Grundläggande statistik
| CIK | 890923 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Zoltek Companies Inc
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| February 17, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Zoltek Companies, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 98975W104 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| February 5, 2015 |
ZOLT / Zoltek Companies Inc / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* ZOLTEK COMPANIES INC (Name of Issuer) Common Stock (Title of Class of Securities) 98975W104 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc |
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| March 10, 2014 |
zolt20140309b1512g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 0-20600 ZOLTEK COMPANIES, INC. (Exact name of registra |
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| March 5, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* ZOLTEK COMPANIES, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.01 PER SHARE (Title of Class of Securities) 98975W 10 4 (CUSIP Number) Koji Matsuoka Toray Industries, Inc. Nihonbashi Mitsui Tower, 1-1 Nihonbashi-Muromachi 2-chome, Chuo-ku Tokyo 103-86 |
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| February 28, 2014 |
zolt20140227posam.htm As filed with the Securities and Exchange Commission on February 28, 2014 Registration No. 333-145113 Registration No. 333-149357 Registration No. 333-149356 Registration No. 333-145114 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-145113; POST-EFFECTIVE AMENDMENT NO. 1 TO FORM |
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| February 28, 2014 |
zolt20140227posam.htm As filed with the Securities and Exchange Commission on February 28, 2014 Registration No. 333-145113 Registration No. 333-149357 Registration No. 333-149356 Registration No. 333-145114 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-145113; POST-EFFECTIVE AMENDMENT NO. 1 TO FORM |
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| February 28, 2014 |
zolt201402278k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 28, 2014 ZOLTEK COMPANIES, INC. (Exact name of registrant as specified in its charter) Missouri 0-20600 43-1311101 (State or other (Commission File (I.R.S. |
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| February 28, 2014 |
ex3-2.htm Exhibit 3.2 * * * * * BYLAWS * * * * * ARTICLE I OFFICES Section 1. The registered office shall be located in Clayton, Missouri. Section 2. The corporation may also have offices at such other places both within and without the State of Missouri as the board of directors may from time to time determine or the business of the corporation may require. ARTICLE II ANNUAL MEETINGS OF SHAREHOLD |
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| February 28, 2014 |
zolt20140227posam.htm As filed with the Securities and Exchange Commission on February 28, 2014 Registration No. 333-145113 Registration No. 333-149357 Registration No. 333-149356 Registration No. 333-145114 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-145113; POST-EFFECTIVE AMENDMENT NO. 1 TO FORM |
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| February 28, 2014 |
zolt20140227posam.htm As filed with the Securities and Exchange Commission on February 28, 2014 Registration No. 333-145113 Registration No. 333-149357 Registration No. 333-149356 Registration No. 333-145114 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-8 Registration Statement No. 333-145113; POST-EFFECTIVE AMENDMENT NO. 1 TO FORM |
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| February 28, 2014 |
ZOLT / Zoltek Companies Inc / RUMY ZSOLT - SCHEDULE 13D/A Activist Investment rumy20140227sc13da.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1) Zoltek Companies, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 98975W104 (CUSIP Number) Zsolt Rumy 3101 McKelvey Rd. St. Louis, MO 63044 (314) 291-5110 (Name, Address and Telephone Number of Person |
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| February 28, 2014 |
AMENDED AND RESTATED ARTICLES OF INCORPORATION ZOLTEK COMPANIES, INC. EX-3 2 ex3-1.htm EXHIBIT 3.1 Exhibit 3.1 AMENDED AND RESTATED ARTICLES OF INCORPORATION OF ZOLTEK COMPANIES, INC. First. The name of the Corporation is: Zoltek Companies, Inc. Second. The address, including street and number, of its present registered office in the State of Missouri is 120 South Central Avenue, Clayton, Missouri 63105, and the name of its present registered agent at such address i |
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| February 28, 2014 |
ZOLTEK ANNOUNCES CLOSING OF THE MERGER WITH TORAY INDUSTRIES, INC. ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE ZOLTEK ANNOUNCES CLOSING OF THE MERGER WITH TORAY INDUSTRIES, INC. ST. LOUIS, MISSOURI – February 28, 2014 – Zoltek Companies, Inc. (Nasdaq: ZOLT) (the “Company”) today announced that it had completed the merger contemplated by the Agreement and Plan of Merger (the “Merger Agreement”) with Toray Industries, Inc. (“Toray”). The Company and Toray announc |
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| February 13, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Zoltek Companies, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 98975W104 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the |
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| February 11, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K zolt201402118k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 10, 2014 ZOLTEK COMPANIES, INC. (Exact name of registrant as specified in its charter) Missouri 0-20600 43-1311101 (State or other (Commission File (I.R.S. |
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| February 11, 2014 |
ZOLTEK REPORTS FIRST QUARTER RESULTS EX-99 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE ZOLTEK REPORTS FIRST QUARTER RESULTS ST. LOUIS, MISSOURI – February 10, 2014 – Zoltek Companies Inc. (Nasdaq: ZOLT) today reported financial results for the first quarter of its 2014 fiscal year. For the first quarter of fiscal 2014 ended December 31, 2013, Zoltek reported net sales of $35.0 million, compared to $35.9 million in th |
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| February 10, 2014 |
ZOLT / Zoltek Companies Inc / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* ZOLTEK COMPANIES INC (Name of Issuer) Common Stock (Title of Class of Securities) 98975W104 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc |
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| February 10, 2014 |
zolt2014020410q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark one) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the three months ended December 31, 2013 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0- |
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| January 24, 2014 |
Regulation FD Disclosure, Submission of Matters to a Vote of Security Holders - FORM 8-K zolt201401238k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 23, 2014 ZOLTEK COMPANIES, INC. (Exact name of registrant as specified in its charter) Missouri 0-20600 43-1311101 (State or other (Commission File (I.R.S. |
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| January 22, 2014 |
zolt201401218k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 20, 2014 ZOLTEK COMPANIES, INC. (Exact name of registrant as specified in its charter) Missouri 0-20600 43-1311101 (State or other (Commission File (I.R.S. |
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| January 8, 2014 |
DEFA14A 1 zolt20140108defa14a.htm FORM DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Com |
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| December 20, 2013 |
zolt2013093010k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended September 30, 2013 Commission File Number 0-20600 ZOLTEK COMPANIES, INC. (Exact name of registrant as specified in its charter) Missouri 43-1311101 (State or other jur |
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| December 17, 2013 |
ZOLTEK REPORTS FOURTH QUARTER/FISCAL YEAR RESULTS ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE ZOLTEK REPORTS FOURTH QUARTER/FISCAL YEAR RESULTS ST. LOUIS, MISSOURI – December 16, 2013 – Zoltek Companies Inc. (Nasdaq: ZOLT) today reported financial results for the fourth quarter fiscal year-end results for 2013. For the fourth quarter of fiscal 2013, ended September 30, 2013, Zoltek reported net sales of $41.0 million, compared to $44.2 million |
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| December 17, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K zolt201312178k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 16, 2013 ZOLTEK COMPANIES, INC. (Exact name of registrant as specified in its charter) Missouri 0-20600 43-1311101 (State or other (Commission File (I.R.S. |
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| December 17, 2013 |
zolt2013093010k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2013 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 0-20600 ZOLTEK COM |
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| December 11, 2013 |
zolt20131210defm14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permit |
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| December 6, 2013 |
zolt20131206corresp.htm December 6, 2013 VIA EDGAR Mr. Russell Mancuso Branch Chief Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Zoltek Companies, Inc. Preliminary Proxy Statement on Schedule 14A Filed October 29, 2013 File No. 000-20600 Dear Mr. Mancuso: Pursuant to the Staff’s oral request to our legal counsel, this letter confi |
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| December 6, 2013 |
zolt20131129prem14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permit |
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| December 2, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| December 2, 2013 |
zolt20131202corresp.htm December 2, 2013 VIA EDGAR Mr. Russell Mancuso Branch Chief Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Zoltek Companies, Inc. Preliminary Proxy Statement on Schedule 14A Filed October 29, 2013 File No. 000-20600 Dear Mr. Mancuso: This letter responds to the Staff’s letter dated November 25, 2013, regardin |
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| November 20, 2013 |
zolt20131119corresp.htm Andrew J. Klinghammer P 314.552.6171 F 314.552.7171 [email protected] November 20, 2013 VIA EDGAR AND MESSENGER Mr. Russell Mancuso Branch Chief Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Zoltek Companies, Inc. Preliminary Proxy Statement on Schedule 14A Filed October 29, 2013 File No. 000-2 |
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| October 29, 2013 |
zolt20131025prem14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [X] Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permit |
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| October 7, 2013 |
ZOLT / Zoltek Companies Inc / TORAY INDUSTRIES INC - TORAY INDUSTRIES INC SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D ZOLTEK COMPANIES, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $0.01 PER SHARE (Title of Class of Securities) 98975W 10 4 (CUSIP Number) Koji Matsuoka Toray Industries, Inc. Nihonbashi Mitsui Tower, 1-1 Nihonbashi-Muromachi 2-chome, Chuo-ku Tokyo 103-8666, Japan +81-3-3245-5111 (Name, Address and Telephone Number |
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| October 2, 2013 |
ZOLT / Zoltek Companies Inc / RUMY ZSOLT - SCHEDULE 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. ) Zoltek Companies, Inc. (Name of Issuer) Common Stock, par value $.01 per share (Title of Class of Securities) 98975W104 (CUSIP Number) Zsolt Rumy 3101 McKelvey Rd. St. Louis, MO 63044 (314) 291-5110 (Name, Address and Telephone Number of Persons Authorized to Receive No |
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| September 27, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2)1 Zoltek Companies, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 98975W104 (CUSIP Number) JEFFRY N. QUINN |
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| September 27, 2013 |
ZOLTEK ANNOUNCES AGREEMENT AND PLAN OF MERGER WITH TORAY INDUSTRIES, INC. ex99-2.htm Exhibit 99.2 FOR IMMEDIATE RELEASE ZOLTEK ANNOUNCES AGREEMENT AND PLAN OF MERGER WITH TORAY INDUSTRIES, INC. ST. LOUIS, MISSOURI — September 26, 2013 — Zoltek Companies, Inc. (Nasdaq: ZOLT) (the “Company”) today announced that it has entered into a merger agreement with Toray Industries, Inc. (“Toray”). Under the terms of the agreement, Toray will acquire all of the Company’s outstandin |
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| September 27, 2013 |
RETENTION AND STAY BONUS AGREEMENT ex10-1.htm Exhibit 10.1 RETENTION AND STAY BONUS AGREEMENT THIS RETENTION AND STAY BONUS AGREEMENT (this “Agreement”) is made and entered into effective as of September , 2013 (the “Effective Date”), by and between Zoltek Companies Inc., a Missouri corporation (the “Company”), and , an individual (“Employee”). RECITALS A. The Company previously advised Employee that it undertook a process of asses |
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| September 27, 2013 |
EX-99 4 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 STOCKHOLDER VOTING AGREEMENT This Stockholder Voting Agreement (this “Agreement”) is made and entered into as of September 27, 2013, by and between Toray Industries, Inc., a Japanese kabushiki kaisha (“Parent”), and the undersigned stockholder (“Stockholder”) of Zoltek Companies, Inc., a Missouri corporation (the “Company”). RECITALS A. Concurrently wit |
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| September 27, 2013 |
TERMINATION OF JOINT FILING AND SOLICITATION AGREEMENT September 27, 2013 Exhibit 99.1 TERMINATION OF JOINT FILING AND SOLICITATION AGREEMENT September 27, 2013 Each of the undersigned is a party to that certain Joint Filing and Solicitation Agreement, dated February 28, 2013 (the “Group Agreement”). Each of the undersigned hereby agrees that the Group Agreement is terminated effective immediately based upon the announcement by Zoltek Companies, Inc. that it has entered |
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| September 27, 2013 |
EX-2 2 ex2-1.htm EXHIBIT 2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER by and among ZOLTEK COMPANIES, INC., TORAY INDUSTRIES, INC. and TZ ACQUISITION CORP. Dated September 27, 2013 Table of Contents ARTICLE 1 THE MERGER 1 Section 1.1 The Merger 1 Section 1.2 The Closing 2 ARTICLE 2 ARTICLES OF INCORPORATION AND BY-LAWS; DIRECTORS AND OFFICERS 2 Section 2.1 Articles of Incorporation of the Surviving |
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| September 27, 2013 |
zolt201309268k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 26, 2013 ZOLTEK COMPANIES, INC. (Exact name of registrant as specified in its charter) Missouri 0-20600 43-1311101 (State or other (Commission File (I.R.S |
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| August 12, 2013 |
ZOLTEK REPORTS THIRD QUARTER RESULTS ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE ZOLTEK REPORTS THIRD QUARTER RESULTS ST. LOUIS, MISSOURI – August 9, 2013 – Zoltek Companies Inc. (Nasdaq: ZOLT) today reported financial results for the third quarter of its 2013 fiscal year. Zoltek’s net revenues for the quarter ended June 30, 2013, totaled $30.3 million, compared to $48.1 million in the third quarter of fiscal 2012. Revenues in the |
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| August 12, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K zolt201308128k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 9, 2013 ZOLTEK COMPANIES, INC. (Exact name of registrant as specified in its charter) Missouri 0-20600 43-1311101 (State or other (Commission File (I.R.S. Em |
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| August 9, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q zolt2013063010q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark one) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the three months ended June 30, 2013 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0-2060 |
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| July 2, 2013 |
Purchase Agreement Vestas Blades A/S Zoltek Companies Inc. No. 01012012Content Exhibit 10.8 [Certain portions of this Exhibit have been filed separately with the Securities and Exchange Commission (the “Commission”) pursuant to a confidential treatment request in accordance with Rule 24b-2 of the Securities Exchange Act of 1934, as amended. The location of each omitted portion is indicated by a series of three asterisks in brackets(“[***]”)]. Purchase Agreement between Vesta |
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| July 2, 2013 |
zolt2013062810ka.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 2) Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended September 30, 2012 Commission File Number 0-20600 ZOLTEK COMPANIES, INC. (Exact name of registrant as specified in its charter) Missouri (State or other jurisdiction |
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| May 14, 2013 |
ZOLTEK REPORTS SECOND QUARTER RESULTS EX-99 2 zolt201305138kex99-1.htm EXHIBIT 99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE ZOLTEK REPORTS SECOND QUARTER RESULTS ST. LOUIS, MISSOURI – May 10, 2013 – Zoltek Companies Inc. (Nasdaq: ZOLT) today reported financial results for the second quarter of its 2013 fiscal year. Zoltek’s net revenues for the quarter ended March 31, 2013, totaled $33.3 million, compared to $47.0 million in the second qua |
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| May 14, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K zolt201305138k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 10, 2013 ZOLTEK COMPANIES, INC. (Exact name of registrant as specified in its charter) Missouri 0-20600 43-1311101 (State or other (Commission File (I.R.S. Empl |
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| May 10, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark one) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the three months ended March 31, 2013 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| May 2, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended September 30, 2012 Commission File Number 0-20600 ZOLTEK COMPANIES, INC. (Exact name of registrant as specified in its charter) Missouri (State or other jurisdiction of incorporation or o |
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| May 2, 2013 |
Purchase Agreement Vestas Blades A/S Zoltek Companies Inc. No. 01012012 Exhibit 10.8 [Certain portions of this Exhibit have been filed separately with the Securities and Exchange Commission (the “Commission”) pursuant to a confidential treatment request in accordance with Rule 24b-2 of the Securities Exchange Act of 1934, as amended. The location of each omitted portion is indicated by a series of three astericks in brackets(“[***]”)]. Purchase Agreement between Vesta |
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| April 8, 2013 |
ZOLTEK ANNOUNCES REVIEW OF ITS STRATEGIC ALTERNATIVES zolt201304038kex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE ZOLTEK ANNOUNCES REVIEW OF ITS STRATEGIC ALTERNATIVES ST. LOUIS, MISSOURI – April 2, 2013 – Zoltek Companies, Inc. (Nasdaq: ZOLT) (the “Company”) today announced that it is commencing a process to explore and evaluate strategic alternatives to maximize shareholder value. The Company has engaged J.P. Morgan Securities LLC as the Company’s |
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| April 8, 2013 |
zolt201304038k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 2, 2013 ZOLTEK COMPANIES, INC. (Exact name of registrant as specified in its charter) Missouri 0-20600 43-1311101 (State or other (Commission File (I.R.S. Emp |
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| April 8, 2013 |
[Zoltek Companies, Inc. Letterhead] April __, 2013 zolt201304038kex10-1.htm Exhibit 10.1 [Zoltek Companies, Inc. Letterhead] April , 2013 Re: Amendment to Non-Qualified Stock Option Agreement Dear Optionee: You were granted options to purchase shares of the Common Stock of Zoltek Companies, Inc. (the “Company”) pursuant to the Non-Qualified Stock Option Agreement described below (the “Option Agreement”), under the Zoltek Companies, Inc. 2008 Long- |
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| March 28, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)1 Zoltek Companies, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 98975W104 (CUSIP Number) JEFFRY N. QUINN |
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| March 25, 2013 |
March 25, 2013 VIA FEDERAL EXPRESS AND EDGAR Attention: Mr. Kevin L. Vaughn – Accounting Branch Chief Re: Zoltek Companies, Inc. Form 10-K for the Fiscal Year Ended September 30, 2012 Filed November 27, 2012 Form 10-Q for the Quarter Ended December 31, 2012 Filed February 1, 2013 Response letter submitted March 22, 2013 File No. 000-20600 Dear Mr. Vaughn: This letter responds to the Staff’s letter |
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| March 8, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K zolt201303088k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 5, 2013 ZOLTEK COMPANIES, INC. (Exact name of registrant as specified in its charter) Missouri 0-20600 43-1311101 (State or other (Commission File (I.R.S. Emp |
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| March 8, 2013 |
ZOLTEK RESPONDS TO REQUEST FOR SPECIAL SHAREHOLDERS MEETING zolt201303088kex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE ZOLTEK RESPONDS TO REQUEST FOR SPECIAL SHAREHOLDERS MEETING ST. LOUIS, MISSOURI — March 5, 2013 — Zoltek Companies, Inc. (Nasdaq: ZOLT) today reported that it had received a request for a special shareholders meeting from a group of shareholders that filed a Schedule 13D reporting beneficial ownership of an aggregate of approximately 10.1 |
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| March 5, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement ¨ Confide |
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| March 5, 2013 |
Exhibit 1 |
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| March 4, 2013 |
EX-99.1 2 ex991to13d0924100202212013.htm LETTER TO THE BOARD Exhibit 99.1 Quinpario Partners LLC 12935 North Forty Drive Suite 201 St. Louis, Missouri 63141 (314) 548-6200 www.quinpario.com March 4, 2013 Mr. Zsolt Rumy Chairman of the Board, President and Chief Executive Officer Zoltek Companies, Inc. 3101 McKelvey Road St. Louis, Missouri 63044 Dear Zsolt, Quinpario Partners, LLC (“Quinpario”), t |
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| March 4, 2013 |
Exhibit 99.3 |
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| March 4, 2013 |
JOINT FILING AND SOLICITATION AGREEMENT Exhibit 99.4 JOINT FILING AND SOLICITATION AGREEMENT This Agreement (this “Agreement”) is made and entered into as of February 28, 2013, by and among (1) Quinpario Partners LLC (“Quinpario”), Jeffry N. Quinn; (2) FrontFour Master Fund, Ltd., FrontFour Opportunity Fund Ltd., FrontFour Capital Group LLC, FrontFour Capital Corp., Stephen Loukas, David A. Lorber, Zachary George (together, “FrontFour”) |
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| March 4, 2013 |
EX-99.5 6 ex995to13d0924100202212013.htm POWERS OF ATTORNEY Exhibit 99.5 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Paul J. Berra III and Jeffry N. Quinn, or either of them, the undersigned’s true and lawful attorney-in-fact to take any and all action in connection with (i) the undersigned’s beneficial ownership of, or participation in a grou |
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| March 4, 2013 |
ZOLT / Zoltek Companies Inc / Quinpario Partners LLC - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. )1 Zoltek Companies, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 98975W104 (CUSIP Number) JEFFRY N. QUINN |
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| March 4, 2013 |
Exhibit 99.2 Quinpario Partners LLC 12935 North Forty Drive Suite 201 St. Louis, Missouri 63141 (314) 548-6200 www.quinpario.com March 4, 2013 BY FACSIMILE AND OVERNIGHT COURIER Zoltek Companies, Inc. 3101 McKelvey Road St. Louis, Missouri Attn: Corporate Secretary Dear Sir or Madam: Quinpario Partners LLC, Jeffry N. Quinn, FrontFour Master Fund, Ltd., FrontFour Opportunity Fund Ltd., FrontFour Ca |
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| February 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Zoltek Companies, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 98975W104 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whi |
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| February 11, 2013 |
ZOLT / Zoltek Companies Inc / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment SC 13G/A 1 rrd363.htm SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* ZOLTEK COMPANIES INC (Name of Issuer) Common Stock (Title of Class of Securities) 98975W104 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designa |
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| February 5, 2013 |
ZOLTEK REPORTS FIRST QUARTER RESULTS Exhibit 99.1 FOR IMMEDIATE RELEASE ZOLTEK REPORTS FIRST QUARTER RESULTS ST. LOUIS, MISSOURI - January 31, 2013 - Zoltek Companies, Inc. (Nasdaq: ZOLT) today reported financial results for the first quarter of its 2013 fiscal year. Zoltek’s net revenues for the quarter ended December 31, 2012, totaled $35.9 million, compared to $47.0 million in the first quarter of fiscal 2011, a decrease of 23.7%. |
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| February 5, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 31, 2013 ZOLTEK COMPANIES, INC. (Exact name of registrant as specified in its charter) Missouri 0-20600 43-1311101 (State or other jurisdiction of organization) (Commission Fi |
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| February 1, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q 10-Q 1 zolt10q-123112.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark one) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the three months ended December 31, 2012 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commis |
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| December 27, 2012 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 28, 2012 |
ZOLTEK REPORTS BEST YEAR EVER FOR SALES AND EARNINGS Exhibit 99.1 FOR IMMEDIATE RELEASE ZOLTEK REPORTS BEST YEAR EVER FOR SALES AND EARNINGS ST. LOUIS, MISSOURI – November 27, 2012 – Zoltek Companies, Inc. (Nasdaq: ZOLT) today reported strong financial results for its fourth quarter – capping a year of record sales and earnings. For the fourth quarter of fiscal 2012, ended September 30, Zoltek reported net sales of $44.2 million, compared to $43.1 m |
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| November 28, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 27, 2012 ZOLTEK COMPANIES, INC. (Exact name of registrant as specified in its charter) Missouri 0-20600 43-1311101 (State or other jurisdiction of organization) (Commission F |
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| November 27, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2012 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 0-20600 ZOLTEK COMPANIES, INC. (Exact |
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| August 3, 2012 |
ZOLTEK REPORTS STRONG THIRD QUARTER RESULTS Exhibit 99.1 FOR IMMEDIATE RELEASE ZOLTEK REPORTS STRONG THIRD QUARTER RESULTS ST. LOUIS, MISSOURI – August 2, 2012 – Zoltek Companies, Inc. (Nasdaq: ZOLT) today reported financial results for the third quarter of its 2012 fiscal year. Zoltek’s net revenues for the quarter ended June 30, 2012, totaled $48.1 million, compared to $38.6 million in the third quarter of fiscal 2011, an increase of 24.6 |
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| August 3, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 2, 2012 ZOLTEK COMPANIES, INC. (Exact name of registrant as specified in its charter) Missouri 0-20600 43-1311101 (State or other (Commission File (I.R.S. Employer jurisdiction |
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| August 2, 2012 |
RESTATED AND AMENDED UNCOMMITTED CREDIT LINE AGREEMENT INCORPORATED WITH THE 13rd AMENDMENT Exhibit 10.3 RESTATED AND AMENDED UNCOMMITTED CREDIT LINE AGREEMENT INCORPORATED WITH THE 13rd AMENDMENT This agreement is concluded between and ZOLTEK VEGYIPARI Zrt. RAIFFEISEN BANK Zrt. Registered seat: 2537 Nyergesújfalu, Varga József tér 1. Registration No.: Cg. 11-10-001447 Registered seat: 1054 Budapest, Akadémia u. 6. Registration No.: 01-10-041042 as borrower (hereinafter referred as the “ |
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| August 2, 2012 |
Exhibit 10.2 CREDIT FACILITY AGREEMENT refinanced by Hungarian Export-Import Bank Plc. Contract no.: TCF-DK-18/2012 between ZOLTEK VEGYIPARI ZÁRTKÖRŰEN MŰKÖDŐ RÉSZVÉNYTÁRSASÁG as Borrower and RAIFFEISEN BANK ZÁRTKÖRŰEN MŰKÖDŐ RÉSZVÉNYTÁRSASÁG as Bank H-1037 Budapest, Szépvölgyi út 43. T: +36 1 430 1510 F: +36 1 430 1511 W: www.hplegal.eu TABLE OF CONTENT PART I DEFINITIONS 4 1. Definitions and int |
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| August 2, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark one) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the three months ended June 30, 2012 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| August 2, 2012 |
JOINT AND SEVERAL GUARANTEE AGREEMENT EX-10.4 5 ex10-4.htm EXHIBIT 10.4 Exhibit 10.4 JOINT AND SEVERAL GUARANTEE AGREEMENT The present Joint and Several Guarantee Agreement (hereinafter referred to as the “Agreement”) has been concluded by and between ZOLTEK COMPANIES, INC (registered seat: 3101 McKelvey Road, St. Louis, Missouri, USA 63044) as joint and several guarantor under this Agreement (hereinafter referred to as the “Joint and |
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| August 2, 2012 |
Exhibit 10.1 CREDIT AGREEMENT dated as of April 27, 2012 among ZOLTEK COMPANIES, INC. and JPMORGAN CHASE BANK, N.A. TABLE OF CONTENTS Page ARTICLE I Definitions 1 SECTION 1.01 Defined Terms 1 SECTION 1.02 Classification of Loans and Borrowings 22 SECTION 1.03 Terms Generally 22 SECTION 1.04 Accounting Terms; GAAP 22 ARTICLE II The Credits 22 SECTION 2.01 Commitment 22 SECTION 2.02 Loans and Borrow |
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| June 22, 2012 |
Entry into a Material Definitive Agreement - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 15, 2012 ZOLTEK COMPANIES, INC. (Exact name of registrant as specified in its charter) Missouri 0-20600 43-1311101 (State or other jurisdiction of organization) (Commission File |
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| May 4, 2012 |
ZOLTEK REPORTS CONTINUATION OF GROWTH TRENDS IN SECOND QUARTER Exhibit 99.1 FOR IMMEDIATE RELEASE ZOLTEK REPORTS CONTINUATION OF GROWTH TRENDS IN SECOND QUARTER ST. LOUIS, MISSOURI – May 3, 2012 – Zoltek Companies, Inc. (Nasdaq: ZOLT) today reported financial results for the second quarter of its 2012 fiscal year. Zoltek’s net revenues for the quarter ended March 31, 2012, totaled $47.0 million, compared to $37.1 million in the second quarter of fiscal 2011, |
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| May 4, 2012 |
Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 3, 2012 ZOLTEK COMPANIES, INC. (Exact name of registrant as specified in its charter) Missouri 0-20600 43-1311101 (State or other jurisdiction of organization) (Commission File Nu |
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| May 3, 2012 |
Exhibit 10.1 BUSINESS LOAN AGREEMENT Borrower: Zoltek Companies, Inc.; Zoltek Corporation; Lender: Enterprise Bank & Trust Engineering Technology Corporation; and Zoltek Properties, Inc. Clayton 3101 McKelvey Road c/o Enterprise Support Center Bridgeton, MO 63044 1281 N. Warson Rd. St. Louis, MO 63132 THIS BUSINESS LOAN AGREEMENT dated March 30, 2012, is made and executed among Zoltek Companies, I |
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| May 3, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark one) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the three months ended March 31, 2012 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| May 3, 2012 |
Exhibit 10.2 PROMISSORY NOTE Borrower: Zoltek Companies, Inc.; Zoltek Corporation; Lender: Enterprise Bank & Trust Engineering Technology Corporation; and Zoltek Properties, Inc. Clayton 3101 McKelvey Road c/o Enterprise Support Center Bridgeton, MO 63044 1281 N. Warson Rd. St. Louis, MO 63132 Principal Amount: $10,000,000.00 Date of Note: March 30, 2012 PROMISE TO PAY. Zoltek Companies, Inc., Zol |
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| April 5, 2012 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K zolt201204058k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 30, 2012 ZOLTEK COMPANIES, INC. (Exact name of registrant as specified in its charter) Missouri 0-20600 43-1311101 (State or other (Commission (I.R.S. Employe |
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| March 28, 2012 |
ZOLTEK AND MAGNA JOIN FORCES TO SPEED AUTO INDUSTRY ADOPTION OF CARBON FIBER MATERIAL Exhibit 99.1 FOR IMMEDIATE RELEASE ZOLTEK AND MAGNA JOIN FORCES TO SPEED AUTO INDUSTRY ADOPTION OF CARBON FIBER MATERIAL PARIS, FRANCE ¾ March 27, 2012 ¾ Zoltek Companies, Inc. (Nasdaq: ZOLT) announced today that it is working with Magna Exteriors and Interiors, an operating unit of Magna International Inc., under an exclusive global collaborative partnership to speed development of low-cost carbo |
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| March 28, 2012 |
Regulation FD Disclosure - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 27, 2012 ZOLTEK COMPANIES, INC. (Exact name of registrant as specified in its charter) Missouri 0-20600 43-1311101 (State or other jurisdiction of organization) (Commission File |
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| March 5, 2012 |
SIXTH AMENDMENT TO CREDIT AGREEMENT Exhibit 10.1 SIXTH AMENDMENT TO CREDIT AGREEMENT THIS SIXTH AMENDMENT TO CREDIT AGREEMENT (this “Amendment”) is made and entered into as of the 1st day of March, 2012, by and among ZOLTEK COMPANIES, INC., a Missouri corporation having its chief executive office and principal place of business located at 3101 McKelvey Road, St. Louis, Missouri 63044 (“Parent”), ZOLTEK CORPORATION, a Missouri corpor |
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| March 5, 2012 |
Entry into a Material Definitive Agreement - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 1, 2012 ZOLTEK COMPANIES, INC. (Exact name of registrant as specified in its charter) Missouri 0-20600 43-1311101 (State or other jurisdiction of organization) (Commission File |
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| February 14, 2012 |
ZOLT / Zoltek Companies Inc / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* ZOLTEK COMPANIES INC (Name of Issuer) Common Stock (Title of Class of Securities) 98975W104 (CUSIP Number) December 31, 2011 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc |
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| February 7, 2012 |
ZOLTEK REPORTS STRONG GROWTH IN FIRST QUARTER REVENUES AND EARNINGS Exhibit 99.1 FOR IMMEDIATE RELEASE ZOLTEK REPORTS STRONG GROWTH IN FIRST QUARTER REVENUES AND EARNINGS ST. LOUIS, MISSOURI ¾ February 2, 2012 ¾ Zoltek Companies, Inc. (Nasdaq: ZOLT) today reported financial results for the first quarter of its 2012 fiscal year. Zoltek’s net revenues for the quarter ended December 31, 2011, totaled $47.0 million, compared to $32.9 million in the first quarter of fi |
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| February 7, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 2, 2012 ZOLTEK COMPANIES, INC. (Exact name of registrant as specified in its charter) Missouri 0-20600 43-1311101 (State or other jurisdiction of organization) (Commission Fi |
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| February 3, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark one) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the three months ended December 31, 2011 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| January 3, 2012 |
FIFTH AMENDMENT TO CREDIT AGREEMENT EX-10.1 2 ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 FIFTH AMENDMENT TO CREDIT AGREEMENT THIS FIFTH AMENDMENT TO CREDIT AGREEMENT (this “Amendment”) is made and entered into as of the 1st day of January, 2012, by and among ZOLTEK COMPANIES, INC., a Missouri corporation having its chief executive office and principal place of business located at 3101 McKelvey Road, St. Louis, Missouri 63044 (“Parent”), Z |
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| January 3, 2012 |
Entry into a Material Definitive Agreement - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 1, 2012 ZOLTEK COMPANIES, INC. (Exact name of registrant as specified in its charter) Missouri 0-20600 43-1311101 (State or other jurisdiction of organization) (Commission Fil |
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| December 27, 2011 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| December 1, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 29, 2011 ZOLTEK COMPANIES, INC. (Exact name of registrant as specified in its charter) Missouri 0-20600 43-1311101 (State or other (Commission File (I.R.S. Employer jurisdict |
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| December 1, 2011 |
ZOLTEK REPORTS GROWTH AND PROFITABLE RESULTS IN FOURTH QUARTER Exhibit 99.1 FOR IMMEDIATE RELEASE ZOLTEK REPORTS GROWTH AND PROFITABLE RESULTS IN FOURTH QUARTER ST. LOUIS, MISSOURI ¾ November 29, 2011 ¾ Zoltek Companies, Inc. (Nasdaq: ZOLT) today reported a 38.6% increase in sales for the fourth quarter of its 2011 fiscal year ended September 30, over the fourth quarter of fiscal 2010. For the fourth quarter of fiscal 2011, Zoltek reported net sales of $43.1 |
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| November 30, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2011 o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period From to Commission File Number 0-20600 ZOLTEK COMPANIES, INC. (Exact |
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| August 11, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 9, 2011 ZOLTEK COMPANIES, INC. (Exact name of registrant as specified in its charter) Missouri 0-20600 43-1311101 (State or other (Commission File (I.R.S. Employer jurisdiction |
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| August 11, 2011 |
ZOLTEK REPORTS THIRD QUARTER RESULTS Exhibit 99.1 FOR IMMEDIATE RELEASE ZOLTEK REPORTS THIRD QUARTER RESULTS ST. LOUIS, MISSOURI – August 9, 2011 – Zoltek Companies, Inc. (Nasdaq: ZOLT) today reported financial results for the third quarter of its 2011 fiscal year. Zoltek’s net sales totaled $38.6 million for the quarter ended June 30, 2011, compared to $42.4 million in the third quarter of fiscal year 2010, a decrease of 9.1%. On a |
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| August 9, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark one) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the three months ended June 30, 2011 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| May 26, 2011 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Jill A. |
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| May 9, 2011 |
Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 5, 2011 ZOLTEK COMPANIES, INC. (Exact name of registrant as specified in its charter) Missouri 0-20600 43-1311101 (State or other (Commission File (I.R.S. Employer jurisdiction of |
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| May 9, 2011 |
ZOLTEK REPORTS SECOND QUARTER SALES GROWTH Exhibit 99.1 FOR IMMEDIATE RELEASE ZOLTEK REPORTS SECOND QUARTER SALES GROWTH ST. LOUIS, MISSOURI ¾ May 5, 2011 ¾ Zoltek Companies, Inc. (Nasdaq: ZOLT) today reported financial results for the second quarter of its 2011 fiscal year. Zoltek’s net sales for the quarter ended March 31, 2011, totaled $37.1 million, compared to $26.0 million in the second quarter of fiscal 2010, an increase of 42.5%. O |
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| May 5, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark one) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the three months ended March 31, 2011 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| February 11, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ZOLTEK COMPANIES INC (Name of Issuer) Common Stock (Title of Class of Securities) 98975W104 (CUSIP Number) December 31, 2010 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch |
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| February 9, 2011 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13D-1(b) AND AMENDMENTS FILED THERETO FILED PURSUANT TO RULE 13D-2(b) Under the Securities Exchange Act of 1934 (Amendment No. 2)* Zoltek Companies, Inc. (Name of Issuer) Common Stock (Title of Classes of Securities) 98975W104 (CUSIP Numbers) Dece |
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| February 4, 2011 |
FOURTH AMENDMENT TO CREDIT AGREEMENT EX-10.1 2 ex101.htm EXHIBIT 10.1 Exhibit 10.1 FOURTH AMENDMENT TO CREDIT AGREEMENT THIS FOURTH AMENDMENT TO CREDIT AGREEMENT (this “Amendment”) is made and entered into as of January 31, 2011 and effective as of the 1st day of January, 2011, by and among ZOLTEK COMPANIES, INC., a Missouri corporation having its chief executive office and principal place of business located at 3101 McKelvey Road, S |
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| February 4, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark one) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the three months ended December 31, 2010 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| December 8, 2010 |
Schedule 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e |
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| November 29, 2010 |
Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 14, 2010 |
Exhibit 10.11 [*** Certain confidential portions of this exhibit have been filed separately with the Securities and Exchange Commission pursuant to a confidential treatment request in accordance with Rule 24b-2 of the Securities and Exchange Act of 1934, as amended. The location of each omitted portion is indicated by a series of three asterisks in brackets (“[***]”). Second Trade Agreement betwee |
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| October 14, 2010 |
Form 10-K/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 13, 2010 |
Correspondence October 13, 2010 VIA FEDERAL EXPRESS AND EDGAR Attention: Mr. Gary Newberry Re: Zoltek Companies, Inc. Form 10-K for the Fiscal Year Ended September 30, 2009 filed November 30, 2009 File No. 0-20600 Dear Mr. Newberry: This letter responds to the Staff’s letter dated September 23, 2010, in reply to the letter dated September 10, 2010 submitted by Zoltek Companies, Inc. (“Zoltek” or t |
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| September 10, 2010 |
September 10, 2010 VIA FEDERAL EXPRESS AND EDGAR Attention: Mr. Gary Newberry Re: Zoltek Companies, Inc. Form 10-K for the Fiscal Year Ended September 30, 2009 filed November 30, 2009 Form 10-Q for the Fiscal Quarters Ended December 31, 2009 and March 31, 2010 filed February 8, 2010 and May 10, 2010 File No. 0-20600 Dear Mr. Newberry: This letter responds to the Staff’s letter dated August 27, 201 |
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| August 9, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark one) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the three months ended June 30, 2010 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. |
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| August 4, 2010 |
Form 10-K/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 4, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q/A (Amendment No. 1) Form 10-Q/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q/A (Amendment No. |
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| August 4, 2010 |
Exhibit 10.11 [*** Certain confidential portions of this exhibit have been filed separately with the Securities and Exchange Commission pursuant to a confidential treatment request in accordance with Rule 24b-2 of the Securities and Exchange Act of 1934, as amended. The location of each omitted portion is indicated by a series of three asterisks in brackets (“[***]”). Second Trade Agreement betwee |
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| August 4, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q/A (Amendment No. 1) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q/A (Amendment No. |
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| August 4, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q/A (Amendment No. 1) Form 10-Q/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q/A (Amendment No. |
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| May 10, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark one) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the three months ended March 31, 2010 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to to Commission File No. |
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| May 5, 2010 |
Correspondence May 5, 2010 VIA FEDERAL EXPRESS AND EDGAR Attention: Mr. Tom Jones — Examiner Re: Zoltek Companies, Inc. Response letter submitted 3/16/10 File No. 0-20600 Dear Mr. Jones: This letter responds to the Staff’s letter dated April 20, 2009 in reply to the letter dated March 16, 2010 submitted by Zoltek Companies, Inc. (“Zoltek” or the “Company”). We have set forth below the Staff’s comm |
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| April 19, 2010 |
THIRD AMENDMENT TO CREDIT AGREEMENT EX-10.1 2 c99404exv10w1.htm EXHIBIT 10.1 Exhibit 10.1 THIRD AMENDMENT TO CREDIT AGREEMENT This Third Amendment to Credit Agreement (this “Amendment”) is made and entered into as of the 14th day of April, 2010, by and among ZOLTEK COMPANIES, INC., a Missouri corporation having its chief executive office and principal place of business located at 3101 McKelvey Road, St. Louis, Missouri 63044 (“Paren |
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| April 19, 2010 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 14, 2010 ZOLTEK COMPANIES, INC. (Exact name of registrant as specified in its charter) Missouri 0-20600 43-1311101 (State or other Jurisdiction of Incorporation) (Commi |
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| March 16, 2010 |
Correspondence March 16, 2010 VIA FEDERAL EXPRESS AND EDGAR Attention: Mr. Tom Jones — Examiner Re: Zoltek Companies, Inc. Form 10-K for the Fiscal Year Ended September 30, 2008 Letter Dated November 24, 2009 File No. 0-20600 Dear Mr. Jones: This letter responds to the Staff’s letter dated November 24, 2009 in reply to the letter dated November 13, 2009 submitted by Zoltek Companies, Inc. (“Zoltek |
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| February 19, 2010 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Jill A. |
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| February 16, 2010 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13D-1(b) AND AMENDMENTS FILED THERETO FILED PURSUANT TO RULE 13D-2(b) Under the Securities Exchange Act of 1934 (Amendment No. 1)* Zoltek Companies, Inc. (Name of Issuer) Common Stock (Title of Classes of Securities) 98975W104 (CUSIP Numbers) Dece |
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| February 8, 2010 |
Exhibit 10.1 Note No. 44958155/10000 REVOLVING CREDIT NOTE $10,000,000.00 St. Louis, Missouri Note Date: January 1, 2010 Maturity Date: January 1, 2011 For value received, the undersigned, Zoltek Companies, Inc., a Missouri corporation, Zoltek Corporation, a Missouri corporation, (individually and collectively hereinafter “Borrowers”; all references to “Borrowers” or “Borrower” shall mean each and |
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| February 8, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark one) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the three months ended December 31, 2009 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to to Commission File No. |
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| December 29, 2009 |
DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) |
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| November 30, 2009 |
Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 13, 2009 |
Correspondence November 13, 2009 VIA FEDERAL EXPRESS AND EDGAR Attention: Mr. Tom Jones — Examiner Re: Zoltek Companies, Inc. Form 10-K for the Fiscal Year Ended September 30, 2008 Letter Dated September 24, 2009 File No. 0-20600 Dear Mr. Jones: We appreciate the Staff’s letter dated October 27, 2009 in reply to the Letter dated September 24, 2009 filed by Zoltek Companies, Inc. (“Zoltek” or the “ |
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| September 24, 2009 |
Correspondence September 24, 2009 VIA FEDERAL EXPRESS AND EDGAR Attention: Mr. Tom Jones — Examiner Re: Zoltek Companies, Inc. Form 10-K for the Fiscal Year Ended September 30, 2008 filed December 2, 2008 Form 10-Q for the Fiscal Quarter Ended, June 30, 2009 filed August 10, 2009 File No. 0-20600 Dear Mr. Jones: We are in receipt of the Staff’s comment letter, dated August 25, 2008, pursuant to wh |
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| August 10, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark one) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the three months ended June 30, 2009 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to to Commission File No. |
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| May 11, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark one) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the three months ended March 31, 2009 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to to Commission File No. |
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| February 13, 2009 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13D-1(b) AND AMENDMENTS FILED THERETO FILED PURSUANT TO RULE 13D-2(b) Under the Securities Exchange Act of 1934 (Amendment No. ) Zoltek Companies, Inc. (Name of Issuer) Common Stock (Title of Classes of Securities) 98975W104 (CUSIP Numbers) December |
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| February 13, 2009 |
JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(l) under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing of the attached Schedule 13G, and any and all amendments thereto, and expressly authorize Invesco Ltd. |
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| February 9, 2009 |
Exhibit 10.1 Note No. 44958155/10000 REVOLVING CREDIT NOTE St. Louis, Missouri US $10,000,000.00 January 1, 2009 For value received, the undersigned, Zoltek Companies, Inc., a Missouri corporation, Zoltek Corporation, a Missouri corporation, (individually and collectively hereinafter “Borrowers”; all references to “Borrowers” or “Borrower” shall mean each and all of the Borrowers), hereby jointly |
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| February 9, 2009 |
Exhibit 10.2 Southwest Bank of St. Louis St. Louis Commercial Lending Mr. Robert Witterschein 13205 Manchester Rd Des Peres, Missouri 63131 February 6, 2009 Dear Mr. Witterschein: In respect to the Credit Agreement (the “Agreement”), dated as of May 11, 2001 and as amended, between Southwest Bank of St. Louis (the “Bank”) and Zoltek Companies, Inc., Zoltek Corporation, Engineering Technology Corpo |
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| February 9, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q Filed by Bowne Pure Compliance Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark one) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the three months ended December 31, 2008 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to to Commission File No. |
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| January 15, 2009 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14 |
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| December 19, 2008 |
Re: Zoltek Companies, Inc. File No. 0-20600 Filed by Bowne Pure Compliance December 18, 2008 U.S. Securities and Exchange Commission Office of the Chief Accountant 100 F Street, NE Washington, DC 20549 Re: Zoltek Companies, Inc. File No. 0-20600 Dear Sir or Madam: We have read Item 4.01(a.) of Form 8-K of Zoltek companies, Inc. (“the Registrant”) dated December 18, 2008, and agree with the statements concerning our Firm contained therein. W |
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| December 19, 2008 |
Filed by Bowne Pure Compliance UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| December 2, 2008 |
OMB APPROVAL OMB Number: 3235-0058 Expires: April 30, 2009 Estimated average burden hours per response . |
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| December 2, 2008 |
Filed by Bowne Pure Compliance Exhibit 10.10 EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT (“Agreement”) is made and entered into as of this 26th day of November, 2008 by and between Zoltek Companies, Inc. (“Company”), and Andrew W. Whipple (“Executive”). In consideration of the mutual covenants and promises herein contained, the adequacy of which is hereby acknowledged, Compa |
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| December 2, 2008 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended September 30, 2008 Commission File Number 0-20600 ZOLTEK COMPANIES, INC. (Exact name of registrant as specified in its charter) Missouri 43-1311101 (State or other jurisdiction of (I.R.S. E |
