetComm’s Subscriber Access portfolio to enhance and accelerate DZS broadband networking and cloud software portfolio, and adds marquee customers across North America, Europe, Australia and New Zealand DALLAS, Texas, USA, May 6, 2024 – DZS (Nasdaq: DZSI), a global leader of broadband networking and software-de |
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| April 24, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 22, 2024 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R. |
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| April 24, 2024 |
Exhibit 99.1 RELEASE April 2024 DZS Receives Favorable Nasdaq Listing Decision Extension through August 5th to file restated financial statements and delayed periodic reports DALLAS, Texas, USA, Apr. 24, 2024 – DZS (Nasdaq: DZSI), a global leader of broadband networking and AI-driven cloud software solutions, today announced that by decision dated April 23, 2024, the Nasdaq Hearings Panel (the “Pa |
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| April 22, 2024 |
DZS Appoints Brian Chesnut as Chief Accounting Officer Exhibit 99.1 RELEASE April 2024 DZS Appoints Brian Chesnut as Chief Accounting Officer DALLAS, Texas, USA, April 22, 2024 – DZS (Nasdaq: DZSI), a global leader of broadband networking and AI-driven cloud software solutions, today announced that Brian Chesnut has been appointed as the company’s Chief Accounting Officer (CAO), reporting directly to Chief Financial Officer (CFO), Misty Kawecki. Mr. C |
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| April 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 22, 2024 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R. |
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| April 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 1, 2024 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R.S |
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| April 5, 2024 |
Exhibit 99.1 RELEASE April 2024 DZS Completes Divestiture of Asia Business DZS emerges as Broadband Networking, AI-Driven Software pure play focused on Americas and EMEA, eliminates approximately $43 million of debt DALLAS, Texas, USA, Apr. 5, 2024 – DZS (Nasdaq: DZSI), a global leader of broadband networking and AI-driven cloud software solutions, today announced it has completed the divesture of |
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| March 21, 2024 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): March 20, 2024 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R. |
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| March 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): x Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-CEN o N-CSR For Period Ended: December 31, 2023 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q For the Transition Period |
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| February 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 16, 2024 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I |
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| February 20, 2024 |
DZS Announces Two New Board of Director Members Exhibit 99.1 RELEASE February 2024 DZS Announces Two New Board of Director Members DALLAS, Texas, USA, Feb. 20, 2024 – DZS (Nasdaq: DZSI), a global leader of access, optical and AI-driven cloud software solutions, today announced that Todd Jackson and Paul Choi have been appointed to the company’s Board of Directors. Jackson and Choi join the DZS Board following three strategic transactions: secur |
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| February 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 6, 2024 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I. |
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| February 9, 2024 |
DZS Inc. Receives Expected Nasdaq Delisting Determination, Plans to Request Hearing by February 13 Exhibit 99.1 RELEASE February 2024 DZS Inc. Receives Expected Nasdaq Delisting Determination, Plans to Request Hearing by February 13 DALLAS, Texas, USA, Feb. 9, 2024 – DZS Inc. (“DZS” or the “Company”) (Nasdaq: DZSI), a global leader of access, optical and AI-driven cloud software solutions, announced today that on February 6, 2024, DZS Inc. (the “Company”) received a Staff Delisting Determinatio |
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| January 30, 2024 |
Letter to the Securities and Exchange Commission from Ernst & Young LLP, dated January 30, 2024 Exhibit 16.1 Ernst & Young LLP 2323 Victory Avenue Suite 2000 Dallas, TX 75219 Tel: +1-214-969-8000 Fax: +1 214 969 8586 www.ey.com January 30, 2024 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read Item 4.01 of Form 8-K dated January 30, 2024 of DZS Inc. and are in agreement with the statements contained in the first, third and fourth paragraph |
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| January 30, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 8, 2024 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R |
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| January 17, 2024 |
dzsinvestorpresentation- © 2024 DZS – Proprietary and Confidential January 2024 Investor Presentation 1 NASDAQ: DZSI © 2024 DZS – Proprietary and Confidential This presentation contains forward-looking statements regarding future events and our future results that are subject to the safe harbors created under the Securities Act of 1933 (the “Securities Act”) and the Securities Exchange Act of 1934 (the “Exchange Act”). |
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| January 17, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 17, 2024 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I. |
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| January 16, 2024 |
DZSI / DZS Inc. / IV Global Fund No. 4 - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* DZS INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 268211109 (CUSIP Number) Woong Gee Choi 1218 Two IFC, 10 Gukjegeumyung-ro Yeongdeungpo-gu Seoul, Republic of Korea +82-10-4528-0355 (Name, Address and Teleph |
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| January 16, 2024 |
Joint Filing Agreement (filed herewith) EX-3 2 ex614942.htm EXHIBIT 3 Exhibit 3 JOINT FILING AGREEMENT Each of the undersigned agrees that (i) the statement on Schedule 13D relating to the Common Stock of DZS Inc. has been adopted and filed on behalf of each of them, (ii) all amendments to such statement on Schedule 13D will, unless written notice to the contrary is delivered as described below, be jointly filed on behalf of each of the |
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| January 5, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): December 29, 2023 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I |
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| January 5, 2024 |
Execution Version REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this “Agreement”) is made and entered into as of December 29, 2023 (the “Effective Date”), by and among DZS Inc. |
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| January 5, 2024 |
Loan Agreement, dated as of December 29, 2023, by and between EdgeCo, LLC and DZS Inc. Execution Version LOAN AGREEMENT THIS LOAN AGREEMENT (this “Loan Agreement”) is made and entered into as of December 29, 2023 (the “Effective Date”) by and between EdgeCo, LLC, a Wyoming limited liability company (“Lender”), and DZS Inc. |
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| January 5, 2024 |
Exhibit 99.1 RELEASE January 2024 DZS Secures $25 Million in Funding and Signs Definitive Agreement to Divest Asia Business Divestiture to Korea-based DASAN Networks Inc., will allow DZS to focus on high growth, higher margin geographic regions while receiving an additional $5 million in cash and eliminating $43 million of debt DALLAS, Texas, USA, Jan. 5, 2024 – DZS (Nasdaq: DZSI), a global leader |
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| January 5, 2024 |
Execution Version AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT This AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT, dated as of January 3, 2024 (this “Agreement”), is by and among DZS Inc. |
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| January 5, 2024 |
Warrant Agreement, dated as of December 29, 2023, by and between EdgeCo, LLC and DZS Inc. Execution Version THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR THE SECURITIES LAWS OF ANY STATE, AND MAY NOT BE OFFERED, SOLD, TRANSFERRED, PLEDGED, HYPOTHECATED OR OTHERWISE DISPOSED OF EXCEPT PURSUANT TO (i) AN EFFECTIVE REGISTRATION STATEMENT UNDER THE ACT AND ANY APPLICABLE STATE LAWS, (ii) TO THE EXTENT APPLICABLE, RULE 144 UNDER THE ACT (OR ANY SIMILAR RULE UNDER THE ACT RELATING TO THE DISPOSITION OF SECURITIES), OR (iii) AN OPINION OF COUNSEL, IF SUCH OPINION SHALL BE REASONABLY SATISFACTORY TO COUNSEL TO THE ISSUER, THAT AN EXEMPTION FROM REGISTRATION UNDER THE ACT AND APPLICABLE STATE LAW IS AVAILABLE. |
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| January 5, 2024 |
주식매매계약서 STOCK PURCHASE AGREEMENT 본 주식매매계약서(이하 “본 계약”)는 델라웨어 주 법에 따라 설립된 DZS INC.(이하 “DZS”), DZS의 완전자회사로 캘리포니아 주 법에 따라 설립된 DZS CALIFORNIA, INC.(이하 “매도인”)와 대한민국법에 따라 설립된 주식회사 다산네트웍스(이하 “매수인”) 사이에서 2024. 1. 5. 체결되었다. 본 계약의 일방 당사자를 말할 때에는 “당사자” 라 하고, 당사자 모두를 말할 때에는 “당사자들” 이라 한다. THIS STOCK PURCHASE AGREEMENT, dated as of January 5, 2024 (this “Agreement”), is by and among DZS Inc., a company incorpora |
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| January 5, 2024 |
Execution Version SECURITIES PURCHASE AGREEMENT by and among DZS INC. and IV GLOBAL FUND NO. 4 Table of Contents ARTICLE I DEFINITIONS 1 Section 1.01 Definitions 1 Section 1.02 Accounting Procedures and Interpretation 4 ARTICLE II AGREEMENT TO SELL AND PURCHASE 4 Section 2.01 Sale and Purchase 4 Section 2.02 Closing 4 Section 2.03 Conditions to Closing. 5 Section 2.04 Company Deliveries 6 Section |
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| November 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 10, 2023 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I |
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| November 16, 2023 |
DZS Inc. Receives Expected Nasdaq Notice Regarding Late Form 10-Q Filing Exhibit 99.1 RELEASE November 2023 DZS Inc. Receives Expected Nasdaq Notice Regarding Late Form 10-Q Filing DALLAS, Texas, USA, Nov. 16, 2023 – DZS Inc. (“DZS” or the “Company”) (Nasdaq: DZSI), a global leader of access, optical and AI-driven cloud software solutions, announced today that on November 10, 2023, as expected, it received a delinquency notification letter from the Nasdaq Stock Market |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 7, 2023 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I. |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-CEN o N-CSR For Period Ended: September 30, 2023 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q For the Transition Period |
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| November 9, 2023 |
Exhibit 99.1 RELEASE November 2023 DZS Inc. Announces Delayed 10-Q Filing and Restatement of Previously Issued 2022 Financial Statements DALLAS, Texas, USA, Nov. 9, 2023 – DZS Inc. (“DZS” or the “Company”) (Nasdaq: DZSI), a global leader of access, optical and AI-driven cloud software solutions, announced today that it will not file its Quarterly Report on Form 10-Q for the three months ended Sept |
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| September 27, 2023 |
Exhibit 10.1 Loan Agreement THIS LOAN AGREEMENT (this “Agreement” or the “2nd Loan Agreement”) is made and entered into on this 22nd day of September 2023 by and among: 1.DASAN NETWORKS, INC., a corporation duly incorporated and existing under the laws of Republic of Korea (“Korea”) with its registered office at 10th floor, DASAN Tower, 49, Daewangpangyo-ro 644 beon-gil, Bundang-gu, Seongnam-si, G |
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| September 27, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 22, 2023 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) ( |
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| September 13, 2023 |
DZS Secures $29.7 Million in Financing Exhibit 99.1 Release September 2023 DZS Secures $29.7 Million in Financing DALLAS, Texas, USA, September 13, 2023 – DZS (Nasdaq: DZSI), a global leader of access, optical and AI-driven cloud software solutions, today announced it has secured $29.7 million in loans, including a $24.5 million 3-year term loan with 29% shareholder DASAN Networks, Inc. (DNI). The 3-year $24.5 million term loan with an |
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| September 13, 2023 |
Exhibit 10.2 September 12, 2023 DZS Inc. 5700 Tennyson Parkway, Suite 400 Plano, Texas 75024 Attention: Misty Kawecki Re: Credit Agreement, dated as of February 9, 2022 (as amended, the “Credit Agreement”), among DZS Inc., a Delaware corporation (the “Borrower”), the other Loan Parties party thereto, the Lenders party thereto, and JPMorgan Chase Bank, N.A., as Administrative Agent (the “Administra |
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| September 13, 2023 |
Exhibit 10.1 Loan Agreement THIS LOAN AGREEMENT (this “Agreement”) is made and entered into on this 12th day of September 2023 by and among: 1.DASAN NETWORKS, INC., a corporation duly incorporated and existing under the laws of Republic of Korea (“Korea”) with its registered office at 10th floor, DASAN Tower, 49, Daewangpangyo-ro 644 beon-gil, Bundang-gu, Seongnam-si, Gyeonggi-do, Republic of Kore |
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| September 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): September 12, 2023 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) ( |
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| August 18, 2023 |
DZS Inc. Receives Nasdaq Notice Regarding Late Form 10-Q Filing Exhibit 99.1 DZS Inc. Receives Nasdaq Notice Regarding Late Form 10-Q Filing DALLAS, August 18, 2023 – DZS Inc. (“DZS” or the “Company”) (Nasdaq: DZSI), a global leader of access, optical and cloud-controlled software defined solutions, announced today that on August 15, 2023, it received a delinquency notification letter from the Nasdaq Stock Market LLC (“Nasdaq”) indicating that the Company is n |
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| August 18, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 15, 2023 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 9, 2023 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R. |
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| August 9, 2023 |
DZS Inc. Announces Delayed 10-Q Filing Exhibit 99.1 DZS Inc. Announces Delayed 10-Q Filing DALLAS, August 9, 2023 – DZS Inc. (“DZS” or the “Company”) (Nasdaq: DZSI), a global leader of access, optical and cloud-controlled software defined solutions, announced today that it will not file its Quarterly Report for the three months ended June 30, 2023 (the “Second Quarter 10-Q”) within the filing deadline established by the Securities and |
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| August 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-CEN o N-CSR For Period Ended: June 30, 2023 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q For the Transition Period Ende |
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| June 1, 2023 |
DZS to Restate First Quarter 2023 Financial Statements and Updates Full Year 2023 Guidance RELEASE EXHIBIT 99.1 June 2023 DZS to Restate First Quarter 2023 Financial Statements and Updates Full Year 2023 Guidance DALLAS, Texas, USA, June 01, 2023 – DZS (Nasdaq: DZSI), a global leader of access, optical and cloud-controlled software defined solutions, today announced that it will restate its previously issued financial statements for the first quarter of 2023, which ended March 31, 2023. |
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| June 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 31, 2023 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R.S. |
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| June 1, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 30, 2023 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R.S. |
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| May 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R.S. Employer Identification No.) 5700 Tennyson Parkway, Suite 400 Plano, TX 75024 (Address of Principal Executive Offices, |
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| May 30, 2023 |
Conflict Minerals Report for DZS Inc. for the period January 1, 2022 to December 31, 2022. Exhibit 1.01 Conflict Minerals Report of DZS, Inc. for 2022 Company Overview DZS Inc. (referred to, collectively with its subsidiaries, as “DZS” or the “Company”) is a global provider of ultra-broadband network access solutions and communications platforms deployed by advanced Tier 1, national and regional service providers and enterprise customers. The Company provides a wide array of reliable, c |
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| May 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-32743 (Commission Fil |
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| May 9, 2023 |
Execution Version THIRD AMENDMENT TO CREDIT AGREEMENT THIS THIRD AMENDMENT TO CREDIT AGREEMENT (this “Amendment”), dated as of May 8, 2023 (the “Amendment Effective Date”), is among DZS Inc. |
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| May 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 8, 2023 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R.S. |
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| May 8, 2023 |
DZS Releases First Quarter 2023 Financial Results RELEASE EXHIBIT 99.1 May 2023 DZS Releases First Quarter 2023 Financial Results DALLAS, Texas, USA, May 8, 2023 – DZS (Nasdaq: DZSI), a global leader of access, optical and cloud-controlled software defined solutions, today announced financial results for its first quarter ended March 31, 2023. This press release replaces the press release previously issued by the Company today due to a third part |
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| April 28, 2023 |
33 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy St |
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| April 17, 2023 |
33 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant T Filed by a party other than the Registrant £ Check the appropriate box: £ Preliminary Proxy Statement £ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) T Definitive Proxy St |
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| April 17, 2023 |
33 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy St |
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| April 6, 2023 |
33 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant T Filed by a party other than the Registrant £ Check the appropriate box: T Preliminary Proxy Statement £ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) £ Definitive Proxy St |
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| March 10, 2023 |
Exhibit 4.1 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following summary of the material terms of the common stock of DZS Inc. (the “Company”) summarizes the material terms of, is subject to and qualified in its entirety by reference to the terms and provisions of our restated certificate of incorporation, as amended (the |
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| March 10, 2023 |
Exhibit 21.2 DZS Inc.1 List of Subsidiaries DZS Inc. had the following subsidiaries at December 31, 2022: Organized under the laws of DZS California Inc.2 California DASAN Network Solutions, Inc. Korea DASAN India Private Limited India DZS Vietnam Company Limited3 Vietnam D-Mobile Limited Taiwan DZS Japan Inc. Japan DZS Solutions India Private Limited India DZS Canada Inc.4 Canada Optelian Mexico, |
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| March 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-32743 DZS INC. (Exac |
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| February 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 15, 2023 DZS INC. (Exact name of registrant as specified in its charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I |
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| February 16, 2023 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 16, 2023 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I |
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| February 16, 2023 |
DZS Releases Fourth Quarter 2022 Financial Results release Exhibit 99.1 February 2023 DZS Releases Fourth Quarter 2022 Financial Results DALLAS, Texas, USA, Feb. 16, 2023 – DZS (Nasdaq: DZSI), a global leader of access, optical and cloud-controlled software defined solutions, today announced financial results for its fourth quarter ended December 31, 2022. “Despite a challenging supply chain environment and a strong US dollar in 2022, we remain en |
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| February 16, 2023 |
SECOND AMENDMENT TO CREDIT AGREEMENT THIS SECOND AMENDMENT TO CREDIT AGREEMENT (this “Amendment”), dated as of February 15, 2023 (the “Amendment Effective Date”), is among DZS Inc. |
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| February 16, 2023 |
EX-99 3 dzsi-ex992.htm EX-99.2 February 2023 Q4 2022 Earnings Presentation (Nasdaq: DZSI) Exhibit 99.2 This presentation contains forward-looking statements regarding future events and our future results that are subject to the safe harbors created under the Securities Act of 1933 (the “Securities Act”) and the Securities Exchange Act of 1934 (the “Exchange Act”). These statements are based on cur |
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| February 15, 2023 |
DZSI / DASAN Zhone Solutions, Inc. / HIRSCHMAN ORIN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Amendment No. 1 Under the Securities Exchange Act of 1934 DZS Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 268211109 (CUSIP Number) February 1, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is file |
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| November 21, 2022 |
DZSI / DASAN Zhone Solutions, Inc. / DASAN NETWORKS, INC - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* DZS INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 23305L107 (CUSIP Number) Ji Hyun Kim DASAN Networks, Inc. Dasan Tower, 49 Daewangpangyo-ro 644Beon-gil, Bundang-gu, Seongnam-si, Gyeonggi-do, Republic of |
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| November 18, 2022 |
Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-262634 Prospectus Supplement (to Prospectus dated May 11, 2022) 3,377,315 Shares Common Stock We are offering 2,507,750 shares of our common stock, and DASAN Networks, Inc. (?DNI? or the ?selling stockholder?), our largest stockholder and the selling stockholder identified in this prospectus supplement, is offering 869,565 sha |
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| November 17, 2022 |
EX-1.1 2 d399487dex11.htm EX-1.1 Exhibit 1.1 DZS Inc. (a Delaware corporation) COMMON STOCK UNDERWRITING AGREEMENT November 16, 2022 COWEN AND COMPANY, LLC STIFEL, NICOLAUS & COMPANY, INCORPORATED As Representatives of the Several Underwriters c/o Cowen and Company, LLC 599 Lexington Avenue New York, New York 10022 c/o Stifel, Nicolaus & Company, Incorporated One Montgomery Street Suite 3700 San F |
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| November 17, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 16, 2022 DZS INC. (Exact name of registrant as specified in its charter) DELAWARE 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| November 17, 2022 |
DZS Announces Pricing of Public Offering of Common Stock Exhibit 99.1 DZS Announces Pricing of Public Offering of Common Stock DALLAS, November 16, 2022 ? DZS Inc. (NASDAQ: DZSI) (the ?Company? or ?DZS?), a global leader in access and optical edge infrastructure and cloud software solutions, today announced that it has priced an underwritten registered public offering by the Company and DASAN Networks, Inc. (the ?selling stockholder?) of an aggregate of |
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| November 16, 2022 |
SUBJECT TO COMPLETION, DATED NOVEMBER 16, 2022 Table of Contents Filed Pursuant to Rule 424(b)(5) Registration No. 333-262634 This preliminary prospectus supplement relates to an effective registration statement under the Securities Act of 1933, as amended, but is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities, and we are not soliciting offers to |
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| November 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 1, 2022 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I. |
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| November 1, 2022 |
1 Q3 2022 Shareholder Report Shareholder Report Q3 2022 Exhibit 99.1 Table of Contents 2 Q3 2022 Shareholder Report 03 Q3 2022 Key Financial Results & Highlights 04 CEO’s Letter 08 CFO Commentary 12 Q4 and 2022 Outlook 13 Upcoming Investor Conferences 13 Q3 Earnings Conference Call Information 14 About DZS & Forward-Looking Statements 16-20 Financial Tables Q3 2022 Key Financial Results Q3 2022 Fi |
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| November 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-32743 (Commission File Number) DZS |
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| November 1, 2022 |
DZS Releases Third Quarter 2022 Financial Results release Exhibit 99.2 November 2022 DZS Releases Third Quarter 2022 Financial Results DALLAS, Texas, USA, Nov. 1, 2022 – DZS (Nasdaq: DZSI), a global leader in access and optical edge infrastructure and cloud software solutions, today announced that unaudited financial results, along with accompanying supplemental financial information, for its third quarter of 2022 have been posted as a report to |
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| August 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-32743 (Commission File Number) DZS INC. |
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| August 1, 2022 |
DZS Releases Second Quarter Financial Results release Exhibit 99.2 August 1, 2022 DZS Releases Second Quarter Financial Results Dallas, August 1, 2022 ? DZS Inc. (?DZS?) (NASDAQ: DZSI), a global leader in access networking and cloud software solutions, today announced that unaudited financial results, along with accompanying supplemental financial information, for its second quarter of 2022 have been posted as a report to shareholders on the |
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| August 1, 2022 |
Shareholder Report Q2 2022 Exhibit 99.1 Table of Contents Q2 2022 Shareholder Report 03 Q2 2022 Key Financial Results 03 Q2 2022 Financial Highlights 04 CEO?s Letter 08 CFO Commentary 08 Strong Orders and Record Backlog in Q2 2022 09 Q2 2022 Revenue of $91 Million 10 Revenue by Product Technology 11 Geographic Mix 12 Gross Margin Impacted by Several Headwinds 12 Adjusted Operating Expenses 12 Adju |
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| August 1, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 1, 2022 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R. |
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| June 7, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 7, 2022 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R.S. |
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| June 7, 2022 |
June 2022 Investor Presentation (Nasdaq: DZSI) Exhibit 99.1 Safe Harbor Statement 105 New Customer (2021) Acquired ASSIA Assets (2022) Launched XCelerate by DZS Next Gen PON Innovations (July, 2021) Launched DZS Xperience SaaS Platform (October, 2021) $504M Orders / $350M Revenue / $225M Backlog (2021) 29 New Products Released (2021) Acquired RIFT Software Automation Innovator (March, 2021) Surpas |
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| June 6, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 2, 2022 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R.S. |
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| June 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 27, 2022 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R.S. |
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| June 1, 2022 |
Exhibit 10.1 Execution Version FIRST AMENDMENT TO CREDIT AGREEMENT THIS FIRST AMENDMENT TO CREDIT AGREEMENT (this ?Amendment?), effective as of May 27, 2022 (the ?Amendment Effective Date?), is among DZS Inc., a Delaware corporation, as Borrower, the other Loan Parties party hereto, the Lenders party hereto, and JPMORGAN CHASE BANK, N.A., as Administrative Agent. RECITALS: WHEREAS, the Borrower, t |
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| May 31, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 31, 2022 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R.S. |
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| May 31, 2022 |
Exhibit 99.1 release May 31, 2022 DZS Completes Acquisition of Service Assurance and Consumer Experience, Software Portfolio from ASSIA Creates cutting edge cloud-based, end-to-end network orchestration, automation, service assurance and consumer experience management software platform that operates across multi-vendor service provider environments Dallas, May 31, 2022 ? DZS (Nasdaq: DZSI), a glob |
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| May 27, 2022 |
Conflict Minerals Report for DZS Inc. for the period January 1, 2021 to December 31, 2021. Exhibit 1.01 Conflict Minerals Report of DZS Inc. Company Overview DZS Inc. (referred to, collectively with its subsidiaries, as the ?Company?) is a global provider of leading-edge access, 5G transport, and enterprise communications platforms that enable the emerging hyper-connected, hyper-broadband world. The Company provides a wide array of reliable, cost-effective networking technologies, inclu |
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| May 27, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R.S. Employer Identification No.) 5700 Tennyson Parkway, Suite 400 Plano, TX 75024 (Address of Principal Executive Offices, |
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| May 13, 2022 |
May 12, 2022 Horizons22 Investor Day (Nasdaq: DZSI) Exhibit 99.1 Safe Harbor Statement Charlie Vogt President & CEO 30+ year career executing visionary strategies resulting in unprecedented growth Previous high tech CEO roles: Leading DZS transformation since 2020 Industry recognition: 2021 Light Reading ?Person of the Year? EY ?Entrepreneur of the Year Dallas MBTC ?Corporate CEO of the Year? Glob |
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| May 13, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 12, 2022 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commissi |
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| May 12, 2022 |
May 12, 2022 Horizons22 Investor Day (Nasdaq: DZSI) Exhibit 99.1 Safe Harbor Statement Charlie Vogt President & CEO 30+ year career executing visionary strategies resulting in unprecedented growth Previous high tech CEO roles: Leading DZS transformation since 2020 Industry recognition: 2021 Light Reading ?Person of the Year? EY ?Entrepreneur of the Year Dallas MBTC ?Corporate CEO of the Year? Glob |
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| May 12, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 12, 2022 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R.S. |
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| May 9, 2022 |
DZS Inc. 5700 Tennyson Parkway, Suite 400 Plano, TX 75024 DZS Inc. 5700 Tennyson Parkway, Suite 400 Plano, TX 75024 May 9, 2022 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Attention: Gregory Herbers Re: DZS Inc. Request for Acceleration of Effectiveness of Registration Statement on Form S-3 (File No. 333-262634) Ladies and Gentlemen: In accordance with Rule 461 under the Sec |
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| May 3, 2022 |
Registration No. 333-262634 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 2 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 DZS INC. (Exact name of registrant as specified in its charter) Delaware 22-3509099 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification Number) 5700 Tennyson Parkway, Suite |
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| May 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-32743 (Commission File Number) DZS INC. |
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| May 2, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 2, 2022 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R.S. |
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| May 2, 2022 |
release Exhibit 99.1 May 2, 2022 DZS to Acquire Consumer Experience, Service Assurance Software Portfolio from ASSIA Award-winning CloudCheck? and Expresse? software solutions deployed in over 125 million homes globally will expand DZS Xperience suite and enhance DZS Cloud platform Dallas, May 2, 2022 ? DZS (Nasdaq: DZSI), a global leader in access networking and cloud software platforms, today an |
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| May 2, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 2, 2022 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R.S. |
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| May 2, 2022 |
1 Q1 2022 Shareholder Report Shareholder Report Q1 2022 Exhibit 99.1 03 Q1 2022 Key Financial Results 03 Q1 2022 Financial Highlights 04 CEO?s Letter 07 References 08 CFO Commentary 08 Orders and Record Backlog in Q1 2022 09 Q1 2022 Revenue of $77 Million 10 Geographic Mix Continues to Diversify 11 Gross Margin Ahead of Guidance 11 Navigating the Supply Chain 11 Operating Expenses 12 Operating Inc |
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| May 2, 2022 |
DZS Releases First Quarter Financial Results To Host Horizons22 Investor Day on May 12, 2022 release Exhibit 99.2 May 2, 2022 DZS Releases First Quarter Financial Results To Host Horizons22 Investor Day on May 12, 2022 Dallas, May 2, 2022 ? DZS Inc. (?DZS?) (NASDAQ: DZSI), a global leader in access networking and cloud software platforms, today announced that unaudited financial results, along with accompanying supplemental financial information, for its first quarter of 2022 have been po |
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| April 19, 2022 |
Definitive Proxy Statement on Schedule 14A 33 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy St |
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| April 19, 2022 |
DEFA14A 1 dzsi-defa14a20211231.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by |
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| March 22, 2022 |
DZS Inc. 5700 Tennyson Parkway, Suite 400 Plano, TX 75024 DZS Inc. 5700 Tennyson Parkway, Suite 400 Plano, TX 75024 March 22, 2022 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Attention: Gregory Herbers Re: DZS Inc. Withdrawal of Request for Acceleration of Effectiveness of Registration Statement on Form S-3 (File No. 333-262634) Ladies and Gentlemen: DZS Inc. (the ?Company?) |
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| March 18, 2022 |
Registration No. 333-262634 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 DZS INC. (Exact name of registrant as specified in its charter) Delaware 22-3509099 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification Number) 5700 Tennyson Parkway, Suite |
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| March 18, 2022 |
DZS Inc. 5700 Tennyson Parkway, Suite 400 Plano, TX 75024 DZS Inc. 5700 Tennyson Parkway, Suite 400 Plano, TX 75024 March 18, 2022 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Attention: Gregory Herbers Re: DZS Inc. Request for Acceleration of Effectiveness of Registration Statement on Form S-3 (File No. 333-262634) Ladies and Gentlemen: In accordance with Rule 461 under the |
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| March 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-32743 DZS INC. (Exac |
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| March 9, 2022 |
Exhibit 4.1 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following summary of the material terms of the common stock of DZS Inc. (the ?Company?) summarizes the material terms of, is subject to and qualified in its entirety by reference to the terms and provisions of our restated certificate of incorporation, as amended (the |
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| March 9, 2022 |
Exhibit 21.2 DZS Inc.1 List of Subsidiaries DZS Inc. had the following subsidiaries at December 31, 2021: Name Organized under the laws of Ark Electronic Products, Inc. Florida DZS California Inc.2 California DASAN Network Solutions, Inc. Korea DASAN India Private Limited India DASAN Vietnam Company Limited Vietnam D-Mobile Limited Taiwan DZS Japan Inc. Japan RIFTio India Private Limited India DZS |
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| March 9, 2022 |
Exhibit 107 Calculation of Filing Fee Table Form S-8 (Form Type) DZS Inc. (Exact Name of Registrant as Specified in its Charter) Table 1 ? Newly Registered Securities Security Type Security Class Title Fee Calculation Rule Amount Registered (1) Proposed Maximum Offering Price Per Share Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Equity Common stock, $0.001 par value per sh |
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| March 9, 2022 |
As filed with the Securities and Exchange Commission on March 9, 2022 As filed with the Securities and Exchange Commission on March 9, 2022 Registration No. |
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| February 17, 2022 |
DZS Inc. 5700 Tennyson Parkway, Suite 400 Plano, TX 75024 DZS Inc. 5700 Tennyson Parkway, Suite 400 Plano, TX 75024 February 17, 2022 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Attention: Gregory Herbers Re: DZS Inc. Withdrawal of Request for Acceleration of Effectiveness of Registration Statement on Form S-3 (File No. 333-262634) Ladies and Gentlemen: DZS Inc. (the ?Compan |
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| February 15, 2022 |
DZS Inc. 5700 Tennyson Parkway, Suite 400 Plano, TX 75024 DZS Inc. 5700 Tennyson Parkway, Suite 400 Plano, TX 75024 February 15, 2022 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F. Street, N.E. Washington, D.C. 20549 Attention: Gregory Herbers Re: DZS Inc. Request for Acceleration of Effectiveness of Registration Statement on Form S-3 (File No. 333-262634) Ladies and Gentlemen: In accordance with Rule 461 under t |
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| February 11, 2022 |
DZSI / DASAN Zhone Solutions, Inc. / HIRSCHMAN ORIN Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 DZS Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 268211109 (CUSIP Number) January 24, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed ? Rule 13d-1(b) |
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| February 10, 2022 |
Q4 2021 Shareholder Report Thursday, February 10, 2022 Contents 03 Q4 and 2021 Key Financial Results 04 Q4 2021 Financial Highlights 04 2021 Financial Highlights 05 CEO Letter to Shareholders 07 DZS Addressable Market and Trends 07 DZS Serviceable Addressable Market (?SAM?) 09 Global Government Broadband Investments and Cap & Grow Replacement 11 Mobile & Optical Edge Addressable Market Expansion 1 |
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| February 10, 2022 |
Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 DZS INC. (Exact name of registrant as specified in its charter) Delaware 22-3509099 (State or other jurisdiction of incorporation or organization) (I.R.S. Employer Identification Number) 5700 Tennyson Parkway, Suite 400 Plano, TX 75024 (469) |
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| February 10, 2022 |
CREDIT AGREEMENT dated as of February 9, 2022 among DZS INC., as Borrower, the other Loan Parties party hereto, the Lenders party hereto, and JPMORGAN CHASE BANK, N.A., as Administrative Agent JPMORGAN CHASE BANK, N.A., as Sole Bookrunner and Sole Lead Arranger 4887-7919-5650v.8 13312-748 TABLE OF CONTENTS Page ARTICLE I. Definitions 1 SECTION 1.01 Defined Terms 1 SECTION 1.02 Classification of Lo |
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| February 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 9, 2022 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I. |
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| February 10, 2022 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 10, 2022 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I |
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| February 10, 2022 |
Exhibit 107 Calculation of Filing Fee Tables ????.. FORM S-3 (Form Type) DZS INC. ????????????????????.. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of R |
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| February 10, 2022 |
release February 2022 DZS Releases Fourth Quarter and Fiscal Year 2021 Financial Results Announces Horizons22 Investor & Analyst Day on May 12, 2022 Plano, Texas, USA, Feb. |
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| January 10, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 10, 2022 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I. |
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| January 10, 2022 |
Exhibit 99.1 Press release January 2022 DZS Accelerates Growth in 2021 with 105 New Customers and 29 New Broadband and Communications Software Solutions Momentum driven by multi-gigabit upgrades, government broadband initiatives and geopolitical market dynamics ? all underpinned by innovation PLANO, Texas, USA, Jan. 10, 2022 ? DZS (NASDAQ: DZSI), a global leader in broadband connectivity and commu |
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| November 17, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 16, 2021 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Com |
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| November 17, 2021 |
Investor Presentation November 2021 Investor Presentation November 2021 Safe Harbor Statement 2 3 DZS (Nasdaq: DZSI) 4 DZS (Nasdaq: DZSI) Global Innovator of: Broadband Connectivity enabling Multi-Gigabit Customer Experiences Packet-based Mobile Transport enabling Cost Effective 5G Deployments Cloud-Native Software Defined Orchestration & Analytics enabling Network-as-a-Service (NaaS) and Software-as-a-Service (SaaS) SDN Agile Insig |
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| November 16, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 16, 2021 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I |
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| November 16, 2021 |
Investor Presentation November 2021 I think we need a photo on this first page (like Vodafone) of a user experiencing the hyper-connected world. |
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| November 3, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-32743 (Commission File Number) DZS |
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| November 1, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): November 1, 2021 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I. |
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| November 1, 2021 |
Exhibit 99.1 Q3 2021 Shareholder Report Q3 2021 Shareholder Report Contents 03 Shareholder Report 04 Market Demand Drivers and Execution 06 Geographic Expansion 08 Technology Segments 09 Gross Margin Expansion 11 Navigating the Supply Chain 12 Cloud-Native Broadband Experience and Service Management 13 Balance Sheet Highlights 14 Fourth Quarter 2021 and Full Year 2021 Guidance 15 Conference Call 1 |
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| November 1, 2021 |
DZS Releases Third Quarter Financial Results Exhibit 99.2 DZS Releases Third Quarter Financial Results Plano, Texas, USA, November 1, 2021 ? DZS Inc. (?DZS?) (NASDAQ: DZSI), a global leader in broadband connectivity, mobile and optical transport, and software-defined networking solutions, today announced that unaudited financial results, along with accompanying supplemental financial information, for its third quarter of 2021 have been poste |
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| August 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-32743 (Commission File Number) DZS INC. |
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| August 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-CEN ? Form N-CSR For Period Ended: June 30, 2021 ? Transition Report on Form 10-K ? Transition Report on Form 10-K ? Transition Report on Form 10-K ? Transition Report on Form 10-K For the Transition Period |
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| August 3, 2021 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 3, 2021 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R. |
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| August 2, 2021 |
DZS Releases Second Quarter Financial Results Exhibit 99.2 DZS Releases Second Quarter Financial Results Plano, Texas, USA, August 2, 2021 ? DZS Inc. (?DZS?) (NASDAQ: DZSI), a global leader of optical and packet-based mobile transport, broadband connectivity and software defined networking solutions, today announced that unaudited financial results, along with accompanying supplemental financial information, for its second quarter of 2021 hav |
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| August 2, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): August 2, 2021 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R. |
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| August 2, 2021 |
Employment Agreement dated August 2, 2021, by and between DZS Inc. and Misty D. Kawecki. Exhibit 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (?Agreement?) is made and entered into effective as of August 2, 2021 (the ?Effective Date?), by and between DZS Inc., a Delaware corporation (the ?Company?), and Misty D. Kawecki (?Executive?). WHEREAS, the Company desires to set forth the terms on which Executive is engaged by the Company as its Chief Financial Officer, and Executive de |
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| August 2, 2021 |
Exhibit 99.2 Press release August 2021 Telecom Finance Veteran Misty Kawecki Joins DZS as Chief Financial Officer Brings more than 24 years of finance, accounting experience at MediaKind, Imagine Communications, GENBAND, McAfee and EY to role PLANO, Texas, USA, August 2, 2021 ? DZS (NASDAQ: DZSI), a global leader in optical and packet-based mobile transport, broadband connectivity, and software de |
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| August 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 29, 2021 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R.S |
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| August 2, 2021 |
O-series MPX-9103 100G OTN Coherent Muxponder Exhibit 99.1 Q2 2021 Shareholder Report Q2 2021 Shareholder Report Contents 03 Shareholder Report 05 Target Margin Model 06 Long-Term Target Gross Margin Profiles 07 Go-to-Market 08 Operational Execution 10 A Transformative Twelve Months 12 Operational Execution 12 Balance Sheet 12 Acquisition Integration and Development Progress 14 Customer Milestones 19 DZS Velocity Innovation: XCelerate by DZS |
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| June 10, 2021 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 7, 2021 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R.S. |
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| June 10, 2021 |
Letter from Grant Thornton LLP to the Securities and Exchange Commission dated June 10, 2021. EX-16.1 2 dzsi-ex1616.htm EX-16.1 Audit • Tax • Advisory Grant Thornton LLP Address Line 1 Address Line 2 Address Line 3 Address Line 4 T XXX.XXX.XXXX F XXX.XXX.XXXX www.GrantThornton.com Exhibit 16.1 June 10, 2021 U.S. Securities and Exchange Commission Office of the Chief Accountant 100 F Street, NE Washington, DC 20549 Re: DZS Inc. File No. 000-32743 Dear Sir or Madam: We have read Item 4.01 of |
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| June 4, 2021 |
Exhibit 10.2 THIRD AMENDMENT TO EMPLOYMENT AGREEMENT THIS THIRD AMENDMENT TO EMPLOYMENT AGREEMENT (this ?Amendment?) is made and entered into effective as of June 1, 2021 (the ?Amendment Effective Date?), by and between DZS Inc. (the ?Company?), and Thomas Cancro (the ?Executive?), collectively, the ?Parties.? Whereas, the Company and Executive entered into that certain Employment Agreement (the ? |
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| June 4, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 1, 2021 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R.S. |
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| June 4, 2021 |
Exhibit 10.1 FIRST AMENDMENT TO EMPLOYMENT AGREEMENT THIS FIRST AMENDMENT TO EMPLOYMENT AGREEMENT (this ?Amendment?) is made and entered into effective as of June 1, 2021 (the ?Amendment Effective Date?), by and between DZS Inc. (the ?Company?), and Charlie Vogt (the ?Executive?), collectively, the ?Parties.? Whereas, the Company and Executive entered into that certain Employment Agreement (the ?A |
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| May 28, 2021 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 27, 2021 DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R.S. |
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| May 28, 2021 |
Conflict Minerals Report for the Reporting Period from January 1, 2020 to December 31, 2020. Exhibit 1.01 Conflict Minerals Report of DZS Inc. Company Overview DZS Inc. (referred to, collectively with its subsidiaries, as ?DZS? or the ?Company?) is a global provider of ultra-broadband network access solutions and communications platforms deployed by advanced Tier 1, national and regional service providers and enterprise customers. The Company provides a wide array of reliable, cost-effect |
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| May 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM SD Specialized Disclosure Report DZS INC. (Exact Name of Registrant as Specified in its Charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File No.) (I.R.S. Employer Identification No.) 5700 Tennyson Parkway, Suite 400 Plano, TX 75024 (Address of Principal Executive Offices, |
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| May 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to 000-32743 (Commission File Number) DZS INC. |
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| May 5, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No.1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 3, 2021 DZS INC. (Exact name of registrant as specified in its charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission |
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| May 5, 2021 |
DZS Releases First Quarter Financial Results DZS Releases First Quarter Financial Results Plano, Texas, USA, May 3, 2021 ? DZS Inc. |
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| May 5, 2021 |
Quarterly Revenues (amounts in millions) Exhibit 99.1 Enabling the Hyper-Connected World Q1 2021 Shareholder Report Q1 2021 Shareholder Report Contents 03 Shareholder Report 04 Accelerated Broadband Connections for Work, Education, Healthcare and Entertainment 05 Transformational Initiatives 06 Intellectual Property / Portfolio / Customer Expansion 07 New Customers, New Opportunities 08 Technology and Market Dynamics 13 DZS Cloud Differe |
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| May 3, 2021 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): May 3, 2021 DZS INC. (Exact name of registrant as specified in its charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I.R. |
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| May 3, 2021 |
DZS Releases First Quarter Financial Results DZS Releases First Quarter Financial Results Plano, Texas, USA, May 3, 2021 ? DZS Inc. |
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| May 3, 2021 |
Quarterly Revenues (amounts in millions) Exhibit 99.1 Enabling the Hyper-Connected World Q1 2021 Shareholder Report Q1 2021 Shareholder Report Contents 03 Shareholder Report 04 Accelerated Broadband Connections for Work, Education, Healthcare and Entertainment 05 Transformational Initiatives 06 Intellectual Property / Portfolio / Customer Expansion 07 New Customers, New Opportunities 08 Technology and Market Dynamics 13 DZS Cloud Differe |
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| April 13, 2021 |
Exhibit 10.1 SECOND AMENDMENT TO EMPLOYMENT AGREEMENT THIS SECOND AMENDMENT TO EMPLOYMENT AGREEMENT (this ?Amendment?) is made and entered into effective as of April 7, 2021 (the ?Amendment Effective Date?), by and between DZS Inc. (f/k/a Dasan Zhone Solutions, Inc.) (the ?Company?), and Thomas Cancro (the ?Executive?), collectively, the ?Parties.? Whereas, the Company and Executive entered into t |
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| April 13, 2021 |
33 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy St |
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| April 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 7, 2021 DZS INC. (Exact name of registrant as specified in its charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I. |
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| April 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| March 12, 2021 |
As filed with the Securities and Exchange Commission on March 12, 2021 Registration No. |
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| March 11, 2021 |
Amended and Restated Bylaws of DZS Inc. Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF DZS INC. ARTICLE I Offices SECTION 1. Registered Office. The registered office of the Corporation in the State of Delaware shall be located at 1209 Orange Street, Wilmington, Delaware. The name of the Corporation's registered agent at such address shall be The Corporation Trust Company. The registered office and/or registered agent of the Corporation may |
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| March 11, 2021 |
Exhibit 4.1 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 The following summary of the material terms of the common stock of DZS Inc. (the ?Company?) summarizes the material terms of, is subject to and qualified in its entirety by reference to the terms and provisions of our restated certificate of incorporation, as amended (the |
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| March 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 000-32743 DZS INC. (Exac |
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| March 11, 2021 |
Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 13)* DZS Inc. (f/k/a Dasan Zhone Solutions, Inc.) (Name of Issuer) Common Stock, $.001 par value (Title of Class of Securities) 268211109 (CUSIP Number) Louis S. Citron, Esq. New Enterprise Associates 1954 Greenspring Drive, Suite 600, Timonium, |
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| March 11, 2021 |
Employment Agreement dated as of September 28, 2020 by and between DZS Inc. and Justin K. Ferguson Exhibit 10.10 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (?Agreement?) is made and entered into effective as of September 28, 2020 (the ?Effective Date?), by and between DASAN Zhone Solutions, Inc., a Delaware corporation (the ?Company?), and Justin Ferguson (?Executive?). WHEREAS, the Company desires to engage Executive as Chief Legal Officer of the Company and Executive desires to be so enga |
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| March 11, 2021 |
Exhibit 21.2 DZS Inc.1 List of Subsidiaries DZS Inc. had the following subsidiaries at December 31, 2020: Name Organized under the laws of Ark Electronic Products, Inc. Florida DASAN Network Solutions, Inc. California DASAN Network Solutions, Inc. Korea DASAN India Private Limited India DASAN Vietnam Company Limited Vietnam D-Mobile Limited Taiwan DZS Japan Inc. Japan DZS GmbH2 Germany DZS Ltd.3 U |
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| February 22, 2021 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): February 22, 2021 DZS INC. (Exact name of registrant as specified in its charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| February 22, 2021 |
EX-99.1 2 dzsi-ex9918.htm EX-99.1 Exhibit 99.1 Enabling the Hyper-Connected World Q4 2020 & Full Year 2020 Stockholder Report Q4 2020 & Full Year 2020 Stockholder Report Contents 03 Stockholder Report 03 Transformation Delivering Results 05 Technology and Market Dynamics 07 Global Expansion and Sales Leadership Appointments 08 Strategic Board of Directors Appointments 09 New Product Introduction a |
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| February 22, 2021 |
DZS Releases Fourth Quarter and Fiscal Year 2020 Financial Results Exhibit 99.2 DZS Releases Fourth Quarter and Fiscal Year 2020 Financial Results Plano, Texas, USA, Feb. 22, 2021 – DZS Inc. (“DZS”) (NASDAQ: DZSI), a global leader of intelligent, packet-based mobile transport and broadband access converged edge solutions representing communications service providers and enterprise customers in more than 100 countries, today announced that unaudited financial resu |
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| February 5, 2021 |
SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* DZS INC. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 23305L107 (CUSIP Number) Ji Hyun Kim DASAN Networks, Inc. Dasan Tower, 49 Daewangpangyo-ro 644Beon-gil, Bundang-gu, Seongnam-si, Gyeonggi-do, Rep |
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| January 28, 2021 |
Filed Pursuant to Rule 424(b)(5) Registration No. 333-230476 Prospectus Supplement (to Prospectus dated April 11, 2019) 4,000,000 Shares Common Stock We are offering 4,000,000 shares of our common stock. Our common stock is listed on the Nasdaq Capital Market under the symbol “DZSI.” On January 25, 2021, the last reported sale price of our common stock on the Nasdaq Capital Market was $16.00 per s |
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| January 27, 2021 |
DZS Announces Pricing of Public Offering of Common Stock Exhibit 99.1 DZS Announces Pricing of Public Offering of Common Stock Plano, Texas, USA, January 26, 2021 – DZS Inc. (NASDAQ: DZSI) (the “Company” or “DZS”) today announced that it has priced its underwritten registered public offering of 4,000,000 shares of its common stock at a price to the public of $14.00 per share. The Company has granted the underwriters a 30-day option to purchase at the pu |
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| January 27, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 26, 2021 DZS INC. (Exact name of registrant as specified in its charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| January 27, 2021 |
Exhibit 1.1 DZS Inc. (a Delaware corporation) COMMON STOCK UNDERWRITING AGREEMENT January 26, 2021 Stifel, Nicolaus & Company, Incorporated Needham & Company, LLC As Representatives of the Several Underwriters c/o Stifel, Nicolaus & Company, Incorporated One Montgomery Street Suite 3700 San Francisco, California 94104 c/o Needham & Company, LLC 250 Park Avenue 10th Floor New York, New York 10177 L |
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| January 26, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 26, 2021 DZS INC. (Exact name of registrant as specified in its charter) Delaware 000-32743 22-3509099 (State or Other Jurisdiction of Incorporation) (Commission File Number) |
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| January 26, 2021 |
SUBJECT TO COMPLETION, DATED JANUARY 26, 2021 Filed Pursuant to Rule 424(b)(5) Registration No. 333-230476 This preliminary prospectus supplement relates to an effective registration statement under the Securities Act of 1933, as amended, but is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell these securities, and we are not soliciting offers to buy these securit |
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| January 26, 2021 |
DZS Announces Launch of Public Offering of Common Stock Exhibit 99.1 DZS Announces Launch of Public Offering of Common Stock Plano, Texas, USA, January 26, 2021– DZS Inc. (NASDAQ: DZSI) (the “Company” or “DZS”) today announced the launch of an underwritten registered public offering of shares of its common stock. The Company expects to grant the underwriters a 30-day option to purchase up to an additional 15% of the shares of its common stock sold in t |
