VIASP / Via Renewables, Inc. - Preferred Stock - SEC-arkiveringar, Årsredovisning, Fullmaktsutlåtande

Via Renewables, Inc. - Preferred Stock

Grundläggande statistik
LEI 549300U656GZMTWR1T03
CIK 1606268
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Via Renewables, Inc. - Preferred Stock
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
June 1, 2026 EX-99.1

VIA RENEWABLES ANNOUNCES A REDEMPTION OF 1,884,935 SHARES OF ITS 8.75% SERIES A FIXED-TO-FLOATING RATE CUMULATIVE REDEEMABLE PERPETUAL PREFERRED STOCK

Exhibit 99.1 VIA RENEWABLES ANNOUNCES A REDEMPTION OF 1,884,935 SHARES OF ITS 8.75% SERIES A FIXED-TO-FLOATING RATE CUMULATIVE REDEEMABLE PERPETUAL PREFERRED STOCK HOUSTON, TX / ACCESS Newswire / June 1, 2026 / Via Renewables, Inc. (“Via Renewables” or the “Company”) (NASDAQ:VIASP), an independent retail energy services company, announced today that it will redeem 1,884,935 shares of its 8.75% Ser

June 1, 2026 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 1, 2026

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 1, 2026 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission File

June 1, 2026 EX-99.2

NOTICE OF REDEMPTION TO THE HOLDERS OF 8.75% SERIES A FIXED-TO-FLOATING RATE CUMULATIVE REDEEMABLE PERPETUAL PREFERRED STOCK (CUSIP NO. 92556D205)

Exhibit 99.2 NOTICE OF REDEMPTION TO THE HOLDERS OF 8.75% SERIES A FIXED-TO-FLOATING RATE CUMULATIVE REDEEMABLE PERPETUAL PREFERRED STOCK (CUSIP NO. 92556D205) On behalf of Via Renewables, Inc. (“Via Renewables” or the “Company”), notice is hereby given that the Company has elected to redeem 1,884,935 shares of its 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Sto

May 8, 2026 EX-10.1

CREDIT AGREEMENT

Execution Version CREDIT AGREEMENT among VIA RENEWABLES, INC. as Parent, SPARK HOLDCO, LLC, SPARK ENERGY, LLC, SPARK ENERGY GAS, LLC, CENSTAR ENERGY CORP, CENSTAR OPERATING COMPANY, LLC, OASIS POWER, LLC, OASIS POWER HOLDINGS, LLC, ELECTRICITY MAINE, LLC, ELECTRICITY N.H., LLC, PROVIDER POWER MASS, LLC, MAJOR ENERGY SERVICES LLC, MAJOR ENERGY ELECTRIC SERVICES LLC, RESPOND POWER LLC, PERIGEE ENERG

May 8, 2026 EX-10.2

AMENDED AND RESTATED SPARK HOLDCO, LLC AND VIA RENEWABLES, INC. SUBORDINATED PROMISSORY NOTE

NEITHER THIS NOTE NOR THE SECURITIES REPRESENTED HEREBY HAVE BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”).

May 8, 2026 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 6, 2026

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 6, 2026 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission File N

April 30, 2026 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2026 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36559 Via Renewables, Inc. (E

April 27, 2026 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36559 Via Ren

April 20, 2026 EX-99.2

NOTICE OF PARTIAL REDEMPTION TO THE HOLDERS OF 8.75% SERIES A FIXED-TO-FLOATING RATE CUMULATIVE REDEEMABLE PERPETUAL PREFERRED STOCK (CUSIP NO. 92556D205)

Exhibit 99.2 NOTICE OF PARTIAL REDEMPTION TO THE HOLDERS OF 8.75% SERIES A FIXED-TO-FLOATING RATE CUMULATIVE REDEEMABLE PERPETUAL PREFERRED STOCK (CUSIP NO. 92556D205) On behalf of Via Renewables, Inc. (“Via Renewables” or the “Company”), notice is hereby given that the Company has elected to redeem 209,437 shares, approximately 10%, of its 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemab

April 20, 2026 EX-99.1

VIA RENEWABLES ANNOUNCES A REDEMPTION OF 209,437 SHARES OF ITS 8.75% SERIES A FIXED-TO-FLOATING RATE CUMULATIVE REDEEMABLE PERPETUAL PREFERRED STOCK

Exhibit 99.1 VIA RENEWABLES ANNOUNCES A REDEMPTION OF 209,437 SHARES OF ITS 8.75% SERIES A FIXED-TO-FLOATING RATE CUMULATIVE REDEEMABLE PERPETUAL PREFERRED STOCK HOUSTON, TX / ACCESS Newswire / April 20, 2026 / Via Renewables, Inc. (“Via Renewables” or the “Company”) (NASDAQ:VIASP), an independent retail energy services company, announced today that it will redeem 209,437 shares of its 8.75% Serie

April 20, 2026 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 20, 2026

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 20, 2026 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission Fil

March 5, 2026 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36559 Via Renewables, Inc. (Exa

March 5, 2026 EX-21.1

LIST OF SUBSIDIARIES OF VIA RENEWABLES, INC.

Exhibit 21.1 LIST OF SUBSIDIARIES OF VIA RENEWABLES, INC. Exhibit 21.1 Entity Jurisdiction Spark HoldCo, LLC Delaware Spark Energy Gas, LLC Texas Spark Energy, LLC Texas Oasis Power Holdings, LLC Texas Oasis Power, LLC Texas CenStar Energy Corp. New York CenStar Operating Company, LLC Texas Major Energy Services LLC New York Major Energy Electric Services LLC New York Respond Power LLC New York El

January 16, 2026 EX-99.2

NOTICE OF PARTIAL REDEMPTION TO THE HOLDERS OF 8.75% SERIES A FIXED-TO-FLOATING RATE CUMULATIVE REDEEMABLE PERPETUAL PREFERRED STOCK (CUSIP NO. 92556D205)

Exhibit 99.2 NOTICE OF PARTIAL REDEMPTION TO THE HOLDERS OF 8.75% SERIES A FIXED-TO-FLOATING RATE CUMULATIVE REDEEMABLE PERPETUAL PREFERRED STOCK (CUSIP NO. 92556D205) On behalf of Via Renewables, Inc. (“Via Renewables” or the “Company”), notice is hereby given that the Company has elected to redeem 232,708 shares, approximately 10%, of its 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemab

January 16, 2026 EX-99.1

VIA RENEWABLES ANNOUNCES A REDEMPTION OF 232,708 SHARES OF ITS 8.75% SERIES A FIXED-TO-FLOATING RATE CUMULATIVE REDEEMABLE PERPETUAL PREFERRED STOCK

Exhibit 99.1 VIA RENEWABLES ANNOUNCES A REDEMPTION OF 232,708 SHARES OF ITS 8.75% SERIES A FIXED-TO-FLOATING RATE CUMULATIVE REDEEMABLE PERPETUAL PREFERRED STOCK HOUSTON, TX / ACCESS Newswire / January 16, 2026 / Via Renewables, Inc. (“Via Renewables” or the “Company”) (NASDAQ:VIASP), an independent retail energy services company, announced today that it will redeem 232,708 shares of its 8.75% Ser

January 16, 2026 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 16, 2026

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 16, 2026 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission F

December 5, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 5, 2025

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 5, 2025 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission F

December 5, 2025 EX-10.1

FIRST AMENDMENT TO EMPLOYMENT AGREEMENT

FIRST AMENDMENT TO EMPLOYMENT AGREEMENT This First Amendment to Employment Agreement (this “Amendment”) is entered into as of December 1, 2025 (the “Amendment Effective Date”), by and between Via Renewables, Inc.

November 18, 2025 EX-99.1

VIA RENEWABLES ANNOUNCES A REDEMPTION OF 258,565 SHARES OF ITS 8.75% SERIES A FIXED-TO-FLOATING RATE CUMULATIVE REDEEMABLE PERPETUAL PREFERRED STOCK

Exhibit 99.1 VIA RENEWABLES ANNOUNCES A REDEMPTION OF 258,565 SHARES OF ITS 8.75% SERIES A FIXED-TO-FLOATING RATE CUMULATIVE REDEEMABLE PERPETUAL PREFERRED STOCK HOUSTON, TX / ACCESS Newswire / November 18, 2025 / Via Renewables, Inc. (“Via Renewables” or the “Company”) (NASDAQ:VIASP), an independent retail energy services company, announced today that it will redeem 258,565 shares of its 8.75% Se

November 18, 2025 EX-99.2

NOTICE OF PARTIAL REDEMPTION TO THE HOLDERS OF 8.75% SERIES A FIXED-TO-FLOATING RATE CUMULATIVE REDEEMABLE PERPETUAL PREFERRED STOCK (CUSIP NO. 92556D205)

Exhibit 99.2 NOTICE OF PARTIAL REDEMPTION TO THE HOLDERS OF 8.75% SERIES A FIXED-TO-FLOATING RATE CUMULATIVE REDEEMABLE PERPETUAL PREFERRED STOCK (CUSIP NO. 92556D205) On behalf of Via Renewables, Inc. (“Via Renewables” or the “Company”), notice is hereby given that the Company has elected to redeem 258,565 shares, approximately 10%, of its 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemab

November 18, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 18, 2025

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 18, 2025 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission

November 6, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36559 Via Renewables, Inc

September 15, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 15, 2025

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 15, 2025 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission

September 15, 2025 EX-99.1

VIA RENEWABLES ANNOUNCES A REDEMPTION OF 287,294 SHARES OF ITS 8.75% SERIES A FIXED-TO-FLOATING RATE CUMULATIVE REDEEMABLE PERPETUAL PREFERRED STOCK

Exhibit 99.1 VIA RENEWABLES ANNOUNCES A REDEMPTION OF 287,294 SHARES OF ITS 8.75% SERIES A FIXED-TO-FLOATING RATE CUMULATIVE REDEEMABLE PERPETUAL PREFERRED STOCK HOUSTON, TX / ACCESS Newswire / September 15, 2025 / Via Renewables, Inc. (“Via Renewables” or the “Company”) (NASDAQ:VIASP), an independent retail energy services company, announced today that it will redeem 287,294 shares of its 8.75% S

September 15, 2025 EX-99.2

NOTICE OF PARTIAL REDEMPTION TO THE HOLDERS OF 8.75% SERIES A FIXED-TO-FLOATING RATE CUMULATIVE REDEEMABLE PERPETUAL PREFERRED STOCK (CUSIP NO. 92556D205)

Exhibit 99.2 NOTICE OF PARTIAL REDEMPTION TO THE HOLDERS OF 8.75% SERIES A FIXED-TO-FLOATING RATE CUMULATIVE REDEEMABLE PERPETUAL PREFERRED STOCK (CUSIP NO. 92556D205) On behalf of Via Renewables, Inc. (“Via Renewables” or the “Company”), notice is hereby given that the Company has elected to redeem 287,294 shares, approximately 10%, of its 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemab

July 31, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36559 Via Renewables, Inc. (Ex

July 16, 2025 EX-99.2

NOTICE OF PARTIAL REDEMPTION TO THE HOLDERS OF 8.75% SERIES A FIXED-TO-FLOATING RATE CUMULATIVE REDEEMABLE PERPETUAL PREFERRED STOCK (CUSIP NO. 92556D205)

Exhibit 99.2 NOTICE OF PARTIAL REDEMPTION TO THE HOLDERS OF 8.75% SERIES A FIXED-TO-FLOATING RATE CUMULATIVE REDEEMABLE PERPETUAL PREFERRED STOCK (CUSIP NO. 92556D205) On behalf of Via Renewables, Inc. (“Via Renewables” or the “Company”), notice is hereby given that the Company has elected to redeem 319,216 shares, approximately 10%, of its 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemab

July 16, 2025 EX-99.1

VIA RENEWABLES ANNOUNCES A REDEMPTION OF 319,216 SHARES OF ITS 8.75% SERIES A FIXED-TO-FLOATING RATE CUMULATIVE REDEEMABLE PERPETUAL PREFERRED STOCK

Exhibit 99.1 VIA RENEWABLES ANNOUNCES A REDEMPTION OF 319,216 SHARES OF ITS 8.75% SERIES A FIXED-TO-FLOATING RATE CUMULATIVE REDEEMABLE PERPETUAL PREFERRED STOCK HOUSTON, TX / ACCESS Newswire / July 16, 2025 / Via Renewables, Inc. (“Via Renewables” or the “Company”) (NASDAQ:VIASP), an independent retail energy services company, announced today that it will redeem 319,216 shares of its 8.75% Series

July 16, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 16, 2025

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 16, 2025 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission File

June 26, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 25, 2025

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 25, 2025 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission File

June 3, 2025 SC TO-I/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 1)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 1) Via Renewables, Inc. (Name of Subject Company (Issuer) and Filing Person (Offeror)) 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share (Tit

June 3, 2025 EX-99.(A)(5)(B)

Press release issued by Via Renewables, Inc. on March 31, 2025.

EXHIBIT (a)(5)(B) VIA RENEWABLES ANNOUNCES FINAL RESULTS OF ITS TENDER OFFER HOUSTON, TX / ACCESS Newswire / March 31, 2025 / Via Renewables, Inc.

May 9, 2025 EX-99.1

VIA RENEWABLES ANNOUNCES A REDEMPTION OF 168,008 SHARES OF ITS 8.75% SERIES A FIXED-TO-FLOATING RATE CUMULATIVE REDEEMABLE PERPETUAL PREFERRED STOCK

EXHIBIT 99.1 VIA RENEWABLES ANNOUNCES A REDEMPTION OF 168,008 SHARES OF ITS 8.75% SERIES A FIXED-TO-FLOATING RATE CUMULATIVE REDEEMABLE PERPETUAL PREFERRED STOCK HOUSTON, TX / ACCESS Newswire / May 9, 2025 / Via Renewables, Inc. (“Via Renewables” or the “Company”) (NASDAQ:VIASP), an independent retail energy services company, announced today that it will redeem 168,008 shares of its 8.75% Series A

May 9, 2025 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 9, 2025 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission File N

May 9, 2025 EX-99.2

NOTICE OF PARTIAL REDEMPTION TO THE HOLDERS OF 8.75% SERIES A FIXED-TO-FLOATING RATE CUMULATIVE REDEEMABLE PERPETUAL PREFERRED STOCK (CUSIP NO. 92556D205)

EXHIBIT 99.2 NOTICE OF PARTIAL REDEMPTION TO THE HOLDERS OF 8.75% SERIES A FIXED-TO-FLOATING RATE CUMULATIVE REDEEMABLE PERPETUAL PREFERRED STOCK (CUSIP NO. 92556D205) On behalf of Via Renewables, Inc. (“Via Renewables” or the “Company”), notice is hereby given that the Company has elected to redeem 168,008 shares, approximately 5%, of its 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemabl

May 1, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36559 Via Renewables, Inc. (E

April 28, 2025 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36559 Via Ren

March 31, 2025 SC TO-I/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 1)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 1) Via Renewables, Inc. (Name of Subject Company (Issuer) and Filing Person (Offeror)) 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share (Tit

March 31, 2025 EX-99.(A)(5)(B)

Press release issued by Via Renewables, Inc. on March 31, 2025.

EXHIBIT (a)(5)(B) VIA RENEWABLES ANNOUNCES FINAL RESULTS OF ITS TENDER OFFER HOUSTON, TX / ACCESS Newswire / March 31, 2025 / Via Renewables, Inc.

March 6, 2025 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36559 Via Renewables, Inc. (Exa

March 6, 2025 EX-21.1

List of Subsidiaries of Via Renewables, Inc.

Exhibit 21.1 LIST OF SUBSIDIARIES OF VIA RENEWABLES, INC. Entity Jurisdiction Spark HoldCo, LLC Delaware Spark Energy Gas, LLC Texas Spark Energy, LLC Texas Oasis Power Holdings, LLC Texas Oasis Power, LLC Texas CenStar Energy Corp. New York CenStar Operating Company, LLC Texas Major Energy Services LLC New York Major Energy Electric Services LLC New York Respond Power LLC New York Electricity Mai

February 27, 2025 EX-99.(A)(1)(C)

NOTICE OF GUARANTEED DELIVERY (Not to be used for Signature Guarantee) Tender of Shares of 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share VIA RENEWABLES, INC. THE OFFER, PRORATION PERI

Exhibit (a)(1)(C) NOTICE OF GUARANTEED DELIVERY (Not to be used for Signature Guarantee) for Tender of Shares of 8.

February 27, 2025 EX-99.(A)(1)(E)

VIA RENEWABLES, INC. Offer to Purchase for Cash up to 200,000 Shares of its 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share at a Purchase Price of $24.00 per share THE OFFER, PRORATION

Exhibit (a)(1)(E) VIA RENEWABLES, INC.   Offer to Purchase for Cash up to 200,000 Shares of its 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share at a Purchase Price of $24.00 per share THE OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON FRIDAY, MARCH 28, 2025 UNLESS THE OFFER IS EXTENDED

February 27, 2025 EX-99.1

Via Renewables Announces Commencement of Tender Offer to Purchase up to 200,000 Shares of its Series A Preferred Stock for $24.00 Per Share in Cash

EXHIBIT 99.1 Via Renewables Announces Commencement of Tender Offer to Purchase up to 200,000 Shares of its Series A Preferred Stock for $24.00 Per Share in Cash HOUSTON, TX / ACCESS Newswire / February 27, 2025 / Via Renewables, Inc. (NASDAQ:VIASP) (including its subsidiaries, “we,” “our,” “us,” “Via Renewables,” or the “Company”) today announced that it is commencing a tender offer to purchase up

February 27, 2025 EX-99.(A)(1)(D)

VIA RENEWABLES, INC. Offer to Purchase for Cash up to 200,000 Shares of its 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share at a Purchase Price of $24.00 per share THE OFFER, PRORATION

Exhibit (a)(1)(D) VIA RENEWABLES, INC. Offer to Purchase for Cash up to 200,000 Shares of its 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share at a Purchase Price of $24.00 per share   THE OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON FRIDAY, MARCH 28, 2025 UNLESS THE OFFER IS EXTENDED

February 27, 2025 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 27, 2025 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission

February 27, 2025 EX-99.(A)(5)(A)

Via Renewables Announces Commencement of Tender Offer to Purchase up to 200,000 Shares of its Series A Preferred Stock for $24.00 Per Share in Cash

Exhibit (a)(5)(A) Via Renewables Announces Commencement of Tender Offer to Purchase up to 200,000 Shares of its Series A Preferred Stock for $24.

February 27, 2025 EX-99.(A)(1)(A)

Offer to Purchase for Cash VIA RENEWABLES, INC. Up to 200,000 Shares of its 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share at a Purchase Price of $24.00 per share THE OFFER, PRORATION

TABLE OF CONTENTS Exhibit (a)(1)(A)   Offer to Purchase for Cash by VIA RENEWABLES, INC.

February 27, 2025 EX-99.(A)(1)(B)

Letter of Transmittal to Tender Shares of VIA RENEWABLES, INC. in connection with its Offer to Purchase for Cash up to 200,000 Shares of its 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 at a P

Exhibit (a)(1)(B) Letter of Transmittal to Tender Shares of VIA RENEWABLES, INC. in connection with its Offer to Purchase for Cash up to 200,000 Shares of its 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 at a Purchase Price of $24.00 per share The undersigned represents that I (we) have full authority to surrender without restriction the sh

February 27, 2025 SC TO-I

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Via Renewables, Inc. (Name of Subject Company (Issuer) and Filing Per

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Via Renewables, Inc. (Name of Subject Company (Issuer) and Filing Person (Offeror)) 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share (Title of Class of Sec

February 27, 2025 EX-FILING FEES

Calculation of Filing Fee Table SC TO (Form Type) Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1 – Transaction Valuation

Exhibit 107 Calculation of Filing Fee Table SC TO (Form Type) Via Renewables, Inc.

February 19, 2025 EX-99.A5 FORM/SECRTY

Press release issued by Via Renewables, Inc. on February 19, 2025.

EX-99.A5 FORM/SECRTY 2 viaexa5b.htm EXHIBIT A5B EXHIBIT (A)(5)(B) VIA RENEWABLES ANNOUNCES FINAL RESULTS OF ITS TENDER OFFER HOUSTON, TX / ACCESSWIRE / February 19, 2025 / Via Renewables, Inc. (“Via Renewables” or the “Company”) (NASDAQ:VIASP), an independent retail energy services company, announced today the final results of its tender offer to purchase up to 200,000 shares of its 8.75% Series A

February 19, 2025 SC TO-I/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 1)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 1) Via Renewables, Inc. (Name of Subject Company (Issuer) and Filing Person (Offeror)) 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share (Tit

January 16, 2025 EX-99.A1C

NOTICE OF GUARANTEED DELIVERY (Not to be used for Signature Guarantee) Tender of Shares of 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share VIA RENEWABLES, INC. THE OFFER, PRORATION PERI

Exhibit (a)(1)(C) NOTICE OF GUARANTEED DELIVERY (Not to be used for Signature Guarantee) for Tender of Shares of 8.

January 16, 2025 EX-99.EXA1D

VIA RENEWABLES, INC. Offer to Purchase for Cash up to 200,000 Shares of its 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share at a Purchase Price of $22.50 per share THE OFFER, PRORATION

Exhibit (a)(1)(D) VIA RENEWABLES, INC. Offer to Purchase for Cash up to 200,000 Shares of its 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share at a Purchase Price of $22.50 per share THE OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON TUESDAY, FEBRUARY 18, 2025 UNLESS THE OFFER IS EXTENDE

January 16, 2025 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 16, 2025 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission F

January 16, 2025 EX-FILING FEES

Calculation of Filing Fee Table SC TO (Form Type) Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1 – Transaction Valuation

Exhibit 107 Calculation of Filing Fee Table SC TO (Form Type) Via Renewables, Inc.

January 16, 2025 EX-99.A1E

VIA RENEWABLES, INC. Offer to Purchase for Cash up to 200,000 Shares of its 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share at a Purchase Price of $22.50 per share THE OFFER, PRORATION

Exhibit (a)(1)(E) VIA RENEWABLES, INC. Offer to Purchase for Cash up to 200,000 Shares of its 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share at a Purchase Price of $22.50 per share THE OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON TUESDAY, FEBRUARY 18, 2025 UNLESS THE OFFER IS EXTENDE

January 16, 2025 EX-99.EXA5A

Via Renewables Announces Commencement of Tender Offer to Purchase up to 200,000 Shares of its Series A Preferred Stock for $22.50 Per Share in Cash

Exhibit (a)(5)(A) Via Renewables Announces Commencement of Tender Offer to Purchase up to 200,000 Shares of its Series A Preferred Stock for $22.

January 16, 2025 SC TO-I

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Via Renewables, Inc. (Name of Subject Company (Issuer) and Filing Per

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Via Renewables, Inc. (Name of Subject Company (Issuer) and Filing Person (Offeror)) 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share (Title of Class of Sec

January 16, 2025 EX-99.EXA1B

Letter of Transmittal to Tender Shares of VIA RENEWABLES, INC. in connection with its Offer to Purchase for Cash up to 200,000 Shares of its 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 at a P

Exhibit (a)(1)(B) Letter of Transmittal to Tender Shares of VIA RENEWABLES, INC.   in connection with its Offer to Purchase for Cash up to 200,000 Shares of its 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 at a Purchase Price of $22.50 per share The undersigned represents that I (we) have full authority to surrender without restriction the

January 16, 2025 EX-99.1

Via Renewables Announces Commencement of Tender Offer to Purchase up to 200,000 Shares of its Series A Preferred Stock for $22.50 Per Share in Cash

EXHIBIT 99.1 Via Renewables Announces Commencement of Tender Offer to Purchase up to 200,000 Shares of its Series A Preferred Stock for $22.50 Per Share in Cash HOUSTON, TX / ACCESSWIRE / January 16, 2025 / Via Renewables, Inc. (NASDAQ:VIASP) (including its subsidiaries, “we,” “our,” “us,” “Via Renewables,” or the “Company”) today announced that it is commencing a tender offer to purchase up to 20

January 16, 2025 EX-99.EXA1A

Offer to Purchase for Cash VIA RENEWABLES, INC. Up to 200,000 Shares of its 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share at a Purchase Price of $22.50 per share THE OFFER, PRORATION

Exhibit (a)(1)(A)   Offer to Purchase for Cash by VIA RENEWABLES, INC. of Up to 200,000 Shares of its 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share at a Purchase Price of $22.50 per share THE OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON TUESDAY, FEBRUARY 18, 2025 UNLESS THE OFFER IS

December 18, 2024 SC TO-I/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 1) Via Renewables, Inc. (Name of Subject Company (Issu

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 (Amendment No. 1) Via Renewables, Inc. (Name of Subject Company (Issuer) and Filing Person (Offeror)) 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share (Tit

December 18, 2024 EX-99.(A)(5)(B)

VIA RENEWABLES ANNOUNCES FINAL RESULTS OF ITS TENDER OFFER

Exhibit (a)(5)(B) VIA RENEWABLES ANNOUNCES FINAL RESULTS OF ITS TENDER OFFER HOUSTON, TX / ACCESSWIRE / December 18, 2024 / Via Renewables, Inc.

November 21, 2024 EX-99.1

Via Renewables, Inc. Names David Bill III to Board of Directors

EXHIBIT 99.1 Via Renewables, Inc. Names David Bill III to Board of Directors HOUSTON, TX / ACCESSWIRE / November 18, 2024 / Via Renewables, Inc. (“Via Renewables” or the “Company”) (NASDAQ: VIASP), an independent retail energy services company, announced today that David Bill III has been appointed to the Company’s Board of Directors, effective November 18, 2024, 5 p.m. CST as an independent direc

November 21, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 18, 2024

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 18, 2024 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission

November 19, 2024 8-K/A

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No.1 CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 15, 2024 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporat

November 15, 2024 EX-99.1

Via Renewables Announces Commencement of Tender Offer to Purchase up to 800,000 Shares of its Series A Preferred Stock for $22.50 Per Share in Cash

EXHIBIT 99.1 Via Renewables Announces Commencement of Tender Offer to Purchase up to 800,000 Shares of its Series A Preferred Stock for $22.50 Per Share in Cash HOUSTON, TX / ACCESSWIRE / November 15, 2024 / Via Renewables, Inc. (NASDAQ:VIASP) (including its subsidiaries, “we,” “our,” “us,” “Via Renewables,” or the “Company”) today announced that it is commencing a tender offer to purchase up to 8

November 15, 2024 EX-99.EXA1C

NOTICE OF GUARANTEED DELIVERY (Not to be used for Signature Guarantee) Tender of Shares of 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share VIA RENEWABLES, INC. THE OFFER, PRORATION PERI

Exhibit (a)(1)(C) NOTICE OF GUARANTEED DELIVERY (Not to be used for Signature Guarantee) for Tender of Shares of 8.

November 15, 2024 EX-99.(A)(5)(A)

Via Renewables Announces Commencement of Tender Offer to Purchase up to 800,000 Shares of its Series A Preferred Stock for $22.50 Per Share in Cash

Exhibit (a)(5)(A) Via Renewables Announces Commencement of Tender Offer to Purchase up to 800,000 Shares of its Series A Preferred Stock for $22.

November 15, 2024 SC TO-I

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Via Renewables, Inc. (Name of Subject Company (Issuer) and Filing Per

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) of the Securities Exchange Act of 1934 Via Renewables, Inc. (Name of Subject Company (Issuer) and Filing Person (Offeror)) 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share (Title of Class of Sec

November 15, 2024 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 15, 2024 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission

November 15, 2024 EX-99.EXA1A

Offer to Purchase for Cash VIA RENEWABLES, INC. Up to 800,000 Shares of its 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share at a Purchase Price of $22.50 per share THE OFFER, PRORATION

TABLE OF CONTENTS Exhibit (a)(1)(A)   Offer to Purchase for Cash by VIA RENEWABLES, INC.

November 15, 2024 EX-99.EXA1B

Letter of Transmittal to Tender Shares of VIA RENEWABLES, INC. in connection with its Offer to Purchase for Cash up to 800,000 Shares of its 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 at a P

Exhibit (a)(1)(B) Letter of Transmittal to Tender Shares of VIA RENEWABLES, INC.   in connection with its Offer to Purchase for Cash up to 800,000 Shares of its 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 at a Purchase Price of $22.50 per share The undersigned represents that I (we) have full authority to surrender without restriction the

November 15, 2024 EX-99.EXA1E

VIA RENEWABLES, INC. Offer to Purchase for Cash up to 800,000 Shares of its 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share at a Purchase Price of $22.50 per share THE OFFER, PRORATION

Exhibit (a)(1)(E) VIA RENEWABLES, INC. Offer to Purchase for Cash up to 800,000 Shares of its 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share at a Purchase Price of $22.50 per share THE OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON TUESDAY, DECEMBER 17, 2024 UNLESS THE OFFER IS EXTENDE

November 15, 2024 EX-FILING FEES

Calculation of Filing Fee Table SC TO-I (Form Type) Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1 – Transaction Valuation

Exhibit 107 Calculation of Filing Fee Table SC TO-I (Form Type) Via Renewables, Inc.

November 15, 2024 EX-99.EXA1D

VIA RENEWABLES, INC. Offer to Purchase for Cash up to 800,000 Shares of its 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share at a Purchase Price of $22.50 per share THE OFFER, PRORATION

Exhibit (a)(1)(D) VIA RENEWABLES, INC. Offer to Purchase for Cash up to 800,000 Shares of its 8.75% Series A Fixed-to-Floating Rate Cumulative Redeemable Perpetual Preferred Stock, par value $0.01 per share at a Purchase Price of $22.50 per share THE OFFER, PRORATION PERIOD AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON TUESDAY, DECEMBER 17, 2024 UNLESS THE OFFER IS EXTENDE

October 31, 2024 EX-10.4

Amendment No. 3 to the Third Amended and Restated Limited Liability Company Agreement of Spark Holdco, LLC, dated as of October 30, 2024, by and between Via Renewables, Inc., Spark HoldCo, LLC, and Retailco, LLC.

AMENDMENT NO. 3 TO THIRD AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF SPARK HOLDCO, LLC This AMENDMENT NO. 3 TO THIRD AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT (this “Amendment”), and the Third Amended and Restated Limited Liability Company Agreement (the “Third Restated LLC Agreement”), as amended or restated from time to time, including by this Amendment, is effecti

October 31, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36559 Via Renewables, Inc

October 25, 2024 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 23, 2024 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission F

October 25, 2024 EX-2.1

Asset Purchase Agreement by and between Tomorrow Energy Corp, as Seller, and Spark HoldCo, LLC, as Buyer, dated as of October 22, 2024

EXHIBIT 2.1

August 1, 2024 EX-4.1

Description of Securities

Exhibit 4.1 DESCRIPTION OF SECURITIES REGISTERED UNDER SECTION 12 OF THE EXCHANGE ACT OF 1934 The following summary of the terms of the capital stock of Via Renewables, Inc. (the “Company” or “we,” “us,” or “our”) is not meant to be complete and is qualified by reference to the relevant provisions of the General Corporation Law of the State of Delaware (the “DGCL”) and the complete text of our ame

August 1, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36559 Via Renewables, Inc. (Ex

June 28, 2024 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 28, 2024 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission File

June 28, 2024 EX-10.2

Amended and Restated Subordinated Promissory Note (Note No. 8), dated June 28, 2024, by and among Via Renewables, Inc., Spark HoldCo, LLC and Retailco, LLC.

EXHIBIT 10.2 NEITHER THIS NOTE NOR THE SECURITIES REPRESENTED HEREBY HAVE BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). THE HOLDER HEREOF, BY PURCHASING SUCH SECURITIES, AGREES FOR THE BENEFIT OF EITHER VRI OR SPARK HOLDCO THAT SUCH SECURITIES MAY BE OFFERED, SOLD OR OTHERWISE TRANSFERRED ONLY (A) TO EITHER VRI OR SPARK HOLDCO, (B) PURSUANT TO A

June 28, 2024 EX-10.1

First Amendment to Credit Agreement, dated June 28, 2024, by and among Via Renewables, Inc., Spark HoldCo, LLC, and the other subsidiaries of Via Renewables, Inc. and Spark HoldCo, LLC party thereto, as co-borrowers, Woodforest National Bank, as administrative agent, swing bank, swap bank, issuing bank, joint-lead arranger, sole bookrunner and syndication agent, and the other financial institutions party thereto.

EXHIBIT 10.1 FIRST AMENDMENT TO CREDIT AGREEMENT THIS FIRST AMENDMENT TO CREDIT AGREEMENT (this “Amendment”), entered into on, and effective as of June 28, 2024 (the “Effective Date”), is made by and among SPARK HOLDCO, LLC (“HoldCo”), a Delaware limited liability company, SPARK ENERGY, LLC (“Spark”), a Texas limited liability company, SPARK ENERGY GAS, LLC (“SEG”), a Texas limited liability compa

June 27, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 27, 2024 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission File

June 27, 2024 EX-99.2

NOTICE OF LIMITED OPTIONAL CONVERSION RIGHTS UPON CHANGE OF CONTROL OF SERIES A PREFERRED STOCK FOR $8.07 PER SHARE IN CASH June 27, 2024

EXHIBIT 99.2 NOTICE OF LIMITED OPTIONAL CONVERSION RIGHTS UPON CHANGE OF CONTROL OF SERIES A PREFERRED STOCK FOR $8.07 PER SHARE IN CASH June 27, 2024 THIS CHANGE OF CONTROL CONVERSION RIGHT IS OPTIONAL AT YOUR ELECTION. YOU MAY CHOOSE TO EXERCISE YOUR CHANGE OF CONTROL CONVERSION RIGHT IN WHOLE OR IN PART, OR MAY ELECT NOT TO EXERCISE YOUR CHANGE OF CONTROL CONVERSION RIGHT AT ALL, IN WHICH CASE

June 27, 2024 CT ORDER

CT ORDER

UNITED STATES SECURITIES AND EXCHANGE COMMISSION June 27, 2024 ORDER GRANTING CONFIDENTIAL TREATMENT UNDER THE SECURITIES EXCHANGE ACT OF 1934 Via Renewables, Inc.

June 27, 2024 EX-99.1

Via Renewables, Inc. Announces Optional Conversion Rights for Series A Preferred Stock for $8.07 Per Share in Cash

EXHIBIT 99.1 Via Renewables, Inc. Announces Optional Conversion Rights for Series A Preferred Stock for $8.07 Per Share in Cash HOUSTON, June 27, 2024 – Via Renewables, Inc. (“Via Renewables” or the “Company”) (NASDAQ: VIASP), an independent retail energy services company, announced today that it has provided notice (the “Notice”) to holders of its 8.75% Series A Fixed-to-Floating Rate Cumulative

June 25, 2024 15-12G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 001-36559 Via Renewables, Inc. (Exact name of registrant as specified in its

June 17, 2024 SC 13D/A

VIA / Via Renewables, Inc. / Maxwell W Keith III - SC 13D/A Activist Investment

SC 13D/A CUSIP No. 92556D 304 Page 1 of 12 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A FINAL AMENDMENT Under the Securities Exchange Act of 1934 Via Renewables, Inc. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 92556D 304 (CUSIP Number) Casey Marcin 12140 Wickchester Ln., Ste 100 Houston, Texas 77079 (713

June 13, 2024 S-8 POS

As filed with the Securities and Exchange Commission on June 13, 2024

As filed with the Securities and Exchange Commission on June 13, 2024 Registration Statement No.

June 13, 2024 SC 13E3/A

Mike Barajas Chief Financial Officer 12140 Wickchester Lane, Suite 100 Houston Texas 77079 (713) 600-2600

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 Rule 13e-3 Transaction Statement under Section 13(e) of the Securities Exchange Act of 1934 (Amendment No. 5) Via Renewables, Inc. (Name of the Issuer) Via Renewables, Inc. William Keith Maxwell, III Retailco, LLC TxEx Energy Investments, LLC Electric HoldCo, LLC NuDevco Retail Holdings, LLC NuDevco Retail, LLC

June 13, 2024 EX-99.1

Exhibit 99.1 Via Renewables, Inc. Announces Completion of Merger

Exhibit 99.1 Via Renewables, Inc. Announces Completion of Merger HOUSTON, June 13, 2024 – Via Renewables, Inc. (“Via Renewables” or the “Company”) (NASDAQ: VIA; VIASP), an independent retail energy services company, announced today the completion of the merger (the “Merger”) contemplated by the previously announced Agreement and Plan of Merger, dated as of December 29, 2023 (the “Merger Agreement”

June 13, 2024 POS AM

As filed with the Securities and Exchange Commission on June 13, 2024

As filed with the Securities and Exchange Commission on June 13, 2024 Registration Statement No.

June 13, 2024 S-8 POS

As filed with the Securities and Exchange Commission on June 13, 2024

As filed with the Securities and Exchange Commission on June 13, 2024 Registration Statement No.

June 13, 2024 8-K

Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 13, 2024 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation) 001-36559 (Commission File Number) 46

June 10, 2024 8-K

Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 7, 2024 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission File

June 10, 2024 EX-99.1

Via Renewables, Inc. Shareholders Vote to Approve Merger and Related Matters at Special Meeting

EXHIBIT 99.1 Via Renewables, Inc. Shareholders Vote to Approve Merger and Related Matters at Special Meeting HOUSTON, June 7, 2024 – Via Renewables, Inc. (“Via Renewables” or the “Company”) (NASDAQ: VIA; VIASP), an independent retail energy services company, announced today that at its special meeting of shareholders held earlier today, the Company’s shareholders voted, among other things, in favo

May 29, 2024 SC 13E3/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 Rule 13e-3 Transaction Statement under Section 13(e) of the Securities Exchange Act of 1934 (Amendment No. 4) Via Renewables, Inc. (Name of the Issuer) Via Renewab

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 Rule 13e-3 Transaction Statement under Section 13(e) of the Securities Exchange Act of 1934 (Amendment No. 4) Via Renewables, Inc. (Name of the Issuer) Via Renewables, Inc. William Keith Maxwell, III Retailco, LLC NuRetailco LLC TxEx Energy Investments, LLC Electric HoldCo, LLC NuDevco Retail Holdings, LLC NuDev

May 24, 2024 EX-99.1

VIA Announces Adjournment of Special Meeting of Shareholders to June 7, 2024 at 10:00 AM Central Time to Allow Additional Time for Shareholders to Vote “FOR” the Merger

EXHIBIT 99.1 VIA Announces Adjournment of Special Meeting of Shareholders to June 7, 2024 at 10:00 AM Central Time to Allow Additional Time for Shareholders to Vote “FOR” the Merger HOUSTON, May 23, 2024 (ACCESSWIRE) – Via Renewables, Inc. (“Via Renewables” or the “Company”) (NASDAQ: VIA; VIASP), an independent retail energy services company, announced today that it convened its Special Meeting of

May 24, 2024 8-K

Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 23, 2024 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission File

May 23, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. __)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant  ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e

May 14, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. __)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant  ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e

May 13, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. __)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant  ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e

May 2, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36559 Via Renewables, Inc. (E

May 2, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 1, 2024 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission File N

May 2, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. __)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant  ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e

May 2, 2024 EX-99.1

Via Renewables, Inc. Reports First Quarter 2024 Financial Results

EXHIBIT 99.1 Via Renewables, Inc. Reports First Quarter 2024 Financial Results HOUSTON, May 1, 2024 (ACCESSWIRE) - Via Renewables, Inc. ("Via Renewables" or the "Company") (NASDAQ: VIA, VIASP), an independent retail energy services company, today reported financial results for the quarter ended March 31, 2024. Key Highlights · Achieved $19.1 million in Net Income and $15.1 million in Adjusted EBIT

April 30, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. __)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant  ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e

March 28, 2024 DEFM14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. __)

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant  ☐ Check the appropriate box:  ☐ Preliminary Proxy Statement  ☐ Confidential, for Use of the Commission Only (as permi

March 28, 2024 SC 13E3/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 Rule 13e-3 Transaction Statement under Section 13(e) of the Securities Exchange Act of 1934 (Amendment No. 3 ) Via Renewables, Inc. (Name of the Issuer) Via Renewa

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 Rule 13e-3 Transaction Statement under Section 13(e) of the Securities Exchange Act of 1934 (Amendment No. 3 ) Via Renewables, Inc. (Name of the Issuer) Via Renewables, Inc. William Keith Maxwell, III Retailco, LLC NuRetailco LLC TxEx Energy Investments, LLC Electric HoldCo, LLC NuDevco Retail Holdings, LLC NuDe

March 28, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ___)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant  ☐ Check the appropriate box: ☐ Preliminary Proxy Statement  ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(

March 27, 2024 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36559 Via Ren

March 21, 2024 CORRESP

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March 21, 2024 Via EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Mergers & Acquisitions 100 F Street, N.

March 20, 2024 LETTER

LETTER

United States securities and exchange commission logo March 20, 2024 Mike Barajas Chief Financial Officer Via Renewables, Inc.

March 19, 2024 SC 13E3/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 Rule 13e-3 Transaction Statement under Section 13(e) of the Securities Exchange Act of 1934 (Amendment No. 2 ) Via Renewables, Inc. (Name of the Issuer) Via Renewa

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 Rule 13e-3 Transaction Statement under Section 13(e) of the Securities Exchange Act of 1934 (Amendment No. 2 ) Via Renewables, Inc. (Name of the Issuer) Via Renewables, Inc. William Keith Maxwell, III Retailco, LLC NuRetailco LLC TxEx Energy Investments, LLC Electric HoldCo, LLC NuDevco Retail Holdings, LLC NuDe

March 19, 2024 CORRESP

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March 19, 2024 Via EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Mergers & Acquisitions 100 F Street, N.

March 19, 2024 PRER14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 2)

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 2) Filed by the Registrant ☒ Filed by a Party other than the Registrant  ☐ Check the appropriate box: ☒ Preliminary Proxy Statement  ☐ Confidential, for Use of the Commission Only (as permi

March 15, 2024 LETTER

LETTER

United States securities and exchange commission logo March 15, 2024 Mike Barajas Chief Financial Officer Via Renewables, Inc.

March 12, 2024 SC 13E3/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 Rule 13e-3 Transaction Statement under Section 13(e) of the Securities Exchange Act of 1934 (Amendment No. 1 ) Via Renewables, Inc. (Name of the Issuer) Via Renewa

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 Rule 13e-3 Transaction Statement under Section 13(e) of the Securities Exchange Act of 1934 (Amendment No. 1 ) Via Renewables, Inc. (Name of the Issuer) Via Renewables, Inc. William Keith Maxwell, III Retailco, LLC NuRetailco LLC TxEx Energy Investments, LLC Electric HoldCo, LLC NuDevco Retail Holdings, LLC NuDe

March 12, 2024 EX-99.(C)(4)

Project Bluebonnet Go-Shop Outreach Update As of 1/10/2024

Exhibit (c)(4) Confidential Project Bluebonnet Go-Shop Outreach Update As of 1/10/2024 Project Bluebonnet - Go-Shop Outreach Summary Total Buyers Contacted 52 NDAs Currently in Process 1 NDAs Executed / VDR Access Sent 2 Passed / Declined (Pre-NDA) 3 Passed / Declined (Post-NDA) 0 Total Buyers Contacted Algonquin Power LS Power Equity Partners Ara Partners Macquarie Avangrid Mitsubishi Corporation (Boston Energy) Blackstone (Kindle Energy) Mitsui & Co.

March 12, 2024 EX-99.(C)(6)

Project Bluebonnet Go-Shop Outreach Update As of 1/26/2024

Exhibit (c)(6) Confidential Project Bluebonnet Go-Shop Outreach Update As of 1/26/2024 Project Bluebonnet - Go-Shop Outreach Summary Total Buyers Contacted 52 NDAs Currently in Process 0 NDAs Executed / VDR Access Sent 2 Passed / Declined (Pre-NDA) 8 Passed / Declined (Post-NDA) 1 Total Buyers Contacted Algonquin Power LS Power Equity Partners Ara Partners Macquarie Avangrid Mitsubishi Corporation (Boston Energy) Blackstone (Kindle Energy) Mitsui & Co.

March 12, 2024 EX-99.(C)(5)

Project Bluebonnet Go-Shop Outreach Update As of 1/18/2024

Exhibit (c)(5) Confidential Project Bluebonnet Go-Shop Outreach Update As of 1/18/2024 Project Bluebonnet - Go-Shop Outreach Summary Total Buyers Contacted 52 NDAs Currently in Process 0 NDAs Executed / VDR Access Sent 3 Passed / Declined (Pre-NDA) 8 Passed / Declined (Post-NDA) 0 Total Buyers Contacted Algonquin Power LS Power Equity Partners Ara Partners Macquarie Avangrid Mitsubishi Corporation (Boston Energy) Blackstone (Kindle Energy) Mitsui & Co.

March 12, 2024 PRER14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1)

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant  ☐ Check the appropriate box: ☒ Preliminary Proxy Statement  ☐ Confidential, for Use of the Commission Only (as permi

March 12, 2024 CORRESP

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March 12, 2024 Via EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Mergers & Acquisitions 100 F Street, N.

March 1, 2024 LETTER

LETTER

United States securities and exchange commission logo March 1, 2024 Mike Barajas Chief Financial Officer Via Renewables, Inc.

February 29, 2024 EX-3.1

Composite Amended and Restated Certificate of Incorporation of Via Renewables, Inc., as amended through March 21, 2023

Exhibit 3.1 COMPOSITE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF VIA RENEWABLES, INC. Via Renewables, Inc. (the “Corporation”), a corporation organized and existing under the General Corporation Law of the State of Delaware as set forth in Title 8 of the Delaware Code (the “DGCL”), hereby certifies as follows: 1. The original Certificate of Incorporation of the Corporation (the “Original

February 29, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36559 Via Renewables, Inc. (Exa

February 29, 2024 EX-97

Incentive-Based Compensation Recovery Policy

VIA RENEWABLES, INC. Incentive-Based Compensation Recovery Policy The Board of Directors (the “Board”) of Via Renewables, Inc. (the “Company”) has determined that it is in the best interests of the Company and its stockholders to adopt this Incentive-Based Compensation Recovery Policy (this “Policy”), which provides for the recovery of certain incentive compensation in the event of an Accounting R

February 29, 2024 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 28, 2024 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission

February 29, 2024 EX-99.1

Via Renewables, Inc. Reports Fourth Quarter and Full Year 2023 Financial Results

EXHIBIT 99.1 Via Renewables, Inc. Reports Fourth Quarter and Full Year 2023 Financial Results HOUSTON, February 28, 2024 (ACCESSWIRE) - Via Renewables, Inc. (“Via Renewables” or the “Company”) (NASDAQ: VIA; VIASP), an independent retail energy services company, today reported financial results for the year ended December 31, 2023. Key Business Highlights · Recorded $(0.9) million in Net Loss and $

February 29, 2024 EX-21.1

List of Subsidiaries of Via Renewables, Inc.

Exhibit 21.1 LIST OF SUBSIDIARIES OF VIA RENEWABLES, INC. Entity Jurisdiction Spark HoldCo, LLC Delaware Spark Energy Gas, LLC Texas Spark Energy, LLC Texas Oasis Power Holdings, LLC Texas Oasis Power, LLC Texas CenStar Energy Corp. New York CenStar Operating Company, LLC Texas Major Energy Services LLC New York Major Energy Electric Services LLC New York Respond Power LLC New York Electricity Mai

February 13, 2024 SC 13G/A

US92556D3044 / Via Renewables, Inc. / RENAISSANCE TECHNOLOGIES LLC Passive Investment

SC 13G/A 1 via-13g20231231.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Via Renewables, Inc. - (Name of Issuer) Class A common stock, par value $0.01 per share - (Title of Class of Securities) 92556D304 - (CUSIP Number) December 29, 2023 - (Date of Event Which Requires Filing of this Statement)

February 13, 2024 SC 13G

US92556D3044 / Via Renewables, Inc. / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment

SC 13G 1 tv0141-viarenewablesincclass.htm SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Via Renewables, Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 92556D304 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule

February 12, 2024 EX-99.(C)(3)

INVESTMENT BANKING • RESEARCH • INSTITUTIONAL SALES & TRADING December 29, 2023 Project Bluebonnet Discussion Materials for the Special Committee of the Board of Directors Legal Disclaimers & Disclosures These materials are provided solely for the in

Exhibit (c)(3) INVESTMENT BANKING • RESEARCH • INSTITUTIONAL SALES & TRADING December 29, 2023 Project Bluebonnet Discussion Materials for the Special Committee of the Board of Directors Legal Disclaimers & Disclosures These materials are provided solely for the information of the Special Committee of the Board of Directors (the “Special Committee”) of Via Renewables, Inc.

February 12, 2024 EX-99.(C)(2)

INVESTMENT BANKING • RESEARCH • INSTITUTIONAL SALES & TRADING December 2023 Project Bluebonnet Preliminary Valuation Discussion Materials Via Stock Performance Via 6-Month Stock Price Source: Capital IQ. Note: 30 and 60-day VWAPs calculated as of the

Exhibit (c)(2) INVESTMENT BANKING • RESEARCH • INSTITUTIONAL SALES & TRADING December 2023 Project Bluebonnet Preliminary Valuation Discussion Materials Via Stock Performance Via 6-Month Stock Price Source: Capital IQ.

February 12, 2024 EX-FILING FEES

CALCULATION OF FILING FEE TABLES Schedule 14A (Form Type) Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Transaction Valuation

Exhibit 107 CALCULATION OF FILING FEE TABLES Schedule 14A (Form Type) Via Renewables, Inc.

February 12, 2024 SC 13E3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 Rule 13e-3 Transaction Statement under Section 13(e) of the Securities Exchange Act of 1934 (Amendment No. ____) Via Renewables, Inc. (Name of the Issuer) Via Rene

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 Rule 13e-3 Transaction Statement under Section 13(e) of the Securities Exchange Act of 1934 (Amendment No. ) Via Renewables, Inc. (Name of the Issuer) Via Renewables, Inc. William Keith Maxwell, III Retailco, LLC NuRetailco LLC (Name of Persons Filing Statement) Class A common stock, par value $0.01 per share (T

February 12, 2024 EX-FILING FEES

CALCULATION OF FILING FEE TABLES Schedule 13E-3 (Form Type) Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Transaction Valuation

Exhibit 107 CALCULATION OF FILING FEE TABLES Schedule 13E-3 (Form Type) Via Renewables, Inc.

February 12, 2024 PREM14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.   )

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.   ) Filed by the Registrant ☒ Filed by a Party other than the Registrant  ☐ Check the appropriate box: ☒ Preliminary Proxy Statement  ☐ Confidential, for Use of the Commission Only (as perm

February 12, 2024 EX-99.(B)(1)

CREDIT AGREEMENT AND GUARANTY dated as of August 15, 2023 RETAILCO, LLC, TXEX ENERGY INVESTMENTS, LLC, and NUDEVCO RETAIL, LLC, as Borrowers, WILLIAM KEITH MAXWELL III, ELECTRIC HOLDCO, LLC, and NUDEVCO RETAIL HOLDINGS, LLC as Guarantors, THE LENDERS

Exhibit (b)(1) Execution Version CREDIT AGREEMENT AND GUARANTY dated as of August 15, 2023 among RETAILCO, LLC, TXEX ENERGY INVESTMENTS, LLC, and NUDEVCO RETAIL, LLC, as Borrowers, WILLIAM KEITH MAXWELL III, ELECTRIC HOLDCO, LLC, and NUDEVCO RETAIL HOLDINGS, LLC as Guarantors, THE LENDERS FROM TIME TO TIME PARTY HERETO and WOODFOREST NATIONAL BANK, as Administrative Agent WOODFOREST NATIONAL BANK, as the Lead Arranger and Sole Bookrunner and ORIGIN BANK, as the Syndication Agent TABLE OF CONTENTS Page ARTICLE 1.

January 4, 2024 EX-99.22

AGREEMENT AND PLAN OF MERGER Retailco, LLC NuRetailco LLC Via Renewables, Inc. Dated as of December 29, 2023

EX-99.22 2 d828708dex9922.htm EX-99.22 Exhibit 22 Execution Version AGREEMENT AND PLAN OF MERGER among Retailco, LLC NuRetailco LLC and Via Renewables, Inc. Dated as of December 29, 2023 TABLE OF CONTENTS Page ARTICLE I CERTAIN DEFINITIONS 1.1 Certain Definitions 1 ARTICLE II THE MERGER 2.1 The Merger 12 2.2 Closing 12 2.3 Effect of the Merger 12 2.4 Organizational Documents 12 2.5 Directors and O

January 4, 2024 EX-99.24

CREDIT AGREEMENT AND GUARANTY dated as of August 15, 2023 RETAILCO, LLC, TXEX ENERGY INVESTMENTS, LLC, and NUDEVCO RETAIL, LLC, as Borrowers, WILLIAM KEITH MAXWELL III, ELECTRIC HOLDCO, LLC, and NUDEVCO RETAIL HOLDINGS, LLC as Guarantors, THE LENDERS

EX-99.24 4 d828708dex9924.htm EX-99.24 Exhibit 24 Execution Version CREDIT AGREEMENT AND GUARANTY dated as of August 15, 2023 among RETAILCO, LLC, TXEX ENERGY INVESTMENTS, LLC, and NUDEVCO RETAIL, LLC, as Borrowers, WILLIAM KEITH MAXWELL III, ELECTRIC HOLDCO, LLC, and NUDEVCO RETAIL HOLDINGS, LLC as Guarantors, THE LENDERS FROM TIME TO TIME PARTY HERETO and WOODFOREST NATIONAL BANK, as Administrat

January 4, 2024 SC 13D/A

US92556D3044 / Via Renewables, Inc. / Maxwell W Keith III - SC 13D/A Activist Investment

SC 13D/A 1 d828708dsc13da.htm SC 13D/A CUSIP No. 92556D 304 Page 1 of 17 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 8) Under the Securities Exchange Act of 1934 Via Renewables, Inc. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 92556D 304 (CUSIP Number) Casey Marcin 12140 Wickchester Ln., S

January 4, 2024 EX-99.23

SUPPORT AGREEMENT

EX-99.23 3 d828708dex9923.htm EX-99.23 Exhibit 23 Execution Version SUPPORT AGREEMENT This SUPPORT AGREEMENT (this “Agreement”), dated as of December 29, 2023, is entered into by and among Retailco, LLC, a Texas limited liability company (“Parent”), and each undersigned stockholder (each, a “Subject Stockholder” and, collectively, the “Subject Stockholders” and, together with Parent, each a “Party

January 4, 2024 EX-99.25

Amended and Restated Joint Filing Agreement

EX-99.25 5 d828708dex9925.htm EX-99.25 Exhibit 25 Amended and Restated Joint Filing Agreement This will confirm the agreement by and among all the undersigned that the Statement on Schedule 13D filed on or about this date and any further amendments thereto with respect to the beneficial ownership by the undersigned of the shares of Class A Common Stock, par value $0.01, of Via Renewables, Inc., In

January 2, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 29, 2023

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 29, 2023 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission

January 2, 2024 EX-99.1

1

EXHIBIT 99.1 Via Renewables, Inc. Enters into Agreement for all of its Class A Common Stock to be Acquired at $11.00 Per Share in Cash HOUSTON, TX / January 2, 2024 / Via Renewables, Inc. (“Via Renewables” or the “Company”) (NASDAQ: VIA; VIASP), an independent retail energy services company, announced today that it has signed a merger agreement (the “Agreement”) whereby all of Via Renewables’ Clas

January 2, 2024 EX-2.1

Agreement and Plan of Merger, dated as of December 29, 2023, by and among Retailco, LLC, NuRetailco LLC and Via Renewables, Inc.

EXHIBIT 2.1 Execution Version AGREEMENT AND PLAN OF MERGER among Retailco, LLC NuRetailco LLC and Via Renewables, Inc. Dated as of December 29, 2023 TABLE OF CONTENTS Page ARTICLE I CERTAIN DEFINITIONS 1.1 Certain Definitions. 1 ARTICLE II THE MERGER 2.1 The Merger. 12 2.2 Closing. 12 2.3 Effect of the Merger. 12 2.4 Organizational Documents. 12 2.5 Directors and Officers of the Surviving Corporat

November 2, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36559 Via Renewables, Inc

November 2, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 1, 2023 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission F

November 2, 2023 EX-99.1

Via Renewables, Inc. Reports Third Quarter 2023 Financial Results

EXHIBIT 99.1 Via Renewables, Inc. Reports Third Quarter 2023 Financial Results HOUSTON, November 1, 2023 (ACCESSWIRE) - Via Renewables, Inc. ("Via Renewables" or the "Company") (NASDAQ: VIA, VIASP), an independent retail energy services company, today reported financial results for the quarter ended September 30, 2023. Key Highlights · Achieved $14.7 million in Net Income and $12.8 million in Adju

August 3, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36559 Via Renewables, Inc. (Ex

August 3, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 2, 2023 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission Fil

August 3, 2023 EX-99.1

Via Renewables, Inc. Reports Second Quarter 2023 Financial Results

EXHIBIT 99.1 Via Renewables, Inc. Reports Second Quarter 2023 Financial Results HOUSTON, August 2, 2023 (ACCESSWIRE) - Via Renewables, Inc. ("Via Renewables" or the "Company") (NASDAQ: VIA, VIASP), an independent retail energy services company, today reported financial results for the quarter ended June 30, 2023. Key Highlights · Reported $19.1 million in Net Income and $12.0 million in Adjusted E

July 6, 2023 EX-10.1

Amendment to Engagement Letter Agreement, dated July 5, 2023, by and between Good Counsel Group, LLC and Spark Energy, LLC

EXHIBIT 10.1 Good Counsel July 5, 2023 Via Email: [email protected] Mr. Paul Konikowski Chief Operating Officer Spark Energy, LLC 12140 Wickchester Lane, Suite 100 Houston, Texas 77079 Re: Amendment No. 3 to Good Counsel Consulting Agreement Dear Mr. Konikowski: This Amendment is in reference to the Legal Engagement between Good Counsel Legal Services, LLC and Spark Energy, LLC dated Au

July 6, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 5, 2023

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 5, 2023 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission File

June 12, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 7, 2023

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 7, 2023 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission File

June 12, 2023 EX-10.1

Indemnification Agreement, dated as of June 7, 2023, by and between Via Renewables, Inc. and A. Stephen Kennedy.

EXHIBIT 10.1 Execution Copy INDEMNIFICATION AGREEMENT This Indemnification Agreement (“Agreement”) is made as of June 7, 2023, by and between Via Renewables, Inc., a Delaware corporation (the “Corporation”), and A. Stephen Kennedy (“Indemnitee”). RECITALS: WHEREAS, directors, officers and other persons in service to corporations or business enterprises are subjected to expensive and time-consuming

June 12, 2023 EX-99.1

Via Renewables, Inc. Names Stephen Kennedy to Board of Directors

EXHIBIT 99.1 Via Renewables, Inc. Names Stephen Kennedy to Board of Directors HOUSTON, June 12, 2023 (ACCESSWIRE) – Via Renewables, Inc. ("Via Renewables" or the "Company") (NASDAQ: VIA), an independent retail energy services company, announced today that Stephen (Steve) Kennedy has been appointed to the Company's Board of Directors, effective June 7, 2023, as an independent director. He will serv

June 1, 2023 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 31, 2023 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission File

May 23, 2023 SC 13D/A

US92556D3044 / Via Renewables, Inc. / Maxwell W Keith III - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 7) Under the Securities Exchange Act of 1934 Via Renewables, Inc. (Name of Issuer) Class A Common Stock, par value $0.01 per share (Title of Class of Securities) 92556D 304 (CUSIP Number) Barbara Clay 12140 Wickchester Ln., Ste 100 Houston, Texas 77079 (713) 600-2600 (Name, Address and Telephone N

May 4, 2023 EX-99.1

Via Renewables, Inc. Reports First Quarter 2023 Financial Results

EXHIBIT 99.1 Via Renewables, Inc. Reports First Quarter 2023 Financial Results HOUSTON, May 3, 2023 (ACCESSWIRE) - Via Renewables, Inc. ("Via Renewables" or the "Company") (NASDAQ: VIA, VIASP), an independent retail energy services company, today reported financial results for the quarter ended March 31, 2023. Key Highlights · Reported $(6.8) million in Net Loss and $18.8 million in Adjusted EBITD

May 4, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36559 Via Renewables, Inc. (E

May 4, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 3, 2023

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 3, 2023 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission File N

May 4, 2023 EX-10.1

Amendment No. 2 to Engagement Letter Agreement, dated November 28, 2022, by and between Good Counsel Group LLC and Spark Energy, LLC.

Good Counsel November 28, 2022 Mr. Paul Konikowski Chief Operating Officer Spark Energy, LLC 12140 Wickchester Lane, Suite 100 Houston, Texas 77079 Re: Amendment No. 2 to Good Counsel Consulting Agreement Dear Mr. Konikowski: This Amendment is in reference to the Legal Engagement between Good Counsel Legal Services, LLC and Spark Energy, LLC dated August 27, 2020 ("Agreement") and serves, for good

April 20, 2023 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 19, 2023 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission Fil

April 20, 2023 EX-99.1

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EXHIBIT 99.1 Via Renewables, Inc. Announces Dividend Actions HOUSTON, April 19, 2023 (ACCESSWIRE) – Via Renewables, Inc. (“Via Renewables” or the “Company”) (NASDAQ: VIA; VIASP), an independent retail energy services company, announced today that its Board of Directors has elected to temporarily suspend the quarterly cash dividend on its common stock. The decision comes as the Company seeks to enh

April 17, 2023 ARS

ARS

April 17, 2023 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of

April 17, 2023 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of

April 17, 2023 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of

April 17, 2023 ARS

235161

2022 AnnualReport2020 AnnualReport Looking back on 2022, Via Renewables demonstrated impressive resilience in the face of one of the highest sustained commodity price increases in recent times.

April 6, 2023 SC 13G/A

VIA / Via Renewables Inc - Class A / BlackRock Inc. Passive Investment

SC 13G/A 1 us92556d1063040523.txt us92556d1063040523.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 2) Via Renewables, Inc. - (Name of Issuer) Class A Common Stock - (Title of Class of Securities) 92556D106 - (CUSIP Number) March 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropri

March 29, 2023 EX-21.1

List of Subsidiaries of Via Renewables, Inc.

Exhibit 21.1 LIST OF SUBSIDIARIES OF VIA RENEWABLES, INC. Entity Jurisdiction Spark HoldCo, LLC Delaware Spark Energy Gas, LLC Texas Spark Energy, LLC Texas Oasis Power Holdings, LLC Texas Oasis Power, LLC Texas CenStar Energy Corp. New York CenStar Operating Company, LLC Texas Major Energy Services LLC New York Major Energy Electric Services LLC New York Respond Power LLC New York Electricity Mai

March 29, 2023 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 29, 2023 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission Fil

March 29, 2023 EX-99.1

Via Renewables, Inc. Reports Fourth Quarter and Full Year 2022 Financial Results

EXHIBIT 99.1 Via Renewables, Inc. Reports Fourth Quarter and Full Year 2022 Financial Results HOUSTON, March 29, 2023 (ACCESSWIRE) - Via Renewables, Inc. ("Via Renewables" or the "Company") (NASDAQ: VIA; VIASP), an independent retail energy services company, today reported financial results for the year ended December 31, 2022. Key Business Highlights · Recorded $(27.5) million in Net Loss and $12

March 29, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36559 Via Renewables, Inc. (Exa

March 20, 2023 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 20, 2023 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission Fil

March 20, 2023 EX-99.1

Via Renewables, Inc. Announces 1 for 5 Reverse Stock Split

EXHIBIT 99.1 Via Renewables, Inc. Announces 1 for 5 Reverse Stock Split HOUSTON, March 20, 2023 (ACCESSWIRE) – Via Renewables, Inc. (“Via Renewables” or the “Company”) (NASDAQ: VIA, VIASP), an independent retail energy services company, announced that its shareholders overwhelmingly approved a proposal by the Company’s Board of Directors to consummate a reverse stock split of the Company’s Class A

March 20, 2023 EX-3.1

Certificate of Amendment of Amended and Restated Certificate of Incorporation of the Company.

EX-3.1 2 viaex31.htm EX-3.1 EXHIBIT 3.1 CERTIFICATE OF AMENDMENT OF AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF VIA RENEWABLES, INC. Via Renewables, Inc. (the “Corporation”), a corporation organized and existing under the General Corporation Law of the State of Delaware as set forth in Title 8 of the Delaware Code (the “DGCL”), hereby certifies as follows: 1. This Certificate of Amendment

March 16, 2023 EX-99.1

Via Renewables, Inc. Reports Preliminary Fourth Quarter and Full Year 2022 Financial Results Expects to File Notification of Late Filing on Form 12b-25 with the SEC and plans to file Form 10-K for the fiscal year ended December 31, 2022, within 15-da

EXHIBIT 99.1 Via Renewables, Inc. Reports Preliminary Fourth Quarter and Full Year 2022 Financial Results Expects to File Notification of Late Filing on Form 12b-25 with the SEC and plans to file Form 10-K for the fiscal year ended December 31, 2022, within 15-day grace period HOUSTON, March 16, 2023 (ACCESSWIRE) - Via Renewables, Inc. ("Via Renewables" or the "Company") (NASDAQ: VIA; VIASP), an i

March 16, 2023 NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING Commission File Number: 001-365559 (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-CEN ☐ Form N-CSR For Period Ended: December 31, 2022 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report

March 16, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 16, 2023

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 16, 2023 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission Fil

March 2, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 1, 2023

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 1, 2023 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission File

March 2, 2023 EX-99.1

Via Renewables, Inc. Reschedules Fourth Quarter and Full Year 2022 Financial Results Release

Via Renewables, Inc. Reschedules Fourth Quarter and Full Year 2022 Financial Results Release HOUSTON, March 1, 2023 (ACCESSWIRE) - Via Renewables, Inc. ("Via Renewables" or the "Company") (NASDAQ: VIA; VIASP), an independent retail energy services company, today announced that it has rescheduled its fourth quarter and full year 2022 earnings conference call. The Company will announce its earnings

February 27, 2023 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.___)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule14AInformation Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)

February 15, 2023 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.___)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(

February 13, 2023 SC 13G/A

VIA / Via Renewables, Inc. Class A / RENAISSANCE TECHNOLOGIES LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Via Renewables, Inc. - (Name of Issuer) Class A common stock, par value $0.01 per share - (Title of Class of Securities) 92556D106 - (CUSIP Number) December 30, 2022 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to d

February 1, 2023 SC 13G/A

VIA / Via Renewables, Inc. Class A / BlackRock Inc. Passive Investment

SC 13G/A 1 us92556d1063020123.txt us92556d1063020123.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 1) Via Renewables, Inc. - (Name of Issuer) Class A Common Stock - (Title of Class of Securities) 92556D106 - (CUSIP Number) December 31, 2022 - (Date of Event Which Requires Filing of this Statement) Check the appro

November 3, 2022 EX-99.1

Via Renewables, Inc. Reports Third Quarter 2022 Financial Results

Via Renewables, Inc. Reports Third Quarter 2022 Financial Results HOUSTON, November 2, 2022 (ACCESSWIRE) - Via Renewables, Inc. ("Via Renewables" or the "Company") (NASDAQ: VIA, VIASP), an independent retail energy services company, today reported financial results for the quarter ended September 30, 2022. Key Highlights ?Reported $(4.9) million in Net Loss and $15.1 million in Adjusted EBITDA for

November 3, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36559 Via Renewables, Inc

November 3, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 2, 2022 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission F

August 16, 2022 424B3

Via Renewables, Inc. Class A Common Stock Preferred Stock Depositary Shares 20,800,000 Shares of Class A Common Stock Offered by the Selling Stockholders

PROSPECTUS Filed Pursuant to Rule 424(b)(3) Registration Statement No. 333-266615 Via Renewables, Inc. $200,000,000 Class A Common Stock Preferred Stock Depositary Shares Warrants Units 20,800,000 Shares of Class A Common Stock Offered by the Selling Stockholders We may from time to time, in one or more offerings, offer and sell: ?Shares of Class A common stock ?Shares of Preferred Stock ?Deposita

August 12, 2022 LETTER

LETTER

United States securities and exchange commission logo August 12, 2022 W. Keith Maxwell, III Chief Executive Officer Via Renewables, Inc. 12140 Wickchester Lane Suite 100 Houston, TX 77079 Re: Via Renewables, Inc. Registration Statement on Form S-3 Filed August 5, 2022 File No. 333-266615 Dear Mr. Maxwell: This is to advise you that we have not reviewed and will not review your registration stateme

August 12, 2022 CORRESP

August 12, 2022

August 12, 2022 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.

August 5, 2022 S-3

As filed with the Securities and Exchange Commission on August 5, 2022

As filed with the Securities and Exchange Commission on August 5, 2022 Registration Statement No.

August 5, 2022 EX-FILING FEES

Calculation of Filing Fee Table

Exhibit 107 Calculation of Filing Fee Tables Form S-3 (Form Type) Via Renewables, Inc.

August 4, 2022 EX-99.1

Via Renewables, Inc. Reports Second Quarter 2022 Financial Results

Via Renewables, Inc. Reports Second Quarter 2022 Financial Results HOUSTON, August 3, 2022 (ACCESSWIRE) - Via Renewables, Inc. ("Via Renewables" or the "Company") (NASDAQ: VIA, VIASP), an independent retail energy services company, today reported financial results for the quarter ended June 30, 2022. Key Highlights ?Achieved $12.5 million in Net Income and $13.3 million in Adjusted EBITDA for the

August 4, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36559 Via Renewables, Inc. (Ex

August 4, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 3, 2022 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission Fil

July 20, 2022 LETTER

LETTER

United States securities and exchange commission logo July 20, 2022 Mike Barajas Chief Financial Officer Via Renewables, Inc.

July 7, 2022 EX-99.1

Via Renewables, Inc. Announces New $195 Million Credit Facility

Via Renewables, Inc. Announces New $195 Million Credit Facility HOUSTON, July 5, 2022 (ACCESSWIRE) ? Via Renewables, Inc. (?Via Renewables? or the ?Company?) (NASDAQ: VIA, VIASP), an independent retail energy services company, announced today the closing of a new three-year $195.0 million senior secured borrowing base credit facility (the ?Senior Credit Facility?) to replace its existing senior se

July 7, 2022 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 30, 2022 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission File

July 7, 2022 EX-10.2

Amended and Restated Subordinated Promissory Note (Note No. 7), dated June 30, 2022, by and among Via Renewables, Inc., Spark HoldCo, LLC and Retailco, LLC.

EX-10.2 3 exhibit102-7722.htm EX-10.2 Exhibit 10.2 NEITHER THIS NOTE NOR THE SECURITIES REPRESENTED HEREBY HAVE BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”). THE HOLDER HEREOF, BY PURCHASING SUCH SECURITIES, AGREES FOR THE BENEFIT OF EITHER VRI OR SPARK HOLDCO THAT SUCH SECURITIES MAY BE OFFERED, SOLD OR OTHERWISE TRANSFERRED ONLY (A) TO EITHER

July 7, 2022 EX-10.1

Credit Agreement, dated June 30, 2022, by and among Via Renewables, Inc., Spark HoldCo, LLC, and the other subsidiaries of Via Renewables, Inc. and Spark HoldCo, LLC party thereto, as co-borrowers, Woodforest National Bank, as administrative agent, swing bank, swap bank, issuing bank, joint-lead arranger, sole bookrunner and syndication agent, BOKF, NA (d/b/a/ Bank of Texas), as joint-lead arranger and issuing bank, and the other financial institutions party thereto.

Exhibit 10.1 CREDIT AGREEMENT among VIA RENEWABLES, INC. (fka SPARK ENERGY, INC.), as Parent, SPARK HOLDCO, LLC, SPARK ENERGY, LLC, SPARK ENERGY GAS, LLC, CENSTAR ENERGY CORP, CENSTAR OPERATING COMPANY, LLC, OASIS POWER, LLC, OASIS POWER HOLDINGS, LLC, ELECTRICITY MAINE, LLC, ELECTRICITY N.H., LLC, PROVIDER POWER MASS, LLC, MAJOR ENERGY SERVICES LLC, MAJOR ENERGY ELECTRIC SERVICES LLC, RESPOND POW

July 6, 2022 CORRESP

Three Months Ended March 31,

July 6, 2022 Via EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Energy & Transportation 100 F Street, N.

June 21, 2022 LETTER

LETTER

United States securities and exchange commission logo June 21, 2022 Mike Barajas Chief Financial Officer Via Renewables, Inc.

May 19, 2022 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 18, 2022 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission File

May 5, 2022 EX-99.1

Via Renewables, Inc. Reports First Quarter 2022 Financial Results

Via Renewables, Inc. Reports First Quarter 2022 Financial Results HOUSTON, May 4, 2022 (ACCESSWIRE) - Via Renewables, Inc. ("Via Renewables" or the "Company") (NASDAQ: VIA, VIASP), an independent retail energy services company, today reported financial results for the quarter ended March 31, 2022. Key Highlights ?Achieved $10.8 million in Adjusted EBITDA, $28.8 million in Retail Gross Margin and $

May 5, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 4, 2022 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission File N

May 5, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36559 Via Renewables, Inc. (E

April 8, 2022 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Com

April 8, 2022 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant Filed by a Party other than the Registrant Check the appropriate box: Preliminary Proxy Statement Confidential, for Use of the Com

April 5, 2022 8-K

Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 1, 2022 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission File

March 31, 2022 8-K

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 26, 2022 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission Fil

March 31, 2022 EX-16.1

Letter from Ernst & Young LLP, dated March 31, 2022

Ernst & Young LLP 5 Houston Center Suite 2400 1401 McKinney Houston, TX 77010 Tel: +1 713 750 1500 Fax: +1 713 750 1501 March 31, 2022 Securities and Exchange Commission 100 F Street, N.

March 4, 2022 EX-99.2

Via Renewables, Inc. Fourth Quarter 2021 Earnings Conference Call

Via Renewables, Inc. Fourth Quarter 2021 Earnings Conference Call March 3, 2022 Presenters Stephen Rabalais - Senior Manager, Financial Planning and Analysis W. Keith Maxwell III - Chief Executive Officer Mike Barajas - Chief Financial Officer Operator Good morning, ladies and gentlemen. Welcome to the Via Renewables, Inc., Fourth Quarter 2021 Earnings Conference Call. My name is Donna, and I?ll b

March 4, 2022 EX-99.1

Via Renewables, Inc. Reports Fourth Quarter and Full Year 2021 Financial Results

Via Renewables, Inc. Reports Fourth Quarter and Full Year 2021 Financial Results HOUSTON, March 2, 2022 (ACCESSWIRE) - Via Renewables, Inc. ("Via Renewables" or the "Company") (NASDAQ: VIA; VIASP), an independent retail energy services company, today reported financial results for the year ended December 31, 2021. Key Business Highlights ?Recorded $11.6 million in Adjusted EBITDA, $25.2 million in

March 4, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 2, 2022 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission File

March 3, 2022 EX-10.6

Amendment No. 5 to the Credit Agreement, dated as of October 15, 2021, by and among Via Renewables, Inc., the Co-Borrowers, the Issuing Banks party thereto, Coӧperatieve Rabobank U.A., New York Branch, as agent, and the Banks party thereto.

[Execution Version] AMENDMENT NO. 5 THIS AMENDMENT NO. 5 (this ?Amendment?), entered into on, and effective as of October 15, 2021 (the ?Effective Date?), is made by and among SPARK HOLDCO, LLC (?HoldCo?), a Delaware limited liability company, SPARK ENERGY, LLC (?Spark?), a Texas limited liability company, SPARK ENERGY GAS, LLC (?SEG?), a Texas limited liability company, CENSTAR ENERGY CORP., a Ne

March 3, 2022 EX-21.1

List of Subsidiaries of Via Renewables, Inc.

Exhibit 21.1 LIST OF SUBSIDIARIES OF SPARK ENERGY, INC. Entity Jurisdiction Spark HoldCo, LLC Delaware Spark Energy Gas, LLC Texas Spark Energy, LLC Texas Oasis Power Holdings, LLC Texas Oasis Power, LLC Texas CenStar Energy Corp. New York CenStar Operating Company, LLC Texas Major Energy Services LLC New York Major Energy Electric Services LLC New York Respond Power LLC New York Electricity Maine

March 3, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36559 Via Renewables, Inc. (Exa

February 11, 2022 SC 13G/A

VIA / Via Renewables, Inc. Class A / RENAISSANCE TECHNOLOGIES LLC Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Via Renewables, Inc. - (Name of Issuer) Class A common stock, par value $0.01 per share - (Title of Class of Securities) 92556D106 - (CUSIP Number) December 31, 2021 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to d

February 3, 2022 SC 13G

VIA / Via Renewables, Inc. Class A / BlackRock Inc. Passive Investment

us92556d1063020322.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: ) Via Renewables, Inc. - (Name of Issuer) Class A Common Stock - (Title of Class of Securities) 92556D106 - (CUSIP Number) December 31, 2021 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pu

November 12, 2021 144

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit for filing 3 copies of this form concurrently with either

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933 ATTENTION: Transmit for filing 3 copies of this form concurrently with either placing an order with a broker to execute sale or executing a sale directly with a market maker. 3 (a) Title of the Class of Securities To Be Sold (b

November 9, 2021 SC 13G/A

VIA / Via Renewables, Inc. Class A / JPMORGAN CHASE & CO - FILING VIA RENEWABLES, INC. Passive Investment

Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 08)* Via Renewables, Inc. (Name of Issuer) Class A common stock, par value $0.01 per share (Title of Class of Securities) 92556D106 (CUSIP Number) October 29, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box

November 8, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 2, 2021 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission F

November 8, 2021 EX-10.1

Employment Agreement, dated November 4, 2021, by and between Via Renewables, Inc. and Paul Konikowski.

Employment Agreement Via Renewables, Inc. This Employment Agreement (this ?Agreement?) dated November 4, 2021 is between Paul Konikowski (?Employee?) and Via Renewables, Inc. (the ?Company?). Capitalized terms that are not otherwise defined are defined in Exhibit B to this Agreement. 1.Employment. The Company will employ Employee in accordance with the terms and conditions set forth in this Agreem

November 4, 2021 EX-10.5

Employment Agreement, dated November 4, 2021, by and between Via Renewables, Inc. and Miguel “Mike” Barajas

Employment Agreement Via Renewables, Inc. This Employment Agreement (this ?Agreement?) dated November 4, 2021 is between Miguel ?Mike? Barajas (?Employee?) and Via Renewables, Inc. (the ?Company?). Capitalized terms that are not otherwise defined are defined in Exhibit B to this Agreement. 1.Employment. The Company will employ Employee in accordance with the terms and conditions set forth in this

November 4, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 3, 2021 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission F

November 4, 2021 EX-3.1

Amended and Restated Certificate of Incorporation of Via Renewables, Inc., as amended through August 6, 2021

Exhibit 3.1 COMPOSITE AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF VIA RENEWABLES, INC. Via Renewables, Inc. (the ?Corporation?), a corporation organized and existing under the General Corporation Law of the State of Delaware as set forth in Title 8 of the Delaware Code (the ?DGCL?), hereby certifies as follows: 1. The original Certificate of Incorporation of the Corporation (the ?Original

November 4, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-36559 Via Renewables, Inc

November 4, 2021 EX-10.4

Transition and Resignation Agreement and Mutual Release of Claims, dated November 4, 2021, by and between Via Renewables, Inc. and James Jones

TRANSITION AND RESIGNATION AGREEMENT AND MUTUAL RELEASE OF CLAIMS This Transition and Resignation Agreement and Mutual Release of Claims (this ?Agreement?) is entered into by and between James Jones (?Employee?) and Spark Energy, Inc.

November 4, 2021 EX-99.1

Via Renewables, Inc. Reports Third Quarter 2021 Financial Results

Via Renewables, Inc. Reports Third Quarter 2021 Financial Results HOUSTON, November 3, 2021 (ACCESSWIRE) - Via Renewables, Inc. ("Via Renewables" or the "Company") (NASDAQ: VIA), an independent retail energy services company, today reported financial results for the quarter ended September 30, 2021. Key Highlights ?Achieved $22.0 million in Adjusted EBITDA, and $30.9 million in Retail Gross Margin

November 4, 2021 EX-10.3

Amendment to Engagement Letter Agreement, dated August 1, 2021, by and between Good Counsel Legal Services, LLC and Spark Energy, LLC.

Good Counsel August 1, 2021 Mr. Jim Jones Chief Financial Officer Spark Energy, LLC 12140 Wickchester Lane, Suite 100 Houston, Texas 77079 Re: Amendment to Good Counsel Consulting Agreement Dear Mr. Jones: This Amendment is in reference to the Legal Engagement between Good Counsel Legal Services, LLC and Spark Energy, LLC dated August 27, 2020 (?Agreement?) and serves, for good and valuable consid

October 21, 2021 EX-99.1

Via Renewables, Inc. Announces Dividend on Common and Preferred Stock; Amendment and Extension of Credit Facilities

EX-99.1 4 a2021-q3xdividendcreditfac.htm EX-99.1 Via Renewables, Inc. Announces Dividend on Common and Preferred Stock; Amendment and Extension of Credit Facilities HOUSTON, October 20, 2021 (ACCESSWIRE) – Via Renewables, Inc. ("Via Renewables" or the "Company") (NASDAQ: VIA), an independent retail energy services company, announced today that its Board of Directors has declared a quarterly cash d

October 21, 2021 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 15, 2021 Via Renewables, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission F

October 21, 2021 EX-10.2

Amended and Restated Subordinated Promissory Note of Spark HoldCo, LLC and Via Renewables, Inc., dated October 13, 2021.

NEITHER THIS NOTE NOR THE SECURITIES REPRESENTED HEREBY HAVE BEEN REGISTERED UNDER THE UNITED STATES SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?).

October 21, 2021 EX-10.1

Amendment No. 5 to the Credit Agreement, dated as of October 15, 2021, by and among Via Renewables, Inc., the Co-Borrowers, the Issuing Banks party thereto, Coӧperatieve Rabobank U.A., New York Branch, as agent, and the Banks party thereto.

[Execution Version] AMENDMENT NO. 5 THIS AMENDMENT NO. 5 (this ?Amendment?), entered into on, and effective as of October 15, 2021 (the ?Effective Date?), is made by and among SPARK HOLDCO, LLC (?HoldCo?), a Delaware limited liability company, SPARK ENERGY, LLC (?Spark?), a Texas limited liability company, SPARK ENERGY GAS, LLC (?SEG?), a Texas limited liability company, CENSTAR ENERGY CORP., a Ne

August 9, 2021 EX-3.1

Second Amended and Restated Bylaws of Via Renewables, Inc

CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF SPARK ENERGY, INC. Spark Energy, Inc. (the ?Corporation?), a corporation organized and existing under the General Corporation Law of the State of Delaware, hereby certifies as follows: 1.This Certificate of Amendment (the ?Certificate of Amendment?) amends the provisions of the Corporation?s Amended and Restated Certificate of Incorporati

August 9, 2021 EX-99.1

Spark Energy, Inc. Announces New Strategic Initiatives as Via Renewables HOUSTON, TX / ACCESSWIRE / August 9, 2021 / Spark Energy, Inc. ("Spark" or the "Company") (NASDAQ: SPKE), an independent retail energy services company, is proud to announce tha

EX-99.1 4 a2021-q3xviaprxfinal.htm EX-99.1 PRESS RELEASE Spark Energy, Inc. Announces New Strategic Initiatives as Via Renewables HOUSTON, TX / ACCESSWIRE / August 9, 2021 / Spark Energy, Inc. ("Spark" or the "Company") (NASDAQ: SPKE), an independent retail energy services company, is proud to announce that its shareholders overwhelmingly approved a proposal by the Company’s Board of Directors to

August 9, 2021 EX-3.2

Second Amended and Restated Bylaws of Via Renewables, Inc

SECOND AMENDED AND RESTATED BYLAWS OF VIA RENEWABLES, INC. Incorporated under the Laws of the State of Delaware Date of Adoption: August 6, 2021 ARTICLE I OFFICES AND RECORDS SECTION I.1.Registered Office. The registered office of Via Renewables, Inc. (the ?Corporation?) in the State of Delaware shall be located at 2711 Centerville Road, Suite 400, City of Wilmington, County of New Castle, and the

August 9, 2021 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 6, 2021 Spark Energy, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission File

August 6, 2021 EX-99.2

InComm Conferencing Page 1 of 3 www.incommconferencing.com Spark Energy Q2 Earnings Call August 5, 2021 Presenters Mike Barajas – CPA Keith Maxwell – CEO Jim Jones – CFO Operator Good morning, ladies and gentlemen, and welcome to the Spark Energy Inc

InComm Conferencing Page 1 of 3 www.incommconferencing.com Spark Energy Q2 Earnings Call August 5, 2021 Presenters Mike Barajas ? CPA Keith Maxwell ? CEO Jim Jones ? CFO Operator Good morning, ladies and gentlemen, and welcome to the Spark Energy Inc. second quarter 2021 earnings conference call. My name is Devin (sp), and I will be your operator today. If anyone should require operator assistance

August 6, 2021 EX-99.1

Spark Energy, Inc. Reports Second Quarter 2021 Financial Results

Spark Energy, Inc. Reports Second Quarter 2021 Financial Results HOUSTON, August 4, 2021 (ACCESSWIRE) - Spark Energy, Inc. ("Spark" or the "Company") (NASDAQ: SPKE), an independent retail energy services company, today reported financial results for the quarter ended June 30, 2021. Key Highlights ?Achieved $14.4 million in Adjusted EBITDA, and $26.4 million in Retail Gross Margin, and $24.8 millio

August 6, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 4, 2021 Spark Energy, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-36559 46-5453215 (State or Other Jurisdiction of Incorporation) (Commission File

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