SHLD Insider Trading - Global X Funds - Global X Defense Tech ETF

Totalt antal insynspersoner

Insider Sentiment Score

Insider sentiment score hittar de företag som köps av foretagsinsynspersoner.

Det är resultatet av en sofistikerad, kvantitativ multifaktormodell som identifierar företag med de högsta nivåerna av insiderackumulation. Poängmodellen använder en kombination av nettoantalet insiders som köpt de föregående 90 dagarna, det totala antalet aktier som köpts i procent av aktiekapitalet och det totala antalet aktier som ägs av insiders. Siffran sträcker sig från 0 till 100, med högre siffror som indikerar en högre nivå av ackumulering för sina kamrater, och 50 är genomsnittet.

Uppdateringsfrekvens: Dagligen

Se Insiders Top Picks, som ger en lista över företag med högsta insiderackumulation.

Se Högst rankade aktier

Office Sentiment Score

Officersentiment Score hittar företag som köps av Corporate Officers.

Per definition Corporate Officers är Corporate Insiders, men till skillnad från vissa av de andra Insiders (10 % aktieägare och styrelseledamöter), arbetar ämbetsmän för företaget dagligen och de använder sina egna pengar när de handlar . (10 % aktieägare och styrelseledamöter är ofta fondförvaltare som förvaltar andras pengar.) Som sådan är insideraffärer som görs av tjänstemän mycket mer betydelsefulla och bör behandlas på lämpligt sätt.

Liksom Insider Sentiment Score är Officer Sentiment Score resultatet av en sofistikerad, kvantitativ multifaktormodell som identifierar företag med de högsta nivåerna av officersackumulering.

Uppdateringsfrekvens: Dagligen

Se insiderns bästa val, vilket ger en lista över företag med högsta insider sentiment.

Se Högst rankade aktier

Viktiga insidernyckeltal

Denna kort visar hur företaget rankas längs olika insidernyckeltal. Procenttilrankningen visar hur detta företag jämförs med andra företag på USA-marknaden. Högre rankingar indikerar bättre situationer.

Till exempel anses det allmänt att insiderköp är en positiv indikator, så företag med mer insiderköp skulle rankas högre än företag med mindre insiderköp (eller til och med insiderförsäljning).

Nettoantalet insiders som köper (rankning)

N/A

Nettoantalet insiders som köper är den totala mängden insiders som säljer minus det totala antalet insiders som säljer under de senaste 90 dagarna. Percentilrankningen visas här (intervall från 0 till 100%).

Procent av flytande köpta av insiders (ranking)

N/A

Procentandelen av aktier köpta av insiders är det totala antalet aktier som köpts av insiders minus det totala antalet aktier som sålts av insiders under de senaste 90 dagarna, dividerat med det totala antalet aktier och multiplicerat med 100.

Insiderhandelsdiagram

Global X Funds - Global X Defense Tech ETF insideraffärer visas i följande diagram. Insiders är tjänstemän, styrelseledamöter eller betydande investerare i ett företag. I allmänhet är det i allmänhet olagligt för insiders att göra affärer i sina företag baserat på väsentlig, icke-offentlig information. Detta betyder inte att det är olagligt för dem att göra några affärer i sina egna företag. De måste dock rapportera alla affärer till SEC via ett formulär 4.

Insiderlista och lönsamhetsstatistik

Den här tabellen visar listan över kända insiders och genereras automatiskt från anmälningar som avslöjas till SEC. Förutom namnen, den senaste titeln och direktören, tjänstemannen eller ägarbeteckningen på 10 %, tillhandahåller vi de senaste avslöjade innehaven. Dessutom, när det är möjligt tillhandahåller vi insiderns historiska handelsresultat. Det historiska handelsresultatet är ett vägt genomsnitt av resultatet för faktiska köptransaktioner på den öppna marknaden som insidern gjort. För mer information om hur detta beräknas, titta på detta YouTube-webinarium.

See our leaderboard of most profitable insider traders.

Insider	Aktier Ägda	Delad Justerad
Cesar L Alvarez Director - [D]	0	0
James P Andrew Chief Administrative Officer - [O]	0	0
Arora Arun D. SVP&Pres,HomeApp&HomeSvcs - [O]	0	0
Karen A Austin EVP & CIO - [O]	4 214	4 214
Julie Ainsworth Chief People Officer - [O]	0	0
Jeffrey A Balagna EVP - [O]	0	0
Bruce R Berkowitz Director, 10% Owner - [D] [10%]	942 748	942 748
Ronald D Boire EVP&ChiefMerchandisingOfficer - [O]	42 591	42 591
James Mitchell Bowling CEO - Home Services - [O]	0	0
Donald J Carty Director - [D]	0	0
Kristin M Coleman SVP & General Counsel - [O]	0	0
Crk Partners Ii Lp 10% Owner - [10%]	64 831 910	64 831 910
Crk Partners Llc 10% Owner - [10%]	0	0
William C Crowley 10% Owner - [10%]	47 168	47 168
Alan Jeffrey Carr Director - [D]	0	0
Michael D Collins Chief Financial Officer - [O]	18 278	18 278
Kristine K Crow SVP/GM, Financial Svcs - [O]	6 511	6 511
Louis Dambrosio Director - [D]	55 466	55 466
DePodesta Paul G. Director - [D]	2 500	2 500
Dane A Drobny SVP & General Counsel - [O]	7 481	7 481
Esl Institutional Partners, L.p. 10% Owner - [10%]	0	0
Esl Investment Management Llc 10% Owner - [10%]	9 967 404	9 967 404
Esl Investments, Inc. 10% Owner - [10%]	16 354 726	16 354 726
Esl Investors Llc 10% Owner - [10%]	0	0
Esl Partners, L.p. 10% Owner - [10%]	16 354 726	16 354 726
Fairholme Capital Management Llc Director, 10% Owner - [D] [10%]	799 516	799 516

Insider	Aktier Ägda	Delad Justerad
Fairholme Funds Inc 10% Owner - [10%]	70 660 969	70 660 969
Scott J Freidheim EVP - [O]	0	0
Mark Good EVP/GM, Home Services - [O]	9 636	9 636
John D Goodman EVP, Apparel & Home - [O]	36 354	36 354
Alesia J Haas Director - [D]	0	0
James H Haworth EVP & President, Sears Retail - [O]	0	0
William R Harker SVP, HR & General Counsel - [O]	644	644
Hollar Jason M. Chief Financial Officer - [O]	0	0
Kevin R Holt EVP, Store Operations - [O]	0	0
Eric D Jaffe SVP, Shop Your Way - [O]	3 805	3 805
Alasdair James Pres&ChiefMemberOfficer,Kmart - [O]	0	0
W Bruce Johnson EVP, Off-Mall Businesses - [O]	30 133	30 133
Jpp Ii, Llc 10% Owner - [10%]	52 884 202
Jpp, Llc 10% Owner - [10%]	52 884 202
Imran Jooma EVP&Pres,OL,Mktg,Prcg&FinServ - [O]	11 041	11 041
Kamlani Kunal S. Director - [D]	0	0
William Charles III Kunkler	0
Alan J Lacy Chief Executive Officer, Director - [D] [O]	0	0
Edward S Lampert Director, 10% Owner - [D] [10%]	16 354 726	16 354 726
Aylwin B Lewis President and CEO, Director - [D] [O]	44 415	44 415
Gregory Ladley Member OCEO, President Apparel - [O]	0	0
Girish Lakshman President, Fulfillment - [O]	0	0
Daniel F Laughlin SVP, Merchandising Officer - [O]	6 457	6 457
Robert Luse SVP-HR - [O]	6 738	6 738
Joelle Maher Pres&ChiefMemberOfficer,Sears - [O]	0	0
Michael A Miles Director - [D]	0	0
James P Mixon SVP Logistics & Transportation - [O]	5 194	5 194

Insider	Aktier Ägda	Delad Justerad
Steven T Mnuchin Director - [D]	0	0
Leena Munjal Chief Digital Officer - [O]	9 019	9 019
Maureen A McGuire EVP & Chf Mktg Officer - [O]	10 414	10 414
Mohsin Y Meghji Chief Restructuring Officer - [O]	0	0
Robert Naedele Chief Commercial Officer - SYW - [O]	6 988	6 988
Benito David Pastrana President, Apparel - [O]	3 150	3 150
Lynn Pendergrass President, Hardlines - [O]	0	0
Richard C Perry Director - [D]	1 815 928	1 815 928
James Politeski President, HA & CE - [O]	0	0
William K Phelan SVP, Finance - [O]	2 812	2 812
Rbs Investment Management, L.l.c. 10% Owner - [10%]	0	0
Rbs Partners, L.p. 10% Owner - [10%]	16 354 726	16 354 726
Ann N Reese	0
Robert A Riecker VP,Controller&ChiefAcctngOffcr - [O]	6	6
Allen R Ravas SVP, Finance & Treasurer - [O]	9 262	9 262
Stuart C Reed SVP & Pres. - Home Services - [O]	3 790	3 790
Robert A Schriesheim EVP & CFO - [O]	45 103	45 103
SPE I Partners, L.P. 10% Owner - [10%]	16 354 726	16 354 726
SPE Master I, L.P. 10% Owner - [10%]	16 354 726	16 354 726
Perry Dean Schwartz President, Hardlines - [O]	3 528	3 528
Sitley Stephen L. General Counsel - [O]	1 758	1 758
Sean Skelley President, Home Services - [O]	0	0
Thomas J Tisch Director - [D]	1 027 380	1 027 380
William L Transier Director - [D]	0	0
Peter J Whitsett SVP, Merchandising Officer - [O]	3 496	3 496
Corwin Yulinsky EVP, Cust Strat & Insight - [O]	6 256	6 256
Stephan Zoll President, Online - [O]	0	0

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Track Records av insiderköp - Kortsiktig vinstanalys

I denna sektion analyserar vi lönsamheten för varje oplanerat, öppet-marknads insiderköp gjorda i SHLD / Global X Funds - Global X Defense Tech ETF. Denna analys hjälper till att förstå om insidern konsekvent genererar onormala avkastningar och är värd att följa. Denna analys är för ett år efter varje handel, och resultaten är teoretiska .

Tabellen nedan visar de senaste köpen på öppna marknaden som inte var en del av en automatisk handelsplan.

Handelsdatum	Insider	Rapporterade aktier	Rapporterat pris	Justerade aktier	Justerat pris	Kostnadsbasis	Dagar til Max	Pris vid Max
2019-02-01	LAMPERT EDWARD S						731	28.4703
2019-02-01	LAMPERT EDWARD S
2017-03-27	FAIRHOLME CAPITAL MANAGEMENT LLC	6 376	8,4500	6 376	8,4500	53 877
2017-03-27	FAIRHOLME CAPITAL MANAGEMENT LLC	7 700	8,4600	7 700	8,4600	65 142
2017-03-24	FAIRHOLME CAPITAL MANAGEMENT LLC	48 324	8,4000	48 324	8,4000	405 922
2017-03-24	LAMPERT EDWARD S	19 948	8,3934	19 948	8,3934	167 432
2017-03-23	FAIRHOLME CAPITAL MANAGEMENT LLC	224 200	8,0500	224 200	8,0500	1 804 810
2017-03-23	LAMPERT EDWARD S	178 109	8,0720	178 109	8,0720	1 437 696
2017-03-22	FAIRHOLME CAPITAL MANAGEMENT LLC	376 200	7,8700	376 200	7,8700	2 960 694

Justeringar av aktierär de justerade aktierna efter justerat pris. Justeringar av aktierär de justerade aktierna efter uppdelning.

SHLD / Global X Funds - Global X Defense Tech ETF Insider Trades

Track Records av insiderförsäljning - Kortsiktig förlustanalys

Tabellen nedan visar de senaste försäljningarna på öppna marknaden som inte var en del av en automatisk handelsplan.

Handelsdatum	Insider	Rapporterade aktier	Rapporterat pris	Justerade aktier	Justerat pris	Kostnadsbasis	Dagar til Min	Pris vid Min
2019-01-28	LAMPERT EDWARD S						731	29.4500
2019-01-28	LAMPERT EDWARD S
2018-10-10	BERKOWITZ BRUCE R	90 500	0,4200	90 500	0,4200	38 010
2018-10-10	BERKOWITZ BRUCE R	46 900	0,4200	46 900	0,4200	19 698
2018-10-09	BERKOWITZ BRUCE R	19 500	0,5900	19 500	0,5900	11 505
2018-10-09	BERKOWITZ BRUCE R	10 100	0,5900	10 100	0,5900	5 959
2018-10-08	BERKOWITZ BRUCE R	24 400	0,6100	24 400	0,6100	14 884
2018-10-08	BERKOWITZ BRUCE R	12 700	0,6100	12 700	0,6100	7 747
2018-10-05	BERKOWITZ BRUCE R	49 400	0,6500	49 400	0,6500	32 110

Justeringar av aktierär de justerade aktierna efter justerat pris. Justeringar av aktierär de justerade aktierna efter uppdelning.

Transaktionshistorik

Klicka på länkikonen för att se hela transaktionshistoriken. Transaktioner som rapporteras som en del av en automatisk handelsplan 10b5-1 kommer att ha ett X i kolumnen markerad 10b-5.

Fil datum	Handel datum	Schema	Insider	Ticker	Värdepappertitel	Kod	Direkta	Utövningspris	Enhet pris	Enheter ändrad	Värde ändrad (1K)	Kvarvarande Optioner	Kvarvarande Aktier
2019-05-14	2019-05-10	4	LAMPERT EDWARD S See Footnotes	SHLD	Common Stock, par value $0.01 per share	J - Other	I			−3 837 788			16 354 726
2019-02-05	2019-02-01	4	LAMPERT EDWARD S See Footnotes	SHLD	Second Lien Term Loan	P - Purchase	I
2019-02-05	2019-02-01	4	LAMPERT EDWARD S See Footnotes	SHLD	Second Lien Term Loan	P - Purchase	I
2019-01-30	2019-01-28	4	LAMPERT EDWARD S See Footnotes	SHLD	Second Lien Term Loan	S - Sale	I
2019-01-30	2019-01-28	4	LAMPERT EDWARD S See Footnotes	SHLD	Second Lien Term Loan	S - Sale	I
2018-12-31	2018-12-27	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	D - Sale to Issuer	D			−1 327 137			32 348 223
2018-10-24		3	Ladley Gregory	SHLD	Common Stock		D						0
2018-10-19		3	Meghji Mohsin Y	SHLD	Common Stock		D						0
2018-10-17		3	TRANSIER WILLIAM L	SHLD	Common Stock		D						0
2018-10-15		3	Carr Alan Jeffrey	SHLD	Common Stock		D						0
2018-10-12	2018-10-10	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		0,4200	−90 500	−38		942 748
2018-10-12	2018-10-10	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	D		0,4200	−46 900	−20		490 316
2018-10-09	2018-10-09	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		0,5900	−19 500	−12		1 033 248
2018-10-09	2018-10-09	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	D		0,5900	−10 100	−6		537 216
2018-10-09	2018-10-08	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		0,6100	−24 400	−15		1 052 748
2018-10-09	2018-10-08	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	D		0,6100	−12 700	−8		547 316
2018-10-09	2018-10-05	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		0,6500	−49 400	−32		1 077 148
2018-10-09	2018-10-05	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	D		0,6500	−25 700	−17		560 016
2018-10-03	2018-10-03	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		0,8300	−1 600	−1		1 126 548
2018-10-03	2018-10-02	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		0,8200	−35 900	−29		1 128 148
2018-10-03	2018-10-02	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	D		0,8200	−19 400	−16		585 716
2018-10-03	2018-10-01	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		0,8300	−82 800	−69		1 164 048
2018-10-03	2018-10-01	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	D		0,8300	−42 400	−35		605 116
2018-10-02	2018-09-28	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			159 574			33 675 360
2018-09-05	2018-08-31	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			159 574			33 515 786
2018-08-28	2018-08-27	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		1,1005	−32 000	−35		1 246 848
2018-08-28	2018-08-24	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		1,1125	−105 500	−117		1 278 848
2018-08-28	2018-08-24	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	D		1,1125	−72 000	−80		647 516
2018-08-23	2018-08-23	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		1,1255	−1 200	−1		1 384 348
2018-08-23	2018-08-22	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		1,1857	−123 600	−147		1 385 548
2018-08-23	2018-08-21	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		1,2354	−30 500	−38		1 509 148
2018-08-23	2018-08-21	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	D		1,2354	−80 000	−99		719 516
2018-08-02	2018-07-31	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			159 575			33 356 212
2018-07-03	2018-06-29	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			159 575			33 196 637
2018-06-05	2018-06-01	4	MUNJAL LEENA	SHLD	Restricted Stock Units	M - Exercise	D			−3 960		0
2018-06-05	2018-06-01	4	MUNJAL LEENA	SHLD	Common Stock	F - Taxes	D		2,2800	−1 161	−3		9 019
2018-06-05	2018-06-01	4	MUNJAL LEENA	SHLD	Common Stock	M - Exercise	D			3 960			10 180
2018-06-04	2018-05-31	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			159 575			33 037 062
2018-05-02	2018-04-30	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			159 575			32 877 487
2018-04-03	2018-03-30	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			159 575			32 717 912
2018-03-22	2018-03-20	4	LAMPERT EDWARD S See Footnotes	SHLD	Second Lien Term Loan	A - Award	I
2018-03-22	2018-03-20	4	LAMPERT EDWARD S	SHLD	6 5/8% Senior Secured Convertible PIK Toggle Notes	A - Award	D
2018-03-22	2018-03-20	4	LAMPERT EDWARD S See Footnotes	SHLD	Second Lien Term Loan	A - Award	I
2018-03-22	2018-03-20	4	LAMPERT EDWARD S See Footnotes	SHLD	8% Senior Unsecured Convertible PIK Toggle Notes	A - Award	I
2018-03-22	2018-03-20	4	LAMPERT EDWARD S	SHLD	8% Senior Unsecured Convertible PIK Toggle Notes	A - Award	D
2018-03-22	2018-03-20	4	LAMPERT EDWARD S See Footnotes	SHLD	6 5/8% Senior Secured Convertible PIK Toggle Notes	A - Award	I
2018-03-22	2018-03-20	4	REESE ANN N	SHLD	8% Senior Unsecured Convertible PIK Toggle Notes due 2019	A - Award	D	8,33
2018-03-22	2018-03-20	4	TISCH THOMAS J By Trusts	SHLD	8% Senior Unsecured Convertible PIK Toggle Notes due 2019	A - Award	I	8,33
2018-03-22	2018-03-20	4	TISCH THOMAS J	SHLD	8% Senior Unsecured Convertible PIK Toggle Notes due 2019	A - Award	D	8,33				78 500
2018-03-22	2018-03-20	4	TISCH THOMAS J By Spouse	SHLD	8% Senior Unsecured Convertible PIK Toggle Notes due 2019	A - Award	I	8,33				78 500
2018-03-22	2018-03-20	4	Kunkler William Charles III By Spouse	SHLD	8% Senior Unsecured Convertible PIK Toggle Notes due 2019	A - Award	I	8,33
2018-03-22	2018-03-20	4	Kunkler William Charles III	SHLD	8& Senior Unsecured Convertible PIK Toggle Notes due 2019	A - Award	D	8,33
2018-03-02	2018-02-28	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			159 575			32 558 337
2018-02-02	2018-01-31	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			50 539			32 398 762
2018-01-29	2018-01-26	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		2,5300	−1 266 700	−3 205		18 808 910
2018-01-29	2018-01-25	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		2,8600	−350 700	−1 003		20 142 685
2018-01-16	2018-01-11	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		3,4500	−567 600	−1 958		20 493 385
2018-01-10	2018-01-10	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		3,3100	−1 441 500	−4 771		21 060 985
2018-01-10	2018-01-09	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		3,3300	−355 200	−1 183		23 478 964
2018-01-10	2018-01-08	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		3,4300	−415 700	−1 426		23 834 164
2018-01-03	2017-12-29	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			50 539			32 348 223
2017-12-04	2017-11-30	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			50 539			32 297 684
2017-11-17		3	Sitley Stephen L. Held in 401(k) account	SHLD	Common Stock		I						1 995
2017-11-17		3	Sitley Stephen L.	SHLD	Common Stock		D						1 758
2017-11-17		3	Sitley Stephen L. Held in 401(k) account	SHLD	Common Stock		I						1 995
2017-11-17		3	Sitley Stephen L.	SHLD	Common Stock		D						1 758
2017-11-16		3	Bowling James Mitchell	SHLD	Common Stock		D						0
2017-11-16	2017-11-14	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	J - Other	I	25,69		69 481		5 115 687
2017-11-16	2017-11-14	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	J - Other	I	25,69		−69 481		5 046 206
2017-11-16	2017-11-14	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	J - Other	I	25,69		3 900		5 115 687
2017-11-16	2017-11-14	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	J - Other	I	25,69		−3 900		5 111 787
2017-11-16	2017-11-14	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	J - Other	I			255 502			24 249 864
2017-11-16	2017-11-14	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	J - Other	I			−255 502			23 994 362
2017-11-16	2017-11-14	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	J - Other	I			248 782			24 249 864
2017-11-16	2017-11-14	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	J - Other	I			−248 782			24 001 082
2017-11-16	2017-11-14	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		3,8500	−63 100	−243		24 249 864
2017-11-16	2017-11-14	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		3,8500	−398 900	−1 536		24 312 964
2017-11-13	2017-11-13	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		4,2600	−5 300	−23		24 711 864
2017-11-13	2017-11-13	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		4,2600	−33 500	−143		26 859 718
2017-11-13	2017-11-10	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		4,6200	−24 900	−115		26 893 218
2017-11-13	2017-11-10	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		4,6200	−156 500	−723		26 918 118
2017-11-13	2017-11-09	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		4,6100	−19 700	−91		27 074 618
2017-11-13	2017-11-09	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		4,6100	−124 100	−572		27 094 318
2017-11-02	2017-10-31	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			50 539			32 247 145
2017-10-13	2017-10-12	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Warrants to Purchase Common Stock, par value $0.01	J - Other	D	25,69		−810 345		825 146
2017-10-13	2017-10-12	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Warrants to Purchase Common Stock, par value $0.01	J - Other	I	25,69		1 054 177		5 268 558
2017-10-13	2017-10-12	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Warrants to Purchase Common Stock, par value $0.01	J - Other	I	25,69		−1 054 177		5 084 259
2017-10-13	2017-10-12	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Warrants to Purchase Common Stock, par value $0.01	J - Other	I	25,69		1 085 782		6 138 436
2017-10-13	2017-10-12	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Warrants to Purchase Common Stock, par value $0.01	J - Other	I	25,69		−1 085 782		5 052 684
2017-10-13	2017-10-12	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Warrants to Purchase Common Stock, par value $0.01	J - Other	I	25,69		−546 747		6 138 436
2017-10-13	2017-10-12	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	J - Other	D			−727 816			799 516
2017-10-13	2017-10-12	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	J - Other	I			946 816			27 218 418
2017-10-13	2017-10-12	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	J - Other	I			−946 816			27 405 868
2017-10-13	2017-10-12	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	J - Other	I			975 204			28 352 684
2017-10-13	2017-10-12	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	J - Other	I			−975 204			27 377 480
2017-10-13	2017-10-12	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	J - Other	I			−491 064			28 352 684
2017-10-03	2017-09-29	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			50 539			32 196 606
2017-09-25		3	Naedele Robert	SHLD	Common Stock		D						6 988
2017-09-25		3	Naedele Robert	SHLD	Common Stock		D						6 988
2017-09-21		3	Ainsworth Julie	shld	Common Stock		D						0
2017-09-05	2017-08-31	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			50 539			32 146 067
2017-08-02	2017-07-31	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			50 539			32 095 528
2017-07-05	2017-06-30	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			50 539			32 044 989
2017-06-05	2017-06-01	4	JAFFE ERIC D	SHLD	Restricted Stock Units	M - Exercise	D			−3 168		3 168
2017-06-05	2017-06-01	4	JAFFE ERIC D	SHLD	Common Stock	F - Taxes	D		7,5500	−1 224	−9		3 805
2017-06-05	2017-06-01	4	JAFFE ERIC D	SHLD	Common Stock	M - Exercise	D			3 168			5 029
2017-06-05	2017-06-01	4	MUNJAL LEENA	SHLD	Restricted Stock Units	M - Exercise	D			−3 960		3 960
2017-06-05	2017-06-01	4	MUNJAL LEENA	SHLD	Common Stock	F - Taxes	D		7,5500	−1 232	−9		6 220
2017-06-05	2017-06-01	4	MUNJAL LEENA	SHLD	Common Stock	M - Exercise	D			3 960			7 452
2017-06-02	2017-05-31	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			50 539			31 994 450
2017-05-04		3	Schwartz Perry Dean	SHLD	Common Stock		D						3 528
2017-05-04		3	Schwartz Perry Dean	SHLD	Common Stock		D						3 528
2017-05-02	2017-04-28	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			50 539			31 943 911
2017-04-04	2017-03-31	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			50 539			31 893 372
2017-03-27	2017-03-27	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	P - Purchase	I		8,4600	7 700	65		28 843 748
2017-03-27	2017-03-27	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	P - Purchase	I		8,4500	6 376	54		28 836 048
2017-03-27	2017-03-24	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	P - Purchase	I		8,4000	48 324	406		28 829 672
2017-03-27	2017-03-23	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	P - Purchase	I		8,0500	224 200	1 805		28 781 348
2017-03-24	2017-03-24	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	P - Purchase	D		8,3934	19 948	167		31 842 833
2017-03-24	2017-03-23	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	P - Purchase	D		8,0720	178 109	1 438		31 822 885
2017-03-24	2017-03-22	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	P - Purchase	D		7,8290	327 879	2 567		31 644 776
2017-03-22	2017-03-22	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	P - Purchase	I		8,0000	41 000	328		28 557 148
2017-03-22	2017-03-22	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	P - Purchase	I		7,9600	40 000	318		28 555 248
2017-03-22	2017-03-22	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	P - Purchase	I		7,8700	376 200	2 961		28 515 248
2017-03-22	2017-03-21	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	P - Purchase	I		9,0000	150 000	1 350		28 139 048
2017-03-22	2017-03-20	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	P - Purchase	I		8,9900	6 700	60		27 989 048
2017-03-17	2017-03-17	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	P - Purchase	I		8,8600	78 400	695		27 982 348
2017-03-17	2017-03-16	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	P - Purchase	I		8,7600	64 500	565		27 903 948
2017-03-17	2017-03-15	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	P - Purchase	I		8,7500	79 200	693		27 839 448
2017-03-14	2017-03-14	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	P - Purchase	I		8,8200	197 700	1 744		27 760 248
2017-03-14	2017-03-10	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	P - Purchase	I		8,3300	84 200	701		27 562 548
2017-03-07	2017-03-03	4	PASTRANA BENITO DAVID	SHLD	Restricted Stock Units	M - Exercise	D			−1 667		1 667
2017-03-07	2017-03-03	4	PASTRANA BENITO DAVID	SHLD	Common Stock	F - Taxes	D		7,6200	−617	−5		3 150
2017-03-07	2017-03-03	4	PASTRANA BENITO DAVID	SHLD	Common Stock	M - Exercise	D			1 667			3 767
2017-03-02	2017-02-28	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			50 540			31 316 897
2017-02-21		3	Skelley Sean	SHLD	Common Stock		D						0
2017-01-31	2017-01-27	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			22 124			31 266 357
2017-01-12	2017-01-10	4	TISCH THOMAS J Trusts	SHLD	Common Stock	J - Other	I			93 902			1 027 380
2017-01-12	2017-01-10	4	TISCH THOMAS J Spouse	SHLD	Common Stock	J - Other	I			26 006			26 006
2017-01-12	2017-01-10	4	TISCH THOMAS J	SHLD	Common Stock	J - Other	D			113 185			734 009
2017-01-11	2017-01-10	4	LAMPERT EDWARD S See Footnotes	SHLD	Common Stock, par value $0.01 per share	J - Other	I			−2 268			0
2017-01-11	2017-01-10	4	LAMPERT EDWARD S See Footnotes	SHLD	Common Stock, par value $0.01 per share	J - Other	I			−1 800 126			20 192 514
2017-01-04	2016-12-30	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			22 124			31 244 233
2016-12-27	2016-12-22	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	S - Sale	I		9,4300	−8 700	−82		27 644 648
2016-12-12	2016-12-09	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Warrants to Purchase Common Stock, par value $0.01	S - Sale	I	25,69	3,7000	−3 132	−12	6 703 767
2016-12-12	2016-12-09	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	S - Sale	I		11,9600	−24 800	−297		27 653 348
2016-12-12	2016-12-08	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	S - Sale	I		12,7000	−21 400	−272		27 678 148
2016-12-02	2016-11-30	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			22 124			31 222 109
2016-11-02	2016-10-31	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			22 124			31 199 985
2016-10-21		3	Hollar Jason M.	SHLD	Common Stock		D						0
2016-10-11	2016-10-07	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Warrants to Purchase Common Stock, par value $0.01	S - Sale	I	25,69	3,8000	−1 407	−5	6 713 885
2016-10-11	2016-10-07	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	S - Sale	I		11,6800	−11 700	−137		27 756 048
2016-10-04	2016-09-30	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			22 124			31 177 861
2016-09-22		3	POLITESKI JAMES	SHLD	Common Stock		D						0
2016-09-02	2016-08-31	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			22 124			31 155 737
2016-08-15	2016-08-11	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Warrants to Purchase Common Stock, par value $0.01	S - Sale	I	25,69	5,4900	−299	−2	6 715 292
2016-08-15	2016-08-11	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	S - Sale	I		17,0900	−1 900	−32		27 767 748
2016-08-02	2016-07-29	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			22 124			31 133 613
2016-07-05	2016-06-30	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			22 124			31 111 489
2016-06-27	2016-06-23	4	BALAGNA JEFFREY A	SHLD	Common Stock	S - Sale	D		13,8200	−7 643	−106		0
2016-06-15	2016-06-13	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	P - Purchase	I		12,1200	105 300	1 276		27 791 848
2016-06-14	2016-06-12	4	BALAGNA JEFFREY A	SHLD	Common Stock	F - Taxes	D		12,5000	−3 451	−43		7 643
2016-06-10		3	ZOLL STEPHAN	SHLD	Common Stock		D						0
2016-06-10	2016-06-10	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	P - Purchase	I		12,4400	3 100	39		27 686 548
2016-06-10	2016-06-10	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	P - Purchase	I		12,4900	34 100	426		27 683 448
2016-06-10	2016-06-10	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	P - Purchase	I		12,4900	10 400	130		27 649 348
2016-06-10	2016-06-10	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	P - Purchase	I		12,5000	41 400	518		27 638 948
2016-06-10	2016-06-09	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	P - Purchase	I		12,9200	76 000	982		27 597 548
2016-06-10	2016-06-08	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	P - Purchase	I		13,2600	21 000	278		27 521 548
2016-06-07	2016-06-07	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	P - Purchase	I		13,5000	144 100	1 945		27 500 548
2016-06-07	2016-06-06	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	P - Purchase	I		13,0000	17 700	230		27 356 448
2016-06-07	2016-06-03	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	P - Purchase	I		13,0000	98 800	1 284		27 338 748
2016-06-03	2016-06-01	4	MUNJAL LEENA	SHLD	Restricted Stock Units	M - Exercise	D			−3 959		7 920
2016-06-03	2016-06-01	4	MUNJAL LEENA	SHLD	Common Stock	F - Taxes	D		12,5000	−1 232	−15		3 492
2016-06-03	2016-06-01	4	MUNJAL LEENA	SHLD	Common Stock	M - Exercise	D			3 959			4 724
2016-06-03	2016-06-01	4	JAFFE ERIC D	SHLD	Restricted Stock Units	M - Exercise	D			−3 167		6 336
2016-06-03	2016-06-01	4	JAFFE ERIC D	SHLD	Common Stock	F - Taxes	D		12,5000	−1 306	−16		1 861
2016-06-03	2016-06-01	4	JAFFE ERIC D	SHLD	Common Stock	M - Exercise	D			3 167			3 167
2016-06-02	2016-05-31	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			22 124			31 089 365
2016-06-01	2016-06-01	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	P - Purchase	I		12,4800	14 900	186		27 239 948
2016-06-01	2016-06-01	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	P - Purchase	I		12,5100	3 400	43		27 264 848
2016-06-01	2016-06-01	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	P - Purchase	I		12,5100	8 900	111		27 261 448
2016-06-01	2016-06-01	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	P - Purchase	I		12,6200	280 000	3 534		27 252 548
2016-06-01	2016-05-31	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	P - Purchase	I		13,2700	182 000	2 415		26 972 548
2016-06-01	2016-05-31	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	P - Purchase	I		13,2000	11 500	152		26 790 548
2016-06-01	2016-05-31	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	P - Purchase	I		13,1700	6 700	88		26 779 048
2016-06-01	2016-05-27	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	P - Purchase	I		13,3000	270 600	3 599		26 772 348
2016-05-19		3	JAFFE ERIC D	SHLD	Common Stock		D						0
2016-05-19		3	PASTRANA BENITO DAVID	SHLD	Common Stock		D						0
2016-05-03	2016-04-29	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			22 124			31 067 241
2016-04-12	2016-04-11	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	P - Purchase	D		14,3977	1 924	28		31 045 117
2016-04-12	2016-04-08	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	P - Purchase	D		14,3406	55 337	794		31 043 193
2016-04-08	2016-04-07	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Warrants to Purchase Common Stock, par value $0.01	S - Sale	I	25,69	4,1500	−3 793	−16	6 726 783
2016-04-08	2016-04-06	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Warrants to Purchase Common Stock, par value $0.01	S - Sale	I	25,69	4,3600	−800	−3	6 730 576
2016-04-08	2016-04-06	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	S - Sale	I		14,4700	−25 400	−368		26 501 748
2016-04-04	2016-03-31	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			22 124			30 987 856
2016-03-31		3	ANDREW JAMES P	SHLD	Common Stock		D						0
2016-03-31	2016-03-31	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $0.01 par value	P - Purchase	I		15,2000	50 000	760		26 527 148
2016-03-31	2016-03-30	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	P - Purchase	I		15,1800	50 000	759		26 477 148
2016-03-31	2016-03-30	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	S - Sale	I		15,1500	−58 200	−882		26 427 148
2016-03-31	2016-03-29	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	P - Purchase	I		14,6900	50 000	734		26 485 348
2016-03-31	2016-03-29	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	S - Sale	I		14,8600	−75 200	−1 117		26 435 348
2016-03-28	2016-03-28	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	S - Sale	I		14,9700	−23 500	−352		26 510 548
2016-03-28	2016-03-24	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	S - Sale	I		15,1200	−46 100	−697		26 534 048
2016-03-28	2016-03-23	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	S - Sale	I		15,0100	−53 400	−802		26 580 148
2016-03-24	2016-03-24	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	P - Purchase	D		14,8545	18 622	277		30 965 732
2016-03-24	2016-03-22	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	P - Purchase	D		14,7394	49 649	732		30 947 110
2016-03-22	2016-03-22	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Warrants to Purchase Common Stock, par value $0.01	S - Sale	I	25,69	5,0100	−2 886	−14	6 731 376
2016-03-22	2016-03-22	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $0.01 par value	S - Sale	I		14,8300	−25 800	−383		26 633 548
2016-03-22	2016-03-21	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	S - Sale	I		15,5600	−35 700	−555		26 659 348
2016-03-22	2016-03-18	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Warrants to Purchase Common Stock, par value $0.01	S - Sale	I	25,69	5,3100	−12 100	−64	6 734 262
2016-03-22	2016-03-18	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	S - Sale	I		15,9500	−180 800	−2 884		26 695 048
2016-03-17	2016-03-17	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	S - Sale	I		15,1900	−155 300	−2 359		26 875 848
2016-03-17	2016-03-16	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	S - Sale	I		15,2900	−50 600	−774		27 031 148
2016-03-17	2016-03-15	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Warrants to Purchase Common Stock, par value $0.01	S - Sale	I	25,69	5,5000	−1 900	−10	6 746 362
2016-03-17	2016-03-15	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	P - Purchase	I		15,9100	50 000	796		27 081 748
2016-03-17	2016-03-15	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	S - Sale	I		15,9800	−60 000	−959		27 031 748
2016-03-14	2016-03-14	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Warrants to Purchase Common Stock, par value $0.01	S - Sale	I	25,69	5,5000	−2 100	−12	6 748 262
2016-03-14	2016-03-14	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	P - Purchase	I		16,8000	15 400	259		27 091 748
2016-03-14	2016-03-14	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	S - Sale	I		16,7400	−122 600	−2 052		27 076 348
2016-03-14	2016-03-11	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Warrants to Purchase Common Stock, par value $0.01	S - Sale	I	25,69	5,4800	−200	−1	6 750 362
2016-03-14	2016-03-11	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	P - Purchase	I		16,7900	34 600	581		27 198 948
2016-03-14	2016-03-11	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	S - Sale	I		16,8400	−71 000	−1 196		27 164 348
2016-03-14	2016-03-10	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Warrants to Purchase Common Stock, par value $0.01	S - Sale	I	25,69	5,5300	−12 800	−71	6 750 562
2016-03-14	2016-03-10	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	S - Sale	I		16,9200	−27 100	−459		27 235 348
2016-03-09	2016-03-09	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Warrants to Purchase Common Stock, par value $0.01	S - Sale	I	25,69	5,4900	−11 700	−64	6 763 362
2016-03-09	2016-03-09	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	S - Sale	I		17,3500	−40 700	−706		27 262 448
2016-03-09	2016-03-08	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Warrants to Purchase Common Stock, par value $0.01	S - Sale	I	25,69	5,6000	−7 900	−44	6 775 062
2016-03-09	2016-03-08	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	S - Sale	I		17,9100	−57 100	−1 023		27 303 148
2016-03-09	2016-03-07	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Warrants to Purchase Common Stock, par value $0.01	S - Sale	I	25,69	5,5700	−19 600	−109	6 782 962
2016-03-09	2016-03-07	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	S - Sale	I		18,1900	−143 200	−2 605		27 360 248
2016-03-07		3	HAAS ALESIA J	SHLD	Common Stock		D						0
2016-03-04	2016-03-04	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Warrants to Purchase Common Stock, par value $0.01	S - Sale	I	25,69	5,6400	−4 600	−26	6 802 562
2016-03-04	2016-03-04	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	S - Sale	I		18,4000	−96 200	−1 770		27 503 448
2016-03-04	2016-03-03	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	S - Sale	I		18,0000	−219 900	−3 958		27 612 348
2016-03-04	2016-03-02	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Warrants to Purchase Common Stock, par value $0.01	S - Sale	I	25,69	5,7400	−400	−2	6 809 097
2016-03-04	2016-03-02	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	S - Sale	I		17,6800	−113 600	−2 008		27 832 248
2016-03-02	2016-02-29	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			22 123			30 897 461
2016-03-01	2016-03-01	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Warrants to Purchase Common Stock, par value $0.01	S - Sale	I	25,69	5,7100	−2 500	−14	6 809 497
2016-03-01	2016-03-01	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	S - Sale	I		17,2000	−35 900	−617		27 945 848
2016-03-01	2016-02-29	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	S - Sale	I		17,9700	−24 100	−433		27 981 748
2016-03-01	2016-02-26	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Warrants to Purchase Common Stock, par value $0.01	S - Sale	I	25,69	6,0100	−4 135	−25	6 811 997
2016-03-01	2016-02-26	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	S - Sale	I		17,5100	−20 100	−352		28 005 848
2016-02-25		3	FAIRHOLME FUNDS INC	SHLD	Common Shares, $.01 par value		D						59 767 994
2016-02-25		3	FAIRHOLME FUNDS INC	SHLD	Common Shares, $.01 par value		I						70 660 969
2016-02-25		3	FAIRHOLME FUNDS INC	SHLD	Common Shares, $.01 par value		D						59 767 994
2016-02-25		3	FAIRHOLME FUNDS INC	SHLD	Common Shares, $.01 par value		I						70 660 969
2016-02-25		3	FAIRHOLME FUNDS INC	SHLD	Common Shares, $.01 par value		D						59 767 994
2016-02-25		3	FAIRHOLME FUNDS INC	SHLD	Common Shares, $.01 par value		I						70 660 969
2016-02-25	2016-02-23	4	FAIRHOLME CAPITAL MANAGEMENT LLC	SHLD	Common Shares, $.01 par value	P - Purchase	I		17,4000	2 400	42		28 025 948
2016-02-17	2016-02-16	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	S - Sale	I	25,69	6,1000	−139	−1	6 816 132
2016-02-17	2016-02-16	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		15,5000	19 900	308		28 023 548
2016-02-17	2016-02-12	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	S - Sale	I	25,69	6,2300	−2 800	−17	6 816 552
2016-02-17	2016-02-12	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		15,4800	−7 300	−113		28 003 648
2016-02-17	2016-02-11	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		15,0000	16 600	249		28 010 948
2016-02-12	2016-02-11	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	P - Purchase	D		14,9879	33 569	503		30 875 338
2016-02-12	2016-02-10	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	P - Purchase	D		15,1969	145 000	2 204		30 841 769
2016-02-10	2016-02-10	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	S - Sale	I	25,69	6,2100	−1 865	−12	6 819 352
2016-02-10	2016-02-10	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		15,3000	−10 200	−156		27 994 348
2016-02-10	2016-02-10	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		15,1000	50 000	755		28 597 548
2016-02-10	2016-02-09	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		15,6400	10 200	160		28 547 548
2016-02-10	2016-02-09	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		15,7100	7 100	112		28 537 348
2016-02-10	2016-02-09	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		15,4700	50 000	774		28 530 248
2016-02-10	2016-02-09	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		15,7400	6 600	104		28 480 248
2016-02-10	2016-02-08	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		16,3400	2 100	34		28 473 648
2016-02-02	2016-01-29	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			1 484			30 696 769
2016-02-02	2016-01-29	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			11 777			30 695 285
2016-02-02	2016-02-01	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		16,6500	4 000	67		28 471 548
2016-02-02	2016-01-29	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		17,4900	32 600	570		28 467 548
2016-01-27	2016-01-26	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		16,7400	21 700	363		28 434 948
2016-01-27	2016-01-26	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		16,6500	6 500	108		28 413 248
2016-01-27	2016-01-26	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		16,5100	4 000	66		28 406 748
2016-01-27	2016-01-26	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		17,0000	500	8		28 402 748
2016-01-27	2016-01-25	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		18,1900	6 800	124		28 402 248
2016-01-22	2016-01-20	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		16,4800	10 000	165		28 395 448
2016-01-19	2016-01-19	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		17,1900	17 900	308		28 385 448
2016-01-19	2016-01-15	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		17,0700	84 100	1 436		28 367 548
2016-01-19	2016-01-14	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		18,1500	40 000	726		28 283 448
2016-01-13	2016-01-13	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		18,5700	10 000	186		28 243 448
2016-01-13	2016-01-12	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		17,9900	10 000	180		28 233 448
2016-01-13	2016-01-11	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		17,5200	17 000	298		28 223 448
2016-01-08	2016-01-08	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		18,6800	22 800	426		28 206 448
2016-01-08	2016-01-07	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	S - Sale	I	25,69	8,3500	−3 120	−26	6 828 520
2016-01-08	2016-01-07	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		18,4200	20 000	368		28 205 748
2016-01-08	2016-01-06	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	S - Sale	I	25,69	9,5000	−100	−1	6 841 089
2016-01-08	2016-01-06	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		19,1000	54 300	1 037		28 185 748
2016-01-05	2016-01-04	4	LAMPERT EDWARD S See Footnotes	SHLD	Warrants (right to buy)	J - Other	I	25,69		−8 520		0
2016-01-05	2016-01-04	4	LAMPERT EDWARD S See Footnotes	SHLD	Warrants (right to buy	J - Other	I	25,69		−496 268		4 331 951
2016-01-05	2015-12-31	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			1 483			30 683 508
2016-01-05	2015-12-31	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			11 778			30 682 025
2016-01-04	2015-12-31	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		20,2600	4 700	95		28 131 448
2016-01-04	2015-12-31	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		20,2100	16 900	342		28 126 748
2016-01-04	2015-12-31	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		20,2500	21 600	437		28 109 848
2016-01-04	2015-12-31	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		20,2600	12 900	261		28 088 248
2016-01-04	2015-12-30	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		20,6200	311 600	6 425		28 075 348
2015-12-29	2015-12-29	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		21,0700	−21 800	−459		27 763 748
2015-12-29	2015-12-29	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		21,7400	−7 800	−170		27 785 548
2015-12-29	2015-12-29	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		21,2600	3 000	64		27 793 348
2015-12-29	2015-12-29	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		21,2400	7 800	166		27 790 348
2015-12-29	2015-12-29	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		21,3200	13 000	277		27 782 548
2015-12-29	2015-12-29	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		20,8600	79 500	1 658		27 769 548
2015-12-29	2015-12-28	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		21,0200	−15 000	−315		27 690 048
2015-12-29	2015-12-28	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		20,8800	190 900	3 986		27 705 048
2015-12-29	2015-12-24	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		20,9200	−1 000	−21		27 514 148
2015-12-29	2015-12-24	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		20,9200	−5 600	−117		27 515 148
2015-12-29	2015-12-24	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		20,8100	95 900	1 996		27 520 748
2015-12-23	2015-12-22	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		20,4700	−20 000	−409		27 424 848
2015-12-23	2015-12-21	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		19,5100	−19 100	−373		27 444 848
2015-12-23	2015-12-21	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		19,4200	19 400	377		27 463 948
2015-12-21	2015-12-18	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	P - Purchase	D		19,2736	42 433	818		30 670 247
2015-12-21	2015-12-17	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	P - Purchase	D		19,7949	150 000	2 969		30 627 814
2015-12-18	2015-12-18	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		19,3400	6 100	118		27 444 548
2015-12-18	2015-12-17	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		19,6600	70 000	1 376		27 438 448
2015-12-18	2015-12-16	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		20,3700	17 900	365		27 368 448
2015-12-18	2015-12-16	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		20,9800	−10 000	−210		27 350 548
2015-12-17		3	Lakshman Girish	SHLD	Common Stock		D						0
2015-12-17	2015-12-16	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	P - Purchase	D		20,2100	2 300	46		30 477 814
2015-12-17	2015-12-15	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	P - Purchase	D		20,8573	80 097	1 671		30 475 514
2015-12-15	2015-12-15	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		20,8900	38 900	813		27 360 548
2015-12-15	2015-12-15	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		20,9900	2 700	57		27 321 648
2015-12-15	2015-12-15	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		20,9500	−24 800	−520		27 318 948
2015-12-15	2015-12-14	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		21,0300	23 200	488		27 343 748
2015-12-15	2015-12-14	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		21,5600	−16 300	−351		27 320 548
2015-12-15	2015-12-14	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		21,5600	−10 600	−229		27 336 848
2015-12-15	2015-12-11	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		22,0100	153 600	3 381		27 347 448
2015-12-15	2015-12-11	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		22,0500	−18 000	−397		27 193 848
2015-12-15	2015-12-14	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	P - Purchase	D		20,9370	28 331	593		30 395 417
2015-12-15	2015-12-11	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	P - Purchase	D		21,3986	14 854	318		30 367 086
2015-12-11	2015-12-10	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	P - Purchase	D		21,2070	33 744	716		30 352 232
2015-12-11	2015-12-09	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	P - Purchase	D		20,1185	25 698	517		30 318 488
2015-12-10	2015-12-10	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		21,6300	40 000	865		27 211 848
2015-12-10	2015-12-10	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		22,1100	−17 000	−376		27 182 548
2015-12-10	2015-12-09	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		20,2600	14 000	284		27 199 548
2015-12-10	2015-12-09	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		20,5800	−4 600	−95		27 185 548
2015-12-10	2015-12-09	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		20,1300	−11 000	−221		27 190 148
2015-12-10	2015-12-08	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		20,0200	58 000	1 161		143 400
2015-12-10	2015-12-08	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		20,0200	40 000	801		27 143 148
2015-12-10	2015-12-08	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		19,9500	−22 800	−455		27 103 148
2015-12-10	2015-12-08	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		19,9500	−10 000	−200		27 125 948
2015-12-09	2015-12-08	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	P - Purchase	D		19,9839	95 889	1 916		30 292 790
2015-12-09	2015-12-07	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	P - Purchase	D		19,9383	161 119	3 212		30 196 901
2015-12-07	2015-12-07	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		19,9900	53 500	1 069		27 135 948
2015-12-07	2015-12-07	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		19,9900	84 300	1 685		27 082 448
2015-12-07	2015-12-07	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		19,8600	−9 000	−179		26 998 148
2015-12-07	2015-12-04	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		19,7500	−15 600	−308		27 007 148
2015-12-07	2015-12-04	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		19,7100	16 800	331		27 022 748
2015-12-07	2015-12-03	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		18,9100	418 500	7 914		27 005 948
2015-12-02	2015-11-30	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		22,0600	7 000	154		26 587 448
2015-12-02	2015-11-30	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		21,3100	−7 000	−149		26 580 448
2015-12-02	2015-11-30	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			1 483			30 035 782
2015-12-02	2015-11-30	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			11 778			30 034 299
2015-11-04	2015-11-04	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		24,0300	13 100	315		26 587 448
2015-11-04	2015-11-02	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		23,1000	9 000	208		26 587 448
2015-11-03	2015-10-30	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			1 484			30 022 521
2015-11-03	2015-10-30	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			11 777			30 021 037
2015-10-22	2015-10-20	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	17,0000	76 486	1 300	6 841 189
2015-10-16	2015-10-16	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	18,0000	1 296	23	6 764 703
2015-10-16	2015-10-14	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	16,7900	1 278	21	6 763 407
2015-10-14	2015-10-09	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	P - Purchase	D		25,0000	200	5		30 009 260
2015-10-13	2015-10-09	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	18,5800	40 000	743	6 762 129
2015-10-07	2015-10-05	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	18,0000	123	2	6 722 129
2015-10-05	2015-10-02	4	LAMPERT EDWARD S See Footnotes	SHLD	Warrants (right to buy)	J - Other	I	28,41		−140		0
2015-10-05	2015-10-02	4	LAMPERT EDWARD S See Footnotes	SHLD	Warrants (right to buy)	J - Other	I	28,41		−417		0
2015-10-05	2015-10-02	4	LAMPERT EDWARD S See Footnotes	SHLD	Warrants (right to buy)	J - Other	I	28,41		−2 111		0
2015-10-05	2015-10-02	4	LAMPERT EDWARD S See Footnotes	SHLD	Common Stock, par value $0.01 per share	J - Other	I			−747			0
2015-10-05	2015-10-02	4	LAMPERT EDWARD S See Footnotes	SHLD	Common Stock, par value $0.01 per share	J - Other	I			−2 019			0
2015-10-05	2015-10-02	4	LAMPERT EDWARD S See Footnotes	SHLD	Common Stock, par value $0.01 per share	J - Other	I			−10 230			0
2015-10-05	2015-10-01	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	P - Purchase	D		22,9804	13 387	308		30 002 411
2015-10-02	2015-10-02	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	18,0000	100	2	6 722 006
2015-10-02	2015-10-01	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	17,9600	316	6	6 721 906
2015-10-02	2015-09-30	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	17,9500	10 451	188	6 721 590
2015-10-02	2015-09-30	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		22,6400	7 200	163		26 578 448
2015-09-30	2015-09-30	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			1 483			29 989 024
2015-09-30	2015-09-30	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			11 778			29 987 541
2015-09-30	2015-09-30	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	P - Purchase	D		22,9955	150 000	3 449		29 975 763
2015-09-30	2015-09-29	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	P - Purchase	D		23,7858	144 611	3 440		29 825 763
2015-09-30	2015-09-28	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	P - Purchase	D		24,2066	150 000	3 631		29 681 152
2015-09-29	2015-09-29	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	18,0000	6 945	125	6 712 617
2015-09-29	2015-09-28	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	18,0000	28 917	521	6 705 672
2015-09-29	2015-09-25	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	18,0000	70	1	6 676 755
2015-09-25	2015-09-25	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	P - Purchase	D		24,9585	111 000	2 770		29 531 152
2015-09-25	2015-09-24	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	P - Purchase	D		24,8406	106 893	2 655		29 420 152
2015-09-25	2015-09-23	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	P - Purchase	D		24,9957	15 762	394		29 313 259
2015-09-24	2015-09-24	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	18,0000	305	5	6 676 685
2015-09-24	2015-09-23	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	18,0000	43 411	781	6 676 380
2015-09-24	2015-09-22	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	17,9900	263	5	6 632 969
2015-09-22	2015-09-18	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	P - Purchase	D		25,3891	33 817	859		29 297 497
2015-09-16	2015-09-16	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	P - Purchase	D		25,0742	6 200	155		29 263 680
2015-09-16	2015-09-15	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	P - Purchase	D		25,1604	79 478	2 000		29 257 480
2015-09-16	2015-09-14	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	P - Purchase	D		25,1712	127 446	3 208		29 178 002
2015-09-15	2015-09-11	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	18,0000	4 294	77	6 632 706
2015-09-10	2015-09-10	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	18,0000	8 064	145	6 628 412
2015-09-10	2015-09-09	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	18,0000	4 043	73	6 620 348
2015-09-10	2015-09-08	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	18,0000	2 260	41	6 616 305
2015-09-04	2015-09-04	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	18,0000	1 483	27	6 614 045
2015-09-04	2015-09-03	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	17,9800	3 075	55	6 612 562
2015-09-04	2015-09-02	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	17,4300	6 952	121	6 609 487
2015-09-02	2015-08-31	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			1 483			29 050 556
2015-09-02	2015-08-31	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			11 778			29 049 073
2015-08-28	2015-08-27	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	15,0000	35	1	6 602 535
2015-08-28	2015-08-26	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	15,0000	3 108	47	6 602 500
2015-08-27		3	PENDERGRASS LYNN	SHLD	Common Stock		D						0
2015-08-25	2015-08-25	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	14,8800	950	14	6 599 392
2015-08-25	2015-08-24	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	15,0000	5 000	75	6 598 442
2015-08-25	2015-08-24	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	14,6000	7 000	102	6 593 442
2015-08-25	2015-08-21	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	14,5000	6 300	91	6 586 442
2015-08-25	2015-08-21	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	14,6000	19 000	277
2015-08-25	2015-08-21	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	S - Sale	I	25,69	14,5500	−1 865	−27	6 561 142
2015-08-25	2015-08-21	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		22,9200	9 100	209		26 578 448
2015-08-25	2015-08-21	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		22,8300	−9 100	−208		26 569 348
2015-08-24	2015-08-21	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	P - Purchase	D		22,6477	155 090	3 512		29 037 295
2015-08-24	2015-08-20	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	P - Purchase	D		22,5917	221 482	5 004		28 882 205
2015-08-20	2015-08-20	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	14,9900	3 313	50	6 563 007
2015-08-20	2015-08-19	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	15,0000	1 517	23	6 559 694
2015-08-20	2015-08-18	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	15,0000	920	14	6 558 177
2015-08-20	2015-08-18	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		24,0000	5 000	120		26 578 448
2015-08-18	2015-08-16	4	SCHRIESHEIM ROBERT A	SHLD	Common Stock	F - Taxes	D		25,1800	−3 777	−95		45 103
2015-08-17	2015-08-17	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	15,0000	4 093	61	6 557 257
2015-08-17	2015-08-14	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	14,8500	2 079	31	6 553 164
2015-08-17	2015-08-14	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	15,0000	70	1	6 551 085
2015-08-17	2015-08-14	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	15,2500	53 747	820	6 551 015
2015-08-17	2015-08-14	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		24,9900	48 450	1 211		26 573 448
2015-08-17	2015-08-14	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		24,8300	13 000	323		26 524 998
2015-08-17	2015-08-14	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		24,9500	−46 450	−1 159		26 511 998
2015-08-17	2015-08-14	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		24,7700	−15 000	−372		26 558 448
2015-08-17	2015-08-13	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	14,9800	900	13	6 497 268
2015-08-12	2015-08-12	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	14,8200	2 252	33
2015-08-12	2015-08-11	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	15,0000	1 000	15	6 494 116
2015-08-12	2015-08-11	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	14,9600	2 819	42	6 493 116
2015-08-12	2015-08-11	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		25,2500	9 100	230		26 573 448
2015-08-12	2015-08-10	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	13,7500	1 348	19	6 490 297
2015-08-10	2015-08-10	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	P - Purchase	D		24,3875	86 813	2 117		28 660 723
2015-08-10	2015-08-07	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	P - Purchase	D		23,5927	13 000	307		28 573 910
2015-08-10	2015-08-06	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	P - Purchase	D		22,0999	177 439	3 921		28 560 910
2015-08-07	2015-08-06	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	12,5400	2 200	28	6 488 949
2015-08-07	2015-08-06	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		21,4900	5 800	125		26 564 348
2015-08-07	2015-08-05	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	12,5000	5 334	67	6 487 945
2015-08-06	2015-08-05	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	P - Purchase	D		21,0570	242 760	5 112		28 383 471
2015-08-06	2015-08-04	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	P - Purchase	D		20,6182	135 190	2 787		28 140 711
2015-08-04	2015-08-04	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	12,3500	7 046	87	6 482 611
2015-08-04	2015-08-03	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	12,1800	2 000	24	6 475 565
2015-08-04	2015-08-03	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		20,2100	8 000	162		26 564 348
2015-08-04	2015-07-31	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	13,1000	65 981	864	6 473 565
2015-08-03	2015-07-31	4	LAMPERT EDWARD S See Footnotes	SHLD	Common Stock, par value $0.01 per share	J - Other	I			−2 431 905			0
2015-08-03	2015-07-31	4	LAMPERT EDWARD S See Footnotes	SHLD	Common Stock, par value $0.01 per share	J - Other	I			−1 740 072			193 341
2015-08-03	2015-07-31	4	LAMPERT EDWARD S See Footnotes	SHLD	Common Stock, par value $0.01 per share	J - Other	I			−1 351 117			150 124
2015-08-03	2015-07-31	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			1 483			25 573 616
2015-08-03	2015-07-31	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			11 777			25 572 133
2015-07-29	2015-07-28	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	12,3600	902	11	6 407 584
2015-07-29	2015-07-27	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	12,5000	300	4	6 406 682
2015-07-24	2015-07-23	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	12,2000	3 354	41	6 406 382
2015-07-24	2015-07-23	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		22,0900	−1 400	−31		26 556 348
2015-07-24	2015-07-22	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	12,2700	45 913	563	6 403 028
2015-07-24	2015-07-22	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	S - Sale	I	25,69	12,0000	−51 636	−620	6 357 115
2015-07-24	2015-07-22	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		21,9600	250 000	5 490		26 557 748
2015-07-24	2015-07-22	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		21,9200	−250 000	−5 480		26 307 748
2015-07-21	2015-07-21	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	12,7100	1 269	16	6 408 751
2015-07-21	2015-07-20	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	13,5000	500	7	6 407 482
2015-07-21	2015-07-17	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	25,69	13,5000	231	3	6 406 982
2015-07-16		3	MAHER JOELLE	SHLD	Common Stock		D						0
2015-07-07	2015-07-07	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	28,41	15,0000	115	2	6 406 751
2015-07-07	2015-07-06	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	28,41	15,0000	185	3	6 406 636
2015-07-07	2015-07-02	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	28,41	15,2500	700	11	6 406 451
2015-07-07	2015-07-02	4	LAMPERT EDWARD S See Footnotes	SHLD	Common Stock, par value $0.01 per share	P - Purchase	I			1 044 043			1 933 413
2015-07-07	2015-07-02	4	LAMPERT EDWARD S See Footnotes	SHLD	Common Stock, par value $0.01 per share	P - Purchase	I			975 807			1 501 241
2015-07-07	2015-07-02	4	LAMPERT EDWARD S See Footnotes	SHLD	Common Stock, par value $0.01 per share	P - Purchase	I			77 337			1 933 413
2015-07-07	2015-07-02	4	LAMPERT EDWARD S See Footnotes	SHLD	Common Stock, par value $0.01 per share	P - Purchase	I			22 519			1 501 241
2015-07-02	2015-06-30	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			1 483			25 560 356
2015-07-02	2015-06-30	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			11 778			25 558 873
2015-06-18	2015-06-16	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	28,41	17,0000	1 000	17	6 405 751
2015-06-17	2015-06-16	4	BALAGNA JEFFREY A	SHLD	Common Stock	S - Sale	D		27,3300	−11 094	−303		11 094
2015-06-16	2015-06-15	4	LAMPERT EDWARD S See Footnotes	SHLD	Common Stock, par value $0.01 per share	J - Other	I			−220 083			0
2015-06-16	2015-06-15	4	LAMPERT EDWARD S See Footnotes	SHLD	Common Stock, par value $0.01 per share	J - Other	I			−561 370			1 933 413
2015-06-16	2015-06-15	4	LAMPERT EDWARD S See Footnotes	SHLD	Common Stock, par value $0.01 per share	J - Other	I			−438 630			1 501 242
2015-06-16	2015-06-15	4	LAMPERT EDWARD S See Footnotes	SHLD	Common Stock, par value $0.01 per share	P - Purchase	I			111 723			2 494 783
2015-06-16	2015-06-15	4	LAMPERT EDWARD S See Footnotes	SHLD	Common Stock, par value $0.01 per share	P - Purchase	I			68 663			1 939 872
2015-06-15	2015-06-12	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		28,0000	14 500	406		26 557 748
2015-06-15	2015-06-11	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		28,8800	40 000	1 155		26 543 248
2015-06-10	2015-06-10	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		29,6700	119 000	3 531		26 503 248
2015-06-10	2015-06-09	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		37,3000	162 500	6 061		26 384 248
2015-06-10	2015-06-08	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		39,0000	24 000	936		26 221 748
2015-06-03	2015-06-01	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		42,1300	−28 800	−1 213		26 197 748
2015-06-03	2015-06-01	4	MUNJAL LEENA	SHLD	Restricted Stock Units	A - Award	D			−11 879		11 879
2015-06-02	2015-05-29	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			11 778			25 327 012
2015-05-15	2015-05-15	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		41,4800	19 000	788		26 226 548
2015-05-15	2015-05-14	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		41,4700	40 100	1 663		26 207 548
2015-05-15	2015-05-13	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		41,9300	29 100	1 220		26 167 448
2015-05-11	2015-05-11	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		42,0000	3 300	139		26 138 348
2015-05-11	2015-05-08	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		41,8200	1 900	79		26 135 048
2015-05-11	2015-05-07	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		41,6700	31 300	1 304		26 133 148
2015-05-06	2015-05-06	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		41,1700	47 600	1 960		26 101 848
2015-05-06	2015-05-05	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		41,2800	60 900	2 514		26 054 248
2015-05-06	2015-05-04	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	28,41	24,9700	1 035	26	6 404 751
2015-05-06	2015-05-04	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		41,5100	21 500	892		25 993 348
2015-05-04	2015-04-30	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			11 777			25 315 234
2015-05-01	2015-05-01	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		40,3600	31 200	1 259		25 971 848
2015-05-01	2015-04-30	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		39,6100	78 000	3 090		25 940 648
2015-05-01	2015-04-29	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		39,0700	49 600	1 938		25 862 648
2015-04-27	2015-04-23	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	28,41	25,0000	1 023	26	6 403 716
2015-04-22	2015-04-22	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	28,41	25,0000	170	4	6 409 275
2015-04-22	2015-04-21	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	28,41	24,9300	407	10	6 409 105
2015-04-22	2015-04-20	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	28,41	25,0000	8 400	210	6 408 698
2015-04-15	2015-04-15	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		43,5800	−7 200	−314		25 844 948
2015-04-15	2015-04-14	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		43,0600	−23 800	−1 025		25 852 148
2015-04-15	2015-04-13	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		43,5200	−34 000	−1 480		25 875 948
2015-04-08	2015-04-06	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	S - Sale	I	28,41	26,0000	−1 196	−31	6 400 298
2015-04-08	2015-04-06	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		42,0200	−5 800	−244		25 909 948
2015-04-02	2015-03-31	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			11 778			25 303 457
2015-04-01	2015-03-30	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		42,0900	−40 500	−1 705		25 922 973
2015-03-24		3	ARORA ARUN D.	SHLD	Common Stock		D						0
2015-03-24		3	JAMES ALASDAIR	SHLD	Common Stock		D						0
2015-03-24	2015-03-24	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		41,8500	−16 300	−682		25 963 473
2015-03-24	2015-03-23	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		42,2300	−18 700	−790		25 979 773
2015-03-24	2015-03-20	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		41,9800	−14 900	−626		25 998 473
2015-03-19	2015-03-19	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		40,2300	−100 000	−4 023		26 013 373
2015-03-19	2015-03-18	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		39,1300	−43 800	−1 714		26 113 373
2015-03-19	2015-03-17	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		38,8800	−46 200	−1 796		26 157 173
2015-03-16	2015-03-16	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		37,8300	−16 000	−605		26 203 373
2015-03-16	2015-03-13	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		37,6100	−12 100	−455		26 219 373
2015-03-16	2015-03-12	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		37,5400	−13 100	−492		26 231 473
2015-03-11	2015-03-11	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		36,8300	−10 200	−376		26 244 573
2015-03-11	2015-03-10	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		36,8000	−14 600	−537		26 254 773
2015-03-11	2015-03-09	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		39,1500	−700	−27		26 269 373
2015-03-04	2015-03-02	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		37,9300	−23 600	−895		26 270 073
2015-03-03	2015-02-27	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			11 778			25 291 679
2015-02-27	2015-02-26	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		35,4600	15 000	532		26 293 673
2015-02-20	2015-02-19	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		36,5300	−17 500	−639		26 278 673
2015-02-20	2015-02-18	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		37,9200	−20 000	−758		26 296 173
2015-02-17	2015-02-12	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	28,41	21,0000	1 000	21	6 402 620
2015-02-17	2015-02-12	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		33,2500	1 800	60		26 316 173
2015-02-11	2015-02-09	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	28,41	21,5000	1 000	22	4 718 149
2015-02-06	2015-02-06	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	28,41	21,5000	1 000	22	4 717 149
2015-02-06	2015-02-04	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	28,41	22,8600	3 000	69	4 716 149
2015-02-03	2015-02-01	4	MUNJAL LEENA	SHLD	Common Stock	F - Taxes	D		31,8400	−149	−5		765
2015-02-03	2015-01-30	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			765			25 279 901
2015-02-03	2015-01-30	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			63			25 279 136
2015-02-03	2015-01-30	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			2 313			25 279 073
2015-02-03	2015-01-30	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			10 311			25 276 760
2015-02-02	2015-02-02	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		32,6600	12 200	398		25 473 073
2015-02-02	2015-01-30	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		31,7600	10 000	318		25 460 873
2015-02-02	2015-01-29	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		32,0000	10 000	320		25 450 873
2015-01-28	2015-01-28	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		32,7000	10 000	327		25 440 873
2015-01-28	2015-01-27	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	S - Sale	I	28,41	22,8000	−2 235	−51	4 713 149
2015-01-28	2015-01-27	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		34,9600	−10 900	−381		25 430 873
2015-01-28	2015-01-27	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		34,9900	4 400	154		25 441 773
2015-01-28	2015-01-26	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		34,4300	3 100	107		25 437 373
2015-01-22	2015-01-22	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		32,7600	2 200	72		25 434 273
2015-01-22	2015-01-22	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		32,6000	3 000	98		25 432 073
2015-01-22	2015-01-22	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		32,1400	7 100	228		25 429 073
2015-01-22	2015-01-21	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		33,3100	−3 000	−100		25 421 973
2015-01-22	2015-01-21	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		33,2700	−123 000	−4 092		25 424 973
2015-01-22	2015-01-20	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		33,4000	−45 100	−1 506		25 547 973
2015-01-16	2015-01-16	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		34,0600	−22 800	−777		25 593 073
2015-01-16	2015-01-15	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		34,1900	−15 900	−544		25 615 873
2015-01-16	2015-01-14	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		34,0500	−12 300	−419		25 631 773
2015-01-07	2015-01-07	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		31,8400	1 800	57		25 644 073
2015-01-07	2015-01-06	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		30,9700	5 000	155		25 642 273
2015-01-07	2015-01-05	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		31,7400	5 000	159		25 637 273
2015-01-05	2014-12-31	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			765			25 266 449
2015-01-05	2014-12-31	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			63			25 265 684
2015-01-05	2014-12-31	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			2 313			25 265 621
2015-01-05	2014-12-31	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			10 311			25 263 308
2015-01-02	2014-12-31	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		33,0300	−12 200	−403		25 632 273
2015-01-02	2014-12-30	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		31,8500	7 900	252		25 644 473
2014-12-29	2014-12-24	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		32,7200	−13 000	−425		25 636 573
2014-12-23	2014-12-22	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		33,1100	5 000	166		25 649 573
2014-12-23	2014-12-22	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		33,6300	−7 100	−239		25 644 573
2014-12-18	2014-12-16	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		31,1800	5 000	156		25 651 673
2014-12-12	2014-12-12	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	S - Sale	I	28,41	20,1100	−3 009	−61	4 715 383
2014-12-12	2014-12-12	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		31,9900	−14 600	−467		25 646 673
2014-12-12	2014-12-11	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		32,0400	7 000	224		25 661 273
2014-12-12	2014-12-10	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		32,3100	8 000	258		25 654 273
2014-12-12	2014-12-04	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	28,41	18,0000	1 500	27	4 718 392
2014-12-12	2014-12-03	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	28,41	18,0000	300	5	4 716 892
2014-12-12	2014-11-24	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	28,41	18,0000	25 000	450	4 716 592
2014-12-12	2014-11-24	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	I	28,41	18,0000	74 900	1 348	4 691 592
2014-12-12	2014-11-24	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	P - Purchase	D	28,41	18,0000	20 100	362	1 698 272
2014-12-11		3/A	KAMLANI KUNAL S.	SHLD	Common Stock		D						0
2014-12-11	2014-12-09	4	KAMLANI KUNAL S.	SHLD	Common Stock	P - Purchase	D		34,1200	500	17		500
2014-12-05		3	KAMLANI KUNAL S.	SHLD	Common Stock		D						0
2014-12-03	2014-12-02	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		34,9700	−12 700	−444		25 646 273
2014-12-03	2014-12-01	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		35,6500	−26 700	−952		25 658 973
2014-12-02	2014-11-28	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			764			25 252 997
2014-12-02	2014-11-28	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			63			25 252 233
2014-12-02	2014-11-28	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			2 314			25 252 170
2014-12-02	2014-11-28	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			10 310			25 249 856
2014-11-25	2014-11-18	4/A	TISCH THOMAS J Through Trusts	SHLD	Common Stock Warrants (right to buy)	M - Exercise	I	28,41		204 874		204 874
2014-11-25	2014-11-18	4/A	TISCH THOMAS J Through Trusts	SHLD	Subscription Rights (right to buy)	M - Exercise	I	500,00		−11 641		0
2014-11-25	2014-11-18	4/A	TISCH THOMAS J	SHLD	Common Stock Warrants (right to buy)	M - Exercise	D	28,41		136 272		136 272
2014-11-25	2014-11-18	4/A	TISCH THOMAS J	SHLD	Subscription Rights (right to buy)	M - Exercise	D	500,00		−7 743		0
2014-11-25	2014-11-18	4/A	DePodesta Paul G.	SHLD	Common Stock Warrants (right to buy)	M - Exercise	D	28,41		545		545
2014-11-25	2014-11-18	4/A	DePodesta Paul G.	SHLD	Subscription Rights (right to buy)	M - Exercise	D	500,00		−31		0
2014-11-20	2014-11-18	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	J - Other	I	28,41	500,0000	4 616 692	2 308 346	4 616 692
2014-11-20	2014-11-18	4	BERKOWITZ BRUCE R	SHLD	Transferable Rights to purchase a Unit	J - Other	I	500,00		−262 325		0
2014-11-20	2014-11-18	4	BERKOWITZ BRUCE R	SHLD	Warrants to Purchase Common Stock, par value $0.01	J - Other	D	28,41	500,0000	1 678 172	839 086	1 678 172
2014-11-20	2014-11-18	4	BERKOWITZ BRUCE R	SHLD	Transferable Rights to purchase a Unit	J - Other	D	500,00		−95 354		0
2014-11-20	2014-11-18	4	DePodesta Paul G.	SHLD	Common Stock Warrants (right to buy)	M - Exercise	D	28,41		510		510
2014-11-20	2014-11-18	4	DePodesta Paul G.	SHLD	Subscription Rights (right to buy)	M - Exercise	D	500,00		−29		0
2014-11-20	2014-11-18	4	REESE ANN N	SHLD	Common Stock Warrants (right to buy)	M - Exercise	D	28,41		2 059		2 059
2014-11-20	2014-11-18	4	REESE ANN N	SHLD	Subscription Rights (right to buy)	M - Exercise	D	500,00		−117		0
2014-11-20	2014-11-18	4	MNUCHIN STEVEN T Custodial Account	SHLD	Common Stock Warrants (right to buy)	M - Exercise	I	28,41		35		35
2014-11-20	2014-11-18	4	MNUCHIN STEVEN T Custodial Account	SHLD	Common Stock Warrants (right to buy)	M - Exercise	I	28,41		35		35
2014-11-20	2014-11-18	4	MNUCHIN STEVEN T Custodial Account	SHLD	Subscription Rights (right to buy)	M - Exercise	I	500,00		−2		0
2014-11-20	2014-11-18	4	MNUCHIN STEVEN T Custodial Account	SHLD	Subscription Rights (right to buy)	M - Exercise	I	500,00		−2		0
2014-11-20	2014-11-18	4	MNUCHIN STEVEN T Trust	SHLD	Common Stock Warrants (right to buy)	M - Exercise	I	28,41		35		35
2014-11-20	2014-11-18	4	MNUCHIN STEVEN T Trust	SHLD	Subscription Rights (right to buy)	M - Exercise	I	500,00		−2		0
2014-11-20	2014-11-18	4	MNUCHIN STEVEN T Trust	SHLD	Common Stock Warrants (right to buy)	M - Exercise	I	28,41		1 636		1 636
2014-11-20	2014-11-18	4	MNUCHIN STEVEN T Trust	SHLD	Subscription Rights (right to buy)	M - Exercise	I	500,00		−93		0
2014-11-20	2014-11-18	4	MNUCHIN STEVEN T	SHLD	Common Stock Warrants (right to buy)	M - Exercise	D	28,41		3 871		3 871
2014-11-20	2014-11-18	4	MNUCHIN STEVEN T	SHLD	Subscription Rights (right to buy)	M - Exercise	D	500,00		−220		0
2014-11-20	2014-11-18	4	TISCH THOMAS J Through Trusts	SHLD	Common Stock Warrants (right to buy)	M - Exercise	I	28,41		192 819		192 819
2014-11-20	2014-11-18	4	TISCH THOMAS J Through Trusts	SHLD	Subscription Rights (right to buy)	M - Exercise	I	500,00		−10 956		0
2014-11-20	2014-11-18	4	TISCH THOMAS J	SHLD	Common Stock Warrants (right to buy)	M - Exercise	D	28,41		128 246		128 246
2014-11-20	2014-11-18	4	TISCH THOMAS J	SHLD	Subscription Rights (right to buy)	M - Exercise	D	500,00		−7 287		0
2014-11-20	2014-11-18	4	LAMPERT EDWARD S See Footnotes	SHLD	Warrants (right to buy)	X - Other	I	28,41		140		140
2014-11-20	2014-11-18	4	LAMPERT EDWARD S See Footnotes	SHLD	Warrants (right to buy)	X - Other	I	28,41		2 111		2 111
2014-11-20	2014-11-18	4	LAMPERT EDWARD S See Footnotes	SHLD	Warrants (right to buy)	X - Other	I	28,41		4 828 219		4 828 219
2014-11-20	2014-11-18	4	LAMPERT EDWARD S	SHLD	Warrants (right to buy)	X - Other	D	28,41		5 700 163		5 700 163
2014-11-20	2014-11-18	4	LAMPERT EDWARD S See Footnotes	SHLD	Subscription Rights (right to buy)	X - Other	I	500,00		−8		0
2014-11-20	2014-11-18	4	LAMPERT EDWARD S See Footnotes	SHLD	Subscription Rights (right to buy)	X - Other	I	500,00		−120		0
2014-11-20	2014-11-18	4	LAMPERT EDWARD S See Footnotes	SHLD	Subscription Rights (right to buy)	X - Other	I	500,00		−258 168		0
2014-11-20	2014-11-18	4	LAMPERT EDWARD S	SHLD	Subscription Rights (right to buy)	X - Other	D	500,00		−304 793		0
2014-11-20	2014-11-18	4	Kunkler William Charles III	SHLD	Common Stock Warrants (right to buy)	M - Exercise	D	28,41		4 787		4 787
2014-11-20	2014-11-18	4	Kunkler William Charles III	SHLD	Subscription Rights (right to buy)	M - Exercise	D	500,00		−272		0
2014-11-20	2014-11-18	4	Kunkler William Charles III See ftn.	SHLD	Common Stock Warrants (right to buy)	M - Exercise	I	28,41		317		317
2014-11-20	2014-11-18	4	Kunkler William Charles III See ftn.	SHLD	Subscription Rights (right to buy)	M - Exercise	I	500,00		−18		0
2014-11-18	2014-11-14	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			764			25 239 546
2014-11-14	2014-11-12	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		37,4600	−1 000	−37		25 685 673
2014-11-13	2014-11-10	4	LAMPERT EDWARD S See Footnotes	SHLD	Subscription Rights (right to buy)	J - Other	I	500,00		−8 668		0
2014-11-13	2014-11-10	4	LAMPERT EDWARD S See Footnotes	SHLD	Subscription Rights (right to buy)	J - Other	I	500,00		−29 285		0
2014-11-13	2014-11-10	4	LAMPERT EDWARD S See Footnotes	SHLD	Subscription Rights (right to buy)	J - Other	I	500,00		−22 771		0
2014-11-04	2014-10-31	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			62			25 238 782
2014-11-04	2014-10-31	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			2 313			25 238 720
2014-11-04	2014-10-31	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			10 311			25 236 407
2014-11-03	2014-10-31	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		35,3400	104 800	3 704		25 686 673
2014-11-03	2014-10-30	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		37,0000	212 200	7 851		25 581 873
2014-10-29	2014-10-29	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		36,6100	−200	−7		25 369 673
2014-10-29	2014-10-29	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		36,5400	−59 600	−2 178		25 369 873
2014-10-29	2014-10-29	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		37,0400	161 900	5 997		25 429 473
2014-10-29	2014-10-28	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		37,7800	100 000	3 778		25 267 573
2014-10-29	2014-10-27	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		38,6600	69 700	2 695		25 167 573
2014-10-23	2014-10-23	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		36,0000	1 000	36		25 097 873
2014-10-23	2014-10-23	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		35,3700	110 100	3 894		25 096 873
2014-10-23	2014-10-22	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		34,7400	21 600	750		24 986 773
2014-10-23	2014-10-21	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		34,8100	126 400	4 400		24 965 173
2014-10-21	2014-10-20	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		32,2900	119 500	3 859		24 838 773
2014-10-21	2014-10-20	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		34,9200	25 000	873		24 719 273
2014-10-16	2014-10-15	4	BOIRE RONALD D	SHLD	Common Stock	F - Taxes	D		29,5600	−12 893	−381		42 591
2014-10-14	2014-10-13	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		25,3100	49 900	1 263		24 694 273
2014-10-14	2014-10-13	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		25,2900	100	3		24 644 373
2014-10-14	2014-10-10	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		25,3100	−5 900	−149		24 644 273
2014-10-07	2014-10-06	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		29,1100	7 700	224		24 650 173
2014-10-03	2014-10-02	4/A	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		26,3700	49 200	1 297		24 642 473
2014-10-03	2014-10-02	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	P - Purchase	I		26,3700	49 200	1 297		24 642 473
2014-10-02	2014-09-30	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			2 313			25 226 096
2014-10-02	2014-09-30	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			10 311			25 223 783
2014-09-25	2014-09-25	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		26,0500	−15 900	−414		24 593 273
2014-09-25	2014-09-24	4	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value	S - Sale	I		26,4000	−10 500	−277		24 609 173
2014-09-24		3	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value		I						50 152 346
2014-09-24		3	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value		D						26 445 673
2014-09-24		3	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value		I						50 152 346
2014-09-24		3	BERKOWITZ BRUCE R	SHLD	Common Shares, $.01 par value		D						26 445 673
2014-09-18	2014-09-17	4	DePodesta Paul G.	SHLD	Common Stock	P - Purchase	D		30,0000	1 000	30		2 500
2014-09-03	2014-09-01	4	Jooma Imran	SHLD	Common Stock	F - Taxes	D		34,8000	−1 382	−48		11 041
2014-09-03	2014-08-29	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			2 314			25 213 472
2014-09-03	2014-08-29	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			10 310			25 211 158
2014-08-26	2014-08-22	4	SCHRIESHEIM ROBERT A	SHLD	Common Stock	F - Taxes	D		33,0900	−9 412	−311		48 880
2014-08-26	2014-08-22	4	DePodesta Paul G.	SHLD	Common Stock	P - Purchase	D		33,3000	1 000	33		1 500
2014-08-19	2014-08-16	4	SCHRIESHEIM ROBERT A	SHLD	Common Stock	F - Taxes	D		35,1600	−2 683	−94		58 292
2014-08-04	2014-07-31	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			2 313			25 200 848
2014-08-04	2014-07-31	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			10 311			25 198 535
2014-07-25		3	COLEMAN KRISTIN M	SHLD	Common Stock		D						0
2014-07-02	2014-06-30	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			2 313			25 188 224
2014-07-02	2014-06-30	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			10 311			25 185 911
2014-06-30	2014-06-30	4	LAMPERT EDWARD S See Footnotes	SHLD	Common Stock, par value $0.01 per share	P - Purchase	I			62 090			2 494 783
2014-06-30	2014-06-30	4	LAMPERT EDWARD S See Footnotes	SHLD	Common Stock, par value $0.01 per share	P - Purchase	I			49 493			1 939 872
2014-06-18	2014-06-16	4	LAMPERT EDWARD S See Footnotes	SHLD	Common Stock, par value $0.01 per share	P - Purchase	I			373 219			2 494 783
2014-06-18	2014-06-16	4	LAMPERT EDWARD S See Footnotes	SHLD	Common Stock, par value $0.01 per share	P - Purchase	I			250 243			1 939 872
2014-06-17	2014-06-17	4	BALAGNA JEFFREY A	SHLD	Common Stock	S - Sale	D		38,7900	−6 643	−258		22 188
2014-06-13	2014-06-12	4	BALAGNA JEFFREY A	SHLD	Common Stock	F - Taxes	D		38,5100	−4 451	−171		28 831
2014-06-03	2014-05-30	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			2 314			25 175 600
2014-06-03	2014-05-30	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			10 310			25 173 286
2014-05-02	2014-04-30	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			2 313			25 162 976
2014-05-02	2014-04-30	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			10 311			25 160 663
2014-04-23	2014-04-21	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			2 313			25 150 352
2014-04-17	2014-04-16	4	TISCH THOMAS J	SHLD	Common Stock	P - Purchase	D		33,4000	100 000	3 340		620 824
2014-04-17	2014-04-15	4	TISCH THOMAS J	SHLD	Common Stock	P - Purchase	D		33,6000	375 000	12 600		520 824
2014-04-02	2014-03-31	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			10 311			25 148 039
2014-03-05	2014-02-28	4/A	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			10 310			25 137 728
2014-03-04	2014-02-28	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			10 310			25 137 728
2014-02-04	2014-02-01	4	MUNJAL LEENA	SHLD	Common Stock	F - Taxes	D		36,3700	−154	−6		914
2014-02-04	2014-01-31	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			7 198			25 127 418
2014-01-10	2014-01-09	4	BOIRE RONALD D	SHLD	Common Stock	F - Taxes	D		42,5700	−9 591	−408		55 484
2014-01-03	2013-12-31	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			7 198			25 120 220
2013-12-23		3	ALVAREZ CESAR L	SHLD	Common Stock		D						0
2013-12-03	2013-12-02	4	LAMPERT EDWARD S See Footnotes	SHLD	Common Stock, par value $0.01 per share	J - Other	I			−7 417 797			21 992 640
2013-12-03	2013-11-29	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			7 197			25 113 022
2013-11-04	2013-10-31	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			7 198			25 105 825
2013-10-07		3	BALAGNA JEFFREY A	SHLD	Common Stock		D						33 282
2013-10-07	2013-10-04	4	Phelan William K	SHLD	Common Stock	F - Taxes	D		64,1000	−528	−34		2 812
2013-10-07	2013-10-03	4	Phelan William K	SHLD	Common Stock	S - Sale	D		64,1000	−3 968	−254		3 340
2013-10-07	2013-10-04	4	Jooma Imran	SHLD	Common Stock	F - Taxes	D		64,1000	−1 174	−75		12 423
2013-10-04		3	MUNJAL LEENA	SHLD	Common Stock		D						1 068
2013-10-02	2013-09-30	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			7 198			25 098 627
2013-09-04	2013-09-01	4	Phelan William K	SHLD	Common Stock	F - Taxes	D		44,2400	−277	−12		7 308
2013-09-04	2013-09-01	4	Drobny Dane A	SHLD	Common Stock	F - Taxes	D		44,2400	−600	−27		7 481
2013-09-04	2013-08-30	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			7 197			25 091 429
2013-08-23	2013-08-22	4	SCHRIESHEIM ROBERT A	SHLD	Common Stock	F - Taxes	D		39,7200	−10 516	−418		60 975
2013-08-19	2013-08-16	4	SCHRIESHEIM ROBERT A	SHLD	Common Stock	A - Award	D			12 142			71 491
2013-08-02	2013-07-31	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			7 198			25 084 232
2013-07-02	2013-06-28	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			7 198			25 077 034
2013-06-04	2013-05-31	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			7 197			25 069 836
2013-05-20	2013-05-17	4	Drobny Dane A	SHLD	Common Stock	F - Taxes	D		57,5200	−1 486	−85		8 081
2013-05-02	2013-04-30	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			7 198			25 062 639
2013-04-02	2013-03-29	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	A - Award	D			14 395			25 055 441
2013-03-11	2013-03-11	4	ESL INVESTORS LLC	SHLD	Common Stock, par value $0.01 per share	J - Other	D			−1 239 056			0
2013-03-04	2013-02-28	4	DAMBROSIO LOUIS	SHLD	Common Stock	D - Sale to Issuer	D			−22 929			55 466
2013-03-04	2013-03-04	4	ESL INVESTORS LLC	SHLD	Common Stock, par value $0.01 per share	S - Sale	D		44,3600	−1 239 056	−54 965		1 239 056
2013-03-04	2013-03-04	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	P - Purchase	D		44,3600	1 239 056	54 965		25 041 046
2013-02-26	2013-02-24	4	DAMBROSIO LOUIS	SHLD	Common Stock	F - Taxes	D		47,1900	−13 259	−626		78 395
2013-01-11	2013-01-09	4	BOIRE RONALD D	SHLD	Common Stock	F - Taxes	D		40,7700	−9 925	−405		65 075
2013-01-11	2013-01-09	4	DePodesta Paul G.	SHLD	Common Stock	P - Purchase	D		40,8900	500	20		500
2013-01-11	2013-01-10	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	P - Purchase	D		40,9700	86 370	3 539		23 801 990
2013-01-11	2013-01-09	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	P - Purchase	D		40,8600	245 678	10 038		23 715 620
2012-12-20		3	DePodesta Paul G.	SHLD	Common Stock		D						0
2012-11-30	2012-11-28	4	LAMPERT EDWARD S See Footnotes	SHLD	Common Stock, par value $0.01 per share	J - Other	I			−5 939 961			29 410 437
2012-11-21	2012-11-20	4	Phelan William K	SHLD	Common Stock	S - Sale	D		48,9100	−1 118	−55		7 585
2012-11-20		3	Jooma Imran	SHLD	Common Stock		D						13 597
2012-10-05	2012-10-04	4	Phelan William K	SHLD	Common Stock	F - Taxes	D		56,9900	−514	−29		8 703
2012-09-18	2012-09-17	4	JOHNSON W BRUCE	SHLD	Common Stock	S - Sale	D		63,0500	−20 000	−1 261		30 133
2012-09-07	2012-09-05	4	Phelan William K	SHLD	Common Stock	S - Sale	D		52,5100	−585	−31		9 217
2012-09-06	2012-09-04	4	ESL INVESTORS LLC	SHLD	Common Stock, par value $0.01 per share	S - Sale	D		52,7500	−722 489	−38 111		2 478 112
2012-09-06	2012-09-04	4	ESL INVESTORS LLC	SHLD	Common Stock, par value $0.01 per share	S - Sale	D		52,7500	−1 677 335	−88 479		3 200 601
2012-09-05	2012-09-01	4	Phelan William K	SHLD	Common Stock	F - Taxes	D		52,7500	−269	−14		9 802
2012-09-05	2012-09-01	4	Drobny Dane A	SHLD	Common Stock	F - Taxes	D		52,7500	−583	−31		9 567
2012-09-05	2012-09-04	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	P - Purchase	D		52,7500	722 489	38 111		23 469 942
2012-09-05	2012-09-04	4	LAMPERT EDWARD S See Footnotes	SHLD	Common Stock, par value $0.01 per share	P - Purchase	I		52,7500	1 677 335	88 479		35 350 398
2012-08-24	2012-08-23	4	SCHRIESHEIM ROBERT A	SHLD	Common Stock	S - Sale	D		54,6900	−15 713	−859		59 349
2012-08-24	2012-08-22	4	SCHRIESHEIM ROBERT A	SHLD	Common Stock	F - Taxes	D		55,9400	−9 815	−549		75 062
2012-08-17	2012-08-16	4	SCHRIESHEIM ROBERT A	SHLD	Common Stock	A - Award	D			8 293			84 877
2012-07-12	2012-07-10	4	JOHNSON W BRUCE	SHLD	Common Stock	S - Sale	D		58,4200	−100	−6		50 033
2012-07-12	2012-07-10	4	JOHNSON W BRUCE	SHLD	Common Stock	S - Sale	D		57,1700	−4 900	−280		50 133
2012-07-10		3	SPE Master I, L.P.	SHLD	Common Stock, par value $0.01 per share		D						1 939 872
2012-07-10		3	SPE Master I, L.P.	SHLD	Common Stock, par value $0.01 per share		D						2 494 783
2012-07-03	2012-06-30	4	ESL PARTNERS, L.P.	SHLD	Common Stock, par value $0.01 per share	J - Other	D			−4 434 655			33 673 063
2012-04-06	2012-04-06	4	JOHNSON W BRUCE	SHLD	Common Stock	F - Taxes	D		62,1900	−3 145	−196		55 033
2012-02-28	2012-02-24	4	DAMBROSIO LOUIS	SHLD	Common Stock	F - Taxes	D		68,3100	−12 984	−887		91 653
2012-01-26		3	RIECKER ROBERT A By spouse as custodian for daughter	SHLD	Common Stock		I						6
2012-01-26		3	RIECKER ROBERT A By spouse	SHLD	Common Stock		I						22
2012-01-26		3	RIECKER ROBERT A	SHLD	Common Stock		D						195
2012-01-26		3	RIECKER ROBERT A By spouse as custodian for son	SHLD	Common Stock		I						19
2012-01-17	2012-01-12	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	P - Purchase	D		31,2000	105 650	3 296		22 747 453
2012-01-10		3	BOIRE RONALD D	SHLD	Common Stock		D						0
2012-01-10	2012-01-09	4	BOIRE RONALD D	SHLD	Common Stock	A - Award	D			75 000			75 000
2012-01-03	2011-12-29	4	ESL INVESTORS LLC	SHLD	Common Stock, par value $0.01 per share	J - Other	D			−148 611			9 912 449
2012-01-03	2011-12-29	4	CROWLEY WILLIAM C	SHLD	Common Stock, par value $0.01 per share	J - Other	D			2 613			47 168
2012-01-03	2011-12-29	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	J - Other	D			145 998			17 209 554
2012-01-03	2011-12-29	4	LAMPERT EDWARD S See Footnotes	SHLD	Common Stock, par value $0.01 per share	J - Other	I			−148 611			0
2012-01-03	2011-12-29	4	LAMPERT EDWARD S See Footnotes	SHLD	Common Stock, par value $0.01 per share	J - Other	I			−148 611			0
2012-01-03	2011-12-29	4	LAMPERT EDWARD S See Footnotes	SHLD	Common Stock, par value $0.01 per share	J - Other	I			148 611			148 611
2011-12-22	2011-12-21	4	GOODMAN JOHN D	SHLD	Common Stock	F - Taxes	D		44,8800	−758	−34		36 354
2011-08-24		3	SCHRIESHEIM ROBERT A	SHLD	Common Stock		D						0
2011-03-03		3	DAMBROSIO LOUIS	SHLD	Common Stock		D						68 784
2010-06-30	2010-06-30	4	LAMPERT EDWARD S See footnotes.	SHLD	Common Stock, par value $0.01 per share	J - Other	I			−9 438 174			0
2010-06-30	2010-06-30	4	LAMPERT EDWARD S See Footnotes.	SHLD	Common Stock, par value $0.01 per share	J - Other	I			−9 438 174			38 107 718
2010-06-02	2010-06-02	4	LAMPERT EDWARD S See Footnotes	SHLD	Common Stock, par value $0.01 per share	J - Other	I			−3 798 555			0
2010-06-02	2010-06-02	4	LAMPERT EDWARD S See Footnotes	SHLD	Common Stock, par value $0.01 per share	J - Other	I			−3 798 555			47 545 892
2010-05-27	2010-05-25	4	LAMPERT EDWARD S See Footnotes	SHLD	Common Stock, par value $0.01 per share	J - Other	I			1 820			10 061 060
2010-05-27	2010-05-25	4	LAMPERT EDWARD S See Footnotes	SHLD	Common Stock, par value $0.01 per share	J - Other	I			5 814			51 344 447
2010-05-19		3	Drobny Dane A	SHLD	Common Stock		D						0
2010-05-04	2010-05-01	4	Phelan William K	SHLD	Common Stock	F - Taxes	D		120,9500	−735	−89		3 391
2010-02-08		3	HAWORTH JAMES H	SHLD	Common Stock		D						0
2009-11-17		3	GOODMAN JOHN D	SHLD	Common Stock		D						0
2009-01-09		3	Freidheim Scott J	SHLD	Common Stock		D						0
2008-12-09		3	Collins Michael D	SHLD	Common Stock		D						18 278
2008-10-16	2008-10-15	4	LAMPERT EDWARD S See Footnotes	SHLD	Common Stock, par value $0.01 per share	J - Other	I			1 021			10 059 240
2008-10-16	2008-10-15	4	LAMPERT EDWARD S See Footnotes	SHLD	Common Stock, par value $0.01 per share	J - Other	I			3 259			51 976 667
2008-10-16	2008-09-26	4	LAMPERT EDWARD S See Footnotes	SHLD	Common Stock, par value $0.01 per share	J - Other	I			90 815			10 058 219
2008-10-16	2008-09-26	4	LAMPERT EDWARD S See Footnotes	SHLD	Common Stock, par value $0.01 per share	J - Other	I			290 087			51 973 408
2008-09-04	2008-09-02	4	Reed Stuart C	SHLD	Common Stock	A - Award	D			3 790			3 790
2008-06-20	2008-06-19	4	Harker William R By 401(k) Plan	SHLD	Common Stock	I - Other	I		77,2500	323	25		644
2008-06-20	2008-06-18	4	Harker William R By 401(k) Plan	SHLD	Common Stock	I - Other	I		77,9100	321	25		321
2008-06-20	2008-06-18	4	JOHNSON W BRUCE By 401(k) Plan	SHLD	Common Stock	I - Other	I		77,9100	1 453	113		1 453
2008-06-03	2008-05-30	4	MNUCHIN STEVEN T Corporation	SHLD	Common Shares	J - Other	I			−75 000			0
2008-03-04		3	Holt Kevin R	SHLD	Common Stock		D						0
2008-02-11		3	MIXON JAMES P	SHLD	Common Shares		D						5 194
2008-02-05	2008-02-02	4	LEWIS AYLWIN B	SHLD	Common Stock	F - Taxes	D		109,0700	−4 600	−502		44 415
2007-09-10	2007-07-02	4	ESL INVESTMENTS, INC. See footnotes	SHLD	Common Stock, par value $0.01 per share	J - Other	I			53			9 967 404
2007-09-10	2007-07-02	4	ESL INVESTMENTS, INC. See footnotes	SHLD	Common Stock, par value $0.01 per share	J - Other	I			170			51 683 321
2007-08-03	2007-08-01	4	LAMPERT EDWARD S See footnotes	SHLD	Common Stock, par value $0.01 per share	J - Other	I			3 411 469			51 683 151
2007-08-03	2007-08-01	4	LAMPERT EDWARD S See footnotes	SHLD	Common Stock, par value $0.01 per share	J - Other	I			−3 411 469			9 967 351
2007-08-03	2007-08-01	4	LAMPERT EDWARD S	SHLD	Common Stock, par value $0.01 per share	J - Other	I			−523 177			13 378 820
2007-07-03	2007-07-01	4	PERRY RICHARD C By Perry Partners International, Inc.	SHLD	Common stock, par value $0.01 per share	J - Other	I			164 125			1 815 928
2007-07-03	2007-07-01	4	PERRY RICHARD C By Perry Partners, L.P.	SHLD	Common stock, par value $0.01 per share	J - Other	I			85 875			879 024
2007-05-25	2007-05-24	4	ESL INVESTMENTS, INC.	SHLD	Common Stock, par value $0.01 per share	J - Other	I			708			17 012 294
2007-05-25	2007-05-24	4	ESL INVESTMENTS, INC.	SHLD	Common Stock, par value $0.01 per share	J - Other	I			2 260			48 271 682
2007-05-08	2007-05-04	4	Ravas Allen R	SHLD	Common Stock	A - Award	D			7 164			9 262
2007-05-03	2007-04-02	4	ESL INVESTMENTS, INC.	SHLD	Common Stock, par value $0.01 per share	J - Other	I			63 005			17 011 586
2007-05-03	2007-04-02	4	ESL INVESTMENTS, INC.	SHLD	Common Stock, par value $0.01 per share	J - Other	I			201 280			48 269 422
2006-05-03	2006-05-01	4	McGuire Maureen A	SHLD	Common Stock	A - Award	D			2 098			10 414
2006-05-03	2006-05-01	4	Whitsett Peter J	SHLD	Common Stock	A - Award	D			3 496			3 496
2006-05-03	2006-05-01	4	Crow Kristine K	SHLD	Common Stock	A - Award	D			699			6 511
2006-05-03	2006-05-01	4	JOHNSON W BRUCE	SHLD	Common Stock	A - Award	D			3 496			13 927
2006-05-03	2006-05-01	4	Harker William R	SHLD	Common Stock	A - Award	D			2 098			2 098
2006-05-03	2006-05-01	4	AUSTIN KAREN A	SHLD	Common Stock	A - Award	D			3 496			4 214
2006-05-03	2006-05-01	4	Yulinsky Corwin	SHLD	Common Stock	A - Award	D			2 098			6 256
2006-05-03	2006-05-01	4	Phelan William K	SHLD	Common Stock	A - Award	D			1 748			2 148
2006-05-03	2006-05-01	4	GOOD MARK	SHLD	Common Stock	A - Award	D			3 496			9 636
2006-05-03	2006-05-01	4	Luse Robert	SHLD	Common Stock	A - Award	D			3 496			6 738
2006-05-03	2006-05-01	4	Laughlin Daniel F	SHLD	Common Stock	A - Award	D			3 496			6 457
2006-03-21	2006-03-20	4	JOHNSON W BRUCE	SHLD	Common Stock	S - Sale	D		135,9318	−795	−108		10 431
2006-03-21	2006-03-20	4	JOHNSON W BRUCE	SHLD	Common Stock	S - Sale	D		135,8200	−795	−108		11 226
2006-03-21	2006-03-20	4	JOHNSON W BRUCE	SHLD	Common Stock	S - Sale	D		135,8300	−198	−27		12 021
2006-03-21	2006-03-20	4	JOHNSON W BRUCE	SHLD	Common Stock	S - Sale	D		136,0100	−690	−94		12 219
2006-03-21	2006-03-20	4	JOHNSON W BRUCE	SHLD	Common Stock	S - Sale	D		136,0600	−200	−27		12 909
2006-03-21	2006-03-20	4	JOHNSON W BRUCE	SHLD	Common Stock	S - Sale	D		136,0700	−100	−14		13 109
2006-03-21	2006-03-20	4	JOHNSON W BRUCE	SHLD	Common Stock	S - Sale	D		136,1300	−100	−14		13 209
2006-03-21	2006-03-20	4	JOHNSON W BRUCE	SHLD	Common Stock	S - Sale	D		136,1600	−100	−14		13 309
2006-03-21	2006-03-20	4	JOHNSON W BRUCE	SHLD	Common Stock	S - Sale	D		136,1700	−22	−3		13 409
2006-03-13	2006-03-10	4	Laughlin Daniel F	SHLD	Common Stock	F - Taxes	D		117,5300	−120	−14		2 961
2006-02-16	2006-02-14	4	ESL INVESTMENTS, INC.	SHLD	Common Stock, par value $0.01 per share	J - Other	I			1 418			16 948 581
2006-02-16	2006-02-14	4	ESL INVESTMENTS, INC.	SHLD	Common Stock, par value $0.01 per share	J - Other	I			4 531			48 068 142
2006-01-20	2006-01-18	4	ESL INVESTMENTS, INC.	SHLD	Common Stock, par value $0.01 per share	J - Other	I			127 276			16 947 163
2006-01-20	2006-01-18	4	ESL INVESTMENTS, INC.	SHLD	Common Stock, par value $0.01 per share	J - Other	I			406 573			48 063 611
2005-05-03	2005-04-29	4	ESL INVESTMENTS, INC.	SHLD	Common Stock, par value $0.01 per share	J - Other	I			264 472			64 831 910
2005-05-03	2005-04-29	4	ESL INVESTMENTS, INC.	SHLD	Common Stock, par value $0.01 per share	J - Other	I			264 472			64 815 911
2005-05-03	2005-04-29	4	ESL INVESTMENTS, INC.	SHLD	Common Stock, par value $0.01 per share	J - Other	I			264 472			64 476 925
2005-05-03	2005-04-29	4	ESL INVESTMENTS, INC.	SHLD	Common Stock, par value $0.01 per share	J - Other	D			63 059			16 819 887
2005-05-03	2005-04-29	4	ESL INVESTMENTS, INC.	SHLD	Common Stock, par value $0.01 per share	J - Other	D			201 413			47 657 038
2005-04-14		3	Luse Robert	SHLD	Common Shares		D						3 242
2005-04-14		3	Luse Robert 401(k) Plan	SHLD	Common Shares (401(k) Plan)		I						517
2005-03-31	2005-03-25	4/A	ESL INVESTMENTS, INC.	SHLD	Option per agreement dated 1/24/03, as amended	X - Other	I	13,00		−6 475 385		0
2005-03-31	2005-03-25	4/A	ESL INVESTMENTS, INC.	SHLD	Option per agreement dated 1/24/03, as amended	X - Other	I	13,00		−6 475 385		0
2005-03-31	2005-03-25	4/A	ESL INVESTMENTS, INC.	SHLD	Option per agreement dated 1/24/03, as amended	X - Other	I	13,00		−6 441 400		0
2005-03-31	2005-03-25	4/A	ESL INVESTMENTS, INC.	SHLD	Option per agreement dated 1/24/03,as amended	X - Other	I	13,00		−33 885		0
2005-03-31	2005-03-25	4/A	ESL INVESTMENTS, INC.	SHLD	Option per agreement dated 1/24/03, as amended	X - Other	D	13,00		−100		0
2005-03-31	2005-03-25	4/A	ESL INVESTMENTS, INC.	SHLD	Option per agreement dated 1/24/03, as amended	X - Other	D	13,00		−4 760 100		0
2005-03-31	2005-03-25	4/A	ESL INVESTMENTS, INC.	SHLD	Option per agreement dated 1/24/03, as amended	X - Other	D	13,00		−1 681 300		0
2005-03-31	2005-03-25	4/A	ESL INVESTMENTS, INC.	SHLD	Option per agreement dated 1/24/03, as amended	X - Other	D	13,00		−33 885		0
2005-03-31	2005-03-25	4/A	ESL INVESTMENTS, INC. See Footenote	SHLD	Common Stock, par value $0.01 per share	X - Other	I		13,0000	6 475 385	84 180		64 567 438
2005-03-31	2005-03-25	4/A	ESL INVESTMENTS, INC.	SHLD	Common Stock, par value $0.01 per share	X - Other	I		13,0000	6 475 385	84 180		64 551 439
2005-03-31	2005-03-25	4/A	ESL INVESTMENTS, INC.	SHLD	Common Stock, par value $0.01 per share	X - Other	I		13,0000	6 441 400	83 738		64 212 453
2005-03-31	2005-03-25	4/A	ESL INVESTMENTS, INC.	SHLD	Common Stock, par value $0.01 per share	X - Other	I		13,0000	33 885	441		338 239
2005-03-31	2005-03-25	4/A	ESL INVESTMENTS, INC.	SHLD	Common Stock, par value $0.01 per share	X - Other	D		13,0000	100	1		747
2005-03-31	2005-03-25	4/A	ESL INVESTMENTS, INC.	SHLD	Common Stock, par value $0.01 per share	X - Other	D		13,0000	4 760 100	61 881		47 455 625
2005-03-31	2005-03-25	4/A	ESL INVESTMENTS, INC.	SHLD	Common Stock, par value $0.01 per share	X - Other	D		13,0000	1 681 300	21 857		16 756 828
2005-03-31	2005-03-25	4/A	ESL INVESTMENTS, INC.	SHLD	Common Stock, par value $0.01 per share	X - Other	D		13,0000	33 885	441		338 239
2005-03-31	2005-03-24	4/A	ESL INVESTMENTS, INC.	SHLD	Common Stock, par value $0.01 per share	J - Other	I		132,5200	9 788 629	1 297 189		58 092 053
2005-03-31	2005-03-24	4/A	ESL INVESTMENTS, INC.	SHLD	Common Stock, par value $0.01 per share	J - Other	I		132,5200	9 772 630	1 295 069		58 076 054
2005-03-31	2005-03-24	4/A	ESL INVESTMENTS, INC.	SHLD	Common Stock, par value $0.01 per share	J - Other	I		132,5200	9 720 582	1 288 172		57 771 053
2005-03-31	2005-03-24	4/A	ESL INVESTMENTS, INC.	SHLD	Common Stock, par value $0.01 per share	J - Other	I		132,5200	52 048	6 897		304 354
2005-03-31	2005-03-24	4/A	ESL INVESTMENTS, INC.	SHLD	Common Stock, par value $0.01 per share	J - Other	D		132,5200	7 179 516	951 429		42 695 525
2005-03-31	2005-03-24	4/A	ESL INVESTMENTS, INC.	SHLD	Common Stock, par value $0.01 per share	J - Other	D		132,5200	2 541 066	336 742		15 075 528
2005-03-31	2005-03-24	4/A	ESL INVESTMENTS, INC.	SHLD	Common Stock, par value $0.01 per share	J - Other	D		132,5200	52 048	6 897		304 354
2005-03-31	2005-03-24	4/A	ESL INVESTMENTS, INC.	SHLD	Common Stock, par value $0.01 per share	J - Other	D		132,5200	15 999	2 120		15 999
2005-03-28	2005-03-25	4	ESL INVESTMENTS, INC.	SHLD	Option per agreement dated 1/24/03, as amended	X - Other	I	13,00		−6 475 385		0
2005-03-28	2005-03-25	4	ESL INVESTMENTS, INC.	SHLD	Option per agreement dated 1/24/03, as amended	X - Other	I	13,00		−6 475 385		0
2005-03-28	2005-03-25	4	ESL INVESTMENTS, INC.	SHLD	Option per agreement dated 1/24/03, as amended	X - Other	I	13,00		−6 441 400		0
2005-03-28	2005-03-25	4	ESL INVESTMENTS, INC.	SHLD	Option per agreement dated 1/24/03,as amended	X - Other	I	13,00		−33 885		0
2005-03-28	2005-03-25	4	ESL INVESTMENTS, INC.	SHLD	Option per agreement dated 1/24/03, as amended	X - Other	D	13,00		−100		0
2005-03-28	2005-03-25	4	ESL INVESTMENTS, INC.	SHLD	Option per agreement dated 1/24/03, as amended	X - Other	D	13,00		−4 760 100		0
2005-03-28	2005-03-25	4	ESL INVESTMENTS, INC.	SHLD	Option per agreement dated 1/24/03, as amended	X - Other	D	13,00		−1 681 300		0
2005-03-28	2005-03-25	4	ESL INVESTMENTS, INC.	SHLD	Option per agreement dated 1/24/03, as amended	X - Other	D	13,00		−33 885		0
2005-03-28	2005-03-25	4	ESL INVESTMENTS, INC. See Footenote	SHLD	Common Stock, par value $0.01 per share	X - Other	I		13,0000	6 475 385	84 180		54 778 809
2005-03-28	2005-03-25	4	ESL INVESTMENTS, INC.	SHLD	Common Stock, par value $0.01 per share	X - Other	I		13,0000	6 475 385	84 180		54 778 809
2005-03-28	2005-03-25	4	ESL INVESTMENTS, INC.	SHLD	Common Stock, par value $0.01 per share	X - Other	I		13,0000	6 441 400	83 738		54 491 871
2005-03-28	2005-03-25	4	ESL INVESTMENTS, INC.	SHLD	Common Stock, par value $0.01 per share	X - Other	I		13,0000	33 885	441		286 191
2005-03-28	2005-03-25	4	ESL INVESTMENTS, INC.	SHLD	Common Stock, par value $0.01 per share	X - Other	D		13,0000	100	1		747
2005-03-28	2005-03-25	4	ESL INVESTMENTS, INC.	SHLD	Common Stock, par value $0.01 per share	X - Other	D		13,0000	4 760 100	61 881		40 276 109
2005-03-28	2005-03-25	4	ESL INVESTMENTS, INC.	SHLD	Common Stock, par value $0.01 per share	X - Other	D		13,0000	1 681 300	21 857		14 215 762
2005-03-28	2005-03-25	4	ESL INVESTMENTS, INC.	SHLD	Common Stock, par value $0.01 per share	X - Other	D		13,0000	33 885	441		286 191
2005-03-28	2005-03-24	4	ESL INVESTMENTS, INC.	SHLD	Common Stock, par value $0.01 per share	J - Other	I		132,5200	0	0		48 303 424
2005-03-28	2005-03-24	4	ESL INVESTMENTS, INC.	SHLD	Common Stock, par value $0.01 per share	J - Other	I		132,5200	0	0		48 303 424
2005-03-28	2005-03-24	4	ESL INVESTMENTS, INC.	SHLD	Common Stock, par value $0.01 per share	J - Other	I		132,5200	0	0		48 050 471
2005-03-28	2005-03-24	4	ESL INVESTMENTS, INC.	SHLD	Common Stock, par value $0.01 per share	J - Other	I		132,5200	0	0		252 306
2005-03-28	2005-03-24	4	ESL INVESTMENTS, INC.	SHLD	Common Stock, par value $0.01 per share	J - Other	D		132,5200	0	0		35 516 009
2005-03-28	2005-03-24	4	ESL INVESTMENTS, INC.	SHLD	Common Stock, par value $0.01 per share	J - Other	D		132,5200	0	0		12 534 462
2005-03-28	2005-03-24	4	ESL INVESTMENTS, INC.	SHLD	Common Stock, par value $0.01 per share	J - Other	D		132,5200	0	0		252 306
2005-03-28	2005-03-24	4	ESL INVESTMENTS, INC.	SHLD	Common Stock, par value $0.01 per share	J - Other	D		132,5200	0	0		0
2005-03-24		3	CARTY DONALD J	SHLD	Common Stock		D						0
2005-03-24		3	LACY ALAN J	SHLD	Common Stock		D						0
2005-03-24		3	MILES MICHAEL A	SHLD	Common Stock		D						0

Köp på öppna marknaden eller privat köp av icke-derivatsäkerhet

Köp på öppna marknaden eller privat försäljning av icke-derivatsäkerhet

Bevilja, tilldelning eller annat förvärv av värdepapper från företaget (såsom en option)

Omvandling av derivat

Försäljning eller överföring av värdepapper tillbaka til företaget

Betalning av lösenpris eller skatteskuld med del av värdepapper som erhållits från bolaget

Överlåtelse av värdepapper från eller till insidern

Aktieswappar och liknande säkringsaffärer

Utövande eller omvandling av derivatsäkerhet som erhållits från företaget (som en option)

En transaktion friviligt rapporterad på schema 4

Andra (med en fotnot som beskriver transaktionen)

SHLD / Global X Funds - Global X Defense Tech ETF - Insider Trading and Ownership Report - SEC Form 3, 4, 5