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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to University General Health System, Inc.
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| June 9, 2015 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 4, 2015 University General Health System, Inc. (a Nevada Corporation) (Exact Name of Registrant as Specified in Charter) 000-54064 71-0822436 (Commission File Number) (IRS E |
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| March 5, 2015 |
EX-99.1 Exhibit 99.1 University General Health System, Inc. Initiates Restructuring Through A Chapter 11 Filing MidCap Financial Trust to Provide Debtor-in-Possession Financing Hospital Operations Continue Without Interruption; No Impact To Patients Houston, TX ? February 27, 2015 ? University General Health System, Inc. (OTCQB: UGHS) (?University General?) (?the Company?), a diversified, integrat |
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| March 5, 2015 |
University General Health System 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 27, 2015 University General Health System, Inc. (a Nevada Corporation) (Exact Name of Registrant as Specified in Charter) 000-54064 71-0822436 (Commission File Number) ( |
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| February 27, 2015 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 27, 2015 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 000-54064 (Commission File |
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| February 27, 2015 |
Exhibit 99.1 University General Health System, Inc. Initiates Restructuring Through A Chapter 11 Filing MidCap Financial Trust to Provide Debtor-in-Possession Financing Hospital Operations Continue Without Interruption; No Impact To Patients Houston, TX – February 27, 2015 – University General Health System, Inc. (OTCQB: UGHS)(“University General”) (“the Company”), a diversified, integrated, multi |
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| December 23, 2014 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: December 23, 2014 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 000-54064 (Commission File |
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| December 23, 2014 |
Company Aims to Consolidate Hospital Operations Around Its Houston Flagship Facility University General Health System Announces Closing of UGH - Dallas Hospital Company Aims to Consolidate Hospital Operations Around Its Houston Flagship Facility HOUSTON, TX - (Marketwired - December 23, 2014) - University General Health System, Inc. |
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| December 19, 2014 |
8-K 1 d840551d8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (D) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 12, 2014 University General Health System, Inc. (a Nevada Corporation) 000-54064 71-0822436 (Commission File Number) (IRS Employer Identification Nu |
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| December 19, 2014 |
EX-10.1 Exhibit 10.1 Execution Version PURCHASE AGREEMENT by and among CORNERSTONE HEALTHCARE GROUP HOLDING, INC., UNIVERSITY GENERAL HEALTH SYSTEM, INC., THE “PURCHASERS” LISTED ON ANNEX A HERETO and THE “SELLERS” LISTED ON ANNEX A HERETO December 12, 2014 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS; CONSTRUCTION 2 Section 1.1 Definitions 2 Section 1.2 Other Definitions 10 Section 1.3 Constructi |
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| December 15, 2014 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: December 15, 2014 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 000-54064 (Commission File |
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| December 15, 2014 |
Cornerstone Healthcare Group Announces Agreement to Acquire TrinityCare Senior Living Accretive Add-On Acquisition Expands Cornerstone's Platform to Offer Assisted Living and Memory Care Services DALLAS, TX and HOUSTON, TX - (Marketwired - December 15, 2014) - Cornerstone Healthcare Group ("Cornerstone" or "CHG"), a private company owned by funds managed by Highland Capital Management, L. |
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| December 4, 2014 |
HOUSTON, TX -- (Marketwired - December 04, 2014) - University General Health System Announces Engagement of NexBank to Sell Dallas Hospital HOUSTON, TX - (Marketwired - December 04, 2014) - University General Health System, Inc. |
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| December 4, 2014 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: December 04, 2014 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 000-54064 (Commission File |
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| November 24, 2014 |
Kris Trent Named Chief Financial Officer of University General Health System, Inc. |
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| November 24, 2014 |
Financial Statements and Exhibits 8-K 1 univgen8k.htm UNIVERSITY GENERAL HEALTH SYSTEM, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 24, 2014 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or o |
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| November 17, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 14, 2014 University General Health System, Inc. (a Nevada Corporation) (Exact Name of Registrant as Specified in Charter) 000-54064 71-0822436 (Commission File Number) (IRS |
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| November 10, 2014 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 10, 2014 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 000-54064 (Commission File |
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| November 10, 2014 |
Dr. Kenneth Efird Joins University General Health System Management Team as Chief Revenue Officer HOUSTON, TX - (Marketwired - November 10, 2014) - University General Health System, Inc. (OTCQB: UGHS) ("University General"), a diversified, multi-specialty, integrated, physician-centric general acute care regional health care delivery system, today announced that it has appointed Kenneth Efird, D.C |
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| September 10, 2014 |
Occupancy at Houston Flagship Hospital Exceeds Expectations University General Health System Announces Disposition of Certain Non-Performing Assets Occupancy at Houston Flagship Hospital Exceeds Expectations HOUSTON, TX - (Marketwired - September 10, 2014) - University General Health System, Inc. |
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| September 10, 2014 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: September 10, 2014 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 000-54064 (Commission File |
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| August 20, 2014 |
UGHSQ / University General Health System, Inc. NT 10-Q - - NT 10-Q NT 10-Q OMB APPROVAL OMB Number: 3235-0058 Expires: April 30, 2012 Estimated average burden hours per response . |
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| August 5, 2014 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 05, 2014 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 000-54064 (Commission File Nu |
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| August 5, 2014 |
Annual Cost Reductions and Savings of Over $13 Million Anticipated University General Health System Reports Implementation of Permanent Cost Containment Measures Annual Cost Reductions and Savings of Over $13 Million Anticipated HOUSTON, TX - (Marketwired - August 05, 2014) - University General Health System, Inc. |
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| July 22, 2014 |
Financial Statements and Exhibits 8-K 1 universitygeneral8k.htm UNIVERSITY GENERAL HEALTH SYSTEM, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 22, 2014 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (Stat |
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| July 22, 2014 |
Results Reflect Growth at Hospitals in Both Houston and Dallas University General Health System Reports Occupancy, Patient Days and Surgical Volumes for First Half of 2014 Results Reflect Growth at Hospitals in Both Houston and Dallas HOUSTON, TX - (Marketwired - July 22, 2014) - University General Health System, Inc. |
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| July 3, 2014 |
UGHSQ / University General Health System, Inc. 10-K - Annual Report - FORM 10-K Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 3, 2014 |
University General Health System, Inc. List of Subsidiaries As of December 31, 2013 EX-21 Exhibit 21 University General Health System, Inc. List of Subsidiaries As of December 31, 2013 The direct and indirect subsidiaries of University General Health System, Inc. are listed below, do business under the name under which they are organized, and are included in the consolidated financial statements of the Company. The names, jurisdiction of incorporation of such subsidiaries and per |
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| July 2, 2014 |
University General Health System 2013 Revenue Increases 45% to $164 Million Average Daily Census Improves by 53% Over Prior-Year Levels and Company Announces Operational Restructuring Plan HOUSTON, TX - (Marketwired - July 02, 2014) - University General Health System, Inc. |
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| July 2, 2014 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: July 02, 2014 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 000-54064 (Commission File Numb |
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| June 5, 2014 |
University General Health System, Inc. Provides Update Regarding Annual 10K Report and Reports Significant Growth and Confidence in Business Model as Part of Major Restructuring HOUSTON, TX - (Marketwired - June 05, 2014) - University General Health System, Inc. (OTCQB: UGHS) ("University General"), a diversified, multi-specialty, integrated, physician-centric general acute care regional health ca |
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| June 5, 2014 |
Financial Statements and Exhibits - UNIVERSITY GENERAL HEALTH SYSTEM, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: June 05, 2014 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 000-54064 (Commission File Numb |
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| May 27, 2014 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 27, 2014 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 000-54064 (Commission File Numbe |
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| May 27, 2014 |
Humana Extends Network Participation to University General Hospital Contract Gives Humana Members in Houston Access to University General Hospital's Doctors and Inpatient, Outpatient and Emergency Services HOUSTON, TX - (Marketwired - May 27, 2014) - Humana Inc. |
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| April 1, 2014 |
NT-10-K OMB APPROVAL OMB Number: 3235-0058 Expires: April 30, 2012 Estimated average burden hours per response 2. |
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| February 25, 2014 |
HOUSTON, TX -- (Marketwired - February 25, 2014) - UnitedHealthcare Plan Participants Now Have Access to University General Hospital HOUSTON, TX - (Marketwired - February 25, 2014) - People enrolled in UnitedHealthcare's employer-sponsored, individual, Medicare Advantage and Medicaid health plans now have access to University General Hospital in Houston, located near the Texas Medical Center. |
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| February 25, 2014 |
Financial Statements and Exhibits - UNIVERSITY GENERAL HEALTH SYSTEM, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 25, 2014 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 000-54064 (Commission File |
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| February 3, 2014 |
University General Health System Reports 51% Increase in Revenue for First Nine Months of 2013 Company Files Forms 10-Q for First Three Quarters of 2013 With SEC and Expects Timely Filings in 2014 HOUSTON, TX - (Marketwired - February 03, 2014) - University General Health System, Inc. |
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| February 3, 2014 |
University General Health System to Host Investor Update Conference Call on Tuesday, February 4, 2014 HOUSTON, TX - (Marketwired - February 03, 2014) - University General Health System, Inc. |
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| February 3, 2014 |
FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 3, 2014 |
Financial Statements and Exhibits - UNIVERSITY GENERAL HEALTH SYSTEM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 03, 2014 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 000-54064 (Commission File |
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| February 3, 2014 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2013 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Numbe |
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| February 3, 2014 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 03, 2014 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 000-54064 (Commission File |
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| January 13, 2014 |
The Future of Healthcare January 2014 1 EX-99.1 Exhibit 99.1 The Future of Healthcare January 2014 1 Forward Looking Statem ents The informa on in this presenta on includes certain forward-?looking statements that are based upon assump ons that in the future may prove not to have been accurate and are subject to signi?cant risks and uncertain es, including statements to the future ?nancial performance of the Company. Although the Compan |
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| January 13, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (D) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 13, 2014 University General Health System, Inc. (a Nevada Corporation) 000-54064 71-0822436 (Commission File Number) (IRS Employer Identification Number) 7501 Fannin Stre |
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| January 9, 2014 |
Correspondence UNIVERSITY GENERAL HEALTH SYSTEM, INC. 7501 Fannin Street Houston, TX 77054 713-375-7100 January 9, 2014 Division of Corporation Finance U.S. Securities & Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attn: Jim B. Rosenberg Kei Nakada Senior Assistant Chief Accountant Staff Accountant Division of Corporation Finance Division of Corporation Finance Mark Brunhofer Senior |
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| January 7, 2014 |
HOUSTON, TX -- (Marketwired - January 07, 2014) - University General Health System to Present at Sidoti & Company's Eighth Semiannual Micro-Cap Conference in New York City on January 13, 2014 HOUSTON, TX - (Marketwired - January 07, 2014) - University General Health System, Inc. |
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| January 7, 2014 |
Financial Statements and Exhibits - UNIVERSITY GENERAL HEALTH SYSTEM, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 07, 2014 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 000-54064 (Commission File N |
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| January 2, 2014 |
Registration Available on Internet at www.ughs.net/invest University General Health System to Host "Investor and Analyst Conference" on February 3-4, 2014 Registration Available on Internet at www. |
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| January 2, 2014 |
Financial Statements and Exhibits - UNIVERSITY GENERAL HEALTH SYSTEM, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 02, 2014 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 000-54064 (Commission File N |
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| December 30, 2013 |
AMENDMENT TO CERTIFICATE OF DESIGNATION Exhibit 4.1 AMENDMENT TO CERTIFICATE OF DESIGNATION Section 7(f) is amended so that, as amended, Section 7(f) shall read as follows: (f) Net Income Related Adjustment. For purposes of this Section 7(f) “Adjusted Net Income” means, for the applicable period, the net income (or net loss) of the Corporation and its consolidated Subsidiaries, determined in accordance with GAAP, consistently applied, p |
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| December 30, 2013 |
Material Modification to Rights of Security Holders - 8-K 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 26, 2013 University General Health System, Inc. (a Nevada Corporation) (Exact Name of Registrant as Specified in Charter) 000-54064 71-0822436 (Commission File Number) ( |
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| December 30, 2013 |
EX-4.2 Exhibit 4.2 THIRD AMENDMENT TO WARRANT THIRD AMENDMENT TO WARRANTS, dated December , 2013 (this “Amendment”), by and among University General Health System, Inc., a Nevada corporation (the “Company”), and each party listed on the signature pages hereto (collectively, the “Holders”). WHEREAS, the Company entered into the Securities Purchase Agreement, dated April 30, 2012 (the “Securities Pu |
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| December 17, 2013 |
Company Schedules "Investor and Analyst Day" for February 3, 2014 University General Health System to Host Investor Update Conference Call on Thursday, December 19, 2013 Company Schedules "Investor and Analyst Day" for February 3, 2014 HOUSTON, TX - (Marketwired - December 17, 2013) - University General Health System, Inc. |
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| December 17, 2013 |
Financial Statements and Exhibits - UNIVERSITY GENERAL HEALTH SYSTEM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: December 17, 2013 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 000-54064 (Commission File |
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| November 15, 2013 |
NT 10-Q 1 d629846dnt10q.htm NT 10-Q OMB APPROVAL OMB Number: 3235-0058 Expires: April 30, 2012 Estimated average burden hours per response 2.50 SEC FILE NUMBER CUSIP NUMBER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended |
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| October 16, 2013 |
University General Health System, Inc. 2012 Revenue Increases 59% to $113.2 Million Shareholders' Equity Improves by $11.3 Million in Year Ended December 31, 2012; Company Reschedules Investor Conference Call to October 22, 2013 HOUSTON, TX - (Marketwired - October 16, 2013) - University General Health System, Inc. (OTCQB: UGHS), a diversified, integrated multi-specialty health delivery system, to |
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| October 16, 2013 |
Financial Statements and Exhibits - UNIVERSITY GENERAL HEALTH SYSTEM, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: October 16, 2013 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 000-54064 (Commission File N |
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| October 15, 2013 |
Financial Statements and Exhibits - UNIVERSITY GENERAL HEALTH SYSTEM, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: October 14, 2013 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 000-54064 (Commission File N |
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| October 15, 2013 |
University General Health System Enters Next Stage in Development of Alvin Community Hospital in Houston Metropolitan Area HOUSTON, TX - (Marketwired - October 14, 2013) - University General Health System, Inc. |
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| October 11, 2013 |
Financial Statements and Exhibits - UNIVERSITY GENERAL HEALTH SYSTEM, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: October 11, 2013 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 000-54064 (Commission File N |
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| October 11, 2013 |
University General Health System to Host Investor Conference Call on Thursday, October 17, 2013 HOUSTON, TX - (Marketwired - October 11, 2013) - University General Health System, Inc. |
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| October 2, 2013 |
EX-99.1 Exhibit 99.1 INVESTOR PRESENTATION October 2013 1 Forward Looking Statements 2 The information in this presentation includes certain forward-looking statements that are based upon assumptions that in the future may prove not to have been accurate and are subject to significant risks and uncertainties, including statements to the future financial performance of the Company. Although the Com |
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| October 2, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (D) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 2, 2013 University General Health System, Inc. (a Nevada Corporation) 000-54064 71-0822436 (Commission File Number) (IRS Employer Identification Number) 7501 Fannin |
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| September 24, 2013 |
University General Health System to Present at Eighth Annual Singular Research "Best of the Uncovereds" Conference in Los Angeles on October 3, 2013 HOUSTON, TX - (Marketwired - September 24, 2013) - University General Health System, Inc. |
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| September 24, 2013 |
Financial Statements and Exhibits - UNIVERSITY GENERAL HEALTH SYSTEM, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: September 24, 2013 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 000-54064 (Commission File |
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| August 29, 2013 |
Financial Statements and Exhibits - UNIVERSITY GENERAL HEALTH SYSTEM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 29, 2013 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 000-54064 (Commission File Nu |
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| August 29, 2013 |
Average Daily Census and Surgical Volumes Continue to Increase University General Health System Provides Market Guidance Regarding Second Quarter Results Average Daily Census and Surgical Volumes Continue to Increase HOUSTON, TX - (Marketwired - August 29, 2013) - University General Health System, Inc. |
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| August 16, 2013 |
OMB APPROVAL OMB Number: 3235-0058 Expires: April 30, 2012 Estimated average burden hours per response 2. |
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| August 1, 2013 |
Financial Statements and Exhibits - 8-K/A 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (D) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 31, 2013 University General Health System, Inc. (a Nevada Corporation) 000-54064 71-0822436 (Commission File Number) (IRS Employer Identification Number) 7501 Fannin Stre |
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| August 1, 2013 |
EX-16.1 Exhibit 16.1 Crowe Horwath LLP Independent Member Crowe Horwath International August 1, 2013 Office of the Chief Accountant Securities and Exchange Commission 100 F Street, N. E. Washington, D.C. 20549 Ladies and Gentlemen: We have read University General Health System, Inc.’s (“the Company”) statements included under Item 4.01(a) of its Form 8-K/A dated August 1, 2013, and we agree with s |
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| June 18, 2013 |
CORRESP UNIVERSITY GENERAL HEALTH SYSTEM, INC. 7501 Fannin Street Houston, TX 77054 713-375-7100 June 18, 2013 Division of Corporation Finance U.S. Securities & Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attn: Jim B. Rosenberg Christine Allen Senior Assistant Chief Accountant Staff Accountant Division of Corporation Finance Division of Corporation Finance Re: University General He |
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| June 7, 2013 |
SEC Response Letter UNIVERSITY GENERAL HEALTH SYSTEM, INC. 7501 Fannin Street Houston, TX 77054 713-375-7100 June 7, 2013 Division of Corporation Finance U.S. Securities & Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attn: Jim B. Rosenberg Senior Assistant Chief Accountant Division of Corporation Finance Mark Brunhofer Senior Staff Accountant Division of Corporation Finance Christin |
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| June 6, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (D) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 6, 2013 University General Health System, Inc. (a Nevada Corporation) 000-54064 71-0822436 (Commission File Number) (IRS Employer Identification Number) 7501 Fannin Str |
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| June 6, 2013 |
Financial Statements and Exhibits - UNIVERSITY GENERAL HEALTH SYSTEM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: June 06, 2013 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 000-54064 (Commission File Numb |
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| June 6, 2013 |
Where Clinical Excellence Meets Five-Star Luxury EX-99.1 Exhibit 99.1 Where Clinical Excellence Meets Five-Star Luxury COMPANY OVERVIEW University General Health System, Inc. (“UGHS” or the “Company”) is a physician-centric diversified, integrated, multi-specialty healthcare provider of exceptional physician care and comprehensive patient-oriented services through its regional health networks. The Company intends to expand its reach in Houston t |
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| June 6, 2013 |
Kris Trent Joins University General Health System as Chief Accounting Officer HOUSTON, TX - (Marketwire - June 06, 2013) - University General Health System, Inc. |
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| June 5, 2013 |
University General Health System to Present at First Annual Singular Research "Solstice Conference" in New York City on Thursday, June 13, 2013 HOUSTON, TX - (Marketwire - June 05, 2013) - University General Health System, Inc. |
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| June 5, 2013 |
Financial Statements and Exhibits 8-K 1 universitygeneral8k.htm UNIVERSITY GENERAL HEALTH SYSTEM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: June 05, 2013 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or o |
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| June 4, 2013 |
Financial Statements and Exhibits - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (D) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 31, 2013 University General Health System, Inc. (a Nevada Corporation) 000-54064 71-0822436 (Commission File Number) (IRS Employer Identification Number) 7501 Fannin Str |
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| June 4, 2013 |
EX-16.1 Exhibit 16.1 Crowe Horwath LLP Independent Member Crowe Horwath International One Mid America Plaza, Suite 700 Post Office Box 3697 Oak Brook, Illinois 60522-3697 Tel 630.574.7878 Fax 630.574.1608 www.crowehorwath.com June 4, 2013 Office of the Chief Accountant Securities and Exchange Commission 100 F Street, N. E. Washington, D.C. 20549 Ladies and Gentlemen: We have read University Genera |
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| May 31, 2013 |
Financial Statements and Exhibits 8-K 1 universitygeneral8k.htm UNIVERSITY GENERAL HEALTH SYSTEM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 31, 2013 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or ot |
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| May 31, 2013 |
University General Health System to Present at Sidoti & Company Micro-Cap Conference on Friday, June 7, 2013 HOUSTON, TX - (Marketwire - May 31, 2013) - University General Health System, Inc. |
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| May 16, 2013 |
Occupancy Levels and Surgical Volumes Continue to Increase University General Health System Provides Market Guidance Regarding First Quarter Results Occupancy Levels and Surgical Volumes Continue to Increase HOUSTON, TX - (Marketwire - May 16, 2013) - University General Health System, Inc. |
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| May 16, 2013 |
FORM NT 10-Q OMB APPROVAL OMB Number: 3235-0058 Expires: April 30, 2012 Estimated average burden hours per response 2. |
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| May 16, 2013 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 16, 2013 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 000-54064 (Commission File Numbe |
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| May 13, 2013 |
University General Health System to Present at 14th Annual B. Riley & Co. Investor Conference on May 20, 2013 HOUSTON, TX - (Marketwire - May 13, 2013) - University General Health System, Inc. (OTCQB: UGHS), a diversified, integrated multi-specialty health care delivery system, today announced that it will be presenting at the 4th Annual B. Riley & Co. Investor Conference on May 20, 2013. The conf |
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| May 13, 2013 |
Financial Statements and Exhibits - UNIVERSITY GENERAL HEALTH SYSTEM, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 13, 2013 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 000-54064 (Commission File Numbe |
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| April 16, 2013 |
Financial Statements and Exhibits - UNIVERSITY GENERAL HEALTH SYSTEM, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 16, 2013 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 000-54064 (Commission File Num |
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| April 16, 2013 |
University General Health System Announces Delay in Filing of Form 10-K HOUSTON, TX - (Marketwire - April 16, 2013) - University General Health System, Inc. |
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| April 10, 2013 |
Correspondence University General Health System, Inc. 7501 Fannin Street Houston, Texas 77054 (713) 375-7100 April 10, 2013 United States Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Attn: Mark Brunhofer Senior Staff Accountant Division of Corporation Finance Re: University General Health System, Inc. Form 10-K for the Year Ended December 31, 2011 Filed April 16 |
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| April 5, 2013 |
Form 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (D) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 1, 2013 Commission File Number 000-54064 University General Health System, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 71-0822436 (State or othe |
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| April 5, 2013 |
Correspondence UNIVERSITY GENERAL HEALTH SYSTEM, INC. 7501 Fannin Street Houston, TX 77054 713-375-7100 April 05, 2013 Division of Corporation Finance U.S. Securities & Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attn: Jim B. Rosenberg Senior Assistant Chief Accountant Division of Corporation Finance Mark Brunhofer Senior Staff Accountant Division of Corporation Finance Christine A |
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| April 3, 2013 |
Financial Statements and Exhibits - UNIVERSITY GENERAL HEALTH SYSTEM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 03, 2013 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 000-54064 (Commission File Num |
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| April 3, 2013 |
Acquisition Expected to Contribute More Than $2 Million in Annual Revenues University General Health System Acquires Physical Therapy Center Near Dallas Acquisition Expected to Contribute More Than $2 Million in Annual Revenues HOUSTON, TX - (Marketwire - April 03, 2013) - University General Health System, Inc. |
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| April 1, 2013 |
NT 10-K OMB APPROVAL OMB Number: 3235-0058 Expires: April 30, 2012 Estimated average burden hours per response 2. |
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| April 1, 2013 |
Financial Statements and Exhibits - UNIVERSITY GENERAL HEALTH SYSTEM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 01, 2013 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 000-54064 (Commission File Num |
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| April 1, 2013 |
Occupancy, Revenues and Net Income Expected to Continue Improvement Relative to Prior-Year Levels University General Health System Provides Market Guidance Regarding 2012 Operations Occupancy, Revenues and Net Income Expected to Continue Improvement Relative to Prior-Year Levels HOUSTON, TX - (Marketwire - April 01, 2013) - University General Health System, Inc. |
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| March 26, 2013 |
AMENDMENT TO CERTIFICATE OF DESIGNATION EX-4.1 Exhibit 4.1 AMENDMENT TO CERTIFICATE OF DESIGNATION The definition of “Base Conversion Price” is deleted. Section 7(b) is amended so that, as amended, Section 7(b) shall read as follows: The Corporation or any Subsidiary shall not, on or after March 21, 2013 (prior to such date, the pre-amendment provision applies), at any time while Preferred Stock is outstanding, sell or grant any option |
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| March 26, 2013 |
Material Modification to Rights of Security Holders - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 25, 2013 University General Health System, Inc. (a Nevada Corporation) (Exact Name of Registrant as Specified in Charter) 000-54064 71-0822436 (Commission File Number) |
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| March 13, 2013 |
EX-16.1 Exhibit 16.1 March 13, 2013 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549-7561 Ladies and Gentlemen: We have read Item 4.01 of Form 8-K of University General Health Systems, Inc. dated March 13, 2013 of University General Health Systems, Inc. and are in agreement with the statements contained in Item 4.01(a) therein. We have no basis to agree or disagree with |
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| March 13, 2013 |
Financial Statements and Exhibits - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (D) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 15, 2011 University General Health System, Inc. (a Nevada Corporation) 000-54064 71-0822436 (Commission File Number) (IRS Employer Identification Number) 7501 Fannin St |
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| March 11, 2013 |
CORRESP UNIVERSITY GENERAL HEALTH SYSTEM, INC. 7501 Fannin Street Houston, TX 77054 713-375-7100 February 25, 2013 Division of Corporation Finance U.S. Securities & Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attn: Jim B. Rosenberg Senior Assistant Chief Accountant Division of Corporation Finance Mark Brunhofer Senior Staff Accountant Division of Corporation Finance Christine Allen |
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| March 1, 2013 |
EX-99.1 Exhibit 99.1 DUFEK MASSIF HOSPITAL CORPORATION December 31, 2011 Audited Financial Statements and September 30, 2012 (unaudited) Interim Financial Statements TABLE OF CONTENTS Page FINANCIAL STATEMENTS Independent Auditors’ Report 1 Independent Accountants’ Review Report 2 Balance Sheets 3 Statements of Operations 4 Statement of Stockholder’s Equity 5 Statements of Cash Flows 6 Notes to Fi |
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| March 1, 2013 |
Financial Statements and Exhibits - FORM 8-K/A Form 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 14, 2012 University General Health System, Inc. (a Nevada Corporation) (Exact Name of Registrant as Specified in Charter) 000-54064 71-0822436 |
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| March 1, 2013 |
University General Health System, Inc. Unaudited Pro Forma Financial Statements EX-99.2 Exhibit 99.2 University General Health System, Inc. Unaudited Pro Forma Financial Statements Effective December 14, 2012, UGHS Dallas Hospitals, Inc., a wholly-owned subsidiary of University General Health System, Inc. (“UGHS” or the “Company”), executed a Loan Agreement with First National Bank (the “South Hampton Loan Agreement”), pursuant to which First National Bank loaned the Company |
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| February 25, 2013 |
CORRESP UNIVERSITY GENERAL HEALTH SYSTEM, INC. 7501 Fannin Street Houston, TX 77054 713-375-7100 February 25, 2013 Division of Corporation Finance U.S. Securities & Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attn: Jim B. Rosenberg Senior Assistant Chief Accountant Division of Corporation Finance Mark Brunhofer Senior Staff Accountant Division of Corporation Finance Christine Allen |
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| January 14, 2013 |
University General Health System to Present at Noble Financial Capital Markets 9th Annual Equity Conference on Tuesday, January 22, 2013 HOUSTON, TX - (Marketwire - January 14, 2013) - University General Health System, Inc. |
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| January 14, 2013 |
Financial Statements and Exhibits - UNIVERSITY GENERAL HEALTH SYSTEM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 14, 2013 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 000-54064 (Commission File N |
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| January 4, 2013 |
Exhibit 4.1 FIRST AMENDMENT TO WARRANTS FIRST AMENDMENT TO WARRANTS, dated December , 2012 (this “Amendment”), by and among University General Health System, Inc., a Nevada corporation (the “Company”), and each party listed on the signature pages hereto (collectively, the “Holders”). WHEREAS, the Company entered into the Securities Purchase Agreement, dated April 30, 2012 (the “Securities Purchase |
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| January 4, 2013 |
Financial Statements and Exhibits - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (D) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 29, 2012 University General Health System, Inc. (a Nevada Corporation) (Exact Name of Registrant as Specified in Charter) 000-54064 71-0822436 (Commission File Numb |
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| January 4, 2013 |
Material Modification to Rights of Security Holders - FORM 8-K FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 31, 2012 University General Health System, Inc. (a Nevada Corporation) (Exact Name of Registrant as Specified in Charter) 000-54064 71-0822436 (Commission File Numb |
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| January 4, 2013 |
Exhibit 16.1 January 4, 2013 Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 RE: University General Health System, Inc. We have read the statements that University General Health System, Inc. included under Item 4.01 of the Form 8-K report it filed with the Commission on January 4, 2013 regarding the recent change of auditors. We agree with such statements made regardi |
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| January 4, 2013 |
EX-4.2 Exhibit 4.2 SECOND AMENDMENT TO WARRANTS SECOND AMENDMENT TO WARRANTS, dated December , 2012 (this “Amendment”), by and among University General Health System, Inc., a Nevada corporation (the “Company”), and each party listed on the signature pages hereto (collectively, the “Holders”). WHEREAS, the Company entered into the Securities Purchase Agreement, dated April 30, 2012 (the “Securities |
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| January 2, 2013 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: January 02, 2013 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 000-54064 (Commission File N |
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| January 2, 2013 |
University General Health System to Present at Sidoti & Company Annual New York Micro-Cap Conference on Monday, January 7, 2013 HOUSTON, TX - (Marketwire - January 02, 2013) - University General Health System, Inc. |
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| December 26, 2012 |
CORRESP UNIVERSITY GENERAL HEALTH SYSTEM, INC. 7501 Fannin Street Houston, TX 77054 713-375-7100 December 27, 2012 Division of Corporation Finance U.S. Securities & Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attn: Jim B. Rosenberg Christine Allen Senior Assistant Chief Accountant Staff Accountant Division of Corporation Finance Division of Corporation Finance Mark Brunhofer Senior |
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| December 21, 2012 |
Facilities to Include 50-Bed Acute Care Hospital, Medical Office Building and Senior Living Facility University General Health System to Develop Pearland, Texas Medical Complex Facilities to Include 50-Bed Acute Care Hospital, Medical Office Building and Senior Living Facility HOUSTON, TX - (Marketwire - December 21, 2012) - University General Health System, Inc. |
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| December 21, 2012 |
Financial Statements and Exhibits - UNIVERSITY GENERAL HEALTH SYSTEM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: December 21, 2012 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 000-54064 (Commission File |
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| December 20, 2012 |
EX-10.1 Exhibit 10.1 LOAN AGREEMENT Between UGHS DALLAS HOSPITALS, INC., and UNIVERSITY GENERAL HEALTH SYSTEM, INC., And FIRST NATIONAL BANK December 14, 2012 THIS LOAN AGREEMENT (the “Loan Agreement”) shall serve to set forth the terms of the financing transaction by and between UGHS Dallas Hospitals, Inc., a Texas corporation (“Borrower”), University General Health System, Inc., a Nevada corpora |
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| December 20, 2012 |
EX-99.1 Exhibit 99.1 For Immediate Release UNIVERSITY GENERAL HEALTH SYSTEM COMPLETES PURCHASE OF SOUTH HAMPTON COMMUNITY HOSPITAL AND AFFILIATED MEDICAL OFFICE BUILDING HOSPITAL COMPLEX EXPECTED TO ADD $40 MILLION TO REVENUE AND $15 MILLION TO ADJUSTED EBITDA IN 2013 HOUSTON (December 18, 2012) – University General Health System, Inc. (University General) (OTCQB: UGHS), a diversified, integrated |
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| December 20, 2012 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (d) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 14, 2012 University General Health System, Inc. (a Nevada Corporation) (Exact Name of Registrant as Specified in Charter) 000-54064 71-0822436 (Commission File Numb |
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| December 13, 2012 |
CORRESP UNIVERSITY GENERAL HEALTH SYSTEM, INC. 7501 Fannin Street Houston, TX 77054 713-375-7100 December 13, 2012 Division of Corporation Finance U.S. Securities & Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attn: Jim B. Rosenberg Christine Allen Senior Assistant Chief Accountant Staff Accountant Division of Corporation Finance Division of Corporation Finance Mark Brunhofer Senior |
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| December 5, 2012 |
Financial Statements and Exhibits - UNIVERSITY GENERAL HEALTH SYSTEM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: December 05, 2012 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 000-54064 (Commission File |
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| December 5, 2012 |
University General Health System to Present at Oppenheimer's 23rd Annual Healthcare Conference in New York City on December 12, 2012 HOUSTON, TX - (Marketwire - December 05, 2012) - University General Health System, Inc. |
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| December 4, 2012 |
EX-10.1 Exhibit 10.1 EARNEST MONEY CONTRACT 1. Parties. Duane Rossmann (“Seller”) agrees to sell and convey to UGHS Dallas Hospitals, Inc. (the “Purchaser”), and Purchaser agrees to buy from Seller the property described below. 2. Property. See Exhibit “A” annexed hereto. 3. Contract Sales Price. $30,000,000.00, in the form of $1,500,000.00 cash or certified funds at closing with the remainder fin |
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| December 4, 2012 |
EX-99.1 Exhibit 99.1 For Immediate Release UNIVERSITY GENERAL HEALTH SYSTEM TO ENTER DALLAS MARKET WITH ACQUISITION OF ACUTE CARE HOSPITAL SOUTH HAMPTON COMMUNITY HOSPITAL EXPECTED TO ADD $40 MILLION TO COMPANY’S REVENUE AND $15 MILLION TO ADJUSTED EBITDA IN 2013 HOUSTON, Texas (December 4, 2012) – University General Health System, Inc. (OTCQB: UGHS), a diversified, integrated multi-specialty heal |
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| December 4, 2012 |
Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (D) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 29, 2012 University General Health System, Inc. (a Nevada Corporation) 000-54064 71-0822436 (Commission File Number) (IRS Employer Identification Number) 7501 Fannin Str |
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| November 30, 2012 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 30, 2012 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 000-54064 (Commission File |
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| November 30, 2012 |
University General Health System Acquires Jacinto Sleep and Imaging Center in Houston Suburb Acquisition Expected to Contribute Over $5 Million in Annual Revenue and an Estimated $1. |
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| November 27, 2012 |
University General Health System to Present at 5th Annual LD MICRO Growth Conference in Los Angeles on December 5, 2012 HOUSTON, TX - (Marketwire - November 27, 2012) - University General Health System, Inc. |
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| November 27, 2012 |
Financial Statements and Exhibits - UNIVERSITY GENERAL HEALTH SYSTEM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 27, 2012 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 000-54064 (Commission File |
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| November 16, 2012 |
CORRESP UNIVERSITY GENERAL HEALTH SYSTEM, INC. 7501 Fannin Street Houston, TX 77054 713-375-7100 November 16, 2012 Division of Corporation Finance U.S. Securities & Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attn: Jim B. Rosenberg Nandina Acharya Senior Assistant Chief Accountant Staff Attorney Division of Corporation Finance Division of Corporation Finance Mark Brunhofer Brian Pi |
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| November 15, 2012 |
Nine-Month Operating Income Rises 454% to $23.6 Million University General Health System Reports Third Quarter Operating Income of $11.7 Million on 74% Increase in Revenue Nine-Month Operating Income Rises 454% to $23.6 Million HOUSTON, TX - (Marketwire - November 15, 2012) - University General Health System, Inc. (OTCQB: UGHS), a diversified, integrated multi-specialty health delivery system, today announced significantly improved operating results fo |
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| November 15, 2012 |
Financial Statements and Exhibits - UNIVERSITY GENERAL HEALTH SYSTEM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 15, 2012 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 000-54064 (Commission File |
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| November 14, 2012 |
Form 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (D) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 14, 2012 Commission File Number 000-54064 University General Health System, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 71-0822436 (State or |
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| November 9, 2012 |
NT 10-Q OMB APPROVAL OMB Number: 3235-0058 Expires: April 30, 2012 Estimated average burden hours per response . |
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| November 9, 2012 |
Financial Statements and Exhibits - UNIVERSITY GENERAL HEALTH SYSTEM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: November 09, 2012 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 000-54064 (Commission File |
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| November 9, 2012 |
Company Will Host Conference Call Thursday, November 15, 2012 University General Health System to Release Third Quarter Earnings on Wednesday, November 14, 2012 Company Will Host Conference Call Thursday, November 15, 2012 HOUSTON, TX - (Marketwire - November 09, 2012) - University General Health System, Inc. |
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| November 9, 2012 |
FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (D) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 9, 2012 Commission File Number 000-54064 University General Health System, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 71-0822436 (State or other |
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| November 5, 2012 |
CORRESP UNIVERSITY GENERAL HEALTH SYSTEM, INC. 7501 Fannin Street Houston, TX 77054 713-375-7100 November 5, 2012 Division of Corporation Finance U.S. Securities & Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attn: Jim B. Rosenberg Nandina Acharya Senior Assistant Chief Accountant Staff Attorney Division of Corporation Finance Division of Corporation Finance Mark Brunhofer Brian Pit |
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| October 5, 2012 |
Correspondence UNIVERSITY GENERAL HEALTH SYSTEM, INC. 7501 Fannin Street Houston, TX 77054 713-375-7100 October 5, 2012 Division of Corporation Finance U.S. Securities & Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attn: Jim B. Rosenberg NandinaAcharya Senior Assistant Chief Accountant Staff Attorney Division of Corporation Finance Division of Corporation Finance Mark Brunhofer Bria |
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| October 4, 2012 |
Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (D) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 4, 2012 Commission File Number 000-54064 University General Health System, Inc. (Exact Name of Registrant as Specified in Charter) Nevada 71-0822436 (State or other |
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| October 4, 2012 |
Investor Presentation of October 4, 2012 Exhibit 99.1 INVESTOR PRESENTATION October 2012 1 Forward Looking Statements 2 The information in this presentation includes certain forward- looking statements that are based upon assumptions that in the future may prove not to have been accurate and are subject to significant risks and uncertainties, including statements to the future financial performanc |
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| October 2, 2012 |
EX-99.1 Exhibit 99.1 For Immediate Release UNIVERSITY GENERAL HEALTH SYSTEM, INC. ANNOUNCES $19 MILLION FINANCING AGREEMENT WITH MIDCAP FINANCIAL, LLC HOUSTON, Texas – October 2, 2012 – University General Health System, Inc. (OTCQB: UGHS) (“the Company”) a diversified, integrated multi-specialty health delivery system, today announced that it has entered into a $19 million Financing Agreement (the |
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| October 2, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (D) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 28, 2012 University General Health System, Inc. (a Nevada Corporation) 000-54064 71-0822436 (Commission File Number) (IRS Employer Identification Number) 7501 Fann |
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| October 2, 2012 |
EX-10.1 Exhibit 10.1 CREDIT AND SECURITY AGREEMENT dated as of September 28, 2012 by and among UNIVERSITY GENERAL HOSPITAL, LP, UGHS HOSPITALS, INC., and UNIVERSITY HOSPITAL SYSTEMS, LLP, UGHS SUPPORT SERVICES, INC., UGHS AUTIMIS BILLING, INC., UGHS AUTIMIS CODING, INC., AND SYBARIS GROUP, INC. as Borrowers, and MIDCAP FINANCIAL, LLC, as Administrative Agent and as a Lender, and THE ADDITIONAL LEN |
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| October 2, 2012 |
EIGHTEENTH AMENDMENT TO LOAN AGREEMENT EX-10.2 Exhibit 10.2 EIGHTEENTH AMENDMENT TO LOAN AGREEMENT THIS EIGHTEENTH AMENDMENT TO LOAN AGREEMENT (this “Amendment”), dated as of September 15, 2012, is between UNIVERSITY GENERAL HOSPITAL, LP, a Texas limited partnership (“Borrower”), and AMEGY BANK NATIONAL ASSOCIATION, a national banking association (“Lender”). RECITALS: A. Borrower and Lender entered into that certain Loan Agreement date |
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| September 28, 2012 |
Financial Statements and Exhibits - UNIVERSITY GENERAL HEALTH SYSTEM 8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: September 28, 2012 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 000-54064 (Commission File |
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| September 28, 2012 |
University General Health System, Inc. to Present at Accredited Members Fall 2012 Small Cap/Micro Cap Investment Research Conference HOUSTON, TX - (Marketwire - September 28, 2012) - University General Health System, Inc. (OTCQB: UGHS) a diversified, integrated multi-specialty health delivery system, today announced that Donald W. Sapaugh, the Company's President, and Michael L. Griffin, the Compa |
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| September 17, 2012 |
Correspondence University General Health System, Inc. 7501 Fannin Street Houston, Texas 77054 (713) 375-7100 September 17, 2012 United States Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Attn: Jim B. Rosenberg Senior Assistant Chief Accountant Division of Corporation Finance Re: University General Health System, Inc. Form 10-K for the Year Ended December 31, 201 |
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| September 6, 2012 |
University General Health System Announces Agreement With Rice University Athletics HOUSTON, TX - (Marketwire - September 06, 2012) - University General Health System, Inc. |
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| September 6, 2012 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: September 06, 2012 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 000-54064 (Commission File |
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| August 30, 2012 |
HOUSTON, TX -- (Marketwire - August 30, 2012) - University General Health System Announces Refinancing of Senior Living Properties HOUSTON, TX - (Marketwire - August 30, 2012) - University General Health System, Inc. |
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| August 30, 2012 |
Financial Statements and Exhibits - UNIVERSITY GENERAL HEALTH SYSTEM, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 30, 2012 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 000-54064 (Commission File Nu |
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| August 27, 2012 |
Financial Statements and Exhibits - UNIVERSITY GENERAL HEALTH SYSTEM, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 27, 2012 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 000-54064 (Commission File Nu |
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| August 27, 2012 |
University General Health System Acquires Robert Horry Center for Sports and Physical Rehabilitation HOUSTON, TX - (Marketwire - August 27, 2012) - University General Health System, Inc. |
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| August 23, 2012 |
Financial Statements and Exhibits - UNIVERSITY GENERAL HEALTH SYSTEM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 23, 2012 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 000-54064 (Commission File Nu |
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| August 23, 2012 |
University General Health System to Present at 2012 Southern California Investor Conference on August 30, 2012 HOUSTON, TX - (Marketwire - August 23, 2012) - University General Health System, Inc. |
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| August 15, 2012 |
Financial Statements and Exhibits - UNIVERSITY GENERAL HEALTH SYSTEM, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 15, 2012 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 000-54064 (Commission File Nu |
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| August 15, 2012 |
Financial Statements and Exhibits - UNIVERSITY GENERAL HEALTH SYSTEM, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 13, 2012 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 000-54064 (Commission Fi |
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| August 15, 2012 |
University General Health System Reports Quarterly Net Income of $5.1 Million on 63% Revenue Increase HOUSTON, TX - (Marketwire - August 15, 2012) - University General Health System, Inc. (OTCQB: UGHS) (PINKSHEETS: UGHS), a diversified, integrated multi-specialty health delivery system, today announced significantly improved operating results for the second quarter and first half of 2012. The Comp |
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| August 15, 2012 |
Exhibit 99.1 UNIVERSITY GENERAL HEALTH SYSTEM TO HOST SECOND QUARTER EARNINGS CONFERENCE CALL WEDNESDAY AUGUST 15, 2012 HOUSTON, TX – August 13, 2012 - University General Health System, Inc. (OTCQB: UGHS), a diversified, integrated multi-specialty health delivery system, today announced that it will host an investor conference call at 11:15 am Eastern Time on Wednesday August 15, 2012, to discuss |
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| August 8, 2012 |
NT 10-Q OMB APPROVAL OMB Number: 3235-0058 Expires: April 30, 2012 Estimated average burden hours per response . |
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| August 2, 2012 |
Acquisition Expected to Increase Yearly Revenues by Approximately $6.5 Million University General Health System Announces Acquisition of Houston Area Clinics Acquisition Expected to Increase Yearly Revenues by Approximately $6. |
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| August 2, 2012 |
Financial Statements and Exhibits - UNIVERSITY GENERAL HEALTH SYSTEM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: August 01, 2012 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 000-54064 (Commission File Nu |
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| July 16, 2012 |
Financial Statements and Exhibits SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (D) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 13, 2012 University General Health System, Inc. (a Nevada Corporation) 000-54064 71-0822436 (Commission File Number) (IRS Employer Identification Number) 7501 Fannin Street Houston, Texas 770 |
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| July 16, 2012 |
COMPROMISE SETTLEMENT AGREEMENT AND RELEASE OF CLAIMS EX-10.1 Exhibit 10.1 COMPROMISE SETTLEMENT AGREEMENT AND RELEASE OF CLAIMS This Compromise Settlement Agreement and Release of Claims (“Agreement”) is entered into this 29th day of June, 2012, by and between Regions Bank (“Regions Bank”), on the one hand; and University Hospital System, LLP (“UHS”), University General Hospital, LP (“UGH”), and Hassan Chahadeh, Octavio J. Calvillo, Felix Spiegel, a |
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| May 11, 2012 |
Financial Statements and Exhibits - UNIVERSITY GENERAL HEALTH SYSTEM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 10, 2012 (Date of earliest event reported) University General Health System, Inc. (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 000-54064 (Commission File |
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| May 11, 2012 |
Exhibit 99.1 University General Health System, Inc. Reports 146% Increase in Operating Income on 24% Higher Revenue for First Quarter of 2012 First Quarter Net Income of $489,438 Compares With Prior-Year Net Loss of ($439,768) HOUSTON, TX-(Marketwire - May 10, 2012) - University General Health System, Inc. (OTCQB: UGHS) (PINKSHEETS: UGHS), a diversified, integrated multi-specialty health delivery |
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| May 3, 2012 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15 (D) of the SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 30, 2012 University General Health System, Inc. (a Nevada Corporation) 000-54064 71-0822436 (Commission File Number) (IRS Employer Identification Number) 7501 Fannin Street Houston, Texas 77 |
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| May 3, 2012 |
EX-4.2 Exhibit 4.2 EXHIBIT A UNIVERSITY GENERAL HEALTH SYSTEM, INC. CERTIFICATE OF DESIGNATION OF PREFERENCES, RIGHTS AND LIMITATIONS OF SERIES C VARIABLE RATE CONVERTIBLE PREFERRED STOCK PURSUANT TO SECTION OF THE NEVADA REVISED STATUTES The undersigned, and , do hereby certify that: 1. They are the President and Secretary, respectively, of University General Health System Inc., a Nevada corporat |
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| May 3, 2012 |
COMMON STOCK PURCHASE WARRANT UNIVERSITY GENERAL HEALTH SYSTEM INC. EX-4.1 Exhibit 4.1 EXHIBIT C NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN |
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| May 3, 2012 |
EX-10.1 Exhibit 10.1 SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of April 30, 2012, between University General Health System, Inc., a Nevada corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”). WHEREAS, subject to th |
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| May 3, 2012 |
University General Health System Announces Capital Raise of $3.8 Million EX-99.1 Exhibit 99.1 For Immediate Release University General Health System Announces Capital Raise of $3.8 Million HOUSTON, Texas – May 1, 2012 – University General Health System, Inc. (OTCQB: UGHS) (Other OTC: UGHS.PK), a diversified, integrated multi-specialty health delivery system, today announced that it has entered into a securities purchase agreement with institutional investors, including |
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| May 2, 2012 |
Financial Statements and Exhibits - UNIVERSITY GENERAL HEALTH SYSTEM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: May 02, 2012 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 000-54064 (Commission File Numbe |
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| May 2, 2012 |
University General Health System, Inc. Expands Regional Health Network Through Agreement to Acquire Diagnostic Imaging and Physical Therapy Centers HOUSTON, TX - (Marketwire - May 02, 2012) - University General Health System, Inc. (OTCQB: UGHS) (PINKSHEETS: UGHS) ("the Company"), a diversified, integrated multi-specialty health delivery system, today announced the signing of an Asset Purchase Agre |
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| April 17, 2012 |
Shareholders' Equity Improves by $38 Million in Year Ended December 31, 2011 University General Health System, Inc. Revenue Increases 29% to $72.5 Million in 2011 Shareholders' Equity Improves by $38 Million in Year Ended December 31, 2011 HOUSTON, TX - (Marketwire - April 17, 2012) - University General Health System, Inc. (OTCQB: UGHS) (PINKSHEETS: UGHS), a diversified, integrated multi-specialty health delivery system, today announced its 2011 operating results, includin |
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| April 17, 2012 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: April 17, 2012 (Date of earliest event reported) University General Health System, Inc. (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 000-54064 (Commission Fi |
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| April 2, 2012 |
University General Hospital Earns National Recognition for Distinction in Bariatric Surgery University General Hospital Named a Blue Distinction Center for Bariatric Surgery(R) by Blue Cross and Blue Shield of Texas HOUSTON, TX - (Marketwire - March 29, 2012) - University General Health System, Inc. |
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| April 2, 2012 |
Financial Statements and Exhibits - UNIVERSITY GENERAL HEALTH SYSTEM, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 29, 2012 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 333140567 (Commission File Num |
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| April 2, 2012 |
NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) þ Form 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: December 31, 2011 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition R |
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| March 12, 2012 |
University General Health System Announces Agreement With NeWeigh for Expansion of Bariatric Services HOUSTON, TX - (Marketwire - March 12, 2012) - University General Health System, Inc. |
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| March 12, 2012 |
Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 12, 2012 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 333140567 (Commission File Num |
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| March 7, 2012 |
Financial Statements and Exhibits - UNIVERSITY GENERAL HEALTH SYSTEM, INC. 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: March 07, 2012 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 333140567 (Commission File Num |
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| March 7, 2012 |
University General Health System Agrees to Acquire Second Ambulatory Surgical Center in Houston Metropolitan Area Expansion Expected to Generate Approximately $12 Million in Revenue and $5 Million in EBITDA During First Year of Operations HOUSTON, TX - (Marketwire - March 07, 2012) - University General Health System, Inc. |
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| February 2, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report: February 02, 2012 (Date of earliest event reported) University General Health System (Exact name of registrant as specified in its charter) TX (State or other jurisdiction of incorporation) 333140567 (Commission File |
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| February 2, 2012 |
Acquisition of Sybaris Group to Increase Revenue by Over $5 Million Annually University General Health System Announces Acquisition of Facilities Management Company Acquisition of Sybaris Group to Increase Revenue by Over $5 Million Annually HOUSTON, TX - (Marketwire - February 02, 2012) - University General Health System, Inc. |
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| December 2, 2011 |
Correspondence UNIVERSITY GENERAL HEALTH SYSTEM, INC. 7501 Fannin Street Houston, TX 77054 713-375-7100 December 2, 2011 Division of Corporation Finance U.S. Securities & Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attn: Jim B. Rosenberg Senior Assistant Chief Accountant Division of Corporation Finance Ibolya Ignat Staff Accountant Division of Corporation Finance Mark Brunhofer Acc |
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| November 28, 2011 |
Correspondence University General Health System, Inc. 7501 Fannin Street Houston, Texas 77054 (713) 375-7100 November 28, 2011 United States Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Attn: Jim B. Rosenberg Senior Assistant Chief Accountant Division of Corporation Finance Re: University General Health System, Inc. Form 10-K for the Year Ended December 31, 2010 |
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| October 4, 2011 |
Correspondence UNIVERSITY GENERAL HEALTH SYSTEM, INC. 7501 Fannin Street Houston, TX 77054 713-375-7100 October 4, 2011 Division of Corporation Finance U.S. Securities & Exchange Commission 100 F Street, NE Washington, D.C. 20549 Attn: Jim B. Rosenberg Senior Assistant Chief Accountant Division of Corporation Finance Ibolya Ignat Staff Accountant Division of Corporation Finance Mark Brunhofer Acco |
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| September 13, 2011 |
University General Health System, Inc. 7501 Fannin Street Houston, Texas 77054 (713) 375-7100 September 13, 2011 United States Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C. 20549 Attn: Jim B. Rosenberg Senior Assistant Chief Accountant Division of Corporation Finance Re: University General Health System, Inc. Form 10-K for the Year Ended December 31, 2010 Filed May 9, |
