Investor Northpointe Capital Llc
13D/G Filings

This page shows a list of all the recent 13D/G filings made by Northpointe Capital Llc . Schedule 13D is commonly referred to as a “beneficial ownership report.” The term "beneficial owner" is defined under SEC rules. It includes any person who directly or indirectly shares voting power or investment power (the power to sell the security).

When a person or group of persons acquires beneficial ownership of more than 5% of a voting class of a company’s equity securities, they are required to file a Schedule 13D within ten days after the purchase. Click the link icon to see the full transaction history.

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Date Form Target Prev
Shares		 Current
Shares		 Change
(Percent)		 Ownership
(Percent)		 Change
(Percent)
2018-02-14 13G/A SANW / S&W Seed Company 929,802
2018-02-14 13G/A 76155G107 / Revolution Lighting Technologies, Inc. 1,073,015
2018-02-14 13G/A LONE / Lonestar Resources US Inc 1,455,198
2018-02-14 13G/A CNFR / Conifer Holdings, Inc. 534,955
2018-02-14 13G/A CHKE / Cherokee, Inc. 1,347,183
2017-01-26 13G/A SANW / S&W Seed Company 929,802
2017-01-25 13G/A ICCC / ImmuCell Corporation 225,000
2016-02-03 13G/A ICCC / ImmuCell Corporation 225,000
2016-01-07 13G/A US68244P1075 / 1347 Property Insurance Holdings, Inc.
2016-01-07 13G/A THST / Truett-Hurst, Inc. 0
2015-01-27 13G US68244P1075 / 1347 Property Insurance Holdings, Inc. 323,879
2015-01-27 13G/A THST / Truett-Hurst, Inc. 261,525
2014-02-11 13G/A ASRT / Assertio Holdings, Inc. 0
2014-02-11 13G/A NLST / Netlist, Inc. 0
2014-02-11 13G 1,191,943
2014-02-11 13G/A FRGI / Fiesta Restaurant Group Inc 387,796
2014-02-11 13G THST / Truett-Hurst, Inc. 238,395
2014-02-11 13G/A RGEN / Repligen Corporation 1,560,320
2014-02-11 13G/A AXAS / Abraxas Petroleum Corp. 5,372,547
2014-02-11 13G/A THRM / Gentherm Incorporated 680,365
2014-02-11 13G/A ENG / ENGlobal Corporation 1,550,716
2014-02-11 13G/A METI / Merge Tech Inc 0
2013-02-11 13G/A BIOS / BioPlus Acquisition Corp - Class A 758,132
2013-02-11 13G/A ASRT / Assertio Holdings, Inc. 2,956,476
2013-02-11 13G/A WEB / Web.com Group, Inc. 1,293,972
2013-02-11 13G NLST / Netlist, Inc. 1,662,214
2013-02-11 13G FRGI / Fiesta Restaurant Group Inc 1,198,484
2013-02-11 13G/A ATX / Costa Inc 91,293
2013-02-11 13G/A FRM / Furmanite Corporation 0
2013-02-11 13G RGEN / Repligen Corporation 2,307,637
2013-02-11 13G/A AXAS / Abraxas Petroleum Corp. 7,556,608
2013-02-11 13G/A ATSG / Air Transport Services Group, Inc. 0
2013-02-11 13G/A PERY / Ellis Perry International, Inc. 727,011
2013-02-11 13G THRM / Gentherm Incorporated 1,614,647
2013-02-11 13G ENG / ENGlobal Corporation 1,804,076
2013-02-11 13G/A 0
2013-02-11 13G/A METI / Merge Tech Inc 5,667,058
2012-02-10 13G/A WEB / Web.com Group, Inc. 2,539,577
2012-02-10 13G/A LAVA / Magma Design Automation Inc 0
2012-02-10 13G/A PACR / Pacer International Inc 0
2012-02-10 13G BIOS / BioPlus Acquisition Corp - Class A 3,585,902
2012-02-10 13G ASRT / Assertio Holdings, Inc. 4,611,408
2012-02-10 13G ATX / Costa Inc 757,575
2012-02-10 13G FRM / Furmanite Corporation 2,565,564
2012-02-10 13G/A KIDBQ / Kid Brands, Inc. 509,458
2012-02-10 13G AXAS / Abraxas Petroleum Corp. 6,122,878
2012-02-10 13G ATSG / Air Transport Services Group, Inc. 4,823,070
2012-02-10 13G PERY / Ellis Perry International, Inc. 951,626
2012-02-10 13G 944,729
2012-02-10 13G/A METI / Merge Tech Inc 3,135,902