POZN / Pozen, Inc. - SEC-arkiveringar, Årsredovisning, Fullmaktsutlåtande

Pozen, Inc.
US ˙ NASDAQ
DENNA SYMBOL ÄR INTE LÄNGRE AKTIV

Grundläggande statistik
CIK 1059790
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Pozen, Inc.
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
March 14, 2016 RW

Pozen RW

March 14, 2016 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street N.E. Washington, D.C. 20549 Re: POZEN Inc. Withdrawal of Registration Statement on Form S-3 (File No. 333-201948) Ladies and Gentlemen: Pursuant to Rule 477 promulgated under the Securities Act of 1933, as amended (the ?Securities Act?), POZEN Inc. (the ?Registrant?) hereby respectfully re

March 14, 2016 15-12G

Pozen 15-12G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 000-31719 POZEN INC. (Exact name of registrant as specified in its charter)

March 14, 2016 S-8 POS

Pozen S-8 POS

As filed with the Securities and Exchange Commission on March 14, 2016 Registration No.

February 10, 2016 SC 13G/A

POZN / Pozen, Inc. / PAR INVESTMENT PARTNERS LP - SC 13G/A Passive Investment

SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 7)* Pozen, Inc. (Name of Issuer) Common stock, par value $.01 (Title of Class of Securities) 73941U102 (CUSIP Number) February 5, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant

February 5, 2016 EX-3.1

SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION POZEN INC.

EXHIBIT 3.1 SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF POZEN INC. POZEN Inc., a corporation organized and existing under the laws of the State of Delaware, hereby certifies as follows: A. The name of the Corporation is POZEN Inc. The original Certificate of Incorporation of the Corporation was filed with the Secretary of State of the State of Delaware on September 25, 1996 and ame

February 5, 2016 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2016 POZEN INC. (Exact name of registrant as specified in its charter) Delaware 000-31719 62-1657552 (State or other jurisdiction of incorporation) (Commission File Number

February 5, 2016 EX-99.1

POZEN AND TRIBUTE COMBINE TO CREATE ARALEZ PHARMACEUTICALS INC. -Transformative Transaction Creates Premier Specialty Pharma Company with a Broad Product Portfolio- -Canadian Domicile Provides Compelling Platform for Growth with Competitive Structure

EXHIBIT 99.1 POZEN AND TRIBUTE COMBINE TO CREATE ARALEZ PHARMACEUTICALS INC. -Transformative Transaction Creates Premier Specialty Pharma Company with a Broad Product Portfolio- -Canadian Domicile Provides Compelling Platform for Growth with Competitive Structure- -US$350 Million Capital Commitment from Deerfield-Led Syndicate- MILTON, Ontario ? February 5, 2016 ? Aralez Pharmaceuticals Inc. (?Ara

February 2, 2016 EX-99.1

POZEN INC. ANNOUNCES STOCKHOLDER APPROVAL OF ITS TRANSACTION WITH TRIBUTE PHARMACEUTICALS CANADA INC. -Transaction Expected to Close on or About February 5, 2016-

Exhibit 99.1 POZEN INC. ANNOUNCES STOCKHOLDER APPROVAL OF ITS TRANSACTION WITH TRIBUTE PHARMACEUTICALS CANADA INC. -Transaction Expected to Close on or About February 5, 2016- CHAPEL HILL, NC ? February 2, 2016, POZEN Inc. (?POZEN?) (NASDAQ: POZN), a specialty pharmaceutical company, today announced that its stockholders approved the Agreement and Plan of Merger and Arrangement (the ?Merger Agreem

February 2, 2016 8-K

Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2016 POZEN INC. (Exact name of registrant as specified in its charter) Delaware 000-31719 62-1657552 (State or other jurisdiction of incorporation) (Commission File Number

January 19, 2016 SC 13G

POZN / Pozen, Inc. / Point72 Asset Management, L.P. - SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* POZEN INC. (Name of Issuer) Common Stock, Par Value $0.001 Per Share (Title of Class of Securities) 73941U102 (CUSIP Number) January 15, 2016 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant

January 19, 2016 EX-99.1

JOINT FILING AGREEMENT

Exhibit 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned in accordance with the provisions of Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, and that all subsequent amendments to this statement on Schedule 13G may be filed on behalf of each of the undersigned without the necessi

December 28, 2015 DEFM14A

Pozen DEFM14A

Use these links to rapidly review the document TABLE OF CONTENTS TABLE OF CONTENTS 2 TABLE OF CONTENTS 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

December 28, 2015 EX-99.1

POZEN ANNOUNCES EFFECTIVENESS OF ARALEZ REGISTRATION STATEMENT ON FORM S-4 AND PROVIDES UPDATE ON KEY MILESTONES FOR 2016 -POZEN schedules stockholder meeting for February 2, 2016- -Plan to re-file YOSPRALA™ New Drug Application early in the second q

EX-99.1 2 a15-248006ex99d1.htm EX-99.1 Exhibit 99.1 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to 14a-12 under the Securities Exchange Act of 1934, as amended Filing Person: POZEN Inc. Commission File No.: 000-31719 POZEN ANNOUNCES EFFECTIVENESS OF ARALEZ REGISTRATION STATEMENT ON FORM S-4 AND PROVIDES UPDATE ON KEY MILESTONES FOR 2016 -POZEN

December 28, 2015 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 23, 2015 POZEN INC. (Exact name of registrant as specified in its charter) Delaware 000-31719 62-1657552 (State or other jurisdiction of incorporation) (Commission File Numbe

December 28, 2015 EX-99.1

POZEN ANNOUNCES EFFECTIVENESS OF ARALEZ REGISTRATION STATEMENT ON FORM S-4 AND PROVIDES UPDATE ON KEY MILESTONES FOR 2016 -POZEN schedules stockholder meeting for February 2, 2016- -Plan to re-file YOSPRALA™ New Drug Application early in the second q

EX-99.1 2 a15-248006ex99d1.htm EX-99.1 Exhibit 99.1 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to 14a-12 under the Securities Exchange Act of 1934, as amended Filing Person: POZEN Inc. Commission File No.: 000-31719 POZEN ANNOUNCES EFFECTIVENESS OF ARALEZ REGISTRATION STATEMENT ON FORM S-4 AND PROVIDES UPDATE ON KEY MILESTONES FOR 2016 -POZEN

December 28, 2015 425

Pozen 8-K (Prospectus)

425 1 a15-2480068k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 23, 2015 POZEN INC. (Exact name of registrant as specified in its charter) Delaware 000-31719 62-1657552 (State or other jurisdiction of incorporat

December 14, 2015 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2015 POZEN INC. (Exact name of registrant as specified in its charter) Delaware 000-31719 62-1657552 (State or other jurisdiction of incorporation) (Commission File Numbe

December 14, 2015 425

Pozen 8-K (Prospectus)

425 1 a15-2500618k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2015 POZEN INC. (Exact name of registrant as specified in its charter) Delaware 000-31719 62-1657552 (State or other jurisdiction of incorporat

December 8, 2015 EX-2.2

AMENDMENT NO. 2 TO AGREEMENT AND PLAN OF MERGER AND ARRANGEMENT

EX-2.2 3 a15-245881ex2d2.htm EX-2.2 Exhibit 2.2 AMENDMENT NO. 2 TO AGREEMENT AND PLAN OF MERGER AND ARRANGEMENT This AMENDMENT NO. 2 (this “Amendment”) to the Agreement and Plan of Merger and Arrangement is made as of December 7, 2015, by and among Tribute Pharmaceuticals Canada Inc., a corporation formed under the laws of the Province of Ontario, Canada (“Tribute”), Aralez Pharmaceuticals plc, a

December 8, 2015 8-K

Financial Statements and Exhibits, Other Events, Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2015 POZEN INC. (Exact name of registrant as specified in its charter) Delaware 000-31719 62-1657552 (State or other jurisdiction of incorporation) (Commission File Number

December 8, 2015 EX-2.2

Amendment No. 2 to the Agreement and Plan of Merger and Arrangement, dated as of December 7, 2015, by and among Aralez Pharmaceuticals Canada Inc., Aralez Pharmaceuticals plc (formerly Aguono Limited), Aralez Pharmaceuticals Inc., Aralez Pharmaceuticals Holdings Limited, ARLZ US Acquisition II Corp., ARLZ CA Acquisition Corp. and POZEN Inc. (incorporated by reference to Exhibit 2.2 to POZEN Inc.’s Current Report on Form 8-K filed December 8, 2015).

Exhibit 2.2 AMENDMENT NO. 2 TO AGREEMENT AND PLAN OF MERGER AND ARRANGEMENT This AMENDMENT NO. 2 (this “Amendment”) to the Agreement and Plan of Merger and Arrangement is made as of December 7, 2015, by and among Tribute Pharmaceuticals Canada Inc., a corporation formed under the laws of the Province of Ontario, Canada (“Tribute”), Aralez Pharmaceuticals plc, a public limited company formed under

December 8, 2015 EX-2.1

AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER AND ARRANGEMENT

Exhibit 2.1 AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER AND ARRANGEMENT AMENDMENT NO. 1, dated as of August 19, 2015 (this ?Amendment?), to the Agreement and Plan of Merger and Arrangement, dated as of June 8, 2015 (the ?Merger Agreement?), by and among Tribute Pharmaceuticals Canada Inc., a corporation incorporated under the laws of the Province of Ontario (?Tribute?), Aguono Limited, a priva

December 8, 2015 EX-2.1

Amendment No. 1 to the Agreement and Plan of Merger and Arrangement, dated as of August 19, 2015, by and among Aralez Pharmaceuticals Canada Inc., Aralez Pharmaceuticals Limited (formerly Aguono Limited), Aralez Pharmaceuticals Holdings Limited (formerly known as Trafwell Limited), ARLZ US Acquisition Corp., ARLZ CA Acquisition Corp., ARLZ US Acquisition II Corp. and POZEN Inc. (incorporated by reference to Exhibit 2.1 to POZEN Inc.’s Current Report on Form 8-K filed December 8, 2015).

Exhibit 2.1 AMENDMENT NO. 1 TO AGREEMENT AND PLAN OF MERGER AND ARRANGEMENT AMENDMENT NO. 1, dated as of August 19, 2015 (this ?Amendment?), to the Agreement and Plan of Merger and Arrangement, dated as of June 8, 2015 (the ?Merger Agreement?), by and among Tribute Pharmaceuticals Canada Inc., a corporation incorporated under the laws of the Province of Ontario (?Tribute?), Aguono Limited, a priva

December 8, 2015 EX-10.1

Second Amended and Restated Facility Agreement, dated as of December 7, 2015, among Aralez Pharmaceuticals Inc., POZEN Inc., Aralez Pharmaceuticals Canada Inc., Deerfield Private Design Fund III, L.P., Deerfield International Master Fund, L.P., and Deerfield Partners, L.P. (incorporated by reference to Exhibit 10.1 to POZEN Inc.’s Current Report on Form 8-K filed December 8, 2015).

EX-10.1 4 a15-245881ex10d1.htm EX-10.1 Exhibit 10.1 SECOND AMENDED AND RESTATED FACILITY AGREEMENT This SECOND AMENDED AND RESTATED FACILITY AGREEMENT (this “Agreement”), dated as of December 7, 2015, by and among Aralez Pharmaceuticals Inc., a corporation formed under the laws of the Province of British Columbia, Canada (“Parent”), POZEN Inc., a corporation formed under the laws of the State of D

December 8, 2015 425

Pozen 8-K (Prospectus)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2015 POZEN INC. (Exact name of registrant as specified in its charter) Delaware 000-31719 62-1657552 (State or other jurisdiction of incorporation) (Commission File Number

December 8, 2015 EX-10.1

Second Amended and Restated Facility Agreement, dated as of December 7, 2015, among Aralez Pharmaceuticals Inc., POZEN Inc., Aralez Pharmaceuticals Canada Inc., Deerfield Private Design Fund III, L.P., Deerfield International Master Fund, L.P., and Deerfield Partners, L.P. (incorporated by reference to Exhibit 10.1 to POZEN Inc.’s Current Report on Form 8-K filed December 8, 2015).

EX-10.1 4 a15-245881ex10d1.htm EX-10.1 Exhibit 10.1 SECOND AMENDED AND RESTATED FACILITY AGREEMENT This SECOND AMENDED AND RESTATED FACILITY AGREEMENT (this “Agreement”), dated as of December 7, 2015, by and among Aralez Pharmaceuticals Inc., a corporation formed under the laws of the Province of British Columbia, Canada (“Parent”), POZEN Inc., a corporation formed under the laws of the State of D

November 23, 2015 425

Pozen 8-K (Prospectus)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 23, 2015 POZEN INC. (Exact name of registrant as specified in its charter) Delaware 000-31719 62-1657552 (State or other jurisdiction of incorporation) (Commission File Numbe

November 23, 2015 EX-99.1

POZEN AND TRIBUTE PROVIDE UPDATE ON PENDING COMBINATION TRANSACTIONS -POZEN and Tribute Evaluating Canadian Domicile for Aralez Pharmaceuticals-

Exhibit 99.1 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to 14a-12 under the Securities Exchange Act of 1934, as amended Filing Person: POZEN Inc. Commission File No.: 000-31719 POZEN AND TRIBUTE PROVIDE UPDATE ON PENDING COMBINATION TRANSACTIONS -POZEN and Tribute Evaluating Canadian Domicile for Aralez Pharmaceuticals- CHAPEL HILL, NC and MI

November 23, 2015 EX-99.1

POZEN AND TRIBUTE PROVIDE UPDATE ON PENDING COMBINATION TRANSACTIONS -POZEN and Tribute Evaluating Canadian Domicile for Aralez Pharmaceuticals-

EX-99.1 2 a15-239141ex99d1.htm EX-99.1 Exhibit 99.1 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to 14a-12 under the Securities Exchange Act of 1934, as amended Filing Person: POZEN Inc. Commission File No.: 000-31719 POZEN AND TRIBUTE PROVIDE UPDATE ON PENDING COMBINATION TRANSACTIONS -POZEN and Tribute Evaluating Canadian Domicile for Aralez

November 23, 2015 8-K

Financial Statements and Exhibits, Other Events

8-K 1 a15-2391418k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 23, 2015 POZEN INC. (Exact name of registrant as specified in its charter) Delaware 000-31719 62-1657552 (State or other jurisdiction of incorporat

November 9, 2015 EX-99.1

POZEN REPORTS THIRD QUARTER 2015 RESULTS -Strategic Merger with Tribute Pharmaceuticals Still on Track to Close in December 2015- -Commercial Launch Preparation Efforts for YOSPRALATM Well Underway-

Exhibit 99.1 FOR FURTHER INFORMATION: Bill Hodges Nichol Ochsner Chief Financial Officer Executive Director, Investor Relations (919) 913-1030 & Corporate Communications (919) 913-1030 POZEN REPORTS THIRD QUARTER 2015 RESULTS -Strategic Merger with Tribute Pharmaceuticals Still on Track to Close in December 2015- -Commercial Launch Preparation Efforts for YOSPRALATM Well Underway- Chapel Hill, N.C

November 9, 2015 EX-10.3

Executive Employment Agreement between POZEN Inc. and James P. Tursi, MD, dated September 11, 2015 (incorporated by reference to Exhibit 10.3 to POZEN Inc.’s Quarterly Report on Form 10-Q filed November 9, 2015).+

EXHIBIT 10.3 EXECUTIVE EMPLOYMENT AGREEMENT This EXECUTIVE EMPLOYMENT AGREEMENT (“ Agreement”) is made as of September 11, 2015, by and between POZEN Inc. (together with its successors and assigns, “ POZEN” or the “ Company”), and James Tursi, M.D. (“ Executive”). R E C I T A L S WHEREAS, the Company desires to employ Executive and Executive desires to be employed by the Company as the Chief Medic

November 9, 2015 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 a15-2259918k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2015 POZEN INC. (Exact name of registrant as specified in its charter) Delaware 000-31719 62-1657552 (State or other jurisdiction of incorporati

November 9, 2015 10-Q

Pozen POZEN INC 10-Q 9-30-2015 (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 000-31719 POZEN Inc. (Exact

November 9, 2015 EX-99.2

POZEN Corporate Overview 3Q 2015 Financial Results November 9, 2015

Exhibit 99.2 POZEN Corporate Overview 3Q 2015 Financial Results November 9, 2015 This presentation contains forward-looking statements under applicable securities laws, including, but not limited to, statements related to the anticipated consummation of the business combination transaction among Aralez, POZEN and Tribute and the timing and benefits thereof, the anticipated equity and debt financin

November 6, 2015 EX-99.1

POZEN AND TRIBUTE ANNOUNCE EFFECTIVENESS OF REGISTRATION STATEMENT ON FORM S-4 -POZEN Schedules Stockholder Meeting for December 10, 2015 -Tribute Schedules Shareholder Meeting for December 9, 2015

EX-99.1 2 a15-225391ex99d1.htm EX-99.1 Exhibit 99.1 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to 14a-12 under the Securities Exchange Act of 1934, as amended Filing Person: POZEN Inc. Subject Company: Tribute Pharmaceuticals Canada Inc. Commission File No.: 000-31198 POZEN AND TRIBUTE ANNOUNCE EFFECTIVENESS OF REGISTRATION STATEMENT ON FORM

November 6, 2015 8-K

Financial Statements and Exhibits, Other Events

8-K 1 a15-2253918k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2015 POZEN INC. (Exact name of registrant as specified in its charter) Delaware 000-31719 62-1657552 (State or other jurisdiction of incorporati

November 6, 2015 DEFM14A

Pozen DEFM14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defin

November 6, 2015 425

Pozen 8-K (Prospectus)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2015 POZEN INC. (Exact name of registrant as specified in its charter) Delaware 000-31719 62-1657552 (State or other jurisdiction of incorporation) (Commission File Number

November 6, 2015 EX-99.1

POZEN AND TRIBUTE ANNOUNCE EFFECTIVENESS OF REGISTRATION STATEMENT ON FORM S-4 -POZEN Schedules Stockholder Meeting for December 10, 2015 -Tribute Schedules Shareholder Meeting for December 9, 2015

Exhibit 99.1 Filed pursuant to Rule 425 under the Securities Act of 1933, as amended, and deemed filed pursuant to 14a-12 under the Securities Exchange Act of 1934, as amended Filing Person: POZEN Inc. Subject Company: Tribute Pharmaceuticals Canada Inc. Commission File No.: 000-31198 POZEN AND TRIBUTE ANNOUNCE EFFECTIVENESS OF REGISTRATION STATEMENT ON FORM S-4 -POZEN Schedules Stockholder Meetin

October 30, 2015 425

Pozen 8-K (Prospectus)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2015 POZEN INC. (Exact name of registrant as specified in its charter) Delaware 000-31719 62-1657552 (State or other jurisdiction of incorporation) (Commission File Number

October 30, 2015 EX-10.1

AMENDED AND RESTATED FACILITY AGREEMENT

EX-10.1 2 a15-219581ex10d1.htm EX-10.1 Exhibit 10.1 AMENDED AND RESTATED FACILITY AGREEMENT This AMENDED AND RESTATED FACILITY AGREEMENT (this “Agreement”), dated as of October 29, 2015, by and among Stamridge Limited, a private limited liability company incorporated under the laws of the Republic of Ireland with company registration number 561897 being a wholly owned indirect Subsidiary of the Pa

October 30, 2015 EX-10.2

AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT

EX-10.2 3 a15-219581ex10d2.htm EX-10.2 Exhibit 10.2 AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT This AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of October 29, 2015, by and among Aralez Pharmaceuticals Limited, a private limited company incorporated in Ireland with company registration number 561617 (formerly known as Aguono Limited) (the “Company”), and

October 30, 2015 8-K

Financial Statements and Exhibits, Entry into a Material Definitive Agreement

8-K 1 a15-2195818k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2015 POZEN INC. (Exact name of registrant as specified in its charter) Delaware 000-31719 62-1657552 (State or other jurisdiction of incorporati

October 30, 2015 EX-10.2

AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT

EX-10.2 3 a15-219581ex10d2.htm EX-10.2 Exhibit 10.2 AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT This AMENDED AND RESTATED REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of October 29, 2015, by and among Aralez Pharmaceuticals Limited, a private limited company incorporated in Ireland with company registration number 561617 (formerly known as Aguono Limited) (the “Company”), and

October 30, 2015 EX-10.1

AMENDED AND RESTATED FACILITY AGREEMENT

EX-10.1 2 a15-219581ex10d1.htm EX-10.1 Exhibit 10.1 AMENDED AND RESTATED FACILITY AGREEMENT This AMENDED AND RESTATED FACILITY AGREEMENT (this “Agreement”), dated as of October 29, 2015, by and among Stamridge Limited, a private limited liability company incorporated under the laws of the Republic of Ireland with company registration number 561897 being a wholly owned indirect Subsidiary of the Pa

September 28, 2015 EX-99.1

“Strategic Rationale and Vision for Aralez Pharmaceuticals” September 2015

Exhibit 99.1 “Strategic Rationale and Vision for Aralez Pharmaceuticals” September 2015 This presentation contains forward-looking statements under applicable securities laws, including, but not limited to, statements related to the anticipated consummation of the business combination transaction among Aralez, POZEN and Tribute and the timing and benefits thereof, the anticipated equity and debt f

September 28, 2015 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Other Events

8-K 1 a15-2027218k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 28, 2015 POZEN INC. (Exact name of registrant as specified in its charter) Delaware 000-31719 62-1657552 (State or other jurisdiction of incorpora

September 28, 2015 425

Pozen 8-K (Prospectus)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 28, 2015 POZEN INC. (Exact name of registrant as specified in its charter) Delaware 000-31719 62-1657552 (State or other jurisdiction of incorporation) (Commission File Numb

September 28, 2015 EX-99.1

“Strategic Rationale and Vision for Aralez Pharmaceuticals” September 2015

Exhibit 99.1 ?Strategic Rationale and Vision for Aralez Pharmaceuticals? September 2015 This presentation contains forward-looking statements under applicable securities laws, including, but not limited to, statements related to the anticipated consummation of the business combination transaction among Aralez, POZEN and Tribute and the timing and benefits thereof, the anticipated equity and debt f

September 14, 2015 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 form8k09142015.htm FORM 8-K 09 14 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 11, 2015 POZEN INC. (Exact name of registrant as specified in its charter) Delaware 000-31719 62-1657552 (State or other jurisdi

August 10, 2015 EX-99.1

“Strategic Rationale and Vision for Aralez Pharmaceuticals” August, 2015

Exhibit 99.1 ?Strategic Rationale and Vision for Aralez Pharmaceuticals? August, 2015 This presentation contains forward-looking statements under applicable securities laws, including, but not limited to, statements related to the anticipated consummation of the business combination transaction among Aralez, POZEN and Tribute and the timing and benefits thereof, the anticipated equity and debt fin

August 10, 2015 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2015 POZEN INC. (Exact name of registrant as specified in its charter) Delaware 000-31719 62-1657552 (State or other jurisdiction of incorporation) (Commission File Number)

August 10, 2015 425

Pozen 8-K (Prospectus)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2015 POZEN INC. (Exact name of registrant as specified in its charter) Delaware 000-31719 62-1657552 (State or other jurisdiction of incorporation) (Commission File Number)

August 10, 2015 EX-99.1

“Strategic Rationale and Vision for Aralez Pharmaceuticals” August, 2015

EX-99.1 2 a15-174011ex99d1.htm EX-99.1 Exhibit 99.1 “Strategic Rationale and Vision for Aralez Pharmaceuticals” August, 2015 This presentation contains forward-looking statements under applicable securities laws, including, but not limited to, statements related to the anticipated consummation of the business combination transaction among Aralez, POZEN and Tribute and the timing and benefits there

August 10, 2015 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

form8k08102015.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 10, 2015 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commissi

August 10, 2015 EX-99.1

POZEN REPORTS SECOND QUARTER 2015 RESULTS -Strategic Merger with Tribute Pharmaceuticals Expected to Close in the 4Q 2015- -Commercialization Plans for YOSPRALATM Underway-

exhibit991.htm EXHIBIT 99.1 FOR FURTHER INFORMATION: Bill Hodges Nichol Ochsner Chief Financial Officer (919) 913-1030 Executive Director, Investor Relations & Corporate Communications (919) 913-1030 POZEN REPORTS SECOND QUARTER 2015 RESULTS -Strategic Merger with Tribute Pharmaceuticals Expected to Close in the 4Q 2015- -Commercialization Plans for YOSPRALATM Underway- Chapel Hill, N.C., August 1

July 29, 2015 EX-24

LIMITED POWER OF ATTORNEY FOR SECTION 16(a) REPORTING

Exhibit 24 LIMITED POWER OF ATTORNEY FOR SECTION 16(a) REPORTING KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned hereby makes, constitutes and appoints Gilda Thomas and John E.

July 27, 2015 425

Pozen 8-K (Prospectus)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2015 POZEN INC. (Exact name of registrant as specified in its charter) Delaware 000-31719 62-1657552 (State or other jurisdiction of incorporation) (Commission File Number) (

July 27, 2015 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2015 POZEN INC. (Exact name of registrant as specified in its charter) Delaware 000-31719 62-1657552 (State or other jurisdiction of incorporation) (Commission File Number) (

July 27, 2015 EX-99.1

“Strategic Rationale and Vision for Aralez Pharmaceuticals” July, 2015

Exhibit 99.1 ?Strategic Rationale and Vision for Aralez Pharmaceuticals? July, 2015 This presentation contains forward-looking statements under applicable securities laws, including, but not limited to, statements related to the anticipated consummation of the business combination transaction among Aralez, POZEN and Tribute and the timing and benefits thereof, the anticipated equity and debt finan

July 27, 2015 EX-99.1

“Strategic Rationale and Vision for Aralez Pharmaceuticals” July, 2015

Exhibit 99.1 ?Strategic Rationale and Vision for Aralez Pharmaceuticals? July, 2015 This presentation contains forward-looking statements under applicable securities laws, including, but not limited to, statements related to the anticipated consummation of the business combination transaction among Aralez, POZEN and Tribute and the timing and benefits thereof, the anticipated equity and debt finan

July 27, 2015 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

form8k07272015.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2015 POZEN INC. (Exact name of registrant as specified in its charter) Delaware 000-31719 62-1657552 (State or other jurisdiction of incorporation) (Commis

July 20, 2015 EX-99.1

“Strategic Rationale and Vision for Aralez Pharmaceuticals” July, 2015

Exhibit 99.1 ?Strategic Rationale and Vision for Aralez Pharmaceuticals? July, 2015 This presentation contains forward-looking statements under applicable securities laws, including, but not limited to, statements related to the anticipated consummation of the business combination transaction among Aralez, POZEN and Tribute and the timing and benefits thereof, the anticipated equity and debt finan

July 20, 2015 425

Pozen 8-K (Prospectus)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2015 POZEN INC. (Exact name of registrant as specified in its charter) Delaware 000-31719 62-1657552 (State or other jurisdiction of incorporation) (Commission File Number) (

July 20, 2015 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Other Events

8-K 1 a15-1589118k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2015 POZEN INC. (Exact name of registrant as specified in its charter) Delaware 000-31719 62-1657552 (State or other jurisdiction of incorporation)

July 20, 2015 425

Pozen 8-K (Prospectus)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 20, 2015 POZEN INC. (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 000-31719 (Commission File Number) 62-1657552 (

July 20, 2015 8-K

Other Events

8-K 1 a15-1589128k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 20, 2015 POZEN INC. (Exact name of registrant as specified in its charter) Delaware (State or Other Jurisdiction of Incorporation) 000-31719 (Commissio

July 20, 2015 EX-99.1

“Strategic Rationale and Vision for Aralez Pharmaceuticals” July, 2015

Exhibit 99.1 ?Strategic Rationale and Vision for Aralez Pharmaceuticals? July, 2015 This presentation contains forward-looking statements under applicable securities laws, including, but not limited to, statements related to the anticipated consummation of the business combination transaction among Aralez, POZEN and Tribute and the timing and benefits thereof, the anticipated equity and debt finan

June 25, 2015 EX-10.2

Retention Bonus Criteria

exhibit102.htm EXHIBIT 10.2 June , 2015 [Employee Name] [Employee Address] Re: Retention Bonus Agreement Dear [Employee Name], As you know, Pozen, Inc. (the ?Company?) is in the process of acquiring all of the outstanding equity of Tribute Pharmaceuticals Canada Inc. (the ?Transaction?). Due to your efforts to date and the important job duties you will have following the closing of the Transaction

June 25, 2015 EX-10.1

POZEN INC. EMPLOYEE SEVERANCE PLAN SUMMARY PLAN DESCRIPTION JUNE 2015

exhibit101.htm EXHIBIT 10.1 POZEN INC. EMPLOYEE SEVERANCE PLAN AND SUMMARY PLAN DESCRIPTION JUNE 2015 TABLE OF CONTENTS Page I. INTRODUCTION 1 II. ELIGIBILITY 1 III. SEVERANCE BENEFITS 2 IV. CLAIMS PROCEDURE 3 V. STATEMENT OF RIGHTS UNDER THE EMPLOYEE RETIREMENT INCOME SECURITY ACT OF 1974 (?ERISA?) 4 VI. AMENDMENT AND TERMINATION 6 VII. EMPLOYMENT RIGHTS 6 VIII. NONALIENATION OF BENEFITS 6 IX. GO

June 25, 2015 8-K

Financial Statements and Exhibits, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

form8k06252015.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 19, 2015 POZEN INC. (Exact name of registrant as specified in its charter) Delaware 000-31719 62-1657552 (State or other jurisdiction of incorporation) (Commis

June 15, 2015 8-K

Pozen FORM 8-K 06 15 2015 (Current Report/Significant Event)

form8k06152015.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 10, 2015 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission

June 11, 2015 EX-10.1

FACILITY AGREEMENT

Exhibit 10.1 FACILITY AGREEMENT FACILITY AGREEMENT (this ? Agreement?), dated as of June 8, 2015, between Borrower (hereinafter defined), POZEN Inc., a Delaware corporation (? Pozen?), Tribute Pharmaceuticals Canada Inc., an Ontario corporation (? Tribute?, and together with Borrower, Parent (hereinafter defined), to the extent that Irish Finco (hereinafter defined) is substituted for Parent as th

June 11, 2015 425

Pozen POZEN INC 8-K 6-8-2015 (Prospectus)

425 1 form8k.htm POZEN INC 8-K 6-8-2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2015 POZEN INC. (Exact name of registrant as specified in its charter) Delaware 000-31719 62-1657552 (State or other jurisdiction of in

June 11, 2015 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K 1 form8k.htm POZEN INC 8-K 6-8-2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 8, 2015 POZEN INC. (Exact name of registrant as specified in its charter) Delaware 000-31719 62-1657552 (State or other jurisdiction of in

June 11, 2015 EX-10.1

FACILITY AGREEMENT

Exhibit 10.1 FACILITY AGREEMENT FACILITY AGREEMENT (this ? Agreement?), dated as of June 8, 2015, between Borrower (hereinafter defined), POZEN Inc., a Delaware corporation (? Pozen?), Tribute Pharmaceuticals Canada Inc., an Ontario corporation (? Tribute?, and together with Borrower, Parent (hereinafter defined), to the extent that Irish Finco (hereinafter defined) is substituted for Parent as th

June 11, 2015 EX-2.1

AGREEMENT AND PLAN OF MERGER AND ARRANGEMENT TRIBUTE PHARMACEUTICALS CANADA INC., AGUONO LIMITED, TRAFWELL LIMITED, ARLZ US ACQUISITION CORP., ARLZ CA ACQUISITION CORP., POZEN INC. June 8, 2015 TABLE OF CONTENTS

Exhibit 2.1 Execution Copy AGREEMENT AND PLAN OF MERGER AND ARRANGEMENT AMONG TRIBUTE PHARMACEUTICALS CANADA INC., AGUONO LIMITED, TRAFWELL LIMITED, ARLZ US ACQUISITION CORP., ARLZ CA ACQUISITION CORP., AND POZEN INC. June 8, 2015 TABLE OF CONTENTS Page ARTICLE 1 INTERPRETATION 1 1.1 Definitions 1 1.2 Currency 14 1.3 Interpretation Not Affected by Headings 14 1.4 Knowledge and Disclosure 14 1.5 Ex

June 11, 2015 EX-2.1

Agreement and Plan of Merger and Arrangement, dated as of June 8, 2015, by and among Aralez Pharmaceuticals Canada Inc., Aguono Limited, Trafwell Limited, ARLZ US Acquisition Corp., ARLZ CA Acquisition Corp. and POZEN Inc. (incorporated by reference to Exhibit 2.1 to POZEN Inc.’s Current Report on Form 8-K filed June 11, 2015).

Exhibit 2.1 Execution Copy AGREEMENT AND PLAN OF MERGER AND ARRANGEMENT AMONG TRIBUTE PHARMACEUTICALS CANADA INC., AGUONO LIMITED, TRAFWELL LIMITED, ARLZ US ACQUISITION CORP., ARLZ CA ACQUISITION CORP., AND POZEN INC. June 8, 2015 TABLE OF CONTENTS Page ARTICLE 1 INTERPRETATION 1 1.1 Definitions 1 1.2 Currency 14 1.3 Interpretation Not Affected by Headings 14 1.4 Knowledge and Disclosure 14 1.5 Ex

June 3, 2015 EX-10.3

EXECUTIVE EMPLOYMENT AGREEMENT

Exhibit 10.3 EXECUTION VERSION EXECUTIVE EMPLOYMENT AGREEMENT This EXECUTIVE EMPLOYMENT AGREEMENT (? Agreement?) is made as of May 31, 2015, by and between POZEN Inc. (together with its successors and assigns, ? POZEN? or the ? Company?), and Adrian Adams (? Executive?). R E C I T A L S WHEREAS, the Company desires to employ Executive and Executive desires to be employed by the Company as the Comp

June 3, 2015 EX-10.4

EXECUTIVE EMPLOYMENT AGREEMENT

Exhibit 10.4 EXECUTION VERSION EXECUTIVE EMPLOYMENT AGREEMENT This EXECUTIVE EMPLOYMENT AGREEMENT (? Agreement?) is made as of May 31, 2015, by and between POZEN Inc. (together with its successors and assigns, ? POZEN? or the ? Company?), and Andrew Koven (? Executive?). R E C I T A L S WHEREAS, the Company desires to employ Executive and Executive desires to be employed by the Company as the Comp

June 3, 2015 S-8

Pozen POZEN INC S-8 6-2-2015

As filed with the Securities and Exchange Commission on June 2, 2015 Registration No.

June 3, 2015 EX-10.4

Executive Employment Agreement between POZEN Inc. and Andrew I. Koven dated May 31, 2015 (incorporated by reference to Exhibit 10.4 to POZEN Inc.’s Current Report on Form 8-K filed June 3, 2015).+

Exhibit 10.4 EXECUTION VERSION EXECUTIVE EMPLOYMENT AGREEMENT This EXECUTIVE EMPLOYMENT AGREEMENT (? Agreement?) is made as of May 31, 2015, by and between POZEN Inc. (together with its successors and assigns, ? POZEN? or the ? Company?), and Andrew Koven (? Executive?). R E C I T A L S WHEREAS, the Company desires to employ Executive and Executive desires to be employed by the Company as the Comp

June 3, 2015 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 29, 2015 POZEN INC. (Exact name of registrant as specified in its charter) Delaware 001-31719 62-1657552 (State or other jurisdiction of incorporation) (Commission File Number) (I

June 3, 2015 EX-10.1

SEPARATION AND GENERAL RELEASE AGREEMENT

Exhibit 10.1 SEPARATION AND GENERAL RELEASE AGREEMENT This SEPARATION AND GENERAL RELEASE AGREEMENT (the ? Separation Agreement?) is made and entered into between POZEN Inc., a Delaware corporation (the ? Company?) and John R. Plachetka (? Executive?). Throughout the remainder of the Separation Agreement, the Company and Executive may be collectively referred to as ?the parties.? Executive is curr

June 3, 2015 EX-99.1

POZEN ANNOUNCES RETIREMENT OF FOUNDER, CHAIRMAN AND CEO DR. JOHN R. PLACHETKA; ADRIAN ADAMS NAMED AS CEO

Exhibit 99.1 POZEN ANNOUNCES RETIREMENT OF FOUNDER, CHAIRMAN AND CEO DR. JOHN R. PLACHETKA; ADRIAN ADAMS NAMED AS CEO CHAPEL HILL, N.C.?(BUSINESS WIRE)?June 1, 2015?POZEN Inc. (NASDAQ: ?POZN?), a pharmaceutical company committed to developing medicine that transforms lives, today announced that John R. Plachetka, Pharm.D., its founder, Chairman, Chief Executive Officer and President is retiring, e

June 3, 2015 EX-99.1

POZEN ANNOUNCES RETIREMENT OF FOUNDER, CHAIRMAN AND CEO DR. JOHN R. PLACHETKA; ADRIAN ADAMS NAMED AS CEO

Exhibit 99.1 POZEN ANNOUNCES RETIREMENT OF FOUNDER, CHAIRMAN AND CEO DR. JOHN R. PLACHETKA; ADRIAN ADAMS NAMED AS CEO CHAPEL HILL, N.C.?(BUSINESS WIRE)?June 1, 2015?POZEN Inc. (NASDAQ: ?POZN?), a pharmaceutical company committed to developing medicine that transforms lives, today announced that John R. Plachetka, Pharm.D., its founder, Chairman, Chief Executive Officer and President is retiring, e

June 3, 2015 EX-10.2

VOTING AGREEMENT

Exhibit 10.2 VOTING AGREEMENT This VOTING AGREEMENT (this ? Agreement?), dated as of May 29, 2015, is made by and between Pozen Inc., a Delaware corporation (the ? Company?), and John R. Plachetka (the ? Stockholder?). WHEREAS, the Company and the Stockholder have entered into a Separation Agreement dated as of even date herewith (as such agreement may be subsequently amended or modified, the ? Se

June 3, 2015 DEFA14A

Pozen POZEN INC DEFA 14A 6-2-2015

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)

June 3, 2015 EX-10.1

POZEN INC. INDUCEMENT AWARD RESTRICTED STOCK UNIT AGREEMENT

EXHIBIT 10.1 June 2, 2015 POZEN INC. INDUCEMENT AWARD RESTRICTED STOCK UNIT AGREEMENT This INDUCEMENT AWARD RESTRICTED STOCK UNIT AGREEMENT (the ? Agreement?), dated as of June 2, 2015 (the ? Date of Grant?), is delivered by POZEN Inc. (? POZEN?), to (the ? Grantee?). RECITALS This Agreement provides for the grant of stock-based awards with respect to shares of common stock, par value $0.001 per s

June 3, 2015 EX-10.1

SEPARATION AND GENERAL RELEASE AGREEMENT

Exhibit 10.1 SEPARATION AND GENERAL RELEASE AGREEMENT This SEPARATION AND GENERAL RELEASE AGREEMENT (the ? Separation Agreement?) is made and entered into between POZEN Inc., a Delaware corporation (the ? Company?) and John R. Plachetka (? Executive?). Throughout the remainder of the Separation Agreement, the Company and Executive may be collectively referred to as ?the parties.? Executive is curr

June 3, 2015 EX-10.2

VOTING AGREEMENT

Exhibit 10.2 VOTING AGREEMENT This VOTING AGREEMENT (this ? Agreement?), dated as of May 29, 2015, is made by and between Pozen Inc., a Delaware corporation (the ? Company?), and John R. Plachetka (the ? Stockholder?). WHEREAS, the Company and the Stockholder have entered into a Separation Agreement dated as of even date herewith (as such agreement may be subsequently amended or modified, the ? Se

June 3, 2015 EX-10.3

Executive Employment Agreement between POZEN Inc. and Adrian Adams dated May 31, 2015 (incorporated by reference to Exhibit 10.3 to POZEN Inc.’s Current Report on Form 8-K filed June 3, 2015).+

Exhibit 10.3 EXECUTION VERSION EXECUTIVE EMPLOYMENT AGREEMENT This EXECUTIVE EMPLOYMENT AGREEMENT (“ Agreement”) is made as of May 31, 2015, by and between POZEN Inc. (together with its successors and assigns, “ POZEN” or the “ Company”), and Adrian Adams (“ Executive”). R E C I T A L S WHEREAS, the Company desires to employ Executive and Executive desires to be employed by the Company as the Comp

May 22, 2015 8-K

Pozen FORM 8-K 05 22 2015 (Current Report/Significant Event)

form8k05222015.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 21, 2015 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission

May 8, 2015 EX-99.1

POZEN REPORTS FIRST QUARTER 2015 RESULTS

exhibit991.htm EXHIBIT 99.1 FOR FURTHER INFORMATION: Bill Hodges Stephanie Bonestell Chief Financial Officer Manager, Investor Relations & Public Relations (919) 913-1030 (919) 913-1030 POZEN REPORTS FIRST QUARTER 2015 RESULTS Chapel Hill, N.C., May 8, 2015 — POZEN Inc. (NASDAQ: POZN), a pharmaceutical company committed to transforming medicine that transforms lives, today announced results for th

May 8, 2015 8-K

Pozen FORM 8-K 05 08 2015 (Current Report/Significant Event)

form8k05082015.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 8, 2015 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission F

April 27, 2015 DEF 14A

Pozen DEF 14A

DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule

April 27, 2015 DEFA14A

Pozen DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule

March 9, 2015 EX-99.1

POZEN REPORTS FOURTH QUARTER AND YEAR END 2014 RESULTS - Reports Annual Net Income of $19.7 Million, Including VIMOVO Royalty of $21.1 Million - - Updates Anticipated Commercialization Timing -

exhibit991.htm EXHIBIT 99.1 FOR FURTHER INFORMATION: Bill Hodges Stephanie Bonestell Chief Financial Officer Manager, Investor Relations & Public Relations (919) 913-1030 (919) 913-1030 POZEN REPORTS FOURTH QUARTER AND YEAR END 2014 RESULTS - Reports Annual Net Income of $19.7 Million, Including VIMOVO Royalty of $21.1 Million - - Updates Anticipated Commercialization Timing - Chapel Hill, N.C., M

March 9, 2015 8-K

Pozen FORM 8-K 03 09 2015 (Current Report/Significant Event)

form8k03092015.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 9, 2015 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission

February 6, 2015 S-3

POZN / Pozen, Inc. S-3 - - POZEN INC S-3 2-6-2015

As filed with the Securities and Exchange Commission on February 6, 2015. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 POZEN INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 62-1657552 (State or Other Jurisdiction of Incorporation or Organization) (I.R.S. Employer I

February 6, 2015 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 6, 2015 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I

February 6, 2015 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 6, 2015 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I

January 5, 2015 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 31, 2014 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

December 29, 2014 8-K

Termination of a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 22, 2014 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

December 17, 2014 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 16, 2014 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

December 17, 2014 EX-99.1

POZEN’S YOSPRALA™ RECEIVES COMPLETE RESPONSE LETTER FROM THE FDA

FOR FURTHER INFORMATION: Bill Hodges Stephanie Bonestell Chief Financial Officer Manager, Investor Relations & Public Relations (919) 913-1030 (919) 913-1030 POZEN’S YOSPRALA™ RECEIVES COMPLETE RESPONSE LETTER FROM THE FDA Chapel Hill, North Carolina – December 17, 2014 – POZEN Inc.

December 11, 2014 SC 13G/A

POZN / Pozen, Inc. / PAR INVESTMENT PARTNERS LP - SC 13G/A Passive Investment

SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* Pozen, Inc. (Name of Issuer) Common stock, par value $.01 (Title of Class of Securities) 73941U102 (CUSIP Number) December 1, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t

December 1, 2014 EX-99.1

POZEN INC. AND SANOFI US MUTUALLY AGREE TO TERMINATE U.S. PARTNERSHIP FOR PA8140/PA32540 FDA Provides Preliminary Approval for Tradename ‘YOSPRALA’ Pending Approval of the PA8140/PA32540 NDA

EXHIBIT 99.1 FOR FURTHER INFORMATION: Bill Hodges Stephanie Bonestell Chief Financial Officer Manager, Investor Relations & Public Relations (919) 913-1030 (919) 913-1030 POZEN INC. AND SANOFI US MUTUALLY AGREE TO TERMINATE U.S. PARTNERSHIP FOR PA8140/PA32540 FDA Provides Preliminary Approval for Tradename ‘YOSPRALA’ Pending Approval of the PA8140/PA32540 NDA Chapel Hill, N.C., December 1, 2014 —

December 1, 2014 8-K

Termination of a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 29, 2014 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

November 6, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 6, 2014 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I

November 6, 2014 EX-99.1

Bill Hodges Stephanie Bonestell Chief Financial Officer Manager, Investor Relations & Public Relations (919) 913-1030 (919) 913-1030 POZEN REPORTS THIRD QUARTER 2014 RESULTS Reports Net Income of $6.8 million, Including VIMOVO Royalty of $5.5 million

EXHIBIT 99.1 FOR FURTHER INFORMATION: Bill Hodges Stephanie Bonestell Chief Financial Officer Manager, Investor Relations & Public Relations (919) 913-1030 (919) 913-1030 POZEN REPORTS THIRD QUARTER 2014 RESULTS Reports Net Income of $6.8 million, Including VIMOVO Royalty of $5.5 million Chapel Hill, N.C., November 6, 2014 — POZEN Inc. (NASDAQ: POZN), a pharmaceutical company committed to transfor

August 20, 2014 8-K

Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 20, 2014 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IR

August 7, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 7, 2014 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS

July 16, 2014 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 16, 2014 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS

July 1, 2014 8-K

Other Events

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 1, 2014 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

June 26, 2014 8-K

Other Events - FORM 8-K 06 26 2014

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 26, 2014 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS

June 9, 2014 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 4, 2014 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS E

May 14, 2014 8-K

Entry into a Material Definitive Agreement - FORM 8-K 05 13 2014

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 13, 2014 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS E

May 8, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K 05 08 2014

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 8, 2014 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Em

May 8, 2014 EX-99.1

POZEN REPORTS FIRST QUARTER 2014 RESULTS Net Income Increases to $2.9 Million on Rise in VIMOVO U.S. Royalty

EXHIBIT 99.1 FOR FURTHER INFORMATION: Bill Hodges Stephanie Bonestell Chief Financial Officer Manager, Investor Relations & Public Relations (919) 913-1030 (919) 913-1030 POZEN REPORTS FIRST QUARTER 2014 RESULTS Net Income Increases to $2.9 Million on Rise in VIMOVO U.S. Royalty Chapel Hill, N.C., May 8, 2014 — POZEN Inc. (NASDAQ: POZN), a pharmaceutical company committed to transforming medicine

April 28, 2014 EX-99.1

POZEN’S PA8140/PA32540 RECEIVES A COMPLETE RESPONSE LETTER FROM FDA CITING ISSUES AT A FACILITY OF A THIRD PARTY SUPPLIER OF AN ACTIVE INGREDIENT

EXHIBIT 99.1 FOR FURTHER INFORMATION: Bill Hodges Stephanie Bonestell Chief Financial Officer Manager, Investor Relations & Public Relations (919) 913-1030 (919) 913-1030 POZEN’S PA8140/PA32540 RECEIVES A COMPLETE RESPONSE LETTER FROM FDA CITING ISSUES AT A FACILITY OF A THIRD PARTY SUPPLIER OF AN ACTIVE INGREDIENT Chapel Hill, North Carolina – April 25, 2014 – POZEN Inc. (NASDAQ: POZN), a pharmac

April 28, 2014 8-K

Financial Statements and Exhibits, Other Events - FORM 8-K 04 25 2014

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 25, 2014 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS

April 21, 2014 DEFA14A

- DEFA14A

DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule

April 21, 2014 DEF 14A

- DEF 14A

DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule

April 18, 2014 EX-99.1

Dear Stockholder:

EXHIBIT 99.1 Dear Stockholder: I am the Chairman of POZEN’s Compensation Committee and am writing to let you know that we value the input of our stockholders. Although the ‘say on pay’ proposal in our 2013 proxy was approved, a favorable vote of approximately 54% was not a level of approval acceptable to us. In 2013, the Compensation Committee commissioned a third party to contact institutional st

April 18, 2014 8-K

Financial Statements and Exhibits, Other Events - FORM 8-K 04 18 2014

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 18, 2014 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS

March 14, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 10, 2014 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Number)

March 6, 2014 10-K

Pozen POZEN INC 10-K 12-31-2013 (Annual Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE FISCAL YEAR ENDED DECEMBER 31, 2013 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO . Commission file number 000-31719 POZEN INC. (Exact name o

March 5, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 26, 2014 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File

March 5, 2014 EX-99.1

POZEN REPORTS FOURTH QUARTER & YEAR END 2013 RESULTS Company Confirms Strategic Goals of Maximizing Shareholder Value, Expense Control and Returning Excess Cash to Shareholders

EXHIBIT 99.1 FOR FURTHER INFORMATION: Bill Hodges Stephanie Bonestell Chief Financial Officer Manager, Investor Relations & Public Relations (919) 913-1030 (919) 913-1030 POZEN REPORTS FOURTH QUARTER & YEAR END 2013 RESULTS Company Confirms Strategic Goals of Maximizing Shareholder Value, Expense Control and Returning Excess Cash to Shareholders Chapel Hill, N.C., March 5, 2014 — POZEN Inc. (NASDA

March 5, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 5, 2014 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS

February 21, 2014 10-Q/A

Pozen FORM 10-Q AMENDMENT NO. 1 (Quarterly Report)

10-Q/A 1 d678769d10qa.htm FORM 10-Q AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A Amendment No. 1 x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2013 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transi

February 21, 2014 EX-10.2

LICENSE AND COLLABORATION AGREEMENT by and between POZEN INC. sanofi-aventis U.S. LLC September 3, 2013 TABLE OF CONTENTS Page 1. DEFINITIONS 1 2. PRODUCT DEVELOPMENT 12 2.1. Pre-Approval Development. 12 2.2. Post-Approval Commitments. 13 2.3. Post M

EX-10.2 2 d678769dex102.htm EX-10.2 EXHIBIT 10.2 THIS EXHIBIT HAS BEEN REDACTED AND IS THE SUBJECT OF A CONFIDENTIAL TREATMENT REQUEST. REDACTED MATERIAL IS MARKED WITH [* * *] AND HAS BEEN FILED SEPARATELY WITH THE SECURITIES AND EXCHANGE COMMISSION. LICENSE AND COLLABORATION AGREEMENT by and between POZEN INC. and sanofi-aventis U.S. LLC September 3, 2013 THIS EXHIBIT HAS BEEN REDACTED AND IS TH

February 14, 2014 SC 13G/A

POZN / Pozen, Inc. / PAR INVESTMENT PARTNERS LP - SC 13G/A Passive Investment

SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Pozen, Inc. (Name of Issuer) Common stock, par value $.01 (Title of Class of Securities) 73941U102 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant

February 12, 2014 SC 13G/A

POZN / Pozen, Inc. / VANGUARD GROUP INC Passive Investment

pozeninc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1 )* Name of issuer: Pozen Inc Title of Class of Securities: Common Stock CUSIP Number: 73941U102 Date of Event Which Requires Filing of this Statement: December 31, 2013 Check the appropriate box to designate the

January 9, 2014 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 6, 2014 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IR

January 9, 2014 EX-99.1

SEVERANCE AGREEMENT

SEVERANCE AGREEMENT In consideration of the benefits provided to the undersigned employee (“Employee”) set forth herein, Employee agrees as follows: 1.

January 2, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits - 8-K

8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 1, 2014 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Number)

January 2, 2014 EX-10.1

EXECUTIVE EMPLOYMENT AGREEMENT

Exhibit 10.1 EXECUTIVE EMPLOYMENT AGREEMENT This EXECUTIVE EMPLOYMENT AGREEMENT (the “Agreement”), is entered into effective as of January 1, 2014 (the Effective Date”), by and between POZEN Inc. (the “Company”), with offices located at Suite 400, 1414 Raleigh Road, Chapel Hill, North Carolina 27517, and Dennis L. McNamara. (“Executive”), whose address is 111 Lone Pine Road, Chapel Hill, North Car

January 2, 2014 EX-10.1

EXECUTIVE EMPLOYMENT AGREEMENT

Exhibit 10.1 EXECUTIVE EMPLOYMENT AGREEMENT This EXECUTIVE EMPLOYMENT AGREEMENT (the “Agreement”), is effective as of January 1, 2014 (the Effective Date”), by and between POZEN Inc. (the “Company”), with offices located at Suite 400, 1414 Raleigh Road, Chapel Hill, North Carolina 27517, and Dennis L. McNamara (“Executive”), whose address is 111 Lone Pine Road, Chapel Hill, North Carolina 27514. W

January 2, 2014 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits - FORM 8-K 01022014

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): January 1, 2014 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IR

December 23, 2013 8-K

Other Events - FORM 8-K 12 23 2013

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 21, 2013 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

December 5, 2013 EX-99.1

POZEN CLARIFIES EX-DIVIDEND DATE FOR PREVIOUSLY ANNOUNCED SPECIAL CASH DISTRIBUTION

EX-99.1 2 exhibit991.htm EXHIBIT 99.1 EXHIBIT 99.1 FOR FURTHER INFORMATION: Bill Hodges Stephanie Bonestell Chief Financial Officer Manager, Investor Relations & Public Relations (919) 913-1030 (919) 913-1030 POZEN CLARIFIES EX-DIVIDEND DATE FOR PREVIOUSLY ANNOUNCED SPECIAL CASH DISTRIBUTION Chapel Hill, N.C., December 5, 2013 — POZEN Inc. (NASDAQ: POZN), a pharmaceutical company committed to tran

December 5, 2013 8-K

Financial Statements and Exhibits, Other Events - FORM 8-K 12 05 2013

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): December 5, 2013 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Number)

November 21, 2013 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 21, 2013 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

November 21, 2013 EX-99.1

POZEN ANNOUNCES SPECIAL CASH DISTRIBUTION Return of $1.75 Per Share to All Stockholders of Record as of December 11, 2013

EXHIBIT 99.1 FOR FURTHER INFORMATION: Bill Hodges Stephanie Bonestell Chief Financial Officer Manager, Investor Relations & Public Relations (919) 913-1030 (919) 913-1030 POZEN ANNOUNCES SPECIAL CASH DISTRIBUTION Return of $1.75 Per Share to All Stockholders of Record as of December 11, 2013 Chapel Hill, N.C., November 21, 2013 — POZEN Inc. (NASDAQ: POZN), a pharmaceutical company committed to tra

November 19, 2013 8-K

Entry into a Material Definitive Agreement - FORM 8-K 11 18 2013

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 18, 2013 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

November 6, 2013 EX-99.1

POZEN REPORTS THIRD QUARTER 2013 RESULTS Exclusive License Agreement for U.S. Rights to PA8140/PA32540 Signed with Sanofi US

EXHIBIT 99.1 FOR FURTHER INFORMATION: Bill Hodges Stephanie Bonestell Chief Financial Officer Manager, Investor Relations & Public Relations (919) 913-1030 (919) 913-1030 POZEN REPORTS THIRD QUARTER 2013 RESULTS Exclusive License Agreement for U.S. Rights to PA8140/PA32540 Signed with Sanofi US Chapel Hill, N.C., November 6, 2013 — POZEN Inc. (NASDAQ: POZN), a pharmaceutical company committed to t

November 6, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 form8k11062013.htm FORM 8-K 11 06 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 6, 2013 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction

September 30, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 25, 2013 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Number)

September 18, 2013 8-K

Entry into a Material Definitive Agreement, Other Events - FORM 8-K 09 16 2013

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 16, 2013 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Number)

September 4, 2013 8-K

Entry into a Material Definitive Agreement - FORM 8-K 09 04 2013

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): September 4, 2013 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

August 6, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 form8k08062013.htm FORM 8-K 08 06 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 6, 2013 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of

August 6, 2013 EX-99.1

POZEN REPORTS SECOND QUARTER 2013 RESULTS NDA for PA8140/PA32540 Accepted for Review by FDA

EXHIBIT 99.1 FOR FURTHER INFORMATION: Bill Hodges Stephanie Bonestell Chief Financial Officer Manager, Investor Relations & Public Relations (919) 913-1030 (919) 913-1030 POZEN REPORTS SECOND QUARTER 2013 RESULTS NDA for PA8140/PA32540 Accepted for Review by FDA Chapel Hill, N.C., August 6, 2013 — POZEN Inc. (NASDAQ: POZN), a pharmaceutical company committed to transforming medicine that transform

July 15, 2013 8-K

Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 10, 2013 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS

June 10, 2013 8-K

Submission of Matters to a Vote of Security Holders - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 6, 2013 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

May 10, 2013 SC 13G/A

POZN / Pozen, Inc. / PAR INVESTMENT PARTNERS LP - SC 13GA Passive Investment

SC 13G/A 1 d537708dsc13ga.htm SC 13GA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 4)* Pozen, Inc. (Name of Issuer) Common stock, par value $.01 (Title of Class of Securities) 73941U102 (CUSIP Number) April 18, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to

May 8, 2013 EX-99.1

POZEN REPORTS FIRST QUARTER 2013 RESULTS NDA for PA32540/PA8140 Submitted to FDA in Late March

EXHIBIT 99.1 FOR FURTHER INFORMATION: Bill Hodges Stephanie Bonestell Chief Financial Officer Manager, Investor Relations & Public Relations (919) 913-1030 (919) 913-1030 POZEN REPORTS FIRST QUARTER 2013 RESULTS NDA for PA32540/PA8140 Submitted to FDA in Late March Chapel Hill, N.C., May 8, 2013 — POZEN Inc. (NASDAQ: POZN), a pharmaceutical company committed to transforming medicine that transform

May 8, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 8, 2013 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Em

April 23, 2013 DEF 14A

- DEFINITIVE PROXY STATEMENT

Definitive Proxy Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 23, 2013 DEFA14A

- DEFINITIVE ADDITIONAL MATERIALS

Definitive Additional Materials UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

March 15, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 13, 2013 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Num

March 6, 2013 8-K

Regulation FD Disclosure - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 6, 2013 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Numb

March 6, 2013 EX-99.1

POZEN REPORTS FOURTH QUARTER & YEAR END 2012 RESULTS NDA Filing for PA32540/PA8140 Expected by Q2 2013

EXHIBIT 99.1 FOR FURTHER INFORMATION: Bill Hodges Stephanie Bonestell Chief Financial Officer Manager, Investor Relations & Public Relations (919) 913-1030 (919) 913-1030 POZEN REPORTS FOURTH QUARTER & YEAR END 2012 RESULTS NDA Filing for PA32540/PA8140 Expected by Q2 2013 Chapel Hill, N.C., March 6, 2013 — POZEN Inc. (NASDAQ: POZN), a pharmaceutical company committed to transforming medicine that

March 6, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 6, 2013 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS

March 4, 2013 8-K

Termination of a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 27, 2013 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

February 27, 2013 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - FORM 8-K 02 26 2013

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 26, 2013 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

February 14, 2013 SC 13G/A

POZN / Pozen, Inc. / RA CAPITAL MANAGEMENT, L.P. - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* POZEN Inc. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 73941U102 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which

February 13, 2013 SC 13G

POZN / Pozen, Inc. / VANGUARD GROUP INC Passive Investment

pozeninc.htm - Generated by SEC Publisher for SEC Filing SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 0 )* Name of issuer: Pozen Inc Title of Class of Securities: Common Stock CUSIP Number: 73941U102 Date of Event Which Requires Filing of this Statement: December 31, 2012 Check the appropriate box to designate the

February 12, 2013 8-K

Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 12, 2013 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File

February 12, 2013 EX-99.1

BIO CEO & Investor Conference

EX-99.1 BIO CEO & Investor Conference February 2013 Exhibit 99.1 Forward-Looking Statements 2 The following presentation includes “forward-looking statements” within the meaning of the “safe harbor” provisions of the Private Securities Litigation Reform Act of 1995. You should be aware that our actual results could differ materially from those contained in the forward-looking statements, which are

December 7, 2012 CORRESP

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Correspondence POZEN INC. 1414 Raleigh Road, Suite 400 Chapel Hill, North Carolina 27517 December 7, 2012 VIA EDGAR AND FAX Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Judiciary Plaza Washington, D.C. 20549 Mail Stop 3010 Attention: Jim B. Rosenberg, Senior Assistant Chief Accountant Re: POZEN Inc. Form 10-K for the Fiscal Year Ended December 31, 2011 File

November 28, 2012 8-K

Other Events - FORM 8-K 11 21 2012

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 21, 2012 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

November 15, 2012 8-K

Financial Statements and Exhibits, Other Events - FORM 8-K 11 15 2012

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 15, 2012 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

November 15, 2012 EX-99.1

POZEN ANNOUNCES POSITIVE RESULTS FOR THE PA8140-102 BIOAVAILABILITY STUDY NDA Filing Planned for April 2013

EXHIBIT 99.1 FOR FURTHER INFORMATION: Bill Hodges Stephanie Bonestell Chief Financial Officer Manager, Investor Relations & Public Relations (919) 913-1030 (919) 913-1030 POZEN ANNOUNCES POSITIVE RESULTS FOR THE PA8140-102 BIOAVAILABILITY STUDY NDA Filing Planned for April 2013 Chapel Hill, N.C., November 15, 2012 — POZEN Inc. (NASDAQ: POZN), a pharmaceutical company committed to transforming medi

November 8, 2012 EX-99.1

POZEN REPORTS THIRD QUARTER 2012 FINANCIAL RESULTS AND POSITIVE PA32540 CLINICAL UPDATES

EXHIBIT 99.1 FOR FURTHER INFORMATION: Bill Hodges Stephanie Bonestell Chief Financial Officer Manager, Investor Relations & Public Relations (919) 913-1030 (919) 913-1030 POZEN REPORTS THIRD QUARTER 2012 FINANCIAL RESULTS AND POSITIVE PA32540 CLINICAL UPDATES Chapel Hill, N.C., November 8, 2012 — POZEN Inc. (NASDAQ: POZN), a pharmaceutical company committed to transforming medicine that transforms

November 8, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K 11 08 2012

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 8, 2012 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I

November 1, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - FORM 8-K 11 01 2012

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): November 1, 2012 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I

October 25, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - FORM 8-K 10 25 2012

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 25, 2012 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I

October 22, 2012 8-K

- FORM 8-K TB

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): October 19, 2012 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I

August 23, 2012 8-K

Financial Statements and Exhibits, Other Events

8-K 1 form8k08212012.htm FORM 8-K 08 21 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 21, 2012 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction o

August 23, 2012 EX-99.1

POZEN PROVIDES UPDATE ON ITS PA PROGRAM AND RESULTS OF ITS TYPE A MEETING WITH THE FDA

EXHIBIT 99.1 FOR FURTHER INFORMATION: Bill Hodges Stephanie Bonestell Chief Financial Officer Manager, Investor Relations & Public Relations (919) 913-1030 (919) 913-1030 POZEN PROVIDES UPDATE ON ITS PA PROGRAM AND RESULTS OF ITS TYPE A MEETING WITH THE FDA Chapel Hill, N.C., August 23, 2012 — POZEN Inc. (NASDAQ: POZN), a pharmaceutical company committed to transforming medicine that transforms li

August 1, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K 08 01 2012

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): August 1, 2012 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS

August 1, 2012 EX-99.1

POZEN REPORTS PA32540 / PA8140 UPDATES AND SECOND QUARTER 2012 FINANCIAL RESULTS

FOR FURTHER INFORMATION: Bill Hodges Stephanie Bonestell Chief Financial Officer Manager, Investor Relations & Public Relations (919) 913-1030 (919) 913-1030 POZEN REPORTS PA32540 / PA8140 UPDATES AND SECOND QUARTER 2012 FINANCIAL RESULTS Chapel Hill, N.

June 20, 2012 8-K

Financial Statements and Exhibits, Other Events - FORM 8-K 06 18 2012

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 15, 2012 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS

June 20, 2012 EX-99.1

POZEN ANNOUNCES FDA RESPONSE TO ITS PHASE 1, PA32540 BIOEQUIVALENCE STUDY ANALYSES

EXHIBIT 99.1 FOR FURTHER INFORMATION: Bill Hodges Stephanie Bonestell Chief Financial Officer Manager, Investor Relations & Public Relations (919) 913-1030 (919) 913-1030 POZEN ANNOUNCES FDA RESPONSE TO ITS PHASE 1, PA32540 BIOEQUIVALENCE STUDY ANALYSES Chapel Hill, N.C., June 20, 2012 — POZEN Inc. (NASDAQ: POZN), a pharmaceutical company committed to transforming medicine that transforms lives, t

June 11, 2012 8-K

Submission of Matters to a Vote of Security Holders - FORM 8-K 06 07 2012

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 7, 2012 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS E

May 9, 2012 8-K

Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 7, 2012 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Em

May 1, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): May 1, 2012 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Number

May 1, 2012 EX-99.1

POZEN REPORTS PA32540 / PA8140 UPDATES AND FIRST QUARTER 2012 FINANCIAL RESULTS

Press Release Exhibit 99.1 FOR FURTHER INFORMATION: Bill Hodges Stephanie Bonestell Chief Financial Officer Manager, Investor Relations & Public Relations (919) 913-1030 (919) 913-1030 POZEN REPORTS PA32540 / PA8140 UPDATES AND FIRST QUARTER 2012 FINANCIAL RESULTS Chapel Hill, N.C., May 1, 2012 — POZEN Inc. (NASDAQ: POZN), a pharmaceutical company committed to transforming medicine that transforms

April 26, 2012 8-K

Other Events - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): April 23, 2012 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Num

April 24, 2012 DEFA14A

- DEFINITIVE ADDITIONAL MATERIALS

Definitive Additional Materials UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 24, 2012 DEF 14A

- DEFINITIVE PROXY STATEMENT

DEF 14A 1 d333708ddef14a.htm DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Co

March 22, 2012 8-K

Financial Statements and Exhibits, Other Events

8-K 1 form8k03222012.htm FORM 8-K 03 22 2012 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 22, 2012 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of

March 22, 2012 EX-99.1

POZEN ANNOUNCES POSITIVE TOP-LINE RESULTS FROM TWO PIVOTAL PHASE 3 STUDIES OF PA32540 New Drug Application Submission Anticipated in Q3 2012 Detailed Results to be Submitted for Journal Publication and Presentation at a Future Scientific Meeting

FOR FURTHER INFORMATION: Bill Hodges Stephanie Bonestell Chief Financial Officer Manager, Investor Relations & Public Relations (919) 913-1030 (919) 913-1030 POZEN ANNOUNCES POSITIVE TOP-LINE RESULTS FROM TWO PIVOTAL PHASE 3 STUDIES OF PA32540 New Drug Application Submission Anticipated in Q3 2012 Detailed Results to be Submitted for Journal Publication and Presentation at a Future Scientific Meeting Chapel Hill, N.

March 22, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 form8k03222012a.htm FORM 8-K 03 22 2012 A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 16, 2012 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction

March 16, 2012 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers - FORM 8-K

Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): March 13, 2012 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Num

February 28, 2012 EX-99.1

Bill Hodges Stephanie Bonestell Chief Financial Officer Manager, Investor Relations & Public Relations (919) 913-1030 (919) 913-1030 POZEN REPORTS FOURTH QUARTER & YEAR END 2011 RESULTS

EX-99.1 2 exhibit991.htm EXHIBIT 99.1 FOR FURTHER INFORMATION: Bill Hodges Stephanie Bonestell Chief Financial Officer Manager, Investor Relations & Public Relations (919) 913-1030 (919) 913-1030 POZEN REPORTS FOURTH QUARTER & YEAR END 2011 RESULTS Chapel Hill, N.C., February 28, 2012 — POZEN Inc. (NASDAQ: POZN), a pharmaceutical company committed to transforming medicine that transforms lives, to

February 28, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): February 28, 2012 POZEN INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-31719 62-1657552 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

February 17, 2012 CORRESP

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Acceleration Request POZEN INC. 1414 Raleigh Road, Suite 400 Chapel Hill, North Carolina 27517 (919) 913-1030 February 17, 2012 VIA FACSIMILE & EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Jeffrey P. Riedler, Assistant Director Re: POZEN Inc. Registration Statement on Form S-3 (File Number 333-178673) Dear Mr. Riedler

February 14, 2012 SC 13G/A

POZN / Pozen, Inc. / RA CAPITAL MANAGEMENT, L.P. - SC 13GA Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* POZEN Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 73941U102 (CUSIP Number) January 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant

February 13, 2012 SC 13G/A

POZN / Pozen, Inc. / Allianz Global Investors U.S. LLC - SC 13G/A Passive Investment

SC 13G/A OMB APPROVAL OMB Number: 3235-0145 Estimated average burden hours per response ………… 10.

January 24, 2012 S-3/A

- FORM S-3/A AMENDMENT NO. 1

As filed with the Securities and Exchange Commission on January 24, 2012. Registration No. 333-178673 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Amendment No. 1 to FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 POZEN INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 62-1657552 (State or Other Jurisdiction of Incorporation or Organiz

January 24, 2012 CORRESP

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POZEN INC. 1414 Raleigh Road, Suite 400 Chapel Hill, North Carolina 27517 January 24, 2012 VIA EDGAR AND FAX Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Judiciary Plaza Washington, D.C. 20549 Mail Stop 3010 Attention: Jeffrey Riedler, Assistant Director Re: POZEN Inc. Registration Statement on Form S-3 Filed December 21, 2011 File No. 333-178673 Dear Mr. R

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