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| CIK | 1507881 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to USMD Holdings, Inc.
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| October 27, 2016 |
USMD / USMD Holdings, Inc. / UANT Ventures, L.P. - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 1) Under the Securities Exchange Act of 1934 USMD Holdings, Inc. (Name of Issuer) Common Stock, par value $.01 (Title of Class of Securities) 903313 104 (CUSIP Number) UANT Ventures, L.P. 409 Rivervalley Court Arlington, Texas 76006 Attn: Thomas W. Hall, CEO Telephone (817) 714-1279 (Name |
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| October 27, 2016 |
USMD / USMD Holdings, Inc. / House John M. - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 1) Under the Securities Exchange Act of 1934 USMD Holdings, Inc. (Name of Issuer) Common Stock, par value $.01 (Title of Class of Securities) 903313 104 (CUSIP Number) John M. House, M.D. 6333 North State Highway 161, Suite 200 Irving, Texas 75038 Telephone (214) 493-4000 (Name, Address a |
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| October 11, 2016 |
Form 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-35639 USMD HOLDINGS, INC. (Exact name of registrant as speci |
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| October 3, 2016 |
Form S-8 POS As filed with the Securities and Exchange Commission on October 3, 2016 Registration No. |
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| October 3, 2016 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2016 USMD Holdings, Inc. |
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| October 3, 2016 |
AMENDED AND RESTATED CERTIFICATE OF INCORPORATION USMD HOLDINGS, INC. ARTICLE I EX-3.1 2 d153532dex31.htm EX-3.1 Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF USMD HOLDINGS, INC. ARTICLE I NAME The name of the corporation is USMD Holdings, Inc. (the “Corporation”). ARTICLE II REGISTERED OFFICE AND AGENT The address of the registered office of the Corporation in the State of Delaware is 1209 Orange Street, Wilmington, Delaware 19801, in the County of New Cas |
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| October 3, 2016 |
EX-3.2 3 d153532dex32.htm EX-3.2 Exhibit 3.2 AMENDED AND RESTATED BYLAWS OF USMD HOLDINGS, INC. (Effective as of September 30, 2016) ARTICLE I OFFICES, CORPORATE SEAL Section 1.01. Registered Office. The registered office of the corporation in Delaware shall be that set forth in the Certificate of Incorporation or in the most recent amendment of the Certificate of Incorporation or in a certificate |
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| September 12, 2016 |
DEFM14C 1 d238980ddefm14c.htm DEFM14C Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C (Rule 14c-101) Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Filed by the registrant x Filed by a party other than the registrant ¨ Check the appropriate box: ¨ Preliminary Information Statement ¨ Confidential, for Use |
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| August 31, 2016 |
PREM14C Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 30, 2016 |
EX-2.1 Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER BY AND AMONG USMD HOLDINGS, INC. WELLMED MEDICAL MANAGEMENT, INC. AND PROJECT Z MERGER SUB, INC. Dated as of August 29, 2016 TABLE OF CONTENTS PAGE ARTICLE I THE MERGER 1 Section 1.01. The Merger 1 Section 1.02. Closing 1 Section 1.03. Effective Time of the Merger 2 Section 1.04. Effects of the Merger; Further Action 2 Section 1.05. |
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| August 30, 2016 |
AMENDMENT TO USMD HOLDINGS, INC. August 29, 2016 EX-3.1 3 d238767dex31.htm EX-3.1 Exhibit 3.1 AMENDMENT TO BYLAWS OF USMD HOLDINGS, INC. August 29, 2016 Effective as of the date hereof, the Bylaws (the “Bylaws”) of USMD Holdings, Inc., a Delaware corporation, are hereby amended as set forth herein pursuant to Section 8.06 thereof and the Delaware General Corporation Law, as amended. 1. The following text is hereby inserted in Article VIII of the |
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| August 30, 2016 |
8-K 1 d238767d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 15, 2016 USMD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35639 27-2866866 (State or other jurisdiction of incorpo |
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| August 30, 2016 |
EX-10.1 Exhibit 10.1 USMD August 15, 2016 Michael Bukosky 5302 Summerwood Drive Temple, TX 76502 Mike: As we continue to gain a better understanding of the future of USMD, we recognize the critical importance of your role in our continued success. Therefore I am pleased to inform you that USMD will offer to you a retention bonus associated with the closing of a transaction to sell USMD to Optum an |
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| August 11, 2016 |
USMD Holdings FORM 10-Q (Quarterly Report) Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 16, 2016 |
USMD Holdings FORM 10-Q (Quarterly Report) 10-Q 1 d146923d10q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001 |
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| April 29, 2016 |
EX-10.22 4 d175247dex1022.htm EX-10.22 Exhibit 10.22 EMPLOYMENT AGREEMENT This Employment Agreement (“Agreement”), dated as of January 1, 2013 (the “Effective Date”), is entered into between USMD Holdings, Inc. (the “Company”), and Richard Johnston, M.D. (the “Employee”). RECITALS: A. The Company and the Employee desire to enter into this Agreement to govern the employment relationship between the |
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| April 29, 2016 |
EX-10.20 Exhibit 10.20 SEVERANCE AGREEMENT This Severance Agreement (?Agreement?) is entered into as of December 1, 2015 (the ?Effective Date?), by and between USMD Holdings, Inc. (?Company?) and Jim Berend (?Employee?). Recitals WHEREAS, Employee commenced employment with the Company on August 3, 2015. WHEREAS, In order to induce Employee to accept employment with the Company and in order to rewa |
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| April 29, 2016 |
USMD Holdings FORM 10-K/A (Annual Report) 10-K/A 1 d175247d10ka.htm FORM 10-K/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K/A (Amendment No. 1) (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 Or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the |
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| April 29, 2016 |
EX-10.21 Exhibit 10.21 EMPLOYMENT AGREEMENT This Employment Agreement (?Agreement?), dated as of January 1, 2013 (the ?Effective Date?), is entered into between USMD Holdings, Inc. (the ?Company?), and John House, M.D. (the ?Employee?). RECITALS: A. The Company and the Employee desire to enter into this Agreement to govern the employment relationship between them. NOW THEREFORE, in consideration o |
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| April 14, 2016 |
USMD Holdings FORM 10-K (Annual Report) Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-35639 USMD Holdings, Inc. |
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| April 14, 2016 |
EX-21.1 2 d113904dex211.htm EX-21.1 Exhibit 21.1 Name of Subsidiary State of Formation % Ownership Urology Associates of North Texas, PLLC Texas 100.0000 % The Medical Clinic of North Texas, Inc. Texas 100.0000 % Impel Management Services, L.L.C. Texas 100.0000 % Impel Consulting Experts, LLC Texas 100.0000 % Surgery Center of Waxahachie, LP Texas 4.5100 % Mat-Rx Development, LLC d/b/a USMD Hospit |
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| March 30, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): x Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form N-SAR For Period Ended: December 31, 2015 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form N-SAR For the Tran |
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| February 10, 2016 |
8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 5, 2016 USMD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35639 27-2866866 (State of incorporation) (Commission File Number) (IRS Employer Identif |
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| January 21, 2016 |
USMD Holdings FORM 8-K (Current Report/Significant Event) Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 19, 2016 USMD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35639 27-2866866 (State of incorporation) (Commission File Number) (IRS Employer Id |
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| December 24, 2015 |
CONSENT, WAIVER AND AMENDMENT NO. 12 TO CREDIT AGREEMENT EX-10.1 Exhibit 10.1 EXECUTION VERSION CONSENT, WAIVER AND AMENDMENT NO. 12 TO CREDIT AGREEMENT This CONSENT, WAIVER AND AMENDMENT NO. 12 TO CREDIT AGREEMENT (this Amendment), dated as of December [ ], 2015, among USMD HOLDINGS, INC., a Delaware corporation Holdings), UROLOGY ASSOCIATES OF NORTH TEXAS, P.L.L.C., Texas professional limited liability company, USMD INC., a Texas corporation, IMPE |
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| December 24, 2015 |
USMD Health System Announces the Sale of Its Lithotripsy Division to United Medical Systems EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Megan Vincent 214.493.4024 [email protected] USMD Health System Announces the Sale of Its Lithotripsy Division to United Medical Systems IRVING, Texas ? (December 24, 2015) - USMD Holdings, Inc. (NASDAQ: USMD), a physician-led integrated healthcare system, announces that it has entered into a definitive agreement to sell most of its lithotri |
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| December 24, 2015 |
8-K 1 d109350d8k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 18, 2015 USMD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35639 27-2866866 (State of incorporation) (Commission File Nu |
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| December 24, 2015 |
EX-2.1 Exhibit 2.1 SECURITIES PURCHASE AGREEMENT dated as of December 18, 2015 by and among US LITHOTRIPSY HOLDINGS, LLC and USMD INC., USGP, LLC, and U.S. LITHOTRIPSY, L.P. TABLE OF CONTENTS Page 1. DEFINITIONS. 1 1.1 Definitions. 1 1.2 Certain Interpretive Matters. 12 2. SALE AND PURCHASE; PURCHASE PRICE. 13 2.1 Sale and Purchase of Purchased Securities. 13 2.2 Purchase Price. 13 2.3 Payments at |
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| October 22, 2015 |
Changes in Registrant's Certifying Accountant 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 20, 2015 USMD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35639 27-2866866 (State of incorporation) (Commission File Number) (IRS Employer Identif |
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| September 24, 2015 |
8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 18, 2015 USMD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35639 27-2866866 (State of incorporation) (Commission File Number) (IRS Employer Ident |
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| September 24, 2015 |
AMENDMENT NO. 10 TO CREDIT AGREEMENT EX-10.2 3 d60575dex102.htm EX-10.2 Exhibit 10.2 AMENDMENT NO. 10 TO CREDIT AGREEMENT This AMENDMENT NO. 10 TO CREDIT AGREEMENT (this “Amendment”), dated as of September 18, 2015 (the “Amendment No. 10 Effective Date”), among USMD HOLDINGS, INC., a Delaware corporation “Holdings”), UROLOGY ASSOCIATES OF NORTH TEXAS, P.L.L.C., Texas professional limited liability company, USMD INC., a Texas corporat |
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| September 24, 2015 |
AMENDED AND RESTATED GUARANTY AGREEMENT EX-10.1 Exhibit 10.1 AMENDED AND RESTATED GUARANTY AGREEMENT AMENDED AND RESTATED GUARANTY AGREEMENT, dated as of September 18, 2015, made by MAT-RX DEVELOPMENT, L.L.C., a Texas limited liability company (the ?Guarantor?), in favor of JPMORGAN CHASE BANK, N.A., as administrative agent (in such capacity, the ?Administrative Agent?) for the lenders (the ?Lenders?) from time to time parties to the Am |
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| September 21, 2015 |
Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 15, 2015 USMD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35639 27-2866866 (State of incorporation) (Commission File Number) (IRS Employer |
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| September 3, 2015 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant 8-K 1 d88012d8k.htm 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 31, 2015 USMD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35639 27-2866866 (State of incorporation) (Commission File Number) (I |
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| September 3, 2015 |
EX-16.1 Exhibit 16.1 September 3, 2015 U.S. Securities and Exchange Commission Office of the Chief Accountant 100 F Street, NE Washington, DC 20549 Re: USMD Holdings, Inc. File No. 001-35639 Dear Sir or Madam: We have read Item 4.01 of the Form 8-K of USMD Holdings, Inc. dated September 3, 2015 and agree with the statements concerning our Firm contained therein. Very truly yours, /s/ Grant Thornto |
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| July 7, 2015 |
Submission of Matters to a Vote of Security Holders 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 1, 2015 USMD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35639 27-2866866 (State of incorporation) (Commission File Number) (IRS Employer Identificat |
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| May 22, 2015 |
USMD Holdings DEFINITIVE PROXY STATEMENT Definitive Proxy Statement Table of Contents United States Securities and Exchange Commission Washington, D. |
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| May 14, 2015 |
8-K 1 d926943d8k.htm 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 11, 2015 USMD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35639 27-2866866 (State of incorporation) (Commission File Number) (IRS |
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| May 14, 2015 |
EX-10.1 2 d926943dex101.htm EX-10.1 Exhibit 10.1 April 24, 2015 Gary L. Rudin President and COO USMD Holdings 6333 North State Highway Dallas, Texas 75038 Dear Gary, This letter is an offer by Rudish Consulting Solutions, LLC, (“RCS LLC or RCS”) to USMD Holdings (“USMD”) to provide certain interim management services described or referred to herein (“Services”). USMD may accept this offer and crea |
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| May 1, 2015 |
7.25% CONVERTIBLE SUBORDINATED NOTE DUE 2020 NOTE NO. [ ] US$[ ] April 29, 2015 EX-4.1 2 d919920dex41.htm EX-4.1 Exhibit 4.1 THIS SECURITY HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”) OR APPLICABLE STATE SECURITIES LAWS. THIS SECURITY MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OR APPLICABLE STATE SECURITIES LAWS OR AN |
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| May 1, 2015 |
8-K 1 d919920d8k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 29, 2015 USMD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35639 27-2866866 (State of incorporation) (Commission File Numbe |
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| May 1, 2015 |
AMENDMENT NO. 8 TO CREDIT AGREEMENT EX-10.1 Exhibit 10.1 EXECUTION VERSION AMENDMENT NO. 8 TO CREDIT AGREEMENT This AMENDMENT NO. 8 TO CREDIT AGREEMENT (this ?Amendment?) dated as of April 29, 2015 (the ?Amendment No. 8 Effective Date?), among USMD HOLDINGS, INC., a Delaware corporation ?Holdings?), UROLOGY ASSOCIATES OF NORTH TEXAS, P.L.L.C., Texas professional limited liability company, USMD INC., a Texas corporation, IMPEL MANAGE |
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| April 2, 2015 |
7.75% CONVERTIBLE SUBORDINATED NOTE DUE 2020 US$[ ] March 13, 2015 EX-4.1 Exhibit 4.1 THIS SECURITY HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?) OR APPLICABLE STATE SECURITIES LAWS. THIS SECURITY MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OR APPLICABLE STATE SECURITIES LAWS OR AN EXEMPTION THEREFROM. THIS |
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| April 2, 2015 |
8-K 1 d901535d8k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 27, 2015 USMD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35639 27-2866866 (State of incorporation) (Commission File Numbe |
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| April 2, 2015 |
AMENDMENT NO. 7 TO CREDIT AGREEMENT EX-10.1 Exhibit 10.1 EXECUTION VERSION AMENDMENT NO. 7 TO CREDIT AGREEMENT This AMENDMENT NO. 7 TO CREDIT AGREEMENT (this ?Amendment?) dated as of March 13, 2015 (the ?Amendment No. 7 Effective Date?), among USMD HOLDINGS, INC., a Delaware corporation ?Holdings?), UROLOGY ASSOCIATES OF NORTH TEXAS, P.L.L.C., Texas limited liability partnership, USMD INC., a Texas corporation, IMPEL MANAGEMENT SERV |
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| April 1, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) x Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: December 31, 2014 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Report on |
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| December 30, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 22, 2014 USMD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35639 27-2866866 (State of incorporation) (Commission File Number) (IRS Employer Identi |
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| December 30, 2014 |
AMENDMENT NO. 6 TO CREDIT AGREEMENT AND AMENDMENT NO. 1 TO GUARANTEE AND COLLATERAL AGREEMENT EX-10.1 Exhibit 10.1 AMENDMENT NO. 6 TO CREDIT AGREEMENT AND AMENDMENT NO. 1 TO GUARANTEE AND COLLATERAL AGREEMENT This AMENDMENT NO. 6 TO CREDIT AGREEMENT AND AMENDMENT NO. 1 TO GUARANTEE AND COLLATERAL AGREEMENT (this “Amendment”) dated as of December 22, 2014 (the “Amendment No. 6 Effective Date”), among USMD HOLDINGS, INC., a Delaware corporation “Holdings”), UROLOGY ASSOCIATES OF NORTH TEXAS, |
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| September 25, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 23, 2014 USMD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35639 27-2866866 (State of incorporation) (Commission File Number) (IRS Employer Ident |
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| September 25, 2014 |
AMENDMENT NO. 5 TO CREDIT AGREEMENT EX-10.1 2 d794966dex101.htm EX-10.1 Exhibit 10.1 EXECUTION VERSION AMENDMENT NO. 5 TO CREDIT AGREEMENT This AMENDMENT NO. 5 TO CREDIT AGREEMENT (this “Amendment”) dated as of September 23, 2014 (the “Amendment No. 5 Effective Date”), among USMD HOLDINGS, INC., a Delaware corporation “Holdings”), UROLOGY ASSOCIATES OF NORTH TEXAS, P.L.L.C., Texas limited liability partnership, USMD INC., a Texas co |
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| August 8, 2014 |
Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 25, 2014 USMD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35639 27-2866866 (State of incorporation) (Commission File Number) (IRS Employer Ident |
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| July 22, 2014 |
USMD / USMD Holdings, Inc. DEF 14C - - DEF 14C DEF 14C Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 14, 2014 |
USMD / USMD Holdings, Inc. S-8 - - FORM S-8 Form S-8 As filed with the Securities and Exchange Commission on July 14, 2014 Registration No. |
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| July 14, 2014 |
USMD SALARY DEFERRAL PLAN Effective April 1, 2014 EX-99.2 Exhibit 99.2 USMD SALARY DEFERRAL PLAN Effective April 1, 2014 TABLE OF CONTENTS USMD SALARY DEFERRAL PLAN Page ARTICLE I PREAMBLE AND PURPOSE 1 1.1 Preamble 1 1.2 Purpose 1 ARTICLE II DEFINITIONS AND CONSTRUCTION 2 2.1 Definitions 2 2.2 Construction 3 ARTICLE III PARTICIPATION AND FORFEITABILITY OF BENEFITS 4 3.1 Eligibility and Participation 4 3.3 Forfeitability of Benefits. 4 ARTICLE IV |
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| July 14, 2014 |
USMD HOLDINGS, INC. 2010 EQUITY COMPENSATION PLAN Exhibit 99.1 USMD HOLDINGS, INC. 2010 EQUITY COMPENSATION PLAN The purpose of the USMD Holdings, Inc. 2010 Equity Compensation Plan (the “Plan”) is to provide (i) designated employees of USMD Holdings, Inc. (the “Company”) and its subsidiaries, (ii) certain consultants and advisors who perform services for the Company or its subsidiaries and (iii) non-employee members of the Board of Directors of |
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| July 10, 2014 |
Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 7, 2014 USMD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35639 27-2866866 (State of incorporation) (Commission File Number) (IRS Employer Identi |
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| June 27, 2014 |
Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 26, 2014 USMD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35639 27-2866866 (State of incorporation) (Commission File Number) (IRS Employer Ident |
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| June 25, 2014 |
8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 25, 2014 USMD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35639 27-2866866 (State of incorporation) (Commission File Number) (IRS Employer Identifica |
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| June 25, 2014 |
EX-10.1 Exhibit 10.1 SEVERANCE AGREEMENT This Severance Agreement (“Agreement”) is entered into as of March 6, 2014 (the “Effective Date”), by and between USMD Holdings, Inc. (“Company”) and Michael W. Bukosky (“Employee”). Recitals WHEREAS, Company acknowledges and wishes to induce Employee to accept employment with the Company and reward the valuable contributions Employee will make to the succe |
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| June 11, 2014 |
Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 6, 2014 USMD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35639 27-2866866 (State of incorporation) (Commission File Number) (IRS Employer Identi |
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| June 11, 2014 |
FIRST AMENDMENT TO USMD HOLDINGS, INC. 2010 EQUITY COMPENSATION PLAN EX-10.1 Exhibit 10.1 FIRST AMENDMENT TO USMD HOLDINGS, INC. 2010 EQUITY COMPENSATION PLAN The Board of Directors of USMD Holdings, Inc. hereby adopts and approves this First Amendment to the USMD Holdings, Inc. 2010 Equity Compensation Plan (the “Plan”), subject to the consent of shareholders as set forth below. The Plan is hereby amended by deleting Section 3(a) of the Plan, entitled “Shares Auth |
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| April 30, 2014 |
Definitive Proxy Statement Table of Contents United States Securities and Exchange Commission Washington, D. |
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| March 31, 2014 |
NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): x Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form N-SAR For Period Ended: December 31, 2013 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Report on Form N-SAR For |
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| February 27, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - 8-K 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 25, 2014 USMD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35639 27-2866866 (State of incorporation) (Commission File Number) (IRS Employer Identi |
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| February 27, 2014 |
AMENDMENT NO. 3 TO CREDIT AGREEMENT EX-10.1 Exhibit 10.1 EXECUTION VERSION AMENDMENT NO. 3 TO CREDIT AGREEMENT This AMENDMENT NO. 3 TO CREDIT AGREEMENT (this “Amendment”) dated as of February 25, 2014 (the “Amendment No. 3 Effective Date”), among USMD HOLDINGS, INC., a Delaware corporation “Holdings”), UROLOGY ASSOCIATES OF NORTH TEXAS, P.L.L.C., Texas limited liability partnership, USMD INC., a Texas corporation, IMPEL MANAGEMENT S |
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| January 15, 2014 |
CORRESPONDENCE USMD Holdings, Inc. 6333 North State Highway 161, Suite 200 Irving, Texas 75038 January 15, 2014 Mr. Jeffrey P. Riedler Assistant Director Securities and Exchange Commission Washington, D.C. 20549 Re: USMD Holdings, Inc./ Annual Report on Form 10-K/ Filed April 1, 2013/ File No. 001-35639 Dear Mr. Riedler: We are responding to the Staff’s comment letter of December 20, 2013. Per the |
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| January 7, 2014 |
Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 6, 2014 USMD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35639 27-2866866 (State of incorporation) (Commission File Number) (IRS Employer Ide |
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| September 25, 2013 |
Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 24, 2013 USMD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35639 27-2866866 (State of incorporation) (Commission File Number) (IRS Employer |
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| September 16, 2013 |
EX-99.1 Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Megan Reisig (214) 493-4024 [email protected] USMD Increases Ownership in USMD Hospital at Arlington Increase in Ownership Allows for Expanded Service Offerings to Meet Growing Patient Needs IRVING , Texas – (September 16, 2013) - USMD Holdings, Inc. (NASDAQ: USMD), a physician-led integrated healthcare system, announced today that USMD Hospi |
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| September 16, 2013 |
5% CONVERTIBLE SUBORDINATED NOTE DUE 2019 Note No. [ ] $[ ] Exhibit 4.1 THIS SECURITY HAS NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”) OR APPLICABLE STATE SECURITIES LAWS. THIS SECURITY MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT FOR THE SECURITIES UNDER THE SECURITIES ACT OR APPLICABLE STATE SECURITIES LAWS OR AN EXEMPTION THEREFROM. THIS NOTE I |
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| September 16, 2013 |
Exhibit 10.1 SECURITIES EXCHANGE AGREEMENT THIS SECURITIES EXCHANGE AGREEMENT (the “Agreement”) is made and entered into as of September 1, 2013 by and between USMD Holdings, Inc., a Delaware corporation (the “Company”) and the person signing this Agreement as “Investor.” R E C I T A L S: WHEREAS, USMD Hospital at Arlington, L.P., a Texas limited partnership (“USMD Arlington”) has issued units of |
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| September 16, 2013 |
Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 13, 2013 USMD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35639 27-2866866 (State of incorporation) (Commission File Number) (IRS Employer |
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| September 9, 2013 |
Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 9, 2013 USMD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35639 27-2866866 (State of incorporation) (Commission File Number) (IRS Employer I |
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| June 20, 2013 |
Submission of Matters to a Vote of Security Holders - 8-K 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 7, 2013 USMD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35639 27-2866866 (State of incorporation) (Commission File Number) (IRS Employer Identificat |
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| April 26, 2013 |
DEFA14A United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant To Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Pro |
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| April 26, 2013 |
Table of Contents United States Securities and Exchange Commission Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant To Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defi |
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| March 6, 2013 |
AMENDMENT NO. 1 TO CREDIT AGREEMENT February 28, 2013 10.1 Exhibit 10.1 Execution Copy AMENDMENT NO. 1 TO CREDIT AGREEMENT February 28, 2013 To the Borrowers that are parties to the Credit Agreement referred to below c/o USMD Holdings, Inc. 6333 North State Highway 161 Suite 200 Irving, Texas 75038 Ladies/Gentlemen: We refer to the Credit Agreement dated as of August 31, 2012 (the “Credit Agreement”) among USMD Holdings, Inc., a Delaware corporation, |
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| March 6, 2013 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - 8-K 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 28, 2013 USMD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35639 27-2866866 (State of incorporation) (Commission File Number) (IRS Employer Identi |
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| December 12, 2012 |
Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 10, 2012 USMD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35639 27-2866866 (State of incorporation) (Commission File Number) (IRS Employer I |
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| December 12, 2012 |
Press Release of USMD Holdings, Inc. dated December 12, 2012 Exhibit 99.1 FOR IMMEDIATE RELEASE CONTACT: Tracey Dry (817) 514-5203 [email protected] USMD Holdings Expands Executive Management Team Rudin Named President and COO, Kennedy To Lead Business Development IRVING, Texas – (December 12, 2012) Building upon the successful transition to a publicly-traded, innovative, integrated healt |
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| November 16, 2012 |
EX-99.2 2 d440561dex992.htm UNAUDITED CONDENSED COMBINED FINANCIAL STATEMENTS-UROLOGY ASSOCIATES Table of Contents Exhibit 99.2 Urology Associates of North Texas, L.L.P. Condensed Combined Financial Statements For the six months ended June 30, 2012 Table of Contents Urology Associates of North Texas, L.L.P. Table of Contents Page Condensed Combined Balance Sheets as of June 30, 2012 and December 3 |
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| November 16, 2012 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets Form 8-K/A Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 31, 2012 USMD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35639 27-2866866 (State of incorpo |
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| November 16, 2012 |
EX-99.4 4 d440561dex994.htm UNAUDITED COMBINED FINANCIAL STATEMENTS-IMPEL MANAGEMENT AND THE MEDICAL CLINIC Table of Contents Exhibit 99.4 Impel Management Services, L.L.C. and The Medical Clinic of North Texas, P.A. Condensed Combined Financial Statements Table of Contents Impel Management Services, L.L.C. and The Medical Clinic of North Texas, P.A. Contents Condensed Combined Financial Statement |
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| November 16, 2012 |
UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL DATA FOR USMD HOLDINGS, INC. EX-99.5 5 d440561dex995.htm UNAUDITED PRO FORMA COMBINED CONDENSED STATEMENT OF OPERATIONS-USMD Exhibit 99.5 UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL DATA FOR USMD HOLDINGS, INC. The following unaudited pro forma condensed combined financial information is based on the historical financial statements of USMD Holdings, Inc.(“Holdings”), the historical consolidated financial statements of US |
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| November 16, 2012 |
Audited combined financial statements-Impel Management and The Medical Clinic Exhibit 99. |
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| October 25, 2012 |
Form of Severance Agreement Exhibit 10.1 SEVERANCE AGREEMENT This Severance Agreement (“Agreement”) is entered into as of October 19, 2012 (the “Effective Date”), by and between USMD Holdings, Inc. (“Company”) and Christopher Dunleavy (“Employee”). Recitals WHEREAS, Company acknowledges and wishes to reward the valuable contributions Employee has made over an extended period of years to the succes |
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| October 25, 2012 |
Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 19, 2012 USMD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-35639 27-2866866 (State of incorporation) (Commission File Number) (IRS Employer Id |
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| September 14, 2012 |
USMD / USMD Holdings, Inc. / House John M. - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 USMD Holdings, Inc. (Name of Issuer) Common Stock, par value $.01 (Title of Class of Securities) 903313 104 (CUSIP Number) USMD Holdings, Inc. 6333 North State Highway 161, Suite 200 Irving, Texas 75038 Attention: Greg Cardenas, General Counsel Telephone (214) 493-4000 (Na |
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| September 7, 2012 |
[USMD LOGO] New Physician-Led Healthcare System Maintains Vital Doctor-Patient Relationship EX-99.1 2 d408406dex991.htm PRESS RELEASE Exhibit 99.1 [USMD LOGO] FOR IMMEDIATE RELEASE CONTACT: Tracey Dry (817) 514-5203 mailto:[email protected] New Physician-Led Healthcare System Maintains Vital Doctor-Patient Relationship IRVING, Texas – (September 7, 2012) USMD Holdings, Inc. (Nasdaq Capital Market: USMD) announced today that it has completed its previously announced business comb |
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| September 7, 2012 |
Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 31, 2012 USMD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 333-171386 27-2866866 (State of incorporation) (Commission File Number) (IRS Employer Id |
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| September 6, 2012 |
EX-1 Exhibit 1 INVESTOR RIGHTS AGREEMENT THIS INVESTOR RIGHTS AGREEMENT (“Agreement”), dated as of August 31, 2012, is made by and between USMD Holdings, Inc. |
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| September 6, 2012 |
USMD / USMD Holdings, Inc. / UANT Ventures, L.P. - SC 13D Activist Investment SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 USMD Holdings, Inc. (Name of Issuer) Common Stock, par value $.01 (Title of Class of Securities) 903313 104 (CUSIP Number) UANT Ventures, L.P. 612 East Lamar Blvd., Suite 700 Arlington, Texas 76011 Attention: Charles Bradford, Manager Telephone (817) 784-0818 (Name, |
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| August 27, 2012 |
Form 8-A12(b) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A For Registration of Certain Classes of Securities Pursuant to Section 12(b) or (g) of the Securities Exchange Act of 1934 USMD HOLDINGS, INC. (Exact name of registrant as specified in its charter) Delaware 27-2866866 (State of incorporation or organization) (I.R.S. Employer Identification No.) 6333 North |
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| April 27, 2012 |
Correspondence USMD Holdings, Inc. 6333 North State Highway 161, Suite 200 Irving, Texas 75038 April 27, 2012 Securities & Exchange Commission Judiciary Plaza 450 Fifth Street, N.W. Washington, D.C. 20549 Attn: 1933 Act Filing Desk Re: Acceleration Request USMD Holdings, Inc. - Registration Statement on Form S-4 File No. 333-171386 Gentlemen: USMD Holdings, Inc. (the “Company”), as the registrant |
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| April 20, 2012 |
- POST-EFFECTIVE AMENDMENT #3 TO FORM S-4 POST-EFFECTIVE AMENDMENT #3 TO FORM S-4 Table of Contents As filed with the Securities and Exchange Commission on April 20, 2012 Registration No. |
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| April 20, 2012 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF GRANT THORNTON LLP Exhibit 23.9 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We have issued our report dated March 30, 2012, with respect to the financial statements of USMD Holdings, Inc. contained in the registration statement and prospectus. We consent to the use of the aforementioned report in the registration statement and prospectus, and to the use of our name under th |
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| March 8, 2012 |
- POST-EFFECTIVE AMENDMENT #2 TO FORM S-4 Post-Effective Amendment #2 to Form S-4 Table of Contents As filed with the Securities and Exchange Commission on March 8, 2012 Registration No. |
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| March 8, 2012 |
Investor Rights Agreement Exhibit 4.1 INVESTOR RIGHTS AGREEMENT THIS INVESTOR RIGHTS AGREEMENT (“Agreement”), dated as of , 2012, is made by and between USMD Holdings, Inc., a Delaware corporation (“Holdings”), and UANT Ventures LLP, a Texas limited liability partnership (“Ventures”). WHEREAS, reference is made to that certain Contribution and Purchase Agreement by and among Holdings, Ventures, Ur |
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| February 14, 2012 |
AMENDMENT TO CONTRIBUTION AND PURCHASE AGREEMENT Amendment to Contribution and Purchase Agreement Exhibit 2.1 AMENDMENT TO CONTRIBUTION AND PURCHASE AGREEMENT This AMENDMENT TO CONTRIBUTION AND PURCHASE AGREEMENT (this “Amendment”), executed on this 9th day of February, 2012, to be effective as of December 15, 2011, is by and among USMD Holdings, Inc., a Delaware corporation (“Holdings”), Urology Associates of North Texas, L.L.P., a Texas limite |
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| February 14, 2012 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K Form 8-K SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 9, 2012 USMD Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 333-171386 27-2866866 (State of incorporation) (Commission File Number) (IRS Employer I |
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| February 10, 2012 |
Impel Management Services, L.L.C. Executive Change-in-Control Severance Agreement Executive Change in Control Agreement Exhibit 10.6 Impel Management Services, L.L.C. Executive Change-in-Control Severance Agreement THIS EXECUTIVE CHANGE-IN-CONTROL SEVERANCE AGREEMENT is made, entered into, and is effective this 1 day of March, 2011 (hereinafter referred to as the “Effective Date”), by and between Impel Management Services, L.L.C. (the “Company”), a Texas limited liability corpo |
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| February 10, 2012 |
Consent of Director Nominee Exhibit 23.7 Consent of Director Nominee USMD Holdings, Inc. (the “Company”) is filing a Registration Statement on Form S-4 (Registration No. 333-171386) with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”), in connection with the registration of up to 10,225,000 shares of its common stock. In connection therewi |
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| February 10, 2012 |
Severance Agreement Exhibit 10.7 SEVERANCE AGREEMENT This Severance Agreement (the “Agreement”) is entered into as of September 1, 2011 (the “Effective Date”), by and between USMD lnc. (which, including its affiliates and successors and assigns shall be referred to herein as the “Company”) and Gregory A. Cardenas (“Employee”). Recitals WHEREAS, Company acknowledges that Employee possesses skills a |
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| February 10, 2012 |
EX-21.1 5 d294578dex211.htm SUBSIDIARIES OF THE REGISTRANT Exhibit 21.1 List of Subsidiaries of Holdings after the Closing of the Contribution Name of Subsidiary State of Formation Urology Associates of North Texas, PLLC Texas The Medical Clinic of North Texas, Inc. Texas Impel Management Services, L.L.C. Texas Impel Consulting Experts, LLC Texas Rocky Mountain Medical Center, L.P. Texas Surgery C |
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| February 10, 2012 |
Consent of Director Nominee Exhibit 23.8 Consent of Director Nominee USMD Holdings, Inc. (the “Company”) is filing a Registration Statement on Form S-4 (Registration No. 333-171386) with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”), in connection with the registration of up to 10,225,000 shares of its common stock. In connection therewi |
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| February 10, 2012 |
- POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-4 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-4 Table of Contents As filed with the Securities and Exchange Commission on February 10, 2012 Registration No. 333-171386 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Post-Effective Amendment No. 1 to Form S-4 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 USMD Holdings, Inc. (Exact name of registrant as specified in its |
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| July 21, 2011 |
Correspondence USMD Holdings, Inc. 6333 North State Highway 161, Suite 200 Irving, Texas 75038 July 21, 2011 Securities & Exchange Commission Judiciary Plaza 450 Fifth Street, N.W. Washington, D.C. 20549 Attn: 1933 Act Filing Desk Re: Acceleration Request USMD Holdings, Inc. - Registration Statement on Form S-4 File No. 333-171386 Gentlemen: USMD Holdings, Inc., as the registrant of the above-capt |
