| Utestående aktier | 107,903,871 shares |
| Insideraktier | 51 389 703 shares |
| Insynsägande | 47,63 % |
| Totalt antal insynspersoner | 41 |
Insider Sentiment Score
Insider sentiment score hittar de företag som köps av foretagsinsynspersoner.
Det är resultatet av en sofistikerad, kvantitativ multifaktormodell som identifierar företag med de högsta nivåerna av insiderackumulation. Poängmodellen använder en kombination av nettoantalet insiders som köpt de föregående 90 dagarna, det totala antalet aktier som köpts i procent av aktiekapitalet och det totala antalet aktier som ägs av insiders. Siffran sträcker sig från 0 till 100, med högre siffror som indikerar en högre nivå av ackumulering för sina kamrater, och 50 är genomsnittet.
Uppdateringsfrekvens: Dagligen
Se Insiders Top Picks, som ger en lista över företag med högsta insiderackumulation.
Office Sentiment Score
Officersentiment Score hittar företag som köps av Corporate Officers.
Per definition Corporate Officers är Corporate Insiders, men till skillnad från vissa av de andra Insiders (10 % aktieägare och styrelseledamöter), arbetar ämbetsmän för företaget dagligen och de använder sina egna pengar när de handlar . (10 % aktieägare och styrelseledamöter är ofta fondförvaltare som förvaltar andras pengar.) Som sådan är insideraffärer som görs av tjänstemän mycket mer betydelsefulla och bör behandlas på lämpligt sätt.
Liksom Insider Sentiment Score är Officer Sentiment Score resultatet av en sofistikerad, kvantitativ multifaktormodell som identifierar företag med de högsta nivåerna av officersackumulering.
Uppdateringsfrekvens: Dagligen
Se insiderns bästa val, vilket ger en lista över företag med högsta insider sentiment.
Viktiga insidernyckeltal
Denna kort visar hur företaget rankas längs olika insidernyckeltal. Procenttilrankningen visar hur detta företag jämförs med andra företag på USA-marknaden. Högre rankingar indikerar bättre situationer.
Till exempel anses det allmänt att insiderköp är en positiv indikator, så företag med mer insiderköp skulle rankas högre än företag med mindre insiderköp (eller til och med insiderförsäljning).
Procent av flytande köpta av insiders (ranking)
-0.034 %( )
10266 out of 11226Procentandelen av aktier köpta av insiders är det totala antalet aktier som köpts av insiders minus det totala antalet aktier som sålts av insiders under de senaste 90 dagarna, dividerat med det totala antalet aktier och multiplicerat med 100.
Insiderhandelsdiagram
Rocket Pharmaceuticals, Inc. insideraffärer visas i följande diagram. Insiders är tjänstemän, styrelseledamöter eller betydande investerare i ett företag. I allmänhet är det i allmänhet olagligt för insiders att göra affärer i sina företag baserat på väsentlig, icke-offentlig information. Detta betyder inte att det är olagligt för dem att göra några affärer i sina egna företag. De måste dock rapportera alla affärer till SEC via ett formulär 4.
Insiderlista och lönsamhetsstatistik
Den här tabellen visar listan över kända insiders och genereras automatiskt från anmälningar som avslöjas till SEC. Förutom namnen, den senaste titeln och direktören, tjänstemannen eller ägarbeteckningen på 10 %, tillhandahåller vi de senaste avslöjade innehaven. Dessutom, när det är möjligt tillhandahåller vi insiderns historiska handelsresultat. Det historiska handelsresultatet är ett vägt genomsnitt av resultatet för faktiska köptransaktioner på den öppna marknaden som insidern gjort. För mer information om hur detta beräknas, titta på detta YouTube-webinarium.
See our leaderboard of most profitable insider traders.
| Insider | Genomsnitt vinst (%) | Aktier Ägda |
Delad Justerad |
|---|---|---|---|
| Kamran Alam | 3 000 | ||
| Timothy J Barberich | 45 000 | ||
| Carsten Boess Director - [D] | 30 000 | 30 000 | |
| Rudolf A Baumgartner | 175 000 | ||
| Elisabeth Bjork Director - [D] | 40 000 | 40 000 | |
|
Care Capital Ii Llc
10% Owner -
|
2 277 139 | 2 277 139 | |
| J Martin Carroll Director - [D] | 10 000 | 10 000 | |
|
Devon Park Bioventures Lp
10% Owner -
|
0 | 0 | |
| Mikael Dolsten Director - [D] | 44 220 | 44 220 | |
| Pedro P Granadillo Director - [D] | 54 734 | 54 734 | |
| Carlos Garcia-Parada | 17 322 | ||
| Paul G Howes | 45 000 | ||
| Ittai Harel | 21 857 |
| Insider | Genomsnitt vinst (%) | Aktier Ägda |
Delad Justerad |
|---|---|---|---|
|
Argeris N Karabelas
Director, 10% Owner -
[D]
|
2 277 139 | 2 277 139 | |
|
Mark Leschly
10% Owner -
|
2 870 584 | 2 870 584 | |
| Patrick Machado | 45 000 | ||
| Gotham Makker Director - [D] | 1 036 846 | 1 036 846 | |
| Fady Ibraham Malik Director - [D] | 30 000 | 30 000 | |
| McVicar William K. | 135 000 | ||
|
MedImmune Ventures, Inc.
10% Owner -
|
1 917 906 | 1 917 906 | |
| John Militello See Remarks - [O] | 95 924 | 95 924 | |
| Aaron Ondrey Chief Financial Officer - [O] | 128 173 | 128 173 | |
| Kinnari Patel See Remarks - [O] | 441 927 | 441 927 | |
| Isai Peimer | 21 857 | ||
| Phillips Gary M. | 45 000 | ||
|
Pitango Venture Capital Principals Fund IV, L.P.
10% Owner -
|
1 292 584 | 1 292 584 | |
| Piratip Pratumsuwan Director - [D] | 30 000 | 30 000 |
| Insider | Genomsnitt vinst (%) | Aktier Ägda |
Delad Justerad |
|---|---|---|---|
|
Rho Ventures Iv Qp Lp
10% Owner -
|
2 870 584 | 2 870 584 | |
| Dale Ritter Vice President, Finance - [O] | 19 827 | 19 827 | |
|
Rtw Investments, Lp
Director, 10% Owner -
[D]
|
18 157 605 | 18 157 605 | |
|
Rho Ventures IV Holdings LLC
10% Owner -
|
0 | 0 | |
| David P Southwell Director - [D] | 144 784 | 144 784 | |
| Jonathan David Schwartz See Remarks - [O] | 301 609 | 301 609 | |
| Gaurav Shah CEO, Director - [D] [O] | 1 190 810 | 1 190 810 | |
| Spivey Richard N. | 45 000 | ||
| Christopher James Stevens Chief Operating Officer - [O] | 407 166 | 407 166 | |
| Martin Vogelbaum | 21 857 | ||
|
Roderick Wong
Director, 10% Owner -
[D]
|
18 236 124 | 18 236 124 | |
| Mark Andrew White See Remarks - [O] | 69 140 | 69 140 | |
| Martin Wilson General Counsel - [O] | 285 462 | 285 462 | |
| Naveen Yalamanchi Director - [D] | 16 272 635 | 16 272 635 |
Report errors via our new Insider Auditing Tool
Track Records av insiderköp - Kortsiktig vinstanalys
I denna sektion analyserar vi lönsamheten för varje oplanerat, öppet-marknads insiderköp gjorda i RCKT / Rocket Pharmaceuticals, Inc.. Denna analys hjälper till att förstå om insidern konsekvent genererar onormala avkastningar och är värd att följa. Denna analys är för ett år efter varje handel, och resultaten är teoretiska .
Tabellen nedan visar de senaste köpen på öppna marknaden som inte var en del av en automatisk handelsplan.
Justeringar av aktierär de justerade aktierna efter justerat pris. Justeringar av aktierär de justerade aktierna efter uppdelning.
Track Records av insiderförsäljning - Kortsiktig förlustanalys
I denna sektion analyserar vi lönsamheten för varje oplanerat, öppet-marknads insiderköp gjorda i RCKT / Rocket Pharmaceuticals, Inc.. Denna analys hjälper till att förstå om insidern konsekvent genererar onormala avkastningar och är värd att följa. Denna analys är för ett år efter varje handel, och resultaten är teoretiska .
Tabellen nedan visar de senaste försäljningarna på öppna marknaden som inte var en del av en automatisk handelsplan.
Justeringar av aktierär de justerade aktierna efter justerat pris. Justeringar av aktierär de justerade aktierna efter uppdelning.
Transaktionshistorik
Klicka på länkikonen för att se hela transaktionshistoriken. Transaktioner som rapporteras som en del av en automatisk handelsplan 10b5-1 kommer att ha ett X i kolumnen markerad 10b-5.
| Fil datum |
Handel datum |
Schema | Insider | Ticker | Värdepappertitel | Kod | Direkta | Utövningspris | Enhet pris |
Enheter ändrad |
Värde ändrad (1K) |
Kvarvarande Optioner |
Kvarvarande Aktier |
|
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 2025-09-09 | 2025-09-08 | 4 | Militello John | RCKT | Common Stock | D | 40 000 | 95 924 | ||||||
| 2025-09-09 | 2025-09-08 | 4 | Wilson Martin | RCKT | Common Stock | D | 150 000 | 285 462 | ||||||
| 2025-09-09 | 2025-09-08 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 80 000 | 301 609 | ||||||
| 2025-08-27 | 2025-08-27 | 4 | Bjork Elisabeth | RCKT | Common Stock | D | 3,4100 | 10 000 | 34 | 40 000 | ||||
| 2025-08-20 | 2025-08-18 | 4 | Shah Gaurav | RCKT | Common Stock | D | 3,0500 | −2 234 | −7 | 784 572 | ||||
| 2025-08-20 | 2025-08-19 | 4 | Wilson Martin | RCKT | Common Stock | D | 2,9960 | −588 | −2 | 135 462 | ||||
| 2025-08-20 | 2025-08-18 | 4 | Wilson Martin | RCKT | Common Stock | D | 3,0650 | −1 004 | −3 | 136 050 | ||||
| 2025-08-20 | 2025-08-19 | 4 | Militello John | RCKT | Common Stock | D | 2,9960 | −361 | −1 | 55 924 | ||||
| 2025-08-20 | 2025-08-18 | 4 | Militello John | RCKT | Common Stock | D | 3,0650 | −699 | −2 | 56 285 | ||||
| 2025-08-20 | 2025-08-19 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 2,9960 | −805 | −2 | 221 609 | ||||
| 2025-08-20 | 2025-08-18 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 3,0650 | −1 680 | −5 | 222 414 | ||||
| 2025-08-18 | 2025-08-14 | 4 | Wilson Martin | RCKT | Common Stock | D | 3,0190 | −12 109 | −37 | 137 054 | ||||
| 2025-08-18 | 2025-08-14 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 3,0190 | −11 161 | −34 | 224 094 | ||||
| 2025-08-18 | 2025-08-14 | 4 | Militello John | RCKT | Common Stock | D | 3,0190 | −7 043 | −21 | 56 984 | ||||
| 2025-08-06 | 2025-08-04 | 4 | Stevens Christopher James | RCKT | Common Stock | D | 407 166 | 407 166 | ||||||
| 2025-07-18 | 2025-06-18 | 4 | SOUTHWELL DAVID P | RCKT | Common Stock | D | 30 000 | 31 660 | ||||||
| 2025-07-18 | 2025-06-18 | 4 | BOESS CARSTEN | RCKT | Common Stock | D | 30 000 | 30 000 | ||||||
| 2025-07-18 | 2025-06-18 | 4 | Bjork Elisabeth | RCKT | Common Stock | D | 30 000 | 30 000 | ||||||
| 2025-07-18 | 2025-06-18 | 4 | Malik Fady Ibraham | RCKT | Common Stock | D | 30 000 | 30 000 | ||||||
| 2025-07-18 | 2025-06-18 | 4 | Makker Gotham By Simran Investment Group | RCKT | Common Stock | I | 19 434 | 415 346 | ||||||
| 2025-07-18 | 2025-06-18 | 4 | Makker Gotham By Simran Investment Group | RCKT | Common Stock | I | 30 000 | 395 912 | ||||||
| 2025-07-18 | 2025-06-18 | 4 | WONG RODERICK | RCKT | Common Stock | D | 17 667 | 47 667 | ||||||
| 2025-07-18 | 2025-06-18 | 4 | WONG RODERICK | RCKT | Common Stock | D | 30 000 | 30 000 | ||||||
| 2025-07-18 | 2025-06-18 | 4 | Dolsten Mikael | RCKT | Common Stock | D | 30 000 | 44 220 | ||||||
| 2025-07-18 | 2025-06-18 | 4 | GRANADILLO PEDRO P | RCKT | Common Stock | D | 24 734 | 54 734 | ||||||
| 2025-07-18 | 2025-06-18 | 4 | GRANADILLO PEDRO P | RCKT | Common Stock | D | 30 000 | 30 000 | ||||||
| 2025-07-18 | 2025-06-18 | 4 | Pratumsuwan Piratip | RCKT | Common Stock | D | 30 000 | 30 000 | ||||||
| 2025-07-08 | 2025-07-03 | 4 | Ondrey Aaron | RCKT | Common Stock | D | 2,8820 | −1 477 | −4 | 128 173 | ||||
| 2025-05-22 | 2025-05-20 | 4 | Wilson Martin | RCKT | Common Stock | D | 6,4460 | −587 | −4 | 149 163 | ||||
| 2025-05-22 | 2025-05-20 | 4 | Shah Gaurav | RCKT | Common Stock | D | 6,4460 | −2 253 | −15 | 786 806 | ||||
| 2025-05-22 | 2025-05-20 | 4 | Patel Kinnari | RCKT | Common Stock | D | 6,4460 | −767 | −5 | 441 927 | ||||
| 2025-05-22 | 2025-05-20 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 6,4460 | −801 | −5 | 235 255 | ||||
| 2025-05-22 | 2025-05-20 | 4 | Militello John | RCKT | Common Stock | D | 6,4460 | −357 | −2 | 64 027 | ||||
| 2025-05-20 | 2025-05-16 | 4 | Patel Kinnari | RCKT | Common Stock | D | 6,5280 | −1 409 | −9 | 442 694 | ||||
| 2025-05-20 | 2025-05-16 | 4 | Militello John | RCKT | Common Stock | D | 6,5280 | −655 | −4 | 64 384 | ||||
| 2025-05-20 | 2025-05-16 | 4 | Wilson Martin | RCKT | Common Stock | D | 6,5280 | −946 | −6 | 149 750 | ||||
| 2025-05-20 | 2025-05-16 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 6,5280 | −1 582 | −10 | 236 056 | ||||
| 2025-05-20 | 2025-05-16 | 4 | Shah Gaurav | RCKT | Common Stock | D | 6,5280 | −3 621 | −24 | 789 059 | ||||
| 2025-04-24 | 2025-03-05 | 4 | Dolsten Mikael | RCKT | Common Stock | D | 14 220 | 14 220 | ||||||
| 2025-04-24 | 2025-04-22 | 4 | Militello John | RCKT | Common Stock | D | 7,1580 | −718 | −5 | 65 039 | ||||
| 2025-04-14 | 2025-04-10 | 4 | Shah Gaurav | RCKT | Common Stock | D | 5,0800 | 20 000 | 102 | 792 680 | ||||
| 2025-04-10 | 2025-04-09 | 4 | Patel Kinnari By Spouse | RCKT | Common Stock | I | 4,7000 | 21 099 | 99 | 26 774 | ||||
| 2025-04-08 | 2025-04-04 | 4 | Ondrey Aaron | RCKT | Common Stock | D | 5,2940 | −7 489 | −40 | 129 650 | ||||
| 2025-02-27 | 2025-02-25 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 10,5800 | −6 532 | −69 | 237 638 | ||||
| 2025-02-27 | 2024-11-21 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 13,0500 | −3 097 | −40 | 163 852 | ||||
| 2025-02-27 | 2024-08-16 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 18,5000 | −2 710 | −50 | 166 949 | ||||
| 2025-02-27 | 2024-05-17 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 23,3500 | −2 754 | −64 | 169 659 | ||||
| 2025-02-25 | 2025-02-21 | 4 | Militello John | RCKT | Common Stock | D | 10,5800 | −2 737 | −29 | 65 757 | ||||
| 2025-02-25 | 2025-02-21 | 4 | Shah Gaurav | RCKT | Common Stock | D | 10,5800 | −16 303 | −172 | 772 680 | ||||
| 2025-02-25 | 2025-02-21 | 4 | Wilson Martin | RCKT | Common Stock | D | 10,5800 | −3 222 | −34 | 150 696 | ||||
| 2025-02-25 | 2025-02-21 | 4 | Patel Kinnari | RCKT | Common Stock | D | 10,5800 | −6 078 | −64 | 444 103 | ||||
| 2025-02-13 | 2025-02-11 | 4 | Wilson Martin | RCKT | Common Stock | D | 90 358 | 153 918 | ||||||
| 2025-02-13 | 2025-02-11 | 4 | Militello John | RCKT | Common Stock | D | 20 080 | 68 494 | ||||||
| 2025-02-13 | 2025-02-11 | 4 | Ondrey Aaron | RCKT | Common Stock | D | 90 358 | 137 139 | ||||||
| 2025-02-13 | 2025-02-11 | 4 | Patel Kinnari | RCKT | Common Stock | D | 57 786 | 450 181 | ||||||
| 2025-02-13 | 2025-02-11 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 80 318 | 252 731 | ||||||
| 2025-02-13 | 2025-02-11 | 4 | Shah Gaurav | RCKT | Common Stock | D | 81 655 | 788 983 | ||||||
| 2025-01-27 | 2025-01-23 | 4 | Militello John | RCKT | Common Stock | D | 10,3800 | −896 | −9 | 48 414 | ||||
| 2024-11-25 | 2024-11-21 | 4 | Wilson Martin | RCKT | Common Stock | D | 13,0540 | −1 175 | −15 | 63 560 | ||||
| 2024-11-25 | 2024-11-21 | 4 | Militello John | RCKT | Common Stock | D | 13,0540 | −1 224 | −16 | 49 310 | ||||
| 2024-11-25 | 2024-11-21 | 4 | Shah Gaurav | RCKT | Common Stock | D | 13,0540 | −11 091 | −145 | 707 328 | ||||
| 2024-11-25 | 2024-11-21 | 4 | Patel Kinnari | RCKT | Common Stock | D | 13,0540 | −4 588 | −60 | 392 395 | ||||
| 2024-11-04 | 2024-10-31 | 4 | Militello John | RCKT | Common Stock | D | 16,6250 | −917 | −15 | 50 534 | ||||
| 2024-11-04 | 2024-10-31 | 4 | White Mark Andrew | RCKT | Common Stock | D | 16,6250 | −3 080 | −51 | 69 140 | ||||
| 2024-08-20 | 2024-08-16 | 4 | Wilson Martin | RCKT | Common Stock | D | 18,5040 | −1 027 | −19 | 64 735 | ||||
| 2024-08-20 | 2024-08-16 | 4 | Shah Gaurav | RCKT | Common Stock | D | 18,5040 | −9 650 | −179 | 718 419 | ||||
| 2024-08-20 | 2024-08-16 | 4 | Patel Kinnari | RCKT | Common Stock | D | 18,5040 | −3 989 | −74 | 396 983 | ||||
| 2024-08-20 | 2024-08-16 | 4 | Militello John | RCKT | Common Stock | D | 18,5040 | −1 064 | −20 | 51 451 | ||||
| 2024-07-24 | 2024-07-22 | 4 | Militello John | RCKT | Common Stock | D | 23,0150 | −812 | −19 | 52 515 | ||||
| 2024-07-09 | 2024-07-08 | 4 | White Mark Andrew | RCKT | Common Stock | D | 20,3950 | −3 026 | −62 | 72 220 | ||||
| 2024-06-10 | 2024-03-21 | 4/A | Makker Gotham By Simran Investment Group | RCKT | Common Stock | I | 28,4341 | −274 000 | −7 791 | 365 912 | ||||
| 2024-05-20 | 2024-05-02 | 4 | SOUTHWELL DAVID P By The David P. Southwell Irrevocable Trust Dtd 04/14/2024 | RCKT | Common Stock | I | −59 716 | 113 124 | ||||||
| 2024-05-20 | 2024-05-02 | 4 | SOUTHWELL DAVID P | RCKT | Common Stock | D | −113 124 | 1 660 | ||||||
| 2024-05-20 | 2024-05-16 | 4 | Militello John | RCKT | Common Stock | D | 23,3500 | −1 079 | −25 | 53 327 | ||||
| 2024-05-20 | 2024-05-16 | 4 | Shah Gaurav | RCKT | Common Stock | D | 23,3500 | −9 790 | −229 | 728 069 | ||||
| 2024-05-20 | 2024-05-14 | 4 | Shah Gaurav | RCKT | Common Stock | D | 9 683 | 646 134 | ||||||
| 2024-05-20 | 2024-05-14 | 4 | Shah Gaurav | RCKT | Common Stock | D | 7 979 | 636 451 | ||||||
| 2024-05-20 | 2023-02-14 | 4 | Shah Gaurav | RCKT | Common Stock | D | 67 785 | 737 859 | ||||||
| 2024-05-20 | 2022-02-14 | 4 | Shah Gaurav | RCKT | Common Stock | D | 23 940 | 670 074 | ||||||
| 2024-05-20 | 2024-05-16 | 4 | Wilson Martin | RCKT | Common Stock | D | 23,3500 | −1 048 | −24 | 65 762 | ||||
| 2024-05-20 | 2024-05-14 | 4 | Wilson Martin | RCKT | Common Stock | D | 2 420 | 21 100 | ||||||
| 2024-05-20 | 2023-02-14 | 4 | Wilson Martin | RCKT | Common Stock | D | 16 947 | 66 810 | ||||||
| 2024-05-20 | 2022-08-12 | 4 | Wilson Martin | RCKT | Common Stock | D | 28 763 | 49 863 | ||||||
| 2024-05-20 | 2024-05-16 | 4 | Patel Kinnari | RCKT | Common Stock | D | 23,3500 | −4 046 | −94 | 400 972 | ||||
| 2024-05-20 | 2024-05-14 | 4 | Patel Kinnari | RCKT | Common Stock | D | 5 553 | 301 824 | ||||||
| 2024-05-20 | 2024-05-14 | 4 | Patel Kinnari | RCKT | Common Stock | D | 3 990 | 296 291 | ||||||
| 2024-05-20 | 2023-02-14 | 4 | Patel Kinnari | RCKT | Common Stock | D | 38 735 | 405 018 | ||||||
| 2024-05-20 | 2022-08-12 | 4 | Patel Kinnari | RCKT | Common Stock | D | 52 489 | 366 283 | ||||||
| 2024-05-20 | 2022-02-14 | 4 | Patel Kinnari | RCKT | Common Stock | D | 11 970 | 313 794 | ||||||
| 2024-04-24 | 2024-04-22 | 4 | Militello John | RCKT | Common Stock | D | 22,8700 | −833 | −19 | 54 406 | ||||
| 2024-04-16 | 2024-04-15 | 4 | SOUTHWELL DAVID P | RCKT | Common Stock | D | 24,0520 | −10 000 | −241 | 114 784 | ||||
| 2024-04-16 | 2024-04-15 | 4 | SOUTHWELL DAVID P | RCKT | Common Stock | D | 4,3420 | 29 624 | 129 | 124 784 | ||||
| 2024-04-16 | 2024-04-12 | 4 | SOUTHWELL DAVID P | RCKT | Common Stock | D | 25,1560 | −10 284 | −259 | 95 160 | ||||
| 2024-04-16 | 2024-04-12 | 4 | SOUTHWELL DAVID P | RCKT | Common Stock | D | 24,2240 | −59 716 | −1 447 | 105 444 | ||||
| 2024-04-16 | 2024-04-12 | 4 | SOUTHWELL DAVID P | RCKT | Common Stock | D | 4,3420 | 70 000 | 304 | 165 160 | ||||
| 2024-04-10 | 2024-04-08 | 4 | White Mark Andrew | RCKT | Common Stock | D | 24,6380 | −12 532 | −309 | 75 226 | ||||
| 2024-04-03 | 3 | Schwartz Jonathan David | RCKT | Common Stock | D | 172 413 | ||||||||
| 2024-04-03 | 2024-04-01 | 4 | Ondrey Aaron | RCKT | Common Stock | D | 46 781 | 46 781 | ||||||
| 2024-03-25 | 2024-03-21 | 4 | Makker Gotham By Simran Investment Group | RCKT | Common Stock | I | 28,4341 | −274 000 | −7 791 | 365 912 | ||||
| 2024-03-25 | 2024-03-21 | 4 | Militello John | RCKT | Common Stock | D | 28,1040 | −2 490 | −70 | 55 239 | ||||
| 2024-03-25 | 2023-02-14 | 4 | Militello John | RCKT | Common Stock | D | 11 067 | 57 729 | ||||||
| 2024-03-25 | 2022-08-12 | 4 | Militello John | RCKT | Common Stock | D | 14 310 | 46 662 | ||||||
| 2024-03-25 | 2022-04-18 | 4 | Militello John | RCKT | Common Stock | D | 7 932 | 32 352 | ||||||
| 2024-03-25 | 2022-02-14 | 4 | Militello John | RCKT | Common Stock | D | 2 903 | 24 420 | ||||||
| 2024-03-04 | 2024-02-29 | 4 | Militello John | RCKT | Common Stock | D | 29,8450 | −10 000 | −298 | 21 517 | ||||
| 2024-03-04 | 2024-02-29 | 4 | Militello John | RCKT | Common Stock | D | 12,5500 | 10 000 | 126 | 31 517 | ||||
| 2024-03-04 | 2024-02-29 | 4 | Wilson Martin | RCKT | Common Stock | D | 29,3310 | −4 100 | −120 | 18 680 | ||||
| 2024-02-21 | 2024-02-16 | 4 | Shah Gaurav | RCKT | Common Stock | D | 66 577 | 621 339 | ||||||
| 2024-02-21 | 2024-02-16 | 4 | Shah Gaurav | RCKT | Common Stock | D | 29,8380 | −20 272 | −605 | 554 762 | ||||
| 2024-02-21 | 2024-02-16 | 4 | White Mark Andrew | RCKT | Common Stock | D | 11 096 | 87 758 | ||||||
| 2024-02-21 | 2024-02-16 | 4 | Militello John | RCKT | Common Stock | D | 8 322 | 21 517 | ||||||
| 2024-02-21 | 2024-02-16 | 4 | Militello John | RCKT | Common Stock | D | 29,8380 | −3 238 | −97 | 13 195 | ||||
| 2024-02-21 | 2024-02-16 | 4 | Patel Kinnari | RCKT | Common Stock | D | 33 288 | 271 634 | ||||||
| 2024-02-21 | 2024-02-16 | 4 | Patel Kinnari | RCKT | Common Stock | D | 29,8380 | −7 132 | −213 | 238 346 | ||||
| 2024-02-21 | 2024-02-16 | 4 | Wilson Martin | RCKT | Common Stock | D | 16 644 | 22 780 | ||||||
| 2024-02-21 | 2024-02-16 | 4 | Wilson Martin | RCKT | Common Stock | D | 29,8380 | −3 576 | −107 | 6 136 | ||||
| 2024-02-16 | 2024-02-14 | 4 | Militello John | RCKT | Common Stock | D | 6 274 | 16 433 | ||||||
| 2024-02-16 | 2024-02-14 | 4 | Wilson Martin | RCKT | Common Stock | D | −9 712 | 9 712 | ||||||
| 2024-02-16 | 2024-02-14 | 4 | Patel Kinnari | RCKT | Common Stock | D | 26 189 | 245 478 | ||||||
| 2024-02-16 | 2024-02-14 | 4 | Shah Gaurav | RCKT | Common Stock | D | −46 828 | 575 034 | ||||||
| 2024-01-23 | 2024-01-22 | 4 | Militello John | RCKT | Common Stock | D | 27,2030 | −638 | −17 | 10 159 | ||||
| 2024-01-22 | 2024-01-18 | 4 | Militello John | RCKT | Common Stock | D | 1 586 | 10 797 | ||||||
| 2023-11-16 | 2023-11-15 | 4 | Makker Gotham By Simran Investment Group | RCKT | Common Stock | I | 22,5323 | −20 000 | −451 | 1 296 497 | ||||
| 2023-11-16 | 2023-11-14 | 4 | Patel Kinnari | RCKT | Common Stock | D | 3 989 | 220 437 | ||||||
| 2023-11-16 | 2023-11-14 | 4 | Shah Gaurav | RCKT | Common Stock | D | −7 979 | 532 833 | ||||||
| 2023-11-16 | 2023-11-14 | 4 | Militello John | RCKT | Common Stock | D | 725 | 9 485 | ||||||
| 2023-10-25 | 2023-10-20 | 4 | Militello John | RCKT | Common Stock | D | 17,0620 | −564 | −10 | 8 760 | ||||
| 2023-10-20 | 2023-10-18 | 4/A | Militello John | RCKT | Common Stock | D | 1 586 | 9 324 | ||||||
| 2023-10-20 | 2023-02-17 | 4/A | Militello John | RCKT | Common Stock | D | 19,0600 | −1 076 | −21 | 1 782 | ||||
| 2023-10-10 | 2023-10-05 | 4 | Patel Kinnari By Adaptive Technology LLC | RCKT | Common Stock | I | 3 333 | 101 594 | ||||||
| 2023-10-02 | 2023-09-29 | 4 | Makker Gotham By Simran Investment Group | RCKT | Common Stock | I | 21,1383 | −4 677 | −99 | 1 316 497 | ||||
| 2023-10-02 | 2023-09-28 | 4 | Makker Gotham By Simran Investment Group | RCKT | Common Stock | I | 21,0318 | −10 312 | −217 | 1 321 174 | ||||
| 2023-08-30 | 2023-08-28 | 4 | RTW INVESTMENTS, LP | RCKT | Common Stock | I | 15,8700 | 500 000 | 7 935 | 18 157 605 | ||||
| 2023-08-30 | 2023-08-28 | 4 | RTW INVESTMENTS, LP | RCKT | Common Stock | I | 22,0500 | −500 000 | −11 025 | 17 657 605 | ||||
| 2023-08-30 | 2023-08-28 | 4 | RTW INVESTMENTS, LP | RCKT | Common Stock | I | 15,8700 | −500 000 | −7 935 | 18 157 605 | ||||
| 2023-08-30 | 2023-08-28 | 4 | RTW INVESTMENTS, LP | RCKT | Common Stock, $0.01 par value ("Common Stock") | I | 22,0500 | 500 000 | 11 025 | 18 657 605 | ||||
| 2023-08-21 | 2023-08-17 | 4 | Militello John | RCKT | Common Stock | D | 15,4710 | −284 | −4 | 5 570 | ||||
| 2023-08-21 | 2023-08-17 | 4 | Shah Gaurav | RCKT | Common Stock | D | 15,4710 | −4 767 | −74 | 524 854 | ||||
| 2023-08-21 | 2023-08-17 | 4 | Patel Kinnari | RCKT | Common Stock | D | 15,4710 | −1 534 | −24 | 216 448 | ||||
| 2023-08-15 | 2023-08-14 | 4 | Militello John | RCKT | Common Stock | D | 725 | 7 854 | ||||||
| 2023-08-15 | 2023-08-14 | 4 | Patel Kinnari | RCKT | Common Stock | D | 3 989 | 217 982 | ||||||
| 2023-08-15 | 2023-08-14 | 4 | Shah Gaurav | RCKT | Common Stock | D | 7 979 | 529 621 | ||||||
| 2023-07-24 | 2023-07-20 | 4 | Militello John | RCKT | Common Stock | D | 19,0330 | −573 | −11 | 7 129 | ||||
| 2023-07-20 | 2023-07-18 | 4 | Militello John | RCKT | Common Stock | D | 1 586 | 7 702 | ||||||
| 2023-05-19 | 2023-05-17 | 4 | Militello John | RCKT | Common Stock | D | 21,3750 | −245 | −5 | 6 116 | ||||
| 2023-05-19 | 2023-05-17 | 4 | Shah Gaurav | RCKT | Common Stock | D | 21,3750 | −4 122 | −88 | 521 642 | ||||
| 2023-05-19 | 2023-05-17 | 4 | Patel Kinnari | RCKT | Common Stock | D | 21,3750 | −1 330 | −28 | 213 993 | ||||
| 2023-05-16 | 2023-05-14 | 4 | Shah Gaurav | RCKT | Common Stock | D | 7 979 | 525 764 | ||||||
| 2023-05-16 | 2023-05-14 | 4 | Militello John | RCKT | Common Stock | D | 725 | 6 361 | ||||||
| 2023-05-16 | 2023-05-14 | 4 | Patel Kinnari | RCKT | Common Stock | D | 3 989 | 215 323 | ||||||
| 2023-04-25 | 2023-04-21 | 4 | Militello John | RCKT | Common Stock | D | 18,6500 | −2 342 | −44 | 5 636 | ||||
| 2023-04-20 | 2023-04-18 | 4 | Militello John | RCKT | Common Stock | D | 6 364 | 7 978 | ||||||
| 2023-04-12 | 2023-04-04 | 4 | White Mark Andrew | RCKT | Common Stock, par value $0.01 | D | 76 662 | 76 662 | ||||||
| 2023-04-05 | 2022-12-01 | 4 | RTW INVESTMENTS, LP | RCKT | Common stock, $0.01 par value ("Common Stock") | I | 529 038 | 18 157 605 | ||||||
| 2023-02-22 | 2023-02-14 | 4/A | Militello John | RCKT | Common Stock | D | 2 858 | 2 858 | ||||||
| 2023-02-22 | 2023-02-17 | 4 | Militello John | RCKT | Common Stock | D | 19,0600 | −1 244 | −24 | 1 614 | ||||
| 2023-02-22 | 2023-02-14 | 4/A | Patel Kinnari | RCKT | Common Stock | D | 15 720 | 166 566 | ||||||
| 2023-02-22 | 2023-02-17 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 19,0600 | −3 557 | −68 | 94 546 | ||||
| 2023-02-22 | 2023-02-14 | 4/A | Schwartz Jonathan David | RCKT | Common Stock | D | 8 574 | 98 103 | ||||||
| 2023-02-22 | 2023-02-17 | 4 | Shah Gaurav | RCKT | Common Stock | D | 19,0600 | −12 194 | −232 | 536 885 | ||||
| 2023-02-22 | 2023-02-14 | 4/A | Shah Gaurav | RCKT | Common Stock | D | 31 440 | 549 079 | ||||||
| 2022-10-11 | 2022-10-06 | 4 | RTW INVESTMENTS, LP | RCKT | Common Stock, $0.01 par value ("Common Stock") | I | 14,7500 | 1 355 932 | 20 000 | 17 628 567 | ||||
| 2022-04-20 | 2022-04-18 | 4 | Militello John | RCKT | Restricted Stock Units | D | 19 054 | 19 054 | ||||||
| 2022-04-20 | 2022-04-18 | 4 | Militello John | RCKT | Stock Option (Right to Buy) | D | 13,12 | 28 910 | 28 910 | |||||
| 2022-04-04 | 2022-04-01 | 4/A | Schwartz Jonathan David | RCKT | Common Stock | D | 16,2000 | −32 026 | −519 | 89 529 | ||||
| 2022-04-04 | 2022-04-01 | 4/A | Schwartz Jonathan David | RCKT | Common Stock | D | 15,8600 | −12 974 | −206 | 121 555 | ||||
| 2022-04-04 | 2022-03-31 | 4/A | Schwartz Jonathan David | RCKT | Common Stock | D | 16,1500 | −35 998 | −581 | 134 529 | ||||
| 2022-04-04 | 2022-03-31 | 4/A | Schwartz Jonathan David | RCKT | Common Stock | D | 15,9000 | −9 002 | −143 | 170 527 | ||||
| 2022-04-04 | 2022-03-30 | 4/A | Schwartz Jonathan David | RCKT | Common Stock | D | 16,5600 | −34 438 | −570 | 179 529 | ||||
| 2022-04-04 | 2022-03-30 | 4/A | Schwartz Jonathan David | RCKT | Common Stock | D | 15,9400 | −10 562 | −168 | 213 967 | ||||
| 2022-04-01 | 2022-03-30 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 16,5600 | −34 438 | −570 | 179 529 | ||||
| 2022-04-01 | 2022-03-30 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 15,9400 | −10 562 | −168 | 213 967 | ||||
| 2022-03-11 | 2022-03-10 | 4 | Malik Fady Ibraham | RCKT | Stock Option (Right to Buy) | D | 16,65 | 8 641 | 8 641 | |||||
| 2022-03-11 | 2022-03-10 | 4 | Malik Fady Ibraham | RCKT | Stock Option (Right to Buy) | D | 16,65 | 33 199 | 33 199 | |||||
| 2022-03-09 | 2021-07-27 | 4 | Makker Gotham By Simran Investment Group | RCKT | Common Stock | I | −621 500 | 674 901 | ||||||
| 2022-02-16 | 2022-02-14 | 4 | Garcia-Parada Carlos | RCKT | Restricted Stock Units | D | 17 322 | 17 322 | ||||||
| 2022-02-16 | 2022-02-14 | 4 | Garcia-Parada Carlos | RCKT | Stock Option (Right to Buy) | D | 20,00 | 54 006 | 54 006 | |||||
| 2022-02-16 | 2022-02-14 | 4 | Schwartz Jonathan David | RCKT | Restricted Stock Units | D | 25 984 | 25 984 | ||||||
| 2022-02-16 | 2022-02-14 | 4 | Schwartz Jonathan David | RCKT | Stock Option (Right to Buy) | D | 20,00 | 81 010 | 81 010 | |||||
| 2022-02-16 | 2022-02-14 | 4 | Patel Kinnari | RCKT | Restricted Stock Units | D | 47 637 | 47 637 | ||||||
| 2022-02-16 | 2022-02-14 | 4 | Patel Kinnari | RCKT | Stock Option (Right to Buy) | D | 20,00 | 148 518 | 148 518 | |||||
| 2022-02-16 | 2022-02-14 | 4 | Shah Gaurav | RCKT | Restricted Stock Units | D | 95 275 | 95 275 | ||||||
| 2022-02-16 | 2022-02-14 | 4 | Shah Gaurav | RCKT | Stock Option (Right to Buy) | D | 20,00 | 297 037 | 297 037 | |||||
| 2022-02-16 | 2022-02-14 | 4 | Militello John | RCKT | Restricted Stock Units | D | 8 661 | 8 661 | ||||||
| 2022-02-16 | 2022-02-14 | 4 | Militello John | RCKT | Stock Option (Right to Buy) | D | 20,00 | 27 003 | 27 003 | |||||
| 2022-02-08 | 2022-02-07 | 4 | Shah Gaurav | RCKT | Common Stock | D | 17,3415 | 22 000 | 382 | 517 639 | ||||
| 2021-12-08 | 2021-12-06 | 4 | Wilson Martin | RCKT | Stock Option (Right to Buy) | D | 23,04 | 100 000 | 100 000 | |||||
| 2021-09-15 | 2021-09-13 | 4 | Garcia-Parada Carlos | RCKT | Stock Option (Right to Buy) | D | 35,60 | 40 000 | 40 000 | |||||
| 2021-08-31 | 2021-08-27 | 4 | WONG RODERICK By RTW | RCKT | Common Stock | I | 32,4800 | 812 516 | 26 391 | 16 272 635 | ||||
| 2021-06-21 | 2021-06-17 | 4 | Makker Gotham By Simran Investment Group | RCKT | Common Stock | I | 47,1250 | −400 | −19 | 1 296 401 | ||||
| 2021-06-21 | 2021-06-16 | 4 | Makker Gotham By Simran Investment Group | RCKT | Common Stock | I | 46,8457 | −34 685 | −1 625 | 1 296 801 | ||||
| 2021-06-16 | 2021-06-14 | 4 | GRANADILLO PEDRO P | RCKT | Stock Option (Right to Buy) | D | 47,25 | 29,4200 | 2 379 | 70 | 2 379 | |||
| 2021-06-16 | 2021-06-14 | 4 | GRANADILLO PEDRO P | RCKT | Stock Option (Right to Buy) | D | 47,25 | 12 236 | 12 236 | |||||
| 2021-06-16 | 2021-06-14 | 4 | Makker Gotham | RCKT | Stock Option (Right to Buy) | D | 47,25 | 29,4200 | 1 529 | 45 | 1 529 | |||
| 2021-06-16 | 2021-06-14 | 4 | Makker Gotham | RCKT | Stock Option (Right to Buy) | D | 47,25 | 12 236 | 12 236 | |||||
| 2021-06-16 | 2021-06-14 | 4 | BOESS CARSTEN | RCKT | Stock Option (Right to Buy) | D | 47,25 | 12 236 | 12 236 | |||||
| 2021-06-16 | 2021-06-14 | 4 | WONG RODERICK | RCKT | Stock Option (Right to Buy) | D | 47,25 | 15 295 | 15 295 | |||||
| 2021-06-16 | 2021-06-14 | 4 | SOUTHWELL DAVID P | RCKT | Stock Option (Right to Buy) | D | 47,25 | 12 236 | 12 236 | |||||
| 2021-06-16 | 2021-06-14 | 4 | Bjork Elisabeth | RCKT | Stock Option (Right to Buy) | D | 47,25 | 29,4200 | 1 699 | 50 | 1 699 | |||
| 2021-06-16 | 2021-06-14 | 4 | Bjork Elisabeth | RCKT | Stock Option (Right to Buy) | D | 47,25 | 12 236 | 12 236 | |||||
| 2021-06-16 | 2021-06-14 | 4 | Yalamanchi Naveen | RCKT | Stock Option (Right to Buy) | D | 47,25 | 12 236 | 12 236 | |||||
| 2021-05-13 | 2021-05-11 | 4 | RTW INVESTMENTS, LP By RTW | RCKT | Equity Swap (Obligation to Buy) 1) | I | 40,03 | 1 | 1 000 000 | |||||
| 2021-05-13 | 2021-05-11 | 4 | RTW INVESTMENTS, LP By RTW | RCKT | Common Stock | I | 40,0324 | −725 000 | −29 023 | 15 460 119 | ||||
| 2021-04-01 | 2021-04-01 | 4 | Shah Gaurav | RCKT | Common Stock | D | 47,2111 | −7 475 | −353 | 495 639 | ||||
| 2021-04-01 | 2021-04-01 | 4 | Shah Gaurav | RCKT | Common Stock | D | 46,4467 | −8 872 | −412 | 503 114 | ||||
| 2021-04-01 | 2021-04-01 | 4 | Shah Gaurav | RCKT | Common Stock | D | 45,2063 | −5 919 | −268 | 511 986 | ||||
| 2021-04-01 | 2021-03-31 | 4 | Shah Gaurav | RCKT | Common Stock | D | 45,9409 | −7 493 | −344 | 517 905 | ||||
| 2021-04-01 | 2021-03-31 | 4 | Shah Gaurav | RCKT | Stock Option (Right to Buy) | D | 1,69 | −75 880 | 0 | |||||
| 2021-04-01 | 2021-03-31 | 4 | Shah Gaurav | RCKT | Common Stock | D | 45,0618 | −23 003 | −1 037 | 525 398 | ||||
| 2021-04-01 | 2021-03-31 | 4 | Shah Gaurav | RCKT | Common Stock | D | 44,2432 | −61 350 | −2 714 | 548 401 | ||||
| 2021-04-01 | 2021-03-31 | 4 | Shah Gaurav | RCKT | Common Stock | D | 45,5900 | −3 000 | −137 | 609 751 | ||||
| 2021-04-01 | 2021-03-31 | 4 | Shah Gaurav | RCKT | Common Stock | D | 1,6900 | 75 880 | 128 | 612 751 | ||||
| 2021-04-01 | 2021-03-30 | 4 | Shah Gaurav | RCKT | Common Stock | D | 44,3392 | −8 505 | −377 | 536 871 | ||||
| 2021-04-01 | 2021-03-30 | 4 | Shah Gaurav | RCKT | Common Stock | D | 43,8552 | −48 732 | −2 137 | 545 376 | ||||
| 2021-04-01 | 2021-03-30 | 4 | Shah Gaurav | RCKT | Common Stock | D | 42,7952 | −8 667 | −371 | 594 108 | ||||
| 2021-04-01 | 2021-03-30 | 4 | Shah Gaurav | RCKT | Common Stock | D | 41,7999 | −19 984 | −835 | 614 092 | ||||
| 2021-03-29 | 2021-03-24 | 4 | RTW INVESTMENTS, LP | RCKT | Common Stock | I | −1 344 925 | 16 185 119 | ||||||
| 2021-03-26 | 2021-03-24 | 4 | Patel Kinnari | RCKT | Stock Option (Right to Buy) | D | 1,69 | −38 093 | 0 | |||||
| 2021-03-26 | 2021-03-24 | 4 | Patel Kinnari | RCKT | Stock Option (Right to Buy) | D | 1,21 | −55 869 | 0 | |||||
| 2021-03-26 | 2021-03-24 | 4 | Patel Kinnari | RCKT | Common Stock | D | 1,6900 | 38 093 | 64 | 188 939 | ||||
| 2021-03-26 | 2021-03-24 | 4 | Patel Kinnari | RCKT | Common Stock | D | 1,2100 | 55 869 | 68 | 150 846 | ||||
| 2021-02-16 | 2020-12-02 | 5 | Yalamanchi Naveen The Naveen Yalmanchi Revocable Living Trust, February 9, 2016 | RCKT | Common Stock | I | −31 250 | 82 391 | ||||||
| 2021-02-16 | 2020-12-31 | 5 | Shah Gaurav By: Gaurav D. Shah Irrevocable Trust | RCKT | Common Stock | I | 72 000 | 198 341 | ||||||
| 2021-02-16 | 2020-12-31 | 5 | Shah Gaurav | RCKT | Common Stock | D | −72 000 | 622 759 | ||||||
| 2021-02-16 | 2020-12-18 | 5 | Shah Gaurav By: Gaurav D. Shah Irrevocable Trust | RCKT | Common Stock | I | 126 341 | 126 341 | ||||||
| 2021-02-16 | 2020-12-18 | 5 | Shah Gaurav | RCKT | Common Stock | D | −126 341 | 694 759 | ||||||
| 2021-02-16 | 2020-12-09 | 5 | Shah Gaurav By Spouse | RCKT | Common Stock | I | 207 897 | 207 897 | ||||||
| 2021-02-16 | 2020-12-09 | 5 | Shah Gaurav | RCKT | Common Stock | D | −207 897 | 821 100 | ||||||
| 2021-02-16 | 2020-12-28 | 5 | GRANADILLO PEDRO P By Paul Andrew Granadillo 2020 Irrevocable Trust dated 12/28/2020 | RCKT | Stock Option (Right to Buy) | I | 19,90 | 20 000 | 20 000 | |||||
| 2021-02-16 | 2020-12-28 | 5 | GRANADILLO PEDRO P | RCKT | Stock Option (Right to Buy) | D | 19,90 | −20 000 | 0 | |||||
| 2021-02-16 | 2020-12-28 | 5 | GRANADILLO PEDRO P By Ann Granadillo Lowe 2020 Revocable Trust dated 12/28/2020 | RCKT | Stock Option (Right to Buy) | I | 18,75 | 40 000 | 40 000 | |||||
| 2021-02-16 | 2020-12-28 | 5 | GRANADILLO PEDRO P | RCKT | Stock Option (Right to Buy) | D | 18,75 | −40 000 | 0 | |||||
| 2021-02-16 | 2020-12-28 | 5 | GRANADILLO PEDRO P By Ann Granadillo Lowe 2020 Revocable Trust dated 12/28/2020 | RCKT | Stock Option (Right to Buy) | I | 14,56 | 30 000 | 30 000 | |||||
| 2021-02-16 | 2020-12-28 | 5 | GRANADILLO PEDRO P | RCKT | Stock Option (Right to Buy) | D | 14,56 | −30 000 | 0 | |||||
| 2021-02-08 | 2021-02-04 | 4 | Patel Kinnari | RCKT | Stock Option (Right to Buy) | D | 62,32 | 120 000 | 120 000 | |||||
| 2021-02-08 | 2021-02-04 | 4 | Militello John | RCKT | Stock Option (Right to Buy) | D | 62,32 | 18 000 | 18 000 | |||||
| 2021-02-08 | 2021-02-04 | 4 | Shah Gaurav | RCKT | Stock Option (Right to Buy) | D | 62,32 | 185 000 | 185 000 | |||||
| 2021-02-08 | 2021-02-04 | 4 | Schwartz Jonathan David | RCKT | Stock Option (Right to Buy) | D | 62,32 | 35 000 | 35 000 | |||||
| 2021-02-03 | 2021-02-01 | 4 | Schwartz Jonathan David | RCKT | Stock Option (Right to Buy) | D | 1,69 | −11 428 | 0 | |||||
| 2021-02-03 | 2021-02-01 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 1,2100 | 213 101 | 258 | 224 529 | ||||
| 2021-02-03 | 2021-02-01 | 4 | Schwartz Jonathan David | RCKT | Common Stock | D | 1,6900 | 11 428 | 19 | 11 428 | ||||
| 2021-02-03 | 2020-02-10 | 4 | Schwartz Jonathan David | RCKT | Stock Option (Right to Buy) | D | 1,21 | −213 101 | 38 309 | |||||
| 2021-01-06 | 2021-01-04 | 4 | Garcia-Parada Carlos | RCKT | Stock Option (Right to Buy) | D | 56,49 | 125 000 | 125 000 | |||||
| 2020-12-30 | 2020-12-28 | 4 | Patel Kinnari | RCKT | Common Stock | D | 57,1656 | −5 427 | −310 | 94 977 | ||||
| 2020-12-30 | 2020-12-28 | 4 | Patel Kinnari | RCKT | Common Stock | D | 56,5120 | −11 334 | −641 | 100 404 | ||||
| 2020-12-14 | 2020-12-10 | 4 | RTW INVESTMENTS, LP By RTW | RCKT | Common Stock | I | 56,0000 | 247 720 | 13 872 | 17 530 044 | ||||
| 2020-10-07 | 2020-10-05 | 4 | Patel Kinnari By Spouse | RCKT | Restricted Stock Units | I | 10 000 | 10 000 | ||||||
| 2020-09-10 | 2020-09-08 | 4 | Patel Kinnari | RCKT | Stock Option (Right to Buy) | D | 23,05 | 50 000 | 50 000 | |||||
| 2020-08-05 | 2020-08-03 | 4 | Militello John | RCKT | Stock Option (Right to Buy) | D | 24,82 | 18 000 | 18 000 | |||||
| 2020-06-18 | 2020-06-16 | 4 | Yalamanchi Naveen | RCKT | Stock Option (Right to Buy) | D | 19,90 | 20 000 | 20 000 | |||||
| 2020-06-18 | 2020-06-16 | 4 | Bjork Elisabeth | RCKT | Stock Option (Right to Buy) | D | 19,90 | 20 000 | 20 000 | |||||
| 2020-06-18 | 2020-06-16 | 4 | Makker Gotham | RCKT | Stock Option (Right to Buy) | D | 19,90 | 12,1600 | 3 206 | 39 | 3 206 | |||
| 2020-06-18 | 2020-06-16 | 4 | Makker Gotham | RCKT | Stock Option (Right to Buy) | D | 19,90 | 12,1600 | 9 784 | 119 | 9 784 | |||
| 2020-06-18 | 2020-06-16 | 4 | Makker Gotham | RCKT | Stock Option (Right to Buy) | D | 19,90 | 20 000 | 20 000 | |||||
| 2020-06-18 | 2020-06-16 | 4 | WONG RODERICK | RCKT | Stock Option (Right to Buy) | D | 19,90 | 27 000 | 27 000 | |||||
| 2020-06-18 | 2020-06-16 | 4 | GRANADILLO PEDRO P | RCKT | Stock Option (Right to Buy) | D | 19,90 | 20 000 | 20 000 | |||||
| 2020-06-18 | 2020-06-16 | 4 | SOUTHWELL DAVID P | RCKT | Stock Option (Right to Buy) | D | 19,90 | 20 000 | 20 000 | |||||
| 2020-06-18 | 2020-06-16 | 4 | BOESS CARSTEN | RCKT | Stock Option (Right to Buy) | D | 19,90 | 20 000 | 20 000 | |||||
| 2020-04-22 | 2020-04-20 | 4 | Bjork Elisabeth | RCKT | Stock Option (Right to Buy) | D | 17,50 | 40 000 | 40 000 | |||||
| 2020-03-26 | 2020-03-24 | 4 | Shah Gaurav | RCKT | Stock Option (Right to Buy) | D | 0,44 | −90 925 | 0 | |||||
| 2020-03-26 | 2020-03-24 | 4 | Shah Gaurav | RCKT | Common Stock | D | 13,7800 | −32 645 | −450 | 1 028 997 | ||||
| 2020-03-26 | 2020-03-24 | 4 | Shah Gaurav | RCKT | Common Stock | D | 0,4300 | 90 925 | 39 | 1 061 642 | ||||
| 2020-03-19 | 2020-03-18 | 4 | Patel Kinnari By Spouse | RCKT | Common Stock | I | 9,5000 | 1 000 | 10 | 6 675 | ||||
| 2020-02-27 | 2020-02-25 | 4 | Shah Gaurav | RCKT | Stock Option (Right to Buy) | D | 0,44 | −290 000 | 90 925 | |||||
| 2020-02-27 | 2020-02-25 | 4 | Shah Gaurav | RCKT | Common Stock | D | 20,1500 | −6 233 | −126 | 970 717 | ||||
| 2020-02-27 | 2020-02-25 | 4 | Shah Gaurav | RCKT | Common Stock | D | 0,4332 | 290 000 | 126 | 976 950 | ||||
| 2020-02-10 | 2020-02-10 | 4 | Alam Kamran | RCKT | Stock Option (Right to Buy) | D | 23,89 | 3 000 | 3 000 | |||||
| 2020-02-10 | 2020-02-06 | 4 | Alam Kamran | RCKT | Stock Option (Right to Buy) | D | 22,72 | 25 000 | 25 000 | |||||
| 2020-02-10 | 2020-02-10 | 4 | Militello John | RCKT | Stock Option (Right to Buy) | D | 23,89 | 2 000 | 2 000 | |||||
| 2020-02-10 | 2020-02-06 | 4 | Militello John | RCKT | Stock Option (Right to Buy) | D | 22,72 | 20 000 | 20 000 | |||||
| 2020-02-10 | 2020-02-10 | 4 | Patel Kinnari | RCKT | Stock Option (Right to Buy) | D | 23,89 | 15 000 | 15 000 | |||||
| 2020-02-10 | 2020-02-06 | 4 | Patel Kinnari | RCKT | Stock Option (Right to Buy) | D | 22,72 | 150 000 | 150 000 | |||||
| 2020-02-10 | 2020-02-10 | 4 | Schwartz Jonathan David | RCKT | Stock Option (Right to Buy) | D | 23,89 | 7 000 | 7 000 | |||||
| 2020-02-10 | 2020-02-06 | 4 | Schwartz Jonathan David | RCKT | Stock Option (Right to Buy) | D | 22,72 | 75 000 | 75 000 | |||||
| 2020-02-10 | 2020-02-06 | 4 | Shah Gaurav | RCKT | Stock Option (Right to Buy) | D | 22,72 | 383 306 | 383 306 | |||||
| 2019-12-12 | 2019-12-10 | 4 | RTW INVESTMENTS, LP By RTW | RCKT | Common Stock | I | 22,2500 | 225 000 | 5 006 | 17 282 324 | ||||
| 2019-11-06 | 2019-11-04 | 4 | Alam Kamran | RCKT | Stock Option (Right to Buy) | D | 14,25 | 200 000 | 200 000 | |||||
| 2019-09-04 | 2019-09-02 | 4 | Militello John | RCKT | Stock Option (Right to Buy) | D | 10,85 | 10 000 | 10 000 | |||||
| 2019-09-04 | 2019-09-02 | 4 | Patel Kinnari | RCKT | Stock Option (Right to Buy) | D | 10,85 | 50 000 | 50 000 | |||||
| 2019-09-04 | 2019-09-02 | 4 | Schwartz Jonathan David | RCKT | Stock Option (Right to Buy) | D | 10,85 | 30 000 | 30 000 | |||||
| 2019-04-26 | 2018-08-17 | 5 | Patel Kinnari | RCKT | Stock Option (Right to Buy) | D | 1,21 | −55 869 | 111 738 | |||||
| 2019-04-26 | 2018-08-17 | 5 | Patel Kinnari | RCKT | Common Stock | D | 1,2100 | 55 869 | 68 | 111 738 | ||||
| 2019-04-18 | 2019-04-16 | 4 | RTW INVESTMENTS, LP By RTW | RCKT | Common Stock | I | 17,5000 | 550 005 | 9 625 | 17 057 324 | ||||
| 2019-03-05 | 2019-03-05 | 4 | Shah Gaurav | RCKT | Common Stock | D | 16,9000 | −25 000 | −422 | 686 950 | ||||
| 2019-03-05 | 2019-03-04 | 4 | Shah Gaurav | RCKT | Common Stock | D | 17,2800 | −24 900 | −430 | 711 950 | ||||
| 2019-03-05 | 2019-03-01 | 4 | Shah Gaurav | RCKT | Common Stock | D | 17,3400 | −25 000 | −434 | 736 850 | ||||
| 2019-01-30 | 2019-01-28 | 4 | SOUTHWELL DAVID P | RCKT | Stock Option (Right to Buy) | D | 14,56 | 30 000 | 30 000 | |||||
| 2019-01-30 | 2019-01-28 | 4 | BOESS CARSTEN | RCKT | Stock Option (Right to Buy) | D | 14,56 | 30 000 | 30 000 | |||||
| 2019-01-30 | 2019-01-28 | 4 | GRANADILLO PEDRO P | RCKT | Stock Option (Right to Buy) | D | 14,56 | 30 000 | 30 000 | |||||
| 2019-01-30 | 2019-01-28 | 4 | Schwartz Jonathan David | RCKT | Stock Option (Right to Buy) | D | 14,56 | 75 000 | 75 000 | |||||
| 2019-01-30 | 2019-01-28 | 4 | Patel Kinnari | RCKT | Stock Option (Right to Buy) | D | 14,56 | 180 000 | 180 000 | |||||
| 2019-01-30 | 2019-01-28 | 4 | Shah Gaurav | RCKT | Stock Option (Right to Buy) | D | 14,56 | 315 700 | 315 700 | |||||
| 2019-01-30 | 2019-01-28 | 4 | WONG RODERICK | RCKT | Stock Option (Right to Buy) | D | 14,56 | 40 500 | 40 500 | |||||
| 2019-01-30 | 2019-01-28 | 4 | Yalamanchi Naveen | RCKT | Stock Option (Right to Buy) | D | 14,56 | 30 000 | 30 000 | |||||
| 2019-01-30 | 2019-01-28 | 4 | Militello John | RCKT | Stock Option (Right to Buy) | D | 14,56 | 20 000 | 20 000 | |||||
| 2019-01-30 | 2019-01-28 | 4 | Makker Gotham | RCKT | Stock Option (Right to Buy) | D | 14,56 | 9,9600 | 4 666 | 46 | 4 666 | |||
| 2019-01-30 | 2019-01-28 | 4 | Makker Gotham | RCKT | Stock Option (Right to Buy) | D | 14,56 | 30 000 | 30 000 | |||||
| 2018-12-28 | 2018-12-28 | 4 | WONG RODERICK By RTW | RCKT | Common Stock | I | 13,9300 | 100 000 | 1 393 | 16 507 319 | ||||
| 2018-12-21 | 2018-12-20 | 4 | Patel Kinnari | RCKT | Stock Option (Right to Buy) | D | 1,21 | 55 869 | 111 738 | |||||
| 2018-12-21 | 2018-12-20 | 4 | Patel Kinnari | RCKT | Common Stock | D | 1,2100 | 55 869 | 68 | 55 869 | ||||
| 2018-12-14 | 2018-12-13 | 4 | SOUTHWELL DAVID P | RCKT | Common Stock | D | 15,1900 | −38 768 | −589 | 95 160 | ||||
| 2018-12-10 | 2018-12-07 | 4 | SOUTHWELL DAVID P | RCKT | Common Stock | D | 14,9100 | −4 923 | −73 | 133 928 | ||||
| 2018-12-10 | 2018-12-06 | 4 | SOUTHWELL DAVID P | RCKT | Common Stock | D | 15,1500 | −52 809 | −800 | 138 851 | ||||
| 2018-12-10 | 2018-11-28 | 4 | SOUTHWELL DAVID P | RCKT | Restricted Stock Units | D | −65 625 | 0 | ||||||
| 2018-12-10 | 2018-11-28 | 4 | SOUTHWELL DAVID P | RCKT | Common Stock | D | 153 125 | 191 660 | ||||||
| 2018-12-10 | 2018-12-06 | 4 | Patel Kinnari By spouse | RCKT | Common Stock | I | 14,9800 | 5 675 | 85 | 5 675 | ||||
| 2018-11-29 | 2018-11-27 | 4 | WONG RODERICK By RTW | RCKT | Common Stock | I | 15,5000 | 967 742 | 15 000 | 16 407 319 | ||||
| 2018-08-29 | 2018-08-27 | 4 | RTW INVESTMENTS, LP See footnotes | RCKT | Equity Swap (Obligation to Buy) | I | 22,05 | 1 | 1 | |||||
| 2018-08-29 | 2018-08-27 | 4 | RTW INVESTMENTS, LP See footnotes | RCKT | Equity Swap (Obligation to Sell) | I | 22,05 | 1 | 1 | |||||
| 2018-08-03 | 2018-08-01 | 4 | Yalamanchi Naveen Through the Naveen Yalamanchi Revocable Living Trust, February 9, 2016 | RCKT | Common Stock | I | 22,0000 | −637 | −14 | 113 641 | ||||
| 2018-06-28 | 2018-06-25 | 4 | Militello John | RCKT | Stock Option (Right to Buy) | D | 20,61 | 10 000 | 10 000 | |||||
| 2018-04-02 | 2018-03-29 | 4 | WONG RODERICK | RCKT | Stock Option (Right to Buy) | D | 18,75 | 47 000 | 47 000 | |||||
| 2018-04-02 | 2018-03-29 | 4 | Makker Gotham | RCKT | Stock Option (Right to Buy) | D | 18,75 | 14,0900 | 3 300 | 46 | 3 300 | |||
| 2018-04-02 | 2018-03-29 | 4 | Makker Gotham | RCKT | Stock Option (Right to Buy) | D | 18,75 | 40 000 | 40 000 | |||||
| 2018-04-02 | 2018-03-29 | 4 | Shah Gaurav | RCKT | Stock Option (Right to Buy) | D | 18,75 | 395 000 | 395 000 | |||||
| 2018-04-02 | 2018-03-29 | 4 | BOESS CARSTEN | RCKT | Stock Option (Right to Buy) | D | 18,75 | 40 000 | 40 000 | |||||
| 2018-04-02 | 2018-03-29 | 4 | GRANADILLO PEDRO P | RCKT | Stock Option (Right to Buy) | D | 18,75 | 40 000 | 40 000 | |||||
| 2018-04-02 | 2018-03-29 | 4 | Yalamanchi Naveen | RCKT | Stock Option (Right to Buy) | D | 18,75 | 40 000 | 40 000 | |||||
| 2018-04-02 | 2018-04-02 | 4 | SOUTHWELL DAVID P | RCKT | Restricted Stock Units | D | 21 875 | 65 625 | ||||||
| 2018-04-02 | 2018-04-02 | 4 | SOUTHWELL DAVID P | RCKT | Common Stock | D | 21 875 | 38 535 | ||||||
| 2018-04-02 | 2018-03-29 | 4 | SOUTHWELL DAVID P | RCKT | Stock Option (Right to Buy) | D | 18,75 | 40 000 | 40 000 | |||||
| 2018-04-02 | 2018-03-29 | 4 | Schwartz Jonathan David | RCKT | Stock Option (Right to Buy) | D | 18,75 | 60 000 | 60 000 | |||||
| 2018-04-02 | 2018-03-29 | 4 | Militello John | RCKT | Stock Option (Right to Buy) | D | 18,75 | 10 000 | 10 000 | |||||
| 2018-04-02 | 2018-03-29 | 4 | Patel Kinnari | RCKT | Stock Option (Right to Buy) | D | 18,75 | 175 000 | 175 000 | |||||
| 2018-01-16 | 3 | Makker Gotham By Simran Investment Group | RCKT | Common Stock | I | 2 662 972 | ||||||||
| 2018-01-16 | 3 | Makker Gotham By Simran Investment Group | RCKT | Common Stock | I | 2 662 972 | ||||||||
| 2018-01-16 | 3 | Patel Kinnari By Adaptive Technology, LLC | RCKT | Common Stock | I | 189 854 | ||||||||
| 2018-01-16 | 3 | Patel Kinnari By Adaptive Technology, LLC | RCKT | Common Stock | I | 189 854 | ||||||||
| 2018-01-16 | 3 | Shah Gaurav | RCKT | Common Stock | D | 1 523 700 | ||||||||
| 2018-01-16 | 3 | Shah Gaurav | RCKT | Common Stock | D | 1 523 700 | ||||||||
| 2018-01-16 | 3 | RTW INVESTMENTS, LP By RTW | RCKT | Common Stock | I | 31 107 710 | ||||||||
| 2018-01-16 | 3 | RTW INVESTMENTS, LP By RTW | RCKT | Common Stock | I | 31 107 710 | ||||||||
| 2018-01-16 | 3 | RTW INVESTMENTS, LP By RTW | RCKT | Common Stock | I | 31 107 710 | ||||||||
| 2018-01-16 | 3 | RTW INVESTMENTS, LP By RTW | RCKT | Common Stock | I | 31 107 710 | ||||||||
| 2017-09-18 | 2017-09-14 | 4 | RITTER DALE | ITEK | Common Stock | D | 12 500 | 19 827 | ||||||
| 2017-09-18 | 2017-01-17 | 4 | RITTER DALE | ITEK | Restricted Stock Units | D | −12 500 | 37 500 | ||||||
| 2017-06-21 | 2017-06-20 | 4 | BOESS CARSTEN | ITEK | Stock Options (Right to Buy) | D | 1,80 | 45 000 | 45 000 | |||||
| 2017-06-21 | 2017-06-20 | 4 | BARBERICH TIMOTHY J | ITEK | Stock Options (Right to Buy) | D | 1,80 | 45 000 | 45 000 | |||||
| 2017-06-21 | 2017-06-20 | 4 | Spivey Richard N. | ITEK | Stock Options (Right to Buy) | D | 1,80 | 45 000 | 45 000 | |||||
| 2017-06-21 | 2017-06-20 | 4 | Machado Patrick | ITEK | Stock Options (Right to Buy) | D | 1,80 | 45 000 | 45 000 | |||||
| 2017-06-21 | 2017-06-20 | 4 | CARROLL J MARTIN | ITEK | Stock Options (Right to Buy) | D | 1,80 | 45 000 | 45 000 | |||||
| 2017-06-21 | 2017-06-20 | 4 | Phillips Gary M. | ITEK | Stock Options (Right to Buy) | D | 1,80 | 45 000 | 45 000 | |||||
| 2017-06-21 | 2017-06-20 | 4 | HOWES PAUL G | ITEK | Stock Options (Right to Buy) | D | 1,80 | 45 000 | 45 000 | |||||
| 2017-01-24 | 2017-01-23 | 4 | SOUTHWELL DAVID P | ITEK | Restricted Stock Units | D | 350 000 | 350 000 | ||||||
| 2017-01-24 | 2017-01-23 | 4 | SOUTHWELL DAVID P | ITEK | Restricted Stock Units | D | 350 000 | 350 000 | ||||||
| 2017-01-24 | 2017-01-23 | 4 | Baumgartner Rudolf A | ITEK | Restricted Stock Units | D | 175 000 | 175 000 | ||||||
| 2017-01-24 | 2017-01-23 | 4 | Baumgartner Rudolf A | ITEK | Restricted Stock Units | D | 120 000 | 120 000 | ||||||
| 2017-01-19 | 2017-01-17 | 4 | RITTER DALE | ITEK | Restricted Stock Units | D | 50 000 | 50 000 | ||||||
| 2017-01-09 | 2017-01-06 | 4 | SOUTHWELL DAVID P | ITEK | Common Stock | D | 1,7500 | 60 000 | 105 | 62 765 | ||||
| 2017-01-06 | 2017-01-04 | 4 | DEVON PARK BIOVENTURES LP | ITEK | Common Stock | I | −9 857 | 0 | ||||||
| 2017-01-06 | 2017-01-04 | 4 | DEVON PARK BIOVENTURES LP | ITEK | Common Stock | I | −3 243 709 | 9 857 | ||||||
| 2016-09-29 | 2016-09-28 | 4 | BARBERICH TIMOTHY J | ITEK | Stock Options (Right to Buy) | D | 9,49 | 24 000 | 24 000 | |||||
| 2016-08-18 | 2016-08-17 | 4 | Machado Patrick | ITEK | Stock Options (Right to Buy) | D | 6,91 | 24 000 | 24 000 | |||||
| 2016-06-27 | 2016-06-23 | 4 | HOWES PAUL G | ITEK | Stock Options (Right to Buy) | D | 7,61 | 12 000 | 12 000 | |||||
| 2016-06-27 | 2016-06-23 | 4 | CARROLL J MARTIN | ITEK | Stock Options (Right to Buy) | D | 7,61 | 51 000 | 51 000 | |||||
| 2016-06-27 | 2016-06-23 | 4 | CARROLL J MARTIN | ITEK | Stock Options (Right to Buy) | D | 7,61 | 12 000 | 12 000 | |||||
| 2016-06-27 | 2016-06-23 | 4 | BOESS CARSTEN | ITEK | Stock Options (Right to Buy) | D | 7,61 | 12 000 | 12 000 | |||||
| 2016-06-27 | 2016-06-23 | 4 | Phillips Gary M. | ITEK | Stock Options (Right to Buy) | D | 7,61 | 12 000 | 12 000 | |||||
| 2016-06-27 | 2016-06-23 | 4 | Spivey Richard N. | ITEK | Stock Options (Right to Buy) | D | 7,61 | 12 000 | 12 000 | |||||
| 2016-05-17 | 2016-05-13 | 4 | CARROLL J MARTIN | ITEK | Common Stock | D | 9,0294 | 10 000 | 90 | 10 000 | ||||
| 2016-04-04 | 2016-04-01 | 4 | CARROLL J MARTIN | ITEK | Stock Options (Right to Buy) | D | 7,63 | 24 000 | 24 000 | |||||
| 2016-03-24 | 2016-03-22 | 4 | SOUTHWELL DAVID P | ITEK | Stock Options (Right to Buy) | D | 7,56 | 215 000 | 215 000 | |||||
| 2016-03-24 | 2016-03-22 | 4 | RITTER DALE | ITEK | Stock Options (Right to Buy) | D | 7,56 | 40 000 | 40 000 | |||||
| 2016-03-24 | 2016-03-22 | 4 | Baumgartner Rudolf A | ITEK | Stock Options (Right to Buy) | D | 7,56 | 165 000 | 165 000 | |||||
| 2016-03-24 | 2016-03-22 | 4 | McVicar William K. | ITEK | Stock Options (Right to Buy) | D | 7,56 | 135 000 | 135 000 | |||||
| 2016-01-12 | 2016-01-11 | 4 | BOESS CARSTEN | ITEK | Stock Options (Right to Buy) | D | 8,89 | 24 000 | 24 000 | |||||
| 2015-11-18 | 2015-11-16 | 4 | Rho Ventures IV Holdings LLC | ITEK | Common Stock | D | −127 711 | 0 | ||||||
| 2015-11-18 | 2015-11-16 | 4 | Rho Ventures IV Holdings LLC | ITEK | Common Stock | D | −115 083 | 636 496 | ||||||
| 2015-10-13 | 2015-10-13 | 4 | Phillips Gary M. | ITEK | Stock Options (Right to Buy) | D | 9,50 | 24 000 | 24 000 | |||||
| 2015-07-20 | 2015-07-16 | 4 | Spivey Richard N. | ITEK | Stock Options (Right to Buy) | D | 5,32 | 24 000 | 24 000 | |||||
| 2015-07-16 | 2015-07-14 | 4 | Devon Park Associates, L.P. | ITEK | Stock Options (Right to Buy) | I | 4,34 | −9 857 | 0 | |||||
| 2015-07-16 | 2015-07-14 | 4 | Devon Park Associates, L.P. | ITEK | Common Stock | D | 4,3420 | 9 857 | 43 | 3 253 566 | ||||
| 2015-06-26 | 2015-06-24 | 4 | HOWES PAUL G | ITEK | Stock Options (Right to Buy) | D | 5,03 | 5,0300 | 12 000 | 60 | 28 017 | |||
| 2015-06-26 | 2015-06-24 | 4 | KARABELAS ARGERIS N | ITEK | Stock Options (Right to Buy) | D | 5,03 | 5,0300 | 12 000 | 60 | 21 857 | |||
| 2015-06-26 | 2015-06-24 | 4 | RITTER DALE | ITEK | Stock Options (Right to Buy) | D | 5,03 | 5,0300 | 25 000 | 126 | 68 982 | |||
| 2015-06-26 | 2015-06-24 | 4 | VOGELBAUM MARTIN | ITEK | Stock Options (Right to Buy) | D | 5,03 | 5,0300 | 12 000 | 60 | 21 857 | |||
| 2015-06-26 | 2015-06-24 | 4 | SOUTHWELL DAVID P | ITEK | Stock Options (Right to Buy) | D | 5,03 | 5,0300 | 150 000 | 754 | 548 497 | |||
| 2015-06-26 | 2015-06-24 | 4 | Peimer Isai | ITEK | Stock Options (Right to Buy) | D | 5,03 | 5,0300 | 12 000 | 60 | 21 857 | |||
| 2015-06-26 | 2015-06-24 | 4 | CARE CAPITAL II LLC | ITEK | Stock Options (Right to Buy) | I | 5,03 | 5,0300 | 12 000 | 60 | 21 857 | |||
| 2015-06-26 | 2015-06-24 | 4 | Harel Ittai | ITEK | Stock Options (Right to Buy) | D | 5,03 | 5,0300 | 12 000 | 60 | 21 857 | |||
| 2015-06-26 | 2015-06-24 | 4 | Baumgartner Rudolf A | ITEK | Stock Options (Right to Buy) | D | 5,03 | 5,0300 | 75 000 | 377 | 276 615 | |||
| 2015-06-26 | 2015-06-24 | 4 | McVicar William K. | ITEK | Stock Options (Right to Buy) | D | 5,03 | 5,0300 | 75 000 | 377 | 276 094 | |||
| 2015-02-25 | 2015-02-23 | 4 | MedImmune Ventures, Inc. | ITEK | Convertible Promissory Notes | I | −338 551 | 0 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | MedImmune Ventures, Inc. | ITEK | Series AA Convertible Preferred Stock | I | −4 013 692 | 0 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | MedImmune Ventures, Inc. See Footnotes | ITEK | Common Stock | I | 6,0000 | 416 667 | 2 500 | 1 917 906 | ||||
| 2015-02-25 | 2015-02-23 | 4 | MedImmune Ventures, Inc. See Footnotes | ITEK | Common Stock | I | 57 204 | 1 501 239 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | MedImmune Ventures, Inc. See Footnotes | ITEK | Common Stock | I | 1 255 123 | 1 444 035 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | CARE CAPITAL II LLC See Footnotes | ITEK | Series AA Convertible Preferred Stock | I | −4 459 658 | 0 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | CARE CAPITAL II LLC See Footnotes | ITEK | Convertible Promissory Notes | I | 0 | |||||||
| 2015-02-25 | 2015-02-23 | 4 | CARE CAPITAL II LLC See Footnotes | ITEK | Common Stock | I | 6,0000 | 603 832 | 3 623 | 2 277 139 | ||||
| 2015-02-25 | 2015-02-23 | 4 | CARE CAPITAL II LLC See Footnotes | ITEK | Common Stock | I | 63 560 | 1 673 307 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | CARE CAPITAL II LLC See Footnotes | ITEK | Common Stock | I | 1 394 645 | 1 609 747 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | DEVON PARK BIOVENTURES LP | ITEK | Convertible Promissory Notes | I | −626 943 | 0 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | DEVON PARK BIOVENTURES LP | ITEK | Series AA Convertible Preferred Stock | I | −7 432 720 | 0 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | DEVON PARK BIOVENTURES LP See Footnotes | ITEK | Common Stock | I | 6,0000 | 814 166 | 4 885 | 3 243 709 | ||||
| 2015-02-25 | 2015-02-23 | 4 | DEVON PARK BIOVENTURES LP See Footnotes | ITEK | Common Stock | I | 105 933 | 2 429 543 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | DEVON PARK BIOVENTURES LP See Footnotes | ITEK | Common Stock | I | 2 323 610 | 2 323 610 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | Kantesaria Devang | ITEK | Convertible Promissory Notes | I | −626 943 | 0 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | Kantesaria Devang | ITEK | Series AA Convertible Preferred Stock | I | −7 432 720 | 0 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | Kantesaria Devang See Footnotes | ITEK | Common Stock | I | 6,0000 | 814 166 | 4 885 | 3 243 709 | ||||
| 2015-02-25 | 2015-02-23 | 4 | Kantesaria Devang See Footnotes | ITEK | Common Stock | I | 105 933 | 2 429 543 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | Kantesaria Devang See Footnotes | ITEK | Common Stock | I | 2 323 610 | 2 323 610 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | Pitango Venture Capital Principals Fund IV, L.P. | ITEK | Convertible Promissory Notes | I | −225 747 | 0 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | Pitango Venture Capital Principals Fund IV, L.P. | ITEK | Series AA Convertible Preferred Stock | I | −2 676 348 | 0 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | Pitango Venture Capital Principals Fund IV, L.P. See Footnotes | ITEK | Common Stock | I | 6,0000 | 212 375 | 1 274 | 1 292 584 | ||||
| 2015-02-25 | 2015-02-23 | 4 | Pitango Venture Capital Principals Fund IV, L.P. See Footnotes | ITEK | Common Stock | I | 38 143 | 1 080 209 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | Pitango Venture Capital Principals Fund IV, L.P. See Footnotes | ITEK | Common Stock | I | 847 424 | 1 042 066 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | KARABELAS ARGERIS N See Footnotes | ITEK | Series AA Convertible Preferred Stock | I | −4 459 658 | 0 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | KARABELAS ARGERIS N See Footnotes | ITEK | Convertible Promissory Notes | I | 0 | |||||||
| 2015-02-25 | 2015-02-23 | 4 | KARABELAS ARGERIS N See Footnotes | ITEK | Common Stock | I | 6,0000 | 603 832 | 3 623 | 2 277 139 | ||||
| 2015-02-25 | 2015-02-23 | 4 | KARABELAS ARGERIS N See Footnotes | ITEK | Common Stock | I | 63 560 | 1 673 307 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | KARABELAS ARGERIS N See Footnotes | ITEK | Common Stock | I | 1 394 645 | 1 609 747 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | RHO VENTURES IV QP LP | ITEK | Convertible Promissory Notes | I | −432 591 | 0 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | RHO VENTURES IV QP LP | ITEK | Series AA Convertible Preferred Stock | I | −5 128 577 | 0 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | RHO VENTURES IV QP LP See Footnotes | ITEK | Common Stock | I | 6,0000 | 958 226 | 5 749 | 2 870 584 | ||||
| 2015-02-25 | 2015-02-23 | 4 | RHO VENTURES IV QP LP See Footnotes | ITEK | Common Stock | I | 73 092 | 1 912 358 | ||||||
| 2015-02-25 | 2015-02-23 | 4 | RHO VENTURES IV QP LP See Footnotes | ITEK | Common Stock | I | 1 606 230 | 1 839 266 | ||||||
| 2015-02-18 | 3/A | KARABELAS ARGERIS N See Footnotes | ITEK | Common Stock | I | 215 102 | ||||||||
| 2015-02-17 | 3 | Pitango G.C. Capital Holdings Ltd. See Footnotes | ITEK | Common Stock | I | 389 284 | ||||||||
| 2015-02-17 | 3 | Pitango G.C. Capital Holdings Ltd. See Footnotes | ITEK | Common Stock | I | 389 284 | ||||||||
| 2015-02-17 | 3 | Pitango G.C. Capital Holdings Ltd. See Footnotes | ITEK | Common Stock | I | 389 284 | ||||||||
| 2015-02-17 | 3 | Pitango G.C. Capital Holdings Ltd. See Footnotes | ITEK | Common Stock | I | 389 284 | ||||||||
| 2015-02-17 | 3 | Pitango G.C. Capital Holdings Ltd. See Footnotes | ITEK | Common Stock | I | 389 284 | ||||||||
| 2015-02-17 | 3 | MedImmune Ventures, Inc. | ITEK | Common Stock | D | 377 824 | ||||||||
| 2015-02-17 | 3 | MedImmune Ventures, Inc. | ITEK | Common Stock | D | 377 824 | ||||||||
| 2015-02-17 | 3 | Care Capital Offshore Investments III LP See Footnotes | ITEK | Common Stock | I | 430 204 | ||||||||
| 2015-02-17 | 3 | Care Capital Offshore Investments III LP See Footnotes | ITEK | Common Stock | I | 430 204 | ||||||||
| 2015-02-17 | 3 | Care Capital Offshore Investments III LP See Footnotes | ITEK | Common Stock | I | 430 204 | ||||||||
| 2015-02-17 | 3 | Care Capital Offshore Investments III LP See Footnotes | ITEK | Common Stock | I | 430 204 | ||||||||
| 2015-02-17 | 3 | Care Capital Offshore Investments III LP See Footnotes | ITEK | Common Stock | I | 430 204 | ||||||||
| 2015-02-17 | 3 | Care Capital Offshore Investments III LP See Footnotes | ITEK | Common Stock | I | 430 204 | ||||||||
| 2015-02-17 | 3 | Care Capital Offshore Investments III LP See Footnotes | ITEK | Common Stock | I | 430 204 | ||||||||
| 2015-02-17 | 3 | KARABELAS ARGERIS N See Footnotes | ITEK | Common Stock | I | 430 204 | ||||||||
| 2015-02-17 | 3 | KARABELAS ARGERIS N See Footnotes | ITEK | Common Stock | I | 430 204 | ||||||||
| 2015-02-17 | 3 | LESCHLY MARK See Footnotes | ITEK | Common Stock | I | 466 072 | ||||||||
| 2015-02-17 | 3 | LESCHLY MARK See Footnotes | ITEK | Common Stock | I | 466 072 | ||||||||
| 2015-02-17 | 3 | LESCHLY MARK See Footnotes | ITEK | Common Stock | I | 466 072 | ||||||||
| 2015-02-17 | 3 | LESCHLY MARK See Footnotes | ITEK | Common Stock | I | 466 072 | ||||||||
| 2015-02-17 | 3 | LESCHLY MARK See Footnotes | ITEK | Common Stock | I | 466 072 | ||||||||
| 2015-02-17 | 3 | LESCHLY MARK See Footnotes | ITEK | Common Stock | I | 466 072 | ||||||||
| 2015-02-17 | 3 | LESCHLY MARK See Footnotes | ITEK | Common Stock | I | 466 072 | ||||||||
| 2015-02-17 | 3 | LESCHLY MARK See Footnotes | ITEK | Common Stock | I | 466 072 | ||||||||
| 2015-02-17 | 3 | LESCHLY MARK See Footnotes | ITEK | Common Stock | I | 466 072 | ||||||||
| 2015-02-17 | 3 | LESCHLY MARK See Footnotes | ITEK | Common Stock | I | 466 072 | ||||||||
| 2015-02-17 | 3 | LESCHLY MARK See Footnotes | ITEK | Common Stock | I | 466 072 |
P
Köp på öppna marknaden eller privat köp av icke-derivatsäkerhet
S
Köp på öppna marknaden eller privat försäljning av icke-derivatsäkerhet
A
Bevilja, tilldelning eller annat förvärv av värdepapper från företaget (såsom en option)
C
Omvandling av derivat
D
Försäljning eller överföring av värdepapper tillbaka til företaget
F
Betalning av lösenpris eller skatteskuld med del av värdepapper som erhållits från bolaget
G
Överlåtelse av värdepapper från eller till insidern
K
Aktieswappar och liknande säkringsaffärer
M
Utövande eller omvandling av derivatsäkerhet som erhållits från företaget (som en option)
V
En transaktion friviligt rapporterad på schema 4
J
Andra (med en fotnot som beskriver transaktionen)
