| Utestående aktier | 129,178,622 shares |
| Insideraktier | 13 179 933 shares |
| Insynsägande | 10,20 % |
| Totalt antal insynspersoner | 55 |
Insider Sentiment Score
Insider sentiment score hittar de företag som köps av foretagsinsynspersoner.
Det är resultatet av en sofistikerad, kvantitativ multifaktormodell som identifierar företag med de högsta nivåerna av insiderackumulation. Poängmodellen använder en kombination av nettoantalet insiders som köpt de föregående 90 dagarna, det totala antalet aktier som köpts i procent av aktiekapitalet och det totala antalet aktier som ägs av insiders. Siffran sträcker sig från 0 till 100, med högre siffror som indikerar en högre nivå av ackumulering för sina kamrater, och 50 är genomsnittet.
Uppdateringsfrekvens: Dagligen
Se Insiders Top Picks, som ger en lista över företag med högsta insiderackumulation.
Office Sentiment Score
Officersentiment Score hittar företag som köps av Corporate Officers.
Per definition Corporate Officers är Corporate Insiders, men till skillnad från vissa av de andra Insiders (10 % aktieägare och styrelseledamöter), arbetar ämbetsmän för företaget dagligen och de använder sina egna pengar när de handlar . (10 % aktieägare och styrelseledamöter är ofta fondförvaltare som förvaltar andras pengar.) Som sådan är insideraffärer som görs av tjänstemän mycket mer betydelsefulla och bör behandlas på lämpligt sätt.
Liksom Insider Sentiment Score är Officer Sentiment Score resultatet av en sofistikerad, kvantitativ multifaktormodell som identifierar företag med de högsta nivåerna av officersackumulering.
Uppdateringsfrekvens: Dagligen
Se insiderns bästa val, vilket ger en lista över företag med högsta insider sentiment.
Viktiga insidernyckeltal
Denna kort visar hur företaget rankas längs olika insidernyckeltal. Procenttilrankningen visar hur detta företag jämförs med andra företag på USA-marknaden. Högre rankingar indikerar bättre situationer.
Till exempel anses det allmänt att insiderköp är en positiv indikator, så företag med mer insiderköp skulle rankas högre än företag med mindre insiderköp (eller til och med insiderförsäljning).
Procent av flytande köpta av insiders (ranking)
0.032 %( )
368 out of 11224Procentandelen av aktier köpta av insiders är det totala antalet aktier som köpts av insiders minus det totala antalet aktier som sålts av insiders under de senaste 90 dagarna, dividerat med det totala antalet aktier och multiplicerat med 100.
Insiderhandelsdiagram
NeoGenomics, Inc. insideraffärer visas i följande diagram. Insiders är tjänstemän, styrelseledamöter eller betydande investerare i ett företag. I allmänhet är det i allmänhet olagligt för insiders att göra affärer i sina företag baserat på väsentlig, icke-offentlig information. Detta betyder inte att det är olagligt för dem att göra några affärer i sina egna företag. De måste dock rapportera alla affärer till SEC via ett formulär 4.
Insiderlista och lönsamhetsstatistik
Den här tabellen visar listan över kända insiders och genereras automatiskt från anmälningar som avslöjas till SEC. Förutom namnen, den senaste titeln och direktören, tjänstemannen eller ägarbeteckningen på 10 %, tillhandahåller vi de senaste avslöjade innehaven. Dessutom, när det är möjligt tillhandahåller vi insiderns historiska handelsresultat. Det historiska handelsresultatet är ett vägt genomsnitt av resultatet för faktiska köptransaktioner på den öppna marknaden som insidern gjort. För mer information om hur detta beräknas, titta på detta YouTube-webinarium.
See our leaderboard of most profitable insider traders.
| Insider | Genomsnitt vinst (%) | Aktier Ägda |
Delad Justerad |
|---|---|---|---|
| Maher Albitar Chief Medical Officer - [O] | 60 692 | 60 692 | |
|
Aspen Select Healthcare Lp
10% Owner -
|
286 251 | 286 251 | |
| Greg D Aunan Chief Accounting Officer - [O] | 17 579 | 17 579 | |
| Jennifer Balliet VP and Chief Culture Officer - [O] | 48 615 | 48 615 | |
| Brodie Steven G. VP - Pharma Operations - [O] | 45 953 | 45 953 | |
| Stephanie K Bywater Chief Compliance Officer - [O] | 1 056 | 1 056 | |
| William Bonello Chief Financial Officer - [O] | 191 548 | 191 548 | |
| Douglas Matthew Brown Chief Strategy Officer - [O] | 158 684 | 158 684 | |
| George Cardoza President & COO, Lab Ops - [O] | 244 157 | 244 157 | |
|
Stephen J Clearman
10% Owner -
|
4 848 334 | 4 848 334 | |
| Bruce K Crowther Director - [D] | 65 120 | 65 120 | |
| Michael T Dent Director - [D] | 1 384 150 | 1 384 150 | |
| David Daly Director - [D] | 17 179 | 17 179 | |
| Cynthia J Dieter Chief Accounting Officer - [O] | 29 765 | 29 765 | |
| Elizabeth Floegel Director - [D] | 23 590 | 23 590 | |
| Robert P Gasparini Chief Science Officer - [O] | 8 439 | 8 439 | |
|
GE Medical Systems Information Technologies, Inc.
10% Owner -
|
0 | 0 | |
| Electric Co General - | 0 | 0 |
| Insider | Genomsnitt vinst (%) | Aktier Ägda |
Delad Justerad |
|---|---|---|---|
| Halley E Gilbert Chief Legal Officer - [O] | 147 396 | 147 396 | |
| Neil Gunn Director - [D] | 28 100 | 28 100 | |
| Hannah Alison L. Director - [D] | 131 023 | 131 023 | |
| Raymond R Hipp Director - [D] | 66 800 | 66 800 | |
| Horel Robert H. Vice President GM PathLogic - [O] | 51 218 | 51 218 | |
| Melody Harris Chf Ops Off, Pres, Informatics - [O] | 109 755 | 109 755 | |
| Steven C Jones Director - [D] | 90 218 | 90 218 | |
| Kevin C Johnson Director - [D] | 37 398 | 37 398 | |
| Stephen M Kanovsky Director - [D] | 52 344 | 52 344 | |
|
Kinderhook, Lp
10% Owner -
|
4 848 334 | 4 848 334 | |
| Michael Aaron Kelly Director - [D] | 49 009 | 49 009 | |
| Shashikant Kulkarni Chief Scientific Officer - [O] | 82 673 | 82 673 | |
| Mark Alan Machulcz | 0 | ||
| Mark Mallon Chief Executive Officer, Director - [D] [O] | 368 051 | 368 051 | |
| Kathryn B McKenzie Chief Sustainability/Risk Ofcr - [O] | 49 361 | 49 361 | |
| Clive Morris President of Inivata - [O] | 41 280 | 41 280 | |
| Kieran Pius Murphy | 0 | ||
| Alicia C Olivo EVP, GC & Business Development - [O] | 47 940 | 47 940 |
| Insider | Genomsnitt vinst (%) | Aktier Ägda |
Delad Justerad |
|---|---|---|---|
| Peter M Peterson Director - [D] | 34 500 | 34 500 | |
| Denise E Pedulla General Counsel - [O] | 60 643 | 60 643 | |
| David Brian Perez Director - [D] | 43 890 | 43 890 | |
| Steven A Ross CIO - [O] | 4 500 | 4 500 | |
| William J Robison Director - [D] | 183 348 | 183 348 | |
| Shovlin Robert J. President, Clinical Services - [O] | 150 101 | 150 101 | |
| Jeffrey Scott Sherman Chief Financial Officer - [O] | 188 332 | 188 332 | |
| David Sholehvar President, Clinical Services - [O] | 43 216 | 43 216 | |
| Vishal Sikri President Advanced Diagnostics - [O] | 127 716 | 127 716 | |
| Christopher M Smith Chief Executive Officer - [O] | 641 585 | 641 585 | |
| Rachel A Stahler Director - [D] | 21 335 | 21 335 | |
| Warren Stone Pres & Chief Operating Officer - [O] | 108 280 | 108 280 | |
| Tetrault Lynn A. Director - [D] | 80 652 | 80 652 | |
| Oort Douglas M Van Director - [D] | 2 468 797 | 2 468 797 | |
| Sharon Virag Chief Financial Officer - [O] | 10 944 | 10 944 | |
| Gina M Wallar President, Pharma Services - [O] | 33 443 | 33 443 | |
| Lawrence Martin Weiss Chief Medical Officer - [O] | 130 847 | 130 847 | |
| Felicia Williams Director - [D] | 7 160 | 7 160 | |
| Zook Anthony P. Chief Executive Officer, Director - [D] [O] | 56 966 | 56 966 |
Report errors via our new Insider Auditing Tool
Track Records av insiderköp - Kortsiktig vinstanalys
I denna sektion analyserar vi lönsamheten för varje oplanerat, öppet-marknads insiderköp gjorda i NEO / NeoGenomics, Inc.. Denna analys hjälper till att förstå om insidern konsekvent genererar onormala avkastningar och är värd att följa. Denna analys är för ett år efter varje handel, och resultaten är teoretiska .
Tabellen nedan visar de senaste köpen på öppna marknaden som inte var en del av en automatisk handelsplan.
Justeringar av aktierär de justerade aktierna efter justerat pris. Justeringar av aktierär de justerade aktierna efter uppdelning.
Track Records av insiderförsäljning - Kortsiktig förlustanalys
I denna sektion analyserar vi lönsamheten för varje oplanerat, öppet-marknads insiderköp gjorda i NEO / NeoGenomics, Inc.. Denna analys hjälper till att förstå om insidern konsekvent genererar onormala avkastningar och är värd att följa. Denna analys är för ett år efter varje handel, och resultaten är teoretiska .
Tabellen nedan visar de senaste försäljningarna på öppna marknaden som inte var en del av en automatisk handelsplan.
Justeringar av aktierär de justerade aktierna efter justerat pris. Justeringar av aktierär de justerade aktierna efter uppdelning.
Transaktionshistorik
Klicka på länkikonen för att se hela transaktionshistoriken. Transaktioner som rapporteras som en del av en automatisk handelsplan 10b5-1 kommer att ha ett X i kolumnen markerad 10b-5.
| Fil datum |
Handel datum |
Schema | Insider | Ticker | Värdepappertitel | Kod | Direkta | Utövningspris | Enhet pris |
Enheter ändrad |
Värde ändrad (1K) |
Kvarvarande Optioner |
Kvarvarande Aktier |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-09-03 | 2025-09-01 | 4 | Olivo Alicia C | NEO | Common Stock | D | −1 666 | 47 940 | ||||||
| 2025-08-06 | 2025-08-06 | 4 | Sherman Jeffrey Scott | NEO | Common Stock | D | 5,6161 | 20 000 | 112 | 188 332 | ||||
| 2025-08-06 | 2025-08-06 | 4 | Zook Anthony P. | NEO | Common Stock | D | 5,5840 | 17 900 | 100 | 38 066 | ||||
| 2025-08-05 | 2025-08-01 | 4 | Olivo Alicia C | NEO | Common Stock | D | −14 | 49 606 | ||||||
| 2025-06-03 | 2025-06-01 | 4/A | HANNAH ALISON L. | NEO | Common Stock | D | 12 254 | 131 023 | ||||||
| 2025-06-03 | 2025-06-01 | 4 | KANOVSKY STEPHEN M | NEO | Common Stock | D | 12 254 | 52 344 | ||||||
| 2025-06-03 | 2025-06-01 | 4 | Williams Felicia | NEO | Common Stock | D | 7 160 | 7 160 | ||||||
| 2025-06-03 | 2025-06-01 | 4 | Floegel Elizabeth | NEO | Common Stock | D | 12 254 | 23 590 | ||||||
| 2025-06-03 | 2025-06-01 | 4 | HANNAH ALISON L. | NEO | Common Stock | D | 12 254 | 131 023 | ||||||
| 2025-06-03 | 2025-06-01 | 4 | TETRAULT LYNN A. | NEO | Common Stock | D | 12 254 | 73 652 | ||||||
| 2025-06-03 | 2025-06-01 | 4 | Kelly Michael Aaron | NEO | Common Stock | D | 12 254 | 44 009 | ||||||
| 2025-06-03 | 2025-06-01 | 4 | Perez David Brian | NEO | Common Stock | D | 12 254 | 33 890 | ||||||
| 2025-06-03 | 2025-06-01 | 4 | Zook Anthony P. | NEO | Common Stock | D | −3 424 | 20 166 | ||||||
| 2025-06-03 | 2025-06-01 | 4 | Zook Anthony P. | NEO | Common Stock | D | 12 254 | 23 590 | ||||||
| 2025-06-03 | 2025-06-01 | 4 | Gunn Neil | NEO | Common Stock | D | 12 254 | 28 100 | ||||||
| 2025-05-28 | 2025-05-27 | 4 | Kelly Michael Aaron M Kelly & B Kelly TTEE Michael and Bonnie Kelly Revocable Trust DTD 05/02/2016 | NEO | Common Stock | I | 7,6000 | 5 000 | 38 | 5 000 | ||||
| 2025-05-13 | 2025-05-11 | 4 | Olivo Alicia C | NEO | Common Stock | D | −1 584 | 49 620 | ||||||
| 2025-05-13 | 2025-05-11 | 4 | Olivo Alicia C | NEO | Common Stock | D | 6 503 | 51 204 | ||||||
| 2025-05-13 | 2025-05-12 | 4 | Stone Warren | NEO | Common Stock | D | 8,5780 | 5 700 | 49 | 108 280 | ||||
| 2025-05-13 | 2025-05-11 | 4 | Stone Warren | NEO | Common Stock | D | −2 341 | 102 580 | ||||||
| 2025-05-13 | 2025-05-11 | 4 | Stone Warren | NEO | Common Stock | D | 9 613 | 104 921 | ||||||
| 2025-05-13 | 2025-05-11 | 4 | Sherman Jeffrey Scott | NEO | Common Stock | D | −3 167 | 168 332 | ||||||
| 2025-05-13 | 2025-05-11 | 4 | Sherman Jeffrey Scott | NEO | Common Stock | D | 13 005 | 171 499 | ||||||
| 2025-05-09 | 2025-05-09 | 4 | TETRAULT LYNN A. Lynn Tetrault Rollover IRA | NEO | Common Stock | I | 8,1392 | 7 000 | 57 | 7 000 | ||||
| 2025-05-09 | 2025-05-07 | 4 | KANOVSKY STEPHEN M | NEO | Common Stock | D | 7,7811 | 4 000 | 31 | 40 090 | ||||
| 2025-05-08 | 2025-05-06 | 4 | Zook Anthony P. Amended and Restated Anthony P. Zook Living Trust | NEO | Common Stock | I | 7,8793 | 18 900 | 149 | 18 900 | ||||
| 2025-05-07 | 2025-05-05 | 4 | Gunn Neil | NEO | Common Stock | D | 7,7550 | 4 510 | 35 | 15 846 | ||||
| 2025-05-07 | 2025-05-05 | 4 | Perez David Brian Perez Joint Revocable Trust David & Karen Perez TTEE U/A Dated 12/09/2016 | NEO | Common Stock | I | 7,6300 | 10 000 | 76 | 10 000 | ||||
| 2025-05-06 | 2025-05-02 | 4 | Sherman Jeffrey Scott | NEO | Common Stock | D | 7,5052 | 20 000 | 150 | 158 494 | ||||
| 2025-05-06 | 2025-05-02 | 4 | Stone Warren | NEO | Common Stock | D | −1 454 | 95 308 | ||||||
| 2025-05-06 | 2025-05-02 | 4 | Stone Warren | NEO | Common Stock | D | 5 969 | 96 762 | ||||||
| 2025-05-05 | 2025-05-02 | 4 | Aunan Greg D | NEO | Common Stock | D | −1 309 | 17 579 | ||||||
| 2025-05-05 | 2025-05-02 | 4 | Aunan Greg D | NEO | Common Stock | D | 5 372 | 18 888 | ||||||
| 2025-05-05 | 2025-05-01 | 4 | Aunan Greg D | NEO | Common Stock | D | −937 | 13 516 | ||||||
| 2025-05-05 | 2025-05-01 | 4 | Olivo Alicia C | NEO | Common Stock | D | −652 | 44 701 | ||||||
| 2025-02-25 | 2025-02-23 | 4 | Olivo Alicia C | NEO | Common Stock | D | −2 504 | 45 353 | ||||||
| 2025-02-25 | 2025-02-23 | 4 | Olivo Alicia C | NEO | Common Stock | D | 8 443 | 47 857 | ||||||
| 2025-02-25 | 2025-02-23 | 4 | Harris Melody | NEO | Common Stock | D | −2 056 | 109 755 | ||||||
| 2025-02-25 | 2025-02-23 | 4 | Harris Melody | NEO | Common Stock | D | 8 443 | 111 811 | ||||||
| 2025-02-25 | 2025-02-23 | 4 | Stone Warren | NEO | Common Stock | D | −2 472 | 90 793 | ||||||
| 2025-02-25 | 2025-02-23 | 4 | Stone Warren | NEO | Common Stock | D | 8 443 | 93 265 | ||||||
| 2025-02-25 | 2025-02-23 | 4 | Sherman Jeffrey Scott | NEO | Common Stock | D | −4 207 | 137 064 | ||||||
| 2025-02-25 | 2025-02-23 | 4 | Sherman Jeffrey Scott | NEO | Common Stock | D | 15 535 | 141 271 | ||||||
| 2025-02-25 | 2025-02-23 | 4 | Smith Christopher M | NEO | Common Stock | D | −14 067 | 641 585 | ||||||
| 2025-02-25 | 2025-02-23 | 4 | Smith Christopher M | NEO | Common Stock | D | 57 413 | 655 652 | ||||||
| 2025-01-03 | 2025-01-01 | 4 | Harris Melody | NEO | Common Stock | D | −7 070 | 102 820 | ||||||
| 2024-12-10 | 2024-12-07 | 4 | Sherman Jeffrey Scott | NEO | Common Stock | D | −11 746 | 123 754 | ||||||
| 2024-12-04 | 2024-05-11 | 4/A | Sherman Jeffrey Scott | NEO | Common Stock | D | 14,8600 | −3 167 | −47 | 135 500 | ||||
| 2024-12-04 | 2024-05-11 | 4/A | Sherman Jeffrey Scott | NEO | Common Stock | D | 13 005 | 138 667 | ||||||
| 2024-12-04 | 2024-05-11 | 4/A | Olivo Alicia C | NEO | Common Stock | D | 14,8600 | −1 584 | −24 | 39 414 | ||||
| 2024-12-04 | 2024-05-11 | 4/A | Olivo Alicia C | NEO | Common Stock | D | 6 502 | 40 998 | ||||||
| 2024-12-04 | 2024-05-11 | 4/A | Smith Christopher M | NEO | Common Stock | D | 14,8600 | −18 913 | −281 | 631 369 | ||||
| 2024-12-04 | 2024-05-11 | 4/A | Smith Christopher M | NEO | Common Stock | D | 48 063 | 650 282 | ||||||
| 2024-12-03 | 2024-12-01 | 4 | Stone Warren | NEO | Common Stock | D | −6 224 | 84 822 | ||||||
| 2024-11-19 | 2024-11-15 | 4 | Olivo Alicia C | NEO | Common Stock | D | 15,3575 | −5 175 | −79 | 37 129 | ||||
| 2024-09-04 | 2024-09-01 | 4 | Olivo Alicia C | NEO | Common Stock | D | −1 666 | 42 147 | ||||||
| 2024-08-19 | 2024-08-15 | 4 | Smith Christopher M | NEO | Common Stock | D | −33 130 | 646 302 | ||||||
| 2024-08-19 | 2024-08-15 | 4 | Olivo Alicia C | NEO | Common Stock | D | 16,0533 | −1 040 | −17 | 43 813 | ||||
| 2024-08-13 | 2024-08-10 | 4 | Zook Anthony P. | NEO | Common Stock | D | 11 336 | 11 336 | ||||||
| 2024-08-13 | 2024-08-10 | 4 | TETRAULT LYNN A. | NEO | Common Stock | D | 11 336 | 61 398 | ||||||
| 2024-08-13 | 2024-08-10 | 4 | Perez David Brian | NEO | Common Stock | D | 11 336 | 21 636 | ||||||
| 2024-08-13 | 2024-08-10 | 4 | Kelly Michael Aaron | NEO | Common Stock | D | 11 336 | 31 755 | ||||||
| 2024-08-13 | 2024-08-10 | 4 | KANOVSKY STEPHEN M | NEO | Common Stock | D | 11 336 | 36 090 | ||||||
| 2024-08-13 | 2024-08-10 | 4 | HANNAH ALISON L. | NEO | Common Stock | D | 11 336 | 118 769 | ||||||
| 2024-08-13 | 2024-08-10 | 4 | Gunn Neil | NEO | Common Stock | D | 11 336 | 11 336 | ||||||
| 2024-08-13 | 2024-08-10 | 4 | Floegel Elizabeth | NEO | Common Stock | D | 11 336 | 11 336 | ||||||
| 2024-08-05 | 2024-08-01 | 4 | Olivo Alicia C | NEO | Common Stock | D | −14 | 44 853 | ||||||
| 2024-05-17 | 2024-05-15 | 4 | Olivo Alicia C | NEO | Common Stock | D | 15,7400 | −1 049 | −17 | 44 867 | ||||
| 2024-05-14 | 2024-05-11 | 4 | Stone Warren | NEO | Common Stock | D | 9 612 | 100 658 | ||||||
| 2024-05-14 | 2024-05-11 | 4 | Stone Warren | NEO | Common Stock | D | 9 612 | 100 658 | ||||||
| 2024-05-14 | 2024-05-11 | 4 | Stone Warren | NEO | Common Stock | D | 14,8600 | −2 341 | −35 | 91 046 | ||||
| 2024-05-14 | 2024-05-11 | 4 | Olivo Alicia C | NEO | Common Stock | D | 6 502 | 45 916 | ||||||
| 2024-05-14 | 2024-05-11 | 4 | Olivo Alicia C | NEO | Common Stock | D | 6 502 | 45 916 | ||||||
| 2024-05-14 | 2024-05-11 | 4 | Olivo Alicia C | NEO | Common Stock | D | 14,8600 | −1 584 | −24 | 39 414 | ||||
| 2024-05-14 | 2024-05-11 | 4 | Smith Christopher M | NEO | Common Stock | D | 48 063 | 679 432 | ||||||
| 2024-05-14 | 2024-05-11 | 4 | Smith Christopher M | NEO | Common Stock | D | 48 063 | 679 432 | ||||||
| 2024-05-14 | 2024-05-11 | 4 | Smith Christopher M | NEO | Common Stock | D | 14,8600 | −18 913 | −281 | 631 369 | ||||
| 2024-05-14 | 2024-05-11 | 4 | Harris Melody | NEO | Common Stock | D | 14,8600 | −1 722 | −26 | 108 301 | ||||
| 2024-05-14 | 2024-05-11 | 4 | Harris Melody | NEO | Common Stock | D | 7 068 | 110 023 | ||||||
| 2024-05-14 | 2024-05-11 | 4 | Sherman Jeffrey Scott | NEO | Common Stock | D | 13 005 | 148 505 | ||||||
| 2024-05-14 | 2024-05-11 | 4 | Sherman Jeffrey Scott | NEO | Common Stock | D | 13 005 | 148 505 | ||||||
| 2024-05-14 | 2024-05-11 | 4 | Sherman Jeffrey Scott | NEO | Common Stock | D | 14,8600 | −3 167 | −47 | 135 500 | ||||
| 2024-05-03 | 2024-05-01 | 4 | Olivo Alicia C | NEO | Common Stock | D | −652 | 34 496 | ||||||
| 2024-05-03 | 2024-05-01 | 4 | Aunan Greg D | NEO | Common Stock | D | −937 | 14 453 | ||||||
| 2024-03-06 | 2024-03-04 | 4 | TETRAULT LYNN A. | NEO | Common Stock | D | 15,9651 | −6 112 | −98 | 50 062 | ||||
| 2024-02-20 | 2024-02-15 | 4 | Olivo Alicia C | NEO | Common Stock | D | 14,9644 | −2 587 | −39 | 34 866 | ||||
| 2024-01-03 | 2024-01-01 | 4 | Harris Melody | NEO | Common Stock | D | −7 123 | 102 955 | ||||||
| 2023-12-11 | 2023-12-07 | 4 | Sherman Jeffrey Scott | NEO | Common Stock | D | −8 147 | 125 662 | ||||||
| 2023-12-05 | 2023-12-01 | 4 | Stone Warren | NEO | Common Stock | D | −5 431 | 83 775 | ||||||
| 2023-11-20 | 2023-11-17 | 4 | Olivo Alicia C | NEO | Common Stock | D | 18,3900 | −2 669 | −49 | 37 140 | ||||
| 2023-10-03 | 2023-09-30 | 4 | Olivo Alicia C | NEO | Common Stock | D | −14 | 39 498 | ||||||
| 2023-09-05 | 2023-09-01 | 4 | Olivo Alicia C | NEO | Common Stock | D | −1 666 | 39 411 | ||||||
| 2023-08-01 | 2023-08-01 | 4 | Olivo Alicia C | NEO | Common Stock | D | −14 | 40 981 | ||||||
| 2023-06-02 | 2023-06-01 | 4 | Sikri Vishal | NEO | Common Stock | D | −21 406 | 127 716 | ||||||
| 2023-05-24 | 3 | Aunan Greg D | NEO | Common Stock | D | 15 390 | ||||||||
| 2023-05-24 | 2023-05-22 | 4 | TETRAULT LYNN A. | NEO | Common Stock | D | 11,6000 | 1 507 | 17 | 56 174 | ||||
| 2023-05-03 | 2023-05-01 | 4 | Olivo Alicia C | NEO | Common Stock | D | −662 | 40 694 | ||||||
| 2023-04-04 | 2023-04-01 | 4 | Kulkarni Shashikant | NEO | Common Stock | D | −3 759 | 82 673 | ||||||
| 2023-03-03 | 2023-03-02 | 4 | Dieter Cynthia J | NEO | Common Stock | D | −117 | 29 765 | ||||||
| 2023-03-03 | 2023-03-01 | 4 | Dieter Cynthia J | NEO | Common Stock | D | −880 | 29 882 | ||||||
| 2023-02-01 | 2022-12-31 | 5 | Sikri Vishal | NEO | Common Stock | D | 7,0400 | 225 | 2 | 148 680 | ||||
| 2023-01-04 | 2023-01-01 | 4 | Harris Melody | NEO | Common Stock | D | 108 225 | 108 225 | ||||||
| 2023-01-04 | 2022-12-31 | 4 | Dieter Cynthia J | NEO | Common Stock | D | −959 | 30 762 | ||||||
| 2022-12-07 | 2022-12-05 | 4 | Sherman Jeffrey Scott | NEO | Common Stock | D | 89 206 | 133 809 | ||||||
| 2022-12-07 | 2022-12-05 | 4 | Sherman Jeffrey Scott | NEO | Common Stock | D | 44 603 | 44 603 | ||||||
| 2022-12-05 | 2022-12-01 | 4 | Stone Warren | NEO | Common Stock | D | 89 206 | 89 206 | ||||||
| 2022-11-07 | 2022-11-03 | 4 | Perez David Brian | NEO | Common Stock | D | 10 300 | 10 300 | ||||||
| 2022-11-03 | 2022-11-01 | 4 | Dieter Cynthia J | NEO | Common Stock | D | 13 141 | 31 721 | ||||||
| 2022-10-28 | 3 | Olivo Alicia C | NEO | Common Stock | D | 40 999 | ||||||||
| 2022-09-07 | 3/A | Kulkarni Shashikant | NEO | Common Stock | D | 61 728 | ||||||||
| 2022-08-17 | 2022-08-15 | 4 | Smith Christopher M | NEO | Common Stock | D | 265 452 | 602 219 | ||||||
| 2022-08-17 | 2022-08-15 | 4 | Smith Christopher M | NEO | Common Stock | D | 336 767 | 336 767 | ||||||
| 2022-08-03 | 2022-08-01 | 4 | Kulkarni Shashikant | NEO | Common Stock | D | 24 704 | 65 856 | ||||||
| 2022-08-03 | 2022-08-01 | 4 | Sholehvar David | NEO | Common Stock | D | 12 352 | 43 216 | ||||||
| 2022-07-15 | 3 | Kulkarni Shashikant | NEO | Common Stock | D | 41 152 | ||||||||
| 2022-06-24 | 2022-06-22 | 4 | Dieter Cynthia J | NEO | Common Stock | D | −57 | 18 580 | ||||||
| 2022-06-14 | 2022-06-10 | 4 | CROWTHER BRUCE K | NEO | Common Stock | D | 15 556 | 65 120 | ||||||
| 2022-06-14 | 2022-06-10 | 4 | KANOVSKY STEPHEN M | NEO | Common Stock | D | 15 556 | 24 754 | ||||||
| 2022-06-14 | 2022-06-10 | 4 | Kelly Michael Aaron | NEO | Common Stock | D | 15 556 | 20 419 | ||||||
| 2022-06-14 | 2022-06-10 | 4 | Stahler Rachel A | NEO | Common Stock | D | 15 556 | 21 335 | ||||||
| 2022-06-14 | 2022-06-10 | 4 | HANNAH ALISON L. | NEO | Common Stock | D | 15 556 | 107 433 | ||||||
| 2022-06-14 | 2022-06-10 | 4 | TETRAULT LYNN A. | NEO | Common Stock | D | 15 556 | 54 667 | ||||||
| 2022-06-14 | 2022-06-10 | 4 | Daly David | NEO | Common Stock | D | 15 556 | 17 179 | ||||||
| 2022-06-02 | 2022-06-01 | 4 | Sikri Vishal | NEO | Common Stock | D | 148 455 | 148 455 | ||||||
| 2022-05-20 | 2022-05-18 | 4 | TETRAULT LYNN A. | NEO | Stock Option (Right to Buy) | D | 7,27 | −3 334 | 0 | |||||
| 2022-05-20 | 2022-05-18 | 4 | TETRAULT LYNN A. | NEO | Common Stock | D | 7,2700 | 3 334 | 24 | 39 111 | ||||
| 2022-05-02 | 2022-04-28 | 4 | Bonello William | NEO | Stock Option (Right to Buy) | D | 7,52 | −5 727 | 0 | |||||
| 2022-05-02 | 2022-04-28 | 4 | Bonello William | NEO | Common Stock | D | 7,5200 | 5 727 | 43 | 191 548 | ||||
| 2022-04-04 | 2022-04-01 | 4 | Sholehvar David | NEO | Stock Option (Right to Buy) | D | 12,15 | 66 372 | 66 372 | |||||
| 2022-04-04 | 2022-04-01 | 4 | Sholehvar David | NEO | Common Stock | D | 30 864 | 30 864 | ||||||
| 2022-04-04 | 2022-04-01 | 4 | Bonello William | NEO | Common Stock | D | 82 305 | 185 821 | ||||||
| 2022-04-04 | 2022-04-01 | 4 | Brown Douglas Matthew | NEO | Common Stock | D | 82 305 | 158 684 | ||||||
| 2022-03-09 | 2022-03-08 | 4 | Bonello William | NEO | Stock Option (Right to Buy) | D | 7,52 | −5 000 | 5 727 | |||||
| 2022-03-09 | 2022-03-08 | 4 | Bonello William | NEO | Common Stock | D | 7,5200 | 5 000 | 38 | 103 516 | ||||
| 2022-03-09 | 2022-03-07 | 4 | Bonello William | NEO | Common Stock | D | 18,2900 | −3 209 | −59 | 98 516 | ||||
| 2022-03-03 | 2022-03-01 | 4 | Gilbert Halley E | NEO | Stock Option (Right to Buy) | D | 21,41 | 102 623 | 102 623 | |||||
| 2022-03-03 | 2022-03-01 | 4 | Gilbert Halley E | NEO | Common Stock | D | 42 036 | 147 396 | ||||||
| 2022-03-03 | 2022-03-01 | 4 | Mallon Mark | NEO | Stock Option (Right to Buy) | D | 21,41 | 347 777 | 347 777 | |||||
| 2022-03-03 | 2022-03-01 | 4 | Mallon Mark | NEO | Common Stock | D | 142 457 | 368 051 | ||||||
| 2022-03-03 | 2022-03-02 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | −839 | 244 157 | ||||||
| 2022-03-03 | 2022-03-01 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | −503 | 244 996 | ||||||
| 2022-03-03 | 2022-03-02 | 4 | Dieter Cynthia J | NEO | Common Stock | D | −137 | 18 637 | ||||||
| 2022-03-03 | 2022-03-01 | 4 | Dieter Cynthia J | NEO | Stock Option (Right to Buy) | D | 21,41 | 22 805 | 22 805 | |||||
| 2022-03-03 | 2022-03-01 | 4 | Dieter Cynthia J | NEO | Common Stock | D | 9 341 | 18 774 | ||||||
| 2022-03-03 | 2022-03-01 | 4 | Wallar Gina M | NEO | Stock Option (Right to Buy) | D | 21,41 | 28 506 | 28 506 | |||||
| 2022-03-03 | 2022-03-01 | 4 | Wallar Gina M | NEO | Common Stock | D | 11 677 | 33 443 | ||||||
| 2022-03-03 | 2022-03-02 | 4 | Brown Douglas Matthew | NEO | Common Stock | D | −867 | 76 379 | ||||||
| 2022-03-03 | 2022-03-01 | 4 | Brown Douglas Matthew | NEO | Stock Option (Right to Buy) | D | 21,41 | 85 519 | 85 519 | |||||
| 2022-03-03 | 2022-03-01 | 4 | Brown Douglas Matthew | NEO | Common Stock | D | 35 030 | 77 246 | ||||||
| 2022-03-03 | 2022-03-02 | 4 | Bonello William | NEO | Common Stock | D | −620 | 101 725 | ||||||
| 2022-03-03 | 2022-03-01 | 4 | Bonello William | NEO | Stock Option (Right to Buy) | D | 21,41 | 99 772 | 99 772 | |||||
| 2022-03-03 | 2022-03-01 | 4 | Bonello William | NEO | Common Stock | D | −397 | 102 345 | ||||||
| 2022-03-03 | 2022-03-01 | 4 | Bonello William | NEO | Common Stock | D | 40 869 | 102 742 | ||||||
| 2022-02-08 | 2021-12-31 | 5 | Wallar Gina M | NEO | Common Stock | D | 35,2800 | 363 | 13 | 21 662 | ||||
| 2022-02-08 | 2021-12-31 | 5 | Gilbert Halley E | NEO | Common Stock | D | 31,3000 | 177 | 6 | 105 263 | ||||
| 2022-01-12 | 2022-01-11 | 4 | McKenzie Kathryn B | NEO | Stock Option (Right to Buy) | D | 9,07 | −2 100 | 17 900 | |||||
| 2022-01-12 | 2022-01-11 | 4 | McKenzie Kathryn B | NEO | Common Stock | D | 9,0700 | 2 100 | 19 | 49 361 | ||||
| 2021-12-30 | 2021-12-30 | 4 | Mallon Mark | NEO | Common Stock | D | 152 858 | 225 594 | ||||||
| 2021-12-30 | 2021-12-30 | 4 | Morris Clive | NEO | Common Stock | D | 30 572 | 41 280 | ||||||
| 2021-12-30 | 2021-12-30 | 4 | Wallar Gina M | NEO | Common Stock | D | 15 286 | 21 299 | ||||||
| 2021-12-30 | 2021-12-30 | 4 | Bonello William | NEO | Common Stock | D | 21 400 | 61 873 | ||||||
| 2021-12-30 | 2021-12-30 | 4 | McKenzie Kathryn B | NEO | Common Stock | D | 30 572 | 47 261 | ||||||
| 2021-12-30 | 2021-12-30 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 21 400 | 48 615 | ||||||
| 2021-12-30 | 2021-12-30 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 61 143 | 245 499 | ||||||
| 2021-12-30 | 2021-12-30 | 4 | Gilbert Halley E | NEO | Common Stock | D | 45 858 | 105 086 | ||||||
| 2021-12-30 | 2021-12-30 | 4 | Dieter Cynthia J | NEO | Common Stock | D | 7 643 | 9 433 | ||||||
| 2021-12-30 | 2021-12-30 | 4 | Brown Douglas Matthew | NEO | Common Stock | D | 30 572 | 42 216 | ||||||
| 2021-12-23 | 2021-12-22 | 4 | Johnson Kevin C | NEO | Stock Options (Right to Buy) | D | 7,27 | −3 334 | 0 | |||||
| 2021-12-23 | 2021-12-22 | 4 | Johnson Kevin C | NEO | Common Stock | D | 7,2700 | 3 334 | 24 | 37 398 | ||||
| 2021-12-23 | 2021-12-22 | 4 | McKenzie Kathryn B | NEO | Stock Option (Right to Buy) | D | 9,07 | −5 000 | 20 000 | |||||
| 2021-12-23 | 2021-12-22 | 4 | McKenzie Kathryn B | NEO | Common Stock | D | 9,0700 | 5 000 | 45 | 16 689 | ||||
| 2021-12-23 | 2021-12-21 | 4 | McKenzie Kathryn B | NEO | Common Stock | D | 35,0000 | −1 846 | −65 | 11 689 | ||||
| 2021-12-06 | 2021-12-06 | 4 | Mallon Mark | NEO | Common Stock | D | 30,6300 | 17 000 | 521 | 72 736 | ||||
| 2021-12-02 | 2021-11-30 | 4 | Bonello William | NEO | Stock Option (Right to Buy) | D | 7,52 | −25 000 | 10 727 | |||||
| 2021-12-02 | 2021-11-30 | 4 | Bonello William | NEO | Common Stock | D | 7,5200 | 25 000 | 188 | 40 473 | ||||
| 2021-11-29 | 2021-11-24 | 4 | Bonello William | NEO | Stock Option (Right to Buy) | D | 8,03 | −25 000 | 45 370 | |||||
| 2021-11-29 | 2021-11-24 | 4 | Bonello William | NEO | Common Stock | D | 37,1300 | −25 000 | −928 | 15 473 | ||||
| 2021-11-29 | 2021-11-24 | 4 | Bonello William | NEO | Common Stock | D | 8,0300 | 25 000 | 201 | 40 473 | ||||
| 2021-11-26 | 2021-11-26 | 4 | Brown Douglas Matthew | NEO | Common Stock | D | 36,8500 | −33 334 | −1 228 | 11 644 | ||||
| 2021-11-26 | 2021-11-24 | 4 | Brown Douglas Matthew | NEO | Common Stock | D | 36,8400 | −33 333 | −1 228 | 44 978 | ||||
| 2021-11-26 | 2021-11-23 | 4 | Brown Douglas Matthew | NEO | Common Stock | D | 37,1900 | −33 333 | −1 240 | 78 311 | ||||
| 2021-11-12 | 2021-11-10 | 4 | Daly David | NEO | Stock Option (Right to Buy) | D | 43,39 | 1 945 | 1 945 | |||||
| 2021-11-12 | 2021-11-10 | 4 | Daly David | NEO | Common Stock | D | 1 623 | 1 623 | ||||||
| 2021-10-13 | 2021-10-11 | 4 | TETRAULT LYNN A. | NEO | Stock Option (Right to Buy) | D | 41,76 | 972 | 972 | |||||
| 2021-10-13 | 2021-10-11 | 4 | TETRAULT LYNN A. | NEO | Common Stock | D | 838 | 35 777 | ||||||
| 2021-08-19 | 2021-08-17 | 4 | Gilbert Halley E | NEO | Common Stock | D | 42,21 | 63 331 | 63 331 | |||||
| 2021-08-19 | 2021-08-17 | 4 | Gilbert Halley E | NEO | Common Stock | D | 59 228 | 59 228 | ||||||
| 2021-08-13 | 2021-08-01 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 46,1000 | −5 919 | −273 | 2 468 797 | ||||
| 2021-07-15 | 2021-06-18 | 4 | Morris Clive | NEO | Stock Option (Right to Buy) | D | 43,58 | 43,5800 | 53 857 | 2 347 | 53 857 | |||
| 2021-07-15 | 2021-06-18 | 4 | Morris Clive | NEO | Common Stock | D | 10 708 | 10 708 | ||||||
| 2021-07-15 | 2021-06-22 | 4 | Dieter Cynthia J | NEO | Common Stock | D | 43,9900 | −56 | −2 | 1 790 | ||||
| 2021-07-07 | 3 | Wallar Gina M | NEO | Common Stock | D | 4 117 | ||||||||
| 2021-07-07 | 2021-07-05 | 4 | CARDOZA GEORGE | NEO | Stock Option (Right to Buy) | D | 43,95 | 43,9500 | 40 502 | 1 780 | 40 502 | |||
| 2021-07-07 | 2021-07-05 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 7 584 | 184 356 | ||||||
| 2021-07-07 | 2021-07-05 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 43,95 | 43,9500 | 4 050 | 178 | 4 050 | |||
| 2021-07-07 | 2021-07-05 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 758 | 27 215 | ||||||
| 2021-07-07 | 2021-07-05 | 4 | Wallar Gina M | NEO | Stock Option (Right to Buy) | D | 43,95 | 43,9500 | 10 126 | 445 | 10 126 | |||
| 2021-07-07 | 2021-07-05 | 4 | Wallar Gina M | NEO | Common Stock | D | 1 896 | 6 013 | ||||||
| 2021-06-14 | 2021-06-11 | 4 | TETRAULT LYNN A. | NEO | Stock Option (Right to Buy) | D | 9,11 | −1 389 | 0 | |||||
| 2021-06-14 | 2021-06-11 | 4 | TETRAULT LYNN A. | NEO | Common Stock | D | 9,1100 | 1 389 | 13 | 34 939 | ||||
| 2021-06-10 | 2021-06-08 | 4 | CROWTHER BRUCE K | NEO | Stock Option (Right to Buy) | D | 28,54 | −3 448 | 0 | |||||
| 2021-06-10 | 2021-06-08 | 4 | CROWTHER BRUCE K | NEO | Stock Option (Right to Buy) | D | 22,52 | −4 269 | 0 | |||||
| 2021-06-10 | 2021-06-08 | 4 | CROWTHER BRUCE K | NEO | Stock Option (Right to Buy) | D | 11,60 | −3 017 | 0 | |||||
| 2021-06-10 | 2021-06-08 | 4 | CROWTHER BRUCE K | NEO | Stock Option (Right to Buy) | D | 7,27 | −10 000 | 0 | |||||
| 2021-06-10 | 2021-06-08 | 4 | CROWTHER BRUCE K | NEO | Common Stock | D | 41,4600 | −20 734 | −860 | 49 564 | ||||
| 2021-06-10 | 2021-06-08 | 4 | CROWTHER BRUCE K | NEO | Common Stock | D | 28,5400 | 3 448 | 98 | 70 298 | ||||
| 2021-06-10 | 2021-06-08 | 4 | CROWTHER BRUCE K | NEO | Common Stock | D | 22,5200 | 4 269 | 96 | 66 850 | ||||
| 2021-06-10 | 2021-06-08 | 4 | CROWTHER BRUCE K | NEO | Common Stock | D | 11,6000 | 3 017 | 35 | 62 581 | ||||
| 2021-06-10 | 2021-06-08 | 4 | CROWTHER BRUCE K | NEO | Common Stock | D | 7,2700 | 10 000 | 73 | 59 564 | ||||
| 2021-06-04 | 2021-06-02 | 4 | HANNAH ALISON L. | NEO | Stock Option (Right to Buy) | D | 40,90 | 3 714 | 3 714 | |||||
| 2021-06-04 | 2021-06-02 | 4 | HANNAH ALISON L. | NEO | Common Stock | D | 3 081 | 91 877 | ||||||
| 2021-06-04 | 2021-06-02 | 4 | Johnson Kevin C | NEO | Stock Options (Right to Buy) | D | 40,90 | 3 714 | 3 714 | |||||
| 2021-06-04 | 2021-06-02 | 4 | Johnson Kevin C | NEO | Common Stock | D | 3 081 | 34 064 | ||||||
| 2021-06-04 | 2021-06-02 | 4 | Kelly Michael Aaron | NEO | Stock Option (Right to Buy) | D | 40,90 | 3 714 | 3 714 | |||||
| 2021-06-04 | 2021-06-02 | 4 | Kelly Michael Aaron | NEO | Common Stock | D | 3 081 | 4 863 | ||||||
| 2021-06-04 | 2021-06-02 | 4 | TETRAULT LYNN A. | NEO | Stock Option (Right to Buy) | D | 40,90 | 3 714 | 3 714 | |||||
| 2021-06-04 | 2021-06-02 | 4 | TETRAULT LYNN A. | NEO | Common Stock | D | 3 081 | 33 550 | ||||||
| 2021-06-04 | 2021-06-02 | 4 | CROWTHER BRUCE K | NEO | Stock Option (Right to Buy) | D | 40,90 | 3 714 | 3 714 | |||||
| 2021-06-04 | 2021-06-02 | 4 | CROWTHER BRUCE K | NEO | Common Stock | D | 3 081 | 49 564 | ||||||
| 2021-06-04 | 2021-06-02 | 4 | Stahler Rachel A | NEO | Stock Option (Right to Buy) | D | 40,90 | 3 714 | 3 714 | |||||
| 2021-06-04 | 2021-06-02 | 4 | Stahler Rachel A | NEO | Common Stock | D | 3 081 | 5 779 | ||||||
| 2021-06-04 | 2021-06-03 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 40,1100 | −31 107 | −1 248 | 176 772 | ||||
| 2021-06-04 | 2021-06-02 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 40,3900 | −169 230 | −6 835 | 207 879 | ||||
| 2021-06-04 | 2021-06-02 | 4 | KANOVSKY STEPHEN M | NEO | Stock Options (Right to Buy) | D | 40,90 | 3 714 | 3 714 | |||||
| 2021-06-04 | 2021-06-02 | 4 | KANOVSKY STEPHEN M | NEO | Common Stock | D | 3 081 | 9 198 | ||||||
| 2021-05-27 | 2021-05-25 | 4 | SHOVLIN ROBERT J. | NEO | Stock Option (Right to Buy) | D | 28,33 | −14 067 | 42 204 | |||||
| 2021-05-27 | 2021-05-25 | 4 | SHOVLIN ROBERT J. | NEO | Stock Option (Right to Buy) | D | 19,60 | −16 724 | 33 449 | |||||
| 2021-05-27 | 2021-05-25 | 4 | SHOVLIN ROBERT J. | NEO | Stock Option (Right to Buy) | D | 8,03 | −96 167 | 0 | |||||
| 2021-05-27 | 2021-05-25 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 39,3100 | −130 604 | −5 134 | 150 101 | ||||
| 2021-05-27 | 2021-05-25 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 28,3300 | 14 067 | 399 | 280 705 | ||||
| 2021-05-27 | 2021-05-25 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 19,6000 | 16 724 | 328 | 266 638 | ||||
| 2021-05-27 | 2021-05-25 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 8,0300 | 96 167 | 772 | 249 914 | ||||
| 2021-04-26 | 2021-04-22 | 4 | Weiss Lawrence Martin | NEO | Stock Option (Right to Buy) | D | 28,33 | −9 378 | 28 136 | |||||
| 2021-04-26 | 2021-04-22 | 4 | Weiss Lawrence Martin | NEO | Stock Option (Right to Buy) | D | 19,60 | −9 005 | 18 012 | |||||
| 2021-04-26 | 2021-04-22 | 4 | Weiss Lawrence Martin | NEO | Stock Option (Right to Buy) | D | 9,22 | −6 667 | 0 | |||||
| 2021-04-26 | 2021-04-22 | 4 | Weiss Lawrence Martin | NEO | Common Stock | D | 28,3300 | 9 378 | 266 | 130 847 | ||||
| 2021-04-26 | 2021-04-22 | 4 | Weiss Lawrence Martin | NEO | Common Stock | D | 19,6000 | 9 005 | 176 | 121 469 | ||||
| 2021-04-26 | 2021-04-22 | 4 | Weiss Lawrence Martin | NEO | Common Stock | D | 9,2200 | 6 667 | 61 | 112 464 | ||||
| 2021-04-21 | 2021-04-19 | 4 | Mallon Mark | NEO | Stock Option (Right to Buy) | D | 49,34 | 151 016 | 151 016 | |||||
| 2021-04-21 | 2021-04-19 | 4 | Mallon Mark | NEO | Common Stock | D | 55 736 | 55 736 | ||||||
| 2021-03-04 | 2021-03-02 | 4 | Brown Douglas Matthew | NEO | Stock Option (Right to Buy) | D | 53,17 | 53,1700 | 26 378 | 1 403 | 26 378 | |||
| 2021-03-04 | 2021-03-02 | 4 | Brown Douglas Matthew | NEO | Common Stock | D | 4 655 | 111 644 | ||||||
| 2021-03-04 | 3 | Brown Douglas Matthew | NEO | Common Stock | D | 106 989 | ||||||||
| 2021-03-03 | 2021-03-02 | 4 | McKenzie Kathryn B | NEO | Stock Option (Right to Buy) | D | 53,17 | 53,1700 | 35 171 | 1 870 | 35 171 | |||
| 2021-03-03 | 2021-03-02 | 4 | McKenzie Kathryn B | NEO | Common Stock | D | 6 207 | 13 535 | ||||||
| 2021-03-03 | 2021-03-02 | 4 | McKenzie Kathryn B | NEO | Common Stock | D | −432 | 7 328 | ||||||
| 2021-03-03 | 2021-03-01 | 4 | McKenzie Kathryn B | NEO | Common Stock | D | −169 | 7 760 | ||||||
| 2021-03-03 | 2021-03-02 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 53,17 | 53,1700 | 10 551 | 561 | 10 551 | |||
| 2021-03-03 | 2021-03-02 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 1 862 | 26 457 | ||||||
| 2021-03-03 | 2021-03-02 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | −173 | 24 595 | ||||||
| 2021-03-03 | 2021-03-01 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | −212 | 24 768 | ||||||
| 2021-03-03 | 2021-03-02 | 4 | Bonello William | NEO | Stock Option (Right to Buy) | D | 53,17 | 53,1700 | 24 619 | 1 309 | 24 619 | |||
| 2021-03-03 | 2021-03-02 | 4 | Bonello William | NEO | Common Stock | D | 4 345 | 15 473 | ||||||
| 2021-03-03 | 2021-03-02 | 4 | Bonello William | NEO | Common Stock | D | −432 | 11 128 | ||||||
| 2021-03-03 | 2021-03-01 | 4 | Bonello William | NEO | Common Stock | D | −500 | 11 560 | ||||||
| 2021-03-03 | 2021-03-02 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 56 423 | 2 474 716 | ||||||
| 2021-03-03 | 2021-03-02 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | −2 158 | 2 418 293 | ||||||
| 2021-03-03 | 2021-03-01 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | −2 339 | 2 420 451 | ||||||
| 2021-03-03 | 2021-03-02 | 4 | Dieter Cynthia J | NEO | Stock Option (Right to Buy) | D | 53,17 | 53,1700 | 7 034 | 374 | 7 034 | |||
| 2021-03-03 | 2021-03-02 | 4 | Dieter Cynthia J | NEO | Common Stock | D | 1 241 | 1 846 | ||||||
| 2021-03-03 | 2021-03-02 | 4 | SHOVLIN ROBERT J. | NEO | Stock Option (Right to Buy) | D | 53,17 | 53,1700 | 38 688 | 2 057 | 38 688 | |||
| 2021-03-03 | 2021-03-02 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 6 827 | 153 747 | ||||||
| 2021-03-03 | 2021-03-02 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | −608 | 146 920 | ||||||
| 2021-03-03 | 2021-03-01 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | −742 | 147 528 | ||||||
| 2021-03-03 | 2021-03-02 | 4 | CARDOZA GEORGE | NEO | Stock Option (Right to Buy) | D | 53,17 | 53,1700 | 35 171 | 1 870 | 35 171 | |||
| 2021-03-03 | 2021-03-02 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 6 207 | 377 109 | ||||||
| 2021-03-03 | 2021-03-02 | 4 | Pedulla Denise E | NEO | Stock Option (Right to Buy) | D | 53,17 | 53,1700 | 24 619 | 1 309 | 24 619 | |||
| 2021-03-03 | 2021-03-02 | 4 | Pedulla Denise E | NEO | Common Stock | D | 4 345 | 60 643 | ||||||
| 2021-03-03 | 2021-03-02 | 4 | Pedulla Denise E | NEO | Common Stock | D | −216 | 56 298 | ||||||
| 2021-03-03 | 2021-03-01 | 4 | Pedulla Denise E | NEO | Common Stock | D | −212 | 56 514 | ||||||
| 2021-03-03 | 2021-03-02 | 4 | Weiss Lawrence Martin | NEO | Stock Option (Right to Buy) | D | 53,17 | 53,1700 | 29 895 | 1 590 | 29 895 | |||
| 2021-03-03 | 2021-03-02 | 4 | Weiss Lawrence Martin | NEO | Common Stock | D | 5 276 | 105 797 | ||||||
| 2021-01-11 | 2021-01-07 | 4 | JONES STEVEN C | NEO | Stock Option (Right to Buy) | D | 22,52 | −4 269 | 0 | |||||
| 2021-01-11 | 2021-01-07 | 4 | JONES STEVEN C | NEO | Stock Option (Right to Buy) | D | 11,60 | −3 017 | 0 | |||||
| 2021-01-11 | 2021-01-07 | 4 | JONES STEVEN C | NEO | Stock Option (Right to Buy) | D | 7,27 | −10 000 | 0 | |||||
| 2021-01-11 | 2021-01-07 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Stock Option (Right to Buy) | I | 7,15 | −100 000 | 0 | |||||
| 2021-01-11 | 2021-01-07 | 4 | JONES STEVEN C | NEO | Common Stock | D | 22,5200 | 4 269 | 96 | 90 218 | ||||
| 2021-01-11 | 2021-01-07 | 4 | JONES STEVEN C | NEO | Common Stock | D | 11,6000 | 3 017 | 35 | 85 949 | ||||
| 2021-01-11 | 2021-01-07 | 4 | JONES STEVEN C | NEO | Common Stock | D | 7,2700 | 10 000 | 73 | 82 932 | ||||
| 2021-01-11 | 2021-01-07 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 7,1500 | 100 000 | 715 | 1 100 000 | ||||
| 2020-12-15 | 2020-12-14 | 4 | Weiss Lawrence Martin | NEO | Stock Option (Right to Buy) | D | 19,60 | −9 005 | 27 017 | |||||
| 2020-12-15 | 2020-12-14 | 4 | Weiss Lawrence Martin | NEO | Stock Option (Right to Buy) | D | 13,87 | −16 666 | 8 334 | |||||
| 2020-12-15 | 2020-12-14 | 4 | Weiss Lawrence Martin | NEO | Stock Option (Right to Buy) | D | 9,22 | −13 333 | 6 667 | |||||
| 2020-12-15 | 2020-12-14 | 4 | Weiss Lawrence Martin | NEO | Stock Option (Right to Buy) | D | 7,27 | −20 000 | 0 | |||||
| 2020-12-15 | 2020-12-14 | 4 | Weiss Lawrence Martin | NEO | Stock Option (Right to Buy) | D | 6,98 | −50 000 | 0 | |||||
| 2020-12-15 | 2020-12-14 | 4 | Weiss Lawrence Martin | NEO | Common Stock | D | 51,0600 | −20 200 | −1 031 | 100 521 | ||||
| 2020-12-15 | 2020-12-14 | 4 | Weiss Lawrence Martin | NEO | Common Stock | D | 19,6000 | 9 005 | 176 | 120 721 | ||||
| 2020-12-15 | 2020-12-14 | 4 | Weiss Lawrence Martin | NEO | Common Stock | D | 13,8700 | 16 666 | 231 | 111 716 | ||||
| 2020-12-15 | 2020-12-14 | 4 | Weiss Lawrence Martin | NEO | Common Stock | D | 9,2200 | 13 333 | 123 | 95 050 | ||||
| 2020-12-15 | 2020-12-14 | 4 | Weiss Lawrence Martin | NEO | Common Stock | D | 7,2700 | 20 000 | 145 | 81 717 | ||||
| 2020-12-15 | 2020-12-14 | 4 | Weiss Lawrence Martin | NEO | Common Stock | D | 6,9800 | 50 000 | 349 | 61 717 | ||||
| 2020-12-14 | 2020-12-14 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 51,6700 | −25 000 | −1 292 | 1 000 000 | ||||
| 2020-12-14 | 2020-12-11 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 50,5200 | −25 000 | −1 263 | 1 025 000 | ||||
| 2020-12-14 | 2020-12-10 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 50,3000 | −20 000 | −1 006 | 1 050 000 | ||||
| 2020-12-11 | 2020-12-11 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 8,03 | −15 000 | 33 334 | |||||
| 2020-12-11 | 2020-12-11 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 49,9900 | −15 000 | −750 | 24 980 | ||||
| 2020-12-11 | 2020-12-11 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 8,0300 | 15 000 | 120 | 39 980 | ||||
| 2020-12-07 | 2020-12-04 | 4 | Johnson Kevin C | NEO | Common Stock | D | 47,8800 | −24 683 | −1 182 | 30 983 | ||||
| 2020-12-07 | 2020-12-07 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 49,4500 | −45 658 | −2 258 | 1 070 000 | ||||
| 2020-12-07 | 2020-12-04 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 48,0700 | −64 394 | −3 095 | 1 115 658 | ||||
| 2020-12-07 | 2020-12-03 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 48,0300 | −19 948 | −958 | 1 180 052 | ||||
| 2020-12-04 | 2020-12-02 | 4 | Bonello William | NEO | Stock Option (Right to Buy) | D | 8,03 | −8 000 | 70 370 | |||||
| 2020-12-04 | 2020-12-02 | 4 | Bonello William | NEO | Common Stock | D | 46,8000 | −8 000 | −374 | 12 060 | ||||
| 2020-12-04 | 2020-12-02 | 4 | Bonello William | NEO | Common Stock | D | 8,0300 | 8 000 | 64 | 20 060 | ||||
| 2020-11-25 | 2020-11-25 | 4 | CARDOZA GEORGE | NEO | Stock Option (Right to Buy) | D | 7,52 | −77 074 | 50 000 | |||||
| 2020-11-25 | 2020-11-25 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 45,4800 | −77 074 | −3 505 | 370 902 | ||||
| 2020-11-25 | 2020-11-25 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 7,5200 | 77 074 | 580 | 447 976 | ||||
| 2020-11-25 | 2020-11-24 | 4 | CARDOZA GEORGE | NEO | Stock Option (Right to Buy) | D | 7,52 | −72 926 | 127 074 | |||||
| 2020-11-25 | 2020-11-24 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 45,1900 | −52 926 | −2 392 | 370 902 | ||||
| 2020-11-25 | 2020-11-24 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 7,5200 | 72 926 | 548 | 423 828 | ||||
| 2020-11-18 | 2020-11-16 | 4 | HIPP RAYMOND R | NEO | Common Stock | D | 42,2800 | −70 000 | −2 960 | 66 800 | ||||
| 2020-11-16 | 2020-11-16 | 4 | VAN OORT DOUGLAS M | NEO | Stock Option (Right to Buy) | D | 7,52 | −20 000 | 0 | |||||
| 2020-11-16 | 2020-11-16 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 42,3400 | −100 000 | −4 234 | 2 422 790 | ||||
| 2020-11-16 | 2020-11-16 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 7,5200 | 20 000 | 150 | 2 522 790 | ||||
| 2020-11-16 | 2020-11-13 | 4 | VAN OORT DOUGLAS M | NEO | Stock Option (Right to Buy) | D | 7,52 | −358 752 | 20 000 | |||||
| 2020-11-16 | 2020-11-13 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 41,5600 | −118 752 | −4 935 | 2 502 790 | ||||
| 2020-11-16 | 2020-11-13 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 7,5200 | 358 752 | 2 698 | 2 621 542 | ||||
| 2020-11-16 | 2020-11-12 | 4 | VAN OORT DOUGLAS M | NEO | Stock Option (Right to Buy) | D | 7,52 | −121 248 | 378 752 | |||||
| 2020-11-16 | 2020-11-12 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 42,1800 | −121 248 | −5 114 | 2 262 790 | ||||
| 2020-11-16 | 2020-11-12 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 7,5200 | 121 248 | 912 | 2 384 038 | ||||
| 2020-11-12 | 2020-11-10 | 4 | Pedulla Denise E | NEO | Stock Option (Right to Buy) | D | 7,85 | −15 000 | 0 | |||||
| 2020-11-12 | 2020-11-10 | 4 | Pedulla Denise E | NEO | Common Stock | D | 42,0000 | −2 262 | −95 | 56 726 | ||||
| 2020-11-12 | 2020-11-10 | 4 | Pedulla Denise E | NEO | Common Stock | D | 7,8500 | 15 000 | 118 | 58 988 | ||||
| 2020-09-30 | 2020-09-29 | 4 | JONES STEVEN C | NEO | Common Stock | D | −25 000 | 72 932 | ||||||
| 2020-09-30 | 2020-09-29 | 4 | JONES STEVEN C | NEO | Common Stock | D | 36,5500 | −81 000 | −2 961 | 97 932 | ||||
| 2020-09-30 | 2020-09-29 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 36,9500 | −141 049 | −5 212 | 1 200 000 | ||||
| 2020-09-30 | 2020-09-28 | 4 | JONES STEVEN C | NEO | Common Stock | D | 36,5600 | −19 000 | −695 | 178 932 | ||||
| 2020-09-30 | 2020-09-28 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 36,3400 | −38 951 | −1 415 | 1 341 049 | ||||
| 2020-09-24 | 2020-09-24 | 4 | CROWTHER BRUCE K | NEO | Stock Option (Right to Buy) | D | 9,11 | −8 333 | 0 | |||||
| 2020-09-24 | 2020-09-24 | 4 | CROWTHER BRUCE K | NEO | Common Stock | D | 35,0100 | −8 333 | −292 | 46 483 | ||||
| 2020-09-24 | 2020-09-24 | 4 | CROWTHER BRUCE K | NEO | Common Stock | D | 9,1100 | 8 333 | 76 | 54 816 | ||||
| 2020-09-24 | 2020-09-22 | 4 | CROWTHER BRUCE K | NEO | Common Stock | D | 35,6800 | −2 400 | −86 | 46 483 | ||||
| 2020-09-10 | 2020-09-10 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 37,1300 | −37 991 | −1 411 | 1 380 000 | ||||
| 2020-09-10 | 2020-09-09 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 36,9800 | −71 583 | −2 647 | 1 417 991 | ||||
| 2020-09-10 | 2020-09-08 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 36,1300 | −10 426 | −377 | 1 489 574 | ||||
| 2020-08-13 | 2020-08-12 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | −10 000 | 2 262 790 | ||||||
| 2020-08-13 | 2020-08-11 | 4 | VAN OORT DOUGLAS M Custodial Account for Child | NEO | Common Stock | I | 5 000 | 15 000 | ||||||
| 2020-08-13 | 2020-08-11 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | −5 000 | 2 272 790 | ||||||
| 2020-08-13 | 2020-08-11 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | −10 000 | 2 277 790 | ||||||
| 2020-08-10 | 2020-08-06 | 4 | CARDOZA GEORGE | NEO | Stock Option (Right to Buy) | D | 7,15 | −100 000 | 0 | |||||
| 2020-08-10 | 2020-08-06 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 39,3500 | −82 500 | −3 246 | 350 902 | ||||
| 2020-08-10 | 2020-08-06 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 7,1500 | 100 000 | 715 | 433 402 | ||||
| 2020-08-10 | 2020-08-06 | 4 | HANNAH ALISON L. | NEO | Stock Option (Right to Buy) | D | 7,27 | −10 000 | 0 | |||||
| 2020-08-10 | 2020-08-06 | 4 | HANNAH ALISON L. | NEO | Common Stock | D | 7,2700 | 10 000 | 73 | 88 796 | ||||
| 2020-08-04 | 2020-08-03 | 4 | Bonello William | NEO | Stock Option (Right to Buy) | D | 8,03 | −1 964 | 78 370 | |||||
| 2020-08-04 | 2020-08-03 | 4 | Bonello William | NEO | Stock Option (Right to Buy) | D | 7,52 | −20 036 | 35 727 | |||||
| 2020-08-04 | 2020-08-03 | 4 | Bonello William | NEO | Common Stock | D | 38,6100 | −22 000 | −849 | 12 060 | ||||
| 2020-08-04 | 2020-08-03 | 4 | Bonello William | NEO | Common Stock | D | 8,0300 | 1 964 | 16 | 34 060 | ||||
| 2020-08-04 | 2020-08-03 | 4 | Bonello William | NEO | Common Stock | D | 7,5200 | 20 036 | 151 | 32 096 | ||||
| 2020-08-04 | 2020-08-03 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 7,52 | −13 000 | 7 000 | |||||
| 2020-08-04 | 2020-08-03 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 39,2500 | −13 000 | −510 | 24 980 | ||||
| 2020-08-04 | 2020-08-03 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 7,5200 | 13 000 | 98 | 37 980 | ||||
| 2020-08-04 | 2020-08-01 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | −5 953 | 2 287 790 | ||||||
| 2020-08-03 | 2020-07-30 | 4 | SHOVLIN ROBERT J. | NEO | Stock Option (Right to Buy) | D | 19,60 | −16 724 | 50 173 | |||||
| 2020-08-03 | 2020-07-30 | 4 | SHOVLIN ROBERT J. | NEO | Stock Option (Right to Buy) | D | 7,52 | −66 667 | 0 | |||||
| 2020-08-03 | 2020-07-30 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 38,1700 | −81 356 | −3 105 | 148 270 | ||||
| 2020-08-03 | 2020-07-30 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 19,6000 | 16 724 | 328 | 229 626 | ||||
| 2020-08-03 | 2020-07-30 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 7,5200 | 66 667 | 501 | 212 902 | ||||
| 2020-08-03 | 2020-07-30 | 4 | Kelly Michael Aaron | NEO | Stock Option (Right to Buy) | D | 37,53 | 2 223 | 2 223 | |||||
| 2020-08-03 | 2020-07-30 | 4 | Kelly Michael Aaron | NEO | Common Stock | D | 1 782 | 1 782 | ||||||
| 2020-06-23 | 2020-06-22 | 4 | Dieter Cynthia J | NEO | Stock Option (Right to Buy) | D | 28,35 | 3 968 | 3 968 | |||||
| 2020-06-23 | 2020-06-22 | 4 | Dieter Cynthia J | NEO | Common Stock | D | 605 | 605 | ||||||
| 2020-06-04 | 2020-05-28 | 4 | Stahler Rachel A | NEO | Stock Option (Right to Buy) | D | 28,54 | 3 448 | 3 448 | |||||
| 2020-06-04 | 2020-05-28 | 4 | Stahler Rachel A | NEO | Common Stock | D | 2 698 | 2 698 | ||||||
| 2020-06-01 | 2020-05-28 | 4 | HANNAH ALISON L. | NEO | Stock Options (Right to Buy) | D | 28,54 | 3 448 | 3 448 | |||||
| 2020-06-01 | 2020-05-28 | 4 | HANNAH ALISON L. | NEO | Common Stock | D | 2 698 | 78 796 | ||||||
| 2020-06-01 | 2020-05-28 | 4 | JONES STEVEN C | NEO | Stock Options (Right to Buy) | D | 28,54 | 3 448 | 3 448 | |||||
| 2020-06-01 | 2020-05-28 | 4 | JONES STEVEN C | NEO | Common Stock | D | 2 698 | 197 932 | ||||||
| 2020-06-01 | 2020-05-28 | 4 | CROWTHER BRUCE K | NEO | Stock Options (Right to Buy) | D | 28,54 | 3 448 | 3 448 | |||||
| 2020-06-01 | 2020-05-28 | 4 | CROWTHER BRUCE K | NEO | Common Stock | D | 2 698 | 48 883 | ||||||
| 2020-06-01 | 2020-05-28 | 4 | Johnson Kevin C | NEO | Stock Options (Right to Buy) | D | 28,54 | 3 448 | 3 448 | |||||
| 2020-06-01 | 2020-05-28 | 4 | Johnson Kevin C | NEO | Common Stock | D | 2 698 | 55 666 | ||||||
| 2020-06-01 | 2020-05-28 | 4 | HIPP RAYMOND R | NEO | Stock Options (Right to Buy) | D | 28,54 | 3 448 | 3 448 | |||||
| 2020-06-01 | 2020-05-28 | 4 | HIPP RAYMOND R | NEO | Common Stock | D | 2 698 | 136 800 | ||||||
| 2020-06-01 | 2020-05-28 | 4 | TETRAULT LYNN A. | NEO | Stock Options (Right to Buy) | D | 28,54 | 3 448 | 3 448 | |||||
| 2020-06-01 | 2020-05-28 | 4 | TETRAULT LYNN A. | NEO | Common Stock | D | 2 698 | 44 351 | ||||||
| 2020-06-01 | 2020-05-28 | 4 | KANOVSKY STEPHEN M | NEO | Stock Options (Right to Buy) | D | 28,54 | 3 448 | 3 448 | |||||
| 2020-06-01 | 2020-05-28 | 4 | KANOVSKY STEPHEN M | NEO | Common Stock | D | 2 698 | 6 117 | ||||||
| 2020-05-27 | 2020-05-25 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | −5 405 | 146 235 | ||||||
| 2020-05-27 | 2020-05-25 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | −22 330 | 2 293 743 | ||||||
| 2020-05-04 | 2020-05-01 | 4 | CROWTHER BRUCE K | NEO | Stock Option (Right to Buy) | D | 4,78 | −10 000 | 0 | |||||
| 2020-05-04 | 2020-05-01 | 4 | CROWTHER BRUCE K | NEO | Common Stock | D | 4,7800 | 10 000 | 48 | 46 185 | ||||
| 2020-03-16 | 2020-03-13 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Stock Option (Right to Buy) | I | 4,78 | −125 000 | 0 | |||||
| 2020-03-16 | 2020-03-13 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 4,7800 | 125 000 | 598 | 1 500 000 | ||||
| 2020-03-05 | 2020-03-04 | 4 | SHOVLIN ROBERT J. | NEO | Stock Option (Right to Buy) | D | 8,03 | −96 167 | 96 167 | |||||
| 2020-03-05 | 2020-03-04 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 30,8600 | −98 093 | −3 027 | 151 640 | ||||
| 2020-03-05 | 2020-03-04 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 8,0300 | 96 167 | 772 | 249 733 | ||||
| 2020-03-04 | 2020-03-02 | 4 | JONES STEVEN C By Jones Network, LP | NEO | Common Stock | I | 28,2400 | −20 000 | −565 | 30 476 | ||||
| 2020-03-04 | 2020-03-02 | 4 | JONES STEVEN C Shares owned in IRA, custodian accounts, and trusts for the family of Steven Jones | NEO | Common Stock | I | 28,2400 | −2 300 | −65 | 40 757 | ||||
| 2020-03-04 | 2020-03-02 | 4 | JONES STEVEN C By self as Trustee for Steven and Carisa Jones 401k and Trust | NEO | Common Stock | I | 28,4800 | −25 000 | −712 | 125 000 | ||||
| 2020-03-04 | 2020-03-02 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 28,8500 | −250 000 | −7 212 | 1 375 000 | ||||
| 2020-03-03 | 2020-03-02 | 4 | Bonello William | NEO | Common Stock | D | 28,33 | 28,3300 | 37 514 | 1 063 | 37 514 | |||
| 2020-03-03 | 2020-03-02 | 4 | Bonello William | NEO | Common Stock | D | 5 824 | 12 060 | ||||||
| 2020-03-03 | 2020-03-01 | 4 | Bonello William | NEO | Common Stock | D | −499 | 6 236 | ||||||
| 2020-03-03 | 2020-03-02 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 28,33 | 28,3300 | 15 006 | 425 | 15 006 | |||
| 2020-03-03 | 2020-03-02 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 2 330 | 24 980 | ||||||
| 2020-03-03 | 2020-03-01 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | −212 | 22 650 | ||||||
| 2020-03-03 | 2020-03-02 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 28,33 | 28,3300 | 48 768 | 1 382 | 48 768 | |||
| 2020-03-03 | 2020-03-02 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 7 571 | 333 402 | ||||||
| 2020-03-03 | 2020-03-02 | 4 | Pedulla Denise E | NEO | Common Stock | D | 28,33 | 28,3300 | 18 757 | 531 | 18 757 | |||
| 2020-03-03 | 2020-03-02 | 4 | Pedulla Denise E | NEO | Common Stock | D | 2 912 | 43 988 | ||||||
| 2020-03-03 | 2020-03-02 | 4 | Weiss Lawrence Martin | NEO | Common Stock | D | 28,33 | 28,3300 | 37 514 | 1 063 | 37 514 | |||
| 2020-03-03 | 2020-03-02 | 4 | Weiss Lawrence Martin | NEO | Common Stock | D | 5 824 | 11 717 | ||||||
| 2020-03-03 | 2020-03-02 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 28,33 | 28,3300 | 56 271 | 1 594 | 56 271 | |||
| 2020-03-03 | 2020-03-02 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 8 736 | 153 566 | ||||||
| 2020-03-03 | 2020-03-01 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | −810 | 144 830 | ||||||
| 2020-03-03 | 2020-03-02 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 28,33 | 28,3300 | 225 084 | 6 377 | 225 084 | |||
| 2020-03-03 | 2020-03-02 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 34 945 | 2 316 073 | ||||||
| 2020-03-03 | 2020-03-01 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | −2 353 | 2 281 128 | ||||||
| 2020-03-03 | 2020-03-02 | 4 | McKenzie Kathryn B | NEO | Common Stock | D | 28,33 | 28,3300 | 37 514 | 1 063 | 37 514 | |||
| 2020-03-03 | 2020-03-02 | 4 | McKenzie Kathryn B | NEO | Common Stock | D | 5 824 | 7 929 | ||||||
| 2020-03-03 | 2020-03-01 | 4 | McKenzie Kathryn B | NEO | Common Stock | D | −168 | 2 105 | ||||||
| 2020-02-28 | 3 | Pedulla Denise E | NEO | Common Stock | D | 82 152 | ||||||||
| 2020-02-28 | 3 | Pedulla Denise E | NEO | Common Stock | D | 82 152 | ||||||||
| 2020-02-28 | 3 | Pedulla Denise E | NEO | Common Stock | D | 82 152 | ||||||||
| 2020-01-02 | 2019-12-30 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Stock Option (Right to Buy) | I | 7,15 | 100 000 | 100 000 | |||||
| 2020-01-02 | 2019-12-30 | 4 | JONES STEVEN C | NEO | Stock Option (Right to Buy) | D | 7,15 | −100 000 | 0 | |||||
| 2020-01-02 | 2019-12-30 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Stock Option (Right to Buy) | I | 4,78 | −100 000 | 125 000 | |||||
| 2020-01-02 | 2019-12-30 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Stock Option (Right to Buy) | I | 4,78 | 225 000 | 225 000 | |||||
| 2020-01-02 | 2019-12-30 | 4 | JONES STEVEN C | NEO | Stock Option (Right to Buy) | D | 4,78 | −225 000 | 0 | |||||
| 2020-01-02 | 2019-12-30 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 4,7800 | 100 000 | 478 | 1 625 000 | ||||
| 2019-12-12 | 2019-12-10 | 4 | McKenzie Kathryn B | NEO | Stock Option (Right to Buy) | D | 8,03 | −8 000 | 40 000 | |||||
| 2019-12-12 | 2019-12-10 | 4 | McKenzie Kathryn B | NEO | Common Stock | D | 26,3700 | −8 000 | −211 | 2 273 | ||||
| 2019-12-12 | 2019-12-10 | 4 | McKenzie Kathryn B | NEO | Common Stock | D | 8,0300 | 8 000 | 64 | 10 273 | ||||
| 2019-11-22 | 2019-11-21 | 4 | JONES STEVEN C | NEO | Common Stock | D | 24,5300 | −50 000 | −1 226 | 195 234 | ||||
| 2019-11-22 | 2019-11-21 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 24,2700 | −23 162 | −562 | 1 525 000 | ||||
| 2019-11-22 | 2019-11-20 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 24,3500 | −128 068 | −3 118 | 1 548 162 | ||||
| 2019-11-21 | 2019-11-19 | 4 | VAN OORT DOUGLAS M Conundrum Capital Partners | NEO | Common Stock | I | 24,0800 | −187 500 | −4 515 | 0 | ||||
| 2019-11-18 | 2019-11-15 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 8,03 | −166 | 48 334 | |||||
| 2019-11-18 | 2019-11-15 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 7,52 | −6 667 | 20 000 | |||||
| 2019-11-18 | 2019-11-15 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 23,4500 | −6 833 | −160 | 22 862 | ||||
| 2019-11-18 | 2019-11-15 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 8,0300 | 166 | 1 | 29 695 | ||||
| 2019-11-18 | 2019-11-15 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 7,5200 | 6 667 | 50 | 29 529 | ||||
| 2019-11-14 | 2019-11-12 | 4 | CARDOZA GEORGE | NEO | Stock Option (Right to Buy) | D | 7,15 | −44 444 | 100 000 | |||||
| 2019-11-14 | 2019-11-12 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 23,1500 | −19 444 | −450 | 325 831 | ||||
| 2019-11-14 | 2019-11-12 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 7,1500 | 44 444 | 318 | 345 275 | ||||
| 2019-11-13 | 2019-11-08 | 4 | VAN OORT DOUGLAS M | NEO | Stock Option (Right to Buy | D | 7,15 | −472 527 | 0 | |||||
| 2019-11-13 | 2019-11-08 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | −205 635 | 2 277 391 | ||||||
| 2019-11-13 | 2019-11-08 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 7,1500 | 472 527 | 3 379 | 2 483 026 | ||||
| 2019-11-13 | 2019-08-01 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | −6 090 | 2 010 499 | ||||||
| 2019-11-08 | 2019-11-07 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 22,8000 | −4 000 | −91 | 300 831 | ||||
| 2019-11-08 | 2019-11-06 | 4 | CARDOZA GEORGE | NEO | Stock Option (Right to Buy) | D | 7,15 | −55 556 | 144 444 | |||||
| 2019-11-08 | 2019-11-06 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 22,8200 | −51 556 | −1 177 | 304 831 | ||||
| 2019-11-08 | 2019-11-06 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 7,1500 | 55 556 | 397 | 356 387 | ||||
| 2019-11-04 | 2019-11-01 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 22,7400 | −35 801 | −814 | 145 640 | ||||
| 2019-11-04 | 2019-10-31 | 4 | SHOVLIN ROBERT J. | NEO | Stock Option (Right to Buy) | D | 8,03 | −96 166 | 192 334 | |||||
| 2019-11-04 | 2019-10-31 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 23,1100 | −70 473 | −1 629 | 181 441 | ||||
| 2019-11-04 | 2019-10-31 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 8,0300 | 96 166 | 772 | 251 914 | ||||
| 2019-11-04 | 2019-10-31 | 4 | Johnson Kevin C | NEO | Stock Option (Right to Buy) | D | 11,60 | −3 017 | 0 | |||||
| 2019-11-04 | 2019-10-31 | 4 | Johnson Kevin C | NEO | Stock Option (Right to Buy) | D | 7,27 | −6 666 | 3 334 | |||||
| 2019-11-04 | 2019-10-31 | 4 | Johnson Kevin C | NEO | Stock Option (Right to Buy) | D | 9,11 | −8 333 | 0 | |||||
| 2019-11-04 | 2019-10-31 | 4 | Johnson Kevin C | NEO | Stock Option (Right to Buy) | D | 4,78 | −6 667 | 0 | |||||
| 2019-11-04 | 2019-10-31 | 4 | Johnson Kevin C | NEO | Common Stock | D | 11,6000 | 3 017 | 35 | 52 968 | ||||
| 2019-11-04 | 2019-10-31 | 4 | Johnson Kevin C | NEO | Common Stock | D | 7,2700 | 6 666 | 48 | 49 951 | ||||
| 2019-11-04 | 2019-10-31 | 4 | Johnson Kevin C | NEO | Common Stock | D | 9,1100 | 8 333 | 76 | 43 285 | ||||
| 2019-11-04 | 2019-10-31 | 4 | Johnson Kevin C | NEO | Common Stock | D | 4,7800 | 6 667 | 32 | 34 952 | ||||
| 2019-09-11 | 2019-09-09 | 4 | HANNAH ALISON L. | NEO | Stock Option (Right to Buy) | D | 9,11 | 9,1100 | −8 333 | −76 | 0 | |||
| 2019-09-11 | 2019-09-09 | 4 | HANNAH ALISON L. | NEO | Stock Option (Right to Buy) | D | 6,66 | 6,6600 | −3 333 | −22 | 0 | |||
| 2019-09-11 | 2019-09-09 | 4 | HANNAH ALISON L. | NEO | Common Stock | D | 9,1100 | 8 333 | 76 | 76 098 | ||||
| 2019-09-11 | 2019-09-09 | 4 | HANNAH ALISON L. | NEO | Common Stock | D | 6,6600 | 3 333 | 22 | 67 765 | ||||
| 2019-09-10 | 2019-09-10 | 4 | JONES STEVEN C Shares owned in IRA, custodian accounts, and trusts for the family of Steven Jones | NEO | Common Stock | I | −3 400 | 43 057 | ||||||
| 2019-09-10 | 2019-09-10 | 4 | JONES STEVEN C Shares owned in IRA, custodian accounts, and trusts for the family of Steven Jones | NEO | Common Stock | I | 21,4700 | −1 200 | −26 | 46 457 | ||||
| 2019-09-10 | 2019-09-09 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 25,0000 | −3 | −0 | 1 676 230 | ||||
| 2019-09-10 | 2019-09-06 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 25,0000 | −1 691 | −42 | 1 676 233 | ||||
| 2019-09-03 | 2019-08-29 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | −10 000 | 2 016 589 | ||||||
| 2019-09-03 | 2019-08-28 | 4 | VAN OORT DOUGLAS M Custodial Account for Child | NEO | Common Stock | I | 10 000 | 10 000 | ||||||
| 2019-09-03 | 2019-08-28 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | −10 000 | 2 026 589 | ||||||
| 2019-09-03 | 2019-08-28 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | −30 000 | 2 036 589 | ||||||
| 2019-08-30 | 2019-08-28 | 4 | Bonello William | NEO | Stock Option (Right to Buy) | D | 7,52 | −17 000 | 55 763 | |||||
| 2019-08-30 | 2019-08-28 | 4 | Bonello William | NEO | Common Stock | D | 24,8300 | −17 000 | −422 | 6 735 | ||||
| 2019-08-30 | 2019-08-28 | 4 | Bonello William | NEO | Common Stock | D | 7,5200 | 17 000 | 128 | 23 735 | ||||
| 2019-08-30 | 2019-08-30 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 25,0000 | −1 200 | −30 | 1 677 924 | ||||
| 2019-08-30 | 2019-08-28 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 25,0200 | −39 537 | −989 | 1 679 124 | ||||
| 2019-08-27 | 2019-08-27 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 24,9500 | −30 280 | −755 | 1 718 661 | ||||
| 2019-08-27 | 2019-08-26 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 24,8700 | −143 603 | −3 571 | 1 748 941 | ||||
| 2019-08-27 | 2019-08-23 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 25,7200 | −7 456 | −192 | 1 892 544 | ||||
| 2019-08-27 | 2019-08-26 | 4 | Johnson Kevin C | NEO | Common Stock | D | 24,7400 | −11 800 | −292 | 28 285 | ||||
| 2019-08-27 | 2019-08-23 | 4 | Johnson Kevin C | NEO | Common Stock | D | 25,6000 | −41 200 | −1 055 | 40 085 | ||||
| 2019-08-27 | 2019-08-26 | 4 | HIPP RAYMOND R | NEO | Common Stock | D | 24,7900 | −15 424 | −382 | 134 102 | ||||
| 2019-08-27 | 2019-08-23 | 4 | HIPP RAYMOND R | NEO | Stock Option (Right to Buy) | D | 11,60 | −3 017 | 0 | |||||
| 2019-08-27 | 2019-08-23 | 4 | HIPP RAYMOND R | NEO | Stock Option (Right to Buy) | D | 7,27 | −3 333 | 3 334 | |||||
| 2019-08-27 | 2019-08-23 | 4 | HIPP RAYMOND R | NEO | Stock Option (Right to Buy) | D | 9,11 | −2 777 | 0 | |||||
| 2019-08-27 | 2019-08-23 | 4 | HIPP RAYMOND R | NEO | Common Stock | D | 25,0200 | −600 | −15 | 149 526 | ||||
| 2019-08-27 | 2019-08-23 | 4 | HIPP RAYMOND R | NEO | Common Stock | D | 9,1100 | 2 777 | 25 | 150 126 | ||||
| 2019-08-27 | 2019-08-23 | 4 | HIPP RAYMOND R | NEO | Common Stock | D | 7,2700 | 3 333 | 24 | 147 349 | ||||
| 2019-08-27 | 2019-08-23 | 4 | HIPP RAYMOND R | NEO | Common Stock | D | 11,6000 | 3 017 | 35 | 144 016 | ||||
| 2019-06-10 | 2019-06-06 | 4 | Johnson Kevin C | NEO | Stock Option (Right to Buy) | D | 22,52 | 4 269 | 4 269 | |||||
| 2019-06-10 | 2019-06-06 | 4 | Johnson Kevin C | NEO | Common Stock | D | 3 419 | 81 285 | ||||||
| 2019-06-10 | 2019-06-06 | 4 | KANOVSKY STEPHEN M | NEO | Stock Options (Right to Buy) | D | 22,52 | 4 269 | 4 269 | |||||
| 2019-06-10 | 2019-06-06 | 4 | KANOVSKY STEPHEN M | NEO | Common Stock | D | 3 419 | 3 419 | ||||||
| 2019-06-10 | 2019-06-06 | 4 | TETRAULT LYNN A. | NEO | Stock Options (Right to Buy) | D | 22,52 | 4 269 | 4 269 | |||||
| 2019-06-10 | 2019-06-06 | 4 | TETRAULT LYNN A. | NEO | Common Stock | D | 3 419 | 41 653 | ||||||
| 2019-06-10 | 2019-06-06 | 4 | JONES STEVEN C | NEO | Stock Option (Right to Buy) | D | 22,52 | 4 269 | 4 269 | |||||
| 2019-06-10 | 2019-06-06 | 4 | JONES STEVEN C | NEO | Common Stock | D | 3 419 | 245 234 | ||||||
| 2019-06-10 | 2019-06-06 | 4 | HIPP RAYMOND R | NEO | Stock Option (Right to Buy) | D | 22,52 | 4 269 | 4 269 | |||||
| 2019-06-10 | 2019-06-06 | 4 | HIPP RAYMOND R | NEO | Common Stock | D | 3 419 | 140 999 | ||||||
| 2019-06-10 | 2019-06-06 | 4 | HANNAH ALISON L. | NEO | Stock Options (Right to Buy) | D | 22,52 | 4 269 | 4 269 | |||||
| 2019-06-10 | 2019-06-06 | 4 | HANNAH ALISON L. | NEO | Common Stock | D | 3 419 | 64 432 | ||||||
| 2019-06-10 | 2019-06-06 | 4 | CROWTHER BRUCE K | NEO | Stock Options (Right to Buy) | D | 22,52 | 4 269 | 4 269 | |||||
| 2019-06-10 | 2019-06-06 | 4 | CROWTHER BRUCE K | NEO | Common Stock | D | 3 419 | 36 185 | ||||||
| 2019-05-29 | 2019-05-25 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | −25 846 | 2 066 589 | ||||||
| 2019-05-29 | 2019-05-25 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | −6 559 | 155 748 | ||||||
| 2019-05-09 | 2019-05-08 | 4 | HIPP RAYMOND R | NEO | Common Stock | D | 22,3600 | −118 479 | −2 649 | 137 580 | ||||
| 2019-05-09 | 2019-05-07 | 4 | HIPP RAYMOND R | NEO | Common Stock | D | 22,6100 | −31 521 | −713 | 256 059 | ||||
| 2019-05-08 | 2019-05-06 | 4 | Bonello William | NEO | Stock Option (Right to Buy) | D | 7,52 | −7 200 | 72 763 | |||||
| 2019-05-08 | 2019-05-06 | 4 | Bonello William | NEO | Common Stock | D | 23,5300 | −7 200 | −169 | 6 735 | ||||
| 2019-05-08 | 2019-05-06 | 4 | Bonello William | NEO | Common Stock | D | 7,5200 | 7 200 | 54 | 13 935 | ||||
| 2019-05-06 | 2019-05-03 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 22,8200 | −151 676 | −3 461 | 300 831 | ||||
| 2019-05-06 | 2019-05-02 | 4 | CARDOZA GEORGE | NEO | Stock Option (Right to Buy) | D | 4,78 | −200 000 | 0 | |||||
| 2019-05-06 | 2019-05-02 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 4,7800 | 200 000 | 956 | 452 507 | ||||
| 2019-05-06 | 2019-05-02 | 4 | SHOVLIN ROBERT J. | NEO | Stock Option (Right to Buy) | D | 7,52 | −66 667 | 66 667 | |||||
| 2019-05-06 | 2019-05-02 | 4 | SHOVLIN ROBERT J. | NEO | Stock Option (Right to Buy) | D | 7,15 | −66 666 | 0 | |||||
| 2019-05-06 | 2019-05-02 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 22,1400 | −66 667 | −1 476 | 162 307 | ||||
| 2019-05-06 | 2019-05-02 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 22,1400 | −52 680 | −1 166 | 228 974 | ||||
| 2019-05-06 | 2019-05-02 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 7,5200 | 66 667 | 501 | 281 654 | ||||
| 2019-05-06 | 2019-05-02 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 7,1500 | 66 666 | 477 | 214 987 | ||||
| 2019-05-06 | 2019-05-03 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 22,7400 | −13 333 | −303 | 22 862 | ||||
| 2019-05-06 | 2019-05-03 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 22,7400 | −16 667 | −379 | 36 195 | ||||
| 2019-05-06 | 2019-05-02 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 7,52 | 7,5200 | −13 333 | −100 | 26 667 | |||
| 2019-05-06 | 2019-05-02 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 7,15 | 7,1500 | −16 667 | −119 | 0 | |||
| 2019-05-06 | 2019-05-02 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 7,5200 | 13 333 | 100 | 52 862 | ||||
| 2019-05-06 | 2019-05-02 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 7,1500 | 16 667 | 119 | 39 529 | ||||
| 2019-03-05 | 2019-03-01 | 4 | CARDOZA GEORGE | NEO | Stock Option (Right to Buy) | D | 19,60 | 19,6000 | 51 459 | 1 009 | 51 459 | |||
| 2019-03-05 | 2019-03-01 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 8 418 | 252 507 | ||||||
| 2019-03-05 | 2019-03-01 | 4 | Virag Sharon | NEO | Stock Option (Right to Buy) | D | 19,60 | 19,6000 | 66 897 | 1 311 | 66 897 | |||
| 2019-03-05 | 2019-03-01 | 4 | Virag Sharon | NEO | Common Stock | D | 10 944 | 10 944 | ||||||
| 2019-03-05 | 2019-03-01 | 4 | SHOVLIN ROBERT J. | NEO | Stock Option (Right to Buy) | D | 19,60 | 19,6000 | 66 897 | 1 311 | 66 897 | |||
| 2019-03-05 | 2019-03-01 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 10 944 | 148 321 | ||||||
| 2019-03-05 | 2019-03-01 | 4 | VAN OORT DOUGLAS M | NEO | Stock Option (Right to Buy) | D | 19,60 | 19,6000 | 231 567 | 4 539 | 231 567 | |||
| 2019-03-05 | 2019-03-01 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 37 883 | 2 092 435 | ||||||
| 2019-03-05 | 2019-03-01 | 4 | Weiss Lawrence Martin | NEO | Stock Option (Right to Buy) | D | 19,60 | 19,6000 | 36 022 | 706 | 36 022 | |||
| 2019-03-05 | 2019-03-01 | 4 | Weiss Lawrence Martin | NEO | Common Stock | D | 5 893 | 5 893 | ||||||
| 2019-03-05 | 2019-03-01 | 4 | Bonello William | NEO | Stock Option (Right to Buy) | D | 19,60 | 19,6000 | 41 167 | 807 | 41 167 | |||
| 2019-03-05 | 2019-03-01 | 4 | Bonello William | NEO | Common Stock | D | 6 735 | 6 735 | ||||||
| 2019-03-05 | 2019-03-01 | 4 | McKenzie Kathryn B | NEO | Stock Option (Right to Buy) | D | 19,60 | 19,6000 | 13 894 | 272 | 13 894 | |||
| 2019-03-05 | 2019-03-01 | 4 | McKenzie Kathryn B | NEO | Common Stock | D | 2 273 | 2 273 | ||||||
| 2019-03-04 | 2019-03-04 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 8,03 | −14 000 | 48 500 | |||||
| 2019-03-04 | 2019-03-04 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 19,0900 | −14 000 | −267 | 22 862 | ||||
| 2019-03-04 | 2019-03-04 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 8,0300 | 14 000 | 112 | 36 862 | ||||
| 2019-03-04 | 2019-03-01 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 19,60 | 19,6000 | 17 496 | 343 | 17 496 | |||
| 2019-03-04 | 2019-03-01 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 2 862 | 22 862 | ||||||
| 2019-03-04 | 2019-02-28 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 7,52 | −20 000 | 40 000 | |||||
| 2019-03-04 | 2019-02-28 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 8,03 | −10 000 | 62 500 | |||||
| 2019-03-04 | 2019-02-28 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 19,5700 | −30 000 | −587 | 20 000 | ||||
| 2019-03-04 | 2019-02-28 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 8,0300 | 10 000 | 80 | 50 000 | ||||
| 2019-03-04 | 2019-02-28 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 7,5200 | 20 000 | 150 | 40 000 | ||||
| 2019-02-28 | 2019-02-27 | 4 | JONES STEVEN C By self as Trustee for Steven and Carisa Jones 401k and Trust | NEO | Common Stock | I | 18,7800 | −32 371 | −608 | 150 000 | ||||
| 2019-02-28 | 2019-02-27 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 18,9000 | −252 881 | −4 779 | 1 900 000 | ||||
| 2019-02-28 | 2019-02-26 | 4 | JONES STEVEN C Shares owned in IRA, custodian accounts, and trusts for the family of Steven Jones | NEO | Common Stock | I | 19,2400 | −1 000 | −19 | 47 657 | ||||
| 2019-02-28 | 2019-02-26 | 4 | JONES STEVEN C By self as Trustee for Steven and Carisa Jones 401k and Trust | NEO | Common Stock | I | 19,2700 | −1 900 | −37 | 182 371 | ||||
| 2019-02-28 | 2019-02-26 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 19,2400 | −11 721 | −226 | 2 152 881 | ||||
| 2019-02-28 | 2019-02-27 | 4 | CARDOZA GEORGE | NEO | Stock Option (Right to Buy) | D | 3,45 | 3,4500 | −30 000 | −104 | 0 | |||
| 2019-02-28 | 2019-02-27 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 3,4500 | 30 000 | 104 | 244 089 | ||||
| 2019-02-28 | 2019-02-28 | 4 | SHOVLIN ROBERT J. | NEO | Stock Option (Right to Buy) | D | 7,15 | −13 986 | 66 666 | |||||
| 2019-02-28 | 2019-02-28 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 7,1500 | 13 986 | 100 | 137 377 | ||||
| 2019-02-28 | 2019-02-27 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 19,2300 | −44 135 | −849 | 123 391 | ||||
| 2019-02-28 | 2019-02-26 | 4 | SHOVLIN ROBERT J. | NEO | Stock Option (Right to Buy) | D | 7,52 | −66 666 | 133 334 | |||||
| 2019-02-28 | 2019-02-26 | 4 | SHOVLIN ROBERT J. | NEO | Stock Option (Right to Buy) | D | 7,15 | −119 348 | 80 652 | |||||
| 2019-02-28 | 2019-02-26 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 18,8800 | −141 879 | −2 679 | 167 526 | ||||
| 2019-02-28 | 2019-02-26 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 7,5200 | 66 666 | 501 | 309 405 | ||||
| 2019-02-28 | 2019-02-26 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 7,1500 | 119 348 | 853 | 242 739 | ||||
| 2019-02-28 | 2019-02-26 | 4 | HIPP RAYMOND R | NEO | Stock Option (Right to Buy) | D | 7,27 | −3 333 | 6 667 | |||||
| 2019-02-28 | 2019-02-26 | 4 | HIPP RAYMOND R | NEO | Stock Option (Right to Buy) | D | 9,11 | −5 556 | 2 777 | |||||
| 2019-02-28 | 2019-02-26 | 4 | HIPP RAYMOND R | NEO | Stock Option (Right to Buy) | D | 4,78 | −10 000 | 0 | |||||
| 2019-02-28 | 2019-02-26 | 4 | HIPP RAYMOND R | NEO | Common Stock | D | 18,9000 | −18 889 | −357 | 287 580 | ||||
| 2019-02-28 | 2019-02-26 | 4 | HIPP RAYMOND R | NEO | Common Stock | D | 7,2700 | 3 333 | 24 | 306 469 | ||||
| 2019-02-28 | 2019-02-26 | 4 | HIPP RAYMOND R | NEO | Common Stock | D | 9,1100 | 5 556 | 51 | 303 136 | ||||
| 2019-02-28 | 2019-02-26 | 4 | HIPP RAYMOND R | NEO | Common Stock | D | 4,7800 | 10 000 | 48 | 297 580 | ||||
| 2019-02-28 | 2019-02-26 | 4 | Bonello William | NEO | Stock Option (Right to Buy) | D | 7,52 | −20 037 | 79 963 | |||||
| 2019-02-28 | 2019-02-26 | 4 | Bonello William | NEO | Stock Option (Right to Buy) | D | 8,03 | −40 166 | 80 334 | |||||
| 2019-02-28 | 2019-02-26 | 4 | Bonello William | NEO | Common Stock | D | 18,9000 | −60 203 | −1 138 | 0 | ||||
| 2019-02-28 | 2019-02-26 | 4 | Bonello William | NEO | Common Stock | D | 7,5200 | 20 037 | 151 | 60 203 | ||||
| 2019-02-28 | 2019-02-26 | 4 | Bonello William | NEO | Common Stock | D | 8,0300 | 40 166 | 323 | 40 166 | ||||
| 2018-12-26 | 2018-12-21 | 4 | Johnson Kevin C | NEO | Common Stock | D | 11,6000 | 26 000 | 302 | 103 866 | ||||
| 2018-12-14 | 2018-12-12 | 4 | Weiss Lawrence Martin | NEO | Stock Option (Right to Buy) | D | 13,87 | 13,8700 | 25 000 | 347 | 25 000 | |||
| 2018-12-14 | 2018-12-14 | 4 | GENERAL ELECTRIC CO | NEO | Common stock, $0.001 par value per share ("Common Stock") | I | 12,0000 | −10 835 145 | −130 022 | 0 | ||||
| 2018-11-21 | 2018-11-19 | 4 | TETRAULT LYNN A. | NEO | Common Stock | D | 15,9700 | −2 000 | −32 | 38 234 | ||||
| 2018-11-21 | 2018-11-19 | 4 | TETRAULT LYNN A. | NEO | Common Stock | D | 16,0000 | −11 000 | −176 | 40 234 | ||||
| 2018-11-16 | 2018-11-15 | 4 | TETRAULT LYNN A. | NEO | Stock Option (Right to Buy) | D | 7,27 | −3 333 | 6 667 | |||||
| 2018-11-16 | 2018-11-15 | 4 | TETRAULT LYNN A. | NEO | Stock Option (Right to Buy) | D | 9,11 | −5 555 | 2 778 | |||||
| 2018-11-16 | 2018-11-15 | 4 | TETRAULT LYNN A. | NEO | Stock Option (Right to Buy) | D | 6,66 | −10 000 | 0 | |||||
| 2018-11-16 | 2018-11-15 | 4 | TETRAULT LYNN A. | NEO | Common Stock | D | 7,2700 | 3 333 | 24 | 56 234 | ||||
| 2018-11-16 | 2018-11-15 | 4 | TETRAULT LYNN A. | NEO | Common Stock | D | 9,1100 | 5 555 | 51 | 52 901 | ||||
| 2018-11-16 | 2018-11-15 | 4 | TETRAULT LYNN A. | NEO | Common Stock | D | 6,6600 | 10 000 | 67 | 47 346 | ||||
| 2018-11-16 | 2018-11-14 | 4 | TETRAULT LYNN A. | NEO | Common Stock | D | 16,1600 | −5 000 | −81 | 51 234 | ||||
| 2018-11-14 | 2018-11-14 | 4 | JONES STEVEN C By self as Trustee for Steven and Carisa Jones 401k and Trust | NEO | Common Stock | I | 16,5000 | −1 729 | −29 | 184 271 | ||||
| 2018-11-14 | 2018-11-14 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 16,5000 | −3 824 | −63 | 2 164 602 | ||||
| 2018-11-14 | 2018-11-13 | 4 | JONES STEVEN C By self as Trustee for Steven and Carisa Jones 401k and Trust | NEO | Common Stock | I | 16,6600 | −4 000 | −67 | 186 000 | ||||
| 2018-11-14 | 2018-11-13 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 16,6900 | −31 574 | −527 | 2 168 426 | ||||
| 2018-11-14 | 2018-11-12 | 4 | JONES STEVEN C By Aspen Select Opportunity Fund | NEO | Common Stock | I | 16,6600 | −100 000 | −1 666 | 2 200 000 | ||||
| 2018-11-13 | 2018-11-13 | 4/A | BALLIET JENNIFER | NEO | Common Stock | D | 6 678 | 20 000 | ||||||
| 2018-11-13 | 2018-11-12 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 16,7300 | −28 505 | −477 | 20 000 | ||||
| 2018-11-13 | 2018-11-09 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 7,15 | −33 333 | 16 667 | |||||
| 2018-11-13 | 2018-11-09 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 4,78 | −35 000 | 0 | |||||
| 2018-11-13 | 2018-11-09 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 17,0000 | −39 828 | −677 | 48 505 | ||||
| 2018-11-13 | 2018-11-09 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 33 333 | 88 333 | ||||||
| 2018-11-13 | 2018-11-09 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 4,7800 | 35 000 | 167 | 55 000 | ||||
| 2018-11-13 | 2018-11-09 | 4 | GENERAL ELECTRIC CO | NEO | Common stock, $0.001 par value per share ("Common Stock") | I | 16,7500 | −4 164 855 | −69 761 | 10 835 145 | ||||
| 2018-11-13 | 2018-11-12 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 16,7600 | −36 493 | −612 | 123 391 | ||||
| 2018-11-13 | 2018-11-09 | 4 | SHOVLIN ROBERT J. | NEO | Stock Option (Right to Buy) | D | 4,79 | −300 000 | 0 | |||||
| 2018-11-13 | 2018-11-09 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 17,0500 | −180 000 | −3 069 | 159 884 | ||||
| 2018-11-13 | 2018-11-09 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 4,7900 | 300 000 | 1 437 | 339 884 | ||||
| 2018-11-13 | 2018-11-09 | 4 | Johnson Kevin C | NEO | Common Stock | D | 17,0800 | −20 007 | −342 | 77 866 | ||||
| 2018-11-13 | 2018-11-09 | 4 | Johnson Kevin C | NEO | Common Stock | D | 17,0100 | −46 000 | −782 | 97 873 | ||||
| 2018-10-24 | 2018-10-22 | 4 | BRODIE STEVEN G. | NEO | Stock Option (Right to Buy) | D | 3,45 | −13 334 | 0 | |||||
| 2018-10-24 | 2018-10-22 | 4 | BRODIE STEVEN G. | NEO | Common Stock | D | 3,4500 | 13 334 | 46 | 45 953 | ||||
| 2018-08-03 | 2018-08-03 | 4/A | VAN OORT DOUGLAS M | NEO | Common Stock | D | 197 042 | 2 030 027 | ||||||
| 2018-08-03 | 2018-08-03 | 4/A | VAN OORT DOUGLAS M | NEO | Common Stock | D | −21 904 | 2 008 123 | ||||||
| 2018-08-03 | 2018-08-01 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 46 429 | 2 054 552 | ||||||
| 2018-08-01 | 2018-08-01 | 4 | JONES STEVEN C By Aspen Select Oppurtunity Fund | NEO | Common Stock | I | 14,0000 | −119 948 | −1 679 | 2 300 000 | ||||
| 2018-08-01 | 2018-07-31 | 4 | JONES STEVEN C By Aspen Select Oppurtunity Fund | NEO | Common Stock | I | 14,0000 | −38 952 | −545 | 2 419 948 | ||||
| 2018-08-01 | 2018-07-30 | 4 | JONES STEVEN C By Aspen Select Oppurtunity Fund | NEO | Common Stock | I | 14,0100 | −41 100 | −576 | 2 458 900 | ||||
| 2018-08-01 | 2018-07-30 | 4 | JONES STEVEN C Shares owned in IRA, custodian accounts, and trusts for the family of Steven Jones | NEO | Common Stock | I | 14,0000 | −3 500 | −49 | 48 657 | ||||
| 2018-06-29 | 2018-06-29 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 13,1200 | −12 941 | −170 | 39 884 | ||||
| 2018-06-26 | 2018-06-25 | 4 | GENERAL ELECTRIC CO | NEO | Series A Convertible Preferred Stock | I | 7,50 | 7,3000 | −6 864 000 | −50 107 | 0 | |||
| 2018-06-26 | 2018-06-22 | 4 | JONES STEVEN C By Aspen Select Oppurtunity Fund | NEO | Common Stock | I | 14,0400 | −89 688 | −1 259 | 2 500 000 | ||||
| 2018-06-19 | 2018-06-19 | 4 | JONES STEVEN C By Aspen Select Oppurtunity Fund | NEO | Common Stock | I | 13,3159 | −158 312 | −2 108 | 2 589 688 | ||||
| 2018-06-19 | 2018-06-15 | 4 | JONES STEVEN C By Aspen Select Oppurtunity Fund | NEO | Common Stock | I | 13,2500 | −2 000 | −26 | 2 748 000 | ||||
| 2018-06-05 | 2018-06-01 | 4 | HIPP RAYMOND R | NEO | Stock Option (Right to Buy) | D | 11,60 | 3 017 | 3 017 | |||||
| 2018-06-05 | 2018-06-01 | 4 | HIPP RAYMOND R | NEO | Common Stock | D | 15 564 | 287 580 | ||||||
| 2018-06-05 | 2018-06-01 | 4 | JONES STEVEN C | NEO | Common Stock | D | 11,60 | 3 017 | 3 017 | |||||
| 2018-06-05 | 2018-06-01 | 4 | JONES STEVEN C By Aspen Select Oppurtunity Fund | NEO | Common Stock | I | 12,1200 | −230 533 | −2 794 | 2 750 000 | ||||
| 2018-06-05 | 2018-06-01 | 4 | JONES STEVEN C | NEO | Common Stock | D | 6 897 | 241 815 | ||||||
| 2018-06-05 | 2018-06-01 | 4 | HANNAH ALISON L. | NEO | Stock Option (Right to Buy) | D | 11,60 | 3 017 | 3 017 | |||||
| 2018-06-05 | 2018-06-01 | 4 | HANNAH ALISON L. | NEO | Common Stock | D | 15 564 | 61 013 | ||||||
| 2018-06-05 | 2018-06-01 | 4 | CROWTHER BRUCE K | NEO | Common Stock | D | 11,60 | 3 017 | 3 017 | |||||
| 2018-06-05 | 2018-06-01 | 4 | CROWTHER BRUCE K | NEO | Common Stock | D | 15 564 | 32 766 | ||||||
| 2018-06-05 | 2018-06-01 | 4 | TETRAULT LYNN A. | NEO | Common Stock | D | 11,60 | 3 017 | 3 017 | |||||
| 2018-06-05 | 2018-06-01 | 4 | TETRAULT LYNN A. | NEO | Common Stock | D | 15 564 | 37 346 | ||||||
| 2018-06-05 | 2018-06-01 | 4 | Johnson Kevin C | NEO | Common Stock | D | 11,60 | 3 017 | 3 017 | |||||
| 2018-06-05 | 2018-06-01 | 4 | Johnson Kevin C | NEO | Common Stock | D | 15 564 | 143 873 | ||||||
| 2018-05-31 | 2018-05-29 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 4,78 | −65 000 | 35 000 | |||||
| 2018-05-31 | 2018-05-29 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 11,7000 | −35 000 | −410 | 13 322 | ||||
| 2018-05-31 | 2018-05-29 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 11,6200 | −30 000 | −349 | 48 322 | ||||
| 2018-05-31 | 2018-05-29 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 4,7800 | 65 000 | 311 | 78 322 | ||||
| 2018-05-31 | 2018-05-31 | 4 | JONES STEVEN C By Aspen Select Oppurtunity Fund | NEO | Common Stock | I | 11,6800 | −17 548 | −205 | 2 980 533 | ||||
| 2018-05-31 | 2018-05-30 | 4 | JONES STEVEN C By Aspen Select Oppurtunity Fund | NEO | Common Stock | I | 11,7200 | −37 619 | −441 | 2 998 081 | ||||
| 2018-05-31 | 2018-05-29 | 4 | JONES STEVEN C By Aspen Select Oppurtunity Fund | NEO | Common Stock | I | 11,6700 | −114 300 | −1 334 | 3 035 700 | ||||
| 2018-05-29 | 2018-05-25 | 4 | CARDOZA GEORGE | NEO | Restricted Stock | D | 0,00 | −8 333 | 16 667 | |||||
| 2018-05-29 | 2018-05-25 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 8 333 | 197 422 | ||||||
| 2018-05-29 | 2018-05-25 | 4 | VAN OORT DOUGLAS M | NEO | Restricted Stock | D | 0,00 | −65 680 | 131 362 | |||||
| 2018-05-29 | 2018-05-25 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 11,5700 | −21 904 | −253 | 1 876 761 | ||||
| 2018-05-29 | 2018-05-25 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 65 680 | 1 898 665 | ||||||
| 2018-05-29 | 2018-05-25 | 4 | BALLIET JENNIFER | NEO | Restricted Stock | D | 0,00 | −6 666 | 13 334 | |||||
| 2018-05-29 | 2018-05-25 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 6 666 | 6 666 | ||||||
| 2018-05-29 | 2018-05-25 | 4 | SHOVLIN ROBERT J. | NEO | Restricted Stock | D | 0,00 | −16 666 | 33 334 | |||||
| 2018-05-29 | 2018-05-25 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 11,5700 | −3 725 | −43 | 19 491 | ||||
| 2018-05-29 | 2018-05-25 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 16 666 | 23 216 | ||||||
| 2018-05-17 | 2018-05-15 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 4,78 | −13 000 | 100 000 | |||||
| 2018-05-17 | 2018-05-15 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 11,2600 | −6 500 | −73 | 0 | ||||
| 2018-05-17 | 2018-05-15 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 11,2100 | −6 500 | −73 | 6 500 | ||||
| 2018-05-17 | 2018-05-15 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 4,7800 | 13 000 | 62 | 13 000 | ||||
| 2018-05-10 | 3 | BYWATER STEPHANIE K | NEO | Common Stock | D | 1 056 | ||||||||
| 2018-05-10 | 3 | BYWATER STEPHANIE K | NEO | Common Stock | D | 1 056 | ||||||||
| 2018-05-10 | 3 | BYWATER STEPHANIE K | NEO | Common Stock | D | 1 056 | ||||||||
| 2018-05-10 | 2018-05-10 | 4 | ROSS STEVEN A | NEO | Stock Option (Right to Buy) | D | 7,52 | 7,5200 | −21 666 | −163 | 43 334 | |||
| 2018-05-10 | 2018-05-10 | 4 | ROSS STEVEN A | NEO | Stock Option (Right to Buy) | D | 7,15 | 7,1500 | −26 666 | −191 | 13 334 | |||
| 2018-05-10 | 2018-05-10 | 4 | ROSS STEVEN A | NEO | Stock Option (Right to Buy) | D | 4,78 | 4,7800 | −33 667 | −161 | 0 | |||
| 2018-05-10 | 2018-05-10 | 4 | ROSS STEVEN A | NEO | Common Stock | D | 10,7800 | −81 999 | −884 | 4 500 | ||||
| 2018-05-10 | 2018-05-10 | 4 | ROSS STEVEN A | NEO | Common Stock | D | 7,5200 | 21 666 | 163 | 86 499 | ||||
| 2018-05-10 | 2018-05-10 | 4 | ROSS STEVEN A | NEO | Common Stock | D | 7,1500 | 26 666 | 191 | 64 833 | ||||
| 2018-05-10 | 2018-05-10 | 4 | ROSS STEVEN A | NEO | Common Stock | D | 4,7800 | 33 667 | 161 | 38 167 | ||||
| 2018-03-28 | 2018-02-26 | 4/A | VAN OORT DOUGLAS M | NEO | Stock Option (Right to Buy) | D | 8,03 | 8,0300 | 500 000 | 4 015 | 500 000 | |||
| 2018-03-28 | 2018-03-27 | 4 | Virag Sharon | NEO | Stock Option (Right to Buy) | D | 8,22 | 8,2200 | 192 500 | 1 582 | 192 500 | |||
| 2018-03-28 | 2018-03-28 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 8,2000 | −7 000 | −57 | 0 | ||||
| 2018-03-28 | 2018-03-28 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 4,7800 | 7 000 | 33 | 7 000 | ||||
| 2018-03-28 | 2018-03-26 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 4,78 | 4,7800 | −7 000 | −33 | 113 000 | |||
| 2018-02-28 | 2018-02-26 | 4 | VAN OORT DOUGLAS M | NEO | Stock Option (Right to Buy) | D | 8,03 | 8,0300 | 636 000 | 5 107 | 636 000 | |||
| 2018-02-28 | 2018-02-26 | 4 | ROSS STEVEN A | NEO | Stock Option(Right to Buy) | D | 8,03 | 8,0300 | 72 500 | 582 | 72 500 | |||
| 2018-02-28 | 2018-02-26 | 4 | CARDOZA GEORGE | NEO | Stock Options (Right to Buy) | D | 8,03 | 8,0300 | 192 500 | 1 546 | 192 500 | |||
| 2018-02-28 | 2018-02-26 | 4 | SHOVLIN ROBERT J. | NEO | Stock Option (Right to Buy) | D | 8,03 | 8,0300 | 288 500 | 2 317 | 288 500 | |||
| 2018-02-28 | 2018-02-26 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 8,03 | 8,0300 | 72 500 | 582 | 72 500 | |||
| 2018-02-28 | 2018-02-26 | 4 | McKenzie Kathryn B | NEO | Stock Option (Right to Buy) | D | 8,03 | 8,0300 | 48 000 | 385 | 48 000 | |||
| 2018-02-28 | 2018-02-26 | 4 | BRODIE STEVEN G. | NEO | Stock Option (Right to Buy) | D | 8,03 | 8,0300 | 58 000 | 466 | 58 000 | |||
| 2018-01-03 | 2017-12-31 | 4 | GENERAL ELECTRIC CO | NEO | Series A Convertible Preferred Stock | I | 264 000 | 6 864 000 | ||||||
| 2017-12-14 | 2017-12-14 | 4 | JONES STEVEN C | NEO | Common Stock | D | 9,0600 | −20 000 | −181 | 226 251 | ||||
| 2017-10-20 | 2017-10-18 | 4 | McKenzie Kathryn B | NEO | Stock Option (Right to Buy) | D | 9,07 | 9,0700 | 25 000 | 227 | 25 000 | |||
| 2017-10-03 | 2017-08-09 | 4 | HANNAH ALISON L. | NEO | Stock Option (Right to Buy) | D | 6,66 | 6,6600 | −6 667 | −44 | 3 333 | |||
| 2017-10-03 | 2017-08-09 | 4 | HANNAH ALISON L. | NEO | Common Stock | D | 6,6600 | 6 667 | 44 | 45 449 | ||||
| 2017-08-25 | 2017-08-24 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 3,45 | 3,4500 | −15 000 | −52 | 0 | |||
| 2017-08-25 | 2017-08-24 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 3,76 | 3,7600 | −7 500 | −28 | 0 | |||
| 2017-08-25 | 2017-08-24 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 9,3800 | −22 500 | −211 | 0 | ||||
| 2017-08-25 | 2017-08-24 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 3,7600 | 7 500 | 28 | 22 500 | ||||
| 2017-08-25 | 2017-08-24 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 3,4500 | 15 000 | 52 | 15 000 | ||||
| 2017-07-31 | 2017-07-27 | 4 | HANNAH ALISON L. | NEO | Common Stock | D | 9,1900 | 20 000 | 184 | 38 782 | ||||
| 2017-07-06 | 2017-07-05 | 4 | BRODIE STEVEN G. | NEO | Stock Option (Right to Buy) | D | 3,45 | 3,4500 | −6 666 | −23 | 13 334 | |||
| 2017-07-06 | 2017-07-05 | 4 | BRODIE STEVEN G. | NEO | Common Stock | D | 3,4500 | 6 666 | 23 | 32 619 | ||||
| 2017-06-28 | 2017-06-27 | 4 | JONES STEVEN C By self as Trustee for Steven and Carisa Jones 401k and Trust | NEO | Common Stock | I | 190 000 | 190 000 | ||||||
| 2017-06-28 | 2017-06-27 | 4 | JONES STEVEN C By self as Trustee for Steven and Carisa Jones Defined Benefit Plan and Trust | NEO | Common Stock | I | −190 000 | 190 000 | ||||||
| 2017-06-26 | 2017-06-22 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 8,4900 | −10 723 | −91 | 0 | ||||
| 2017-06-06 | 2017-06-05 | 4 | ROSS STEVEN A | NEO | Common stock | D | 7,7900 | −45 833 | −357 | 4 500 | ||||
| 2017-06-06 | 2017-06-02 | 4 | ROSS STEVEN A | NEO | Stock Option (Right to Buy) | D | 4,78 | 4,7800 | −33 333 | −159 | 33 667 | |||
| 2017-06-06 | 2017-06-02 | 4 | ROSS STEVEN A | NEO | Stock Option (Right to buy) | D | 3,93 | 3,9300 | −37 500 | −147 | 0 | |||
| 2017-06-06 | 2017-06-02 | 4 | ROSS STEVEN A | NEO | Common Stock | D | 7,7900 | −10 000 | −78 | 50 333 | ||||
| 2017-06-06 | 2017-06-02 | 4 | ROSS STEVEN A | NEO | Common Stock | D | 7,6300 | −15 000 | −114 | 60 333 | ||||
| 2017-06-06 | 2017-06-02 | 4 | ROSS STEVEN A | NEO | Common Stock | D | 4,7800 | 33 333 | 159 | 75 333 | ||||
| 2017-06-06 | 2017-06-02 | 4 | ROSS STEVEN A | NEO | Common Stock | D | 3,9300 | 37 500 | 147 | 42 000 | ||||
| 2017-05-30 | 2017-05-30 | 4 | HIPP RAYMOND R | NEO | Restricted Stock | D | 5 072 | 0 | ||||||
| 2017-05-30 | 2017-05-30 | 4 | HIPP RAYMOND R | NEO | Restricted Stock | D | 2 150 | 0 | ||||||
| 2017-05-30 | 2017-05-30 | 4 | HIPP RAYMOND R | NEO | Common Stock | D | 7 222 | 272 016 | ||||||
| 2017-05-30 | 2017-05-25 | 4 | HIPP RAYMOND R | NEO | Restricted Stock | D | 8 667 | 8 667 | ||||||
| 2017-05-30 | 2017-05-25 | 4 | HIPP RAYMOND R | NEO | Stock Option (Right to Buy) | D | 7,27 | 7,2700 | 10 000 | 73 | 10 000 | |||
| 2017-05-30 | 2017-05-30 | 4 | TETRAULT LYNN A. | NEO | Restricted Stock | D | −5 072 | 0 | ||||||
| 2017-05-30 | 2017-05-30 | 4 | TETRAULT LYNN A. | NEO | Restricted Stock | D | −2 150 | 0 | ||||||
| 2017-05-30 | 2017-05-30 | 4 | TETRAULT LYNN A. | NEO | Common Stock | D | 7 222 | 21 782 | ||||||
| 2017-05-30 | 2017-05-25 | 4 | TETRAULT LYNN A. | NEO | Restricted Stock | D | 8 667 | 8 667 | ||||||
| 2017-05-30 | 2017-05-25 | 4 | TETRAULT LYNN A. | NEO | Stock Option (Right to Buy) | D | 7,27 | 7,2700 | 10 000 | 73 | 10 000 | |||
| 2017-05-30 | 2017-05-30 | 4 | Robison William J | NEO | Restricted Stock | D | −5 072 | 0 | ||||||
| 2017-05-30 | 2017-05-30 | 4 | Robison William J | NEO | Restricted Stock | D | −2 150 | 0 | ||||||
| 2017-05-30 | 2017-05-30 | 4 | Robison William J | NEO | Common Stock | D | 7 222 | 183 348 | ||||||
| 2017-05-30 | 2017-05-25 | 4 | Robison William J | NEO | Restricted Stock | D | 8 667 | 8 667 | ||||||
| 2017-05-30 | 2017-05-25 | 4 | Robison William J | NEO | StockOption (Right to Buy) | D | 7,27 | 7,2700 | 10 000 | 73 | 10 000 | |||
| 2017-05-30 | 2017-05-30 | 4 | CROWTHER BRUCE K | NEO | Restricted Stock | D | −5 072 | 0 | ||||||
| 2017-05-30 | 2017-05-30 | 4 | CROWTHER BRUCE K | NEO | Restricted Stock | D | −2 150 | 0 | ||||||
| 2017-05-30 | 2017-05-30 | 4 | CROWTHER BRUCE K | NEO | Common stock | D | 7 222 | 17 202 | ||||||
| 2017-05-30 | 2017-05-25 | 4 | CROWTHER BRUCE K | NEO | Restricted Stock | D | 8 667 | 8 667 | ||||||
| 2017-05-30 | 2017-05-25 | 4 | CROWTHER BRUCE K | NEO | Stock Option (Right to Buy) | D | 7,27 | 7,2700 | 10 000 | 73 | 10 000 | |||
| 2017-05-30 | 2017-05-25 | 4 | JONES STEVEN C | NEO | Restricted Stock | D | 8 667 | 8 667 | ||||||
| 2017-05-30 | 2017-05-25 | 4 | JONES STEVEN C | NEO | Stock Option | D | 7,27 | 7,2700 | 10 000 | 73 | 10 000 | |||
| 2017-05-30 | 2017-05-30 | 4 | HANNAH ALISON L. | NEO | Restricted Stock | D | −5 072 | 0 | ||||||
| 2017-05-30 | 2017-05-30 | 4 | HANNAH ALISON L. | NEO | Restricted Stock | D | −2 150 | 0 | ||||||
| 2017-05-30 | 2017-05-30 | 4 | HANNAH ALISON L. | NEO | Common Stock | D | 7 222 | 18 782 | ||||||
| 2017-05-30 | 2017-05-25 | 4 | HANNAH ALISON L. | NEO | Restricted Stock | D | 8 667 | 8 667 | ||||||
| 2017-05-30 | 2017-05-25 | 4 | HANNAH ALISON L. | NEO | Stock Option (Right to Buy) | D | 7,27 | 7,2700 | 10 000 | 73 | 10 000 | |||
| 2017-05-30 | 2017-05-30 | 4 | Johnson Kevin C | NEO | Restricted Stock | D | −5 072 | 0 | ||||||
| 2017-05-30 | 2017-05-30 | 4 | Johnson Kevin C | NEO | Restricted Stock | D | −2 150 | 0 | ||||||
| 2017-05-30 | 2017-05-30 | 4 | Johnson Kevin C | NEO | Common Stock | D | 7 222 | 128 309 | ||||||
| 2017-05-30 | 2017-05-25 | 4 | Johnson Kevin C | NEO | Restricted Stock | D | 8 667 | 8 667 | ||||||
| 2017-05-30 | 2017-05-25 | 4 | Johnson Kevin C | NEO | Stock Option (Right to Buy) | D | 7,27 | 7,2700 | 10 000 | 73 | 10 000 | |||
| 2017-05-30 | 2017-05-25 | 4 | ALBITAR MAHER | NEO | Restricted Stock | D | 0,00 | 20 000 | 20 000 | |||||
| 2017-05-30 | 2017-05-26 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 7,5000 | −3 334 | −25 | 10 049 | ||||
| 2017-05-30 | 2017-05-25 | 4 | BALLIET JENNIFER | NEO | Restricted Stock | D | 0,00 | 20 000 | 20 000 | |||||
| 2017-05-30 | 2017-05-25 | 4 | CARDOZA GEORGE | NEO | Restricted Stock | D | 0,00 | 25 000 | 25 000 | |||||
| 2017-05-30 | 2017-05-25 | 4 | VAN OORT DOUGLAS M | NEO | Restricted Stock | D | 0,00 | 197 042 | 197 042 | |||||
| 2017-05-30 | 2017-05-25 | 4 | SHOVLIN ROBERT J. | NEO | Restricted Stock | D | 0,00 | 50 000 | 50 000 | |||||
| 2017-05-02 | 2017-04-28 | 4 | BRODIE STEVEN G. | NEO | Stock Option (Right to Buy) | D | 7,52 | 7,5200 | 50 000 | 376 | 50 000 | |||
| 2017-05-02 | 2017-04-28 | 4 | VAN OORT DOUGLAS M | NEO | Stock Option (Right to Buy) | D | 7,52 | 7,5200 | 500 000 | 3 760 | 500 000 | |||
| 2017-05-02 | 2017-04-28 | 4 | ALBITAR MAHER | NEO | Stock Option (Right to Buy) | D | 7,52 | 7,5200 | 200 000 | 1 504 | 200 000 | |||
| 2017-05-02 | 2017-04-28 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 7,52 | 7,5200 | 60 000 | 451 | 60 000 | |||
| 2017-05-02 | 2017-04-28 | 4 | SHOVLIN ROBERT J. | NEO | Stock Option (Right to Buy) | D | 7,52 | 7,5200 | 200 000 | 1 504 | 200 000 | |||
| 2017-05-02 | 2017-04-28 | 4 | ROSS STEVEN A | NEO | Stock Option (Right to Buy) | D | 7,52 | 7,5200 | 65 000 | 489 | 65 000 | |||
| 2017-05-02 | 2017-04-28 | 4 | CARDOZA GEORGE | NEO | Stock Option (Right to Buy) | D | 7,52 | 7,5200 | 200 000 | 1 504 | 200 000 | |||
| 2017-03-28 | 2017-03-27 | 4 | BRODIE STEVEN G. | NEO | Stock Option | D | 3,76 | 3,7600 | −10 000 | −38 | 0 | |||
| 2017-03-28 | 2017-03-27 | 4 | BRODIE STEVEN G. | NEO | Common Stock | D | 3,7600 | 10 000 | 38 | 25 953 | ||||
| 2017-03-22 | 2017-03-20 | 4 | BRODIE STEVEN G. | NEO | Common Stock | D | 7,9000 | −33 450 | −264 | 15 953 | ||||
| 2017-03-22 | 2017-03-13 | 4 | BRODIE STEVEN G. | NEO | Common Stock | D | 8,0000 | −16 550 | −132 | 49 403 | ||||
| 2017-03-17 | 2017-03-13 | 4 | BRODIE STEVEN G. | NEO | Common Stock | D | 8,0000 | 16 550 | 132 | 49 403 | ||||
| 2017-02-28 | 2017-02-27 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 1,69 | 1,6900 | −6 250 | −11 | 0 | |||
| 2017-02-28 | 2017-02-27 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 1,6900 | 6 250 | 11 | 13 383 | ||||
| 2017-02-06 | 2017-02-02 | 4 | VAN OORT DOUGLAS M | NEO | Stock Option (Right to Buy) | D | 1,71 | 1,7100 | −200 000 | −342 | 0 | |||
| 2017-02-06 | 2017-02-02 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 8,1400 | −42 015 | −342 | 1 832 985 | ||||
| 2017-02-06 | 2017-02-02 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 1,7100 | 200 000 | 342 | 1 875 000 | ||||
| 2017-01-04 | 2017-01-03 | 4 | Johnson Kevin C | NEO | Stock Option (Right to Buy) | D | 4,78 | 4,7800 | −3 333 | −16 | 22 222 | |||
| 2017-01-04 | 2017-01-03 | 4 | Johnson Kevin C | NEO | Common Stock | D | 4,7800 | 3 333 | 16 | 121 087 | ||||
| 2016-12-27 | 2016-12-27 | 4 | JONES STEVEN C | NEO | Common Stock | D | 8,9200 | −20 000 | −178 | 246 251 | ||||
| 2016-12-23 | 2016-12-22 | 4 | GENERAL ELECTRIC CO | NEO | Series A Convertible Preferred Stock | I | 6,8182 | −8 066 667 | −55 000 | 6 600 000 | ||||
| 2016-12-07 | 2016-12-06 | 4 | BRODIE STEVEN G. | NEO | Stock Option (Right to Buy) | D | 1,69 | 1,6900 | −10 000 | −17 | 0 | |||
| 2016-12-07 | 2016-12-06 | 4 | BRODIE STEVEN G. | NEO | Common Stock | D | 1,6900 | 10 000 | 17 | 65 953 | ||||
| 2016-10-11 | 2016-10-07 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 1,10 | 1,1000 | −3 334 | −4 | 0 | |||
| 2016-10-11 | 2016-10-07 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 1,1000 | 3 334 | 4 | 7 133 | ||||
| 2016-09-27 | 2016-09-23 | 4 | ALBITAR MAHER Shares owned by Albitar Oncology Defined Benefit Plan | NEO | Common Stock | I | 8,4000 | −2 800 | −24 | 60 692 | ||||
| 2016-09-22 | 2016-09-20 | 4 | ALBITAR MAHER | NEO | Common Stock | D | 8,2000 | −105 300 | −863 | 0 | ||||
| 2016-09-16 | 2016-09-14 | 4 | JONES STEVEN C | NEO | Warrants | D | 1,50 | 1,5000 | −112 500 | −169 | 0 | |||
| 2016-09-16 | 2016-09-14 | 4 | JONES STEVEN C | NEO | Warrants | D | 1,50 | 1,5000 | −112 500 | −169 | 0 | |||
| 2016-09-16 | 2016-09-14 | 4 | JONES STEVEN C | NEO | Warrants | D | 1,50 | 1,5000 | −225 000 | −338 | 0 | |||
| 2016-09-13 | 2016-09-12 | 4 | ALBITAR MAHER | NEO | Common Stock | D | 8,2100 | −51 000 | −419 | 105 300 | ||||
| 2016-09-13 | 2016-09-09 | 4 | ALBITAR MAHER | NEO | Common Stock | D | 8,3100 | −9 075 | −75 | 156 300 | ||||
| 2016-08-23 | 2016-08-19 | 4 | ALBITAR MAHER | NEO | Stock Option (Right to Buy) | D | 1,43 | 1,4300 | −250 000 | −358 | 0 | |||
| 2016-08-23 | 2016-08-19 | 4 | ALBITAR MAHER | NEO | Stock Option (Right to Buy) | D | 4,78 | 4,7800 | −100 000 | −478 | 200 000 | |||
| 2016-08-23 | 2016-08-19 | 4 | ALBITAR MAHER | NEO | Stock Option (Right to Buy) | D | 3,45 | 3,4500 | −20 000 | −69 | 10 000 | |||
| 2016-08-23 | 2016-08-19 | 4 | ALBITAR MAHER | NEO | Warrants (Right to Buy) | D | 1,43 | 1,4300 | −200 000 | −286 | 0 | |||
| 2016-08-23 | 2016-08-19 | 4 | ALBITAR MAHER | NEO | Common Stock | D | 8,2600 | −34 625 | −286 | 228 867 | ||||
| 2016-08-23 | 2016-08-19 | 4 | ALBITAR MAHER | NEO | Common Stock | D | 8,2300 | −370 000 | −3 045 | 263 492 | ||||
| 2016-08-23 | 2016-08-19 | 4 | ALBITAR MAHER | NEO | Common Stock | D | 1,4300 | 250 000 | 358 | 633 492 | ||||
| 2016-08-23 | 2016-08-19 | 4 | ALBITAR MAHER | NEO | Common Stock | D | 4,7800 | 100 000 | 478 | 383 492 | ||||
| 2016-08-23 | 2016-08-19 | 4 | ALBITAR MAHER | NEO | Common Stock | D | 3,4500 | 20 000 | 69 | 283 492 | ||||
| 2016-08-23 | 2016-08-19 | 4 | ALBITAR MAHER | NEO | Common Stock | D | 1,4300 | 200 000 | 286 | 263 492 | ||||
| 2016-08-01 | 2016-07-28 | 4 | HANNAH ALISON L. | NEO | Stock Option (Right to Buy) | D | 9,11 | 9,1100 | 8 333 | 76 | 25 555 | |||
| 2016-08-01 | 2016-07-28 | 4 | HANNAH ALISON L. | NEO | Restricted Stock | D | 5 072 | 7 222 | ||||||
| 2016-07-29 | 2016-07-28 | 4 | HIPP RAYMOND R | NEO | Stock Option (Right to Buy) | D | 9,11 | 9,1100 | 8 333 | 76 | 25 555 | |||
| 2016-07-29 | 2016-07-28 | 4 | HIPP RAYMOND R | NEO | Restricted Stock | D | 5 072 | 7 222 | ||||||
| 2016-07-29 | 2016-07-28 | 4 | CROWTHER BRUCE K | NEO | Stock Option (Right to Buy) | D | 9,11 | 9,1100 | 8 333 | 76 | 25 555 | |||
| 2016-07-29 | 2016-07-28 | 4 | CROWTHER BRUCE K | NEO | Restricted Stock | D | 5 072 | 7 222 | ||||||
| 2016-07-29 | 2016-07-28 | 4 | Johnson Kevin C | NEO | Stock Option (Right to Buy) | D | 9,11 | 9,1100 | 8 333 | 76 | 25 555 | |||
| 2016-07-29 | 2016-07-28 | 4 | Johnson Kevin C | NEO | Restricted Stock | D | 5 072 | 7 222 | ||||||
| 2016-07-29 | 2016-07-28 | 4 | Robison William J | NEO | Stock Option (Right to Buy) | D | 9,11 | 9,1100 | 8 333 | 76 | 22 222 | |||
| 2016-07-29 | 2016-07-28 | 4 | Robison William J | NEO | Restricted Stock | D | 5 072 | 7 222 | ||||||
| 2016-07-29 | 2016-07-28 | 4 | TETRAULT LYNN A. | NEO | Stock Option (Right to Buy) | D | 9,11 | 9,1100 | 8 333 | 76 | 25 555 | |||
| 2016-07-29 | 2016-07-28 | 4 | TETRAULT LYNN A. | NEO | Restricted Stock | D | 5 072 | 7 222 | ||||||
| 2016-05-27 | 2016-05-27 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 8,7400 | −383 000 | −3 347 | 1 675 000 | ||||
| 2016-05-27 | 2016-05-26 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 8,6900 | −98 387 | −855 | 2 058 000 | ||||
| 2016-05-27 | 2016-05-25 | 4 | VAN OORT DOUGLAS M | NEO | Stock Option (Right to Buy) | D | 1,71 | 1,7100 | −600 000 | −1 026 | 200 000 | |||
| 2016-05-27 | 2016-05-25 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 8,6500 | −118 613 | −1 026 | 2 156 387 | ||||
| 2016-05-27 | 2016-05-25 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 1,7100 | 600 000 | 1 026 | 2 275 000 | ||||
| 2016-05-20 | 2016-05-18 | 4 | ROSS STEVEN A | NEO | Stock Option (Right to buy) | D | 4,78 | 4,7800 | −18 000 | −86 | 67 000 | |||
| 2016-05-20 | 2016-05-18 | 4 | ROSS STEVEN A | NEO | Common Stock | D | 8,5000 | −18 000 | −153 | 4 500 | ||||
| 2016-05-20 | 2016-05-18 | 4 | ROSS STEVEN A | NEO | Common Stock | D | 4,7800 | 18 000 | 86 | 22 500 | ||||
| 2016-05-10 | 2016-04-20 | 4 | CROWTHER BRUCE K | NEO | Common Stock | D | 7,1500 | 2 150 | 15 | 12 130 | ||||
| 2016-05-10 | 2016-05-09 | 4 | Robison William J | NEO | Stock Option (Right to buy) | D | 4,78 | 4,7800 | −3 333 | −16 | 6 667 | |||
| 2016-05-10 | 2016-05-09 | 4 | Robison William J | NEO | Common Stock | D | 4,7800 | 3 333 | 16 | 177 196 | ||||
| 2016-05-10 | 2016-05-09 | 4 | ROSS STEVEN A | NEO | Stock Option (Right to Buy) | D | 4,78 | 4,7800 | −15 000 | −72 | 85 000 | |||
| 2016-05-10 | 2016-05-09 | 4 | ROSS STEVEN A | NEO | Common Stock | D | 8,2200 | −15 000 | −123 | 4 500 | ||||
| 2016-05-10 | 2016-05-09 | 4 | ROSS STEVEN A | NEO | Common Stock | D | 4,7800 | 15 000 | 72 | 19 500 | ||||
| 2016-05-06 | 2016-04-20 | 4 | HIPP RAYMOND R | NEO | Common Stock | D | 7,1500 | 2 150 | 15 | 266 944 | ||||
| 2016-05-04 | 2016-04-20 | 4 | Robison William J | NEO | Common Stock | D | 7,1500 | 2 150 | 15 | 173 863 | ||||
| 2016-05-04 | 2016-04-20 | 4 | ALBITAR MAHER | NEO | Stock Option (Right to Buy) | D | 7,15 | 7,1500 | 200 000 | 1 430 | 200 000 | |||
| 2016-05-04 | 2016-04-20 | 4 | HANNAH ALISON L. | NEO | Common Stock | D | 7,1500 | 2 150 | 15 | 13 710 | ||||
| 2016-05-03 | 2016-04-20 | 4 | Johnson Kevin C | NEO | Common Stock | D | 7,1500 | 2 150 | 15 | 119 904 | ||||
| 2016-05-03 | 2016-05-03 | 4 | JONES STEVEN C Shares owned in IRA, custodian accounts, and trusts for the family of Steven Jones | NEO | Common Stock | I | 8,2100 | 20 000 | 164 | 52 157 | ||||
| 2016-05-03 | 2016-05-03 | 4 | JONES STEVEN C | NEO | Common Stock | D | 8,2100 | −20 000 | −164 | 266 251 | ||||
| 2016-05-03 | 2016-05-02 | 4 | JONES STEVEN C By Aspen Select Healthcare LP | NEO | Common Stock | I | 8,2100 | −177 745 | −1 459 | 3 150 000 | ||||
| 2016-05-03 | 2016-04-20 | 4 | JONES STEVEN C | NEO | Stock Option (Right to Buy) | D | 7,15 | 7,1500 | 100 000 | 715 | 100 000 | |||
| 2016-05-03 | 2016-04-20 | 4 | VAN OORT DOUGLAS M | NEO | Stock Option (Right to Buy) | D | 7,15 | 7,1500 | 472 527 | 3 379 | 472 527 | |||
| 2016-05-03 | 2016-04-20 | 4 | CARDOZA GEORGE | NEO | Stock Option (Right to Buy) | D | 7,15 | 7,1500 | 200 000 | 1 430 | 200 000 | |||
| 2016-05-03 | 2016-04-29 | 4 | ROSS STEVEN A | NEO | Stock Option (Right to buy) | D | 3,93 | 3,9300 | −112 500 | −442 | 37 500 | |||
| 2016-05-03 | 2016-04-29 | 4 | ROSS STEVEN A | NEO | Common Stock | D | 8,1100 | −112 500 | −912 | 4 500 | ||||
| 2016-05-03 | 2016-04-29 | 4 | ROSS STEVEN A | NEO | Common Stock | D | 3,9300 | 112 500 | 442 | 117 000 | ||||
| 2016-05-03 | 2016-04-20 | 4 | ROSS STEVEN A | NEO | Stock Option (Right to Buy) | D | 7,15 | 7,1500 | 40 000 | 286 | 40 000 | |||
| 2016-05-03 | 2016-04-20 | 4 | SHOVLIN ROBERT J. | NEO | Stock Option (Right to Buy) | D | 7,15 | 7,1500 | 200 000 | 1 430 | 200 000 | |||
| 2016-05-03 | 2016-04-29 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 1,45 | 1,4500 | −3 334 | −5 | 0 | |||
| 2016-05-03 | 2016-04-29 | 4 | BALLIET JENNIFER | NEO | Common Stock | D | 1,4500 | 3 334 | 5 | 3 799 | ||||
| 2016-05-03 | 2016-04-20 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 7,15 | 7,1500 | 50 000 | 358 | 50 000 | |||
| 2016-05-03 | 2016-04-20 | 4 | BRODIE STEVEN G. | NEO | Stock Option (Right to Buy) | D | 7,15 | 7,1500 | 100 000 | 715 | 100 000 | |||
| 2016-05-03 | 2016-04-20 | 4 | TETRAULT LYNN A. | NEO | Common Stock | D | 7,1500 | 2 150 | 15 | 16 710 | ||||
| 2016-03-14 | 2016-03-11 | 4 | CARDOZA GEORGE | NEO | Stock Option (Right to Buy) | D | 1,46 | 1,4600 | −100 000 | −146 | 0 | |||
| 2016-03-14 | 2016-03-11 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 6,8300 | −32 000 | −219 | 189 089 | ||||
| 2016-03-14 | 2016-03-11 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 1,4600 | 100 000 | 146 | 221 089 | ||||
| 2016-03-14 | 2016-03-10 | 4 | BRODIE STEVEN G. | NEO | Stock Option (Right to Buy) | D | 1,48 | 1,4800 | −50 000 | −74 | 0 | |||
| 2016-03-14 | 2016-03-10 | 4 | BRODIE STEVEN G. | NEO | Common Stock | D | 1,4800 | 50 000 | 74 | 55 953 | ||||
| 2016-03-10 | 2016-03-09 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 6,9300 | −160 000 | −1 109 | 1 675 000 | ||||
| 2016-03-10 | 2016-03-08 | 4 | VAN OORT DOUGLAS M | NEO | StockOption (Right to Buy) | D | 0,80 | 0,8000 | −1 000 000 | −800 | 0 | |||
| 2016-03-10 | 2016-03-08 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 7,1900 | −290 000 | −2 085 | 1 835 000 | ||||
| 2016-03-10 | 2016-03-08 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 0,8000 | 1 000 000 | 800 | 2 125 000 | ||||
| 2016-03-07 | 2016-03-04 | 4 | Johnson Kevin C | NEO | Common Stock | D | 6,8400 | 7 207 | 49 | 117 754 | ||||
| 2016-03-07 | 2016-03-03 | 4 | Johnson Kevin C | NEO | Common Stock | D | 6,7500 | 14 800 | 100 | 110 547 | ||||
| 2016-03-04 | 2016-03-03 | 4 | HANNAH ALISON L. | NEO | Common stock | D | 6,9000 | 10 000 | 69 | 11 560 | ||||
| 2016-02-16 | 2015-05-06 | 5 | HIPP RAYMOND R | NEO | Stock Option (Right to Buy) | D | 4,78 | 4,7800 | 10 000 | 48 | 10 000 | |||
| 2016-01-29 | 2016-01-28 | 4 | Machulcz Mark Alan | NEO | Stock Options (Right to Buy) | D | 6,69 | 6,6900 | 50 000 | 334 | 50 000 | |||
| 2016-01-28 | 2015-05-06 | 5 | Robison William J | NEO | Stock Option (Right to Buy) | D | 4,78 | 4,7800 | 10 000 | 48 | 10 000 | |||
| 2016-01-28 | 2015-05-06 | 5 | Johnson Kevin C | NEO | Stock Option (Right to Buy) | D | 4,78 | 4,7800 | 10 000 | 48 | 10 000 | |||
| 2016-01-28 | 2015-05-06 | 5 | CROWTHER BRUCE K | NEO | Stock Option (Right to Buy) | D | 4,78 | 4,7800 | 10 000 | 48 | 10 000 | |||
| 2016-01-04 | 3 | GE Medical Systems Information Technologies, Inc. See footnotes | NEO | Common Stock | I | 30 000 000 | ||||||||
| 2016-01-04 | 3 | GE Medical Systems Information Technologies, Inc. See footnotes | NEO | Common Stock | I | 30 000 000 | ||||||||
| 2016-01-04 | 3 | GE Medical Systems Information Technologies, Inc. See footnotes | NEO | Common Stock | I | 30 000 000 | ||||||||
| 2015-12-30 | 2015-12-29 | 4 | HOREL ROBERT H. | NEO | Stock Option (Right to Buy) | D | 1,69 | 1,6900 | 25 000 | 42 | 0 | |||
| 2015-12-30 | 2015-12-29 | 4 | HOREL ROBERT H. | NEO | Stock Option (Right to Buy) | D | 1,45 | 1,4500 | 26 218 | 38 | 0 | |||
| 2015-12-30 | 2015-12-29 | 4 | HOREL ROBERT H. | NEO | Common Stock | D | 1,6900 | 25 000 | 42 | 51 218 | ||||
| 2015-12-30 | 2015-12-29 | 4 | HOREL ROBERT H. | NEO | Common Stock | D | 1,4500 | 26 218 | 38 | 26 218 | ||||
| 2015-12-23 | 2015-12-21 | 4 | TETRAULT LYNN A. | NEO | Common Stock | D | 8,2100 | 9 500 | 78 | 14 560 | ||||
| 2015-12-09 | 2015-12-07 | 4 | TETRAULT LYNN A. | NEO | Common Stock | D | 7,7200 | 3 500 | 27 | 5 060 | ||||
| 2015-12-04 | 2015-12-03 | 4 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 7,7500 | 6 550 | 51 | 6 550 | ||||
| 2015-11-27 | 2015-11-27 | 4 | JONES STEVEN C | NEO | Common Stock | D | 8,0500 | −25 000 | −201 | 286 251 | ||||
| 2015-11-27 | 2015-11-27 | 4 | JONES STEVEN C By Aspen Select Healthcare, LP | NEO | Common Stock | I | 8,0590 | −35 000 | −282 | 3 327 745 | ||||
| 2015-11-27 | 2015-11-25 | 4 | JONES STEVEN C By Aspen Select Healthcare, LP | NEO | Common Stock | I | 8,0950 | −137 255 | −1 111 | 3 362 745 | ||||
| 2015-11-27 | 2015-11-25 | 4 | JONES STEVEN C By Aspen Opportunity Fund, LP | NEO | Common Stock | I | 8,0950 | −212 745 | −1 722 | 0 | ||||
| 2015-11-04 | 2015-11-02 | 4 | CROWTHER BRUCE K Purchase made in spouses trust account | NEO | Common Stock | I | 7,8090 | 6 400 | 50 | 9 980 | ||||
| 2015-07-16 | 2015-07-15 | 4 | HANNAH ALISON L. | NEO | Stock Option (Right to Buy) | D | 6,66 | 6,6600 | 10 000 | 67 | 10 000 | |||
| 2015-07-15 | 2015-07-15 | 4 | TETRAULT LYNN A. | NEO | Stock Option (Right to Buy) | D | 6,66 | 6,6600 | 10 000 | 67 | 10 000 | |||
| 2015-06-23 | 3 | TETRAULT LYNN A. | NEO | Common Stock | D | 3 120 | ||||||||
| 2015-06-23 | 3 | TETRAULT LYNN A. | NEO | Common Stock | D | 3 120 | ||||||||
| 2015-06-19 | 3 | HANNAH ALISON L. | NEO | Common Stock | D | 3 120 | ||||||||
| 2015-06-19 | 3 | HANNAH ALISON L. | NEO | Common Stock | D | 3 120 | ||||||||
| 2015-05-06 | 2015-05-04 | 4 | CARDOZA GEORGE | NEO | Stock Option (Right to Buy) | D | 4,78 | 4,7800 | 200 000 | 956 | 200 000 | |||
| 2015-05-06 | 2015-05-04 | 4 | JONES STEVEN C | NEO | Stock Option (Right to Buy) | D | 4,78 | 4,7800 | 225 000 | 1 076 | 225 000 | |||
| 2015-05-06 | 2014-12-23 | 4 | JONES STEVEN C | NEO | Common Stock | D | 4,1300 | −20 000 | −83 | 311 251 | ||||
| 2015-05-06 | 2013-12-24 | 4 | JONES STEVEN C | NEO | Common Stock | D | 3,6000 | −15 364 | −55 | 331 251 | ||||
| 2015-05-06 | 2013-07-01 | 4 | JONES STEVEN C Shares owned in IRA and custodian accounts for the immediate family of Steven Jones | NEO | Common Stock | I | 3,9800 | −2 700 | −11 | 32 157 | ||||
| 2015-05-06 | 2015-05-05 | 4 | ALBITAR MAHER | NEO | Stock Option (Right to Buy) | D | 4,78 | 4,7800 | 300 000 | 1 434 | 300 000 | |||
| 2015-05-06 | 2015-05-04 | 4 | ROSS STEVEN A | NEO | Stock Options (Right to Buy) | D | 4,78 | 4,7800 | 100 000 | 478 | 100 000 | |||
| 2015-05-06 | 2015-05-04 | 4 | HOREL ROBERT H. | NEO | Stock Option (Right to Buy) | D | 4,78 | 4,7800 | 50 000 | 239 | 50 000 | |||
| 2015-05-06 | 2015-05-04 | 4 | BALLIET JENNIFER | NEO | Stock Option (Right to Buy) | D | 4,78 | 4,7800 | 120 000 | 574 | 120 000 | |||
| 2015-05-06 | 2015-05-04 | 4 | BRODIE STEVEN G. | NEO | Stock Option (Right to Buy) | D | 4,78 | 4,7800 | 120 000 | 574 | 120 000 | |||
| 2015-04-24 | 3 | BALLIET JENNIFER | NEO | Common Stock | D | 930 | ||||||||
| 2015-04-24 | 3 | BALLIET JENNIFER | NEO | Common Stock | D | 930 | ||||||||
| 2015-04-24 | 3 | BRODIE STEVEN G. | NEO | Common Stock | D | 8 964 | ||||||||
| 2015-04-24 | 3 | BRODIE STEVEN G. | NEO | Common Stock | D | 8 964 | ||||||||
| 2015-04-20 | 2015-04-16 | 4 | Johnson Kevin C | NEO | Common Stock | D | 4,8200 | 2 080 | 10 | 95 747 | ||||
| 2015-04-17 | 2015-04-16 | 4 | HIPP RAYMOND R | NEO | Common Stock | D | 4,8200 | 2 080 | 10 | 264 794 | ||||
| 2015-04-17 | 2015-04-16 | 4 | CROWTHER BRUCE K | NEO | Common Stock | D | 4,8200 | 2 080 | 10 | 3 580 | ||||
| 2015-04-16 | 2015-04-16 | 4 | Robison William J | NEO | Common Stock | D | 4,8200 | 2 080 | 10 | 173 793 | ||||
| 2014-12-22 | 2014-12-19 | 4 | HOREL ROBERT H. | NEO | Stock Option (Right to Buy) | D | 1,47 | 1,4700 | 500 | 1 | 0 | |||
| 2014-12-22 | 2014-12-19 | 4 | HOREL ROBERT H. | NEO | Stock Option (Right to Buy) | D | 0,62 | 0,6200 | 4 000 | 2 | 0 | |||
| 2014-12-22 | 2014-12-19 | 4 | HOREL ROBERT H. | NEO | Stock Option (Right to Buy) | D | 1,47 | 1,4700 | 4 107 | 6 | 0 | |||
| 2014-12-22 | 2014-12-19 | 4 | HOREL ROBERT H. | NEO | Common Stock | D | 4,2083 | −32 389 | −136 | 0 | ||||
| 2014-12-22 | 2014-12-19 | 4 | HOREL ROBERT H. | NEO | Common Stock | D | 1,4500 | 23 782 | 34 | 32 389 | ||||
| 2014-12-22 | 2014-12-19 | 4 | HOREL ROBERT H. | NEO | Common Stock | D | 1,4700 | 500 | 1 | 8 607 | ||||
| 2014-12-22 | 2014-12-19 | 4 | HOREL ROBERT H. | NEO | Common Stock | D | 0,6200 | 4 000 | 2 | 8 107 | ||||
| 2014-12-22 | 2014-12-19 | 4 | HOREL ROBERT H. | NEO | Common Stock | D | 1,4700 | 4 107 | 6 | 4 107 | ||||
| 2014-12-22 | 2014-02-19 | 4 | HOREL ROBERT H. | NEO | Stock Option (Right to Buy) | D | 1,45 | 1,4500 | 23 782 | 34 | 26 218 | |||
| 2014-12-19 | 2014-12-18 | 4 | HOREL ROBERT H. | NEO | Stock Option (Right to buy) | D | 1,43 | 1,4300 | 40 000 | 57 | 0 | |||
| 2014-12-19 | 2014-12-18 | 4 | HOREL ROBERT H. | NEO | Stock Option (Right to buy) | D | 1,41 | 1,4100 | 5 000 | 7 | 0 | |||
| 2014-12-19 | 2014-12-18 | 4 | HOREL ROBERT H. | NEO | Stock Option (Right to Buy) | D | 1,47 | 1,4700 | 17 893 | 26 | 4 107 | |||
| 2014-12-19 | 2014-12-18 | 4 | HOREL ROBERT H. | NEO | Common Stock | D | 4,2003 | −62 893 | −264 | 0 | ||||
| 2014-12-19 | 2014-12-18 | 4 | HOREL ROBERT H. | NEO | Common Stock | D | 1,4300 | 40 000 | 57 | 62 893 | ||||
| 2014-12-19 | 2014-12-18 | 4 | HOREL ROBERT H. | NEO | Common Stock | D | 1,4100 | 5 000 | 7 | 22 893 | ||||
| 2014-12-19 | 2014-12-18 | 4 | HOREL ROBERT H. | NEO | Common Stock | D | 1,4700 | 17 893 | 26 | 17 893 | ||||
| 2014-12-08 | 2014-12-04 | 4 | DENT MICHAEL T Trust held by spouse | NEO | Common Stock | I | 4,5000 | −11 800 | −53 | 1 384 150 | ||||
| 2014-12-01 | 2014-11-26 | 4 | CARDOZA GEORGE | NEO | Stock Option (Right to Buy) | D | 1,55 | 1,5500 | 130 000 | 202 | 0 | |||
| 2014-12-01 | 2014-11-26 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 4,2795 | −60 000 | −257 | 121 089 | ||||
| 2014-12-01 | 2014-11-26 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 1,5500 | 130 000 | 202 | 181 089 | ||||
| 2014-11-24 | 2014-11-21 | 4 | DENT MICHAEL T Trust held by spouse | NEO | Common Stock | I | 4,5165 | −19 037 | −86 | 1 395 950 | ||||
| 2014-11-24 | 2014-11-20 | 4 | DENT MICHAEL T Trust held by spouse | NEO | Common Stock | I | 4,5000 | −14 163 | −64 | 1 414 987 | ||||
| 2014-10-28 | 3 | CROWTHER BRUCE K | NEO | Common Stock | D | 0 | ||||||||
| 2014-10-28 | 2014-10-27 | 4 | CROWTHER BRUCE K | NEO | Common Stock | D | 4,8500 | 1 500 | 7 | 1 500 | ||||
| 2014-10-14 | 2014-10-13 | 4 | SHOVLIN ROBERT J. | NEO | Stock Option (Right to Buy) | D | 4,79 | 4,7900 | 300 000 | 1 437 | 300 000 | |||
| 2014-10-07 | 3 | SHOVLIN ROBERT J. | NEO | Common Stock | D | 0 | ||||||||
| 2014-08-27 | 2013-03-05 | 4 | DENT MICHAEL T Trust held by spouse | NEO | Common Stock | I | 3,0000 | −300 000 | −900 | 1 228 050 | ||||
| 2014-08-18 | 2014-04-15 | 4 | VAN OORT DOUGLAS M | NEO | Common Stock | D | 3,0500 | 125 000 | 381 | 133 600 | ||||
| 2014-08-11 | 2014-07-25 | 4 | DENT MICHAEL T | NEO | Stock Option (Right to buy) | D | 0,25 | 0,2500 | 400 000 | 100 | 0 | |||
| 2014-08-11 | 2014-07-25 | 4 | DENT MICHAEL T | NEO | Common Stock | D | 0,2500 | 400 000 | 100 | 400 000 | ||||
| 2014-08-11 | 2014-04-15 | 4 | DENT MICHAEL T | NEO | Common Stock | D | 3,0500 | 3 000 | 9 | 3 000 | ||||
| 2014-08-04 | 2014-04-15 | 4 | Johnson Kevin C | NEO | Common Stock | D | 3,0500 | 3 000 | 9 | 3 000 | ||||
| 2014-08-01 | 2014-04-15 | 4 | HIPP RAYMOND R | NEO | Common Stock | D | 3,0500 | 3 000 | 9 | 3 000 | ||||
| 2014-08-01 | 2014-04-15 | 4 | Robison William J | NEO | Common Stock | D | 3,0500 | 3 000 | 9 | 3 000 | ||||
| 2014-05-27 | 2014-05-22 | 4 | GASPARINI ROBERT P | NEO | Stock Option (Right to buy) | D | 0,25 | 0,2500 | −100 000 | −25 | 325 000 | |||
| 2014-05-27 | 2014-05-22 | 4 | GASPARINI ROBERT P | NEO | Common Stock | D | 3,4916 | −100 000 | −349 | 8 439 | ||||
| 2014-05-27 | 2014-05-22 | 4 | GASPARINI ROBERT P | NEO | Common Stock | D | 0,2500 | 100 000 | 25 | 108 439 | ||||
| 2014-05-21 | 2014-05-19 | 4 | GASPARINI ROBERT P | NEO | Common Stock | D | 3,6532 | −10 000 | −37 | 8 439 | ||||
| 2014-03-31 | 2014-03-28 | 4 | ALBITAR MAHER Albitar Oncology Defined Benefit Plan owns shares | NEO | Common Stock | I | 3,5086 | 14 492 | 51 | 48 492 | ||||
| 2014-03-12 | 2014-03-12 | 4 | VAN OORT DOUGLAS M | NEO | Warrants (Right to Buy) | D | 1,05 | 1,0500 | 375 000 | 394 | 250 000 | |||
| 2014-03-12 | 2014-03-12 | 4 | VAN OORT DOUGLAS M By Conundrum Capital Partners, LLC | NEO | Common Stock | I | 1,0500 | 187 500 | 197 | 187 500 | ||||
| 2014-03-12 | 2014-03-12 | 4 | VAN OORT DOUGLAS M Trust by Self | NEO | Common Stock | I | 1,0500 | 187 500 | 197 | 187 500 | ||||
| 2014-03-05 | 2014-02-07 | 4 | JONES STEVEN C By Aspen Opportunity Fund | NEO | Warrants (Right to Buy) | I | 0,75 | 0,7500 | 83 333 | 62 | 0 | |||
| 2014-03-05 | 2014-02-07 | 4 | JONES STEVEN C By Aspen Opportunity Fund | NEO | Common Stock | I | 0,7500 | 83 333 | 62 | 212 745 | ||||
| 2013-12-18 | 2013-12-17 | 4 | GASPARINI ROBERT P | NEO | Common Stock | D | 3,7400 | −646 | −2 | 18 439 | ||||
| 2013-12-17 | 2013-12-12 | 4 | GASPARINI ROBERT P | NEO | Common Stock | D | 3,6800 | −5 673 | −21 | 19 085 | ||||
| 2013-12-11 | 2013-12-11 | 4 | GASPARINI ROBERT P | NEO | Common Stock | D | 3,7000 | −20 000 | −74 | 24 758 | ||||
| 2013-12-11 | 2013-12-10 | 4 | GASPARINI ROBERT P | NEO | Common Stock | D | 3,7000 | −100 | −0 | 44 758 | ||||
| 2013-12-09 | 2013-12-09 | 4 | CARDOZA GEORGE | NEO | Stock Option (Right to buy) | D | 1,55 | 1,5500 | 20 000 | 31 | 130 000 | |||
| 2013-12-09 | 2013-12-09 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 3,6600 | −20 000 | −73 | 51 089 | ||||
| 2013-12-09 | 2013-12-09 | 4 | CARDOZA GEORGE | NEO | Common Stock | D | 1,5500 | 20 000 | 31 | 71 089 | ||||
| 2013-12-06 | 2013-12-05 | 4 | GASPARINI ROBERT P | NEO | Common Stock | D | 3,6700 | −32 996 | −121 | 44 858 | ||||
| 2013-12-04 | 2013-12-03 | 4 | GASPARINI ROBERT P | NEO | Common Stock | D | 3,6800 | −22 146 | −81 | 77 854 | ||||
| 2013-12-04 | 2013-12-02 | 4 | GASPARINI ROBERT P | NEO | Stock Option (Right to buy) | D | 0,25 | 0,2500 | 100 000 | 25 | 425 000 | |||
| 2013-12-04 | 2013-12-02 | 4 | GASPARINI ROBERT P | NEO | Common Stock | D | 3,6300 | −8 254 | −30 | 100 000 | ||||
| 2013-12-04 | 2013-12-02 | 4 | GASPARINI ROBERT P | NEO | Common Stock | D | 3,7000 | −1 746 | −6 | 108 254 | ||||
| 2013-12-04 | 2013-12-02 | 4 | GASPARINI ROBERT P | NEO | Common Stock | D | 0,2500 | 100 000 | 25 | 110 000 | ||||
| 2013-11-26 | 2013-11-25 | 4 | JONES STEVEN C | NEO | Common Stock | D | 3,5801 | −4 408 | −16 | 3 500 000 | ||||
| 2013-11-26 | 2013-11-25 | 4 | JONES STEVEN C By Aspen Select Healthcare, LP | NEO | Common Stock | I | 3,5800 | −23 841 | −85 | 3 504 408 | ||||
| 2013-11-26 | 2013-11-22 | 4 | JONES STEVEN C By Aspen Select Healthcare, LP | NEO | Common Stock | I | 3,5838 | −84 720 | −304 | 3 528 249 | ||||
| 2013-11-20 | 3 | ALBITAR MAHER Albitar Oncology Defined Benefit Plan owns shares | NEO | Common Stock | I | 34 000 | ||||||||
| 2013-11-20 | 3 | ALBITAR MAHER | NEO | Common Stock | D | 15 000 | ||||||||
| 2013-11-18 | 3 | ROSS STEVEN A | NEO | Common Stock | D | 4 500 | ||||||||
| 2013-05-08 | 2013-05-02 | 4 | GASPARINI ROBERT P | NEO | Common Stock | D | 3,6000 | −2 500 | −9 | 10 000 | ||||
| 2013-05-01 | 2013-05-01 | 4 | GASPARINI ROBERT P | NEO | Common Stock | D | 3,5600 | −7 500 | −27 | 12 500 | ||||
| 2013-05-01 | 2013-04-30 | 4 | GASPARINI ROBERT P | NEO | Common Stock | D | 3,7500 | −5 000 | −19 | 20 000 | ||||
| 2013-05-01 | 2013-04-29 | 4 | GASPARINI ROBERT P | NEO | Stock Option (right to buy) | D | 0,25 | 50 000 | 525 000 | |||||
| 2013-05-01 | 2013-04-29 | 4 | GASPARINI ROBERT P | NEO | Common Stock | D | 3,8000 | −25 000 | −95 | 25 000 | ||||
| 2013-05-01 | 2013-04-29 | 4 | GASPARINI ROBERT P | NEO | Common Stock | D | 0,2500 | 50 000 | 12 | 50 000 | ||||
| 2013-05-01 | 2013-04-30 | 4 | JONES STEVEN C By Aspen Select Healthcare, LP | NEO | Common Stock | I | 3,6500 | −61 543 | −225 | 3 612 969 | ||||
| 2013-05-01 | 2013-04-29 | 4 | JONES STEVEN C By Aspen Select Healthcare, LP | NEO | Common Stock | I | 3,8100 | −38 457 | −147 | 3 674 512 | ||||
| 2012-12-21 | 2012-12-20 | 4 | HIPP RAYMOND R | NGNM.OB | Common Stock | D | 2,7500 | 188 571 | 519 | 235 714 | ||||
| 2012-12-20 | 2012-12-20 | 4 | JONES STEVEN C | NGNM.OB | Common Stock | D | 2,7500 | −22 640 | −62 | 346 615 | ||||
| 2012-12-20 | 2012-12-20 | 4 | JONES STEVEN C By Aspen Select Healthcare, LP | NGNM.OB | Common Stock | I | 2,7500 | −3 653 715 | −10 048 | 3 712 969 | ||||
| 2012-12-20 | 2012-12-20 | 4 | JONES STEVEN C By Aspen Select Healthcare, LP | NGNM.OB | Common Stock | I | 2,7500 | −1 100 | −3 | 7 366 684 | ||||
| 2012-12-20 | 2012-12-19 | 4 | JONES STEVEN C By Aspen Select Healthcare, LP | NGNM.OB | Common Stock | I | 2,7500 | −8 225 | −23 | 7 367 784 | ||||
| 2012-12-20 | 2012-12-18 | 4 | JONES STEVEN C By Aspen Select Healthcare, LP | NGNM.OB | Common Stock | I | 2,7500 | −632 114 | −1 738 | 7 376 009 | ||||
| 2012-10-01 | 2012-09-28 | 4 | DENT MICHAEL T In trust held by spouse | NGNM.OB | Common Stock | I | 3,0100 | −75 000 | −226 | 1 528 050 | ||||
| 2012-10-01 | 2012-09-28 | 4 | JONES STEVEN C | NGNM.OB | Common Stock | D | 3,0100 | −31 800 | −96 | 369 255 | ||||
| 2012-10-01 | 2012-09-28 | 4 | JONES STEVEN C | NGNM.OB | Common Stock | D | 3,0200 | −4 000 | −12 | 401 055 | ||||
| 2012-10-01 | 2012-09-26 | 4 | JONES STEVEN C | NGNM.OB | Common Stock | D | 3,0500 | −25 000 | −76 | 405 055 | ||||
| 2012-09-27 | 2012-09-26 | 4 | GASPARINI ROBERT P | NGNM.OB | Common Stock | D | 3,0343 | −3 155 | −10 | 0 | ||||
| 2012-09-13 | 3/A | GASPARINI ROBERT P | NGNM.OB | Common Stock | D | 33 155 | ||||||||
| 2012-09-13 | 2012-07-27 | 4 | GASPARINI ROBERT P | NGNM.OB | Common Stock | D | 2,0000 | −5 000 | −10 | 3 155 | ||||
| 2012-09-13 | 2012-07-26 | 4 | GASPARINI ROBERT P | NGNM.OB | Common Stock | D | 1,9700 | −5 000 | −10 | 8 155 | ||||
| 2012-09-13 | 2011-12-07 | 4 | GASPARINI ROBERT P | NGNM.OB | Common Stock | D | 1,4500 | −7 130 | −10 | 13 155 | ||||
| 2012-09-13 | 2011-12-06 | 4 | GASPARINI ROBERT P | NGNM.OB | Common Stock | D | 1,4500 | −2 000 | −3 | 20 285 | ||||
| 2012-09-13 | 2011-12-01 | 4 | GASPARINI ROBERT P | NGNM.OB | Common Stock | D | 1,4500 | −2 500 | −4 | 22 285 | ||||
| 2012-09-13 | 2011-11-23 | 4 | GASPARINI ROBERT P | NGNM.OB | Common Stock | D | 1,4900 | −2 000 | −3 | 24 785 | ||||
| 2012-09-13 | 2011-11-21 | 4 | GASPARINI ROBERT P | NGNM.OB | Common Stock | D | 1,4100 | −6 000 | −8 | 26 785 | ||||
| 2012-09-13 | 2011-11-10 | 4 | GASPARINI ROBERT P | NGNM.OB | Common Stock | D | 1,4500 | −370 | −1 | 32 785 | ||||
| 2012-06-22 | 2012-06-20 | 4 | JONES STEVEN C By Aspen Select Healthcare, LP | NGNM.OB | Common Stock | I | 1,7000 | −30 000 | −51 | 8 008 123 | ||||
| 2012-06-20 | 2012-06-20 | 4 | KINDERHOOK, LP | NGNM | Common Stock, par value $0.001 | D | 1,6990 | 67 437 | 115 | 4 848 334 | ||||
| 2012-06-20 | 2012-06-19 | 4 | KINDERHOOK, LP | NGNM | Common Stock, par value $0.001 | D | 1,6500 | 5 000 | 8 | 4 780 897 | ||||
| 2012-06-20 | 2012-06-18 | 4 | KINDERHOOK, LP | NGNM | Common Stock, par value $0.001 | D | 1,6409 | 11 600 | 19 | 4 775 897 | ||||
| 2012-06-07 | 2012-06-05 | 4 | PETERSON PETER M | NGNM.OB | Common Stock | D | 1,5000 | 10 500 | 16 | 34 500 | ||||
| 2012-06-07 | 2012-06-06 | 4 | JONES STEVEN C By Self as Trustee for Steven and Carisa Jones Defined Benefit Plan and Trust | NGNM.OB | Common Stock | I | 1,5000 | 100 000 | 150 | 190 000 | ||||
| 2012-06-07 | 2012-06-06 | 4 | JONES STEVEN C | NGNM.OB | Common Stock | D | 1,5000 | 26 251 | 39 | 430 055 | ||||
| 2012-06-07 | 2012-06-07 | 4 | DENT MICHAEL T | NGNM.OB | Common Stock | D | 1,5000 | 10 500 | 16 | 34 500 | ||||
| 2012-06-06 | 2012-06-04 | 4 | Robison William J | NGNM.OB | Common Stock | D | 1,5000 | 75 000 | 112 | 144 713 | ||||
| 2012-05-21 | 3 | CLEARMAN STEPHEN J | NGNM | Common Stock, par value $0.001 | D | 4 489 297 | ||||||||
| 2012-05-21 | 2012-05-17 | 4 | KINDERHOOK, LP | NGNM | Common Stock, par value $0.001 | D | 1,6998 | 100 000 | 170 | 4 764 297 | ||||
| 2012-05-21 | 2012-05-15 | 4 | KINDERHOOK, LP | NGNM | Common Stock, par value $0.001 | D | 1,7000 | 175 000 | 298 | 4 664 297 | ||||
| 2012-05-02 | 2012-05-02 | 4 | CARDOZA GEORGE | NGNM.OB | Common Stock | D | 1,6600 | 4 000 | 7 | 50 337 | ||||
| 2012-05-02 | 2012-04-30 | 4 | DENT MICHAEL T Held in trust by spouse | NGNM.OB | Common Stock | I | 1,7000 | −15 602 | −27 | 1 603 050 | ||||
| 2012-02-24 | 2012-02-22 | 4 | DENT MICHAEL T Held in trust by spouse | NGNM.OB | Common Stock | I | 1,7100 | −35 120 | −60 | 1 618 652 | ||||
| 2012-02-24 | 2012-02-21 | 4 | DENT MICHAEL T Held in trust by spouse | NGNM.OB | Common Stock | I | 1,7500 | −12 398 | −22 | 1 653 772 | ||||
| 2012-02-24 | 2012-02-21 | 4 | DENT MICHAEL T | NGNM.OB | Common Stock | D | 1,7500 | −22 537 | −39 | 0 | ||||
| 2012-02-16 | 2012-02-14 | 4 | VAN OORT DOUGLAS M | NGNM.OB | Stock options ( Right to Buy) | D | 1,71 | 800 000 | 800 000 | |||||
| 2011-05-02 | 3 | ASPEN SELECT HEALTHCARE LP By Aspen Select Healthcare, LP | NGNM | Common Stock | I | 8 038 123 | ||||||||
| 2011-05-02 | 3 | ASPEN SELECT HEALTHCARE LP | NGNM | Common Stock | D | 403 804 | ||||||||
| 2011-05-02 | 3 | ASPEN SELECT HEALTHCARE LP Shares owned in IRA and custodian accounts for the immediate family of Steven Jones. | NGNM | Common Stock | I | 32 157 | ||||||||
| 2011-05-02 | 3 | ASPEN SELECT HEALTHCARE LP By Jones Network, LP | NGNM | Common Stock | I | 50 476 | ||||||||
| 2011-05-02 | 3 | ASPEN SELECT HEALTHCARE LP By self as Trustee for Steven and Carisa Jones Defined Benefit Plan & Trust | NGNM | Common Stock | I | 90 000 | ||||||||
| 2011-05-02 | 3 | ASPEN SELECT HEALTHCARE LP By Aspen Opportunity Fund, LP | NGNM | Common Stock | I | 129 412 |
P
Köp på öppna marknaden eller privat köp av icke-derivatsäkerhet
S
Köp på öppna marknaden eller privat försäljning av icke-derivatsäkerhet
A
Bevilja, tilldelning eller annat förvärv av värdepapper från företaget (såsom en option)
C
Omvandling av derivat
D
Försäljning eller överföring av värdepapper tillbaka til företaget
F
Betalning av lösenpris eller skatteskuld med del av värdepapper som erhållits från bolaget
G
Överlåtelse av värdepapper från eller till insidern
K
Aktieswappar och liknande säkringsaffärer
M
Utövande eller omvandling av derivatsäkerhet som erhållits från företaget (som en option)
V
En transaktion friviligt rapporterad på schema 4
J
Andra (med en fotnot som beskriver transaktionen)
