Grundläggande statistik
CIK | 1318545 |
SEC Filings
SEC Filings (Chronological Order)
February 25, 2013 |
OMB APPROVAL OMB Number: 3235-0167 Expires: December 31, 2014 Estimated average burden hours per response. |
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February 15, 2013 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on February 26, 2013, pursuant to the provisions of Rule 12d2-2 (a). |
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February 14, 2013 |
Exhibit 3.1 Second Amended and Restated Articles of Incorporation of White River Capital, Inc. ARTICLE I Name and Principal Office The name of the Corporation is White River Capital, Inc. The principal office of the Corporation is located at Four Embarcadero Center, Suite 3610, San Francisco, California 94111. ARTICLE II Registered Office and Registered Agent The registered office of the Corporati |
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February 14, 2013 |
As filed with the Securities and Exchange Commission on February 14, 2013 Registration No. |
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February 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2013 White River Capital, Inc. (Exact name of registrant as specified in its charter) Indiana 000-51493 35-1908796 (State or other jurisdiction of incorporation) (Commiss |
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February 14, 2013 |
Exhibit 3.2 AMENDED AND RESTATED CODE OF BYLAWS OF WHITE RIVER CAPITAL, INC. An Indiana corporation Adopted as of February 14, 2013 ARTICLE 1 Identification Section 1.01. Name. The name of the Corporation is White River Capital, Inc. Section 1.02. Fiscal Year. The fiscal year of the Corporation shall be fixed by resolution of the Board of Directors. ARTICLE 2 Shares Section 2.01. Certificates for |
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February 14, 2013 |
As filed with the Securities and Exchange Commission on February 14, 2013 Registration No. |
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February 14, 2013 |
As filed with the Securities and Exchange Commission on February 14, 2013 Registration No. |
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February 14, 2013 |
Parthenon Capital Partners Completes Investment in White River Capital Exhibit 99.1 FOR IMMEDIATE RELEASE DATE: February 14, 2013 CONTACTS: Molly Fazio, Parthenon Capital Partners 617-960-4012 [email protected] Parthenon Capital Partners Completes Investment in White River Capital SAN FRANCISCO, CA –Parthenon Capital Partners, a Boston and San Francisco based private equity firm (“Parthenon”), and White River Capital, Inc. (NYSE MKT: RVR) (“White River”) to |
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February 14, 2013 |
As filed with the Securities and Exchange Commission on February 14, 2013. Registration No. 333-152722 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 White River Capital, Inc. (Exact name of registrant as specified in its charter) Indiana 6141 35-1908796 (State or other juris |
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February 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 7, 2013 White River Capital, Inc. (Exact name of registrant as specified in its charter) Indiana 000-51493 35-1908796 (State or other jurisdiction of incorporation) (Commissi |
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February 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 7, 2013 White River Capital, Inc. (Exact name of registrant as specified in its charter) Indiana 000-51493 35-1908796 (State or other jurisdiction of incorporation) (Commissi |
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January 24, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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January 24, 2013 |
Exhibit 99.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e |
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January 24, 2013 |
Financial Statements and Exhibits, Other Events - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 17, 2013 White River Capital, Inc. (Exact name of registrant as specified in its charter) Indiana 000-51493 35-1908796 (State or other jurisdiction of incorporation) (Commissi |
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January 11, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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January 4, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 28, 2012 White River Capital, Inc. (Exact name of registrant as specified in its charter) Indiana 000-51493 35-1908796 (State or other jurisdiction of incorporation) (Commiss |
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January 4, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): December 28, 2012 White River Capital, Inc. (Exact name of registrant as specified in its charter) Indiana 000-51493 35-1908796 (State or other jurisdiction of incorporation) (Commiss |
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December 21, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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November 20, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 15, 2012 White River Capital, Inc. (Exact name of registrant as specified in its charter) Indiana 000-51493 35-1908796 (State or other jurisdiction of incorporation) (Commiss |
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November 20, 2012 |
SECOND AMENDMENT TO EMPLOYMENT AGREEMENT Exhibit 99.1 SECOND AMENDMENT TO EMPLOYMENT AGREEMENT AND FIRST AMENDMENT TO AMENDED AND RESTATED TERMS OF LONG-TERM CASH INCENTIVE AWARD This SECOND AMENDMENT TO EMPLOYMENT AGREEMENT AND FIRST AMENDMENT TO AMENDED AND RESTATED TERMS OF LONG-TERM CASH INCENTIVE AWARD (this “Amendment”), dated as of November 15, 2012, is by and among Coastal Credit, L.L.C., a Virginia limited liability company (the |
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November 15, 2012 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2012 White River Capital, Inc. (Exact name of registrant as specified in its charter) Indiana 000-51493 35-1908796 (State or other jurisdiction of incorporation) (Commiss |
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November 15, 2012 |
Exhibit 2.2 LIMITED GUARANTY This Limited Guaranty, dated as of November 15, 2012 (this "Limited Guaranty"), by Parthenon Investors IV, L.P., a Delaware limited partnership (the "Guarantor"), in favor of White River Capital, Inc., an Indiana corporation (the "Company"), in connection with the acquisition of the Company pursuant to the Agreement and Plan of Merger, dated as of the date hereof, amon |
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November 15, 2012 |
EXHIBIT 2.1 AGREEMENT AND PLAN OF MERGER by and among COASTAL CREDIT HOLDINGS, INC. COASTAL CREDIT MERGER SUB, INC. and WHITE RIVER CAPITAL, INC. Dated as of November 15, 2012 TABLE OF CONTENTS 1. DEFINITIONS 1 2. THE MERGER 12 2.1 THE MERGER 12 2.2 EFFECTIVE TIME, CLOSING 12 2.3 EFFECT OF THE MERGER 13 2.4 ARTICLES OF INCORPORATION, BY-LAWS 13 2.5 DIRECTORS AND OFFICERS 13 2.6 CONVERSION OF SECUR |
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November 15, 2012 |
EXHIBIT 2.1 AGREEMENT AND PLAN OF MERGER by and among COASTAL CREDIT HOLDINGS, INC. COASTAL CREDIT MERGER SUB, INC. and WHITE RIVER CAPITAL, INC. Dated as of November 15, 2012 TABLE OF CONTENTS 1. DEFINITIONS 1 2. THE MERGER 12 2.1 THE MERGER 12 2.2 EFFECTIVE TIME, CLOSING 12 2.3 EFFECT OF THE MERGER 13 2.4 ARTICLES OF INCORPORATION, BY-LAWS 13 2.5 DIRECTORS AND OFFICERS 13 2.6 CONVERSION OF SECUR |
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November 15, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2012 White River Capital, Inc. (Exact name of registrant as specified in its charter) Indiana 000-51493 35-1908796 (State or other jurisdiction of incorporation) (Commiss |
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November 15, 2012 |
Exhibit 99.1 PRESS RELEASE White River Capital, Inc. www.WhiteRiverCap.com (NYSE MKT: RVR) Parthenon Capital Partners www.ParthenonCapitalPartners.com White River Capital, Inc. Parthenon Capital Partners Contact: Address: Phone: Martin J. Szumski Chief Financial Officer 6051 El Tordo P.O. Box 9876 Rancho Santa Fe, CA 92067 (858) 997-6740 Molly R. Fazio One Federal Street, 21st Floor Boston, MA 021 |
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November 15, 2012 |
Exhibit 2.2 LIMITED GUARANTY This Limited Guaranty, dated as of November 15, 2012 (this "Limited Guaranty"), by Parthenon Investors IV, L.P., a Delaware limited partnership (the "Guarantor"), in favor of White River Capital, Inc., an Indiana corporation (the "Company"), in connection with the acquisition of the Company pursuant to the Agreement and Plan of Merger, dated as of the date hereof, amon |
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November 15, 2012 |
Exhibit 99.1 PRESS RELEASE White River Capital, Inc. www.WhiteRiverCap.com (NYSE MKT: RVR) Parthenon Capital Partners www.ParthenonCapitalPartners.com White River Capital, Inc. Parthenon Capital Partners Contact: Address: Phone: Martin J. Szumski Chief Financial Officer 6051 El Tordo P.O. Box 9876 Rancho Santa Fe, CA 92067 (858) 997-6740 Molly R. Fazio One Federal Street, 21st Floor Boston, MA 021 |
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November 9, 2012 |
Quarterly Report - FQE SEPTEMBER 30, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2012 o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission file number: 001-33257 White River Capital, Inc. (Exact name of registrant |
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November 7, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): November 7, 2012 White River Capital, Inc. (Exact name of registrant as specified in its charter) Indiana 000-51493 35-1908796 (State or other jurisdiction of incorporation) (Commissi |
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November 7, 2012 |
November 7, 2012 WHITE RIVER CAPITAL, INC. ANNOUNCES RESULTS FOR THIRD QUARTER 2012 EX-99.1 2 wrc8k1107ex.htm Exhibit 99.1 PRESS RELEASE White River Capital, Inc. www.WhiteRiverCap.com (NYSE MKT: RVR) Contact: Martin J. Szumski Chief Financial Officer Address: 6051 El Tordo P.O. Box 9876 Rancho Santa Fe, CA 92067 Phone: (858) 997-6740 November 7, 2012 WHITE RIVER CAPITAL, INC. ANNOUNCES RESULTS FOR THIRD QUARTER 2012 · Third Quarter 2012 Net Income was $2.5 million · Book Value p |
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August 10, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended June 30, 2012 o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission file number: 001-33257 White River Capital, Inc. (Exact name of registrant as sp |
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August 3, 2012 |
August 3, 2012 WHITE RIVER CAPITAL, INC. ANNOUNCES RESULTS FOR SECOND QUARTER 2012 Exhibit 99.1 PRESS RELEASE White River Capital, Inc. www.WhiteRiverCap.com (NYSE Mkt: RVR) Contact: Address: Phone: Martin J. Szumski Chief Financial Officer 6051 El Tordo P.O. Box 9876 Rancho Santa Fe, CA 92067 (858) 997-6740 August 3, 2012 WHITE RIVER CAPITAL, INC. ANNOUNCES RESULTS FOR SECOND QUARTER 2012 · Second Quarter 2012 Net Income was $2.3 million · Book Value per Share was $21.02 Rancho |
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August 3, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): August 3, 2012 White River Capital, Inc. (Exact name of registrant as specified in its charter) Indiana 000-51493 35-1908796 (State or other jurisdiction of incorporation) (Commission |
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May 15, 2012 |
Quarterly Report - FQE MARCH 31, 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-Q x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended March 31, 2012 o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission file number: 001-33257 White River Capital, Inc. (Exact name of registrant as s |
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May 7, 2012 |
May 4, 2012 WHITE RIVER CAPITAL, INC. ANNOUNCES RESULTS FOR FIRST QUARTER 2012 Exhibit 99.1 PRESS RELEASE White River Capital, Inc. www.WhiteRiverCap.com (NYSE Amex: RVR) Contact: Martin J. Szumski Chief Financial Officer Address: 6051 El Tordo P.O. Box 9876 Rancho Santa Fe, CA 92067 Phone: (858) 997-6740 May 4, 2012 WHITE RIVER CAPITAL, INC. ANNOUNCES RESULTS FOR FIRST QUARTER 2012 · First Quarter 2012 Net Income was $2.0 million · Book Value per Share was $20.60 Rancho San |
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May 7, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): May 4, 2012 White River Capital, Inc. (Exact name of registrant as specified in its charter) Indiana 000-51493 35-1908796 (State or other jurisdiction of incorporation) (Commission Fi |
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March 30, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Defin |
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March 9, 2012 |
THIRD AMENDMENT TO FINANCE AGREEMENT Exhibit 10.1(d) THIRD AMENDMENT TO FINANCE AGREEMENT This Third Amendment to Finance Agreement (“Amendment”) is dated as of January 2, 2007, by and between COASTAL CREDIT, L.L.C., a Virginia limited liability company with its principal office located at 3852 Virginia Beach Boulevard, Virginia Beach, Virginia 23452 (the “Borrower”) and WELLS FARGO FINANCIAL PREFERRED CAPITAL, INC., an Iowa corporat |
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March 9, 2012 |
Annual Report - FYE 12/31/2011 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 10-K x Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended December 31, 2011 o Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Commission file number: 001-33257 White River Capital, Inc. (Exact name of registrant as specif |
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March 9, 2012 |
< Exhibit 10.1(a) AMENDED FINANCE AGREEMENT by and among WELLS FARGO FINANCIAL PREFERRED CAPITAL, INC., AND COASTAL CREDIT, L.L.C. Dated April 16, 2001 $60,000,000 iii TABLE OF CONTENTS Page ARTICLE 1 DEFINITIONS..........................................................1 Section 1.1 Certain Definitions.....................................1 Section 1.2 Rules of Construction......................... |
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March 9, 2012 |
SECOND AMENDMENT TO FINANCE AGREEMENT Exhibit 10.1(c) SECOND AMENDMENT TO FINANCE AGREEMENT This Second Amendment to Finance Agreement (“Amendment”) is dated as of August 24, 2005, by and between COASTAL CREDIT, L.L.C., a Virginia limited liability company with its principal office located at 3852 Virginia Beach Boulevard, Virginia Beach, Virginia 23452 (the “Borrower”) and WELLS FARGO FINANCIAL PREFERRED CAPITAL, INC., an Iowa corpor |
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March 9, 2012 |
EXHIBIT 10.1(b) FIRST AMENDMENT TO FINANCE AGREEMENT This First Amendment to Finance Agreement ("Amendment") is dated as of March 22, 2004, by and between COASTAL CREDIT, L.L.C., a Virginia limited liability company with its principal office located at 3852 Virginia Beach Boulevard, Virginia Beach, Virginia 23452 (the "Borrower") and WELLS FARGO FINANCIAL PREFERRED CAPITAL, INC., an Iowa corporati |
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March 9, 2012 |
Exhibit 10.8 EXPENSE SHARING AGREEMENT THIS EXPENSE SHARING AGREEMENT is made and entered effective as of the date indicated below (“Agreement”), by and between WHITE RIVER CAPITAL, INC., an Indiana corporation (“WRC”), CASTLE CREEK CAPITAL LLC and CASTLE CREEK ADVISORS LLC, each Delaware limited liability companies (collectively, “Castle Creek”). RECITALS WRC, on the one hand, and Castle Creek, o |
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March 9, 2012 |
FOURTH AMENDMENT TO FINANCE AGREEMENT Exhibit 10.1(e) FOURTH AMENDMENT TO FINANCE AGREEMENT This Fourth Amendment to Amended Finance Agreement (“Amendment”) is dated as of November 9, 2011 by and between Coastal Credit, L.L.C., a Virginia limited liability company with its principal office located at 3852 Virginia Beach Boulevard, Virginia Beach, Virginia 23452 (the “Borrower”) and Wells Fargo Preferred Capital, Inc. (“Lender”). BACKG |
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February 17, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of report (Date of earliest event reported): February 15, 2012 White River Capital, Inc. (Exact name of registrant as specified in its charter) Indiana 000-51493 35-1908796 (State or other jurisdiction of incorporation) (Commiss |
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February 17, 2012 |
February 15, 2012 WHITE RIVER CAPITAL, INC. ANNOUNCES RESULTS FOR 2011 Exhibit 99.1 PRESS RELEASE White River Capital, Inc. www.WhiteRiverCap.com (NYSE Amex: RVR) Contact: Martin J. Szumski Chief Financial Officer Address: 6051 El Tordo P.O. Box 9876 Rancho Santa Fe, CA 92067 Phone: (858) 997-6740 February 15, 2012 WHITE RIVER CAPITAL, INC. ANNOUNCES RESULTS FOR 2011 · Fourth Quarter 2011 Net Income Totaled $2.0 million · 2011 Net Income Totaled $9.5 million · Book V |
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January 10, 2012 |
AMENDED AND RESTATED EMPLOYMENT AGREEMENT Exhibit 99.1 AMENDED AND RESTATED EMPLOYMENT AGREEMENT This AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”) is effective as of January 4, 2012 (the “Effective Date”), and is by and among White River Capital, Inc., an Indiana corporation (“WRC”), and Martin J. Szumski, an individual residing in California (“Executive”). WHEREAS, Executive has served as the Chief Financial Officer and S |
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January 10, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): January 4, 2012 White River Capital, Inc. (Exact name of registrant as specified in its charter) Indiana 000-51493 35-1908796 (State or other jurisdiction of incorporation) (Commissio |