RILYT / B. Riley Financial, Inc. - Corporate Bond/Note - Insider Trading and Ownership Report - SEC Form 3, 4, 5

B. Riley Financial, Inc. - Corporate Bond/Note
US ˙ NasdaqGM ˙ US05580M8358

Totalt antal insynspersoner37
Insider Sentiment Score

Insider sentiment score hittar de företag som köps av foretagsinsynspersoner.

Det är resultatet av en sofistikerad, kvantitativ multifaktormodell som identifierar företag med de högsta nivåerna av insiderackumulation. Poängmodellen använder en kombination av nettoantalet insiders som köpt de föregående 90 dagarna, det totala antalet aktier som köpts i procent av aktiekapitalet och det totala antalet aktier som ägs av insiders. Siffran sträcker sig från 0 till 100, med högre siffror som indikerar en högre nivå av ackumulering för sina kamrater, och 50 är genomsnittet.

Uppdateringsfrekvens: Dagligen

Se Insiders Top Picks, som ger en lista över företag med högsta insiderackumulation.

Office Sentiment Score

Officersentiment Score hittar företag som köps av Corporate Officers.

Per definition Corporate Officers är Corporate Insiders, men till skillnad från vissa av de andra Insiders (10 % aktieägare och styrelseledamöter), arbetar ämbetsmän för företaget dagligen och de använder sina egna pengar när de handlar . (10 % aktieägare och styrelseledamöter är ofta fondförvaltare som förvaltar andras pengar.) Som sådan är insideraffärer som görs av tjänstemän mycket mer betydelsefulla och bör behandlas på lämpligt sätt.

Liksom Insider Sentiment Score är Officer Sentiment Score resultatet av en sofistikerad, kvantitativ multifaktormodell som identifierar företag med de högsta nivåerna av officersackumulering.

Uppdateringsfrekvens: Dagligen

Se insiderns bästa val, vilket ger en lista över företag med högsta insider sentiment.

Viktiga insidernyckeltal

Denna kort visar hur företaget rankas längs olika insidernyckeltal. Procenttilrankningen visar hur detta företag jämförs med andra företag på USA-marknaden. Högre rankingar indikerar bättre situationer.

Till exempel anses det allmänt att insiderköp är en positiv indikator, så företag med mer insiderköp skulle rankas högre än företag med mindre insiderköp (eller til och med insiderförsäljning).

Nettoantalet insiders som köper (rankning)

N/A

Nettoantalet insiders som köper är den totala mängden insiders som säljer minus det totala antalet insiders som säljer under de senaste 90 dagarna. Percentilrankningen visas här (intervall från 0 till 100%).

Procent av flytande köpta av insiders (ranking)

N/A

Procentandelen av aktier köpta av insiders är det totala antalet aktier som köpts av insiders minus det totala antalet aktier som sålts av insiders under de senaste 90 dagarna, dividerat med det totala antalet aktier och multiplicerat med 100.

Insiderhandelsdiagram

B. Riley Financial, Inc. - Corporate Bond/Note insideraffärer visas i följande diagram. Insiders är tjänstemän, styrelseledamöter eller betydande investerare i ett företag. I allmänhet är det i allmänhet olagligt för insiders att göra affärer i sina företag baserat på väsentlig, icke-offentlig information. Detta betyder inte att det är olagligt för dem att göra några affärer i sina egna företag. De måste dock rapportera alla affärer till SEC via ett formulär 4.

Insiderlista och lönsamhetsstatistik

Den här tabellen visar listan över kända insiders och genereras automatiskt från anmälningar som avslöjas till SEC. Förutom namnen, den senaste titeln och direktören, tjänstemannen eller ägarbeteckningen på 10 %, tillhandahåller vi de senaste avslöjade innehaven. Dessutom, när det är möjligt tillhandahåller vi insiderns historiska handelsresultat. Det historiska handelsresultatet är ett vägt genomsnitt av resultatet för faktiska köptransaktioner på den öppna marknaden som insidern gjort. För mer information om hur detta beräknas, titta på detta YouTube-webinarium.

See our leaderboard of most profitable insider traders.

Insider Genomsnitt vinst (%) Aktier
Ägda
Delad
Justerad
Robert L Antin Director - [D] 480 495 480 495
Daniel Asher 10% Owner - [10%] 1 245 293 1 245 293
Ahn Phillip J. CFO & Chief Operating Officer - [O] 285 122 285 122
Tamara Sue Brandt Director - [D] 6 195 6 195
Scott K Carpenter EVP, Retail Services - [O] 1 000 136 1 000 136
Agostino Robert P D Director - [D] 160 570 160 570
DJ Fund Investments, LLC - Series E 10% Owner - [10%] 2 200 000 2 200 000
Elliott Associates, L.p. 10% Owner - [10%] 16 143 600 16 143 600
Elliott International, L.p. 10% Owner - [10%] 29 985 400 29 985 400
Alan N Forman EVP, General Counsel, Sec - [O] 141 568 141 568
Fred Goldman 10% Owner - [10%] 2 200 000 2 200 000
Andrew Gumaer CEO of Great American Grp, LLC, Director - [D] [O] 320 867 320 867
Insider Genomsnitt vinst (%) Aktier
Ägda
Delad
Justerad
Matthew J Hart Director - [D] 19 474 19 474
Richard J Hendrix Director - [D] 236 862 236 862
Hugh G Hilton Director - [D] 16 953 16 953
Brett Hendrickson 10% Owner - [10%] 48 000 000 48 000 000
Thomas J /adv Kelleher Co-CEO - [O] 1 045 202 1 045 202
Mark D Klein Director - [D] 184 880 184 880
Michael J Levitt Director - [D] 0 0
Michael LaRocque 10% Owner - [10%] 2 200 000 2 200 000
Renee E Labran Director - [D] 6 733 6 733
Liverpool Limited Partnership 10% Owner - [10%] 1 614 360 1 614 360
Lloyd I Iii Miller 10% Owner - [10%] 606 267 606 267
Middleton International Ltd 10% Owner - [10%] 2 998 540 2 998 540
Insider Genomsnitt vinst (%) Aktier
Ägda
Delad
Justerad
Andrew Moore CEO B. Riley Securities, Inc. - [O] 324 420 324 420
Nokomis Capital, L.L.C. 10% Owner - [10%] 48 000 000 48 000 000
Randall E Paulson Director - [D] 318 979 318 979
Bryant R Riley Chairman and Co-CEO, Director, 10% Owner - [D] [O] [10%] 6 985 856 6 985 856
Michael Joseph Sheldon Director - [D] 56 677 56 677
Sims Todd D. Director - [D] 15 163 15 163
Richard L Todaro Director - [D] 22 775 22 775
Howard Weitzman SVP, Chief Accounting Officer - [O] 66 071 66 071
Marian Walters Director - [D] 10 262 10 262
Mikel H Williams Director - [D] 65 698 65 698
Gary Kent JR Wunderlich Director - [D] 241 213 241 213
Scott Yessner Executive VP and CFO - [O] 100 000 100 000
Kenneth M Young President - [O] 224 726 224 726

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Track Records av insiderköp - Kortsiktig vinstanalys

I denna sektion analyserar vi lönsamheten för varje oplanerat, öppet-marknads insiderköp gjorda i RILYT / B. Riley Financial, Inc. - Corporate Bond/Note. Denna analys hjälper till att förstå om insidern konsekvent genererar onormala avkastningar och är värd att följa. Denna analys är för ett år efter varje handel, och resultaten är teoretiska .

Tabellen nedan visar de senaste köpen på öppna marknaden som inte var en del av en automatisk handelsplan.

Handelsdatum Insider Rapporterade
aktier
Rapporterat
pris
Justerade
aktier
Justerat
pris
Kostnadsbasis Dagar til
Max
Pris vid
Max
Maximal
vinst ($)
Maximal avkastning (%)
2023-12-15 KELLEHER THOMAS J /ADV 20 000 20,2196 20 000 20,2196 404 392 136 38.5500 366 608 90,66
2023-11-17 PAULSON RANDALL E 10 000 21,2292 10 000 21,2292 212 292
2023-11-17 D Agostino Robert P 5 000 21,2286 5 000 21,2286 106 143
2023-11-17 RILEY BRYANT R 30 000 21,2286 30 000 21,2286 636 858
2023-11-13 ANTIN ROBERT L 10 000 20,3600 10 000 20,3600 203 600
2023-11-13 Labran Renee E 500 19,9559 500 19,9559 9 978
2023-11-10 ANTIN ROBERT L 10 000 25,9400 10 000 25,9400 259 400
2023-11-10 ANTIN ROBERT L 15 000 25,6300 15 000 25,6300 384 450
2023-11-10 Labran Renee E 380 26,1412 380 26,1412 9 934

Justeringar av aktierär de justerade aktierna efter justerat pris. Justeringar av aktierär de justerade aktierna efter uppdelning.

RILYT / B. Riley Financial, Inc. - Corporate Bond/Note Insider Trades
Track Records av insiderförsäljning - Kortsiktig förlustanalys

I denna sektion analyserar vi lönsamheten för varje oplanerat, öppet-marknads insiderköp gjorda i RILYT / B. Riley Financial, Inc. - Corporate Bond/Note. Denna analys hjälper till att förstå om insidern konsekvent genererar onormala avkastningar och är värd att följa. Denna analys är för ett år efter varje handel, och resultaten är teoretiska .

Tabellen nedan visar de senaste försäljningarna på öppna marknaden som inte var en del av en automatisk handelsplan.

Handelsdatum Insider Rapporterade
aktier
Rapporterat
pris
Justerade
aktier
Justerat
pris
Kostnadsbasis Dagar til
Min
Pris vid
Min
Maximal förlust
undvikits ($)
Maximal förlust
undvikits ($)
2023-11-13 Moore Andrew 61 609 20,3482 61 609 20,3482 1 253 632 331 4.2400 −992 410 −79,16
2022-05-20 ASHER DANIEL 1 700 50,0000 1 700 50,0000 85 000
2022-05-20 ASHER DANIEL 122 700 50,0000 122 700 50,0000 6 135 000
2022-05-20 ASHER DANIEL 1 100 50,0000 1 100 50,0000 55 000
2022-05-17 ASHER DANIEL 300 51,0000 300 51,0000 15 300
2021-06-02 WEITZMAN HOWARD 4 530 74,1800 4 530 74,1800 336 035
2021-05-28 WEITZMAN HOWARD 10 973 73,8600 10 973 73,8600 810 466
2019-05-24 WEITZMAN HOWARD 10 000 19,4900 10 000 19,4900 194 900
2017-05-22 ASHER DANIEL 125 15,5000 125 15,5000 1 938

Justeringar av aktierär de justerade aktierna efter justerat pris. Justeringar av aktierär de justerade aktierna efter uppdelning.

RILYT / B. Riley Financial, Inc. - Corporate Bond/Note Insider Trades
Transaktionshistorik

Klicka på länkikonen för att se hela transaktionshistoriken. Transaktioner som rapporteras som en del av en automatisk handelsplan 10b5-1 kommer att ha ett X i kolumnen markerad 10b-5.

Fil
datum
Handel
datum
Schema Insider Ticker Värdepappertitel Kod 10b5-1 Direkta Utövningspris Enhet
pris
Enheter
ändrad
Värde
ändrad (1K)
Kvarvarande
Optioner
Kvarvarande
Aktier
2025-06-05 2025-06-03 4 Yessner Scott RILY Common Stock A - Award D 100 000 100 000
2025-06-04 2025-06-02 4 KELLEHER THOMAS J /ADV RILY Common Stock D - Sale to Issuer D 3,0500 −14 030 −43 92 981
2025-06-04 2025-06-02 4 Forman Alan N RILY Common Stock D - Sale to Issuer D 3,0500 −1 373 −4 141 568
2025-06-04 2025-06-02 4 RILEY BRYANT R RILY Common Stock D - Sale to Issuer D 3,0500 −14 030 −43 6 786 787
2025-06-04 2025-06-02 4 WEITZMAN HOWARD RILY Common Stock D - Sale to Issuer D 3,0500 −915 −3 58 571
2025-06-04 2025-06-02 4 Moore Andrew RILY Common Stock D - Sale to Issuer D 3,0500 −7 349 −22 324 420
2025-06-04 2025-06-02 4 Ahn Phillip J. RILY Common Stock D - Sale to Issuer D 3,0500 −7 349 −22 285 122
2025-03-18 2025-03-14 4 KELLEHER THOMAS J /ADV RILY Common Stock D - Sale to Issuer D 4,1600 −44 109 −183 107 011
2025-03-18 2025-03-14 4 RILEY BRYANT R RILY Common Stock D - Sale to Issuer D 4,1600 −44 109 −183 6 800 817
2025-03-18 2025-03-14 4 Forman Alan N RILY Common Stock D - Sale to Issuer D 4,1600 −10 376 −43 142 941
2025-03-18 2025-03-14 4 WEITZMAN HOWARD RILY Common Stock D - Sale to Issuer D 4,1600 −9 556 −40 59 486
2025-03-18 2025-03-14 4 Ahn Phillip J. RILY Common Stock D - Sale to Issuer D 4,1600 −22 055 −92 292 471
2025-03-18 2025-03-14 4 Moore Andrew RILY Common Stock D - Sale to Issuer D 4,1600 −23 044 −96 331 769
2024-06-04 2024-05-31 4 Ahn Phillip J. RILY Common Stock F - Taxes D 24,8100 −4 086 −101 314 526
2024-06-04 2024-05-31 4 KELLEHER THOMAS J /ADV RILY Common Stock F - Taxes D 24,8100 −11 254 −279 151 120
2024-06-04 2024-05-31 4 RILEY BRYANT R RILY Common Stock F - Taxes D 24,8100 −11 254 −279 6 844 926
2024-06-04 2024-05-31 4 Forman Alan N RILY Common Stock F - Taxes D 24,8100 −988 −25 153 317
2024-06-04 2024-05-31 4 Moore Andrew RILY Common Stock F - Taxes D 24,8100 −5 073 −126 354 813
2024-06-04 2024-05-31 4 Young Kenneth M RILY Common Stock F - Taxes D 24,8100 −5 076 −126 224 726
2024-06-04 2024-05-31 4 WEITZMAN HOWARD RILY Common Stock F - Taxes D 24,8100 −633 −16 69 042
2024-03-19 2024-03-15 4 RILEY BRYANT R RILY Common Stock F - Taxes D 17,5600 −5 679 −100 6 856 180
2024-03-19 2024-03-15 4 Young Kenneth M RILY Common Stock F - Taxes D 17,5600 −2 068 −36 229 521
2024-03-19 2023-12-29 4 Young Kenneth M RILY Common Stock A - Award D 17,8400 260 5 231 589
2024-03-19 2023-06-30 4 Young Kenneth M RILY Common Stock A - Award D 39,0830 379 15 231 329
2024-03-19 2024-03-15 4 WEITZMAN HOWARD RILY Common Stock F - Taxes D 17,5600 −670 −12 69 675
2024-03-19 2024-03-15 4 KELLEHER THOMAS J /ADV RILY Common Stock F - Taxes D 17,5600 −5 679 −100 172 823
2024-03-19 2024-03-15 4 Ahn Phillip J. RILY Common Stock F - Taxes D 17,5600 −2 464 −43 318 331
2024-03-19 2024-03-15 4 Moore Andrew RILY Common Stock F - Taxes D 17,5600 −2 960 −52 359 605
2024-03-06 2024-03-04 4 WEITZMAN HOWARD RILY Common Stock A - Award D 23 739 70 345
2024-03-06 2023-12-29 4 WEITZMAN HOWARD RILY Common Stock A - Award D 17,8420 1 0 46 606
2024-03-06 2024-03-04 4 Ahn Phillip J. RILY Common Stock A - Award D 41 543 320 795
2024-03-06 2023-12-29 4 Ahn Phillip J. RILY Common Stock A - Award D 17,8420 1 0 279 252
2024-03-06 2023-06-30 4 Ahn Phillip J. RILY Common Stock A - Award D 39,0830 543 21 279 251
2024-03-06 2024-03-04 4 KELLEHER THOMAS J /ADV RILY Common Stock A - Award D 83 086 178 502
2024-03-06 2023-12-29 4 KELLEHER THOMAS J /ADV RILY Common Stock A - Award D 17,8400 1 0 95 416
2024-03-06 2024-03-04 4 RILEY BRYANT R RILY Common Stock A - Award D 83 086 6 861 859
2024-03-06 2024-03-04 4 Forman Alan N RILY Common Stock A - Award D 23 739 154 305
2024-03-06 2024-03-04 4 Moore Andrew RILY Common Stock A - Award D 44 510 362 565
2024-03-06 2023-12-29 4 Moore Andrew RILY Common Stock A - Award D 17,8420 1 0 318 055
2024-02-06 2023-11-30 5 Labran Renee E RILY Common Stock L - Other D 18,4468 15 0 6 733
2024-02-06 2023-11-30 5 Labran Renee E RILY Common Stock L - Other D 18,5030 106 2 6 718
2024-02-06 2023-08-22 5 Labran Renee E RILY Common Stock L - Other D 47,1671 6 0 6 613
2024-02-06 2023-08-21 5 Labran Renee E RILY Common Stock L - Other D 50,6800 21 1 6 607
2024-02-06 2023-05-24 5 Labran Renee E RILY Common Stock L - Other D 36,6380 7 0 6 586
2024-02-06 2023-05-23 5 Labran Renee E RILY Common Stock L - Other D 36,5098 28 1 6 579
2024-02-06 2023-03-24 5 Labran Renee E RILY Common Stock L - Other D 26,2261 10 0 6 551
2024-02-06 2023-03-23 5 Labran Renee E RILY Common Stock L - Other D 31,8280 31 1 6 541
2023-12-29 2023-06-30 4 WEITZMAN HOWARD RILY Common Stock A - Award D 39,0830 543 21 46 605
2023-12-29 2023-05-25 4 WEITZMAN HOWARD RILY Common Stock G - Gift D −1 394 46 062
2023-12-19 2023-12-15 4 KELLEHER THOMAS J /ADV See note RILY Common Stock G - Gift I −4 986 891 558
2023-12-19 2023-12-15 4 KELLEHER THOMAS J /ADV See note RILY Common Stock P - Purchase I 20,2196 20 000 404 896 544
2023-11-17 2023-11-17 4 D Agostino Robert P RILY Common Stock P - Purchase D 21,2286 5 000 106 160 570
2023-11-17 2023-11-17 4 PAULSON RANDALL E RILY Common Stock P - Purchase D 21,2292 10 000 212 318 979
2023-11-17 2023-11-17 4 RILEY BRYANT R RILY Common Stock P - Purchase D 21,2286 30 000 637 6 778 773
2023-11-15 2023-11-13 4 Moore Andrew RILY Common Stock S - Sale D 20,3482 −61 609 −1 254 318 054
2023-11-14 2023-11-13 4 ANTIN ROBERT L RILY Common Stock P - Purchase D 20,3600 10 000 204 80 495
2023-11-13 2023-11-13 4 Labran Renee E RILY Common Stock P - Purchase D 19,9559 500 10 6 510
2023-11-13 2023-11-10 4 Labran Renee E RILY Common Stock P - Purchase D 26,1412 380 10 6 010
2023-11-13 2023-11-10 4 ANTIN ROBERT L RILY Common Stock P - Purchase D 25,6300 15 000 384 70 495
2023-11-13 2023-11-10 4 ANTIN ROBERT L RILY Common Stock P - Purchase D 25,9400 10 000 259 55 495
2023-11-13 2023-11-09 4 Brandt Tamara Sue RILY Common Stock P - Purchase D 30,6382 1 635 50 6 195
2023-08-22 2023-08-21 4 RILEY BRYANT R RILY Common Stock P - Purchase D 47,3111 25 000 1 183 6 748 773
2023-07-27 2023-07-26 4/A RILEY BRYANT R RILY Common Stock P - Purchase D 55,0000 72 727 4 000 6 723 773
2023-07-27 2023-07-26 4/A PAULSON RANDALL E RILY Common Stock P - Purchase D 55,0000 5 000 275 308 979
2023-07-27 2023-07-26 4/A Moore Andrew RILY Common Stock P - Purchase D 55,0000 5 000 275 379 663
2023-07-27 2023-06-30 4/A Moore Andrew RILY Common Stock A - Award D 39,0830 543 21 374 663
2023-07-27 2023-07-26 4 KELLEHER THOMAS J /ADV See note RILY Common Stock P - Purchase I 55,0000 7 272 400 876 544
2023-07-27 2023-07-26 4 KELLEHER THOMAS J /ADV See note RILY Common Stock P - Purchase I 55,0000 1 818 100 34 118
2023-07-27 2023-06-30 4 KELLEHER THOMAS J /ADV RILY Common Stock A - Award D 39,0830 543 21 95 415
2023-07-26 2023-07-25 4 PAULSON RANDALL E RILY Common Stock P - Purchase D 55,0000 5 000 275 308 979
2023-07-26 2023-07-25 4 RILEY BRYANT R RILY Common Stock P - Purchase D 55,0000 72 727 4 000 6 723 773
2023-07-26 2023-07-25 4 Moore Andrew RILY Common Stock P - Purchase D 55,0000 5 000 275 379 663
2023-07-26 2023-06-30 4 Moore Andrew RILY Common Stock A - Award D 39,0830 543 21 374 663
2023-06-15 2023-06-13 4 RILEY BRYANT R RILY Common Stock P - Purchase D 37,9068 6 199 235 6 651 046
2023-06-06 2023-06-02 4 Young Kenneth M RILY Common Stock F - Taxes D 36,4300 −7 108 −259 230 950
2023-06-06 2023-06-02 4 WEITZMAN HOWARD RILY Common Stock F - Taxes D 36,4300 −910 −33 47 456
2023-06-06 2023-06-02 4 RILEY BRYANT R RILY Common Stock F - Taxes D 36,4300 −13 928 −507 6 644 847
2023-06-06 2023-06-02 4 Moore Andrew RILY Common Stock F - Taxes D 36,4300 −7 297 −266 374 120
2023-06-06 2023-06-02 4 Forman Alan N RILY Common Stock F - Taxes D 36,4300 −1 404 −51 130 566
2023-06-06 2023-06-02 4 KELLEHER THOMAS J /ADV RILY Common Stock F - Taxes D 36,4300 −13 928 −507 116 005
2023-06-06 2023-06-02 4 Ahn Phillip J. RILY Common Stock F - Taxes D 36,4300 −6 306 −230 278 708
2023-05-26 2023-05-24 4 Ahn Phillip J. RILY Common Stock F - Taxes D 36,8300 −2 765 −102 285 014
2023-05-26 2023-05-24 4 KELLEHER THOMAS J /ADV RILY Common Stock F - Taxes D 36,8300 −6 856 −253 129 933
2023-05-26 2023-05-24 4 Forman Alan N RILY Common Stock F - Taxes D 36,8300 −2 353 −87 131 970
2023-05-26 2023-05-24 4 RILEY BRYANT R RILY Common Stock F - Taxes D 36,8300 −6 856 −253 6 658 775
2023-05-26 2023-05-24 4 WEITZMAN HOWARD RILY Common Stock F - Taxes D 36,8300 −1 371 −50 48 366
2023-05-26 2023-05-24 4 Young Kenneth M RILY Common Stock F - Taxes D 36,8300 −3 562 −131 238 058
2023-05-26 2023-05-24 4 Moore Andrew RILY Common Stock F - Taxes D 36,8300 −3 657 −135 381 417
2023-05-25 2023-05-23 4 D Agostino Robert P RILY Common Stock A - Award D 1 997 155 570
2023-05-25 2023-05-23 4 Walters Marian RILY Common Stock A - Award D 1 997 4 561
2023-05-25 2023-05-23 4 Brandt Tamara Sue RILY Common Stock A - Award D 1 997 4 560
2023-05-25 2023-05-23 4 Sheldon Michael Joseph RILY Common Stock A - Award D 1 997 56 677
2023-05-25 2023-05-23 4 Labran Renee E RILY Common Stock A - Award D 1 997 5 630
2023-05-25 2023-05-23 4 ANTIN ROBERT L RILY Common Stock A - Award D 1 997 45 495
2023-05-25 2023-05-23 4 PAULSON RANDALL E RILY Common Stock A - Award D 1 997 303 896
2023-05-17 2023-05-16 4/A RILEY BRYANT R RILY Common Stock P - Purchase D 32,9531 20 000 659 6 665 631
2023-05-16 2023-05-16 4 RILEY BRYANT R RILY Common Stock P - Purchase D 32,9531 20 000 659 6 640 631
2023-05-08 2023-05-08 4 RILEY BRYANT R RILY Common Stock P - Purchase D 34,6565 25 000 866 6 620 631
2023-03-20 2023-03-17 4 PAULSON RANDALL E RILY Common Stock P - Purchase D 29,8991 10 000 299 301 899
2023-03-20 2023-03-17 4 RILEY BRYANT R RILY Common Stock P - Purchase D 29,8985 25 000 747 6 620 631
2023-03-20 2023-03-17 4 ANTIN ROBERT L RILY Common Stock P - Purchase D 29,8659 15 000 448 43 498
2023-03-20 2023-03-16 4 ANTIN ROBERT L RILY Common Stock P - Purchase D 31,9700 3 000 96 28 498
2023-03-17 2023-03-17 4 Young Kenneth M See Note RILY Common Stock P - Purchase I 31,4609 2 485 78 32 085
2023-03-16 2023-03-15 4 PAULSON RANDALL E RILY Common Stock P - Purchase D 30,9317 5 000 155 291 899
2023-03-16 2023-03-15 4 KELLEHER THOMAS J /ADV See note RILY Common Stock P - Purchase I 31,1301 7 000 218 31 248
2023-03-16 2023-03-15 4 KELLEHER THOMAS J /ADV See note RILY Common Stock P - Purchase I 31,1301 3 000 93 32 300
2023-03-16 2023-03-15 4 RILEY BRYANT R RILY Common Stock P - Purchase D 29,8714 12 963 387 6 595 631
2023-03-14 2023-03-10 4 Moore Andrew RILY Common Stock P - Purchase D 33,2533 5 000 166 385 074
2023-03-07 2023-03-07 4 RILEY BRYANT R By the Robert Antin Children Irrevocable Trust RILY Common Stock P - Purchase I 40,5802 7 500 304 207 500
2023-03-07 2023-03-07 4 RILEY BRYANT R UTMA account of E.R. RILY Common Stock P - Purchase I 40,5836 1 000 41 17 537
2023-03-07 2023-03-07 4 RILEY BRYANT R UTMA account of A.R. RILY Common Stock P - Purchase I 40,5634 1 000 41 17 538
2023-03-07 2023-03-07 4 RILEY BRYANT R UTMA account of C.R. RILY Common Stock P - Purchase I 40,5828 1 000 41 17 538
2023-03-07 2023-03-07 4 RILEY BRYANT R UTMA account of S.R. RILY Common Stock P - Purchase I 40,5838 1 000 41 17 538
2023-03-07 2023-03-07 4 RILEY BRYANT R RILY Common Stock P - Purchase D 40,4545 7 500 303 6 582 668
2023-02-28 2023-02-24 4 Young Kenneth M RILY Common Stock A - Award D 18 459 241 620
2023-02-28 2023-02-24 4 KELLEHER THOMAS J /ADV RILY Common Stock A - Award D 49 225 518 080
2023-02-28 2023-02-24 4 Forman Alan N RILY Common Stock A - Award D 7 384 134 323
2023-02-28 2023-02-24 4 WEITZMAN HOWARD RILY Common Stock A - Award D 4 922 49 737
2023-02-28 2023-02-24 4 RILEY BRYANT R RILY Common Stock A - Award D 49 225 6 575 168
2023-02-28 2023-02-24 4 Moore Andrew RILY Common Stock A - Award D 24 612 380 074
2023-02-28 2023-02-24 4 Ahn Phillip J. RILY Common Stock A - Award D 24 612 287 779
2023-02-27 2023-02-23 4 PAULSON RANDALL E RILY Common Stock P - Purchase D 36,8495 10 000 368 286 899
2023-02-27 2023-02-24 4 Moore Andrew RILY Common Stock P - Purchase D 36,7774 10 000 368 355 462
2023-02-14 2022-12-21 5 KELLEHER THOMAS J /ADV RILY Common Stock G - Gift D −1 350 468 855
2023-02-14 2022-04-14 5 WEITZMAN HOWARD RILY Common Stock G - Gift D −3 557 44 815
2023-02-10 2023-02-08 4 Young Kenneth M RILY Common Stock F - Taxes D 39,6000 −18 737 −742 223 161
2023-02-10 2023-02-08 4 Young Kenneth M RILY Common Stock M - Exercise D 75 000 241 898
2023-02-10 2023-02-08 4 Ahn Phillip J. RILY Common Stock F - Taxes D 39,6000 −11 186 −443 263 167
2023-02-10 2023-02-08 4 Ahn Phillip J. RILY Common Stock M - Exercise D 75 000 274 353
2023-02-10 2023-02-08 4 WEITZMAN HOWARD RILY Common Stock F - Taxes D 39,6000 −2 101 −83 48 372
2023-02-10 2023-02-08 4 WEITZMAN HOWARD RILY Common Stock M - Exercise D 20 000 50 473
2023-02-10 2022-12-30 4 WEITZMAN HOWARD RILY Common Stock A - Award D 29,0700 575 17 30 473
2023-02-10 2023-02-08 4 RILEY BRYANT R RILY Common Stock M - Exercise D 150 000 6 525 943
2023-02-10 2023-02-08 4 Forman Alan N RILY Common Stock M - Exercise D 30 000 126 939
2023-02-10 2023-02-08 4 Moore Andrew RILY Common Stock F - Taxes D 39,6000 −20 643 −817 345 462
2023-02-10 2023-02-08 4 Moore Andrew RILY Common Stock M - Exercise D 85 000 366 105
2023-02-10 2023-02-08 4 KELLEHER THOMAS J /ADV RILY Common Stock M - Exercise D 150 000 470 205
2023-02-09 2023-02-09 4 Labran Renee E RILY Common Stock P - Purchase D 39,9700 250 10 3 633
2023-02-09 2023-02-09 4 D Agostino Robert P RILY Common Stock P - Purchase D 40,5917 12 500 507 153 573
2023-02-09 2023-02-08 4 RILEY BRYANT R RILY Common Stock P - Purchase D 40,1756 135 923 5 461 6 375 943
2023-02-08 2023-02-08 4 Moore Andrew RILY Common Stock P - Purchase D 38,7464 20 000 775 281 105
2023-01-09 2023-01-09 4 PAULSON RANDALL E RILY Common Stock P - Purchase D 37,2173 20 000 744 276 899
2022-12-30 2022-12-29 4 RILEY BRYANT R RILY Common Stock P - Purchase D 33,8178 20 541 695 6 240 020
2022-12-30 2022-12-28 4 RILEY BRYANT R RILY Common Stock P - Purchase D 31,2904 6 023 188 6 219 479
2022-12-30 2022-12-28 4 Brandt Tamara Sue RILY Common Stock P - Purchase D 32,0100 625 20 2 563
2022-12-20 2022-12-16 4 Sheldon Michael Joseph RILY Common Stock P - Purchase D 39,8591 10 026 400 54 680
2022-12-20 2022-12-16 4 Labran Renee E RILY Common Stock P - Purchase D 40,3960 247 10 3 383
2022-12-19 2022-12-16 4 RILEY BRYANT R RILY Common Stock P - Purchase D 40,1301 120 000 4 816 6 213 456
2022-12-15 2022-12-15 4 RILEY BRYANT R RILY Common Stock P - Purchase D 40,3359 24 715 997 6 093 456
2022-12-15 2022-12-14 4 RILEY BRYANT R RILY Common Stock P - Purchase D 41,9263 38 812 1 627 6 068 741
2022-12-05 2022-12-05 4 RILEY BRYANT R RILY Common Stock P - Purchase D 43,9205 50 000 2 196 6 029 929
2022-12-05 2022-12-02 4 RILEY BRYANT R RILY Common Stock P - Purchase D 44,3267 1 514 67 5 979 929
2022-12-01 2022-11-30 4 PAULSON RANDALL E RILY Common Stock P - Purchase D 42,8365 2 600 111 256 899
2022-10-19 2022-10-18 4 Williams Mikel H RILY Common Stock D - Sale to Issuer D −904 65 698
2022-09-19 2022-09-16 4 PAULSON RANDALL E RILY Common Stock P - Purchase D 46,9212 5 892 276 254 299
2022-09-19 2022-09-16 4 RILEY BRYANT R RILY Common Stock P - Purchase D 46,8272 8 509 398 5 978 415
2022-09-14 2022-09-14 4 RILEY BRYANT R UTMA account of A.R. RILY Common Stock P - Purchase I 47,6773 1 000 48 16 537
2022-09-14 2022-09-14 4 RILEY BRYANT R UTMA account of E.R. RILY Common Stock P - Purchase I 47,6773 1 000 48 16 537
2022-09-14 2022-09-14 4 RILEY BRYANT R UTMA account of C.R. RILY Common Stock P - Purchase I 47,6773 1 000 48 16 538
2022-09-14 2022-09-14 4 RILEY BRYANT R UTMA account of S.R. RILY Common Stock P - Purchase I 47,6773 1 000 48 16 538
2022-09-14 2022-09-14 4 RILEY BRYANT R RILY Common Stock P - Purchase D 47,4559 25 000 1 186 5 969 906
2022-09-08 2022-09-07 4 Moore Andrew RILY Common Stock P - Purchase D 48,1206 5 000 241 261 105
2022-09-01 2022-08-31 4 RILEY BRYANT R RILY Common Stock P - Purchase D 49,7559 25 000 1 244 5 944 906
2022-09-01 2022-08-30 4 RILEY BRYANT R RILY Common Stock P - Purchase D 49,1735 25 000 1 229 5 919 906
2022-09-01 2022-08-31 4 PAULSON RANDALL E RILY Common Stock P - Purchase D 49,7559 25 000 1 244 248 407
2022-08-02 2022-08-02 4/A PAULSON RANDALL E RILY Common Stock P - Purchase D 52,3339 12 500 654 223 407
2022-08-02 2022-08-02 4 PAULSON RANDALL E RILY Common Stock P - Purchase D 52,3339 15 000 785 225 907
2022-08-02 2022-08-01 4 PAULSON RANDALL E RILY Common Stock P - Purchase D 52,1348 25 000 1 303 210 907
2022-06-14 2022-06-13 4 RILEY BRYANT R RILY Common Stock A - Award D 46,9993 10 000 470 5 894 906
2022-06-14 2022-06-10 4 RILEY BRYANT R RILY Common Stock A - Award D 48,9953 3 205 157 5 884 906
2022-06-03 2022-06-02 4 Young Kenneth M RILY Common Stock F - Taxes D 54,0700 −3 558 −192 166 898
2022-06-03 2022-06-02 4 Forman Alan N RILY Common Stock F - Taxes D 54,0700 −703 −38 96 939
2022-06-03 2022-06-02 4 Moore Andrew RILY Common Stock F - Taxes D 54,0700 −3 652 −197 256 105
2022-06-03 2022-06-02 4 WEITZMAN HOWARD RILY Common Stock F - Taxes D 54,0700 −456 −25 29 898
2022-06-03 2022-06-02 4 KELLEHER THOMAS J /ADV RILY Common Stock F - Taxes D 54,0700 −6 971 −377 320 205
2022-06-03 2022-06-02 4 Ahn Phillip J. RILY Common Stock F - Taxes D 54,0700 −3 156 −171 199 353
2022-05-27 2022-05-20 4/A ASHER DANIEL thru Equitec Proprietary Markers, LLC RILY Common Stock X - Other I 45,0000 −1 700 −76 1 245 293
2022-05-27 2022-05-20 4/A ASHER DANIEL thru Equitec Proprietary Markers, LLC RILY Common Stock X - Other I 50,0000 −122 700 −6 135 1 246 993
2022-05-27 2022-05-20 4/A ASHER DANIEL thru Sphinx Trading RILY Common Stock X - Other I 50,0000 −1 100 −55 1 369 693
2022-05-26 2022-05-24 4 D Agostino Robert P RILY Common Stock A - Award D 1 490 141 073
2022-05-26 2022-05-24 4 ANTIN ROBERT L RILY Common Stock A - Award D 1 490 25 498
2022-05-26 2022-05-24 4 Moore Andrew RILY Common Stock F - Taxes D 49,5600 −7 049 −349 259 757
2022-05-26 2022-05-24 4 Moore Andrew RILY Common Stock A - Award D 22 048 266 806
2022-05-26 2022-05-24 4 KELLEHER THOMAS J /ADV RILY Common Stock F - Taxes D 49,5600 −13 216 −655 327 176
2022-05-26 2022-05-24 4 KELLEHER THOMAS J /ADV RILY Common Stock A - Award D 42 092 340 392
2022-05-26 2022-05-24 4 Ahn Phillip J. RILY Common Stock F - Taxes D 49,5600 −5 332 −264 202 509
2022-05-26 2022-05-24 4 Ahn Phillip J. RILY Common Stock A - Award D 22 048 207 841
2022-05-26 2021-06-30 4 Ahn Phillip J. RILY Common Stock A - Award D 64,1750 331 21 185 793
2022-05-26 2022-05-24 4 Walters Marian RILY Common Stock A - Award D 1 490 2 564
2022-05-26 2022-05-24 4 WEITZMAN HOWARD RILY Common Stock F - Taxes D 49,5600 −2 643 −131 30 354
2022-05-26 2022-05-24 4 WEITZMAN HOWARD RILY Common Stock A - Award D 2 746 32 997
2022-05-26 2022-05-24 4 RILEY BRYANT R RILY Common Stock A - Award D 42 092 5 881 701
2022-05-26 2022-05-24 4 Sheldon Michael Joseph RILY Common Stock A - Award D 1 490 44 654
2022-05-26 2022-05-24 4 PAULSON RANDALL E RILY Common Stock A - Award D 1 490 185 907
2022-05-26 2022-05-24 4 Young Kenneth M RILY Common Stock F - Taxes D 49,5600 −6 868 −340 170 456
2022-05-26 2022-05-24 4 Young Kenneth M RILY Common Stock A - Award D 22 048 177 324
2022-05-26 2022-05-24 4 Forman Alan N RILY Common Stock F - Taxes D 49,5600 −4 536 −225 97 642
2022-05-26 2022-05-24 4 Forman Alan N RILY Common Stock A - Award D 4 119 102 178
2022-05-26 2022-05-24 4 Williams Mikel H RILY Common Stock A - Award D 1 490 66 602
2022-05-26 2022-05-24 4 Labran Renee E RILY Common Stock A - Award D 1 490 3 136
2022-05-26 2022-05-24 4 Brandt Tamara Sue RILY Common Stock A - Award D 1 490 1 938
2022-05-24 2022-05-23 4 ASHER DANIEL thru Sphinx Trading, LP RILY Common Stock P - Purchase I 49,6000 1 100 55 1 262 493
2022-05-24 2022-05-23 4 ASHER DANIEL thru Equitec Proprietary Markers, LLC RILY Common Stock P - Purchase I 49,5957 16 100 798 1 261 393
2022-05-24 2022-05-20 4 ASHER DANIEL thru Equitec Proprietary Markers, LLC RILY Common Stock S - Sale I 50,0000 −1 700 −85 1 245 293
2022-05-24 2022-05-20 4 ASHER DANIEL thru Equitec Proprietary Markers, LLC RILY Common Stock S - Sale I 50,0000 −122 700 −6 135 1 246 993
2022-05-24 2022-05-20 4 ASHER DANIEL thru Sphinx Trading, LP RILY Common Stock S - Sale I 50,0000 −1 100 −55 1 369 693
2022-05-24 2022-05-20 4 ASHER DANIEL thru Equitec Proprietary Markers, LLC RILY Common Stock P - Purchase I 50,0893 18 800 942 1 370 793
2022-05-20 2022-05-19 4 ASHER DANIEL thru Equitec Proprietary Markers, LLC RILY Common Stock P - Purchase I 49,9500 1 200 60 1 351 993
2022-05-19 2022-05-18 4 ASHER DANIEL thru Equitec Proprietary Markers, LLC RILY Common Stock P - Purchase I 50,4196 21 200 1 069 1 350 793
2022-05-18 2022-05-17 4 ASHER DANIEL thru Equitec Proprietary Markers, LLC rily Common Stock P - Purchase I 49,4050 6 000 296 1 329 593
2022-05-18 2022-05-17 4 ASHER DANIEL Thru Equitec Proprietary Markets, LLC rily Common Stock S - Sale I 51,0000 −300 −15 1 323 593
2022-05-17 2022-05-16 4 ASHER DANIEL thru Equitec Proprietary Markers, LLC rily Common Stock P - Purchase I 49,0928 5 290 260 1 323 893
2022-05-13 2022-05-13 4 RILEY BRYANT R RILY Common Stock P - Purchase D 48,2972 50 000 2 415 5 839 609
2022-05-12 2022-05-11 4 KELLEHER THOMAS J /ADV See note RILY Common Stock P - Purchase I 46,1368 5 000 231 29 300
2022-05-12 2022-05-11 4 RILEY BRYANT R RILY Common Stock P - Purchase D 45,7039 16 296 745 5 789 609
2022-05-10 2022-05-09 4 Labran Renee E RILY Common Stock P - Purchase D 48,9800 408 20 1 646
2022-05-10 2022-05-10 4 RILEY BRYANT R RILY Common Stock P - Purchase D 46,1298 50 000 2 306 5 773 313
2022-05-10 2022-05-09 4 RILEY BRYANT R RILY Common Stock P - Purchase D 48,7000 25 000 1 218 5 723 313
2022-05-04 2022-05-03 4 PAULSON RANDALL E RILY Common Stock P - Purchase D 48,4592 10 000 485 184 417
2022-05-03 2022-05-03 4 RILEY BRYANT R RILY Common Stock P - Purchase D 48,7086 48 814 2 378 5 698 313
2022-05-03 2022-05-02 4 RILEY BRYANT R RILY Common Stock P - Purchase D 46,8508 192 529 9 020 5 649 499
2022-05-03 2022-05-02 4 Moore Andrew RILY Common Stock P - Purchase D 45,9377 10 000 459 244 758
2022-05-03 2022-05-02 4 Young Kenneth M See Note RILY Common Stock P - Purchase I 46,6935 2 500 117 29 600
2022-05-03 2022-05-02 4 PAULSON RANDALL E RILY Common Stock P - Purchase D 46,0260 20 000 921 174 417
2022-05-03 2022-05-02 4 Sheldon Michael Joseph RILY Common Stock P - Purchase D 47,6792 10 000 477 43 164
2022-05-03 2022-05-02 4 ANTIN ROBERT L RILY Common Stock P - Purchase D 45,5300 10 000 455 24 008
2022-03-10 2022-03-09 4 RILEY BRYANT R RILY Common Stock P - Purchase D 62,8327 30 000 1 885 5 456 970
2022-03-02 2022-02-28 4 PAULSON RANDALL E RILY Common Stock P - Purchase D 59,4350 20 000 1 189 154 417
2022-03-02 2022-02-28 4 PAULSON RANDALL E RILY Common Stock P - Purchase D 58,6415 20 000 1 173 134 417
2022-03-02 2022-03-01 4 Labran Renee E RILY Common Stock P - Purchase D 58,5261 340 20 1 238
2022-03-02 2022-03-01 4 Sheldon Michael Joseph RILY Common Stock P - Purchase D 59,5131 8 430 502 33 164
2022-03-02 2022-03-01 4 Young Kenneth M See Note RILY Common Stock P - Purchase I 58,9752 10 000 590 27 100
2022-03-02 2022-02-28 4 KELLEHER THOMAS J /ADV See note RILY Common Stock P - Purchase I 58,6404 4 300 252 24 300
2022-03-02 2021-06-30 4 KELLEHER THOMAS J /ADV RILY Common Stock A - Award D 64,1750 331 21 298 300
2022-03-02 2022-03-01 4 RILEY BRYANT R RILY Common Stock P - Purchase D 58,6306 35 542 2 084 5 426 970
2022-03-02 2022-02-28 4 RILEY BRYANT R RILY Common Stock P - Purchase D 58,7700 49 458 2 907 5 391 428
2022-02-11 2021-11-22 5 KELLEHER THOMAS J /ADV RILY Common Stock G - Gift D −579 297 969
2022-02-11 2021-12-31 5 RILEY BRYANT R RILY Common Stock G - Gift D −5 000 5 341 970
2022-02-11 2021-11-16 5 RILEY BRYANT R RILY Common Stock G - Gift D −350 5 346 970
2022-02-11 2021-10-29 5 WEITZMAN HOWARD RILY Common Stock G - Gift D −100 30 251
2022-02-11 2021-05-25 5 WEITZMAN HOWARD RILY Common Stock G - Gift D −1 290 30 351
2021-12-22 2021-12-20 4 Brandt Tamara Sue RILY Common Stock A - Award D 448 448
2021-12-07 2021-12-06 4 RILEY BRYANT R RILY Common Stock P - Purchase D 75,1708 1 722 129 5 347 320
2021-11-18 2021-11-17 4 RILEY BRYANT R RILY Common Stock P - Purchase D 77,3500 20 000 1 547 5 218 633
2021-11-04 2021-11-03 4 Young Kenneth M See Note RILY Common Stock P - Purchase I 78,3126 1 000 78 17 100
2021-11-04 2021-06-30 4 Young Kenneth M RILY Common Stock A - Award D 64,1750 331 21 155 276
2021-10-29 2021-10-27 4 WEITZMAN HOWARD RILY Performance Restricted Stock Units A - Award D 11 393 11 393
2021-10-29 2021-10-27 4 Young Kenneth M RILY Performance Restricted Stock Units A - Award D 65 000 65 000
2021-10-29 2021-10-27 4 Moore Andrew RILY Performance Restricted Stock Units A - Award D 85 000 85 000
2021-10-29 2021-10-27 4 Forman Alan N RILY Performance Restricted Stock Units A - Award D 17 089 17 089
2021-10-29 2021-10-27 4 KELLEHER THOMAS J /ADV RILY Performance Restricted Stock Units A - Award D 150 000 150 000
2021-10-29 2021-10-27 4 Ahn Phillip J. RILY Performance Restricted Stock Units A - Award D 85 000 85 000
2021-10-29 2021-10-27 4 RILEY BRYANT R RILY Performance Restricted Stock Units A - Award D 150 000 150 000
2021-09-14 2021-09-13 4 PAULSON RANDALL E RILY Common Stock P - Purchase D 60,5106 15 000 908 114 417
2021-09-10 2021-09-10 4 Moore Andrew RILY Common Stock P - Purchase D 60,2000 5 000 301 234 758
2021-08-20 2021-08-19 4 PAULSON RANDALL E RILY Common Stock P - Purchase D 60,8220 10 000 608 99 417
2021-08-19 2021-08-19 4 RILEY BRYANT R RILY Common Stock P - Purchase D 60,6054 135 000 8 182 5 198 633
2021-08-18 3 Labran Renee E RILY Common Stock D 898
2021-08-17 2021-08-17 4 RILEY BRYANT R RILY Common Stock P - Purchase D 63,5933 15 000 954 5 063 633
2021-08-17 2021-08-17 4 Moore Andrew RILY Common Stock P - Purchase D 63,7000 5 000 318 229 758
2021-08-17 2021-06-30 4 Moore Andrew RILY Common Stock A - Award D 64,1750 331 21 229 427
2021-08-13 2021-08-13 4 RILEY BRYANT R RILY Common Stock P - Purchase D 64,4816 8 005 516 5 048 633
2021-08-13 2021-08-11 4 RILEY BRYANT R RILY Common Stock P - Purchase D 67,6768 1 359 92 5 040 628
2021-08-11 2021-08-10 4 RILEY BRYANT R RILY Common Stock P - Purchase D 68,2175 15 000 1 023 5 039 269
2021-08-06 2021-08-04 4 RILEY BRYANT R UTMA account of E.R. RILY Common Stock P - Purchase I 64,9842 450 29 15 196
2021-08-06 2021-08-04 4 RILEY BRYANT R UTMA account of A.R. RILY Common Stock P - Purchase I 64,9842 451 29 15 197
2021-08-06 2021-08-04 4 RILEY BRYANT R UTMA account of S.R. RILY Common Stock P - Purchase I 64,9842 451 29 15 197
2021-08-06 2021-08-04 4 RILEY BRYANT R UTMA account of C.R. RILY Common Stock P - Purchase I 64,9842 451 29 15 197
2021-06-17 2021-06-15 4 Young Kenneth M RILY Common Stock P - Purchase D 66,0623 1 200 79 154 945
2021-06-08 2021-06-04 4 Williams Mikel H RILY Common Stock A - Award D 1 074 65 112
2021-06-08 2021-06-04 4 PAULSON RANDALL E RILY Common Stock A - Award D 1 074 89 417
2021-06-08 2021-06-04 4 Sheldon Michael Joseph RILY Common Stock A - Award D 1 074 24 734
2021-06-08 2021-06-04 4 Walters Marian RILY Common Stock A - Award D 1 074 6 775
2021-06-08 2021-06-04 4 ANTIN ROBERT L RILY Common Stock A - Award D 1 074 14 008
2021-06-08 2021-06-04 4 D Agostino Robert P RILY Common Stock A - Award D 1 074 139 583
2021-06-08 2021-06-07 4 RILEY BRYANT R UTMA account of S.R. RILY Common Stock P - Purchase I 66,3093 3 329 221 14 746
2021-06-08 2021-06-07 4 RILEY BRYANT R UTMA account of E.R. RILY Common Stock P - Purchase I 66,3093 3 329 221 14 746
2021-06-08 2021-06-07 4 RILEY BRYANT R UTMA account of A.R. RILY Common Stock P - Purchase I 66,3093 3 329 221 14 746
2021-06-08 2021-06-07 4 RILEY BRYANT R UTMA account of C.R. RILY Common Stock P - Purchase I 66,3093 3 329 221 14 746
2021-06-08 2021-06-04 4 RILEY BRYANT R UTMA account of E.R. RILY Common Stock P - Purchase I 67,3155 5 000 337 11 417
2021-06-08 2021-06-04 4 RILEY BRYANT R UTMA account of S.R. RILY Common Stock P - Purchase I 67,3155 5 000 337 11 417
2021-06-08 2021-06-04 4 RILEY BRYANT R UTMA account of A.R. RILY Common Stock P - Purchase I 67,3155 5 000 337 11 417
2021-06-08 2021-06-04 4 RILEY BRYANT R UTMA account of C.R. RILY Common Stock P - Purchase I 67,3155 5 000 337 11 417
2021-06-02 2021-06-02 4 WEITZMAN HOWARD RILY Common Stock S - Sale D 74,1800 −4 530 −336 31 641
2021-06-02 2021-05-28 4 WEITZMAN HOWARD RILY Common Stock S - Sale D 73,8600 −10 973 −810 36 171
2021-06-02 2021-05-28 4 WEITZMAN HOWARD RILY Common Stock A - Award D 2 746 47 144
2021-06-02 2021-05-28 4 KELLEHER THOMAS J /ADV RILY Common Stock A - Award D 42 092 298 548
2021-06-02 2021-05-28 4 Moore Andrew RILY Common Stock A - Award D 22 048 224 427
2021-06-02 2021-05-28 4 RILEY BRYANT R RILY Common Stock A - Award D 42 092 5 024 269
2021-06-02 2021-05-28 4 Young Kenneth M RILY Common Stock A - Award D 22 048 153 745
2021-06-02 2021-05-28 4 Ahn Phillip J. RILY Common Stock A - Award D 22 048 185 462
2021-06-02 2021-05-28 4 Forman Alan N RILY Common Stock A - Award D 4 119 98 059
2021-05-26 2021-05-24 4 Ahn Phillip J. RILY Common Stock F - Taxes D 73,7800 −7 497 −553 163 414
2021-05-26 2021-05-24 4 KELLEHER THOMAS J /ADV RILY Common Stock F - Taxes D 73,7800 −17 348 −1 280 256 456
2021-05-26 2021-05-24 4 WEITZMAN HOWARD RILY Common Stock F - Taxes D 73,7800 −3 317 −245 44 398
2021-05-26 2021-05-24 4 Young Kenneth M RILY Common Stock F - Taxes D 73,7800 −9 914 −731 131 697
2021-05-26 2021-05-24 4 Forman Alan N RILY Common Stock F - Taxes D 73,7800 −6 048 −446 93 940
2021-05-26 2021-05-24 4 Moore Andrew RILY Common Stock F - Taxes D 73,7800 −10 355 −764 202 379
2021-05-06 2021-05-06 4 Moore Andrew RILY Common Stock P - Purchase D 67,6847 5 000 338 212 734
2021-02-19 2021-02-17 4 Ahn Phillip J. RILY Performance Restricted Stock Units A - Award D 75 000 75 000
2021-02-19 2021-02-17 4 KELLEHER THOMAS J /ADV RILY Performance Restricted Stock Units A - Award D 150 000 150 000
2021-02-19 2021-02-17 4 WEITZMAN HOWARD RILY Performance Restricted Stock Units A - Award D 20 000 20 000
2021-02-19 2021-02-17 4 Young Kenneth M RILY Performance Restricted Stock Units A - Award D 75 000 75 000
2021-02-19 2021-02-17 4 RILEY BRYANT R RILY Performance Restricted Stock Units A - Award D 150 000 150 000
2021-02-19 2021-02-17 4 Moore Andrew RILY Performance Restricted Stock Units A - Award D 85 000 85 000
2021-02-19 2021-02-17 4 Forman Alan N RILY Performance Restricted Stock Units A - Award D 30 000 30 000
2021-02-12 2020-12-03 5 RILEY BRYANT R RILY Common Stock G - Gift D −1 000 4 982 177
2021-02-02 2021-01-29 4 RILEY BRYANT R RILY Common Stock P - Purchase D 48,2464 1 500 72 4 983 177
2021-01-29 2021-01-28 4 RILEY BRYANT R RILY Common Stock P - Purchase D 48,7140 6 791 331 4 981 677
2021-01-29 2021-01-27 4 RILEY BRYANT R RILY Common Stock P - Purchase D 48,4217 11 209 543 4 974 886
2021-01-27 2021-01-27 4 RILEY BRYANT R RILY Common Stock P - Purchase D 47,9051 7 907 379 4 963 677
2021-01-27 2021-01-26 4 RILEY BRYANT R RILY Common Stock P - Purchase D 48,5626 4 093 199 4 955 770
2021-01-25 2021-01-25 4 Sheldon Michael Joseph RILY Common Stock P - Purchase D 48,9500 2 089 102 23 660
2021-01-25 2021-01-22 4 RILEY BRYANT R UTMA account of E.R. RILY Common Stock P - Purchase I 47,4506 842 40 6 417
2021-01-25 2021-01-22 4 RILEY BRYANT R UTMA account of S.R. RILY Common Stock P - Purchase I 47,4506 842 40 6 417
2021-01-25 2021-01-22 4 RILEY BRYANT R UTMA account of C.R. RILY Common Stock P - Purchase I 47,4506 842 40 6 417
2021-01-25 2021-01-22 4 RILEY BRYANT R UTMA account of A.R. RILY Common Stock P - Purchase I 47,4506 842 40 6 417
2021-01-25 2021-01-22 4 RILEY BRYANT R By B. Riley Financial, Inc. 401(k) Profit Sharing Plan FBO Bryant Riley RILY Common Stock P - Purchase I 47,2627 4 960 234 84 369
2021-01-25 2021-01-22 4 RILEY BRYANT R RILY Common Stock P - Purchase D 47,7770 1 672 80 4 951 677
2021-01-13 2021-01-13 4 Young Kenneth M See Note RILY Common Stock P - Purchase I 46,0000 1 600 74 16 100
2021-01-13 2021-01-13 4 KELLEHER THOMAS J /ADV See note RILY Common Stock P - Purchase I 46,0000 5 100 235 459 848
2021-01-13 2021-01-13 4 KELLEHER THOMAS J /ADV See note RILY Common Stock P - Purchase I 46,0000 4 900 225 20 000
2021-01-13 2021-01-13 4 RILEY BRYANT R RILY Common Stock P - Purchase D 46,0000 100 000 4 600 4 950 005
2021-01-13 2021-01-13 4 PAULSON RANDALL E RILY Common Stock P - Purchase D 46,0000 10 000 460 88 343
2020-12-16 2020-12-15 4 RILEY BRYANT R RILY Common Stock F - Taxes D 36,7800 −99 160 −3 647 4 850 005
2020-12-16 2020-12-15 4 WEITZMAN HOWARD RILY Common Stock F - Taxes D 36,7800 −11 547 −425 47 715
2020-12-16 2020-12-15 4 KELLEHER THOMAS J /ADV RILY Common Stock F - Taxes D 36,7800 −99 160 −3 647 273 804
2020-12-16 2020-12-15 4 Young Kenneth M RILY Common Stock F - Taxes D 36,7800 −44 808 −1 648 141 611
2020-12-16 2020-12-15 4 Ahn Phillip J. RILY Common Stock F - Taxes D 36,7800 −46 188 −1 699 170 911
2020-12-16 2020-12-15 4 Forman Alan N RILY Common Stock F - Taxes D 36,7800 −22 769 −837 99 988
2020-12-16 2020-12-15 4 Moore Andrew RILY Common Stock F - Taxes D 36,7800 −46 188 −1 699 207 734
2020-12-07 2020-12-03 4 KELLEHER THOMAS J /ADV RILY Performance Restricted Stock Units M - Exercise D 200 000 0
2020-12-07 2020-12-03 4 KELLEHER THOMAS J /ADV RILY Common Stock M - Exercise D 200 000 172 964
2020-12-07 2020-12-03 4 Young Kenneth M RILY Performance Restricted Stock Units M - Exercise D −100 000 0
2020-12-07 2020-12-03 4 Young Kenneth M RILY Common Stock M - Exercise D 100 000 186 419
2020-12-07 2020-12-03 4 Forman Alan N RILY Performance Restricted Stock D Units M - Exercise D 50 000 0
2020-12-07 2020-12-03 4 Forman Alan N RILY Common Stock M - Exercise D 50 000 122 757
2020-12-07 2020-12-03 4 WEITZMAN HOWARD RILY Performance Restricted Stock Units M - Exercise D −25 000 0
2020-12-07 2020-12-03 4 WEITZMAN HOWARD RILY Common Stock M - Exercise D 25 000 59 262
2020-12-07 2020-12-03 4 RILEY BRYANT R RILY Performance Restricted Stock Units M - Exercise D −200 000 0
2020-12-07 2020-12-03 4 RILEY BRYANT R RILY Common Stock M - Exercise D 200 000 4 949 165
2020-12-07 2020-12-03 4 Moore Andrew RILY Performance Restricted Stock Units M - Exercise D −100 000 0
2020-12-07 2020-12-03 4 Moore Andrew RILY Common Stock M - Exercise D 100 000 253 922
2020-12-07 2020-12-03 4 Ahn Phillip J. RILY Performance Restricted Stock Units M - Exercise D 100 000 0
2020-12-07 2020-12-03 4 Ahn Phillip J. RILY Common Stock M - Exercise D 100 000 217 099
2020-12-07 2020-06-30 4 Ahn Phillip J. RILY Common Stock A - Award D 18,4960 992 18 117 099
2020-11-20 2020-11-19 4 RILEY BRYANT R RILY Common Stock P - Purchase D 32,5323 15 000 488 4 749 165
2020-11-05 2020-11-03 4/A RILEY BRYANT R By BRC Partners Opportunity Fund, LP RILY Common Stock P - Purchase I 26,6582 141 728 3 778 317 915
2020-11-03 2020-11-03 4 RILEY BRYANT R RILY Common Stock P - Purchase D 26,6585 60 000 1 600 4 734 165
2020-11-03 2020-11-03 4 PAULSON RANDALL E RILY Common Stock P - Purchase D 26,6502 40 000 1 066 78 343
2020-09-15 2020-09-14 4 Sims Todd D. RILY Common Stock D - Sale to Issuer D −2 554 15 163
2020-09-09 2020-09-08 4 RILEY BRYANT R RILY Common Stock P - Purchase D 25,5944 1 224 31 4 674 165
2020-09-08 2020-09-04 4 RILEY BRYANT R RILY Common Stock P - Purchase D 26,2118 2 282 60 4 672 941
2020-09-03 2020-09-02 4 RILEY BRYANT R UTMA account of A.R. RILY Common Stock P - Purchase I 27,1500 700 19 5 575
2020-09-03 2020-09-02 4 RILEY BRYANT R UTMA account of E.R. RILY Common Stock P - Purchase I 27,1500 700 19 5 575
2020-09-03 2020-09-02 4 RILEY BRYANT R UTMA account of C.R. RILY Common Stock P - Purchase I 27,1500 700 19 5 575
2020-09-03 2020-09-02 4 RILEY BRYANT R UTMA account of S.R. RILY Common Stock P - Purchase I 27,1500 700 19 5 575
2020-09-03 2020-09-02 4 RILEY BRYANT R RILY Common Stock P - Purchase D 27,1500 15 000 407 4 670 659
2020-08-27 2020-08-26 4 RILEY BRYANT R RILY Common Stock P - Purchase D 26,6656 20 000 533 4 655 659
2020-08-07 2020-08-07 4 PAULSON RANDALL E RILY Common Stock P - Purchase D 26,9608 25 000 674 38 343
2020-08-07 2020-08-06 4 RILEY BRYANT R RILY Common Stock P - Purchase D 27,1498 25 000 679 4 635 659
2020-08-07 2020-08-06 4 Young Kenneth M See Note RILY Common Stock P - Purchase I 27,2800 1 000 27 14 500
2020-08-07 2020-06-30 4 Young Kenneth M RILY Common Stock A - Award D 18,4960 992 18 86 419
2020-06-22 3 PAULSON RANDALL E RILY Common Stock D 19 774
2020-06-22 3 PAULSON RANDALL E RILY Common Stock D 19 774
2020-06-22 3 PAULSON RANDALL E RILY Common Stock D 19 774
2020-06-22 2020-06-18 4 Sims Todd D. RILY Common Stock A - Award D 3 456 17 717
2020-06-22 2020-06-18 4 ANTIN ROBERT L RILY Common Stock A - Award D 3 456 12 934
2020-06-22 2020-06-18 4 D Agostino Robert P RILY Common Stock A - Award D 3 456 138 509
2020-06-22 2020-06-18 4 Williams Mikel H RILY Common Stock A - Award D 3 456 64 038
2020-06-22 2020-06-18 4 Walters Marian RILY Common Stock A - Award D 3 456 5 701
2020-06-22 2020-06-18 4 Sheldon Michael Joseph RILY Common Stock A - Award D 3 456 21 571
2020-06-22 2020-06-18 4 PAULSON RANDALL E RILY Common Stock A - Award D 3 456 13 343
2020-06-10 2020-06-10 4 RILEY BRYANT R RILY Common Stock P - Purchase D 22,7424 10 689 243 4 610 659
2020-06-10 2020-06-09 4 RILEY BRYANT R RILY Common Stock P - Purchase D 22,9778 9 311 214 4 599 970
2020-06-04 2020-06-03 4 RILEY BRYANT R RILY Common Stock P - Purchase D 20,8065 40 000 832 4 590 659
2020-05-26 2020-05-22 4 KELLEHER THOMAS J /ADV RILY Common Stock F - Taxes D 18,5400 −8 131 −151 171 972
2020-05-26 2020-05-21 4 KELLEHER THOMAS J /ADV RILY Common Stock A - Award D 41 482 180 103
2020-05-26 2020-05-22 4 Forman Alan N RILY Common Stock F - Taxes D 18,5400 −5 657 −105 72 757
2020-05-26 2020-05-21 4 Forman Alan N RILY Common Stock A - Award D 13 827 78 414
2020-05-26 2020-05-22 4 Moore Andrew RILY Common Stock F - Taxes D 18,5400 −8 831 −164 152 930
2020-05-26 2020-05-21 4 Moore Andrew RILY Common Stock A - Award D 22 124 161 761
2020-05-26 2020-05-21 4 RILEY BRYANT R RILY Common Stock P - Purchase D 18,2482 1 835 33 4 550 659
2020-05-26 2020-05-21 4 RILEY BRYANT R RILY Common Stock A - Award D 41 482 4 548 824
2020-05-26 2020-05-22 4 WEITZMAN HOWARD RILY Common Stock F - Taxes D 18,5400 −2 872 −53 34 262
2020-05-26 2020-05-21 4 WEITZMAN HOWARD RILY Common Stock A - Award D 8 296 37 134
2020-05-26 2020-05-22 4 Young Kenneth M RILY Common Stock F - Taxes D 18,5400 −8 455 −157 85 427
2020-05-26 2020-05-21 4 Young Kenneth M RILY Common Stock A - Award D 22 124 93 882
2020-05-26 2020-05-22 4 Ahn Phillip J. RILY Common Stock F - Taxes D 18,5400 −8 535 −158 116 107
2020-05-26 2020-05-21 4 Ahn Phillip J. RILY Common Stock A - Award D 19 358 124 642
2020-03-20 2020-03-20 4 ANTIN ROBERT L RILY Common Stock P - Purchase D 18,6500 2 000 37 9 478
2020-03-19 2020-03-13 4 Williams Mikel H RILY Common Stock P - Purchase D 19,6116 8 870 174 60 582
2020-03-16 2020-03-13 4 Young Kenneth M See Note RILY Common Stock P - Purchase I 20,2357 3 500 71 13 500
2020-03-16 2019-12-31 4 Young Kenneth M RILY Common Stock A - Award D 21,4030 340 7 71 758
2020-03-16 2020-03-16 4 Moore Andrew RILY Common Stock P - Purchase D 18,0784 6 000 108 139 637
2020-03-13 2020-03-13 4 Sheldon Michael Joseph RILY Common Stock P - Purchase D 18,9100 5 327 101 18 115
2020-03-13 2020-03-11 4 Ahn Phillip J. RILY Common Stock P - Purchase D 20,2133 4 000 81 105 284
2020-03-13 2020-03-11 4 Forman Alan N RILY Common Stock P - Purchase D 20,1908 4 000 81 64 587
2020-03-13 2020-03-11 4 RILEY BRYANT R RILY Common Stock P - Purchase D 20,2023 4 654 94 4 507 342
2020-03-11 2020-03-11 4 KELLEHER THOMAS J /ADV By wife RILY Common Stock P - Purchase I 20,1906 2 500 50 5 600
2020-03-11 2020-03-11 4 KELLEHER THOMAS J /ADV See note RILY Common Stock P - Purchase I 20,1906 2 500 50 5 600
2020-03-11 2020-03-09 4 KELLEHER THOMAS J /ADV See note RILY Common Stock P - Purchase I 20,6744 2 500 52 3 100
2020-03-11 2020-03-09 4 KELLEHER THOMAS J /ADV By wife RILY Common Stock P - Purchase I 20,6744 2 500 52 3 100
2020-02-07 2019-11-05 5 KELLEHER THOMAS J /ADV See Note RILY Common Stock G - Gift I −1 500 454 748
2019-08-15 2019-08-14 4 RILEY BRYANT R RILY Common Stock P - Purchase D 20,0878 8 269 166 4 502 688
2019-08-15 2019-08-13 4 RILEY BRYANT R RILY Common Stock P - Purchase D 20,5255 11 731 241 4 494 419
2019-07-22 2019-07-18 4 ANTIN ROBERT L RILY Common Stock A - Award D 2 610 7 478
2019-07-22 2019-07-18 4 D Agostino Robert P RILY Common Stock A - Award D 2 610 135 053
2019-07-22 2019-07-18 4 Sheldon Michael Joseph RILY Common Stock A - Award D 2 610 12 788
2019-07-22 2019-07-18 4 Sims Todd D. RILY Common Stock A - Award D 2 610 14 261
2019-07-22 2019-07-18 4 Walters Marian RILY Common Stock A - Award D 2 245 2 245
2019-07-22 2019-07-18 4 Williams Mikel H RILY Common Stock A - Award D 2 610 51 712
2019-07-16 2019-07-12 4 RILEY BRYANT R RILY Performance Restricted Stock Units A - Award D 200 000 200 000
2019-07-16 2019-07-12 4 WEITZMAN HOWARD RILY Performance Restricted Stock Units A - Award D 25 000 25 000
2019-07-16 2019-07-12 4 Young Kenneth M RILY Performance Restricted Stock Units A - Award D 100 000 100 000
2019-07-16 2019-06-28 4 Young Kenneth M RILY Common Stock A - Award D 17,7310 788 14 71 418
2019-07-16 2019-07-12 4 Ahn Phillip J. RILY Performance Restricted Stock Units A - Award D 100 000 100 000
2019-07-16 2019-06-28 4 Ahn Phillip J. RILY Common Stock A - Award D 17,7310 1 198 21 101 284
2019-07-16 2019-07-12 4 Forman Alan N RILY Performance Restricted Stock Units A - Award D 50 000 50 000
2019-07-16 2019-07-12 4 Gumaer Andrew RILY Performance Restricted Stock Units A - Award D 50 000 50 000
2019-07-16 2019-07-12 4 KELLEHER THOMAS J /ADV RILY Performance Restricted Stock Units A - Award D 200 000 200 000
2019-07-16 2019-06-28 4 KELLEHER THOMAS J /ADV RILY Common Stock A - Award D 17,7310 1 198 21 138 621
2019-07-16 2019-07-12 4 Moore Andrew RILY Performance Restricted Stock Units A - Award D 100 000 100 000
2019-07-16 2019-06-28 4 Moore Andrew RILY Common Stock A - Award D 17,7310 1 198 21 133 637
2019-05-29 2019-05-24 4 Forman Alan N RILY Common Stock F - Taxes D 20,3200 −4 893 −99 60 587
2019-05-29 2019-05-24 4 Forman Alan N RILY Common Stock A - Award D 12 827 65 480
2019-05-29 2019-05-24 4 Moore Andrew RILY Common Stock A - Award D 20 523 132 439
2019-05-29 2019-05-24 4 RILEY BRYANT R RILY Common Stock A - Award D 38 481 4 482 688
2019-05-29 2019-05-24 4 Young Kenneth M RILY Common Stock F - Taxes D 20,3200 −5 207 −106 70 630
2019-05-29 2019-05-24 4 Young Kenneth M RILY Common Stock A - Award D 20 523 75 837
2019-05-29 2019-05-24 4 Ahn Phillip J. RILY Common Stock F - Taxes D 20,3200 −6 642 −135 100 086
2019-05-29 2019-05-24 4 Ahn Phillip J. RILY Common Stock A - Award D 17 958 106 728
2019-05-29 2018-12-31 4 Ahn Phillip J. RILY Common Stock A - Award D 12,0700 573 7 88 770
2019-05-29 2019-05-24 4 KELLEHER THOMAS J /ADV RILY Common Stock A - Award D 38 481 137 423
2019-05-29 2019-05-24 4 Gumaer Andrew RILY Common Stock F - Taxes D 20,3200 −9 125 −185 320 867
2019-05-29 2019-05-24 4 WEITZMAN HOWARD RILY Common Stock S - Sale D 19,4900 −10 000 −195 28 838
2019-05-29 2019-05-24 4 WEITZMAN HOWARD RILY Common Stock F - Taxes D 20,3200 −3 152 −64 38 838
2019-05-29 2019-05-24 4 WEITZMAN HOWARD RILY Common Stock A - Award D 7 696 41 990
2019-05-09 2019-05-09 4 RILEY BRYANT R RILY Common Stock P - Purchase D 19,2757 25 516 492 4 444 207
2019-05-09 2019-05-08 4 RILEY BRYANT R RILY Common Stock P - Purchase D 19,2498 9 738 187 4 418 691
2019-05-09 2019-05-07 4 RILEY BRYANT R RILY Common Stock P - Purchase D 19,0000 4 975 95 4 408 953
2019-03-18 2019-03-15 4 Young Kenneth M See Note RILY Common Stock P - Purchase I 17,1599 10 000 172 10 000
2019-03-18 2018-12-31 4 Young Kenneth M RILY Common Stock A - Award D 12,0700 230 3 55 314
2019-03-18 2018-08-09 4 Sims Todd D. RILY Common Stock P - Purchase D 22,3840 2 250 50 11 651
2019-03-15 2019-03-14 4 KELLEHER THOMAS J /ADV See note RILY Common Stock P - Purchase I 16,7512 10 000 168 10 100
2019-03-15 2018-12-31 4 KELLEHER THOMAS J /ADV RILY Common Stock A - Award D 12,0700 1 091 13 98 942
2019-03-14 2019-03-14 4 Moore Andrew RILY Common Stock P - Purchase D 16,9747 10 000 170 111 916
2019-03-14 2018-12-31 4 Moore Andrew RILY Common Stock A - Award D 12,0700 1 091 13 101 916
2019-03-08 2019-03-08 4 RILEY BRYANT R RILY Common Stock P - Purchase D 16,9456 32 945 558 4 403 978
2019-03-08 2019-03-07 4 RILEY BRYANT R RILY Common Stock P - Purchase D 16,9273 13 945 236 4 371 033
2019-03-08 2019-03-06 4 RILEY BRYANT R RILY Common Stock P - Purchase D 16,8230 3 110 52 4 357 088
2019-02-26 2019-02-22 4 Sheldon Michael Joseph RILY Common Stock P - Purchase D 16,5178 5 310 88 10 178
2019-02-25 2019-02-22 4 D Agostino Robert P RILY Common Stock P - Purchase D 16,6306 679 11 132 443
2019-02-25 2019-02-21 4 D Agostino Robert P RILY Common Stock P - Purchase D 16,2956 7 662 125 131 764
2019-02-25 2019-02-22 4 RILEY BRYANT R RILY Common Stock P - Purchase D 16,6306 1 201 20 4 353 978
2019-02-25 2019-02-21 4 RILEY BRYANT R RILY Common Stock P - Purchase D 16,2794 19 512 318 4 352 777
2019-02-14 2019-02-13 4 RILEY BRYANT R RILY Common Stock P - Purchase D 15,6476 12 699 199 4 333 265
2019-02-14 2018-10-19 4 RILEY BRYANT R RILY Common Stock G - Gift D −1 100 4 320 566
2019-02-14 2018-01-10 4 RILEY BRYANT R RILY Common Stock G - Gift D −1 000 4 321 666
2018-12-11 2018-12-10 4 RILEY BRYANT R As custodian for UTMA account of E.R. RILY Common Stock P - Purchase I 17,1491 4 330 74 4 875
2018-12-11 2018-12-10 4 RILEY BRYANT R As custodian for UTMA account of S.R. RILY Common Stock P - Purchase I 17,1491 4 330 74 4 875
2018-12-11 2018-12-10 4 RILEY BRYANT R As custodian for UTMA account of A.R. RILY Common Stock P - Purchase I 17,1491 4 330 74 204 875
2018-12-11 2018-12-10 4 RILEY BRYANT R As custodian for UTMA account of C.R. RILY Common Stock P - Purchase I 17,1491 4 330 74 204 875
2018-12-11 2018-12-07 4 RILEY BRYANT R By B. Riley Financial, Inc. 401(k) Profit Sharing Plan FBO Bryant Riley RILY Common Stock P - Purchase I 17,4000 4 400 77 73 617
2018-12-11 2018-12-07 4 RILEY BRYANT R RILY Common Stock P - Purchase D 17,2800 10 500 181 4 322 666
2018-10-03 2018-10-01 4 Young Kenneth M RILY Common Stock F - Taxes D 22,0100 −1 996 −44 55 084
2018-09-18 2018-08-21 4 D Agostino Robert P RILY Common Stock A - Award D 2 262 124 102
2018-09-18 2018-08-21 4 Sheldon Michael Joseph RILY Common Stock A - Award D 2 262 4 868
2018-09-18 2018-08-21 4 Sims Todd D. RILY Common Stock A - Award D 2 262 9 401
2018-09-18 2018-08-21 4 Williams Mikel H RILY Common Stock A - Award D 2 262 49 102
2018-09-18 2018-08-21 4 ANTIN ROBERT L RILY Common Stock A - Award D 2 262 4 868
2018-08-24 2018-08-22 4 Gumaer Andrew RILY Common Stock J - Other D 22,2000 −9 716 −216 329 992
2018-07-19 3 Young Kenneth M RILY Common Stock D 114 160
2018-07-19 3 Young Kenneth M RILY Common Stock D 114 160
2018-07-19 3 Young Kenneth M RILY Common Stock D 114 160
2018-07-19 3 Moore Andrew RILY Common Stock D 201 650
2018-07-19 3 Moore Andrew RILY Common Stock D 201 650
2018-07-19 3 Moore Andrew RILY Common Stock D 201 650
2018-07-06 2018-07-03 4 Wunderlich Gary Kent JR RILY Common Stock F - Taxes D 22,7000 −3 981 −90 241 213
2018-06-15 2018-06-13 4 KELLEHER THOMAS J /ADV RILY Common Stock A - Award D 25 000 97 951
2018-06-15 2018-06-13 4 Forman Alan N RILY Common Stock A - Award D 13 500 52 653
2018-06-15 2018-06-13 4 RILEY BRYANT R RILY Common Stock A - Award D 40 000 4 314 346
2018-06-15 2018-06-13 4 Ahn Phillip J. RILY Common Stock A - Award D 18 000 88 197
2018-06-15 2018-06-13 4 WEITZMAN HOWARD RILY Common Stock A - Award D 8 500 34 294
2018-06-15 2018-06-13 4 Gumaer Andrew RILY Common Stock A - Award D 20 000 339 708
2018-05-29 2018-05-24 4 Gumaer Andrew RILY Common Stock F - Taxes D 20,8500 −6 530 −136 319 708
2018-05-29 2018-05-24 4 Forman Alan N RILY Common Stock F - Taxes D 20,8500 −3 364 −70 39 153
2018-05-29 2018-05-24 4 Ahn Phillip J. RILY Common Stock F - Taxes D 20,8500 −4 566 −95 70 197
2018-05-29 2018-05-24 4 WEITZMAN HOWARD RILY Common Stock F - Taxes D 20,8500 −2 172 −45 25 794
2018-05-29 2018-05-24 4 RILEY BRYANT R RILY Common Stock F - Taxes D 20,8500 −13 093 −273 4 274 346
2018-03-19 2018-03-16 4 RILEY BRYANT R RILY Common Stock P - Purchase D 18,2500 221 181 4 037 4 287 439
2018-03-15 2018-03-13 4 RILEY BRYANT R By B. Riley and Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley. RILY Common Stock P - Purchase I 18,6500 7 200 134 69 217
2017-12-12 2017-12-10 4 Gumaer Andrew RILY Common Stock F - Taxes D 18,3000 −3 618 −66 326 238
2017-12-12 2017-12-10 4 WEITZMAN HOWARD RILY Common Stock F - Taxes D 18,3000 −1 447 −26 27 966
2017-12-04 2017-12-01 4 RILEY BRYANT R By B. Riley and Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley. RILY Common Stock P - Purchase I 17,9500 5 000 90 62 017
2017-12-04 2017-12-01 4 RILEY BRYANT R RILY Common Stock P - Purchase D 17,7993 26 072 464 4 066 258
2017-12-04 2017-11-30 4 RILEY BRYANT R By B. Riley and Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley. RILY Common Stock P - Purchase I 18,1504 7 500 136 57 017
2017-11-20 2017-11-20 4 RILEY BRYANT R By B. Riley and Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley. RILY Common Stock P - Purchase I 17,7500 8 679 154 49 517
2017-11-20 2017-11-17 4 RILEY BRYANT R By B. Riley and Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley. RILY Common Stock P - Purchase I 17,7000 5 413 96 40 838
2017-11-20 2017-11-16 4 RILEY BRYANT R By B. Riley and Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley. RILY Common Stock P - Purchase I 17,1500 7 325 126 35 425
2017-08-22 2017-08-18 4 Sheldon Michael Joseph RILY Common Stock A - Award D 2 606 2 606
2017-08-22 2017-08-18 4 ANTIN ROBERT L RILY Common Stock A - Award D 2 606 2 606
2017-08-22 2017-08-18 4 Williams Mikel H RILY Common Stock A - Award D 2 606 46 840
2017-08-22 2017-08-18 4 D Agostino Robert P RILY Common Stock A - Award D 2 606 121 840
2017-08-22 2017-08-18 4 Todaro Richard L RILY Common Stock A - Award D 2 606 22 775
2017-08-22 2017-08-18 4 Sims Todd D. RILY Common Stock A - Award D 2 606 7 139
2017-07-13 2017-07-12 4 Wunderlich Gary Kent JR RILY Common Stock A - Award D 81 744 245 194
2017-07-06 2017-07-03 4 HENDRIX RICHARD J RILY Common Stock F - Taxes D 18,3500 −14 792 −271 236 862
2017-07-06 2017-07-03 4 HENDRIX RICHARD J RILY Common Stock A - Award D 3 058 251 654
2017-07-06 2017-07-03 4 Wunderlich Gary Kent JR By Madison Wunderlich Trust RILY Warrants A - Award I 17,50 147 147
2017-07-06 2017-07-03 4 Wunderlich Gary Kent JR By Gary Wunderlich III Trust RILY Warrants A - Award I 17,50 147 147
2017-07-06 2017-07-03 4 Wunderlich Gary Kent JR By Gary Wunderlich Jr. IRA - WFCS as Custodian Trust RILY Warrants A - Award I 17,50 246 246
2017-07-06 2017-07-03 4 Wunderlich Gary Kent JR By Alvin Wunderlich, Jr. Grandchildren's Trust RILY Warrants A - Award I 17,50 574 574
2017-07-06 2017-07-03 4 Wunderlich Gary Kent JR By Wunderlich Children's Trust RILY Warrants A - Award I 17,50 4 854 4 854
2017-07-06 2017-07-03 4 Wunderlich Gary Kent JR RILY Warrants A - Award D 17,50 63 541 63 541
2017-07-06 2017-07-03 4 Wunderlich Gary Kent JR By Gary Wunderlich III Trust RILY Common Stock A - Award I 787 787
2017-07-06 2017-07-03 4 Wunderlich Gary Kent JR By Madison Wunderlich Trust RILY Common Stock A - Award I 787 787
2017-07-06 2017-07-03 4 Wunderlich Gary Kent JR By Gary Wunderlich Jr. IRA - WFCS as Custodian Trust RILY Common Stock A - Award I 1 320 1 320
2017-07-06 2017-07-03 4 Wunderlich Gary Kent JR By Alvin Wunderlich, Jr. Grandchildren's Trust RILY Common Stock A - Award I 3 086 3 086
2017-07-06 2017-07-03 4 Wunderlich Gary Kent JR By Wunderlich Children's Trust RILY Common Stock A - Award I 9 707 9 707
2017-07-06 2017-07-03 4 Wunderlich Gary Kent JR RILY Common Stock A - Award D 163 450 163 450
2017-06-16 2017-06-15 4 RILEY BRYANT R By B. Riley and Co., LLC 401(k) Profit Sharing Plan FBO Bryant Riley. RILY Common Stock P - Purchase I 15,5504 28 000 435 28 100
2017-06-15 2017-06-13 4 KELLEHER THOMAS J /ADV RILY Common Stock A - Award D 24 194 72 951
2017-06-15 2017-06-13 4 WEITZMAN HOWARD RILY Common Stock A - Award D 8 710 29 413
2017-06-15 2017-06-13 4 RILEY BRYANT R RILY Common Stock A - Award D 38 710 4 040 186
2017-06-15 2017-06-13 4 Gumaer Andrew RILY Common Stock A - Award D 24 194 329 856
2017-06-15 2017-06-13 4 Forman Alan N RILY Common Stock A - Award D 14 516 42 517
2017-06-15 2017-06-13 4 Ahn Phillip J. RILY Common Stock A - Award D 19 355 74 763
2017-06-06 2017-06-02 4 KELLEHER THOMAS J /ADV RILY Common Stock P - Purchase D 14,5588 3 148 46 48 757
2017-06-06 2017-06-02 4 RILEY BRYANT R RILY Common Stock P - Purchase D 14,5588 31 480 458 4 001 476
2017-06-05 3 ANTIN ROBERT L RILY Common Stock I 600 000
2017-06-05 3 ANTIN ROBERT L RILY Common Stock I 600 000
2017-06-05 3 ANTIN ROBERT L RILY Common Stock I 600 000
2017-06-05 3 ANTIN ROBERT L RILY Common Stock I 600 000
2017-06-05 2017-06-01 4 HENDRIX RICHARD J RILY Common Stock F - Taxes D 14,7000 −10 607 −156 248 596
2017-06-05 2017-06-01 4 HENDRIX RICHARD J RILY Common Stock A - Award D 43 402 259 203
2017-06-05 2017-06-01 4 HENDRIX RICHARD J RILY Common Stock A - Award D 26 024 215 801
2017-06-05 2017-06-01 4 HENDRIX RICHARD J RILY Common Stock A - Award D 189 777 189 777
2017-05-26 2017-05-24 4 Gumaer Andrew RILY Common Stock F - Taxes D 14,1000 −3 847 −54 305 662
2017-05-26 2017-05-24 4 Forman Alan N RILY Common Stock F - Taxes D 14,1000 −2 278 −32 28 001
2017-05-24 2017-05-22 4 ASHER DANIEL RILY Common Stock with a par value of $0.0001 S - Sale D 15,5000 −125 −2 2 344 193
2017-04-27 2017-04-25 4 ASHER DANIEL RILY Common Stock with a par value of $0.0001 S - Sale D 15,1000 −1 577 −24 2 344 318
2017-03-20 2017-03-16 4 Sims Todd D. RILY Common Stock P - Purchase D 14,9658 3 300 49 4 533
2017-03-16 2017-03-14 4 ASHER DANIEL RILY Common Stock with a par value of $0.0001 S - Sale D 15,0000 −932 −14 2 345 895
2017-03-15 2017-03-13 4 ASHER DANIEL RILY Common Stock with a par value of $0.0001 S - Sale D 15,4000 −507 −8 2 346 827
2017-03-14 2017-03-10 4 ASHER DANIEL RILY Common Stock with a par value of $0.0001 S - Sale D 15,5500 −990 −15 2 347 334
2017-03-14 2017-03-10 4 ASHER DANIEL RILY Common Stock with a par value of $0.0001 S - Sale D 15,6000 −650 −10 2 348 324
2017-03-14 2017-03-10 4 ASHER DANIEL RILY Common Stock with a par value of $0.0001 S - Sale D 15,6500 −1 000 −16 2 348 974
2017-03-07 2017-03-02 4/A ASHER DANIEL RILY Common Stock with a par value of $0.0001 S - Sale D 15,6000 −184 −3 2 350 172
2017-03-07 2017-03-03 4 ASHER DANIEL RILY Common Stock with a par value of $0.0001 S - Sale D 15,2500 −198 −3 2 349 974
2017-03-06 2017-03-02 4 ASHER DANIEL RILY Common Stock with a par value of $0.0001 S - Sale D 15,6000 −184 −3 2 349 974
2017-03-03 2017-03-01 4 ASHER DANIEL RILY Common Stock with a par value of $0.0001 S - Sale D 15,7000 −1 067 −17 2 350 356
2017-03-02 2017-01-25 4/A ASHER DANIEL RILY Common Stock with a par value of $0.0001 S - Sale D 20,8977 −2 663 −56 2 354 238
2017-03-02 2017-01-27 4/A ASHER DANIEL RILY Common Stock with a par value of $0.0001 S - Sale D 21,0000 −15 −0 2 353 723
2017-03-02 2017-01-27 4/A ASHER DANIEL RILY Common Stock with a par value of $0.0001 S - Sale D 20,8000 −500 −10 2 353 738
2017-03-02 2017-02-22 4/A ASHER DANIEL RILY Common Stock with a par value of $0.0001 S - Sale D 16,0000 −1 200 −19 2 351 923
2017-03-02 2017-02-22 4/A ASHER DANIEL RILY Common Stock with a par value of $0.0001 S - Sale D 16,3000 −500 −8 2 353 123
2017-03-02 2017-02-22 4/A ASHER DANIEL RILY Common Stock with a par value of $0.0001 S - Sale D 16,3500 −100 −2 2 353 623
2017-03-02 2017-02-28 4 ASHER DANIEL RILY Common Stock with a par value of $0.0001 S - Sale D 15,6500 −500 −8 2 351 423
2017-02-24 2017-02-22 4 ASHER DANIEL RILY Common Stock with a par value of $0.0001 P - Purchase D 16,0000 −1 200 −19 2 351 923
2017-02-24 2017-02-22 4 ASHER DANIEL RILY Common Stock with a par value of $0.0001 P - Purchase D 16,3000 −500 −8 2 353 123
2017-02-24 2017-02-22 4 ASHER DANIEL RILY Common Stock with a par value of $0.0001 P - Purchase D 16,3500 −100 −2 2 353 623
2017-01-30 2017-01-27 4 ASHER DANIEL RILY Common Stock with a par value of $0.0001 P - Purchase D 21,0000 −15 −0 2 353 723
2017-01-30 2017-01-27 4 ASHER DANIEL RILY Common Stock with a par value of $0.0001 P - Purchase D 20,8000 −500 −10 2 353 738
2017-01-26 2017-01-25 4 ASHER DANIEL RILY Common Stock with a par value of $0.0001 P - Purchase D 20,8977 −2 663 −56 2 354 238
2016-12-13 2016-12-10 4 RILEY BRYANT R RILY Common Stock F - Taxes D 16,9000 −5 789 −98 3 969 996
2016-12-13 2016-12-10 4 WEITZMAN HOWARD RILY Common Stock F - Taxes D 16,9000 −1 448 −24 20 703
2016-12-13 2016-12-10 4 Gumaer Andrew RILY Common Stock F - Taxes D 16,9000 −3 618 −61 309 509
2016-12-13 2016-12-10 4 Forman Alan N RILY Common Stock F - Taxes D 16,9000 −2 112 −36 30 279
2016-12-13 2016-12-10 4 Ahn Phillip J. RILY Common Stock F - Taxes D 16,9000 −2 894 −49 55 408
2016-12-13 2016-12-10 4 KELLEHER THOMAS J /ADV RILY Common Stock F - Taxes D 16,9000 −3 618 −61 45 609
2016-11-09 2016-11-08 4 Sims Todd D. RILY Common Stock A - Award D 1 233 1 233
2016-07-21 2016-07-19 4 ASHER DANIEL RILY Common Stock, par value $0.0001 P - Purchase D 9,1000 149 700 1 362 2 356 901
2016-07-15 2016-07-14 4 ASHER DANIEL RILY Common Stock, par value of $0.0001 P - Purchase D 9,1000 87 500 796 2 207 201
2016-07-15 2016-07-14 4 ASHER DANIEL RILY Common Stock, par value of $0.0001 P - Purchase D 9,1000 600 5 2 119 701
2016-07-15 2016-07-14 4 ASHER DANIEL RILY Common Stock, par value of $0.0001 P - Purchase D 9,0800 2 900 26 2 119 101
2016-07-15 2016-07-14 4 ASHER DANIEL RILY Common Stock, par value of $0.0001 P - Purchase D 9,0600 3 200 29 2 116 201
2016-07-15 2016-07-14 4 ASHER DANIEL RILY Common Stock, par value of $0.0001 P - Purchase D 9,0400 610 6 2 113 001
2016-07-15 2016-07-14 4 ASHER DANIEL RILY Common Stock, par value of $0.0001 P - Purchase D 9,0250 400 4 2 112 391
2016-07-15 2016-07-13 4 ASHER DANIEL RILY Common Stock, par value of $0.0001 P - Purchase D 9,0500 100 1 2 111 991
2016-07-15 2016-07-05 4 ASHER DANIEL RILY Common Stock, par value $0.0001 P - Purchase D 8,9200 100 1 2 111 891
2016-07-12 3 LaRocque Michael RILY Common Stock with a par value of $0.0001 per share D 4 100 000
2016-07-12 3 LaRocque Michael RILY Common Stock with a par value of $0.0001 per share D 2 200 000
2016-07-12 3 LaRocque Michael RILY Common Stock with a par value of $0.0001 per share D 4 100 000
2016-07-12 3 LaRocque Michael RILY Common Stock with a par value of $0.0001 per share D 2 200 000
2016-07-12 3 LaRocque Michael RILY Common Stock with a par value of $0.0001 per share D 2 200 000
2016-07-12 3 LaRocque Michael RILY Common Stock with a par value of $0.0001 per share D 4 100 000
2016-07-12 3 LaRocque Michael RILY Common Stock with a par value of $0.0001 per share D 2 200 000
2016-07-12 3 LaRocque Michael RILY Common Stock with a par value of $0.0001 per share D 2 200 000
2016-07-12 3 LaRocque Michael RILY Common Stock with a par value of $0.0001 per share D 4 100 000
2016-07-12 3 LaRocque Michael RILY Common Stock with a par value of $0.0001 per share D 4 100 000
2016-07-12 2016-07-07 4 ASHER DANIEL RILY Common Stock with a par value of $0.0001 P - Purchase D 8,8600 3 275 29 2 111 791
2016-07-12 2016-07-06 4 ASHER DANIEL RILY Common Stock with a par value of $0.0001 P - Purchase D 8,7800 4 816 42 2 108 516
2016-07-12 2016-07-05 4 ASHER DANIEL RILY Common Stock with a par value of $0.0001 P - Purchase D 8,9200 3 700 33 2 103 700
2016-06-21 2016-06-17 4 D Agostino Robert P RILY Common Stock A - Award D 2 632 119 234
2016-06-21 2016-06-17 4 Williams Mikel H RILY Common Stock A - Award D 2 632 44 234
2016-06-21 2016-06-17 4 Young Kenneth M RILY Common Stock A - Award D 2 632 7 521
2016-06-21 2016-06-17 4 Todaro Richard L RILY Common Stock A - Award D 2 632 20 169
2016-05-26 2016-05-24 4 WEITZMAN HOWARD RILY Common Stock A - Award D 10 127 22 151
2016-05-26 2016-05-24 4 RILEY BRYANT R RILY Common Stock A - Award D 40 507 3 975 785
2016-05-26 2016-05-24 4 Gumaer Andrew RILY Common Stock A - Award D 25 317 313 127
2016-05-26 2016-05-24 4 Forman Alan N RILY Common Stock A - Award D 15 190 32 391
2016-05-26 2016-05-24 4 Ahn Phillip J. RILY Common Stock A - Award D 20 254 58 302
2016-05-26 2016-05-24 4 KELLEHER THOMAS J /ADV RILY Common Stock A - Award D 25 317 49 227
2016-05-09 2016-05-05 4 Forman Alan N RILY Common Stock P - Purchase D 9,5000 3 000 28 17 201
2016-05-09 2016-05-05 4 Ahn Phillip J. RILY Common Stock P - Purchase D 9,5000 4 000 38 38 048
2016-05-09 2016-05-05 4 Todaro Richard L RILY Common Stock P - Purchase D 9,5000 10 000 95 17 537
2016-05-09 2016-05-06 4 KELLEHER THOMAS J /ADV By daughter RILY Common Stock P - Purchase I 9,5000 500 5 482 558
2016-05-09 2016-05-06 4 KELLEHER THOMAS J /ADV By daughter RILY Common Stock P - Purchase I 9,5000 500 5 482 558
2016-05-09 2016-05-06 4 KELLEHER THOMAS J /ADV By wife RILY Common Stock P - Purchase I 9,5000 500 5 600
2016-05-09 2016-05-06 4 KELLEHER THOMAS J /ADV By Daughter RILY Common Stock P - Purchase I 9,5000 500 5 600
2016-05-09 2016-05-06 4 KELLEHER THOMAS J /ADV See Note RILY Common Stock P - Purchase I 9,5000 16 000 152 456 248
2016-05-06 2016-05-05 4 RILEY BRYANT R RILY Common Stock P - Purchase D 9,5000 152 372 1 448 3 935 278
2016-05-06 2016-05-05 4 Williams Mikel H O*IDYRU5 Common Stock P - Purchase D 9,5000 40 000 380 41 602
2016-05-06 2016-05-05 4 D Agostino Robert P RILY Common Stock P - Purchase D 9,5000 40 000 380 116 602
2015-11-04 2015-11-02 4 Todaro Richard L RILY Common Stock A - Award D 2 051 7 537
2015-11-04 2015-11-02 4 Young Kenneth M RILY Common Stock A - Award D 2 051 4 889
2015-11-04 2015-11-02 4 D Agostino Robert P RILY Common Stock A - Award D 1 602 76 602
2015-11-04 2015-11-02 4 Williams Mikel H RILY Common Stock A - Award D 1 602 1 602
2015-10-27 3 D Agostino Robert P RILY Common Stock D 150 000
2015-10-27 3 D Agostino Robert P RILY Common Stock D 150 000
2015-05-12 3 Young Kenneth M RILY Common Stock D 200
2015-05-12 3 Young Kenneth M RILY Common Stock D 200
2015-05-12 2015-05-09 4 WEITZMAN HOWARD RILY Common Stock A - Award D 9 524 12 024
2015-05-12 2015-05-09 4 Young Kenneth M RILY Common Stock A - Award D 357 2 838
2015-05-12 2015-05-09 4 Young Kenneth M RILY Common Stock A - Award D 2 381 2 481
2015-05-12 2015-05-09 4 HILTON HUGH G RILY Common Stock A - Award D 5 000 16 953
2015-05-12 2015-05-09 4 HART MATTHEW J RILY Common Stock A - Award D 5 000 19 474
2015-05-12 2015-05-09 4 RILEY BRYANT R RILY Common Stock A - Award D 38 096 3 782 906
2015-05-12 2015-05-09 4 Gumaer Andrew RILY Common Stock A - Award D 23 810 287 810
2015-05-12 2015-05-12 4 Forman Alan N RILY Common Stock F - Taxes D 10,5000 −85 −1 14 201
2015-05-12 2015-05-12 4 Forman Alan N RILY Common Stock A - Award D 200 14 286
2015-05-12 2015-05-12 4 Forman Alan N RILY Common Stock A - Award D 14 086 14 086
2015-05-12 2015-05-09 4 Ahn Phillip J. RILY Common Stock A - Award D 19 048 34 048
2015-05-12 2015-05-09 4 Todaro Richard L RILY Common Stock A - Award D 2 381 5 486
2015-05-12 2015-05-09 4 KELLEHER THOMAS J /ADV RILY Common Stock A - Award D 23 810 23 910
2015-02-05 2014-12-26 5 MILLER LLOYD I III RILY Common Stock G - Gift D −10 858 606 267
2014-12-30 2014-12-29 4 RILEY BRYANT R RILY Common Stock J - Other D 5,0000 −8 875 −44 3 744 810
2014-09-12 2014-09-10 4 HILTON HUGH G GAMR Common Stock A - Award D 1 953 11 953
2014-09-12 2014-09-10 4 HART MATTHEW J GAMR Common Stock A - Award D 1 953 14 474
2014-09-12 2014-09-10 4 Todaro Richard L GAMR Common Stock A - Award D 1 953 3 105
2014-08-27 2014-08-26 4 RILEY BRYANT R By B. Riley and Co., LLC 401(k) Profit Sharing Plan GAMR Common Stock P - Purchase I 8,0000 100 1 100
2014-08-27 2014-08-26 4 RILEY BRYANT R GAMR Common Stock P - Purchase D 8,0000 400 3 3 753 685
2014-08-27 2014-08-26 4 KELLEHER THOMAS J /ADV GAMR Common Stock P - Purchase D 8,0000 500 4 440 748
2014-08-05 3 Todaro Richard L GAMR Common Stock D 2 304
2014-08-05 3 Todaro Richard L GAMR Common Stock D 2 304
2014-07-25 3 Middleton International Ltd GAMR Common Stock, par value $0.0001 per share D 2 998 540
2014-07-25 3 Middleton International Ltd GAMR Common Stock, par value $0.0001 per share D 2 998 540
2014-07-25 3 Liverpool Limited Partnership GAMR Common Stock, par value $0.0001 per share D 1 614 360
2014-07-25 3 Liverpool Limited Partnership GAMR Common Stock, par value $0.0001 per share D 1 614 360
2014-06-26 2014-06-18 4 KELLEHER THOMAS J /ADV GAMR Common Stock J - Other D 440 248 440 248
2014-06-20 2014-06-18 4 RILEY BRYANT R By B. Riley and Co., LLC GAMR Common Stock J - Other I −3 437 0
2014-06-20 2014-06-18 4 RILEY BRYANT R GAMR Common Stock J - Other D 3 751 264 3 753 285
2014-06-20 2014-05-19 4 RILEY BRYANT R By the Robert Antin Children Irrevocable Trust GAMR Common Stock P - Purchase I 5,0000 200 000 1 000 200 000
2014-05-28 3 Hendrickson Brett GAMR Common Stock, par value $0.0001 per share I 48 000 000
2014-05-28 3 Hendrickson Brett GAMR Common Stock, par value $0.0001 per share I 48 000 000
2014-05-28 3 Hendrickson Brett GAMR Common Stock, par value $0.0001 per share I 48 000 000
2014-05-22 2014-05-19 4 MILLER LLOYD I III By Susan F. Miller GAMR Common Stock P - Purchase I 0,2500 4 000 000 1 000 4 000 000
2014-05-22 2014-05-19 4 MILLER LLOYD I III GAMR Common Stock P - Purchase D 0,2500 12 000 000 3 000 12 467 600
2014-05-22 2014-05-19 4 MILLER LLOYD I III By Milfam II L.P. GAMR Common Stock P - Purchase I 0,2500 12 000 000 3 000 16 507 362
2014-05-22 2014-05-19 4 MILLER LLOYD I III By Trust A-4 - Lloyd I. Miller GAMR Common Stock P - Purchase I 0,2500 10 000 000 2 500 11 535 600
2014-05-21 2014-05-19 4 WEITZMAN HOWARD GAMR Common Stock P - Purchase I 0,2500 150 000 38 150 000
2014-05-21 2014-05-19 4 WEITZMAN HOWARD GAMR Common Stock P - Purchase D 0,2500 50 000 12 50 000
2014-05-21 2014-05-19 4 HART MATTHEW J GAMR Common Stock P - Purchase D 0,2500 200 000 50 250 435
2014-05-21 2014-05-19 4 HILTON HUGH G GAMR Common Stock P - Purchase D 0,2500 200 000 50 200 000
2014-05-21 2011-05-02 4 Carpenter Scott K GAMR Common Stock A - Award D 11 086 144 136
2014-05-21 2011-01-31 4 Carpenter Scott K GAMR Common Stock A - Award D 33 863 133 050
2014-05-21 2014-05-19 4 Carpenter Scott K GAMR Common Stock P - Purchase D 0,2500 856 000 214 1 000 136
2014-05-21 2014-05-19 4 Gumaer Andrew GAMR Common Stock P - Purchase I 0,2500 6 720 000 1 680 6 720 000
2014-05-21 2014-05-19 4 Ahn Phillip J. GAMR Common Stock P - Purchase D 0,2500 300 000 75 300 000
2014-05-21 2014-05-19 4 ELLIOTT ASSOCIATES, L.P. GAMR Common Stock, par value $0.0001 P - Purchase D 0,2500 13 692 000 3 423 16 143 600
2014-05-21 2014-05-19 4 ELLIOTT INTERNATIONAL, L.P. GAMR Common Stock, par value $0.0001 P - Purchase D 0,2500 26 308 000 6 577 29 985 400
2013-12-31 2013-12-30 4 MILLER LLOYD I III By Trust A-4 - Lloyd I. Miller GAMR Common Stock P - Purchase I 0,2300 92 000 21 2 220 600
2013-12-30 2013-12-27 4 MILLER LLOYD I III By Milfam II L.P. GAMR Common Stock P - Purchase I 0,2000 70 600 14 467 600
2013-11-18 2013-11-14 4 MILLER LLOYD I III By Trust A-4 - Lloyd I. Miller GAMR Common Stock P - Purchase I 0,2400 221 011 53 2 128 600
2013-11-14 2013-11-13 4 MILLER LLOYD I III By Trust A-4 - Lloyd I. Miller GAMR Common Stock P - Purchase I 0,2400 268 000 64 1 907 589
2013-11-13 2013-11-12 4 MILLER LLOYD I III By Trust A-4 - Lloyd I. Miller GAMR Common Stock P - Purchase I 0,2400 10 989 3 1 639 589
2013-09-03 2013-08-30 4 MILLER LLOYD I III By LIMFAM LLC GAMR Common Stock P - Purchase I 0,2400 200 500 48 1 781 976
2013-08-30 2013-08-29 4 MILLER LLOYD I III By LIMFAM LLC GAMR Common Stock P - Purchase I 0,2405 200 000 48 1 581 476
2013-08-22 2013-08-21 4 MILLER LLOYD I III By LIMFAM LLC GAMR Common Stock P - Purchase I 0,2900 289 476 84 1 381 476
2013-08-09 2013-08-07 4 MILLER LLOYD I III By Trust A-4 - Lloyd I. Miller GAMR Common Stock P - Purchase I 0,3300 93 600 31 1 628 600
2013-02-12 2012-01-25 5 LEVITT MICHAEL J GAMR Common Stock J - Other I −590 981 0
2013-02-12 2012-04-30 5 Klein Mark D GAMR Common Stock D - Sale to Issuer D −93 750 184 880
2013-01-29 2013-01-25 4 MILLER LLOYD I III By LIMFAM LLC GAMR Common Stock J - Other I 546 000 1 092 000
2012-11-21 2012-11-20 4 MILLER LLOYD I III By Trust A-4 - Lloyd I. Miller GAMR Common Stock P - Purchase I 0,2560 250 000 64 1 535 000
2012-11-19 2012-11-16 4 MILLER LLOYD I III By Trust A-4 - Lloyd I. Miller GAMR Common Stock P - Purchase I 0,3000 8 156 2 1 285 000
2012-11-16 3 MILLER LLOYD I III By Trust D - Lloyd I. Miller GAMR Common Stock I 52 980
2012-11-16 3 MILLER LLOYD I III By Trust C - Lloyd I. Miller GAMR Common Stock I 135 000
2012-11-16 3 MILLER LLOYD I III By Trust A-3 - Lloyd I. Miller GAMR Common Stock I 49 925
2012-11-16 3 MILLER LLOYD I III By Trust A-4 - Lloyd I. Miller GAMR Common Stock I 1 276 844
2012-11-16 3 MILLER LLOYD I III By Milfam NG LLC GAMR Common Stock I 1 092 000
2012-11-16 3 MILLER LLOYD I III By Milfam II L.P. GAMR Common Stock I 397 000
2010-09-29 3 ELLIOTT INTERNATIONAL, L.P. GAMR Common Stock D 2 120 280
P
Köp på öppna marknaden eller privat köp av icke-derivatsäkerhet
S
Köp på öppna marknaden eller privat försäljning av icke-derivatsäkerhet
A
Bevilja, tilldelning eller annat förvärv av värdepapper från företaget (såsom en option)
C
Omvandling av derivat
D
Försäljning eller överföring av värdepapper tillbaka til företaget
F
Betalning av lösenpris eller skatteskuld med del av värdepapper som erhållits från bolaget
G
Överlåtelse av värdepapper från eller till insidern
K
Aktieswappar och liknande säkringsaffärer
M
Utövande eller omvandling av derivatsäkerhet som erhållits från företaget (som en option)
V
En transaktion friviligt rapporterad på schema 4
J
Andra (med en fotnot som beskriver transaktionen)
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