SAEXW / SAExploration Holdings, Inc. - Insider Trading and Ownership Report - SEC Form 3, 4, 5

SAExploration Holdings, Inc.
US ˙ OTC
DENNA SYMBOL ÄR INTE LÄNGRE AKTIV

Insider Sentiment Score

Insider sentiment score hittar de företag som köps av foretagsinsynspersoner.

Det är resultatet av en sofistikerad, kvantitativ multifaktormodell som identifierar företag med de högsta nivåerna av insiderackumulation. Poängmodellen använder en kombination av nettoantalet insiders som köpt de föregående 90 dagarna, det totala antalet aktier som köpts i procent av aktiekapitalet och det totala antalet aktier som ägs av insiders. Siffran sträcker sig från 0 till 100, med högre siffror som indikerar en högre nivå av ackumulering för sina kamrater, och 50 är genomsnittet.

Uppdateringsfrekvens: Dagligen

Se Insiders Top Picks, som ger en lista över företag med högsta insiderackumulation.

Se Högst rankade aktier
Office Sentiment Score

Officersentiment Score hittar företag som köps av Corporate Officers.

Per definition Corporate Officers är Corporate Insiders, men till skillnad från vissa av de andra Insiders (10 % aktieägare och styrelseledamöter), arbetar ämbetsmän för företaget dagligen och de använder sina egna pengar när de handlar . (10 % aktieägare och styrelseledamöter är ofta fondförvaltare som förvaltar andras pengar.) Som sådan är insideraffärer som görs av tjänstemän mycket mer betydelsefulla och bör behandlas på lämpligt sätt.

Liksom Insider Sentiment Score är Officer Sentiment Score resultatet av en sofistikerad, kvantitativ multifaktormodell som identifierar företag med de högsta nivåerna av officersackumulering.

Uppdateringsfrekvens: Dagligen

Se insiderns bästa val, vilket ger en lista över företag med högsta insider sentiment.

Se Högst rankade aktier
Viktiga insidernyckeltal

Denna kort visar hur företaget rankas längs olika insidernyckeltal. Procenttilrankningen visar hur detta företag jämförs med andra företag på USA-marknaden. Högre rankingar indikerar bättre situationer.

Till exempel anses det allmänt att insiderköp är en positiv indikator, så företag med mer insiderköp skulle rankas högre än företag med mindre insiderköp (eller til och med insiderförsäljning).

Nettoantalet insiders som köper (rankning)

N/A

Nettoantalet insiders som köper är den totala mängden insiders som säljer minus det totala antalet insiders som säljer under de senaste 90 dagarna. Percentilrankningen visas här (intervall från 0 till 100%).

Procent av flytande köpta av insiders (ranking)

N/A

Procentandelen av aktier köpta av insiders är det totala antalet aktier som köpts av insiders minus det totala antalet aktier som sålts av insiders under de senaste 90 dagarna, dividerat med det totala antalet aktier och multiplicerat med 100.

Insiderhandelsdiagram

SAExploration Holdings, Inc. insideraffärer visas i följande diagram. Insiders är tjänstemän, styrelseledamöter eller betydande investerare i ett företag. I allmänhet är det i allmänhet olagligt för insiders att göra affärer i sina företag baserat på väsentlig, icke-offentlig information. Detta betyder inte att det är olagligt för dem att göra några affärer i sina egna företag. De måste dock rapportera alla affärer till SEC via ett formulär 4.

Insiderlista och lönsamhetsstatistik

Den här tabellen visar listan över kända insiders och genereras automatiskt från anmälningar som avslöjas till SEC. Förutom namnen, den senaste titeln och direktören, tjänstemannen eller ägarbeteckningen på 10 %, tillhandahåller vi de senaste avslöjade innehaven. Dessutom, när det är möjligt tillhandahåller vi insiderns historiska handelsresultat. Det historiska handelsresultatet är ett vägt genomsnitt av resultatet för faktiska köptransaktioner på den öppna marknaden som insidern gjort. För mer information om hur detta beräknas, titta på detta YouTube-webinarium.

See our leaderboard of most profitable insider traders.

Insider Genomsnitt vinst (%) Aktier
Ägda		 Delad
Justerad

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Track Records av insiderköp - Kortsiktig vinstanalys

I denna sektion analyserar vi lönsamheten för varje oplanerat, öppet-marknads insiderköp gjorda i SAEXW / SAExploration Holdings, Inc.. Denna analys hjälper till att förstå om insidern konsekvent genererar onormala avkastningar och är värd att följa. Denna analys är för ett år efter varje handel, och resultaten är teoretiska .

Tabellen nedan visar de senaste köpen på öppna marknaden som inte var en del av en automatisk handelsplan.

Handelsdatum Insider Rapporterade
aktier		 Rapporterat
pris		 Justerade
aktier		 Justerat
pris		 Kostnadsbasis Dagar til
Max		 Pris vid
Max		 Maximal
vinst ($)		 Maximal avkastning (%)
2019-03-28 WHITEBOX ADVISORS LLC 6 372 3,3300 6 372 3,3300 21 219 25
2019-03-28 WHITEBOX ADVISORS LLC 18 976 3,3300 18 976 3,3300 63 190
2019-03-28 WHITEBOX ADVISORS LLC 30 030 3,3300 30 030 3,3300 100 000
2018-12-21 Beatty Brian A 3 050 2,0819 3 050 2,0819 6 350
2016-03-17 Beatty Brian A 17 500 0,8500 17 500 0,8500 14 875
2015-11-05 PECORA JOHN P 35 701 2,4500 35 701 2,4500 87 467

Justeringar av aktierär de justerade aktierna efter justerat pris. Justeringar av aktierär de justerade aktierna efter uppdelning.

SAEXW / SAExploration Holdings, Inc. Insider Trades
Track Records av insiderförsäljning - Kortsiktig förlustanalys

I denna sektion analyserar vi lönsamheten för varje oplanerat, öppet-marknads insiderköp gjorda i SAEXW / SAExploration Holdings, Inc.. Denna analys hjälper till att förstå om insidern konsekvent genererar onormala avkastningar och är värd att följa. Denna analys är för ett år efter varje handel, och resultaten är teoretiska .

Tabellen nedan visar de senaste försäljningarna på öppna marknaden som inte var en del av en automatisk handelsplan.

Handelsdatum Insider Rapporterade
aktier		 Rapporterat
pris		 Justerade
aktier		 Justerat
pris		 Kostnadsbasis Dagar til
Min		 Pris vid
Min		 Maximal förlust
undvikits ($)		 Maximal förlust
undvikits ($)
2019-06-13 Beatty Brian A 44 311 3,0470 44 311 3,0470 135 016 0
2018-12-21 Beatty Brian A 3 050 2,0819 3 050 2,0819 6 350
2018-09-27 Dalton Gary 390 10,4595 390 10,4595 4 079
2016-12-30 Beatty Brian A 8 865 7,2700 8 865 7,2700 64 449
2016-12-22 Hastings Jeff 33 812 8,0400 33 812 8,0400 271 848
2016-07-13 PECORA JOHN P 1 515 824 0,2600 1 515 824 0,2600 394 114
2016-06-30 Sgro David 44 000 0,1440 44 000 0,1440 6 336
2016-06-30 ROSENFELD ERIC 524 774 0,1400 524 774 0,1400 73 468
2016-06-30 Monahan Gregory R 25 000 0,1450 25 000 0,1450 3 625

Justeringar av aktierär de justerade aktierna efter justerat pris. Justeringar av aktierär de justerade aktierna efter uppdelning.

SAEXW / SAExploration Holdings, Inc. Insider Trades
Transaktionshistorik

Klicka på länkikonen för att se hela transaktionshistoriken. Transaktioner som rapporteras som en del av en automatisk handelsplan 10b5-1 kommer att ha ett X i kolumnen markerad 10b-5.

Fil
datum		 Handel
datum		 Schema Insider Ticker Värdepappertitel Kod 10b5-1 Direkta Utövningspris Enhet
pris		 Enheter
ändrad		 Värde
ändrad (1K)		 Kvarvarande
Optioner		 Kvarvarande
Aktier
2020-07-30 2020-07-28 4 WHITEBOX ADVISORS LLC SAEX Series F Warrants X - Other D −239 830 0
2020-07-30 2020-07-28 4 WHITEBOX ADVISORS LLC SAEX Series F Warrants X - Other I −342 369 0
2020-07-30 2020-07-28 4 WHITEBOX ADVISORS LLC SAEX Series E Warrants X - Other D −17 427 095 0
2020-07-30 2020-07-28 4 WHITEBOX ADVISORS LLC SAEX Series E Warrants X - Other I −29 233 812 0
2020-07-30 2020-07-28 4 WHITEBOX ADVISORS LLC SAEX Series D Warrants X - Other D −2 979 904 0
2020-07-30 2020-07-28 4 WHITEBOX ADVISORS LLC SAEX Series D Warrants X - Other I −4 997 800 0
2020-07-30 2020-07-28 4 WHITEBOX ADVISORS LLC SAEX Series C Warrants X - Other D −1 458 434 0
2020-07-30 2020-07-28 4 WHITEBOX ADVISORS LLC SAEX Series C Warrants X - Other I −2 446 026 0
2020-07-30 2020-07-28 4 WHITEBOX ADVISORS LLC SAEX Common Stock, $0.0001 par value J - Other D 1,0952 −22 −0 1 431 072
2020-07-30 2020-07-28 4 WHITEBOX ADVISORS LLC SAEX Common Stock, $0.0001 par value X - Other D 0,0001 239 830 0 1 431 094
2020-07-30 2020-07-28 4 WHITEBOX ADVISORS LLC SAEX Common Stock, $0.0001 par value J - Other I 1,0952 −32 −0 2 336 520
2020-07-30 2020-07-28 4 WHITEBOX ADVISORS LLC SAEX Common Stock, $0.0001 par value X - Other I 0,0001 342 369 0 2 336 552
2020-07-30 2020-07-28 4 WHITEBOX ADVISORS LLC SAEX Common Stock, $0.0001 par value J - Other D 1,0952 −80 −0 1 191 264
2020-07-30 2020-07-28 4 WHITEBOX ADVISORS LLC SAEX Common Stock, $0.0001 par value X - Other D 0,0001 871 354 0 1 191 344
2020-07-30 2020-07-28 4 WHITEBOX ADVISORS LLC SAEX Common Stock, $0.0001 par value J - Other I 1,0952 −135 −0 1 994 183
2020-07-30 2020-07-28 4 WHITEBOX ADVISORS LLC SAEX Common Stock, $0.0001 par value X - Other I 0,0001 1 461 688 0 1 994 318
2020-07-30 2020-07-28 4 WHITEBOX ADVISORS LLC SAEX Common Stock, $0.0001 par value J - Other D 1,0952 −14 −0 319 990
2020-07-30 2020-07-28 4 WHITEBOX ADVISORS LLC SAEX Common Stock, $0.0001 par value X - Other D 0,0001 148 995 0 320 004
2020-07-30 2020-07-28 4 WHITEBOX ADVISORS LLC SAEX Common Stock, $0.0001 par value J - Other I 1,0952 −25 −0 532 630
2020-07-30 2020-07-28 4 WHITEBOX ADVISORS LLC SAEX Common Stock, $0.0001 par value X - Other I 0,0001 249 889 0 532 655
2020-07-30 2020-07-28 4 WHITEBOX ADVISORS LLC SAEX Common Stock, $0.0001 par value J - Other D 1,0952 −7 −0 171 009
2020-07-30 2020-07-28 4 WHITEBOX ADVISORS LLC SAEX Common Stock, $0.0001 par value X - Other D 0,0001 72 921 0 171 016
2020-07-30 2020-07-28 4 WHITEBOX ADVISORS LLC SAEX Common Stock, $0.0001 par value J - Other I 1,0952 −13 −0 282 766
2020-07-30 2020-07-28 4 WHITEBOX ADVISORS LLC SAEX Common Stock, $0.0001 par value X - Other I 0,0001 122 299 0 282 779
2020-04-06 2020-04-06 4 Rassin David Alan SAEX Restricted Stock Unit A - Award D 10 000 10 000
2020-04-01 2020-03-30 4 Scott Mike SAEX Restricted Stock Unit A - Award D 96 617 96 617
2020-04-01 2020-03-30 4 Silvernagle Darin SAEX Restricted Stock Unit A - Award D 33 787 33 787
2020-02-20 3 Mercer Jacob Paul SAEX No securities beneficially owned D 0
2020-01-29 2020-01-14 4 WHITEBOX ADVISORS LLC SAEX Series F Warrants A - Award D 119 975 1 333 100
2020-01-29 2020-01-14 4 WHITEBOX ADVISORS LLC SAEX Series F Warrants A - Award I 171 270 2 176 245
2019-12-20 2019-12-11 4 WHITEBOX ADVISORS LLC SAEX Series F Warrants A - Award D 119 855 1 213 125
2019-12-20 2019-12-11 4 WHITEBOX ADVISORS LLC SAEX Series F Warrants A - Award I 171 099 2 004 975
2019-06-14 2019-06-13 4 Beatty Brian A SAEX Common Stock S - Sale D 3,0470 −44 311 −135 41 017
2019-05-15 2019-04-12 4/A Beatty Brian A SAEX Restricted Stock Unit M - Exercise D −78 880 215 835
2019-05-15 2019-04-12 4/A Beatty Brian A SAEX Common Stock F - Taxes D 3,8000 −37 863 −144 85 328
2019-05-15 2019-04-12 4/A Beatty Brian A SAEX Common Stock M - Exercise D 78 880 123 191
2019-04-16 2019-04-12 4 Abney Ryan SAEX Restricted Stock Unit M - Exercise D −13 921 31 319
2019-04-16 2019-04-12 4 Abney Ryan SAEX Common Stock F - Taxes D 3,8000 −3 877 −15 21 330
2019-04-16 2019-04-12 4 Abney Ryan SAEX Common Stock M - Exercise D 13 921 25 207
2019-04-16 2019-04-12 4 Beatty Brian A SAEX Restricted Stock Unit M - Exercise D −78 880 215 835
2019-04-16 2019-04-12 4 Beatty Brian A SAEX Common Stock F - Taxes D 3,8000 −37 863 −144 86 028
2019-04-16 2019-04-12 4 Beatty Brian A SAEX Common Stock M - Exercise D 78 880 123 891
2019-04-16 2019-04-12 4 Hastings Jeff SAEX Restricted Stock Unit M - Exercise D −78 880 389 748
2019-04-16 2019-04-12 4 Hastings Jeff SAEX Common Stock F - Taxes D 3,8000 −19 160 −73 116 378
2019-04-16 2019-04-12 4 Hastings Jeff SAEX Common Stock M - Exercise D 78 880 135 538
2019-04-16 2019-04-12 4 Scott Mike SAEX Restricted Stock Unit M - Exercise D −30 160 78 382
2019-04-16 2019-04-12 4 Scott Mike SAEX Common Stock F - Taxes D 3,8000 −14 306 −54 32 529
2019-04-16 2019-04-12 4 Scott Mike SAEX Common Stock M - Exercise D 30 160 46 835
2019-04-16 2019-04-12 4 Silvernagle Darin SAEX Restricted Stock Unit M - Exercise D −13 921 33 921
2019-04-16 2019-04-12 4 Silvernagle Darin SAEX Common Stock F - Taxes D 3,8000 −6 039 −23 15 255
2019-04-16 2019-04-12 4 Silvernagle Darin SAEX Common Stock M - Exercise D 13 921 21 294
2019-04-16 2019-04-12 4 Whiteley Brent SAEX Restricted Stock Unit M - Exercise D −62 640 151 835
2019-04-16 2019-04-12 4 Whiteley Brent SAEX Common Stock F - Taxes D 3,8000 −15 088 −57 96 991
2019-04-16 2019-04-12 4 Whiteley Brent SAEX Common Stock M - Exercise D 62 640 112 079
2019-04-10 2019-03-29 4 Hastings Jeff SAEX Restricted Stock Unit A - Award D 157 760 468 628
2019-04-10 2019-03-29 4 Hastings Jeff SAEX Restricted Stock Unit A - Award D 63 595 310 868
2019-04-10 2019-03-29 4 Scott Mike SAEX Restricted Stock Unit A - Award D 60 319 108 542
2019-04-10 2019-03-29 4 Scott Mike SAEX Restricted Stock Unit A - Award D 20 174 48 223
2019-04-10 2019-03-29 4 Silvernagle Darin SAEX Restricted Stock Unit A - Award D 27 841 47 842
2019-04-10 2019-03-29 4 Silvernagle Darin SAEX Restricted Stock Unit A - Award D 7 055 20 001
2019-04-10 2019-03-29 4 Whiteley Brent SAEX Restricted Stock Unit A - Award D 125 279 214 475
2019-04-10 2019-03-29 4 Whiteley Brent SAEX Restricted Stock Unit A - Award D 30 940 89 196
2019-04-10 2019-03-29 4 Abney Ryan SAEX Restricted Stock Unit A - Award D 27 841 45 240
2019-04-10 2019-03-29 4 Abney Ryan SAEX Restricted Stock Unit A - Award D 4 453 17 399
2019-04-10 2019-03-29 4 Beatty Brian A SAEX Restricted Stock Unit A - Award D 157 760 294 715
2019-04-10 2019-03-29 4 Beatty Brian A SAEX Restricted Stock Unit A - Award D 63 595 136 955
2019-04-01 2019-03-28 4 WHITEBOX ADVISORS LLC SAEX Common Stock P - Purchase D 3,3300 6 372 21 31 896
2019-04-01 2019-03-28 4 WHITEBOX ADVISORS LLC SAEX Common Stock P - Purchase D 3,3300 18 976 63 98 095
2019-04-01 2019-03-28 4 WHITEBOX ADVISORS LLC SAEX Common Stock P - Purchase I 3,3300 30 030 100 160 480
2019-01-09 2018-12-21 4/A Beatty Brian A SAEX Common Stock P - Purchase D 2,0819 3 050 6 45 011
2018-12-26 2018-12-21 4 Beatty Brian A SAEX Common Stock S - Sale D 2,0819 −3 050 −6 38 911
2018-12-06 2018-12-03 4 Faust Michael SAEX Restricted stock unit A - Award D 13 055 26 110
2018-12-06 2018-12-03 4 Faust Michael SAEX Restricted stock unit A - Award D 13 055 26 110
2018-12-06 2018-12-03 4 Menkes Alan B. SAEX Restricted stock unit A - Award D 13 055 26 110
2018-12-06 2018-12-03 4 Menkes Alan B. SAEX Restricted stock unit A - Award D 13 055 26 110
2018-12-06 2018-12-03 4 Cooper L Melvin SAEX Restricted stock unit A - Award D 13 055 26 110
2018-12-06 2018-12-03 4 Cooper L Melvin SAEX Restricted stock unit A - Award D 13 055 26 110
2018-12-06 2018-12-03 4 Dalton Gary SAEX Restricted stock unit A - Award D 13 055 26 110
2018-12-06 2018-12-03 4 Dalton Gary SAEX Restricted stock unit A - Award D 13 055 26 110
2018-09-28 2018-09-26 4 WHITEBOX ADVISORS LLC SAEX 6.00% Senior Secured Convertible Notes due 2023 A - Award D 3 700 117,0200
2018-09-28 2018-09-26 4 WHITEBOX ADVISORS LLC SAEX 6.00% Senior Secured Convertible Notes due 2023 A - Award D 5 035 751,1000
2018-09-28 2018-09-26 4 WHITEBOX ADVISORS LLC SAEX 6.00% Senior Secured Convertible Notes due 2023 A - Award D 14 986 194,3800
2018-09-28 2018-09-26 4 WHITEBOX ADVISORS LLC SAEX 6.00% Senior Secured Convertible Notes due 2023 A - Award I 23 722 062,5000
2018-09-28 2018-09-26 4 Hastings Jeff SAEX 6.00% Senior Secured Convertible Notes due 2023 A - Award D 1 000 000 1 000 000
2018-09-28 2018-09-27 4 Dalton Gary SAEX Common Stock S - Sale D 10,4595 −390 −4 0
2018-09-17 3 Whitebox Credit Partners, L.P. SAEX Common Stock D 1 260 193
2018-09-17 3 Whitebox Credit Partners, L.P. SAEX Common Stock D 1 260 193
2018-09-17 3 Whitebox Credit Partners, L.P. SAEX Common Stock D 1 395 833
2018-09-17 3 Whitebox Credit Partners, L.P. SAEX Common Stock D 1 260 193
2018-09-17 3 Whitebox Credit Partners, L.P. SAEX Common Stock D 1 395 833
2018-09-17 3 Whitebox Credit Partners, L.P. SAEX Common Stock D 1 395 833
2018-09-17 3 Whitebox Credit Partners, L.P. SAEX Common Stock D 1 395 833
2018-09-17 3 Whitebox Credit Partners, L.P. SAEX Common Stock D 1 260 193
2018-08-08 2018-08-06 4 Whiteley Brent SAEX Restricted Stock Units M - Exercise D −1 165 123 1 165 122
2018-08-08 2018-08-06 4 Whiteley Brent SAEX Common Stock F - Taxes D 0,8500 −281 864 −240 988 815
2018-08-08 2018-08-06 4 Whiteley Brent SAEX Common Stock M - Exercise D 1 165 123 1 270 679
2018-08-08 2018-08-06 4 Abney Ryan SAEX Restricted Stock Units M - Exercise D −258 920 258 920
2018-08-08 2018-08-06 4 Abney Ryan SAEX Common Stock F - Taxes D 0,8500 −61 227 −52 225 732
2018-08-08 2018-08-06 4 Abney Ryan SAEX Common Stock M - Exercise D 258 920 286 959
2018-08-08 2018-08-06 4 Silvernagle Darin SAEX Restricted Stock Units M - Exercise D −258 920 258 920
2018-08-08 2018-08-06 4 Silvernagle Darin SAEX Common Stock F - Taxes D 0,8500 −124 282 −106 147 461
2018-08-08 2018-08-06 4 Silvernagle Darin SAEX Common Stock M - Exercise D 258 920 271 743
2018-08-08 2018-08-06 4 Hastings Jeff SAEX Restricted Stock Units M - Exercise D −1 467 201 1 467 201
2018-08-08 2018-08-06 4 Hastings Jeff SAEX Common Stock F - Taxes D 0,8500 −415 643 −353 1 132 970
2018-08-08 2018-08-06 4 Hastings Jeff SAEX Common Stock M - Exercise D 1 467 201 1 548 613
2018-08-08 2018-08-06 4 Scott Mike SAEX Restricted Stock Units M - Exercise D −560 982 560 982
2018-08-08 2018-08-06 4 Scott Mike SAEX Common Stock F - Taxes D 0,8500 −269 272 −229 333 535
2018-08-08 2018-08-06 4 Scott Mike SAEX Common Stock M - Exercise D 560 982 602 807
2018-08-08 2018-08-06 4 Beatty Brian A SAEX Restricted Stock Units M - Exercise D −1 467 201 1 467 201
2018-08-08 2018-08-06 4 Beatty Brian A SAEX Common Stock F - Taxes D 0,8500 −704 257 −599 839 224
2018-08-08 2018-08-06 4 Beatty Brian A SAEX Common Stock M - Exercise D 1 467 201 1 543 481
2018-08-02 2018-07-31 4 BlueMountain Capital Management, LLC See footnotes SAEX Future Warrants C - Conversion I 0,00 27 719 122 27 719 122
2018-08-02 2018-07-31 4 BlueMountain Capital Management, LLC See footnotes SAEX 8.0% Cumulative Perpetual Series A Preferred Stock C - Conversion I 0,00 −8 473 0
2018-08-02 2018-07-31 4 BlueMountain Montenvers GP S.a.r.l. See footnotes SAEX Future Warrants C - Conversion I 0,00 27 719 122 27 719 122
2018-08-02 2018-07-31 4 BlueMountain Montenvers GP S.a.r.l. See footnotes SAEX 8.0% Cumulative Perpetual Series A Preferred Stock C - Conversion I 0,00 −8 473 0
2018-07-31 2018-07-25 4/A Whitebox Credit Partners, L.P. SAEX Future Warrants C - Conversion D 5 869 008 5 869 008
2018-07-31 2018-07-25 4/A Whitebox Credit Partners, L.P. SAEX 8.0% Cumulative Perpetual Series A Preferred Stock C - Conversion D −1 794 0
2018-07-27 2018-07-25 4 WHITEBOX ADVISORS LLC SAEX Future Warrants C - Conversion D 17 427 095 17 427 095
2018-07-27 2018-07-25 4 WHITEBOX ADVISORS LLC SAEX 8.0% Cumulative Perpetual Series A Preferred Stock C - Conversion D −5 327 0
2018-07-27 2018-07-25 4 WHITEBOX ADVISORS LLC SAEX Future Warrants C - Conversion I 29 233 812 29 233 812
2018-07-27 2018-07-25 4 WHITEBOX ADVISORS LLC SAEX 8.0% Cumulative Perpetual Series A Preferred Stock C - Conversion I −8 936 0
2018-04-16 2018-03-19 4/A Beatty Brian A SAEX Common Stock J - Other D 2,4600 15 001 37 76 280
2018-04-16 2018-01-26 4/A Beatty Brian A SAEX Stock Option (Right to Buy) M - Exercise D 10,19 10,1900 −16 193 −165 0
2018-04-16 2018-01-26 4/A Beatty Brian A SAEX Restricted Stock Units M - Exercise D −58 834 0
2018-04-16 2018-01-26 4/A Beatty Brian A SAEX Common Stock F - Taxes D 2,4600 −43 242 −106 61 279
2018-04-16 2018-01-26 4/A Beatty Brian A SAEX Common Stock M - Exercise D 58 834 104 521
2018-04-16 2018-01-26 4/A Beatty Brian A SAEX Common Stock M - Exercise D 10,1900 16 193 165 45 687
2018-04-11 2018-04-09 4 Silvernagle Darin SAEX Restricted Stock Units A - Award D 517 840 517 840
2018-04-11 2018-04-09 4 Scott Mike SAEX Restricted Stock Units A - Award D 1 121 964 1 121 964
2018-04-11 2018-04-09 4 Whiteley Brent SAEX Restricted Stock Units A - Award D 2 330 245 2 330 245
2018-04-11 2018-04-09 4 Beatty Brian A SAEX Restricted Stock Units A - Award D 2 934 402 2 934 402
2018-04-11 2018-04-09 4 Hastings Jeff SAEX Restricted Stock Units A - Award D 2 934 402 2 934 402
2018-04-11 2018-04-09 4 Abney Ryan SAEX Restricted Stock Units A - Award D 517 840 517 840
2018-03-14 2018-03-08 4 BlueMountain Capital Management, LLC See footnotes SAEX Series D Warrants C - Conversion I 0,00 4 734 992 4 734 991
2018-03-14 2018-03-08 4 BlueMountain Capital Management, LLC See footnotes SAEX Series B convertible preferred stock C - Conversion I 0,00 −217 823 0
2018-03-14 2018-03-08 4 BlueMountain Montenvers GP S.a.r.l. See footnotes SAEX Series D Warrants C - Conversion I 0,00 4 734 992 4 734 991
2018-03-14 2018-03-08 4 BlueMountain Montenvers GP S.a.r.l. See footnotes SAEX Series B convertible preferred stock C - Conversion I 0,00 −217 823 0
2018-03-09 3 Whitebox Credit Partners, L.P. SAEX Common Stock D 1 020 982
2018-03-09 3 Whitebox Credit Partners, L.P. SAEX Common Stock D 1 020 982
2018-03-09 2018-03-08 4 WHITEBOX ADVISORS LLC SAEX Series D Warrants C - Conversion D 2 979 904 2 979 904
2018-03-09 2018-03-08 4 WHITEBOX ADVISORS LLC SAEX Mandatorily Convertible Series B Preferred Stock C - Conversion D −137 084 0
2018-03-09 2018-03-08 4 WHITEBOX ADVISORS LLC SAEX Series D Warrants C - Conversion I 4 997 800 4 997 800
2018-03-09 2018-03-08 4 WHITEBOX ADVISORS LLC SAEX Mandatorily Convertible Series B Preferred Stock C - Conversion I −229 913 0
2018-02-06 2018-01-29 4/A WHITEBOX ADVISORS LLC SAEX Series C Warrants J - Other D 1 458 434 1 458 434
2018-02-06 2018-01-29 4/A WHITEBOX ADVISORS LLC SAEX Mandatorily Convertible Series B Preferred Stock J - Other D 137 084 137 084
2018-02-06 2018-01-29 4/A WHITEBOX ADVISORS LLC SAEX 8.0% Cumulative Perpetual Series A Preferred Stock J - Other D 5 077 5 077
2018-02-06 2018-01-29 4/A WHITEBOX ADVISORS LLC SAEX Series C Warrants J - Other I 2 446 026 2 446 026
2018-02-06 2018-01-29 4/A WHITEBOX ADVISORS LLC SAEX Mandatorily Convertible Series B Preferred Stock J - Other I 229 913 229 913
2018-02-06 2018-01-29 4/A WHITEBOX ADVISORS LLC SAEX 8.0% Cumulative Perpetual Series A Preferred Stock J - Other I 8 514 8 514
2018-02-02 2018-01-29 4 BlueMountain Montenvers GP S.a.r.l. SAEX Series C Warrants P - Purchase D 0,00 2 317 413 2 317 413
2018-02-02 2018-01-29 4 BlueMountain Montenvers GP S.a.r.l. SAEX Series B convertible preferred stock P - Purchase D 0,00 217 823 217 823
2018-02-02 2018-01-29 4 BlueMountain Montenvers GP S.a.r.l. SAEX Series A perpetual convertible preferred stock P - Purchase D 0,00 8 067 8 067
2018-02-02 2018-01-29 4 BlueMountain Capital Management, LLC See footnotes SAEX Series C Warrants P - Purchase I 0,00 2 317 413 2 317 413
2018-02-02 2018-01-29 4 BlueMountain Capital Management, LLC See footnotes SAEX Series B convertible preferred stock P - Purchase I 0,00 217 823 217 823
2018-02-02 2018-01-29 4 BlueMountain Capital Management, LLC See footnotes SAEX Series A perpetual convertible preferred stock P - Purchase I 0,00 8 067 8 067
2018-02-01 2018-01-26 4 Beatty Brian A SAEX Stock Option (Right to Buy) M - Exercise D 10,19 10,1900 −16 193 −165 0
2018-02-01 2018-01-26 4 Beatty Brian A SAEX Restricted Stock Units M - Exercise D −58 834 0
2018-02-01 2018-01-26 4 Beatty Brian A SAEX Common Stock F - Taxes D 2,4600 −43 242 −106 61 279
2018-02-01 2018-01-26 4 Beatty Brian A SAEX Common Stock M - Exercise D 58 834 104 521
2018-02-01 2018-01-26 4 Beatty Brian A SAEX Common Stock M - Exercise D 10,1900 16 193 165 45 687
2018-02-01 2018-01-26 4 Scott Mike SAEX Stock Option (Right to Buy) M - Exercise D 10,19 10,1900 −6 191 −63 0
2018-02-01 2018-01-26 4 Scott Mike SAEX Restricted Stock Units M - Exercise D −22 495 0
2018-02-01 2018-01-26 4 Scott Mike SAEX Common Stock F - Taxes D 2,4600 −7 091 −17 41 825
2018-02-01 2018-01-26 4 Scott Mike SAEX Common Stock M - Exercise D 22 495 48 916
2018-02-01 2018-01-26 4 Scott Mike SAEX Common Stock M - Exercise D 10,1900 6 191 63 26 421
2018-02-01 2018-01-26 4 Whiteley Brent SAEX Stock Option (Right to Buy) M - Exercise D 10,19 10,1900 −12 859 −131 0
2018-02-01 2018-01-26 4 Whiteley Brent SAEX Restricted Stock Units M - Exercise D −46 721 0
2018-02-01 2018-01-26 4 Whiteley Brent SAEX Common Stock F - Taxes D 2,4600 −13 378 −33 105 556
2018-02-01 2018-01-26 4 Whiteley Brent SAEX Common Stock M - Exercise D 46 721 118 934
2018-02-01 2018-01-26 4 Whiteley Brent SAEX Common Stock M - Exercise D 10,1900 12 859 131 72 213
2018-02-01 2018-01-26 4 Abney Ryan SAEX Stock Option (Right to Buy) M - Exercise D 10,19 −2 857 0
2018-02-01 2018-01-26 4 Abney Ryan SAEX Restricted Stock Units M - Exercise D −10 382 0
2018-02-01 2018-01-26 4 Abney Ryan SAEX Common Stock F - Taxes D 2,4600 −3 079 −8 28 039
2018-02-01 2018-01-26 4 Abney Ryan SAEX Common Stock M - Exercise D 10 382 31 118
2018-02-01 2018-01-26 4 Abney Ryan SAEX Common Stock M - Exercise D 10,1900 2 857 29 20 736
2018-02-01 2018-01-26 4 Silvernagle Darin SAEX Stock Option (Right to Buy) M - Exercise D 10,19 10,1900 −2 857 −29 0
2018-02-01 2018-01-26 4 Silvernagle Darin SAEX Restricted Stock Units M - Exercise D −10 382 0
2018-02-01 2018-01-26 4 Silvernagle Darin SAEX Common Stock F - Taxes D 2,4600 −3 404 −8 12 823
2018-02-01 2018-01-26 4 Silvernagle Darin SAEX Common Stock M - Exercise D 10 382 16 227
2018-02-01 2018-01-26 4 Silvernagle Darin SAEX Common Stock M - Exercise D 10,1900 2 857 29 5 845
2018-02-01 2018-01-26 4 Hastings Jeff SAEX Stock Option (Right to Buy) M - Exercise D 10,19 10,1900 −16 193 −165 0
2018-02-01 2018-01-26 4 Hastings Jeff SAEX Restricted Stock Units M - Exercise D −58 834 0
2018-02-01 2018-01-26 4 Hastings Jeff SAEX Common Stock F - Taxes D 2,4600 −15 817 −39 81 412
2018-02-01 2018-01-26 4 Hastings Jeff SAEX Common Stock A - Award D 58 834 97 229
2018-02-01 2018-01-26 4 Hastings Jeff SAEX Common Stock M - Exercise D 10,1900 16 193 165 38 395
2018-02-01 2018-01-30 4 WHITEBOX ADVISORS LLC SAEX Series C Warrants J - Other D 1 458 434 1 458 434
2018-02-01 2018-01-30 4 WHITEBOX ADVISORS LLC SAEX Mandatorily Convertible Series B Preferred Stock J - Other D 137 084 2 979 905
2018-02-01 2018-01-30 4 WHITEBOX ADVISORS LLC SAEX 8.0% Cumulative Perpetual Series A Preferred Stock J - Other D 5 077 16 609 229
2018-02-01 2018-01-30 4 WHITEBOX ADVISORS LLC SAEX Series C Warrants J - Other I 2 446 026 2 446 026
2018-02-01 2018-01-30 4 WHITEBOX ADVISORS LLC SAEX Mandatorily Convertible Series B Preferred Stock J - Other I 228 913 228 913
2018-02-01 2018-01-30 4 WHITEBOX ADVISORS LLC SAEX 8.0% Cumulative Perpetual Series A Preferred Stock J - Other I 8 514 8 514
2017-08-01 2017-07-27 4 Whiteley Brent SAEX Restricted Stock Units M - Exercise D −23 361 46 721
2017-08-01 2017-07-27 4 Whiteley Brent SAEX Common Stock J - Other D 40 156 40 156
2017-08-01 2017-07-27 4 Whiteley Brent SAEX Common Stock F - Taxes D 2,9800 −6 390 −19 19 198
2017-08-01 2017-07-27 4 Whiteley Brent SAEX Common Stock M - Exercise D 23 361 25 588
2017-08-01 2017-07-27 4 Silvernagle Darin SAEX Restricted Stock Units M - Exercise D −5 192 10 382
2017-08-01 2017-07-27 4 Silvernagle Darin SAEX Common Stock F - Taxes D 2,9800 −2 493 −7 2 988
2017-08-01 2017-07-27 4 Silvernagle Darin SAEX Common Stock M - Exercise D 5 192 5 481
2017-08-01 2017-07-27 4 Abney Ryan SAEX Restricted Stock Units M - Exercise D −5 192 10 382
2017-08-01 2017-07-27 4 Abney Ryan SAEX Common Stock J - Other D 14 000 14 000
2017-08-01 2017-07-27 4 Abney Ryan SAEX Common Stock F - Taxes D 2,9800 −1 374 −4 3 879
2017-08-01 2017-07-27 4 Abney Ryan SAEX Common Stock M - Exercise D 5 192 5 253
2017-08-01 2017-07-27 4 Scott Mike SAEX Restricted Stock Units M - Exercise D −11 248 22 495
2017-08-01 2017-07-27 4 Scott Mike SAEX Common Stock J - Other D 14 000 14 000
2017-08-01 2017-07-27 4 Scott Mike SAEX Common Stock F - Taxes D 2,9800 −5 400 −16 6 230
2017-08-01 2017-07-27 4 Scott Mike SAEX Common Stock M - Exercise D 11 248 11 630
2017-08-01 2017-07-27 4 Beatty Brian A SAEX Restricted Stock Units M - Exercise D −29 418 58 834
2017-08-01 2017-07-27 4 Beatty Brian A Through dispositive and voting control of Seismic Management Holdings, Inc. SAEX Common Stock J - Other I 14 000 14 000
2017-08-01 2017-07-27 4 Beatty Brian A SAEX Common Stock F - Taxes D 2,9800 −14 121 −42 15 494
2017-08-01 2017-07-27 4 Beatty Brian A SAEX Common Stock M - Exercise D 29 418 29 615
2017-08-01 2017-07-27 4 Hastings Jeff SAEX Restricted Stock Units M - Exercise D −29 418 58 834
2017-08-01 2017-07-27 4 Hastings Jeff Through dispositive and voting control of Speculative Seismic Investments, LLC SAEX Common Stock J - Other I −82 156 27 000
2017-08-01 2017-07-27 4 Hastings Jeff SAEX Common Stock F - Taxes D 2,9800 −8 046 −24 22 202
2017-08-01 2017-07-27 4 Hastings Jeff SAEX Common Stock M - Exercise D 29 418 30 248
2017-07-27 2017-07-25 4 WBOX2015-7 LTD. SAEX Common Stock, $0.0001 par value J - Other D −1 026 461 0
2017-01-03 2016-12-30 4 Beatty Brian A Through dispositive and voting control of Seismic Management Holdings, Inc. SAEX Common Stock S - Sale I 7,2700 −8 865 −64 0
2016-12-27 2016-12-22 4 Hastings Jeff Through dispositive and voting control of Speculative Seismic Investments, LLC SAEX Common Stock S - Sale I 8,0400 −33 812 −272 109 156
2016-12-05 2016-12-01 4 Cooper L Melvin SAEX Common Stock A - Award D 6,6600 7 508 50 7 508
2016-12-05 2016-12-01 4 Dalton Gary SAEX Common Stock A - Award D 6,6600 7 508 50 7 807
2016-09-28 2016-09-26 4 Whiteley Brent SAEX Stock Option (Right to Buy) A - Award D 10,19 70 082 70 082
2016-09-28 2016-09-26 4 Whiteley Brent SAEX Restricted Stock Units A - Award D 70 082 70 082
2016-09-28 2016-09-26 4 Scott Mike SAEX Stock Option (Right to Buy) A - Award D 10,19 33 743 33 743
2016-09-28 2016-09-26 4 Scott Mike SAEX Restricted Stock Units A - Award D 33 743 33 743
2016-09-28 2016-09-26 4 Silvernagle Darin SAEX Stock Option (Right to Buy) A - Award D 10,19 15 574 15 574
2016-09-28 2016-09-26 4 Silvernagle Darin SAEX Restricted Stock Units A - Award D 15 574 15 574
2016-09-28 2016-09-26 4 Hastings Jeff SAEX Stock Option (Right to Buy) A - Award D 10,19 88 252 88 252
2016-09-28 2016-09-26 4 Hastings Jeff SAEX Restricted Stock Units A - Award D 88 252 88 252
2016-09-28 2016-09-26 4 Beatty Brian A SAEX Stock Option (Right to Buy) A - Award D 10,19 88 252 88 252
2016-09-28 2016-09-26 4 Beatty Brian A SAEX Restricted Stock Units A - Award D 88 252 88 252
2016-09-28 2016-09-26 4 Abney Ryan SAEX Stock Option (Right to Buy) A - Award D 10,19 15 574 15 574
2016-09-28 2016-09-26 4 Abney Ryan SAEX Restricted Stock Units A - Award D 15 574 15 574
2016-08-12 3/A Mercer Jacob Paul SAEX Common Stock I 2 609 039
2016-08-12 3/A Mercer Jacob Paul SAEX Common Stock D 1 026 461
2016-08-12 3/A Mercer Jacob Paul SAEX Common Stock D 943 607
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 9 517 614
2016-08-08 3 BlueMountain Timberline Ltd. SAEX Common Stock D 9 304 420
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 9 304 420
2016-08-08 3 BlueMountain Timberline Ltd. SAEX Common Stock D 9 205 660
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 9 205 660
2016-08-08 3 BlueMountain Timberline Ltd. SAEX Common Stock D 9 203 654
2016-08-08 3 BlueMountain Timberline Ltd. SAEX Common Stock D 9 224 896
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 9 224 896
2016-08-08 3 BlueMountain Timberline Ltd. SAEX Common Stock D 10 818 356
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 10 818 356
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 11 120 585
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 11 553 355
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 11 553 355
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 11 553 355
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 10 818 356
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 11 120 585
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 10 818 356
2016-08-08 3 BlueMountain Timberline Ltd. SAEX Common Stock D 10 818 356
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 9 224 896
2016-08-08 3 BlueMountain Timberline Ltd. SAEX Common Stock D 9 224 896
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 9 205 660
2016-08-08 3 BlueMountain Timberline Ltd. SAEX Common Stock D 9 205 660
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 9 304 420
2016-08-08 3 BlueMountain Timberline Ltd. SAEX Common Stock D 9 304 420
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 9 517 614
2016-08-08 3 BlueMountain Timberline Ltd. SAEX Common Stock D 9 517 614
2016-08-08 3 BlueMountain Timberline Ltd. SAEX Common Stock D 9 203 654
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 11 120 585
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 10 818 356
2016-08-08 3 BlueMountain Timberline Ltd. SAEX Common Stock D 10 818 356
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 9 224 896
2016-08-08 3 BlueMountain Timberline Ltd. SAEX Common Stock D 9 224 896
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 9 205 660
2016-08-08 3 BlueMountain Timberline Ltd. SAEX Common Stock D 9 205 660
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 9 304 420
2016-08-08 3 BlueMountain Timberline Ltd. SAEX Common Stock D 9 304 420
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 9 517 614
2016-08-08 3 BlueMountain Timberline Ltd. SAEX Common Stock D 9 224 896
2016-08-08 3 BlueMountain Timberline Ltd. SAEX Common Stock D 9 517 614
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 9 224 896
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 9 205 660
2016-08-08 3 BlueMountain Timberline Ltd. SAEX Common Stock D 9 205 660
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 9 304 420
2016-08-08 3 BlueMountain Timberline Ltd. SAEX Common Stock D 9 304 420
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 9 517 614
2016-08-08 3 BlueMountain Timberline Ltd. SAEX Common Stock D 9 517 614
2016-08-08 3 BlueMountain Timberline Ltd. SAEX Common Stock D 9 203 654
2016-08-08 3 BlueMountain Timberline Ltd. SAEX Common Stock D 10 818 356
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 11 120 585
2016-08-08 3 BlueMountain Timberline Ltd. Footnotes SAEX Common Stock I 11 553 355
2016-08-08 3 BlueMountain Timberline Ltd. SAEX Common Stock D 9 203 654
2016-08-08 3 BlueMountain Timberline Ltd. SAEX Common Stock D 9 517 614
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9 224 896
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 11 120 585
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 10 818 356
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 11 553 355
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 11 120 585
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 10 818 356
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 10 818 356
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9 224 896
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 224 896
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9 205 660
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 205 660
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9 304 420
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 304 420
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9 517 614
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 517 614
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 203 654
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 11 553 355
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 11 120 585
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 10 818 356
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 10 818 356
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9 224 896
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 224 896
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9 205 660
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 205 660
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9 304 420
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 304 420
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9 517 614
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 517 614
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 203 654
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 11 553 355
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 11 120 585
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 10 818 356
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 10 818 356
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9 224 896
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 224 896
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9 205 660
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 205 660
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9 304 420
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 304 420
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9 517 614
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 517 614
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 203 654
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 11 553 355
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 11 120 585
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 10 818 356
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 10 818 356
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 224 896
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9 205 660
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 205 660
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9 304 420
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 304 420
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9 517 614
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 517 614
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 203 654
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 11 553 355
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 11 120 585
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 10 818 356
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 10 818 356
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9 224 896
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 224 896
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9 205 660
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 205 660
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9 304 420
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 304 420
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9 517 614
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 517 614
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 203 654
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 11 553 355
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 10 818 356
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9 224 896
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 224 896
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9 205 660
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 205 660
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9 304 420
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 304 420
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9 517 614
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 517 614
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 203 654
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 11 553 355
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 11 120 585
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 10 818 356
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 10 818 356
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9 224 896
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 224 896
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9 205 660
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 205 660
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9 304 420
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 304 420
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9 517 614
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 517 614
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 203 654
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 11 553 355
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 11 120 585
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 10 818 356
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 10 818 356
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9 224 896
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 224 896
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9 205 660
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 205 660
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9 304 420
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 304 420
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9 517 614
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 517 614
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 203 654
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 11 553 355
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 11 120 585
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 10 818 356
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 10 818 356
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9 224 896
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 224 896
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9 205 660
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 205 660
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9 304 420
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 304 420
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9 517 614
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 517 614
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 203 654
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 11 553 355
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 11 120 585
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 10 818 356
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 10 818 356
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9 224 896
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 224 896
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9 205 660
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 205 660
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9 304 420
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 304 420
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9 517 614
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 517 614
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 203 654
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 11 553 355
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 11 120 585
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 10 818 356
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 10 818 356
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9 224 896
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 224 896
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9 205 660
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 205 660
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9 304 420
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 304 420
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. Footnotes SAEX Common Stock I 9 517 614
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 517 614
2016-08-08 3 BLUEMOUNTAIN SUMMIT TRADING L.P. SAEX Common Stock D 9 203 654
2016-08-02 3 Abney Ryan SAEX Common Stock D 122
2016-08-02 3 Abney Ryan SAEX Common Stock D 122
2016-08-02 3 Mercer Jacob Paul SAEX No securities beneficially owned D 0
2016-08-02 3 WHITEBOX GENERAL PARTNER LLC SAEX Common Stock D 5 218 078
2016-08-02 3 WHITEBOX GENERAL PARTNER LLC SAEX Common Stock D 5 218 078
2016-08-02 3 WHITEBOX GENERAL PARTNER LLC SAEX Common Stock D 5 218 078
2016-08-02 3 WHITEBOX GENERAL PARTNER LLC SAEX Common Stock D 5 218 078
2016-08-02 3 WHITEBOX GENERAL PARTNER LLC SAEX Common Stock D 5 218 078
2016-07-29 2016-07-27 4 Hastings Jeff By Speculative Seismic Investments, LLC SAEX Common Stock A - Award I 142 968 142 968
2016-07-26 2015-09-29 4/A Hastings Jeff SAEX Common Stock F - Taxes D 2,8550 −5 272 −15 90 294
2016-07-26 2015-09-27 4/A Scott Mike SAEX Common Stock F - Taxes D 2,8550 −1 267 −4 46 436
2016-07-26 2015-09-27 4/A Beatty Brian A SAEX Common Stock F - Taxes D 2,8550 −4 901 −14 517 665
2016-07-26 2015-09-27 4/A Whiteley Brent SAEX Common Stock F - Taxes D 2,8550 −1 740 −5 289 584
2016-07-26 2015-09-27 4/A Gerber Trisha SAEX Common Stock F - Taxes D 2,8550 −437 −1 1 198
2016-07-26 2015-09-27 4/A Silvernagle Darin SAEX Common Stock F - Taxes D 2,8550 −1 128 −3 34 250
2016-07-26 2016-06-29 4/A Hastings Jeff SAEX Common Stock F - Taxes D 0,1600 −3 509 −1 99 351
2016-07-26 2016-06-29 4/A Whiteley Brent SAEX Common Stock F - Taxes D 0,1600 −1 740 −0 294 204
2016-07-26 2016-06-29 4/A Gerber Trisha SAEX Common Stock F - Taxes D 0,2000 −534 −0 2 299
2016-07-26 2016-06-29 4/A Scott Mike SAEX Common Stock F - Taxes D 0,1600 −1 040 −0 48 645
2016-07-26 2016-06-29 4/A Silvernagle Darin SAEX Common Stock F - Taxes D 0,1600 −926 −0 36 217
2016-07-26 2016-06-28 4/A Beatty Brian A SAEX Common Stock F - Taxes D 0,1600 −4 901 −1 15 330
2016-07-26 2016-07-22 4 Whiteley Brent SAEX Stock Option (Right to Buy) M - Exercise D 4,12 −39 138 0
2016-07-26 2016-07-22 4 Whiteley Brent SAEX Restricted Stock Units M - Exercise D −6 360 0
2016-07-26 2016-07-22 4 Whiteley Brent SAEX Common Stock M - Exercise D 0,1960 1 865 0 300 689
2016-07-26 2016-07-22 4 Whiteley Brent SAEX Common Stock F - Taxes D 0,2000 −1 740 −0 298 824
2016-07-26 2016-07-22 4 Whiteley Brent SAEX Common Stock M - Exercise D 6 360 300 564
2016-07-26 2016-07-22 4 Scott Mike SAEX Stock Option (Right to Buy) M - Exercise D 4,12 −19 989 0
2016-07-26 2016-07-22 4 Scott Mike SAEX Restricted Stock Units M - Exercise D −3 248 0
2016-07-26 2016-07-22 4 Scott Mike SAEX Common Stock M - Exercise D 0,1960 952 0 51 675
2016-07-26 2016-07-22 4 Scott Mike SAEX Common Stock F - Taxes D 0,2000 −1 170 −0 50 723
2016-07-26 2016-07-22 4 Scott Mike SAEX Common Stock M - Exercise D 3 248 51 893
2016-07-26 2016-07-22 4 Silvernagle Darin SAEX Stock Option (Right to Buy) M - Exercise D 4,12 −17 798 0
2016-07-26 2016-07-22 4 Silvernagle Darin SAEX Restricted Stock Units M - Exercise D −2 892 0
2016-07-26 2016-07-22 4 Silvernagle Darin SAEX Common Stock M - Exercise D 0,1960 848 0 39 031
2016-07-26 2016-07-22 4 Silvernagle Darin SAEX Common Stock F - Taxes D 0,2000 −926 −0 38 183
2016-07-26 2016-07-22 4 Silvernagle Darin SAEX Common Stock M - Exercise D 2 892 39 109
2016-07-26 2016-07-22 4 Hastings Jeff SAEX Stock Option (Right to Buy) M - Exercise D 4,12 −77 327 0
2016-07-26 2016-07-22 4 Hastings Jeff SAEX Restricted Stock Units M - Exercise D −12 566 0
2016-07-26 2016-07-22 4 Hastings Jeff SAEX Common Stock M - Exercise D 0,1960 3 685 1 112 164
2016-07-26 2016-07-22 4 Hastings Jeff SAEX Common Stock F - Taxes D 0,2000 −9 128 −2 108 479
2016-07-26 2016-07-22 4 Hastings Jeff SAEX Common Stock M - Exercise D 12 566 111 917
2016-07-26 2016-07-22 4 Beatty Brian A SAEX Stock Option (Right to Buy) M - Exercise D 4,12 −77 327 0
2016-07-26 2016-07-22 4 Beatty Brian A SAEX Restricted Stock Units M - Exercise D −12 566 0
2016-07-26 2016-07-22 4 Beatty Brian A SAEX Common Stock M - Exercise D 0,1960 3 685 1 26 680
2016-07-26 2016-07-22 4 Beatty Brian A SAEX Common Stock F - Taxes D 0,2000 −4 901 −1 22 995
2016-07-26 2016-07-22 4 Beatty Brian A SAEX Common Stock M - Exercise D 12 566 27 896
2016-07-26 2016-07-22 4 Gerber Trisha SAEX Stock Option (Right to Buy) M - Exercise D 4,12 −10 063 0
2016-07-26 2016-07-22 4 Gerber Trisha SAEX Restricted Stock Units M - Exercise D −1 635 0
2016-07-26 2016-07-22 4 Gerber Trisha SAEX Common Stock M - Exercise D 0,1960 479 0 3 980
2016-07-26 2016-07-22 4 Gerber Trisha SAEX Common Stock F - Taxes D 0,2000 −433 −0 3 501
2016-07-26 2016-07-22 4 Gerber Trisha SAEX Common Stock M - Exercise D 1 635 3 934
2016-07-15 2016-07-13 4 PECORA JOHN P SAEX Common Stock S - Sale D 0,2600 −1 515 824 −394 805 472
2016-07-01 2016-06-30 4 Sgro David SAEX Common Stock S - Sale D 0,1440 −44 000 −6 800
2016-07-01 2016-06-29 4 Hastings Jeff SAEX Restricted Stock Units M - Exercise D −12 566 12 566
2016-07-01 2016-06-29 4 Hastings Jeff SAEX Common Stock M - Exercise D 12 566 108 132
2016-06-30 2016-06-30 4 Monahan Gregory R SAEX Common Stock S - Sale D 0,1450 −25 000 −4 1 014
2016-06-30 2016-06-30 4 ROSENFELD ERIC SAEX Common Stock S - Sale D 0,1400 −524 774 −73 667 334
2016-06-30 2016-06-29 4 ROSENFELD ERIC SAEX Common Stock S - Sale D 0,1600 −212 060 −34 1 192 108
2016-06-30 2016-06-29 4 Whiteley Brent SAEX Restricted Stock Units M - Exercise D −6 360 6 360
2016-06-30 2016-06-29 4 Whiteley Brent SAEX Common Stock M - Exercise D 6 360 297 684
2016-06-30 2016-06-29 4 Scott Mike SAEX Restricted Stock Units M - Exercise D −3 249 3 248
2016-06-30 2016-06-29 4 Scott Mike SAEX Common Stock M - Exercise D 3 249 50 952
2016-06-30 2016-06-29 4 Silvernagle Darin SAEX Restricted Stock Units M - Exercise D −2 893 2 892
2016-06-30 2016-06-29 4 Silvernagle Darin SAEX Common Stock M - Exercise D 2 893 38 271
2016-06-30 2016-06-29 4 Beatty Brian A SAEX Restricted Stock Units M - Exercise D −12 566 12 566
2016-06-30 2016-06-29 4 Beatty Brian A SAEX Common Stock M - Exercise D 12 566 25 132
2016-06-30 2016-06-28 4 Beatty Brian A SAEX Common Stock S - Sale D 0,2000 −17 500 −4 12 566
2016-06-30 2016-06-28 4 Beatty Brian A SAEX Common Stock S - Sale D 0,1700 −510 000 −87 30 066
2016-06-30 2016-06-29 4 Gerber Trisha SAEX Restricted Stock Units M - Exercise D −1 635 1 635
2016-06-30 2016-06-29 4 Gerber Trisha SAEX Common Stock M - Exercise D 1 635 3 270
2016-06-29 2016-06-28 4 ROSENFELD ERIC SAEX Common Stock S - Sale D 0,2100 −39 217 −8 1 404 168
2016-06-29 2016-06-27 4 ROSENFELD ERIC SAEX Common Stock S - Sale D 0,2200 −11 600 −3 1 443 385
2016-06-28 2016-06-28 4 Sgro David SAEX Common Stock S - Sale D 0,1900 −76 373 −15 44 800
2016-06-28 2016-06-27 4 Sgro David SAEX Common Stock S - Sale D 0,2300 −30 363 −7 121 173
2016-06-28 2016-06-24 4 Sgro David SAEX Common Stock S - Sale D 0,2500 −86 419 −22 151 536
2016-06-28 2016-06-28 4 Monahan Gregory R SAEX Common Stock S - Sale D 0,2100 −44 517 −9 26 014
2016-06-28 2016-06-24 4 Monahan Gregory R SAEX Common Stock S - Sale D 0,2500 −50 000 −12 70 531
2016-06-27 2016-06-24 4 ROSENFELD ERIC SAEX Common Stock S - Sale D 0,2500 −101 510 −25 1 454 985
2016-06-27 2016-06-23 4 ROSENFELD ERIC SAEX Common Stock S - Sale D 0,2800 −53 711 −15 1 556 495
2016-06-23 2016-06-22 4 ROSENFELD ERIC SAEX Common Stock S - Sale D 0,3200 −33 514 −11 1 610 206
2016-06-23 2016-06-21 4 ROSENFELD ERIC SAEX Common Stock S - Sale D 0,3240 −47 927 −16 1 643 720
2016-03-17 2016-03-17 4 Beatty Brian A SAEX Common Stock P - Purchase D 0,8500 17 500 15 540 066
2016-01-04 2015-12-30 4 Monahan Gregory R SAEX Common Stock A - Award D 2,3900 20 920 50 120 531
2015-12-30 2015-12-30 4 Dalton Gary SAEX Common Stock A - Award D 2,3900 20 920 50 40 425
2015-12-30 2015-12-30 4 Sgro David SAEX Common Stock A - Award D 2,3900 20 920 50 237 955
2015-12-30 2015-12-30 4 ROSENFELD ERIC SAEX Common Stock A - Award D 2,3900 20 920 50 1 691 647
2015-12-29 2015-09-27 4 Hastings Jeff SAEX Restricted Stock Units M - Exercise D −12 566 25 132
2015-12-29 2015-09-27 4 Hastings Jeff SAEX Common Stock M - Exercise D 12 566 95 566
2015-12-21 2015-09-27 4 Gerber Trisha SAEX Restricted Stock Units M - Exercise D −1 635 3 270
2015-12-21 2015-09-27 4 Gerber Trisha SAEX Common Stock M - Exercise D 1 635 1 635
2015-12-17 2015-09-27 4 Silvernagle Darin SAEX Restricted Stock Units M - Exercise D −2 892 5 785
2015-12-17 2015-09-27 4 Silvernagle Darin SAEX Common Stock M - Exercise D 2 892 35 378
2015-12-17 2015-09-27 4 Whiteley Brent SAEX Restricted Stock Units M - Exercise D −6 360 12 720
2015-12-17 2015-09-27 4 Whiteley Brent SAEX Common Stock M - Exercise D 6 360 291 324
2015-12-17 2015-09-27 4 Beatty Brian A SAEX Restricted Stock Units M - Exercise D −12 566 25 132
2015-12-17 2015-09-27 4 Beatty Brian A SAEX Common Stock M - Exercise D 12 566 522 566
2015-12-17 2015-09-27 4 Scott Mike SAEX Restricted Stock Units M - Exercise D −3 248 6 497
2015-12-17 2015-09-27 4 Scott Mike SAEX Common Stock M - Exercise D 3 248 47 703
2015-11-09 2015-11-05 4 PECORA JOHN P SAEX Common Stock P - Purchase D 2,4500 35 701 87 2 321 296
2015-09-21 2015-09-18 4 PECORA JOHN P SAEX Common Stock P - Purchase D 3,0100 7 361 22 2 285 595
2015-09-21 2015-09-17 4 PECORA JOHN P SAEX Common Stock P - Purchase D 3,0200 23 756 72 2 278 234
2015-09-17 2015-09-16 4 PECORA JOHN P SAEX Common Stock P - Purchase D 3,0100 43 983 132 2 254 478
2015-09-17 2015-09-15 4 PECORA JOHN P SAEX Common Stock P - Purchase D 2,7500 5 900 16 2 210 495
2015-09-02 2015-09-01 4 PECORA JOHN P SAEX Common Stock P - Purchase D 2,9500 17 693 52 2 204 595
2015-09-02 2015-08-31 4 PECORA JOHN P SAEX Common Stock P - Purchase D 3,0200 11 394 34 2 186 902
2015-08-10 2015-08-06 4 PECORA JOHN P SAEX Common Stock P - Purchase D 3,4000 15 000 51 2 175 508
2015-07-01 2015-06-29 4 Whiteley Brent SAEX Stock Option (Right to Buy) A - Award D 4,12 4,1200 39 138 161 39 138
2015-07-01 2015-06-29 4 Whiteley Brent SAEX Restricted Stock Units A - Award D 19 080 19 080
2015-07-01 2015-06-29 4 Scott Mike SAEX Stock Option (Right to Buy) A - Award D 4,12 4,1200 19 989 82 19 989
2015-07-01 2015-06-29 4 Scott Mike SAEX Restricted Stock Units A - Award D 9 745 9 745
2015-07-01 2015-06-29 4 Silvernagle Darin SAEX Stock Option (Right to Buy) A - Award D 4,12 4,1200 17 798 73 17 798
2015-07-01 2015-06-29 4 Silvernagle Darin SAEX Restricted Stock Units A - Award D 8 677 8 677
2015-07-01 2015-06-29 4 Hastings Jeff SAEX Stock Option (Right to Buy) A - Award D 4,12 4,1200 77 327 319 77 327
2015-07-01 2015-06-29 4 Hastings Jeff SAEX Restricted Stock Units A - Award D 37 698 37 698
2015-07-01 2015-06-29 4 Beatty Brian A SAEX Stock Option (Right to Buy) A - Award D 4,12 4,1200 77 327 319 77 327
2015-07-01 2015-06-29 4 Beatty Brian A SAEX Restricted Stock Units A - Award D 37 698 37 698
2015-07-01 2015-06-29 4 Gerber Trisha SAEX Stock Option (Right to Buy) A - Award D 4,12 4,1200 10 063 41 10 063
2015-07-01 2015-06-29 4 Gerber Trisha SAEX Restricted Stock Units A - Award D 4 905 4 905
2015-06-10 2015-06-10 4 PECORA JOHN P SAEX Common Stock P - Purchase D 3,4300 653 2 2 160 508
2015-06-10 2015-06-08 4 PECORA JOHN P SAEX Common Stock P - Purchase D 3,3500 11 955 40 2 159 855
2015-03-26 2015-03-25 4 Beatty Brian A SAEX Common Stock P - Purchase D 3,1500 37 995 120 510 000
2015-03-26 2015-03-24 4 Beatty Brian A SAEX Common Stock P - Purchase D 3,1600 10 000 32 472 005
2015-03-23 2015-03-19 4 PECORA JOHN P SAEX Common Stock P - Purchase D 2,7000 69 814 188 2 147 900
2014-12-11 2014-12-11 4 Beatty Brian A SAEX Common Stock P - Purchase D 4,4110 58 200 257 462 005
2014-12-11 2014-12-09 4 Beatty Brian A SAEX Common Stock P - Purchase D 4,0740 75 000 306 403 805
2014-12-09 2014-12-08 4 Hastings Jeff SAEX Common Stock P - Purchase D 3,7970 25 000 95 83 000
2014-12-08 2014-12-08 4 Beatty Brian A SAEX Common Stock P - Purchase D 3,6350 100 000 364 328 805
2014-11-17 2014-11-14 4/A Beatty Brian A SAEX Common Stock P - Purchase D 4,0200 50 000 201 228 805
2014-11-17 2014-11-13 4/A Beatty Brian A SAEX Common Stock P - Purchase D 3,9900 178 805 713 178 805
2014-11-17 2013-06-24 4/A Beatty Brian A Through dispositive and voting control of Seismic Management Holdings, Inc. SAEX Common Stock A - Award I 0 1 196 846
2014-11-17 2014-11-14 4 Beatty Brian A SAEX Common Stock P - Purchase D 4,0000 50 000 200 228 805
2014-11-17 2014-11-13 4 Beatty Brian A SAEX Common Stock P - Purchase D 4,0000 178 805 715 178 805
2014-11-17 2013-06-24 4 Beatty Brian A Through dispositive and voting control of Seismic Management Holdings, Inc. SAEX Common Stock A - Award I 0 1 196 846
2014-11-13 2014-11-11 4 PECORA JOHN P SAEX Common Stock P - Purchase D 3,8700 88 418 342 2 078 086
2014-08-21 2014-08-20 4 PECORA JOHN P SAEX Common Stock P - Purchase D 8,6300 68 068 587 1 989 668
2014-08-21 2014-08-19 4 PECORA JOHN P SAEX Common Stock P - Purchase D 8,6500 9 416 81 1 921 600
2014-08-19 2014-08-18 4 PECORA JOHN P SAEX Common Stock P - Purchase D 8,6100 16 934 146 1 912 184
2014-07-28 2014-07-24 4 PECORA JOHN P SAEX Common Stock P - Purchase D 8,3000 17 230 143 1 895 250
2014-07-24 2014-07-23 4 PECORA JOHN P SAEX Common Stock P - Purchase D 8,2600 50 423 416 1 878 020
2014-07-24 2014-07-22 4 PECORA JOHN P SAEX Common Stock P - Purchase D 8,3300 6 297 52 1 827 597
2014-06-25 2014-06-23 4 PECORA JOHN P SAEX Common Stock P - Purchase D 8,4000 20 000 168 1 821 300
2014-06-13 2014-06-11 4 PECORA JOHN P SAEX Common Stock P - Purchase D 7,9900 24 231 194 1 801 300
2014-06-10 2014-06-06 4 PECORA JOHN P SAEX Common Stock P - Purchase D 8,0300 17 123 137 1 777 069
2014-06-06 2014-06-05 4 PECORA JOHN P SAEX Common Stock P - Purchase D 8,0100 17 123 137 1 759 946
2014-06-06 2014-06-04 4 PECORA JOHN P SAEX Common Stock P - Purchase D 8,0000 4 531 36 1 742 823
2014-05-30 2014-05-29 4 PECORA JOHN P SAEX Common Stock P - Purchase D 8,2000 16 992 139 1 738 292
2014-05-20 2014-05-16 4 PECORA JOHN P SAEX Common Stock P - Purchase D 8,3000 11 100 92 1 721 300
2014-05-16 2014-05-15 4 PECORA JOHN P SAEX Common Stock P - Purchase D 8,4600 41 196 349 1 710 200
2014-05-16 2014-05-14 4 PECORA JOHN P SAEX Common Stock P - Purchase D 8,6000 10 329 89 1 669 004
2014-05-12 2014-05-08 4 PECORA JOHN P SAEX Common Stock P - Purchase D 8,8800 33 941 301 1 658 675
2014-04-14 3 PECORA JOHN P SAEX Common Stock D 3 143 780
2014-04-14 3 PECORA JOHN P SAEX Common Stock D 3 143 780
2014-04-14 2014-04-11 4 PECORA JOHN P SAEX Common Stock P - Purchase D 9,5700 4 800 46 1 624 734
2014-04-14 2014-04-10 4 PECORA JOHN P SAEX Common Stock P - Purchase D 9,4700 48 044 455 1 619 934
2014-03-28 2014-02-14 4 Monahan Gregory R SAEX Warrants D - Sale to Issuer D 0,00 −22 807 0
2014-03-28 2014-02-14 4 Monahan Gregory R SAEX Common Stock A - Award D 2 280 86 424
2014-03-28 2014-02-14 4 Sgro David SAEX Warrants D - Sale to Issuer D 0,00 −400 000 0
2014-03-28 2014-02-14 4 Sgro David SAEX Warrants D - Sale to Issuer D 0,00 −22 806 0
2014-03-28 2014-02-14 4 Sgro David SAEX Common Stock A - Award D 42 280 204 048
2014-03-28 2014-02-14 4 ROSENFELD ERIC SAEX Warrants D - Sale to Issuer D 0,00 −600 000 0
2014-03-28 2014-02-14 4 ROSENFELD ERIC SAEX Warrants D - Sale to Issuer D 0,00 −2 514 912 0
2014-03-28 2014-02-14 4 ROSENFELD ERIC SAEX Common Stock A - Award D 311 491 1 657 740
2014-01-15 2014-01-10 4 ROSENFELD ERIC SAEX Warrants (Right to Buy) C - Conversion D 12,00 0,5000 600 000 300 3 114 912
2014-01-15 2013-12-06 4 ROSENFELD ERIC SAEX Common Stock A - Award D 7,6700 6 518 50 1 339 731
2014-01-15 2014-01-10 4 Sgro David SAEX Warrants (Right to Buy) C - Conversion D 12,00 0,5000 400 000 200 422 806
2014-01-15 2013-12-06 4 Sgro David SAEX Common Stock A - Award D 7,6700 6 518 50 161 768
2014-01-03 2013-12-31 4 Hastings Jeff SAEX Common Stock P - Purchase D 8,7207 11 200 98 6 830 064
2014-01-03 2013-12-30 4 Hastings Jeff SAEX Common Stock P - Purchase D 8,5552 40 000 342 6 818 864
2014-01-03 2013-12-27 4 Hastings Jeff SAEX Common Stock P - Purchase D 8,0043 6 800 54 6 778 864
2014-01-03 2013-12-31 4 Whiteley Brent Through group membership SAEX Common Stock P - Purchase I 8,7207 11 200 98 6 830 064
2014-01-03 2013-12-30 4 Whiteley Brent Through group membership SAEX Common Stock P - Purchase I 8,5552 40 000 342 6 818 864
2014-01-03 2013-12-27 4 Whiteley Brent Through group membership SAEX Common Stock P - Purchase I 8,0043 6 800 54 6 778 864
2014-01-03 2013-12-31 4 Beatty Brian A Through group membership SAEX Common Stock P - Purchase I 8,7207 11 200 98 6 830 064
2014-01-03 2013-12-30 4 Beatty Brian A Through group membership SAEX Common Stock P - Purchase I 8,5552 40 000 342 6 818 864
2014-01-03 2013-12-27 4 Beatty Brian A Through group membership SAEX Common Stock P - Purchase I 8,0043 6 800 54 6 778 864
2014-01-03 2013-12-31 4 CLCH, LLC Through group membership SAEX Common Stock P - Purchase I 8,7207 11 200 98 6 830 064
2014-01-03 2013-12-30 4 CLCH, LLC Through group membership SAEX Common Stock P - Purchase I 8,5552 40 000 342 6 818 864
2014-01-03 2013-12-27 4 CLCH, LLC Through group membership SAEX Common Stock P - Purchase I 8,0043 6 800 54 6 778 864
2014-01-03 2013-12-31 4 Beatty Sheri L Through group membership SAEX Common Stock P - Purchase I 8,7207 11 200 98 6 830 064
2014-01-03 2013-12-30 4 Beatty Sheri L Through group membership SAEX Common Stock P - Purchase I 8,5552 40 000 342 6 818 864
2014-01-03 2013-12-27 4 Beatty Sheri L Through group membership SAEX Common Stock P - Purchase I 8,0043 6 800 54 6 778 864
2014-01-02 2013-12-06 4 Monahan Gregory R SAEX Common Stock A - Award D 7,6700 6 518 50 84 544
2014-01-02 2013-12-06 4 Dalton Gary SAEX Common Stock A - Award D 7,6700 6 518 50 6 518
2013-11-20 2013-11-20 4 ROSENFELD ERIC SAEX Warrants (Right to Buy) P - Purchase D 12,00 0,7000 200 000 140 2 514 912
2013-11-20 2013-11-20 4 ROSENFELD ERIC SAEX Common Stock P - Purchase D 7,4638 58 663 438 1 339 731
2013-11-20 2013-11-18 4 ROSENFELD ERIC SAEX Common Stock P - Purchase D 7,2254 88 694 641 1 281 068
2013-07-12 3 Beatty Brian A SAEX No securities are beneficially owned D 0
2013-07-12 3 Seismic Management Holdings, Inc. Through group membership SAEX Common Stock I 5 290 254
2013-07-12 3 Seismic Management Holdings, Inc. Through group membership SAEX Common Stock I 284 964
2013-07-12 3 Seismic Management Holdings, Inc. Through dispositive and voting control of Seismic Management Holdings, Inc. SAEX Common Stock I 1 196 846
2013-07-12 2013-06-24 4 Beatty Brian A Through dispositive and voting control of Seismic Management Holdings, Inc. SAEX Common Stock A - Award I 1 196 846 1 196 846
2013-07-11 3 Dalton Gary SAEX No securities are beneficially owned D 0
2013-07-09 2013-06-24 4 Hastings Jeff Through dispositive and voting control of CLCH, LLC SAEX Common Stock A - Award I 3 269 954 3 269 954
2013-07-09 3 Hastings Jeff SAEX No securities are beneficially owned D 0
2013-07-08 3 CLCH, LLC Through group membership SAEX Common Stock I 1 196 846
2013-07-08 3 CLCH, LLC Through group membership SAEX Common Stock I 284 964
2013-07-08 3 CLCH, LLC SAEX Common Stock D 3 269 954
2013-07-08 3 CLCH, LLC By voting control/proxy SAEX Common Stock I 2 020 300
2013-07-05 3 Monahan Gregory R SAEX Common Stock D 77 826
2013-07-05 3 Monahan Gregory R By Gregory R. Monahan SEP-IRA Account SAEX Common Stock I 100
2013-07-05 3 Monahan Gregory R By Gregory R. Monahan IRA Account SAEX Common Stock I 100
2013-07-05 3 Whiteley Brent SAEX No securities are beneficially owned D 0
2013-07-05 2013-06-24 4 Whiteley Brent SAEX Common Stock A - Award D 284 964 284 964
2013-07-05 3 Wong Arnold SAEX No securities are beneficially owned D 0
2013-07-05 2013-06-24 4 Siegfried David By Spouse SAEX Exchangeable Shares A - Award I 11 219 11 219
2013-07-05 2013-06-24 4 Siegfried David SAEX Exchangeable Shares A - Award D 4 185 4 185
2013-07-05 3 Siegfried David SAEX No securities are beneficially owned D 0
2013-07-05 2013-06-24 4 Scott Mike SAEX Common Stock A - Award D 44 455 44 455
2013-07-05 3 Scott Mike SAEX No securities are beneficially owned D 0
2013-07-05 2013-06-24 4 Silvernagle Darin SAEX Common Stock A - Award D 32 486 32 486
2013-07-05 3 Silvernagle Darin SAEX No securities are beneficially owned D 0
2013-06-25 2013-06-21 4 ROSENFELD ERIC Held by Crescendo Advisors II, LLC SAEX Convertible Promissory Note G - Gift I 0,50 −400 000 0
2013-06-25 2013-06-21 4 Sgro David SAEX Convertible Promissory Note G - Gift D 0,50 400 000 400 000
2013-06-04 2013-06-04 4 ROSENFELD ERIC Held by Crescendo Advisors II, LLC TRIO Convertible Promissory Note A - Award I 0,50 0,5000 200 000 100 400 000
2013-05-28 2013-05-28 4 ROSENFELD ERIC TRIO Common Stock P - Purchase D 10,0700 100 000 1 007 1 192 374
2013-03-11 2013-03-07 4 ROSENFELD ERIC Held by Crescendo Advisors II, LLC TRIO Convertible Promissory Note A - Award I 0,50 0,5000 200 000 100 200 000
2012-11-26 2012-11-21 4 ROSENFELD ERIC TRIO Convertible Promissory Note A - Award D 0,50 0,5000 200 000 100 600 000
2012-09-28 2012-09-26 4 ROSENFELD ERIC TRIO Convertible Promissory Note A - Award D 0,50 0,5000 200 000 100 400 000
2012-04-26 2012-04-25 4 ROSENFELD ERIC TRIO Convertible Promissory Note A - Award D 0,50 0,5000 200 000 100 200 000
P
Köp på öppna marknaden eller privat köp av icke-derivatsäkerhet
S
Köp på öppna marknaden eller privat försäljning av icke-derivatsäkerhet
A
Bevilja, tilldelning eller annat förvärv av värdepapper från företaget (såsom en option)
C
Omvandling av derivat
D
Försäljning eller överföring av värdepapper tillbaka til företaget
F
Betalning av lösenpris eller skatteskuld med del av värdepapper som erhållits från bolaget
G
Överlåtelse av värdepapper från eller till insidern
K
Aktieswappar och liknande säkringsaffärer
M
Utövande eller omvandling av derivatsäkerhet som erhållits från företaget (som en option)
V
En transaktion friviligt rapporterad på schema 4
J
Andra (med en fotnot som beskriver transaktionen)
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