Vanguard Group Inc ownership in CAT1 / Caterpillar Inc.

Caterpillar Inc.

DE ˙ XTRA ˙ US1491231015

810,00 € ↑9,20 (1,15%)

2026-06-04
DELAT PRIS

Security	DE:CAT1 / Caterpillar Inc.
Institution	Vanguard Group Inc
Latest Disclosed Ownership	46,835,122 shares
Ownership	10.06%

2026-03-05 - Vanguard Group Inc has filed an SCHEDULE 13G/A form with the Securities and Exchange Commission (SEC) disclosing ownership of 46,835,122 shares of Caterpillar Inc. (DE:CAT1). This represents 10.06 percent ownership of the company. In their previous filing dated 2024-02-13 , Vanguard Group Inc had reported owning 48,352,179 shares, indicating a decrease of -3.14 percent.

Institutional Ownership: 13D/G Filings

This table shows a history of the 13D/G filings made by the investor and/or investor group. Note that the share values in this table are not directly comparable to any numbers shown in the 13F table (if any).

File Date	Effective Date	Form	Prev Shares	Latest Shares	ΔShares (Percent)	Ownership (Percent)	ΔOwnership (Percent)
2026-03-05	2026-03-05	13G/A	48,352,179	46,835,122	-3.14	10.06	5.89
2024-02-13	2024-02-13	13G/A	48,701,582	48,352,179	-0.72	9.50	1.50
2023-02-09	2023-02-09	13G/A	47,559,902	48,701,582	2.40	9.36	6.48
2022-02-09	2022-02-09	13G/A	46,200,532	47,559,902	2.94	8.79	3.41
2021-02-10	2021-02-10	13G/A	49,159,251	46,200,532	-6.02	8.50	-4.39
2020-02-12	2020-02-12	13G/A	51,177,708	49,159,251	-3.94	8.89	2.54
2019-02-11	2019-02-11	13G/A	43,138,149	51,177,708	18.64	8.67	19.59
2018-02-08	2018-02-08	13G/A	37,504,568	43,138,149	15.02	7.25	13.10
2017-02-10	2017-02-10	13G/A	36,799,526	37,504,568	1.92	6.41	1.42
2016-02-10	2016-02-10	13G/A		36,799,526		6.32
2015-02-10	2015-02-10	13G/A		37,804,827		6.24
2014-02-12	2014-02-12	13G/A		34,460,559		5.41
2013-02-13	2013-02-13	13G		32,836,678		5.02

Important Note: One of the primary uses of the 13D/G filings is to evaluate the ability of a firm to control a company (ie, the "beneficial ownership"). To that end, firms are required to report not just direct holdings in companies, but indirect holdings that they control. For investment firms, these indirect holdings can include shares in funds they manage, advisory accounts, and in the case of activist campaigns, pledged votes. Therefore, share counts listed in 13D/G filings can differ significantly than share counts listed in 13F filings.

Institutional Ownership: 13F and NPORT Filings

The Security and Class in the table below are shown exactly as filed by the investor. We do our best to track continuity of investments through acquisitions, and this will be reflected in the table as changes in names. In addition to descriptive data, performance of the investment is shown over time. To calculate quarterly performance, we first calculate cost basis of the shares purchased during the quarter, then use that to calculate gross profit. Quarterly return is Gross Profit / Starting Portfolio value.

Note that cost basis is calculated and stored in thousands, so small quarterly changes in shares frequently result in a cost basis of zero.

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Disclosed Equity Positions (from 13F/NPORT Filings)

File Date	Effective Date	Form	Security	Class	ID	Reported Shares	ΔShares	ΔShares (%)	Reported Value (x1000)	ΔValue (%)	Alloc (%)
2026-01-29	2025-12-31	13F	CATERPILLAR	COM	149123101	46,385,185	442,164	0.96	26,572,681	21.22	0.3852
2025-11-07	2025-09-30	13F	CATERPILLAR	COM	149123101	45,943,021	-116,596	-0.25	21,921,713	22.60	0.3281
2025-08-11	2025-06-30	13F	CATERPILLAR	COM	149123101	46,059,617	-155,861	-0.34	17,880,804	17.31	0.2894
2025-05-09	2025-03-31	13F	CATERPILLAR	COM	149123101	46,215,478	-594,062	-1.27	15,241,865	-10.24	0.2756
2025-02-11	2024-12-31	13F	CATERPILLAR	COM	149123101	46,809,540	284,366	0.61	16,980,629	-6.68	0.2958
2024-11-13	2024-09-30	13F	CATERPILLAR	COM	149123101	46,525,174	46,221	0.10	18,196,926	17.53	0.3258
2024-08-13	2024-06-30	13F	CATERPILLAR	COM	149123101	46,478,953	-1,387,414	-2.90	15,482,139	-11.73	0.2974
2024-05-10	2024-03-31	13F	CATERPILLAR	COM	149123101	47,866,367	-487,003	-1.01	17,539,673	22.68	0.3474
2024-03-11	2023-12-31	13F/A-1	CATERPILLAR	COM	149123101	48,353,370	129,216	0.27	14,296,641	8.59	0.3123
2024-02-14	2023-12-31	13F	CATERPILLAR	COM	149123101	48,353,314	129,160		14,296,624		0.2714
2023-12-18	2023-09-30	13F/A-1	CATERPILLAR	COM	149123101	48,224,154	-507,609	-1.04	13,165,194	9.80	0.3234
2023-11-14	2023-09-30	13F	CATERPILLAR	COM	149123101	48,224,154	-507,609		13,165,194		0.0583
2023-08-14	2023-06-30	13F	CATERPILLAR	COM	149123101	48,731,763	-383,138	-0.78	11,990,450	6.68	0.2843
2023-07-14	2023-03-31	13F/A-1	CATERPILLAR	COM	149123101	49,114,901	413,319	0.85	11,239,454	-3.66	0.2862
2023-05-15	2023-03-31	13F	CATERPILLAR	COM	149123101	49,113,615	412,033		11,239,160		0.2862
2023-02-10	2022-12-31	13F	CATERPILLAR	COM	149123101	48,701,582	128,165	0.26	11,666,951	46.39	0.3177
2022-11-14	2022-09-30	13F	CATERPILLAR	COM	149123101	48,573,417	-3,768	-0.01	7,969,926	-8.22	0.2344
2022-08-12	2022-06-30	13F	CATERPILLAR	COM	149123101	48,577,185	353,398	0.73	8,683,657	-19.19	0.2441
2022-05-13	2022-03-31	13F	CATERPILLAR	COM	149123101	48,223,787	663,885	1.40	10,745,224	9.28	0.2542
2022-02-14	2021-12-31	13F	CATERPILLAR	COM	149123101	47,559,902	-294,862	-0.62	9,832,533	7.03	0.2232
2021-11-12	2021-09-30	13F	CATERPILLAR	COM	149123101	47,854,764	419,797	0.88	9,186,680	-11.01	0.2282
2021-08-13	2021-06-30	13F	CATERPILLAR	COM	149123101	47,434,967	1,165,504	2.52	10,323,272	-3.78	0.2569
2021-05-14	2021-03-31	13F	CATERPILLAR	COM	149123101	46,269,463	68,931	0.15	10,728,500	27.58	0.2902
2021-02-12	2020-12-31	13F	CATERPILLAR	COM	149123101	46,200,532	-143,289	-0.31	8,409,421	21.66	0.2439
2020-11-16	2020-09-30	13F	CATERPILLAR INC DEL	COM	149123101	46,343,821	-592,149	-1.26	6,912,182	16.42	0.2287
2020-08-14	2020-06-30	13F	CATERPILLAR INC DEL	COM	149123101	46,935,970	-3,192,077	-6.37	5,937,401	2.07	0.2106
2020-05-15	2020-03-31	13F	CATERPILLAR INC DEL	COM	149123101	50,128,047	968,796	1.97	5,816,859	-19.88	0.2479
2020-02-14	2019-12-31	13F	CATERPILLAR INC DEL	COM	149123101	49,159,251	-1,128,066	-2.24	7,259,838	14.30	0.2476
2019-11-14	2019-09-30	13F	CATERPILLAR INC DEL	COM	149123101	50,287,317	86,427	0.17	6,351,790	-7.16	0.2356
2019-08-14	2019-06-30	13F	CATERPILLAR INC DEL	COM	149123101	50,200,890	411,655	0.83	6,841,880	1.42	0.2574
2019-05-15	2019-03-31	13F	CATERPILLAR INC DEL	COM	149123101	49,789,235	-1,388,473	-2.71	6,745,944	3.73	0.2646
2019-02-14	2018-12-31	13F	CATERPILLAR INC DEL	COM	149123101	51,177,708	1,366,092	2.74	6,503,151	-14.38	0.2922
2018-12-13	2018-09-30	13F/A-2	CATERPILLAR INC DEL	COM	149123101	49,811,616	534,451	1.08	7,595,773	13.62	0.2968
2018-11-23	2018-09-30	13F/A-1	CATERPILLAR INC DEL	COM	149123101	49,811,616	0		7,595,773		0.2968
2018-11-14	2018-09-30	13F	CATERPILLAR INC DEL	COM	149123101	49,811,616	534,451		7,595,773
2018-08-14	2018-06-30	13F	CATERPILLAR INC DEL	COM	149123101	49,277,165	876,706	1.81	6,685,433	-6.28	0.2797
2018-05-15	2018-03-31	13F	CATERPILLAR INC DEL	COM	149123101	48,400,459	5,262,310	12.20	7,133,259	4.94	0.3120
2018-02-14	2017-12-31	13F	CATERPILLAR INC DEL	COM	149123101	43,138,149	916,750	2.17	6,797,710	29.10	0.2973
2017-11-14	2017-09-30	13F	CATERPILLAR INC DEL	COM	149123101	42,221,399	996,224	2.42	5,265,430	18.86	0.2461
2017-08-24	2017-06-30	13F/A-1	CATERPILLAR INC DEL	COM	149123101	41,225,175	2,377,623	6.12	4,430,058	22.94	0.2182
2017-08-11	2017-06-30	13F	CATERPILLAR INC DEL	COM	149123101	41,225,175	2,377,623		4,430,058
2017-05-12	2017-03-31	13F	CATERPILLAR INC DEL	COM	149123101	38,847,552	1,342,984	3.58	3,603,500	3.60	0.1853
2017-02-14	2016-12-31	13F	CATERPILLAR INC DEL	COM	149123101	37,504,568	1,040,473	2.85	3,478,174	7.45	0.1940
2016-11-14	2016-09-30	13F	CATERPILLAR INC DEL	COM	149123101	36,464,095	1,059,478	2.99	3,236,918	20.60	0.1901
2016-08-10	2016-06-30	13F	CATERPILLAR INC DEL	COM	149123101	35,404,617	832,572	2.41	2,684,024	1.43	0.1667
2016-05-13	2016-03-31	13F	CATERPILLAR INC DEL	COM	149123101	34,572,045	-2,227,481	-6.05	2,646,145	5.81	0.1714
2016-02-08	2015-12-31	13F	CATERPILLAR INC DEL	COM	149123101	36,799,526	-513,654	-1.38	2,500,895	2.55	0.1682
2015-11-12	2015-09-30	13F/A-1	CATERPILLAR INC DEL	COM	149123101	37,313,180	-27,506	-0.07	2,438,789	-23.00	0.1036
2015-11-12	2015-09-30	13F/A-1	CATERPILLAR INC DEL	COM	149123101	37,313,180	-27,506		2,438,789		0.1036
2015-11-12	2015-09-30	13F	CATERPILLAR INC DEL	COM	149123101	48,577,076			2,856,188
2015-08-13	2015-06-30	13F	CATERPILLAR INC DEL	COM	149123101	37,340,686	388,372	1.05	3,167,237	7.10	0.2141
2015-05-15	2015-03-31	13F/A-1	CATERPILLAR INC DEL	COM	149123101	36,952,314	-852,513	-2.26	2,957,294	-14.54	0.2006
2015-05-14	2015-03-31	13F	CATERPILLAR INC DEL	COM	149123101	36,952,314			2,957,294
2015-02-12	2014-12-31	13F	CATERPILLAR INC DEL	COM	149123101	37,804,827	60,507	0.16	3,460,276	-7.43	0.2492
2014-11-12	2014-09-30	13F	CATERPILLAR INC DEL	COM	149123101	37,744,320	876,793	2.38	3,737,820	-6.70	0.2914
2014-08-11	2014-06-30	13F	CATERPILLAR INC DEL	COM	149123101	36,867,527	1,214,998	3.41	4,006,394	13.09	0.3157
2014-05-13	2014-03-31	13F	CATERPILLAR INC DEL	COM	149123101	35,652,529	1,191,970	3.46	3,542,792	13.21	0.2980
2014-02-12	2013-12-31	13F	CATERPILLAR INC DEL	COM	149123101	34,460,559	302,128	0.88	3,129,363	9.89	0.2752
2013-11-07	2013-09-30	13F	CATERPILLAR INC DEL	COM	149123101	34,158,431	168,122	0.49	2,847,788	1.57	0.2781
2013-08-13	2013-06-30	13F	CATERPILLAR INC DEL	COM	149123101	33,990,309	33,990,309		2,803,860		0.2945

Legend

Shares: The total number of shares held by the institution at the end of the reporting period (the effective date). This is provided in the filing.
Value: The total value of the shares as of the effective date. This is provided in the filing.
Avg. Share Price: The weighted average share price of the shares held by the institution. We use FIFO accounting to determine this price
Class: This is the security class as indicated by the filer. There are a variety of values for this field. Common values include "EC" = equity common, "EP" - equity preferred

Allocation (%): The percent of the institution's portfolio that this position represents. This is provided in NPORT filings. For 13F filings, we calculate it.
Change in Allocation: The change in allocation from the prior reporting period. This is calculated as current allocation - prior allocation.
Change in Allocation (%): The percent change in allocation from the prior reporting period. This is calculated as (current allocation - prior allocation) / prior allocation.
Cost Basis: The total cost of the shares held. This is calculated as reported shares * avg. share price
Unrealized Gain/Loss: This is the market value of the position as of the effective date minus the cost basis.