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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Wilshire wShares Enhanced Gold Trust - Wilshire wShares Enhanced Gold ETF
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| October 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 333-235913 wShares Enhanced Gold ETF (Exact name of registrant as specified |
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| September 13, 2022 |
Citrin Cooperman & Company, LLP Exhibit 99.2 Citrin Cooperman & Company, LLP Certified Public Accountants 50 Rockefeller Plaza New York, NY 10020 T 212.697.1000 F 212.697.1004 citrincooperman.com September 12, 2022 Office of Chief Accountant U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 RE: wShares Enhanced Gold ETF (Commission File Number: 333-235913) We have read Item 4.02 of Form 8-K of wSh |
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| September 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 12, 2022 wShares Enhanced Gold ETF (Exact Name of Registrant as Specified in Its Charter) Delaware 333-235913 84-6953191 (State or Other Jurisdiction of Incorporation or Org |
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| September 13, 2022 |
Citrin Cooperman & Company, LLP EX-99.1 2 d9749984ex99-1.htm Exhibit 99.1 Citrin Cooperman & Company, LLP Certified Public Accountants 50 Rockefeller Plaza New York, NY 10020 T 212.697.1000 F 212.697.1004 citrincooperman.com August 31, 2022 Mr. William Hermann, Partner Mr. William Cai, Partner wShares Enhanced Gold ETF 2 Park Avenue, 20th Floor New York, NY 10016 Dear Messrs. Hermann and Cai: On March 22, 2022, management of wSh |
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| August 29, 2022 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE Arca hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on September 09, 2022, pursuant to the provisions of Rule 12d2-2 (a). |
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| August 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended June 30, 2022. or ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to. Primary Standard Industrial Classification Code Numbe |
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| July 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 26, 2022 wShares Enhanced Gold ETF (Exact Name of Registrant as Specified in Its Charter) Delaware 333-235913 84-6953191 (State or Other Jurisdiction of Incorporation or Organiza |
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| July 26, 2022 |
Wilshire Phoenix Announces Closure of Gold ETF EX-99.1 2 d9714708ex99-1.htm Exhibit 99.1 FOR IMMEDIATE RELEASE Wilshire Phoenix Announces Closure of Gold ETF New York – July 26, 2022 – Wilshire Phoenix Funds LLC, the sponsor of the wShares Enhanced Gold ETF (NYSE Arca: WGLD) (the “Trust”), announced today plans to liquidate and close the Trust. As of the close of regular trading on NYSE Arca (the “Exchange”) on August 22, 2022 (the “Closing Da |
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| July 26, 2022 |
Filed Pursuant to Rule 424(b)(3) File No. 333-235913 wSHARES ENHANCED GOLD ETF Supplement dated July 26, 2022 to Amended and Restated Prospectus dated April 16, 2021 This supplement (the “Supplement”) updates the amended and restated prospectus of wShares Enhanced Gold ETF (the “Trust”), dated April 16, 2021 (as supplemented to date, the “Prospectus”), with the following information. Capitalized t |
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| May 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2022. or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Primary Standard Industrial Classification Code Num |
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| May 10, 2022 |
Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing 8-K 1 s95036428-k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 10, 2022 wShares Enhanced Gold ETF (Exact Name of Registrant as Specified in Its Charter) Delaware 333-235913 84-6953191 (State or Other Jurisdiction of Inco |
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| April 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the fiscal year ended December 31, 2021. or ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Primary Standard Industrial Classification Code Number: |
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| April 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 001-40063 CUSIP NUMBER 972005102 (Check one): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-CEN ? Form N-CSR For Period Ended: December 31, 2021 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Tra |
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| April 1, 2022 |
EX-99.1 2 d9439230ex99-1.htm Citrin Cooperman & Company, LLP Certified Public Accountants 290 W. Mt. Pleasant Ave, Suite 3310 Livingston, NJ 07039 T 973.218.0500 F 973.218.7160 citrincooperman.com Exhibit 99.1 March 31, 2022 Re: wShares Enhanced Gold ETF New York, NY Ladies and Gentlemen: Pursuant to Rule 12b-25 of the General Rules and Regulations under the Securities Exchange Act of 1934, we inf |
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| January 14, 2022 |
Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-235913 [Transcript of ETF Prime podcast from 1/11/2022:] Nate Geraci: I'm now joined by Wade Guenther partner at Wilshire Phoenix, who currently offers one ETF that launched earlier last year, which we will discuss but they're planning on aggressively ramping up their ETF business and also looking to become a player in the cry |
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| December 17, 2021 |
FWP 1 d9028833fwp.htm Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-235913 [Transcript of ValueWalk's ValueTalks podcast from 12/16/2021:] Raul Panganiban: Hello podcast listeners. Today's a very special episode with Wade Guenther, managing partner at Wilshire Phoenix. Before this Wade was Portfolio Management Consultant at Global X ETFs and ETF strategist for Advisors As |
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| November 15, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended September 30, 2021. or ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Primary Standard Industrial Classification Code |
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| October 12, 2021 |
424B3 1 d8882004424b-3.htm Filed Pursuant to Rule 424(b)(3) File No. 333-235913 WILSHIRE wSHARES ENHANCED GOLD TRUST Supplement dated October 8, 2021 to Amended and Restated Prospectus dated April 16, 2021 This supplement (the “Supplement”) updates the amended and restated prospectus of Wilshire wShares Enhanced Gold Trust (the “Trust”), dated April 16, 2021 (as supplemented to date, the “Prospect |
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| August 19, 2021 |
FWP 1 wgld-fwp081821.htm FREE WRITING PROSPECTUS Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-235913 [Transcript of Raise Your Average Podcast from 8/18/2021:] Pierre Daillie: I'm Pierre Daillie, managing editor at advisoranalyst.com. My co-hosts are Mike Philbrick and Rodrigo Gordillo, principles at Resolve Asset Management SEZC. Our guest today is Wade Guenther, partne |
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| August 17, 2021 |
424B3 1 wgld-424b3081721.htm PROSPECTUS SUPPLEMENT Filed Pursuant to Rule 424(b)(3) File No. 333-235913 WILSHIRE wSHARES ENHANCED GOLD TRUST Supplement dated August 17, 2021 to Amended and Restated Prospectus dated April 16, 2021 This supplement (the “Supplement”) updates the amended and restated prospectus of Wilshire wShares Enhanced Gold Trust (the “Trust”), dated April 16, 2021 as supplemented |
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| August 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended June 30, 2021. or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period from to . Primary Standard Industrial Classification Code Numb |
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| August 13, 2021 |
Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-235913 August 13, 2021 Gold's flash crash has not changed the market's fundamentals - Wilshire Phoenix Editor's Note: With so much market volatility, stay on top of daily news! Get caught up in minutes with our speedy summary of today's must-read news and expert opinions. Sign up here! (Kitco News) - Sunday's flash crash in go |
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| June 29, 2021 |
FWP 1 wgld-fwp062821.htm FREE WRITING PROSPECTUS Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-235913 [Transcript of ValueWalk Podcast from 6/28/2021:] Raul Panganiban: Hello podcast listeners. Today is a very special episode with Wade Guenther, managing partner at Wilshire Phoenix. Before this Wade was a portfolio management consultant at Global X ETFs, and an ETF strate |
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| June 21, 2021 |
Phoenix Funds LLC, UMB Distribution Services, LLC and Valor Consulting and Distribution, LLC Wilshire wShares Enhanced Gold Trust 8-K Exhibit 10.1 [Certain identified information has been excluded from the exhibit because it is both not material and would likely cause competitive harm to the Trust if publicly disclosed.] Execution Version WHOLESALE MARKETING AGREEMENT THIS WHOLESALE MARKETING AGREEMENT (the ?Agreement?) is entered into effective as of the 14th day of June, 2021 (the ?Effe |
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| June 21, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported) June 21, 2021 Wilshire wShares Enhanced Gold Trust (Exact Name of Registrant as Specified in Its Charter) Delaware 333-235913 84-6953191 (State or Other Jurisdiction of Incorporation o |
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| June 21, 2021 |
424B3 1 wgld-424b3062121.htm PROSPECTUS Filed Pursuant to Rule 424(b)(3) File No. 333-235913 WILSHIRE wSHARES ENHANCED GOLD TRUST Supplement dated June 21, 2021 to Amended and Restated Prospectus dated April 16, 2021 This supplement (the “Supplement”) updates the amended and restated prospectus of Wilshire wShares Enhanced Gold Trust (the “Trust”), dated April 16, 2021 (the “Prospectus”), with the |
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| May 26, 2021 |
Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-235913 [Transcript of Investable Universe Podcast from 5/24/2021:] Rebecca Darst: Investable Universe is about thematic topics and real assets investing. This is what we mean by the global market of things; real estate, infrastructure, land energy, and other commodities that have historically been viewed as boring old income i |
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| May 17, 2021 |
attached as Exhibit A to the Second Amended and Restated Trust Agreement EX-4.1.1 3 ex4-11.htm SECOND AMENDED AND RESTATED TRUST AGREEMENT Wilshire wShares Enhanced Gold Trust 10-Q Exhibit 4.1.1 Execution Version WILSHIRE PHOENIX FUNDS LLC, as Sponsor and DELAWARE TRUST COMPANY, as Delaware Trustee SECOND AMENDED AND RESTATED TRUST AGREEMENT WILSHIRE wSHARES ENHANCED GOLD TRUST Dated as of May 13, 2021 TABLE OF CONTENTS ARTICLE I DEFINITIONS AND RULES OF CONSTRUCTION S |
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| May 17, 2021 |
Form of Authorized Participant Agreement Wilshire wShares Enhanced Gold Trust 10-Q Exhibit 1.1 WILSHIRE wSHARES ENHANCED GOLD TRUST FORM OF AUTHORIZED PARTICIPANT AGREEMENT This Authorized Participant Agreement (the ?Agreement?), dated as of , 20 is entered into by and among (the ?Authorized Participant?), Wilshire wShares Enhanced Gold Trust (the ?Trust?), and Wilshire Phoenix Funds LLC, as sponsor of the Trust (the ?Sponsor?). SUMMARY |
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| May 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the quarterly period ended March 31, 2021. or ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 for the transition period fromto. Primary Standard Industrial Classification Code Numbe |
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| April 22, 2021 |
Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-235913 |
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| April 22, 2021 |
FWP 1 wgld-fwp042121.htm FREE WRITING PROSPECTUS Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-235913 |
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| April 22, 2021 |
Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-235913 |
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| April 16, 2021 |
424B3 1 wgld-424b3041521.htm PROSPECTUS Filed Pursuant to Rule 424(b)(3) Registration No. 333-235913 Prospectus dated February 16, 2021, as Amended and Restated on April 16, 2021 25,000,000 SHARES OF Wilshire wShares Enhanced Gold Trust The Wilshire wShares Enhanced Gold Trust (the “Trust”) is an exchange-traded fund that will issue 25,000,000 shares (the “Shares”), which will trade on NYSE Arca, |
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| March 22, 2021 |
Transcript of Podcast Interview with ETF Express FWP 1 wgld-fwp031821.htm FREE WRITING PROSPECTUS Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-235913 Transcript of Podcast Interview with ETF Express Beverly Chandler: Hi there, this is Beverly Chandler. I'm the managing editor of ETF Express, and I'm here with Bill Herrmann who is the founder and managing partner of Wilshire Phoenix. Hi Bill and welcome to this podcast. |
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| March 10, 2021 |
As filed with the Securities and Exchange Commission on March 10, 2021 Registration No. |
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| March 10, 2021 |
Fund Administration and Accounting Agreement Wilshire wShares Enhanced Gold Trust POS EX Exhibit 10.5 FUND ADMINISTRATION AND ACCOUNTING AGREEMENT THIS AGREEMENT is made as of November 25th, 2020 (this ?Agreement?) by and between Wilshire wShares Enhanced Gold Trust, a Delaware statutory trust (the ?Trust?) and The Bank of New York Mellon, a New York corporation authorized to do a banking business (?BNY Mellon?). W I T N E S S E T H : WHEREA |
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| March 10, 2021 |
Transfer Agency and Service Agreement Wilshire wShares Enhanced Gold Trust POS EX Exhibit 10.8 Execution Version TRANSFER AGENCY AND SERVICE AGREEMENT THIS AGREEMENT is made as of the 25th day of November, 2020, by and between WILSHIRE wSHARES ENHANCED GOLD TRUST (the “Trust”) and THE BANK OF NEW YORK MELLON, a New York corporation authorized to do a banking business having its principal office and place of business at 240 Greenwich S |
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| March 10, 2021 |
Wilshire wShares Enhanced Gold Trust POS EX Exhibit 10.10 SUBLICENSE AGREEMENT This Sublicense Agreement (this ?Agreement?) is made as of March 5th, 2021, by and between Wilshire wShares Enhanced Gold Trust, a Delaware statutory trust (the ?Trust?) and Wilshire Phoenix Funds LLC, a Delaware limited liability company, in its capacity as sponsor of the Trust (the ?Sponsor?). RECITALS WHEREAS, pursua |
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| March 10, 2021 |
Wilshire wShares Enhanced Gold Trust POS EX Exhibit 10.3 CUSTODY AGREEMENT By and Between THE BANK OF NEW YORK MELLON And WILSHIRE wSHARES ENHANCED GOLD TRUST CUSTODY AGREEMENT This Custody Agreement is made and entered into as of the latest date set forth on the signature page hereto (the “Effective Date”) by and between THE BANK OF NEW YORK MELLON, a New York state chartered bank (“BNY Mellon”), |
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| February 22, 2021 |
? 2021 ETF.com. All Rights Reserved. FWP 1 wgld-fwp022221.htm FREE WRITING PROSPECTUS Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-235913 Wilshire Phoenix: A New Way To Invest In Gold February 22, 2021 Wilshire Phoenix [This ETF Industry Perspective sponsored by Wilshire Phoenix.] Wilshire Phoenix created an innovative index methodology that seeks to reduce the volatility of a given asset, and which can be |
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| February 22, 2021 |
FWP 1 wgld-fwp021921.htm FREE WRITING PROSPECTUS Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-235913 February 19, 2021 |
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| February 22, 2021 |
FWP 1 wgld-fwp022221.htm FREE WRITING PROSPECTUS Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-235913 |
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| February 19, 2021 |
FWP 1 wgld-fwp021821.htm FREE WRITING PROSPECTUS Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-235913 February 18, 2021 |
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| February 19, 2021 |
FWP 1 wgld-fwp021821.htm FREE WRITING PROSPECTUS Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-235913 February 18, 2021 Wilshire Phoenix Releases Innovative Gold ETF, WGLD Aaron Neuwirth Feb 18, 2021 2021-02-18 On Thursday, Wilshire Phoenix, a leader of innovation in the financial services industry, announced the Wilshire wShares Enhanced Gold Trust (NYSE Arca: WGLD). WGL |
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| February 19, 2021 |
Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-235913 February 18, 2021 |
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| February 18, 2021 |
FWP 1 wgld-fwp021821.htm FREE WRITING PROSPECTUS Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-235913 February 18, 2021 Wilshire Phoenix Launches Innovative Gold ETF on NYSE Arca (WGLD) NEW YORK, NY - February 18th, 2021 — Wilshire Phoenix, a leader of innovation in the financial services industry, announces the debut of the Wilshire wShares Enhanced Gold Trust (NYSE Arca |
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| February 18, 2021 |
Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-235913 February 18, 2021 ? 2021 Wilshire Phoenix Funds LLC. All Rights Reserved. wShares "A New Way to Invest in Gold" are registered trademarks of Wilshire Phoenix Funds LLC. Wilshire Phoenix? is a registered trademark. All other marks are the property of their respective owners. 2 Park Ave | New York, NY 10016 | funds@wilshi |
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| February 18, 2021 |
FWP 1 wgld-fwp021821.htm FREE WRITING PROSPECTUS Free Writing Prospectus Filed Pursuant to Rule 433 Registration No. 333-235913 February 18, 2021 Wilshire wShares Enhanced Gold ETF A New Way to Invest in GoldTM Fund Description The Wilshire wShares Enhanced Gold Trust (the “Fund“ or “WGLD”) seeks to closely reflect the performance of the Wilshire Gold Index (the “Index”) less the Fund’s liabilitie |
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| February 16, 2021 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-235913 Prospectus dated February 16, 2021 25,000,000 SHARES OF Wilshire wShares Enhanced Gold Trust The Wilshire wShares Enhanced Gold Trust (the "Trust") is an exchange-traded fund that will issue 25,000,000 shares (the "Shares"), which will trade on NYSE Arca, Inc. (the "Exchange"). The Trust is not registered as an investment company under t |
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| February 11, 2021 |
Wilshire wShares Enhanced Gold Trust 2 Park Avenue, 20th Floor New York, New York 10016 February 11, 2021 Via EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| February 11, 2021 |
- FORM FOR THE REGISTRATION/LISTING OF A CLASS OF SECURITIES UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Wilshire wShares Enhanced Gold Trust (Exact name of registrant as specified in its charter) Delaware 84-6953191 (State or other jurisdiction of incorporation or organization) (IRS Employer Identifi |
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| February 5, 2021 |
Christopher D. Carlson (202)-661-7165 [email protected] 901 K Street, N.W. Washington, DC 20001 telephone: (202) 737-8833 facsimile: (202) 737-5184 www.sewkis.com One Battery Park Plaza New York, New York 10004 Telephone: (212) 574-1200 Facsimile: (212) 480-8421 February 5, 2021 U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attn: David Lin Re: Wilshire wShares |
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| January 28, 2021 |
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| January 28, 2021 |
S-1/A 1 wglds1a-012821.htm AMENDMENT TO FORM S-1 As filed with the Securities and Exchange Commission on January 28, 2021 Registration No. 333-235913 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 5 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Wilshire wShares Enhanced Gold Trust Sponsored by Wilshire Phoenix Funds LLC (Exact Name of Re |
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| January 28, 2021 |
Seward & Kissel LLP 901 K Street, NW Suite 800 Washington, DC 20001 Telephone: (202) 737-8833 Facsimile: (202) 737-5184 www. |
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| January 11, 2021 |
Seward & Kissel LLP 901 K Street, NW Suite 800 Washington, DC 20001 Telephone: (202) 737-8833 Facsimile: (202) 737-5184 www. |
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| January 11, 2021 |
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| December 18, 2020 |
Exhibit 10.4 [Certain identified information has been excluded from the exhibit because it is both not material and would likely cause competitive harm to the Trust if publicly disclosed.] AGREEMENT ON INDEX CALCULATION (the "Agreement") dated 7 October 2020 by and between Solactive AG Platz der Einheit 1 60327 Frankfurt am Main Germany - hereinafter referred to as "Solactive" - and Wilshire wShar |
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| December 18, 2020 |
As filed with the Securities and Exchange Commission on December 18, 2020 Registration No. |
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| December 18, 2020 |
begin 644 filename2 M)5!$1BTQ+C8-)>+CS],-"C0S,R P(&]B:@T\/"]&:6QT97(O1FQA=&5$96-O M9&4O1FER7!E+T]B:E-T;3X^ MSW'/K;GSJPEQ)!"3Q*H!"*. |
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| December 18, 2020 |
Gold Custodian Agreement (Allocated Gold) EX-10.1 4 d8670510ex10-1.htm Exhibit 10.1 [Certain identified information has been excluded from the exhibit because it is both not material and would likely cause competitive harm to the Trust if publicly disclosed.] DATED NOVEMBER , 2020 JPMORGAN CHASE BANK, N.A. AND WILSHIRE wSHARES ENHANCED GOLD TRUST ALLOCATED PRECIOUS METALS ACCOUNTS AGREEMENT This agreement is based upon the ALLOCATED BULLI |
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| December 18, 2020 |
Gold Custodian Agreement (Unallocated Gold) Exhibit 10.2 [Certain identified information has been excluded from the exhibit because it is both not material and would likely cause competitive harm to the Trust if publicly disclosed.] DATED NOVEMBER , 2020 JPMORGAN CHASE BANK, N.A. AND WILSHIRE wSHARES ENHANCED GOLD TRUST UNALLOCATED PRECIOUS METALS ACCOUNTS AGREEMENT This agreement is based upon the UNALLOCATED BULLION ACCOUNTS AGREEMENT as |
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| December 18, 2020 |
Sponsor Representative Agreement Exhibit 10.9 [Certain identified information has been excluded from the exhibit because it is both not material and would likely cause competitive harm to the Trust if publicly disclosed.] SPONSOR REPRESENTATIVE SERVICES AGREEMENT This SPONSOR REPRESENTATIVE SERVICES AGREEMENT (the “Agreement”) is made as of this 16th day of December 2020, by and among Exchange Traded Concepts, LLC, an Oklahoma li |
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| December 18, 2020 |
Seward & Kissel LLP 901 K Street, NW Suite 800 Washington, DC 20001 Telephone: (202) 737-8833 Facsimile: (202) 737-5184 www. |
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| December 18, 2020 |
Amended and Restated Trust Agreement Exhibit 4.1 WILSHIRE PHOENIX FUNDS LLC, as Sponsor and DELAWARE TRUST COMPANY, as Delaware Trustee AMENDED AND RESTATED TRUST AGREEMENT WILSHIRE wSHARES ENHANCED GOLD TRUST Dated as of December [ ], 2020 TABLE OF CONTENTS ARTICLE I DEFINITIONS AND RULES OF CONSTRUCTION Section 1.1 Definitions 1 Section 1.2 Rules of Construction 6 ARTICLE II CREATION AND DECLARATION OF TRUST Section 2.1 Creation an |
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| December 18, 2020 |
Exhibit 10.6 [Certain identified information has been excluded from the exhibit because it is both not material and would likely cause competitive harm to the Trust if publicly disclosed.] MARKETING AGENT AGREEMENT THIS AGREEMENT is made and entered into as of this 18th day of March 2020 by and among United States Gold and Treasury Investment Trust, a Delaware statutory trust (the "Trust" or the " |
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| December 18, 2020 |
Form of Authorized Participant Agreement Exhibit 1.1 WILSHIRE wSHARES ENHANCED GOLD TRUST FORM OF AUTHORIZED PARTICIPANT AGREEMENT This Authorized Participant Agreement (the "Agreement"), dated as of , 20 is entered into by and among (the "Authorized Participant"), Wilshire wShares Enhanced Gold Trust (the "Trust"), and Wilshire Phoenix Funds LLC, as sponsor of the Trust (the "Sponsor"). SUMMARY As provided in the Amended and Restated De |
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| November 18, 2020 |
As filed with the Securities and Exchange Commission on November 18, 2020 As filed with the Securities and Exchange Commission on November 18, 2020 Registration No. |
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| November 18, 2020 |
Seward & Kissel LLP 901 K Street, NW Suite 800 Washington, DC 20001 Telephone: (202) 737-8833 Facsimile: (202) 737-5184 www. |
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| November 18, 2020 |
Seward & Kissel llp 901 K STREET, NW WASHINGTON, D.C. 2000 Seward & Kissel llp 901 K STREET, NW WASHINGTON, D.C. 2000 CHRISTOPHER D. CARLSON (202)-661-7165 [email protected] TELEPHONE: (202) 737-8833 FACSIMILE: (202) 737-5184 WWW.SEWKIS.COM ONE BATTERY PARK PLAZA NEW YORK, NEW YORK 10004 TELEPHONE: (212) 574-1200 FACSIMILE: (212) 480-8421 November 18, 2020 U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Wilshire wSha |
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| September 10, 2020 |
Fund Administration and Accounting Agreement Exhibit 10.5 FUND ADMINISTRATION AND ACCOUNTING AGREEMENT THIS AGREEMENT is made as of September 1, 2020 by and between Wilshire wShares Enhanced Gold Trust, a Delaware statutory trust (the “Trust”) and The Bank of New York Mellon, a New York corporation authorized to do a banking business (“BNY Mellon”). W I T N E S S E T H : WHEREAS, the Trust desires to retain BNY Mellon to provide the services |
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| September 10, 2020 |
Form of Gold Custodian Agreement (Unallocated Gold) Exhibit 10.2 DATED SEPTEMBER 1, 2020 JPMORGAN CHASE BANK, N.A. AND WILSHIRE wSHARES ENHANCED GOLD TRUST UNALLOCATED PRECIOUS METALS ACCOUNTS AGREEMENT This agreement is based upon the UNALLOCATED BULLION ACCOUNTS AGREEMENT as published by the London Precious Metals Clearing Limited with such modifications as are required by JP Morgan, including to allow the use of its eBTS Website. CONTENTS Clause |
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| September 10, 2020 |
Transfer Agency and Service Agreement Exhibit 10.7 TRANSFER AGENCY AND SERVICE AGREEMENT THIS AGREEMENT is made as of the 1st day of September, 2020, by and between WILSHIRE wSHARES ENHANCED GOLD TRUST (the “Trust”) and THE BANK OF NEW YORK MELLON, a New York corporation authorized to do a banking business having its principal office and place of business at 240 Greenwich Street, New York, New York 10286 (the “Bank”). WHEREAS, the Tru |
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| September 10, 2020 |
As filed with the Securities and Exchange Commission on September 9, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| September 10, 2020 |
First Amendment to Marketing Agent Agreement Exhibit 10.6.1 FIRST AMENDMENT TO MARKETING AGENT AGREEMENT This first amendment (the “Amendment”) to the Marketing Agent Agreement (the “Agreement”) dated as of March 18, 2020 by and among United States Gold and Treasury Investment Trust, a Delaware statutory trust (the “Trust”), which is sponsored by Wilshire Phoenix Funds LLC (the “Sponsor”), and Foreside Fund services, LLC (“Foreside”) is ente |
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| September 10, 2020 |
Exhibit 10.6 MARKETING AGENT AGREEMENT THIS AGREEMENT is made and entered into as of this 18th day of March, 2020 by and among United States Gold and Treasury Investment Trust, a Delaware statutory trust (the “Trust” or the “Client”), which is sponsored by Wilshire Phoenix Funds LLC, a Delaware limited liability company (the “Sponsor”), and Foreside Fund Services, LLC, a Delaware limited liability |
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| September 10, 2020 |
Form of Index License Agreement Exhibit 10.4 AGREEMENT ON INDEX CALCULATION (the “Agreement”) dated [ ] by and between Solactive AG Platz der Einheit 1 60327 Frankfurt am Main Germany - hereinafter referred to as "Solactive" - and Wilshire wShares Enhanced Gold Trust 2 Park Avenue, 20th Floor New York, New York 10016 United States of America - hereinafter referred to as "Trust" - jointly referred to hereinafter as "Parties" – Co |
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| September 10, 2020 |
Exhibit 10.3 CUSTODY AGREEMENT By and Between THE BANK OF NEW YORK MELLON And WILSHIRE wSHARES ENHANCED GOLD TRUST TABLE OF CONTENTS 1. DEFINITIONS 1 2. APPOINTMENT OF CUSTODIAN; ACCOUNTS 4 2.1 Appointment of Custodian 4 2.2 Establishment of Accounts 4 3. AUTHORIZED PERSONS AND INSTRUCTIONS; ELECTRONIC ACCESS 5 3.1 Authorized Persons 5 3.2 Instructions 5 3.3 BNY Mellon Actions Without Instructions |
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| September 10, 2020 |
Form of Gold Custodian Agreement (Allocated Gold) Exhibit 10.1 DATED SEPTEMBER 1, 2020 JPMORGAN CHASE BANK, N.A. AND WILSHIRE wSHARES ENHANCED GOLD TRUST ALLOCATED PRECIOUS METALS ACCOUNTS AGREEMENT This agreement is based upon the ALLOCATED BULLION ACCOUNTS AGREEMENT as published by the London Precious Metals Clearing Limited with such modifications as are required by JP Morgan, including to allow the use of its eBTS Website. CONTENTS Clause Pag |
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| September 10, 2020 |
Seward & Kissel llp 901 K STREET, NW WASHINGTON, D.C. 2000 Seward & Kissel llp 901 K STREET, NW WASHINGTON, D.C. 2000 WRITER'S DIRECT DIAL TELEPHONE: (202) 737-8833 FACSIMILE: (202) 737-5184 WWW.SEWKIS.COM ONE BATTERY PARK PLAZA NEW YORK, NEW YORK 10004 TELEPHONE: (212) 574-1200 FACSIMILE: (212) 480-8421 September 9, 2020 U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Wilshire wShares Enhanced Gold Trust (formerly, U |
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| September 9, 2020 |
begin 644 filename2 M)5!$1BTQ+C4-)>+CS],-"C0W,2 P(&]B:@T\/"],:6YE87)I>F5D(#$O3" S M. |
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| September 9, 2020 |
Seward & Kissel LLP 901 K Street, NW Suite 800 Washington, DC 20001 Telephone: (202) 737-8833 Facsimile: (202) 737-5184 www. |
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| May 8, 2020 |
begin 644 filename2 M)5!$1BTQ+C4-)>+CS],-"C,P," P(&]B:@T\/"],:6YE87)I>F5D(#$O3" Q M,#8V,# S+T\@,S R+T4@,3$Q,#(Q+TX@,3,Q+U0@,3 V-3$Q,R]((%L@-#DV M(#@U,%T^/@UE;F1O8FH-(" @(" @(" @#0HS,34@,"!O8FH-/#PO1&5C;V1E M4&%R;7,\/"]#;VQU;6YS(#4O4')E9&EC=&]R(#$R/CXO1FEL=&5R+T9L871E M1&5C;V1E+TE$6SPX,$8X-# Y,#$R. |
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| May 8, 2020 |
As filed with the Securities and Exchange Commission on May 8, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 8, 2020 |
Seward & Kissel LLP 901 K Street, NW Suite 800 Washington, DC 20001 Telephone: (202) 737-8833 Facsimile: (202) 737-5184 www. |
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| May 8, 2020 |
Seward & Kissel llp 901 K STREET, NW WASHINGTON, D.C. 20001 Seward & Kissel llp 901 K STREET, NW WASHINGTON, D.C. 20001 CHRISTOPHER D. CARLSON (202)-661-7165 [email protected] TELEPHONE: (202) 737-8833 FACSIMILE: (202) 737-5184 WWW.SEWKIS.COM ONE BATTERY PARK PLAZA NEW YORK, NEW YORK 10004 TELEPHONE: (212) 574-1200 FACSIMILE: (212) 480-8421 May 8, 2020 U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: United States Gold |
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| January 14, 2020 |
Seward & Kissel llp 901 K STREET, N.W. WASHINGTON, D.C. 20001 Seward & Kissel llp 901 K STREET, N.W. WASHINGTON, D.C. 20001 CHRISTOPHER D. CARLSON (202) 661-7165 [email protected] TELEPHONE: (202) 737-8833 FACSIMILE: (202) 737-5184 WWW.SEWKIS.COM ONE BATTERY PARK PLAZA NEW YORK, NEW YORK 10004 TELEPHONE: (212) 574-1200 FACSIMILE: (212) 480-8421 January 14, 2020 U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: United Stat |
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| January 14, 2020 |
As filed with the Securities and Exchange Commission on January 14, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
