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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Southcoast Financial Corp.
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| July 8, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES AND EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File No. 000-25933 SOUTHCOAST FINANCIAL CORPORATION (Exact name of registrant as spe |
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| June 24, 2016 |
As filed with the Securities and Exchange Commission on June 24, 2016 File No. 333-106154 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT No. 333-106154 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SOUTHCOAST FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) South Carolin |
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| June 23, 2016 |
United States SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (date of earliest event reported): June 17, 2016 Southcoast Financial Corporation (Exact name of registrant as specified in its charter) South Carolina 000-25933 57-1079460 (State or other jurisdiction of (Commission F |
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| June 6, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 - FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 - Date of Report (Date of earliest event reported): June 2, 2016 SOUTHCOAST FINANCIAL CORPORATION Incorporated under the Commission File No. |
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| May 12, 2016 |
Southcoast Financial FORM 10-Q (Quarterly Report) socb2016033110q.htm U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q X QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly Period Ended March 31, 2016 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Transition Period from to Commission File No. 0-25933 SOUTHCOAST FINANC |
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| March 28, 2016 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits Unassociated Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 - FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 - Date of Report (Date of earliest event reported): March 22, 2016 SOUTHCOAST FINANCIAL CORPORATION Incorporated under the Commission File No. |
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| March 28, 2016 |
Unassociated Document Exhibit 2.1 MUTUAL WAIVERS WHEREAS, BNC Bancorp (?BNC?) and Southcoast Financial Corporation (?Southcoast?) are parties to an Agreement and Plan of Merger dated as of August 14, 2015, as amended, (the ?Agreement?); and WHEREAS, Section 10.6 of the Agreement will allow either of the parties to the Agreement to unilaterally terminate the Agreement if the contemplated merger is |
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| March 25, 2016 |
Southcoast Financial FORM 10-K (Annual Report) socb2015123110k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2015 File Number 0-25933 SOUTHCOAST FINANCIAL CORPORATION (Exact name of Registrant as specified in its Charter) South Carolina 57-1079460 (State or Other Jurisdiction of In |
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| February 8, 2016 |
SOCB / Southcoast Financial Corp. / Context BH Capital Management, LP - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 1, 2016 |
SOCB / Southcoast Financial Corp. / RMB Capital Management, LLC - SC 13G Passive Investment SC 13G 1 d128629dsc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Southcoast Financial Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 84129R100 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul |
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| February 1, 2016 |
Submission of Matters to a Vote of Security Holders Unassociated Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 - FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 - Date of Report (Date of earliest event reported): January 29, 2016 SOUTHCOAST FINANCIAL CORPORATION Incorporated under the Commission File No. |
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| January 22, 2016 |
SOCB / Southcoast Financial Corp. / Brown Trout Management, LLC - SCHEDULE 13G Passive Investment Brown Trout Management, LLC: Schedule 13G - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Southcoast Financial Corporation (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 84129R100 (CUSIP Number) January 19, 2016 (Date of Event which Requires Filin |
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| December 23, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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| December 18, 2015 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 - FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 - Date of Report (Date of earliest event reported): December 17, 2015 SOUTHCOAST FINANCIAL CORPORATION Incorporated under the Commission File No. |
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| November 17, 2015 |
Unassociated Document SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934. |
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| November 17, 2015 |
Unassociated Document SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934. |
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| November 5, 2015 |
Unassociated Document Exhibit 10.2 November 4, 2015 [name of director] [address of director] [city, state, zip] Dear [name of director]: The December 13, 2007 Endorsement Split Dollar Agreement you entered into with Southcoast Financial Corporation uses defined terms contained in a separate Director Retirement Agreement, an agreement we planned to enter into at the time but that we ultimately neve |
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| November 5, 2015 |
Amendment of the Amended and Restated Employment Agreement Unassociated Document Exhibit 10.3 Amendment of the Amended and Restated Employment Agreement This Amendment of the Amended and Restated Employment Agreement (this ?Amendment?) is entered into on August 14, 2015 by and among Southcoast Community Bank, a South Carolina-chartered bank (the ?Bank?), Southcoast Financial Corporation, a South Carolina corporation (the ?Company?), and L. Wayne Pearson ( |
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| November 5, 2015 |
Unassociated Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 - FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 - Date of Report (Date of earliest event reported): November 3, 2015 SOUTHCOAST FINANCIAL CORPORATION Incorporated under the Commission File No. |
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| November 5, 2015 |
Amendment of the Amended and Restated Employment Agreement Unassociated Document Exhibit 10.1 Amendment of the Amended and Restated Employment Agreement This Amendment of the Amended and Restated Employment Agreement (this ?Amendment?) is entered into and is effective on November 3, 2015 by and among Southcoast Community Bank, a South Carolina-chartered bank (the ?Bank?), Southcoast Financial Corporation, a South Carolina corporation (the ?Company?), and |
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| August 24, 2015 |
SOCB / Southcoast Financial Corp. / Context BH Capital Management, LP - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* Southcoast Financial Corporation (Name of Issuer) Common Stock, no par value (Title of Class of Securities) 84129R100 (CUSIP Number) August 18, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ¨ Rule 13d-1(b) x Rule 13d-1(c) ¨ Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
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| August 17, 2015 |
Southcoast Financial (Current Report/Significant Event) Unassociated Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 - FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 - Date of Report (Date of earliest event reported): August 14, 2015 SOUTHCOAST FINANCIAL CORPORATION Incorporated under the Commission File No. |
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| August 14, 2015 |
Unassociated Document SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934. |
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| July 13, 2015 |
Southcoast Announces 2015 Second Quarter Results Unassociated Document Exhibit 99 Southcoast Announces 2015 Second Quarter Results Mt. |
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| July 13, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Unassociated Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 - FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 - Date of Report (Date of earliest event reported): July 9, 2015 SOUTHCOAST FINANCIAL CORPORATION Incorporated under the Commission File No. |
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| April 23, 2015 |
Unassociated Document Registration No. 333-39368 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 (Post-Effective Amendment No. 1) REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SOUTHCOAST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) South Carolina 57-1079460 (State or other jurisdiction of incorporation or organization) (I.R |
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| April 23, 2015 |
Unassociated Document Registration No. 333-167828 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 (Post-Effective Amendment No. 1) REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SOUTHCOAST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) South Carolina 57-1079460 (State or other jurisdiction of incorporation or organization) (I. |
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| April 23, 2015 |
Unassociated Document Registration No. 333-128197 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 (Post-Effective Amendment No. 1) REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 SOUTHCOAST FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) South Carolina 57-1079460 (State or other jurisdiction of incorporation or organization) (I. |
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| April 20, 2015 |
Southcoast Announces 2015 First Quarter Results Unassociated Document Exhibit 99 Southcoast Announces 2015 First Quarter Results Mt. |
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| April 20, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition Unassociated Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 - FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 - Date of Report (Date of earliest event reported): April 15, 2015 SOUTHCOAST FINANCIAL CORPORATION Incorporated under the Commission File No. |
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| February 13, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 - FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 - Date of Report (Date of earliest event reported): February 9, 2015 SOUTHCOAST FINANCIAL CORPORATION Incorporated under the Commission File No. |
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| January 22, 2015 |
Southcoast Financial Corporation Southcoast Announces 2014 Results Exhibit 99 Southcoast Financial Corporation Southcoast Announces 2014 Results Mt. Pleasant, S.C., January 21, 2015 / Globe Newswire / - Southcoast Financial Corporation (NASDAQ: SOCB) announced that it had unaudited net income of $3,737,000, or $.53 per basic share, for the year ended December 31, 2014. This compares to unaudited net income of $9,065,000, or $1.28 per basic share, for the year end |
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| January 22, 2015 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 - FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 - Date of Report (Date of earliest event reported): January 21, 2015 SOUTHCOAST FINANCIAL CORPORATION Incorporated under the Commission File No. |
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| October 22, 2014 |
Southcoast Financial Corporation Southcoast Announces 2014 Nine Months and Quarterly Results Exhibit 99 Southcoast Financial Corporation Southcoast Announces 2014 Nine Months and Quarterly Results Mt. |
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| October 22, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 - FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 - Date of Report (Date of earliest event reported): October 21, 2014 SOUTHCOAST FINANCIAL CORPORATION Incorporated under the Commission File No. |
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| August 14, 2014 |
SPLIT DOLLAR TERMINATION AGREEMENT Exhibit 10 SPLIT DOLLAR TERMINATION AGREEMENT This Termination Agreement by and between Southcoast Financial Corporation (“Southcoast”) and L. |
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| August 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 - FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 - Date of Report (Date of earliest event reported): August 11, 2014 SOUTHCOAST FINANCIAL CORPORATION Incorporated under the Commission File No. |
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| July 22, 2014 |
Southcoast Financial Corporation Southcoast Announces 2014 First Half Results Exhibit 99 Southcoast Financial Corporation Southcoast Announces 2014 First Half Results Mt. |
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| July 22, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 - FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 - Date of Report (Date of earliest event reported): July 18, 2014 SOUTHCOAST FINANCIAL CORPORATION Incorporated under the Commission File No. |
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| May 15, 2014 |
Regulation FD Disclosure, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 - FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 - Date of Report (Date of earliest event reported): May 13, 2014 SOUTHCOAST FINANCIAL CORPORATION Incorporated under the Commission File No. |
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| April 15, 2014 |
Southcoast Announces 2014 First Quarter Results Exhibit 99 Southcoast Announces 2014 First Quarter Results Mt. Pleasant, S.C., April 10, 2014 / Globe Newswire / - Southcoast Financial Corporation (NASDAQ: SOCB) announced that it had unaudited pretax income of $988,000 and after tax net income of $643,000, or $.09 per basic share, for the quarter ended March 31, 2014. This compares to unaudited pretax income of $1,061,000 and after tax net incom |
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| April 15, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 - FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 - Date of Report (Date of earliest event reported): April 11, 2014 SOUTHCOAST FINANCIAL CORPORATION Incorporated under the Commission File No. |
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| April 7, 2014 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934. |
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| March 24, 2014 |
socb2013123110k.htm EXHIBIT 13 Portions of Southcoast Financial Corporation 2013 Annual Report to Shareholders Incorporated by Reference into December 31, 2013 Report on Form 10-K Southcoast Financial Corporation Management's Discussion and Analysis CAUTIONARY NOTICE REGARDING FORWARD-LOOKING STATEMENTS Statements included in this report which are not historical in nature are intended to be, and a |
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| March 24, 2014 |
Southcoast Financial FORM 10-K/A (Annual Report) 10-K/A 1 socb2014031710ka.htm FORM 10-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. C. 20549 FORM 10-K/A (Amendment No. 1) ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2013 File Number 0-25933 SOUTHCOAST FINANCIAL CORPORATION (Exact name of Registrant as specified in its Charter) South Carolina 57- |
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| January 22, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 - FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 - Date of Report (Date of earliest event reported): January 17, 2014 SOUTHCOAST FINANCIAL CORPORATION Incorporated under the Commission File No. |
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| January 22, 2014 |
Southcoast Financial Corporation Southcoast Announces 2013 Results Exhibit 99 Southcoast Financial Corporation Southcoast Announces 2013 Results Mt. Pleasant, S.C., January 17, 2014 / Globe Newswire / - Southcoast Financial Corporation (NASDAQ: SOCB) announced that it had unaudited net income of $9,065,000, or $1.28 per basic share, for the year ended December 31, 2013. This compares to unaudited net income of $3,518,000, or $0.50 per basic share, for the year en |
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| October 11, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 - FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 - Date of Report (Date of earliest event reported): October 8, 2013 SOUTHCOAST FINANCIAL CORPORATION Incorporated under the Commission File No. |
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| October 11, 2013 |
Southcoast Financial Corporation Southcoast Announces Nine Months Earnings Exhibit 99 Southcoast Financial Corporation Southcoast Announces Nine Months Earnings Mt. |
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| September 17, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 - FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 - Date of Report (Date of earliest event reported): September 17, 2013 SOUTHCOAST FINANCIAL CORPORATION Incorporated under the Commission File No. |
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| August 23, 2013 |
EX-99.1 EXHIBIT 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the common stock of Fidelity Southern Corporation, and further agree that this Joint Filing Agreement shall be in |
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| August 23, 2013 |
SOCB / Southcoast Financial Corp. / Sagus Financial Fund, L.P. - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 Under the Securities Exchange Act of 1934 (Amendment No. 4)* Southcoast Financial Corporation (Name of Issuer) Common Stock (Title of Class of Securiti |
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| July 22, 2013 |
Southcoast Financial Corporation Southcoast Announces Six Months Earnings Exhibit 99 Southcoast Financial Corporation News Release Southcoast Announces Six Months Earnings Mt. |
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| July 22, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 - FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 - Date of Report (Date of earliest event reported): July 17, 2013 SOUTHCOAST FINANCIAL CORPORATION Incorporated under the Commission File No. |
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| May 3, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 - FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 - Date of Report (Date of earliest event reported): May 2, 2013 SOUTHCOAST FINANCIAL CORPORATION Incorporated under the Commission File No. |
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| May 3, 2013 |
Exhibit 99 May 2, 2013 Dear Shareholder: Southcoast Financial Corporation’s Board of Directors is pleased to announce that it has approved a 15 % stock dividend to all shareholders of record as of May 31, 2013. |
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| April 15, 2013 |
Southcoast Financial Corporation Southcoast Announces First Quarter Earnings Exhibit 99 Southcoast Financial Corporation News Release Southcoast Announces First Quarter Earnings Mt. |
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| April 15, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 - FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 - Date of Report (Date of earliest event reported): April 11, 2013 SOUTHCOAST FINANCIAL CORPORATION Incorporated under the Commission File No. |
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| April 4, 2013 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934. |
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| February 12, 2013 |
EX-99.1 EXHIBIT 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the undersigned agree to the joint filing on behalf of each of them of a Statement on Schedule 13G (including any and all amendments thereto) with respect to the common stock of Fidelity Southern Corporation, and further agree that this Joint Filing Agreement shall be in |
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| February 12, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3)* Southcoast Financial Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 84129 |
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| January 24, 2013 |
Southcoast Financial Corporation Southcoast Announces Year End Earnings Exhibit 99 Southcoast Financial Corporation News Release Southcoast Announces Year End Earnings Mt. |
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| January 24, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 - FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 - Date of Report (Date of earliest event reported): January 17, 2013 SOUTHCOAST FINANCIAL CORPORATION Incorporated under the Commission File No. |
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| October 17, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 - FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 - Date of Report (Date of earliest event reported): October 15, 2012 SOUTHCOAST FINANCIAL CORPORATION Incorporated under the Commission File No. |
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| October 17, 2012 |
Southcoast Financial Corporation Southcoast Announces Nine Months Earnings Exhibit 99 Southcoast Financial Corporation News Release Southcoast Announces Nine Months Earnings Mt. |
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| September 20, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 - FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 - Date of Report (Date of earliest event reported): September 19, 2012 SOUTHCOAST FINANCIAL CORPORATION Incorporated under the Commission File No. |
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| September 6, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 - FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 - Date of Report (Date of earliest event reported): September 6, 2012 SOUTHCOAST FINANCIAL CORPORATION Incorporated under the Commission File No. |
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| July 16, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 - FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 - Date of Report (Date of earliest event reported): July 12, 2012 SOUTHCOAST FINANCIAL CORPORATION Incorporated under the Commission File No. |
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| July 16, 2012 |
Southcoast Financial Corporation Southcoast Announces Six Months Earnings EX-99 2 sthcst8-k712ex99.htm Exhibit 99 Southcoast Financial Corporation News Release Southcoast Announces Six Months Earnings Mt. Pleasant, S.C., July 12, 2012 / Globe Newswire / - Southcoast Financial Corporation (NASDAQ: SOCB) announced unaudited net income of $1,746,000, or $.33 per basic share, for the six months ended June 30, 2012. This compares to an unaudited net loss of $8,707,000, or $1 |
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| April 27, 2012 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934. |
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| April 17, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 - FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 - Date of Report (Date of earliest event reported): April 12, 2012 SOUTHCOAST FINANCIAL CORPORATION Incorporated under the Commission File No. |
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| April 17, 2012 |
Southcoast Financial Corporation Southcoast Announces First Quarter Earnings Exhibit 99 Southcoast Financial Corporation News Release Southcoast Announces First Quarter Earnings Mt. |
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| March 1, 2012 |
Southcoast Financial Corporation Reports Full-Year, Fourth Quarter 2011 Results Exhibit 99 Southcoast Financial Corporation Reports Full-Year, Fourth Quarter 2011 Results MT. |
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| March 1, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 - FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 - Date of Report (Date of earliest event reported): February 27, 2012 SOUTHCOAST FINANCIAL CORPORATION Incorporated under the Commission File No. |
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| February 14, 2012 |
Schedule 13G Amendment No. 2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2 )* Southcoast Financial Corporation (Name of Issuer) Common Stock (Title |
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| December 29, 2011 |
SOUTHCOAST FINANCIAL CORPORATION 530 Johnnie Dodds Boulevard Mt. Pleasant, South Carolina 29464 Telephone: (843) 884-0504 December 29, 2011 Mr. Hugh West Accounting Branch Chief Division of Corporation Finance United States Securities and Exchange Commission Washington, D. C. 20549 Re: Southcoast Financial Corporation Form 10-K for the Fiscal Year Ended December 31, 2010, filed March 10, 2011 Form |
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| December 22, 2011 |
SOUTHCOAST FINANCIAL CORPORATION 530 Johnnie Dodds Boulevard Mt. Pleasant, South Carolina 29464 Telephone: (843) 884-0504 December 22, 2011 Mr. Hugh West Accounting Branch Chief Division of Corporation Finance United States Securities and Exchange Commission Washington, D. C. 20549 Re: Southcoast Financial Corporation Form 10-K for the Fiscal Year Ended December 31, 2010, filed March 10, 2011 Form |
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| July 18, 2011 |
SOUTHCOAST FINANCIAL CORPORATION July 18, 2011 Mr. Hugh West Accounting Branch Chief Division of Corporation Finance United States Securities and Exchange Commission Washington, D. C. 20549 Re: Southcoast Financial Corporation Form 10-K for the Fiscal Year Ended December 31, 2010, filed March 10, 2011 Form 10-Q for the Quarterly Period Ended March 31, 2011, filed May 13, 2011 File No. 000-25933 De |
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| July 7, 2011 |
SOUTHCOAST FINANCIAL CORPORATION 530 Johnnie Dodds Boulevard Mt. Pleasant, South Carolina 29464 Telephone: (843) 884-0504 July 7, 2011 Mr. Hugh West Accounting Branch Chief Division of Corporation Finance United States Securities and Exchange Commission Washington, D. C. 20549 Re: Southcoast Financial Corporation Form 10-K for the Fiscal Year Ended December 31, 2010, filed March 10, 2011 Form 10-Q |
