SNNF / Seneca Financial Corp. - SEC-arkiveringar, Årsredovisning, Fullmaktsutlåtande

Seneca Financial Corp.
US ˙ OTCPK

Grundläggande statistik
CIK 1708715
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Seneca Financial Corp.
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
February 1, 2022 SC 13G/A

SNNF / Seneca Finl Corp / STILWELL JOSEPH - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Seneca Financial Corp. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 817061104 (CUSIP Number) Mr. Joseph Stilwell 200 Calle del Santo Cristo Segundo Piso San Juan, Puerto Rico 00901 Telephone: (787) 985-2193 (Nam

February 1, 2021 SC 13G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ________)*

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Seneca Financial Corp. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 817061104 (CUSIP Number) Mr. Joseph Stilwell 111 Broadway, 12th Floor New York, New York 10006 Telephone: (212) 269-1551 (Name, Address and Tele

October 26, 2020 8-K

Financial Statements and Exhibits, Other Events - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 26, 2020 SENECA FINANCIAL CORP. (Exact Name of Registrant as Specified in Charter) Federal 000-55853 82-3128044 (State or Other Jurisdiction) (Commission File No.) (I.R.S. Emp

October 26, 2020 15-12G

- FORM 15

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File No. 000-55853 SENECA FINANCIAL CORP. (Exact name of registrant as specified in its c

October 26, 2020 EX-99.1

SENECA FINANCIAL CORP. ANNOUNCES FILING OF FORM 15 TO DEREGISTER ITS COMMON STOCK

EX-99.1 2 ex99102620.htm PRESS RELEASE Contact: Joseph G. Vitale President and Chief Executive Officer (315) 638-0233 SENECA FINANCIAL CORP. ANNOUNCES FILING OF FORM 15 TO DEREGISTER ITS COMMON STOCK Baldwinsville, New York – October 26, 2020 – Seneca Financial Corp. (“Seneca Financial”) (OTC Pink: SNNF), the mid-tier holding company of Seneca Savings (the “Bank”), announced today that it has file

October 23, 2020 S-8 POS

- AMENDMENT NO 1 TO FORM S-8

Registration No. 333-231919 As filed with the Securities and Exchange Commission on October 23, 2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Seneca Financial Corp. (Exact Name of Registrant as Specified in its Charter) Federal 82-3128044 (State or Other Jurisdiction of

August 14, 2020 10-Q

Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to SENECA FINANCIAL CORP. (Exact Name of Company as Specif

May 19, 2020 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 19, 2020 SENECA FINANCIAL CORP. (Exact Name of Registrant as Specified in Charter) Federal 000-55853 82-3128044 (State or Other Jurisdiction) (Commission File No.) (I.R.S. Employe

May 15, 2020 10-Q

Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to SENECA FINANCIAL CORP. (Exact Name of Company as Speci

April 17, 2020 DEFA14A

SNNF / Seneca Finl Corp DEFA14A - - DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E)(2)) ☐ Definitive

April 17, 2020 DEF 14A

SNNF / Seneca Finl Corp DEF 14A - - FORM 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E)(2)) ☒ Definitive

March 30, 2020 EX-21

Subsidiaries of Registrant

EX-21 3 tm205404d1ex21.htm EXHIBIT 21 Exhibit 21 SUBSIDIARIES OF THE REGISTRANT Name State of Incorporation Ownership Percentage Seneca Savings Federal 100% Seneca Savings Agency Services, Inc.* New York 100% * Subsidiary of Seneca Savings

March 30, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 27, 2020 SENECA FINANCIAL CORP. (Exact Name of Registrant as Specified in Charter) Federal 000-55853 82-3128044 (State or Other Jurisdiction) (Commission File No.) (I.R.S. Emplo

March 30, 2020 10-K

SNNF / Seneca Finl Corp 10-K - Annual Report - FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Year Ended December 31, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from            to            Commission File Number: 000-55853 Seneca Fin

March 30, 2020 EX-4.2

Description of Common Stock

EX-4.2 2 tm205404d1ex4-2.htm EXHIBIT 4.2 Exhibit 4.2 Description of Common Stock General. Seneca Financial Corp. is authorized to issue 19,000,000 shares of common stock having a par value of $0.01 per share. Each share of Seneca Financial Corp.’s common stock has the same relative rights as, and is identical in all respects with, each other share of common stock. As of December 31, 2019, Seneca F

December 23, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 20, 2019 SENECA FINANCIAL CORP. (Exact Name of Registrant as Specified in Charter) Federal 000-55853 82-3128044 (State or Other Jurisdiction) (Commission File No.) (I.R.S. Em

November 14, 2019 10-Q

SNNF / Seneca Finl Corp 10-Q - Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to SENECA FINANCIAL CORP. (Exact Name of Company as S

October 1, 2019 EX-3.2

Amended and Restated Bylaws of Seneca Financial Corp., dated as of September 27, 2019

EX-3.2 2 exh3-28k092719.htm AMENDED AND RESTATED BYLAWS OF SENECA FINANCIAL CORP., DATED AS OF SEPTEMBER 27, 2019 EXHIBIT 3.2 SENECA FINANCIAL CORP. AMENDED AND RESTATED BYLAWS Article I—Home Office The home office of Seneca Financial Corp. (the “Company”) shall be at 35 Oswego Street, Baldwinsville, Onondaga County, New York 13027. Article II—Shareholders Section 1. Place of Meetings. All annual

October 1, 2019 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 27, 2019 SENECA FINANCIAL CORP. (Exact Name of Registrant as Specified in Charter) Federal 000-55853 82-3128044 (State or Other Jurisdiction) (Commission File No.) (I.R.S. E

August 14, 2019 10-Q

SNNF / Seneca Finl Corp 10-Q - Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to SENECA FINANCIAL CORP. (Exact Name of Company as Specif

June 3, 2019 EX-10.2

Form of Restricted Stock Award Agreement

EXHIBIT 10.2 FORM OF RESTRICTED STOCK AWARD AGREEMENT Granted by SENECA FINANCIAL CORP. under the SENECA FINANCIAL CORP. 2019 EQUITY INCENTIVE PLAN This restricted stock award agreement (“Restricted Stock Award” or “Agreement”) is and will be subject in every respect to the provisions of the 2019 Equity Incentive Plan (the “Plan”) of Seneca Financial Corp. (the “Company”) which are incorporated he

June 3, 2019 EX-10.3

Form of Incentive Stock Option Award Agreement

EX-10.3 4 ex10-3s8060319.htm FORM OF INCENTIVE STOCK OPTION AWARD AGREEMENT EXHIBIT 10.3 FORM OF INCENTIVE STOCK OPTION Granted by SENECA FINANCIAL CORP. under the SENECA FINANCIAL CORP. 2019 EQUITY INCENTIVE PLAN This incentive stock option agreement (“Option” or “Agreement”) is and will be subject in every respect to the provisions of the 2019 Equity Incentive Plan (the “Plan”) of Seneca Financi

June 3, 2019 EX-10.4

Form of Non-Qualified Stock Option Award Agreement

EXHIBIT 10.4 FORM OF NON-QUALIFIED STOCK OPTION Granted by SENECA FINANCIAL CORP. under the SENECA FINANCIAL CORP. 2019 EQUITY INCENTIVE PLAN This non-qualified stock option agreement (“Option” or “Agreement”) is and will be subject in every respect to the provisions of the 2019 Equity Incentive Plan (the “Plan”) of Seneca Financial Corp. (the “Company”) which are incorporated herein by reference

June 3, 2019 S-8

SNNF / Seneca Finl Corp S-8 - - SENECA FINANCIAL CORP. FORM S-8 JUNE 3, 2019

Registration No. - As filed with the Securities and Exchange Commission on June 3, 2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Seneca Financial Corp. (Exact Name of Registrant as Specified in its Charter) Federal 82-3128044 (State or Other Jurisdiction of Incorporation or Organization) (I.R.S. Employe

May 22, 2019 EX-3.2

Amended and Restated Bylaws

EX-3.2 2 senecabylaws.htm AMENDED AND RESTATED BYLAWS SENECA FINANCIAL CORP. AMENDED AND RESTATED BYLAWS Article I—Home Office The home office of Seneca Financial Corp. (the “Company”) shall be at 35 Oswego Street, Baldwinsville, Onondaga County, New York 13027. Article II—Shareholders Section 1. Place of Meetings. All annual and special meetings of shareholders shall be held at the home office of

May 22, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 21, 2019 SENECA FINANCIAL CORP. (Exact Name of Registrant as Specified in Charter) Federal 000-55853 82-3128044 (State or Other Jurisdiction) (Commission File No.) (I.R.S. Employe

May 15, 2019 10-Q

SNNF / Seneca Finl Corp 10-Q Quarterly Report FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to SENECA FINANCIAL CORP. (Exact Name of Company as Speci

April 18, 2019 DEF 14A

Seneca Financial Corp. 2019 Equity Incentive Plan

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E)(2)) ☒ Definitive

April 1, 2019 EX-21

Subsidiaries of Registrant

EXHIBIT 21   SUBSIDIARIES OF THE REGISTRANT Name State of Incorporation Ownership Percentage Seneca Savings Federal 100% Seneca Savings Agency Services, Inc.* New York 100% * Subsidiary of Seneca Savings

April 1, 2019 10-K

SNNF / Seneca Finl Corp FORM 10-K (Annual Report)

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Year Ended December 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from            to            Commission File Number: 00

January 9, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 3, 2019 SENECA FINANCIAL CORP. (Exact Name of Registrant as Specified in Charter) Federal 000-55853 82-3128044 (State or Other Jurisdiction) (Commission File No.) (I.R.S. Empl

November 26, 2018 EX-99.1

SENECA FINANCIAL CORP. ANNOUNCES ADOPTION OF STOCK REPURCHASE PROGRAM

EX-99.1 2 ex99.htm PRESS RELEASE Contact: Joseph G. Vitale President and Chief Executive Officer (315) 638-0233 SENECA FINANCIAL CORP. ANNOUNCES ADOPTION OF STOCK REPURCHASE PROGRAM Baldwinsville, New York – November 26, 2018 – Seneca Financial Corp. ("Seneca Financial") (OTC Pink: SNNF), the holding company for Seneca Savings, announced that is has adopted a stock repurchase program for up to app

November 26, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 21, 2018 SENECA FINANCIAL CORP. (Exact Name of Registrant as Specified in Charter) Federal 000-55853 82-3128044 (State or Other Jurisdiction) (Commission File No.) (I.R.S. Em

November 14, 2018 10-Q

SNNF / Seneca Finl Corp FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to SENECA FINANCIAL CORP. (Exact Name of Company as S

August 28, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 24, 2018 SENECA FINANCIAL CORP. (Exact Name of Registrant as Specified in Charter) Federal 000-55853 82-3128044 (State or Other Jurisdiction) (Commission File No.) (I.R.S. Empl

August 28, 2018 EX-3.2

Bylaws of Seneca Financial Corp. (incorporated by reference to Exhibit 3.2 to the Current Report on Form 8-K of Seneca Financial Corp. (File No. 000-55853), filed with the Securities and Exchange Commission on August 28, 2018)

EX-3.2 2 exh3-2.htm AMENDED AND RESTATED BYLAWS OF SENECA FINANCIAL CORP. Exhibit 3.2 SENECA FINANCIAL CORP. AMENDED AND RESTATED BYLAWS Article I—Home Office The home office of Seneca Financial Corp. (the "Company") shall be at 35 Oswego Street, Baldwinsville, Onondaga County, New York 13027. Article II—Shareholders Section 1. Place of Meetings. All annual and special meetings of shareholders sha

August 14, 2018 10-Q

SNNF / Seneca Finl Corp FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to SENECA FINANCIAL CORP. (Exact Name of Company as Specif

May 29, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 25, 2018 SENECA FINANCIAL CORP. (Exact Name of Registrant as Specified in Charter) Federal 000-55853 82-3128044 (State or Other Jurisdiction) (Commission File No.) (I.R.S. Employe

May 3, 2018 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 1, 2018 SENECA FINANCIAL CORP. (Exact Name of Registrant as Specified in Charter) Federal 000-55853 82-3128044 (State or Other Jurisdiction) (Commission File No.) (I.R.S. Employer

April 5, 2018 DEF 14A

SNNF / Seneca Finl Corp DEFINITIVE PROXY STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14A-6(E)(2)) ☒ Definitive

April 4, 2018 EX-16.1

Letter dated April 4, 2018 from Baker Tilly Virchow Krause LLP

EX-16.1 2 letter.htm LETTER BAKER TILLY APRIL 4, 2018 [Letterhead of Baker Tilly Virchow Krause, LLP] April 4, 2018 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Commissioners: We have read the statements made by Seneca Financial Corp (copy attached), for the event that occurred on March 29, 2018 which we understand will be filed with the Securities and Exchange Commis

April 4, 2018 8-K

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 29, 2018 SENECA FINANCIAL CORP. (Exact Name of Registrant as Specified in Charter) Federal 000-55853 82-3128044 (State or Other Jurisdiction) (Commission File No.) (I.R.S. Emplo

April 2, 2018 10-K

SNNF / Seneca Finl Corp FORM 10-K (Annual Report)

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Year Ended December 31, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from            to            Commission File Number: 00

April 2, 2018 EX-21

Subsidiaries of Registrant

EX-21 2 tv489480ex21.htm EXHIBIT 21 EXHIBIT 21   SUBSIDIARIES OF THE REGISTRANT Name State of Incorporation Ownership Percentage Seneca Savings Federal 100% Seneca Savings Agency Services, Inc.* New York 100% * Subsidiary of Seneca Savings

October 11, 2017 SC 13D

SNNF / Seneca Finl Corp / Seneca Financial Mhc - SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Seneca Financial Corp. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 817061 104 (CUSIP Number) Benjamin Azoff, Esq. Luse Gorman, PC 5335 Wisconsin Avenue, N.W. Suite 780 Washington, D.C. 20015 (202) 274-2000 (Name, Address, Telepho

Fintel data has been cited in the following publications:
Daily Mail Fox Business Business Insider Wall Street Journal The Washington Post Bloomberg Financial Times Globe and Mail
NASDAQ.com Reuters The Guardian Associated Press FactCheck.org Snopes Politifact
Federal Register The Intercept Forbes Fortune Magazine TheStreet Time Magazine Canadian Broadcasting Corporation International Business Times
Cambridge University Press Investopedia MarketWatch NY Daily News Entrepreneur Newsweek Barron's El Economista