PNX SEC-arkiveringar - Phoenix Companies, Inc. (The)- Årsredovisning, Fullmaktsutlåtande, prospekt

Grundläggande statistik

LEI	549300Q3ENSFI87YLC32
CIK	1129633

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Phoenix Companies, Inc. (The)

SEC Filings (Chronological Order)

Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.

February 9, 2017	SC 13G/A	PFX / Phoenix Companies, Inc. (The) / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment SC 13G/A 1 dfs682.htm SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9)* PHOENIX COMPANIES INC (Name of Issuer) Common Stock (Title of Class of Securities) 71902E604 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to design
July 5, 2016	15-12B	Phoenix Companies FORM 15 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-16517 The Phoenix Companies, Inc. (Exact name of registrant as specified
July 1, 2016	15-12B	Phoenix Companies FORM 15-12B 15-12B 1 t1601607f15.htm FORM 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-16517 The Phoenix Companies, Inc. (
June 24, 2016	25	Phoenix Companies FORM 25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-16517 Issuer: THE PHOENIX COMPANIES, INC Exchange: NEW YORK STOCK EXCHANGE LLC (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed
June 21, 2016	EX-99.25	EX-99.25 NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on July 5, 2016, pursuant to the provisions of Rule 12d2-2 (a).
June 20, 2016	S-8 POS	Phoenix Companies POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 As filed with the Securities and Exchange Commission on June 20, 2016 Registration No.
June 20, 2016	S-8 POS	Phoenix Companies POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 S-8 POS 1 t11601600s8pos.htm POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 As filed with the Securities and Exchange Commission on June 20, 2016 Registration No. 333-159986 Registration No. 333-128256 Registration No. 333-122701 Registration No. 333-75346 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-1
June 20, 2016	S-8 POS	Phoenix Companies POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 S-8 POS 1 t11601600s8pos.htm POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 As filed with the Securities and Exchange Commission on June 20, 2016 Registration No. 333-159986 Registration No. 333-128256 Registration No. 333-122701 Registration No. 333-75346 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-1
June 20, 2016	S-8 POS	Phoenix Companies POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 S-8 POS 1 t11601600s8pos.htm POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 As filed with the Securities and Exchange Commission on June 20, 2016 Registration No. 333-159986 Registration No. 333-128256 Registration No. 333-122701 Registration No. 333-75346 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-1
June 20, 2016	EX-3.2	THE PHOENIX COMPANIES, INC. AMENDED AND RESTATED Effective as of June 20, 2016 THE PHOENIX COMPANIES, INC. AMENDED AND RESTATED BYLAWS Table of Contents Exhibit 3.2 THE PHOENIX COMPANIES, INC. AMENDED AND RESTATED BYLAWS Effective as of June 20, 2016 THE PHOENIX COMPANIES, INC. AMENDED AND RESTATED BYLAWS Table of Contents Page Article I MEETINGS OF STOCKHOLDERS 1 Section 1.01. Annual Meetings 1 Section 1.02. Special Meetings 1 Section 1.03. Participation in Meetings by Remote Communication 1 Section 1.04. Notice of Meetings; Waiver of Notice 1 Se
June 20, 2016	EX-99.1	-more- Exhibit 99.1 NEWS RELEASE For Immediate Release Contacts: Media Alice S. Ericson 860-403-5946 [email protected] Sard Verbinnen & Co Denise DesChenes / Jenny Gore 212-687-8080 / 312-895-4700 Investors Naomi Baline Kleinman 860-403-7100 [email protected] Nassau Reinsurance Group Holdings Completes Acquisition of The Phoenix Companies ? Phoenix Becomes Nassau Re?s U.S. Life and Annuity P
June 20, 2016	EX-3.1	AMENDED AND RESTATED CERTIFICATE OF INCORPORATION THE PHOENIX COMPANIES, INC. Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF THE PHOENIX COMPANIES, INC. First: The name of the Corporation is The Phoenix Companies, Inc. Second: The Corporation?s registered office in the State of Delaware is at Corporation Trust Center, 1209 Orange Street, City of Wilmington, County of New Castle 19801. The name of its registered agent at such address is The Corporation Trus
June 20, 2016	8-K	Changes in Control of Registrant, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Material Modification to Rights of Security Holders, Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets 8-K 1 t16015998k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2016 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or other jurisdicti
June 14, 2016	EX-99.1	Nassau Reinsurance Group Holdings, L.P. Receives Regulatory Approvals Required for the Acquisition of The Phoenix Companies, Inc. Exhibit 99.1 NEWS RELEASE For Immediate Release Contacts: Phoenix (Media) Alice S. Ericson 860-403-5946 [email protected] (Investors) Naomi Baline Kleinman 860-403-7100 [email protected] Nassau (Media) Sard Verbinnen & Co Denise DesChenes / Jenny Gore 212-687-8080 / 312-895-4700 Nassau Reinsurance Group Holdings, L.P. Receives Regulatory Approvals Required for the Acquisition of The P
June 14, 2016	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2016 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or other jurisdiction (Commission File Number) (I
May 10, 2016	EX-99.1	The Phoenix Companies Reports First Quarter 2016 Results SEC Exhibit EXHIBIT 99.1 N E W S R E L E A S E For Immediate Release One American Row PO Box 5056 Hartford CT 06102-5056 www.phoenixwm.com Contacts: Media Relations Alice S. Ericson, 860-403-5946 [email protected] Investor Relations Naomi Baline Kleinman, 860-403-7100 [email protected] The Phoenix Companies Reports First Quarter 2016 Results ? Net Loss Attributable to The Phoenix Comp
May 10, 2016	EX-99.1	EX-99.1 Untitled Document Exhibit 99.1
May 10, 2016	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 10, 2016 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or other jurisdiction of incorporation)
May 10, 2016	10-Q	Phoenix Companies 10-Q (Quarterly Report) 10-Q 1 pnx-201603x31x10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ————————— FORM 10-Q ————————— (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PER
May 10, 2016	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 form8-kfinancialsupplemen.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ——————— FORM 8-K ——————— CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 10, 2016 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (
May 10, 2016	EX-99.1	Financial Supplement The Phoenix Companies, Inc. March 31, 2016 The Phoenix Companies, Inc. Financial Supplement Wall Street Coverage Firm Analyst For More Information JP Morgan Jimmy Bhullar To receive additional information, including financial sup SEC Exhibit EXHIBIT 99.1 Financial Supplement The Phoenix Companies, Inc. March 31, 2016 The Phoenix Companies, Inc. Financial Supplement Wall Street Coverage Firm Analyst For More Information JP Morgan Jimmy Bhullar To receive additional information, including financial supplements and Securities and Exchange Commission filings along with access to other shareholder services, visit the Investor R
May 10, 2016	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 earningsreleaseform8-kx201.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ——————— FORM 8-K ——————— CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 10, 2016 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088
May 10, 2016	EX-12	STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1] Three Months Ended Mar. 31, Years Ended December 31, ($ amounts in millions) 2016 2015 2014 2013 2012 2011 Income EXHIBIT 12 STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1] Three Months Ended Mar.
May 6, 2016	EX-99.1	Nassau Reinsurance Group Holdings, L.P. Receives Connecticut Insurance Department Approval for the Acquisition of The Phoenix Companies, Inc. Exhibit 99.1 NEWS RELEASE For Immediate Release Contacts: Phoenix (Media) Alice S. Ericson 860-403-5946 [email protected] (Investors) Naomi Baline Kleinman 860-403-7100 [email protected] Nassau (Media) Sard Verbinnen & Co Denise DesChenes / Jenny Gore 212-687-8080 / 312-895-4700 Nassau Reinsurance Group Holdings, L.P. Receives Connecticut Insurance Department Approval for the Acquisit
May 6, 2016	8-K	Financial Statements and Exhibits, Other Events 8-K 1 t16012658k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported):May 6, 2016 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or other jurisdiction
March 15, 2016	EX-10.48	SECOND AMENDMENT TO THE PHOENIX COMPANIES, INC. EQUITY DEFERRAL PLAN As Amended and Restated Effective January 1, 2009 EXHIBIT 10.48 SECOND AMENDMENT TO THE PHOENIX COMPANIES, INC. EQUITY DEFERRAL PLAN As Amended and Restated Effective January 1, 2009 The Phoenix Companies, Inc. Equity Deferral Plan (the "Plan"), as amended and restated effective January 1, 2009, is amended effective June 26, 2015 as follows: 1. Section 2.03 is amended in its entirety to read as follows: 2.03 “Beneficiary” means the person(s) or e
March 15, 2016	EX-10.31	SECOND AMENDMENT TO THE PHOENIX COMPANIES, INC. 2003 RESTRICTED STOCK, RESTRICTED STOCK UNIT AND LONG-TERM INCENTIVE PLAN As Amended and Restated Effective January 1, 2009 EXHIBIT 10.31 SECOND AMENDMENT TO THE PHOENIX COMPANIES, INC. 2003 RESTRICTED STOCK, RESTRICTED STOCK UNIT AND LONG-TERM INCENTIVE PLAN As Amended and Restated Effective January 1, 2009 The Phoenix Companies, Inc. 2003 Restricted Stock, Restricted Stock Unit and Long-Term Incentive Plan (the “Plan”), as amended and restated effective January 1, 2009, is amended effective June 26, 2015 as follows:
March 15, 2016	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 form8-kxsupplementx20151231.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ——————— FORM 8-K ——————— CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 15, 2016 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-15990
March 15, 2016	10-K	Phoenix Companies 10-K (Annual Report) 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ????????? FORM 10-K ????????? ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-16517
March 15, 2016	EX-10.10	FIRST AMENDMENT TO THE PHOENIX COMPANIES, INC. DIRECTORS STOCK PLAN As Amended and Restated Effective January 1, 2009 EXHIBIT 10.10 FIRST AMENDMENT TO THE PHOENIX COMPANIES, INC. DIRECTORS STOCK PLAN As Amended and Restated Effective January 1, 2009 The Phoenix Companies, Inc. Directors Stock Plan (the “Plan”), as amended and restated effective January 1, 2009, is amended effective June 26, 2015 as follows: 1. Section 2.1(b) is amended in its entirety to read as follows: (b) “Beneficiary” means the person(s) or e
March 15, 2016	EX-21	LIST OF THE PHOENIX COMPANIES, INC. SUBSIDIARIES Name Jurisdiction of Incorporation 1851 Securities, Inc. Delaware American Phoenix Life and Reassurance Company Connecticut PHL Variable Insurance Company Connecticut Phoenix Distribution Holding Compa EXHIBIT 21 LIST OF THE PHOENIX COMPANIES, INC. SUBSIDIARIES Name Jurisdiction of Incorporation 1851 Securities, Inc. Delaware American Phoenix Life and Reassurance Company Connecticut PHL Variable Insurance Company Connecticut Phoenix Distribution Holding Company Connecticut Phoenix Founders, Inc. Connecticut Phoenix Investment Management Company Connecticut Phoenix Life and Annuity Company Connec
March 15, 2016	EX-99.1	Contacts: Media Relations Alice S. Ericson, 860-403-5946 [email protected] Investor Relations Naomi Baline Kleinman, 860-403-7100 [email protected] The Phoenix Companies, Inc. (NYSE:PNX) Reports 4Q15 Results; Files 2015 Form 10-K EX-99.1 2 earningsreleaseexhibit991-.htm EXHIBIT 99.1 EXHIBIT 99.1 N E W S R E L E A S E For Immediate Release One American Row PO Box 5056 Hartford CT 06102-5056 www.phoenixwm.com Contacts: Media Relations Alice S. Ericson, 860-403-5946 [email protected] Investor Relations Naomi Baline Kleinman, 860-403-7100 [email protected] The Phoenix Companies, Inc. (NYSE:PNX) Reports 4Q15 Result
March 15, 2016	EX-24	POWER OF ATTORNEY EXHIBIT 24 POWER OF ATTORNEY Each person whose signature appears below does hereby make, constitute and appoint JOHN T.
March 15, 2016	EX-10.50	FIRST AMENDMENT TO THE PHOENIX COMPANIES, INC. DIRECTORS EQUITY DEFERRAL PLAN As Amended and Restated Effective January 1, 2009 EXHIBIT 10.50 FIRST AMENDMENT TO THE PHOENIX COMPANIES, INC. DIRECTORS EQUITY DEFERRAL PLAN As Amended and Restated Effective January 1, 2009 The Phoenix Companies, Inc. Directors Equity Deferral Plan (the "Plan"), as amended and restated effective January 1, 2009, is amended effective June 26, 2015 as follows: 1. Section 2.02 is amended in its entirety to read as follows: 2.02 “Beneficiary” means
March 15, 2016	EX-10.24	THIRD AMENDMENT TO THE PHOENIX COMPANIES, INC. NONQUALIFIED SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN As Amended and Restated Effective January 1, 2009 EXHIBIT 10.24 THIRD AMENDMENT TO THE PHOENIX COMPANIES, INC. NONQUALIFIED SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN As Amended and Restated Effective January 1, 2009 The Phoenix Companies, Inc. Nonqualified Supplemental Executive Retirement Plan, as amended and restated effective January 1, 2009 (the “Plan”), further amended effective March 31, 2010 and November 19, 2013, and is further amended effec
March 15, 2016	EX-99.1	EX-99.1 Untitled Document Exhibit 99.1
March 15, 2016	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 earningsreleaseform8-kx201.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ——————— FORM 8-K ——————— CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 15, 2016 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-159908
March 15, 2016	EX-10.5	FOURTH AMENDMENT TO THE PHOENIX COMPANIES, INC. STOCK INCENTIVE PLAN As Amended and Restated Effective January 1, 2009 EXHIBIT 10.5 FOURTH AMENDMENT TO THE PHOENIX COMPANIES, INC. STOCK INCENTIVE PLAN As Amended and Restated Effective January 1, 2009 The Phoenix Companies, Inc. Stock Incentive Plan (the “Plan”), as amended and restated effective January 1, 2009, is amended effective June 26, 2015 as follows: 1. Section 10.2 is amended in its entirety to read as follows: 10.2 Beneficiary Designation. Each Participa
March 15, 2016	EX-12	Years Ended December 31, ($ amounts in millions) 2015 2014 2013 2012 2011 Income (loss) from continuing operations before income taxes $ (159.3 ) $ (195.2 ) $ 38.1 $ (153.5 ) $ (5.4 ) Less: Equity in earnings (losses) of limited partnership and other EXHIBIT 12 STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1] Years Ended December 31, ($ amounts in millions) 2015 2014 2013 2012 2011 Income (loss) from continuing operations before income taxes $ (159.
March 15, 2016	EX-10.52	FIRST AMENDMENT TO THE PHOENIX COMPANIES, INC. DIRECTORS CASH DEFERRAL PLAN As Amended and Restated Effective January 1, 2009 EXHIBIT 10.52 FIRST AMENDMENT TO THE PHOENIX COMPANIES, INC. DIRECTORS CASH DEFERRAL PLAN As Amended and Restated Effective January 1, 2009 The Phoenix Companies, Inc. Directors Cash Deferral Plan (the "Plan"), as amended and restated effective January 1, 2009, is amended effective June 26, 2015 as follows: 1. Section 2.01 is amended in its entirety to read as follows: 2.01 “Beneficiary” means the
March 15, 2016	EX-10.28	THIRD AMENDMENT TO THE PHOENIX COMPANIES, INC. NONQUALIFIED SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN B As Amended and Restated Effective January 1, 2009 EXHIBIT 10.28 THIRD AMENDMENT TO THE PHOENIX COMPANIES, INC. NONQUALIFIED SUPPLEMENTAL EXECUTIVE RETIREMENT PLAN B As Amended and Restated Effective January 1, 2009 The Phoenix Companies, Inc. Nonqualified Supplemental Executive Retirement Plan B, as amended and restated effective January 1, 2009 (the “Plan”), further amended effective March 31, 2010 and November 19, 2013, and is further amended e
March 15, 2016	EX-99.1	Financial Supplement The Phoenix Companies, Inc. December 31, 2015 The Phoenix Companies, Inc. Financial Supplement Wall Street Coverage Firm Analyst For More Information JP Morgan Jimmy Bhullar To receive additional information, including financial EX-99.1 2 exhibit991-supplementx2015.htm EXHIBIT 99.1 EXHIBIT 99.1 Financial Supplement The Phoenix Companies, Inc. December 31, 2015 The Phoenix Companies, Inc. Financial Supplement Wall Street Coverage Firm Analyst For More Information JP Morgan Jimmy Bhullar To receive additional information, including financial supplements and Securities and Exchange Commission filings along with access to oth
March 15, 2016	EX-10.43	SECOND AMENDMENT TO THE PHOENIX COMPANIES, INC. EXECUTIVE SEVERANCE ALLOWANCE PLAN As Amended and Restated Effective September 1, 2009 EXHIBIT 10.43 SECOND AMENDMENT TO THE PHOENIX COMPANIES, INC. EXECUTIVE SEVERANCE ALLOWANCE PLAN As Amended and Restated Effective September 1, 2009 The Phoenix Companies, Inc. Executive Severance Allowance Plan (the “Plan”), as amended and restated effective January 1, 2009, is further amended effective June 26, 2015 as follows: 1. Section 2.08A (Domestic Partner definition) is deleted. 2. Sectio
March 15, 2016	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 pnx8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 15, 2016 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or other jurisdic
March 9, 2016	EX-4.1	Fourth Supplemental Indenture EX-4.1 2 a433781ex4-1.htm EXHIBIT 4.1 EXHIBIT 4.1 Fourth Supplemental Indenture This Fourth Supplemental Indenture (this “Fourth Supplemental Indenture”), dated as of March 9, 2016, between The Phoenix Companies, Inc., a Delaware corporation (the “Company”), and U.S. Bank National Association, a national banking association, as successor trustee to SunTrust Bank, as Trustee (the “Trustee”), amends
March 9, 2016	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ??????? FORM 8-K ??????? CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 9, 2016 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or other jurisdiction (Commission
March 4, 2016	EX-99.1	The Phoenix Companies, Inc. (NYSE:PNX) Announces Successful Consent Solicitation Relating to 7.45% Quarterly Interest Bonds due 2032 in Connection with Proposed Acquisition by Nassau EX-99.1 2 a433499ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 NEWS RELEASE For Immediate Release One American Row PO Box 5056 Hartford CT 06102-5056 www.phoenixwm.com Contacts: Media Relations Alice S. Ericson, 860-403-5946 [email protected] Investor Relations Naomi Baline Kleinman, 860-403-7100 [email protected] The Phoenix Companies, Inc. (NYSE:PNX) Announces Successful Consent Solicitation
March 4, 2016	8-K	Financial Statements and Exhibits, Other Events 8-K 1 a4334998k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ——————— FORM 8-K ——————— CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 4, 2016 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or other
February 24, 2016	8-K	Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 pnx8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2016 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or other juris
February 24, 2016	EX-99.1	SUPPLEMENT TO CONSENT SOLICITATION STATEMENT (Dated February 24, 2016) EX-99.1 2 pnxex991.htm SUPPLEMENT TO CONSENT SOLICITATION STATEMENT, DATED FEBRUARY 24, 2016. Exhibit 99.1 SUPPLEMENT TO CONSENT SOLICITATION STATEMENT (Dated February 24, 2016) This Supplement to Consent Solicitation Statement, dated February 24, 2016 (this “Supplement”), supplements the Consent Solicitation Statement, dated January 7, 2016 (the “Consent Solicitation Statement”), from holders of
February 24, 2016	EX-99.2	The Phoenix Companies Announces Second Extension to Consent Solicitation Relating to 7.45% Quarterly Interest Bonds due 2032; Enters Memorandum of Understanding to Settle Litigation EX-99.2 3 pnxex992.htm NEWS RELEASE OF THE PHOENIX COMPANIES, INC. DATED FEBRUARY 24, 2016. Exhibit 99.2 NEWS RELEASE For Immediate Release One American Row PO Box 5056 Hartford CT 06102-5056 www.phoenixwm.com Contacts: Media Relations Alice S. Ericson, 860-403-5946 [email protected] Investor Relations Naomi Baline Kleinman, 860-403-7100 [email protected] The Phoenix Companies Announc
February 16, 2016	SC 13G/A	PFX / Phoenix Companies, Inc. (The) / Toscafund Asset Management LLP - AMENDMENT NO. 8 Passive Investment SC 13G/A 1 t73994sc13ga8.htm AMENDMENT NO. 8 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8) The Phoenix Companies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 71902E109 (CUSIP Number) December 31, 2015 (Date of Event which Requires Filing of this Statement) the appropriate box to
February 11, 2016	SC 13G/A	PFX / Phoenix Companies, Inc. (The) / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* The Phoenix Companies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 71902E604 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriat
February 10, 2016	EX-99.1	The Phoenix Companies Extends Consent Solicitation Relating to 7.45% Quarterly Interest Bonds due 2032 Exhibit 99.1 NEWS RELEASE For Immediate Release One American Row PO Box 5056 Hartford CT 06102-5056 www.phoenixwm.com Contacts: Media Relations Alice S. Ericson, 860-403-5946 [email protected] Investor Relations Naomi Baline Kleinman, 860-403-7100 [email protected] The Phoenix Companies Extends Consent Solicitation Relating to 7.45% Quarterly Interest Bonds due 2032 Hartford, Conn., F
February 10, 2016	8-K	Financial Statements and Exhibits, Other Events 8-K 1 a4311828k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ——————— FORM 8-K ——————— CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 10, 2016 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State
February 10, 2016	EX-99.1	The Phoenix Companies Extends Consent Solicitation Relating to 7.45% Quarterly Interest Bonds due 2032 Exhibit 99.1 NEWS RELEASE For Immediate Release One American Row PO Box 5056 Hartford CT 06102-5056 www.phoenixwm.com Contacts: Media Relations Alice S. Ericson, 860-403-5946 [email protected] Investor Relations Naomi Baline Kleinman, 860-403-7100 [email protected] The Phoenix Companies Extends Consent Solicitation Relating to 7.45% Quarterly Interest Bonds due 2032 Hartford, Conn., F
February 9, 2016	SC 13G/A	PFX / Phoenix Companies, Inc. (The) / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9)* PHOENIX COMPANIES INC (Name of Issuer) Common Stock (Title of Class of Securities) 71902E604 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S
February 5, 2016	SC 13G/A	PFX / Phoenix Companies, Inc. (The) / MORGAN STANLEY - MSCS AMENDMENT Passive Investment SC 13G/A 1 phoenixcompanies1.txt MSCS AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.1)* PHOENIX COMPANIES INC. - (Name of Issuer) Common Stock - (Title of Class of Securities) 71902E604 - (CUSIP Number) December 31, 2015 - (Date Of Event which Requires Filing of this Statement) Check the approp
January 22, 2016	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Other Events 8-K 1 t16002168k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 22, 2016 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or other jurisdi
January 22, 2016	EX-99.1	The Phoenix Companies, Inc. Announces CFO Transition Upon Completion of Merger with Nassau EX-99.1 2 t1600216ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 NEWS RELEASE For Immediate Release One American Row PO Box 5056 Hartford CT 06102-5056 Contacts: Media Relations Alice S. Ericson, 860-403-5946 [email protected] Investor Relations Naomi Baline Kleinman, 860-403-7100 [email protected] The Phoenix Companies, Inc. Announces CFO Transition Upon Completion of Merger with Nassau Hartfo
January 7, 2016	EX-99.1	The Phoenix Companies, Inc. (NYSE:PNX) Announces Consent Solicitation Relating to 7.45% Quarterly Interest Bonds due 2032 in connection with proposed acquisition by Nassau Exhibit 99.1 NEWS RELEASE For Immediate Release One American Row PO Box 5056 Hartford CT 06102-5056 www.phoenixwm.com Contacts: Media Relations Alice S. Ericson, 860-403-5946 [email protected] Investor Relations Naomi Baline Kleinman 860-403-7100 [email protected] The Phoenix Companies, Inc. (NYSE:PNX) Announces Consent Solicitation Relating to 7.45% Quarterly Interest Bonds due 2032
January 7, 2016	EX-99.2	THE PHOENIX COMPANIES, INC. CONSENT SOLICITATION STATEMENT Solicitation of Consents to Amendment to Indenture With Respect to the $300,000,000 7.45% Quarterly Interest Bonds due 2032 (CUSIP 71902E 20 8) (NYSE:PFX) In Consideration of a Consent Fee of Exhibit 99.2 January 7, 2016 Dear PFX Bondholder: We are writing to request your consent to amend the indenture governing The Phoenix Companies, Inc. 7.45% Quarterly Interest Bonds due 2032 (CUSIP 71902E 20 8) (NYSE:PFX). We encourage you to review this Consent Solicitation Statement, which provides detail about the proposed amendment and what consenting to it would mean to you. Here is a summary
January 7, 2016	8-K	Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 a4284648k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 7, 2016 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or other jurisdict
January 6, 2016	SC 13D/A	PFX / Phoenix Companies, Inc. (The) / Standard General L.P. - AMENDMENT NO. 2 TO SCHEDULE 13D Activist Investment SC 13D/A 1 a69853sc13da.htm AMENDMENT NO. 2 TO SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* The Phoenix Companies, Inc. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 71902E604 (CUSIP Number) Joseph Mause Standard General L.P. 767 Fifth Avenue,
December 17, 2015	EX-99.1	The Phoenix Companies, Inc. Stockholders Approve Acquisition by Nassau Exhibit 99.1 NEWS RELEASE For Immediate Release One American Row PO Box 5056 Hartford CT 06102-5056 www.phoenixwm.com Contacts: Media Relations Alice S. Ericson, 860-403-5946 [email protected] Investor Relations Naomi Baline Kleinman, 860-403-7100 [email protected] The Phoenix Companies, Inc. Stockholders Approve Acquisition by Nassau Hartford, CT, Dec. 17, 2015 – At a special meeting
December 17, 2015	8-K	Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders 8-K 1 t15029548k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 17, 2015 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or other jurisd
December 11, 2015	EX-10.1	FIFTH AMENDMENT TO THE PHOENIX COMPANIES, INC. NON-QUALIFIED EXCESS INVESTMENT PLAN As Amended and Restated Effective September 1, 2009 EX-10.1 2 pnx101.htm FIFTH AMENDMENT TO THE PHOENIX COMPANIES, INC. NON-QUALIFIED EXCESS INVESTMENT PLAN, Exhibit 10.1 FIFTH AMENDMENT TO THE PHOENIX COMPANIES, INC. NON-QUALIFIED EXCESS INVESTMENT PLAN As Amended and Restated Effective September 1, 2009 The Phoenix Companies, Inc. Non-Qualified Excess Investment Plan (the “Plan”), as amended and restated effective September 1, 2009, further amend
December 11, 2015	DEFA14A	Phoenix Companies FORM 8-K DEFA14A 1 t15029158k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 10, 2015 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or other ju
December 11, 2015	8-K	Other Events 8-K 1 t15029158k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 10, 2015 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or other jurisd
December 11, 2015	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits pnx8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 8, 2015 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or other jurisdiction of incorporati
December 9, 2015	SC 13D/A	PFX / Phoenix Companies, Inc. (The) / Standard General L.P. - AMENDMENT NO. 1 TO SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* The Phoenix Companies, Inc. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 71902E604 (CUSIP Number) Joseph Mause Standard General L.P. 767 Fifth Avenue, 12th Floor New York, NY 10153 Tel. No.: 212-257-4701 (Name,
November 18, 2015	DEFM14A	Phoenix Companies DEFINITIVE PROXY STATEMENT DEFM14A 1 t1502501defm14a.htm DEFINITIVE PROXY STATEMENT TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the
November 17, 2015	SC 13G	PFX / Phoenix Companies, Inc. (The) / STATE FARM MUTUAL AUTOMOBILE INSURANCE CO - 13G Passive Investment SC 13G 1 phoenixcompanies2015.txt 13G Schedule 13G Page of Pages 1 6 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* 14 PHOENIX COMPANIES INC. (Name of Issuer) COMMON SHARES (Title of Class of Securities) 71902E604 (Cusip Number) 12/31/2015 (Date of Event Which Requires Filing of this Statement) Check
November 16, 2015	DEFA14A	Phoenix Companies SOLICITING MATERIAL UNDER 240.14A-12 DEFA14A 1 t1502501defa14a.htm SOLICITING MATERIAL UNDER 240.14A-12 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Us
November 12, 2015	DEFA14A	Phoenix Companies FORM 8-K DEFA14A 1 t15026458k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2015 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or other ju
November 12, 2015	EX-99.1	The Phoenix Companies, Inc. Announces Record Date and Meeting Date for Special Meeting of Stockholders EX-99.1 2 t1502645ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 NEWS RELEASE For Immediate Release One American Row PO Box 5056 Hartford CT 06102-5056 www.phoenixwm.com Contacts: Media Relations Investor Relations Alice S. Ericson, 860-403-5946 Naomi Baline Kleinman, 860-403-7100 [email protected] [email protected] The Phoenix Companies, Inc. Announces Record Date and Meeting Date for Special
November 12, 2015	8-K	Financial Statements and Exhibits, Other Events 8-K 1 t15026458k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2015 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or other jurisd
November 12, 2015	EX-99.1	The Phoenix Companies, Inc. Announces Record Date and Meeting Date for Special Meeting of Stockholders EX-99.1 2 t1502645ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 NEWS RELEASE For Immediate Release One American Row PO Box 5056 Hartford CT 06102-5056 www.phoenixwm.com Contacts: Media Relations Investor Relations Alice S. Ericson, 860-403-5946 Naomi Baline Kleinman, 860-403-7100 [email protected] [email protected] The Phoenix Companies, Inc. Announces Record Date and Meeting Date for Special
November 9, 2015	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 form8-k09302015.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ——————— FORM 8-K ——————— CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 9, 2015 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State
November 9, 2015	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ————————— FORM 10-Q ————————— (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Nu
November 9, 2015	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ——————— FORM 8-K ——————— CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 9, 2015 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or other jurisdiction (Commiss
November 9, 2015	EX-99.1	EX-99.1 pnxex991.htm Exhibit 99.1
November 9, 2015	EX-99.1	Financial Supplement The Phoenix Companies, Inc. September 30, 2015 The Phoenix Companies, Inc. Financial Supplement Wall Street Coverage Firm Analyst For More Information JP Morgan Jimmy Bhullar To receive additional information, including financial Exhibit EXHIBIT 99.1 Financial Supplement The Phoenix Companies, Inc. September 30, 2015 The Phoenix Companies, Inc. Financial Supplement Wall Street Coverage Firm Analyst For More Information JP Morgan Jimmy Bhullar To receive additional information, including financial supplements and Securities and Exchange Commission filings along with access to other shareholder services, visit the Investor R
November 9, 2015	8-K	Phoenix Companies CURRENT REPORT (Current Report/Significant Event) pnx8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 9, 2015 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or other jurisdiction of incorporati
November 9, 2015	EX-12	STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1] Three Months Ended Sept. 30, Nine Months Ended Sept. 30, Years Ended December 31, ($ amounts in millions) 2015 20 EXHIBIT 12 STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1] Three Months Ended Sept.
November 9, 2015	EX-99.1	The Phoenix Companies Reports Third Quarter 2015 Results EX-99.1 2 earningsreleaseexhibit991-.htm EXHIBIT 99.1 EXHIBIT 99.1 N E W S R E L E A S E For Immediate Release One American Row PO Box 5056 Hartford CT 06102-5056 www.phoenixwm.com Contacts: Media Relations Alice S. Ericson, 860-403-5946 [email protected] Investor Relations Naomi Baline Kleinman, 860-403-7100 [email protected] The Phoenix Companies Reports Third Quarter 2015 Results •
October 30, 2015	DEFA14A	Phoenix Companies FORM DEFA14A DEFA14A 1 t1502419defa14a.htm FORM DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant [X] Filed by a Party other than the Registrant [] Check the appropriate box: [] Preliminary Proxy Statement [] Confidential, for Use of the Commission
October 30, 2015	PREM14A	Phoenix Companies PRELIMINARY PROXY STATEMENT PREM14A 1 t1502419prem14a.htm PRELIMINARY PROXY STATEMENT TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the
September 30, 2015	EX-2.1	AGREEMENT AND PLAN OF MERGER NASSAU REINSURANCE GROUP HOLDINGS, L.P., DAVERO MERGER SUB CORP. THE PHOENIX COMPANIES, INC. Dated as of September 28, 2015 EX-2.1 2 pnxex21.htm AGREEMENT AND PLAN OF MERGER Exhibit 2.1 AGREEMENT AND PLAN OF MERGER among NASSAU REINSURANCE GROUP HOLDINGS, L.P., DAVERO MERGER SUB CORP. and THE PHOENIX COMPANIES, INC. Dated as of September 28, 2015 TABLE OF CONTENTS Page ARTICLE I THE MERGER 1 Section 1.1 The Merger 1 Section 1.2 Closing; Effective Time 1 Section 1.3 Effects of the Merger 1 Section 1.4 Certificate of Inc
September 30, 2015	8-K	Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Entry into a Material Definitive Agreement, Financial Statements and Exhibits pnx8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 28, 2015 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or other jurisdiction (Commission
September 30, 2015	EX-3.1	AMENDED AND RESTATED BY LAWS THE PHOENIX COMPANIES, INC. AMENDED AND RESTATED THE PHOENIX COMPANIES, INC. EX-3.1 3 pnxex31.htm AMENDED AND RESTATED BYLAWS Exhibit 3.1 AMENDED AND RESTATED BY LAWS OF THE PHOENIX COMPANIES, INC. AMENDED AND RESTATED BYLAWS OF THE PHOENIX COMPANIES, INC. ARTICLE I - STOCKHOLDERS Section 1.01 Annual Meeting 1 Section 1.02 Special Meetings 1 Section 1.03 Notice of Meetings; Waiver 1 Section 1.04 Quorum 2 Section 1.05 Voting 2 Section 1.06 Voting by Ballot 3 Section 1.07 Ad
September 29, 2015	EX-99.1	NASSAU REINSURANCE GROUP TO ACQUIRE THE PHOENIX COMPANIES, INC. FOR $37.50 PER SHARE IN CASH phnxex991.htm Exhibit 99.1 NEWS RELEASE For Immediate Release Contacts: Phoenix (Media) Alice S. Ericson 860-403-5946 [email protected] (Investors) Naomi Baline Kleinman 860-403-7100 [email protected] Nassau (Media) Sard Verbinnen & Co Denise DesChenes / Jenny Gore 212-687-8080 / 312-895-4700 NASSAU REINSURANCE GROUP TO ACQUIRE THE PHOENIX COMPANIES, INC. FOR $37.50 PER SHARE IN CASH
September 29, 2015	EX-99.3	The Phoenix Companies, Inc. One American Row PO Box 5056 Hartford, CT 06102-5056 Tel. 860-403-7100 phnxex993.htm Exhibit 99.3 September 29, 2015 To Our Shareholders, Policyholders and Other Key Constituents: Earlier today, Phoenix announced a definitive agreement to be acquired by Nassau Reinsurance Group Holdings L.P. (?Nassau?). This is a transformational event for our company. For 164 years, Phoenix has provided our customers with products and services to protect their financial futures, and
September 29, 2015	EX-99.4	The Phoenix Companies, Inc. One American Row PO Box 5056 Hartford, CT 06102-5056 Tel. 860-403-7100 phnxex994.htm Exhibit 99.4 Letter to Employees from Phoenix President and Chief Executive Officer James D. Wehr September 29, 2015 Company Acquisition This morning we announced a definitive agreement to be acquired by Nassau Reinsurance Group Holdings L.P. This is a transformational event for our company, which we believe will strengthen and enhance Phoenix for the long term. When the transaction
September 29, 2015	EX-99.2	PHOENIX/NASSAU ACQUISITION ANNOUNCEMENT TALKING POINTS AND Q&AS SEPTEMBER 29, 2015 phnxex992.htm Exhibit 99.2 PHOENIX/NASSAU ACQUISITION ANNOUNCEMENT TALKING POINTS AND Q&AS SEPTEMBER 29, 2015 TALKING POINTS ? The Phoenix Companies, Inc. (including its subsidiaries, ?Phoenix? or the ?Company?) has agreed to be acquired by Nassau Reinsurance Group Holdings L.P. (?Nassau?). When the transaction is completed, Phoenix will become a privately held, wholly owned subsidiary of Nassau a
September 29, 2015	EX-99.5	EX-99.5 phnxex995.htm Exhibit 99.5
September 29, 2015	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 phnxconfidential.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 29, 2015 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or
August 11, 2015	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 pnx8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 11, 2015 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or other jurisdi
August 11, 2015	EX-99.1	EX-99.1 pnxex991.htm Exhibit 99.1
August 10, 2015	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 form8-k06302015.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 10, 2015 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or other jurisdic
August 10, 2015	EX-12	STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1] Three Months Ended June 30, Six Months Ended June 30, Years Ended December 31, ($ amounts in millions) 2015 2015 EXHIBIT 12 STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1] Three Months Ended June 30, Six Months Ended June 30, Years Ended December 31, ($ amounts in millions) 2015 2015 2014 2013 2012 2011 2010 Income (loss) from continuing operations before income taxes $ (34.
August 10, 2015	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ????????? FORM 10-Q ????????? (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number:
August 10, 2015	EX-99.1	The Phoenix Companies, Inc. Financial Supplement Wall Street Coverage Firm Analyst For More Information JP Morgan Jimmy Bhullar To receive additional information, including financial supplements and Securities and Exchange Commission filings along wi FINANCIAL SUPPLEMENT-2015.6.30-8K The Phoenix Companies, Inc. Financial Supplement Wall Street Coverage Firm Analyst For More Information JP Morgan Jimmy Bhullar To receive additional information, including financial supplements and Securities and Exchange Commission filings along with access to other shareholder services, visit the Investor Relations Section on our Web site at Phoenixwm.com or co
August 10, 2015	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 pnx8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 10, 2015 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or other jurisdi
August 10, 2015	EX-99.1	The Phoenix Companies Reports Second Quarter 2015 Results pnxex991.htm Exhibit 99.1 N E W S R E L E A SE For Immediate Release One American Row PO Box 5056 Hartford CT 06102-5056 www.phoenixwm.com Contacts: Media Relations Investor Relations Alice S. Ericson, 860-403-5946 Naomi Baline Kleinman, 860-403-7100 [email protected] [email protected] The Phoenix Companies Reports Second Quarter 2015 Results ● Net Loss Attributable to The Phoenix Com
July 29, 2015	EX-99.1	Contacts: Media Relations Investor Relations Alice S. Ericson, 860-403-5946 Naomi Baline Kleinman, 860-403-7100 [email protected] [email protected] pnxex991.htm Exhibit 99.1 N E W S R E L E A SE For Immediate Release One American Row PO Box 5056 Hartford CT 06102-5056 www.phoenixwm.com Contacts: Media Relations Investor Relations Alice S. Ericson, 860-403-5946 Naomi Baline Kleinman, 860-403-7100 [email protected] [email protected] Phoenix Completes De-stacking of Insurance Company Subsidiaries Hartford, Conn., July 29, 2015 –The
July 29, 2015	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ——————— FORM 8-K ——————— CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 29, 2015 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or other jurisdiction of incorpor
July 23, 2015	SC 13G	PFX / Phoenix Companies, Inc. (The) / MORGAN STANLEY - ST MS INITIAL Passive Investment SC 13G 1 phoenixcompanies.txt ST MS INITIAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* THE PHOENIX COMPANIES, INC. - (Name of Issuer) Common Stock - (Title of Class of Securities) 71902E604 - (CUSIP Number) July 13, 2015 - (Date Of Event which Requires Filing of this Statement) Check the appropriat
July 17, 2015	EX-24	EX-24 POWER OF ATTORNEY Know all by these presents, that the undersigned (the "Reporting Person") hereby constitutes and appoints John H.
July 16, 2015	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ——————— FORM 8-K ——————— CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 15, 2015 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or other jurisdiction of incorpor
July 16, 2015	EX-99.1	Contacts: Media Relations Investor Relations Alice S. Ericson, 860-403-5946 Naomi Baline Kleinman, 860-403-7100 [email protected] [email protected] pnxex991.htm Exhibit 99.1 N E W S R E L E A SE For Immediate Release One American Row PO Box 5056 Hartford CT 06102-5056 www.phoenixwm.com Contacts: Media Relations Investor Relations Alice S. Ericson, 860-403-5946 Naomi Baline Kleinman, 860-403-7100 [email protected] [email protected] Andrew J. McMahon Elected to The Phoenix Companies, Inc. Board of Directors Hartford, Conn., July 16
July 10, 2015	SC 13G/A	PFX / Phoenix Companies, Inc. (The) / BlackRock Inc. Passive Investment SC 13G/A 1 phoenix.cos.inc.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 6) PHOENIX COS INC - (Name of Issuer) Common Stock - (Title of Class of Securities) 71902E604 - (CUSIP Number) June 30, 2015 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t
July 6, 2015	EX-10.2	CONSULTING SERVICES AGREEMENT EX-10.2 3 pnx102.htm CONSULTING SERVICES AGREEMENT Exhibit 10.2 CONSULTING SERVICES AGREEMENT CONSULTING SERVICES AGREEMENT, dated as of July 16, 2015, by and between The Phoenix Companies, Inc., a Delaware corporation (the “Company”), and Peter A. Hofmann (“Consultant”). WHEREAS, Consultant has served as the Executive Vice President, Strategy and Business Development of the Company since 2012; an
July 6, 2015	8-K	Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 pnx8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ——————— FORM 8-K ——————— CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 6, 2015 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or
July 6, 2015	EX-99.1	Phoenix Executes Intercompany Reinsurance Treaty and Announces De-stacking of Insurance Company Subsidiaries EX-99.1 2 pnxex991.htm NEWS RELEASE OF THE PHOENIX COMPANIES, INC. DATED JULY 6, 2015 Exhibit 99.1 NEWS RELEASE For Immediate Release One American RowPO Box 5056 Hartford CT 06102-5056 www.phoenixwm.com Contacts: Media Relations Alice S. Ericson, 860-403-5946 [email protected] Investor Relations Naomi Baline Kleinman, 860-403-7100 [email protected] Phoenix Executes Intercompany Reinsu
July 6, 2015	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits 8-K 1 pnx8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ——————— FORM 8-K ——————— CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 6, 2015 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or
July 6, 2015	EX-10.1	AGREEMENT AND RELEASE EX-10.1 2 pnx101.htm SEVERANCE AGREEMENT AND RELEASE Exhibit 10.1 AGREEMENT AND RELEASE This Severance Agreement and Release (“Agreement”) by and between The Phoenix Companies, Inc. and Phoenix Life Insurance Company and their respective affiliates (collectively referred to throughout this Agreement as “the Group”) and Peter A. Hofmann (“Executive”) is made effective as of July 2, 2015 (“Effective
July 2, 2015	EX-99.1	JOINT FILING AGREEMENT Exhibit 99.1 JOINT FILING AGREEMENT This Joint Filing Agreement, dated as of July 2, 2015, is by and among Standard General L.P., Standard General Master Fund L.P., P Standard General Ltd. and Soohyung Kim (collectively, the "Filers"). Each of the Filers may be required to file with the United States Securities and Exchange Commission a statement on Schedule 13G and/or 13D with respect to shares o
July 2, 2015	SC 13D	PFX / Phoenix Companies, Inc. (The) / Standard General L.P. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* The Phoenix Companies, Inc. (Name of Issuer) Common Stock, $0.01 par value per share (Title of Class of Securities) 71902E604 (CUSIP Number) Joseph Mause Standard General L.P. 767 Fifth Avenue, 12th Floor New York, NY 10153 Tel. No.: 212-257-4701 (Name, A
June 11, 2015	EX-16	Exhibit 16.1- pnxex161.htm Exhibit 16.1
June 11, 2015	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant 8-K 1 pnx8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ——————— FORM 8-K ——————— CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 8, 2015 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or
June 11, 2015	EX-99	Contacts: Media Relations Investor Relations Alice S. Ericson, 860-403-5946 Naomi Baline Kleinman, 860-403-7100 [email protected] [email protected] pnxex991.htm Exhibit 99.1 N E W S R E L E A SE For Immediate Release One American Row PO Box 5056 Hartford CT 06102-5056 www.phoenixwm.com Contacts: Media Relations Investor Relations Alice S. Ericson, 860-403-5946 Naomi Baline Kleinman, 860-403-7100 [email protected] [email protected] The Phoenix Companies, Inc. Appoints New Independent Auditor Hartford, Conn., June 11, 2015 ?The Pho
June 3, 2015	EX-10.1	STIPULATION OF SETTLEMENT Page I. INTRODUCTION 1 A. The Actions and Underlying Allegations 1 B. The Background of the Settlement 1 II. DEFINITIONS AND CONSTRUCTION 2 III. SETTLEMENT RELIEF 4 IV. NOTICE TO THE CLASS AND COMMUNICATIONS WITH CLASS MEMBE EX-10.1 2 pnxex101a.htm SETTLEMENT AGREEMENT DATED MAY 29, 2015 Exhibit 10.1 UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK MARTIN FLEISHER, AS TRUSTEE OF THE MICHAEL MOSS IRREVOCABLE LIFE INSURANCE TRUST II and JONATHAN BERCK, AS TRUSTEE OF THE JOHN L. LOEB, JR. INSURANCE TRUST, on behalf of themselves and all others similarly situated, Plaintiff, vs. PHOENIX LIFE INSURANCE COMPANY, D
June 3, 2015	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ——————— FORM 8-K ——————— CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 29, 2015 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or other jurisdiction (Commission
May 15, 2015	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ——————— FORM 8-K ——————— CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 14, 2015 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or other jurisdiction of incorpora
May 14, 2015	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ——————— FORM 8-K ——————— CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 14, 2015 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or other jurisdiction (Commission
May 14, 2015	EX-99.1	EX-99.1 ex991.htm Exhibit 99.1
May 12, 2015	EX-99.1	EX-99.1 pnxex991.htm Exhibit 99.1
May 12, 2015	EX-99.1	N E W S R E L E A SE pnxex991.htm Exhibit 99.1 N E W S R E L E A SE For Immediate Release One American Row PO Box 5056 Hartford CT 06102-5056 www.phoenixwm.com Contacts: Media Relations Alice S. Ericson, 860-403-5946 [email protected] Investor Relations Naomi Baline Kleinman, 860-403-7100 [email protected] The Phoenix Companies, Inc. (NYSE:PNX) Reports First Quarter 2015 Results ? Net Loss Attributable to
May 12, 2015	EX-99.1	The Phoenix Companies, Inc. Financial Supplement Wall Street Coverage For More Information Firm Analyst To receive additional information, including financial supplements and Securities and Exchange Commission filings along with access to other share EX-99.1 2 pnxex991.htm THE PHOENIX COMPANIES, INC. FINANCIAL SUPPLEMENT FOR QUARTER ENDED MARCH 31, 2015 Exhibit 99.1 The Phoenix Companies, Inc. Financial Supplement Wall Street Coverage For More Information Firm Analyst To receive additional information, including financial supplements and Securities and Exchange Commission filings along with access to other shareholder services, visit the Inves
May 12, 2015	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 pnx8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 12, 2015 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or other jurisdicti
May 12, 2015	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 pnx8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 11, 2015 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or other jurisdicti
May 12, 2015	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 12, 2015 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or other jurisdiction (Commission File Number) (IR
May 11, 2015	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 pnx-201503x31x10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ————————— FORM 10-Q ————————— (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PER
May 11, 2015	EX-12	STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1 Three Months Ended March 31, Years Ended December 31, ($ amounts in millions) 2015 2014 2013 2012 2011 2010 Income EXHIBIT 12 STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1 Three Months Ended March 31, Years Ended December 31, ($ amounts in millions) 2015 2014 2013 2012 2011 2010 Income (loss) from continuing operations before income taxes $ (74.
May 6, 2015	8-K	Phoenix Companies CURRENT REPORT (Current Report/Significant Event) pnx8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ??????? FORM 8-K ??????? CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 6, 2015 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or other jurisdiction (Co
May 4, 2015	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 8-K 1 pnx8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ——————— FORM 8-K ——————— CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 4, 2015 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or o
May 1, 2015	8-K	Phoenix Companies CURRENT REPORT (Current Report/Significant Event) pnx8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ??????? FORM 8-K ??????? CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 30, 2015 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or other jurisdiction
April 2, 2015	DEFA14A	Phoenix Companies NOTICE AND ACCESS CARD UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) o Definitive
April 2, 2015	DEF 14A	Phoenix Companies DEF 14A PNX - Proxy Statement 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.
March 31, 2015	8-K	Current Report pnx8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ????????? FORM 8-K ????????? CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 31, 2015 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or other jurisdict
March 31, 2015	EX-21	LIST OF THE PHOENIX COMPANIES, INC. SUBSIDIARIES Name Jurisdiction of Incorporation 1851 Securities, Inc. Delaware American Phoenix Life and Reassurance Company Connecticut PHL Variable Insurance Company Connecticut Phoenix Distribution Holding Compa EXHIBIT 21 LIST OF THE PHOENIX COMPANIES, INC. SUBSIDIARIES Name Jurisdiction of Incorporation 1851 Securities, Inc. Delaware American Phoenix Life and Reassurance Company Connecticut PHL Variable Insurance Company Connecticut Phoenix Distribution Holding Company Connecticut Phoenix Founders, Inc. Connecticut Phoenix Investment Management Company Connecticut Phoenix Life and Annuity Company Connec
March 31, 2015	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 pnx8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 31, 2015 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or other jurisdic
March 31, 2015	EX-99.1	The Phoenix Companies, Inc. pnxex991.htm Exhibit 99.1 The Phoenix Companies, Inc. Financial Supplement Wall Street Coverage Firm Analyst For More Information JP Morgan Jimmy Bhullar To receive additional information, including financial supplements and Securities and Exchange Commission filings along with access to other shareholder services, visit the Investor Relations Section on our Web site at Phoenixwm.com or contact ou
March 31, 2015	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ————————— þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 o TRANSITION REPORT PURSUA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ————————— FORM 10-K ————————— þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-16517 THE P
March 31, 2015	EX-99.1	N E W S R E L E A S E EX-99.1 2 pnxex991.htm NEWS RELEASE Exhibit 99.1 N E W S R E L E A S E For Immediate Release One American Row PO Box 5056 Hartford CT 06102-5056 www.phoenixwm.com Contacts: Media Relations Alice S. Ericson, 860-403-5946 [email protected] Investor Relations Naomi Baline Kleinman, 860-403-7100 [email protected] The Phoenix Companies, Inc. (NYSE:PNX) Files 2014 Form 10-K ● Net Loss Attri
March 31, 2015	EX-12	Years Ended December 31, ($ amounts in millions) 2014 2013 2012 2011 2010 As restated As revised As revised As revised Income (loss) from continuing operations before income taxes $ (195.2 ) $ 38.1 $ (153.5 ) $ (5.4 ) $ (34.5 ) Less: Equity in earnin EXHIBIT 12 STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1] Years Ended December 31, ($ amounts in millions) 2014 2013 2012 2011 2010 As restated As revised As revised As revised Income (loss) from continuing operations before income taxes $ (195.
March 31, 2015	EX-99.1	EX-99.1 pnxex991.htm Exhibit 99.1
March 31, 2015	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 pnx8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 31, 2015 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or other jurisdic
March 31, 2015	EX-24	POWER OF ATTORNEY EXHIBIT 24 POWER OF ATTORNEY Each person whose signature appears below does hereby make, constitute and appoint JOHN T.
February 27, 2015	EX-99.1	The Phoenix Companies, Inc. (NYSE:PNX) Provides 2014 Unaudited Statutory Results for Phoenix Life Insurance Company and Phoenix 4Q14 and 2014 Estimated Operating Metrics EX-99.1 2 pnxex991.htm NEWS RELEASE Exhibit 99.1 N E W S R E L E A S E For Immediate Release One American Row PO Box 5056 Hartford CT 06102-5056 www.phoenixwm.com Contacts: Media Relations Alice S. Ericson, 860-403-5946 [email protected] Investor Relations Naomi Baline Kleinman, 860-403-7100 [email protected] The Phoenix Companies, Inc. (NYSE:PNX) Provides 2014 Unaudited Statutory Res
February 27, 2015	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 27, 2015 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or other jurisdiction of incorporation) (Comm
February 13, 2015	SC 13G/A	PFX / Phoenix Companies, Inc. (The) / Toscafund Asset Management LLP - AMENDMENT NO. 7 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7) The Phoenix Companies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 71902E109 (CUSIP Number) December 31, 2014 (Date of Event which Requires Filing of this Statement) the appropriate box to designate the rule pursuant to which this Sc
February 12, 2015	SC 13G	PFX / Phoenix Companies, Inc. (The) / Wellington Management Group LLP - SEC SCHEDULE 13G Passive Investment SC 13G 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* The Phoenix Companies, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 71902E604 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate bo
February 6, 2015	NT 10-K	PFX / Phoenix Companies, Inc. (The) NT 10-K - - LATE FILING NOTIFICATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): þ Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: December 31, 2014 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report o
February 6, 2015	8-K	Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review 8-K 1 pnx8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ——————— FORM 8-K ——————— CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 4, 2015 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State
February 6, 2015	EX-99.1	The Phoenix Companies, Inc. Announces GAAP Restatement EX-99.1 2 pnxex991.htm NEWS RELEASE Exhibit 99.1 N E W S R E L E A SE For Immediate Release One American Row PO Box 5056 Hartford CT 06102-5056 www.phoenixwm.com Contacts: Media Relations Alice S. Ericson, 860-403-5946 [email protected] Investor Relations Naomi Baline Kleinman, 860-403-7100 [email protected] The Phoenix Companies, Inc. Announces GAAP Restatement ● Corrections would in
February 6, 2015	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ——————— FORM 8-K ——————— CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 6, 2015 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or other jurisdiction of incor
February 5, 2015	SC 13G/A	PFX / Phoenix Companies, Inc. (The) / DIMENSIONAL FUND ADVISORS LP - SCHEDULE 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* PHOENIX COMPANIES INC (Name of Issuer) Common Stock (Title of Class of Securities) 71902E604 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S
February 4, 2015	SC 13G	PFX / Phoenix Companies, Inc. (The) / STATE FARM MUTUAL AUTOMOBILE INSURANCE CO - 13G Passive Investment SC 13G 1 phoenix2015.txt 13G Schedule 13G Page of Pages 1 7 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* 13 PHOENIX COMPANIES INC. (Name of Issuer) COMMON SHARES (Title of Class of Securities) 71902E604 (Cusip Number) 12/31/2014 (Date of Event Which Requires Filing of this Statement) Check the appro
January 30, 2015	SC 13G/A	PFX / Phoenix Companies, Inc. (The) / BlackRock Inc. Passive Investment SC 13G/A 1 phoenix.cos.inc.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 5) PHOENIX COS INC - (Name of Issuer) Common Stock - (Title of Class of Securities) 71902E604 - (CUSIP Number) December 31, 2014 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua
December 18, 2014	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (date of earliest event reported): December 12, 2014 The Phoenix Companies, Inc.
December 5, 2014	EX-99.1	EXHIBIT 99.1 EX-99.1 2 ex991.htm CONFERENCE CALL SLIDES DATED DECEMBER 5, 2014 EXHIBIT 99.1
December 5, 2014	8-K	Financial Statements and Exhibits, Other Events 8-K 1 pnx8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ——————— FORM 8-K ——————— CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 5, 2014 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State
November 24, 2014	LETTER	LETTER November 24, 2014 Via E-mail Bonnie J. Malley Executive Vice President and Chief Financial Officer The Phoenix Companies, Inc. One American Row Hartford, Connecticut 06102-5056 Re: The Phoenix Companies, Inc. Form 10-K for the Fiscal Year Ended December 31, 2013 Filed August 6, 2014 File No. 001-16517 Dear Ms. Malley: We have completed our review of your filing. We remind you that our comments or
November 21, 2014	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ——————— FORM 8-K ——————— CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 21, 2014 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or other jurisdiction (Commis
November 21, 2014	EX-99.1	The Phoenix Companies, Inc. (NYSE:PNX) Files Third Quarter 2014 Form 10-Q EX-99.1 2 pnxex991.htm PRESSRELEASE Exhibit 99.1 N E W S R E L E A S E For Immediate Release One American Row PO Box 5056 Hartford CT 06102-5056 www.phoenixwm.com Contacts: Media Relations Alice S. Ericson, 860-403-5946 [email protected] Investor Relations Naomi Baline Kleinman, 860-403-7100 [email protected] The Phoenix Companies, Inc. (NYSE:PNX) Files Third Quarter 2014 Form 10-Q ●
November 21, 2014	EX-12	STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1 Three Months Ended Sept 30, Nine Months Ended Sept 30, Years Ended December 31, ($ amounts in millions) 2014 2014 EXHIBIT 12 STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1 Three Months Ended Sept 30, Nine Months Ended Sept 30, Years Ended December 31, ($ amounts in millions) 2014 2014 2013 2012 2011 2010 2009 Income (loss) from continuing operations before income taxes $ (16.
November 21, 2014	EX-99.1	The Phoenix Companies, Inc. (NYSE:PNX) Files Third Quarter 2014 Form 10-Q EX-99.1 2 pnxex991.htm PRESSRELEASE Exhibit 99.1 N E W S R E L E A S E For Immediate Release One American Row PO Box 5056 Hartford CT 06102-5056 www.phoenixwm.com Contacts: Media Relations Alice S. Ericson, 860-403-5946 [email protected] Investor Relations Naomi Baline Kleinman, 860-403-7100 [email protected] The Phoenix Companies, Inc. (NYSE:PNX) Files Third Quarter 2014 Form 10-Q ●
November 21, 2014	EX-12	STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1 Three Months Ended Sept 30, Nine Months Ended Sept 30, Years Ended December 31, ($ amounts in millions) 2014 2014 EXHIBIT 12 STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1 Three Months Ended Sept 30, Nine Months Ended Sept 30, Years Ended December 31, ($ amounts in millions) 2014 2014 2013 2012 2011 2010 2009 Income (loss) from continuing operations before income taxes $ (16.
November 21, 2014	EX-12	STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1 Three Months Ended Sept 30, Nine Months Ended Sept 30, Years Ended December 31, ($ amounts in millions) 2014 2014 EXHIBIT 12 STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1 Three Months Ended Sept 30, Nine Months Ended Sept 30, Years Ended December 31, ($ amounts in millions) 2014 2014 2013 2012 2011 2010 2009 Income (loss) from continuing operations before income taxes $ (16.
November 21, 2014	EX-99.1	The Phoenix Companies, Inc. (NYSE:PNX) Files Third Quarter 2014 Form 10-Q EX-99.1 2 pnxex991.htm PRESSRELEASE Exhibit 99.1 N E W S R E L E A S E For Immediate Release One American Row PO Box 5056 Hartford CT 06102-5056 www.phoenixwm.com Contacts: Media Relations Alice S. Ericson, 860-403-5946 [email protected] Investor Relations Naomi Baline Kleinman, 860-403-7100 [email protected] The Phoenix Companies, Inc. (NYSE:PNX) Files Third Quarter 2014 Form 10-Q ●
November 21, 2014	EX-12	STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1 Three Months Ended Sept 30, Nine Months Ended Sept 30, Years Ended December 31, ($ amounts in millions) 2014 2014 EXHIBIT 12 STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1 Three Months Ended Sept 30, Nine Months Ended Sept 30, Years Ended December 31, ($ amounts in millions) 2014 2014 2013 2012 2011 2010 2009 Income (loss) from continuing operations before income taxes $ (16.
November 21, 2014	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ——————— FORM 8-K ——————— CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 20, 2014 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or other jurisdiction (Commis
November 21, 2014	EX-99.1	The Phoenix Companies, Inc. (NYSE:PNX) Files Third Quarter 2014 Form 10-Q EX-99.1 2 pnxex991.htm PRESSRELEASE Exhibit 99.1 N E W S R E L E A S E For Immediate Release One American Row PO Box 5056 Hartford CT 06102-5056 www.phoenixwm.com Contacts: Media Relations Alice S. Ericson, 860-403-5946 [email protected] Investor Relations Naomi Baline Kleinman, 860-403-7100 [email protected] The Phoenix Companies, Inc. (NYSE:PNX) Files Third Quarter 2014 Form 10-Q ●
November 21, 2014	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ————————— FORM 10-Q ————————— (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED SEPTEMBER 30, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Nu
November 21, 2014	EX-99.1	The Phoenix Companies, Inc. (NYSE:PNX) Files Third Quarter 2014 Form 10-Q EX-99.1 2 pnxex991.htm PRESSRELEASE Exhibit 99.1 N E W S R E L E A S E For Immediate Release One American Row PO Box 5056 Hartford CT 06102-5056 www.phoenixwm.com Contacts: Media Relations Alice S. Ericson, 860-403-5946 [email protected] Investor Relations Naomi Baline Kleinman, 860-403-7100 [email protected] The Phoenix Companies, Inc. (NYSE:PNX) Files Third Quarter 2014 Form 10-Q ●
November 20, 2014	EX-99.1	1 EX-99.1 2 pnxex991.htm ANNUAL MEETING OF SHAREHOLDERS SLIDES Exhibit 99.1 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15
November 20, 2014	8-K	Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 pnx8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ——————— FORM 8-K ——————— CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 20, 2014 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (Stat
November 20, 2014	EX-99.1	1 EX-99.1 2 pnxex991.htm ANNUAL MEETING OF SHAREHOLDERS SLIDES Exhibit 99.1 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15
November 20, 2014	EX-99.1	1 EX-99.1 2 pnxex991.htm ANNUAL MEETING OF SHAREHOLDERS SLIDES Exhibit 99.1 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15
November 20, 2014	EX-99.1	1 EX-99.1 2 pnxex991.htm ANNUAL MEETING OF SHAREHOLDERS SLIDES Exhibit 99.1 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15
November 14, 2014	EX-99.1	The Phoenix Companies, Inc. (NYSE:PNX) Provides Third Quarter 2014 Unaudited Statutory Results for Phoenix Life Insurance Company (PLIC) and Estimated Operating Metrics EX-99.1 2 pnxex991.htm NEWS RELEASE OF THE PHOENIX COMPANIES, INC. DATED NOVEMBER 14, 2014 EXHIBIT 99.1 N E W S R E L E A S E For Immediate Release One American Row PO Box 5056 Hartford CT 06102-5056 www.phoenixwm.com Contacts: Media Relations Alice S. Ericson, 860-403-5946 [email protected] Investor Relations Naomi Baline Kleinman, 860-403-7100 [email protected] The Phoenix Companies
November 14, 2014	EX-99.1	The Phoenix Companies, Inc. (NYSE:PNX) Provides Third Quarter 2014 Unaudited Statutory Results for Phoenix Life Insurance Company (PLIC) and Estimated Operating Metrics EX-99.1 2 pnxex991.htm NEWS RELEASE OF THE PHOENIX COMPANIES, INC. DATED NOVEMBER 14, 2014 EXHIBIT 99.1 N E W S R E L E A S E For Immediate Release One American Row PO Box 5056 Hartford CT 06102-5056 www.phoenixwm.com Contacts: Media Relations Alice S. Ericson, 860-403-5946 [email protected] Investor Relations Naomi Baline Kleinman, 860-403-7100 [email protected] The Phoenix Companies
November 14, 2014	EX-99.1	The Phoenix Companies, Inc. (NYSE:PNX) Provides Third Quarter 2014 Unaudited Statutory Results for Phoenix Life Insurance Company (PLIC) and Estimated Operating Metrics EX-99.1 2 pnxex991.htm NEWS RELEASE OF THE PHOENIX COMPANIES, INC. DATED NOVEMBER 14, 2014 EXHIBIT 99.1 N E W S R E L E A S E For Immediate Release One American Row PO Box 5056 Hartford CT 06102-5056 www.phoenixwm.com Contacts: Media Relations Alice S. Ericson, 860-403-5946 [email protected] Investor Relations Naomi Baline Kleinman, 860-403-7100 [email protected] The Phoenix Companies
November 14, 2014	EX-99.1	The Phoenix Companies, Inc. (NYSE:PNX) Provides Third Quarter 2014 Unaudited Statutory Results for Phoenix Life Insurance Company (PLIC) and Estimated Operating Metrics EX-99.1 2 pnxex991.htm NEWS RELEASE OF THE PHOENIX COMPANIES, INC. DATED NOVEMBER 14, 2014 EXHIBIT 99.1 N E W S R E L E A S E For Immediate Release One American Row PO Box 5056 Hartford CT 06102-5056 www.phoenixwm.com Contacts: Media Relations Alice S. Ericson, 860-403-5946 [email protected] Investor Relations Naomi Baline Kleinman, 860-403-7100 [email protected] The Phoenix Companies
November 14, 2014	EX-99.1	The Phoenix Companies, Inc. (NYSE:PNX) Provides Third Quarter 2014 Unaudited Statutory Results for Phoenix Life Insurance Company (PLIC) and Estimated Operating Metrics EX-99.1 2 pnxex991.htm NEWS RELEASE OF THE PHOENIX COMPANIES, INC. DATED NOVEMBER 14, 2014 EXHIBIT 99.1 N E W S R E L E A S E For Immediate Release One American Row PO Box 5056 Hartford CT 06102-5056 www.phoenixwm.com Contacts: Media Relations Alice S. Ericson, 860-403-5946 [email protected] Investor Relations Naomi Baline Kleinman, 860-403-7100 [email protected] The Phoenix Companies
November 14, 2014	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 14, 2014 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or other jurisdiction (Commission File Number
November 10, 2014	CORRESP	PFX / Phoenix Companies, Inc. (The) CORRESP - - CORRESP 1 filename1.htm November 10, 2014 Jim B. Rosenberg Senior Assistant Chief Accountant United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: The Phoenix Companies, Inc. Form 10-K for the Fiscal Year Ended December 31, 2013 Filed August 6, 2014 File No. 001-16517 Dear Mr. Rosenberg: The Phoenix Companies, Inc. (the “Comp
November 7, 2014	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ————————— FORM 10-Q ————————— (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED JUNE 30, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number:
November 7, 2014	NT 10-Q	PFX / Phoenix Companies, Inc. (The) NT 10-Q - - NOTICE OF LATE FILING ` UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): o Form 10-K o Form 20-F o Form 11-K þ Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: September 30, 2014 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Repor
November 7, 2014	EX-12	STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1] Three Months Ended June 30, Six Months Ended June 30, Years Ended December 31, ($ amounts in millions) 2014 2014 EXHIBIT 12 STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1] Three Months Ended June 30, Six Months Ended June 30, Years Ended December 31, ($ amounts in millions) 2014 2014 2013 2012 2011 2010 2009 Income (loss) from continuing operations before income taxes $ (34.
November 7, 2014	EX-99.1	The Phoenix Companies, Inc. (NYSE:PNX) Files Second Quarter 2014 Form 10-Q Second Quarter 2014 Net Loss Attributable to The Phoenix Companies, Inc. of $14.3 million Exhibit 99.1 NEWS RELEASE For Immediate Release One American Row PO Box 5056 Hartford CT 06102-5056 www.phoenixwm.com Contacts: Media Relations Alice S. Ericson, 860-403-5946 [email protected] Investor Relations Naomi Baline Kleinman, 860-403-7100 [email protected] The Phoenix Companies, Inc. (NYSE:PNX) Files Second Quarter 2014 Form 10-Q Second Quarter 2014 Net Loss Attributable to T
November 7, 2014	EX-99.1	The Phoenix Companies, Inc. (NYSE:PNX) Files Second Quarter 2014 Form 10-Q Second Quarter 2014 Net Loss Attributable to The Phoenix Companies, Inc. of $14.3 million Exhibit 99.1 NEWS RELEASE For Immediate Release One American Row PO Box 5056 Hartford CT 06102-5056 www.phoenixwm.com Contacts: Media Relations Alice S. Ericson, 860-403-5946 [email protected] Investor Relations Naomi Baline Kleinman, 860-403-7100 [email protected] The Phoenix Companies, Inc. (NYSE:PNX) Files Second Quarter 2014 Form 10-Q Second Quarter 2014 Net Loss Attributable to T
November 7, 2014	EX-12	STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1] Three Months Ended June 30, Six Months Ended June 30, Years Ended December 31, ($ amounts in millions) 2014 2014 EXHIBIT 12 STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1] Three Months Ended June 30, Six Months Ended June 30, Years Ended December 31, ($ amounts in millions) 2014 2014 2013 2012 2011 2010 2009 Income (loss) from continuing operations before income taxes $ (34.
November 7, 2014	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 7, 2014 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or other jurisdiction (Commission File Number)
November 7, 2014	EX-12	STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1] Three Months Ended June 30, Six Months Ended June 30, Years Ended December 31, ($ amounts in millions) 2014 2014 EXHIBIT 12 STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1] Three Months Ended June 30, Six Months Ended June 30, Years Ended December 31, ($ amounts in millions) 2014 2014 2013 2012 2011 2010 2009 Income (loss) from continuing operations before income taxes $ (34.
November 7, 2014	EX-12	STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1] Three Months Ended June 30, Six Months Ended June 30, Years Ended December 31, ($ amounts in millions) 2014 2014 EXHIBIT 12 STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1] Three Months Ended June 30, Six Months Ended June 30, Years Ended December 31, ($ amounts in millions) 2014 2014 2013 2012 2011 2010 2009 Income (loss) from continuing operations before income taxes $ (34.
October 28, 2014	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ——————— FORM 8-K ——————— CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 24, 2014 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or other jurisdiction of incor
October 21, 2014	DEFA14A	PFX / Phoenix Companies, Inc. (The) DEFA14A - - DEFA14A 1 pnxdefa14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (As Permitted by Rule
October 17, 2014	EX-99.1	The Phoenix Companies, Inc. (NYSE:PNX) Files First Quarter 2014 Form 10-Q $33.3 million First Quarter 2014 Net Loss Attributable to The Phoenix Companies, Inc., Driven by Restatement Expenses EX-99.1 2 pnxex991.htm PRESS RELEASE Exhibit 99.1 N E W S R E L E A SE For Immediate Release One American Row PO Box 5056 Hartford CT 06102-5056 www.phoenixwm.com Contacts: Media Relations Alice S. Ericson, 860-403-5946 [email protected] Investor Relations Naomi Baline Kleinman, 860-403-7100 [email protected] The Phoenix Companies, Inc. (NYSE:PNX) Files First Quarter 2014 Form 10-Q $3
October 17, 2014	EX-12	STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1] Three Months Ended March 31, Years Ended December 31, ($ amounts in millions) 2014 2013 2012 2011 2010 2009 Incom EXHIBIT 12 STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1] Three Months Ended March 31, Years Ended December 31, ($ amounts in millions) 2014 2013 2012 2011 2010 2009 Income (loss) from continuing operations before income taxes $ (29.
October 17, 2014	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ————————— FORM 10-Q ————————— (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED MARCH 31, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number
October 17, 2014	EX-12	STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1] Three Months Ended March 31, Years Ended December 31, ($ amounts in millions) 2014 2013 2012 2011 2010 2009 Incom EXHIBIT 12 STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1] Three Months Ended March 31, Years Ended December 31, ($ amounts in millions) 2014 2013 2012 2011 2010 2009 Income (loss) from continuing operations before income taxes $ (29.
October 17, 2014	EX-12	STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1] Three Months Ended March 31, Years Ended December 31, ($ amounts in millions) 2014 2013 2012 2011 2010 2009 Incom EXHIBIT 12 STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1] Three Months Ended March 31, Years Ended December 31, ($ amounts in millions) 2014 2013 2012 2011 2010 2009 Income (loss) from continuing operations before income taxes $ (29.
October 17, 2014	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ——————— FORM 8-K ——————— CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 17, 2014 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or other jurisdiction of incor
October 17, 2014	EX-12	STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1] Three Months Ended March 31, Years Ended December 31, ($ amounts in millions) 2014 2013 2012 2011 2010 2009 Incom EXHIBIT 12 STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1] Three Months Ended March 31, Years Ended December 31, ($ amounts in millions) 2014 2013 2012 2011 2010 2009 Income (loss) from continuing operations before income taxes $ (29.
October 17, 2014	EX-12	STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1] Three Months Ended March 31, Years Ended December 31, ($ amounts in millions) 2014 2013 2012 2011 2010 2009 Incom EXHIBIT 12 STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1] Three Months Ended March 31, Years Ended December 31, ($ amounts in millions) 2014 2013 2012 2011 2010 2009 Income (loss) from continuing operations before income taxes $ (29.
October 6, 2014	DEF 14A	PFX / Phoenix Companies, Inc. (The) DEF 14A - - DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) þ Filed by the Registrant o Filed by a Party other than the Registrant Check the appropriate box: o Preliminary Proxy Statement o CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14a-6(e)(2)) þ Defini
October 6, 2014	DEFA14A	PFX / Phoenix Companies, Inc. (The) DEFA14A - - DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) o Definitive
September 30, 2014	LETTER	LETTER September 29, 2014 Via E-mail Bonnie J. Malley Executive Vice President and Chief Financial Officer The Phoenix Companies, Inc. One American Row Hartford, Connecticut 06102-5056 Re: The Phoenix Companies, Inc. Form 10-K for the Fiscal Year Ended December 31, 2013 Filed August 6, 2014 File No. 001-16517 Dear Ms. Malley: We have limited our review of your filing to your financial statements and rela
September 12, 2014	8-K	Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 pnx8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ——————— FORM 8-K ——————— CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 12, 2014 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (Sta
September 12, 2014	EX-99.1	The Phoenix Companies, Inc. (NYSE:PNX) Announces Completion of All 2013 SEC Periodic Reports and State Insurance Regulatory Reporting Obligations EX-99.1 2 pnxex991.htm NEWS RELEASE Exhibit 99.1 N E W S R E L E A SE For Immediate Release One American Row PO Box 5056 Hartford CT 06102-5056 www.phoenixwm.com Contacts: Media Relations Alice S. Ericson, 860-403-5946 [email protected] Investor Relations Naomi Baline Kleinman, 860-403-7100 [email protected] The Phoenix Companies, Inc. (NYSE:PNX) Announces Completion of All 2013 SEC P
September 12, 2014	EX-99.1	The Phoenix Companies, Inc. (NYSE:PNX) Announces Completion of All 2013 SEC Periodic Reports and State Insurance Regulatory Reporting Obligations EX-99.1 2 pnxex991.htm NEWS RELEASE Exhibit 99.1 N E W S R E L E A SE For Immediate Release One American Row PO Box 5056 Hartford CT 06102-5056 www.phoenixwm.com Contacts: Media Relations Alice S. Ericson, 860-403-5946 [email protected] Investor Relations Naomi Baline Kleinman, 860-403-7100 [email protected] The Phoenix Companies, Inc. (NYSE:PNX) Announces Completion of All 2013 SEC P
September 12, 2014	EX-99.1	The Phoenix Companies, Inc. (NYSE:PNX) Announces Completion of All 2013 SEC Periodic Reports and State Insurance Regulatory Reporting Obligations EX-99.1 2 pnxex991.htm NEWS RELEASE Exhibit 99.1 N E W S R E L E A SE For Immediate Release One American Row PO Box 5056 Hartford CT 06102-5056 www.phoenixwm.com Contacts: Media Relations Alice S. Ericson, 860-403-5946 [email protected] Investor Relations Naomi Baline Kleinman, 860-403-7100 [email protected] The Phoenix Companies, Inc. (NYSE:PNX) Announces Completion of All 2013 SEC P
September 12, 2014	EX-99.1	The Phoenix Companies, Inc. (NYSE:PNX) Announces Completion of All 2013 SEC Periodic Reports and State Insurance Regulatory Reporting Obligations EX-99.1 2 pnxex991.htm NEWS RELEASE Exhibit 99.1 N E W S R E L E A SE For Immediate Release One American Row PO Box 5056 Hartford CT 06102-5056 www.phoenixwm.com Contacts: Media Relations Alice S. Ericson, 860-403-5946 [email protected] Investor Relations Naomi Baline Kleinman, 860-403-7100 [email protected] The Phoenix Companies, Inc. (NYSE:PNX) Announces Completion of All 2013 SEC P
September 12, 2014	EX-99.1	The Phoenix Companies, Inc. (NYSE:PNX) Announces Completion of All 2013 SEC Periodic Reports and State Insurance Regulatory Reporting Obligations EX-99.1 2 pnxex991.htm NEWS RELEASE Exhibit 99.1 N E W S R E L E A SE For Immediate Release One American Row PO Box 5056 Hartford CT 06102-5056 www.phoenixwm.com Contacts: Media Relations Alice S. Ericson, 860-403-5946 [email protected] Investor Relations Naomi Baline Kleinman, 860-403-7100 [email protected] The Phoenix Companies, Inc. (NYSE:PNX) Announces Completion of All 2013 SEC P
September 11, 2014	EX-12	STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1 Three Months Ended Sept 30, Nine Months Ended Sept 30, Years Ended December 31, ($ amounts in millions) 2013 2013 EXHIBIT 12 STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1 Three Months Ended Sept 30, Nine Months Ended Sept 30, Years Ended December 31, ($ amounts in millions) 2013 2013 2012 2011 2010 2009 2008 Income (loss) from continuing operations before income taxes $ (13.
September 11, 2014	EX-12	STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1] Three Months Ended March 31, Years Ended December 31, ($ amounts in millions) 2013 2012 2011 2010 2009 2008 Incom EXHIBIT 12 STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1] Three Months Ended March 31, Years Ended December 31, ($ amounts in millions) 2013 2012 2011 2010 2009 2008 Income (loss) from continuing operations before income taxes $ (63.
September 11, 2014	EX-12	STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1 Three Months Ended Sept 30, Nine Months Ended Sept 30, Years Ended December 31, ($ amounts in millions) 2013 2013 EXHIBIT 12 STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1 Three Months Ended Sept 30, Nine Months Ended Sept 30, Years Ended December 31, ($ amounts in millions) 2013 2013 2012 2011 2010 2009 2008 Income (loss) from continuing operations before income taxes $ (13.
September 11, 2014	EX-12	STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1 Three Months Ended Sept 30, Nine Months Ended Sept 30, Years Ended December 31, ($ amounts in millions) 2013 2013 EXHIBIT 12 STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1 Three Months Ended Sept 30, Nine Months Ended Sept 30, Years Ended December 31, ($ amounts in millions) 2013 2013 2012 2011 2010 2009 2008 Income (loss) from continuing operations before income taxes $ (13.
September 11, 2014	EX-12	STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1] Three Months Ended June 30, Six Months Ended June 30, Years Ended December 31, ($ amounts in millions) 2013 2013 EXHIBIT 12 STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1] Three Months Ended June 30, Six Months Ended June 30, Years Ended December 31, ($ amounts in millions) 2013 2013 2012 2011 2010 2009 2008 Income (loss) from continuing operations before income taxes $ (33.
September 11, 2014	EX-12	STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1] Three Months Ended March 31, Years Ended December 31, ($ amounts in millions) 2013 2012 2011 2010 2009 2008 Incom EXHIBIT 12 STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1] Three Months Ended March 31, Years Ended December 31, ($ amounts in millions) 2013 2012 2011 2010 2009 2008 Income (loss) from continuing operations before income taxes $ (63.
September 11, 2014	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ————————— FORM 10-Q ————————— (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED September 30, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Nu
September 11, 2014	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q 10-Q 1 pnx-20130331x10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ————————— FORM 10-Q ————————— (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED March 31, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERI
September 11, 2014	EX-12	STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1 Three Months Ended Sept 30, Nine Months Ended Sept 30, Years Ended December 31, ($ amounts in millions) 2013 2013 EXHIBIT 12 STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1 Three Months Ended Sept 30, Nine Months Ended Sept 30, Years Ended December 31, ($ amounts in millions) 2013 2013 2012 2011 2010 2009 2008 Income (loss) from continuing operations before income taxes $ (13.
September 11, 2014	EX-12	STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1] Three Months Ended June 30, Six Months Ended June 30, Years Ended December 31, ($ amounts in millions) 2013 2013 EXHIBIT 12 STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1] Three Months Ended June 30, Six Months Ended June 30, Years Ended December 31, ($ amounts in millions) 2013 2013 2012 2011 2010 2009 2008 Income (loss) from continuing operations before income taxes $ (33.
September 11, 2014	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ————————— FORM 10-Q ————————— (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE QUARTERLY PERIOD ENDED June 30, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number:
August 15, 2014	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ——————— FORM 8-K ——————— CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 15, 2014 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or other jurisdiction of incorp
August 15, 2014	EX-99.1	N E W S R E L E A SE Exhibit 99.1 N E W S R E L E A SE For Immediate Release One American Row PO Box 5056 Hartford CT 06102-5056 www.phoenixwm.com Contacts: Media Relations Alice S. Ericson, 860-403-5946 [email protected] Investor Relations Naomi Baline Kleinman, 860-403-7100 [email protected] The Phoenix Companies, Inc. (NYSE:PNX) Provides Second Quarter 2014 Unaudited Statutory Results for Phoenix Life
August 11, 2014	EX-99.1	Ernest McNeill Jr. Joins The Phoenix Companies, Inc. as Senior Vice President and Chief Accounting Officer EX-99.1 2 pnxex991.htm PRESS RELEASE Exhibit 99.1 N E W S R E L E A SE For Immediate Release One American Row PO Box 5056 Hartford CT 06102-5056 www.phoenixwm.com Contacts: Prosek Partners Gabrielle Simon, 203-254-1300 x108 [email protected] Phoenix Alice Ericson, 860-403-5946 [email protected] Ernest McNeill Jr. Joins The Phoenix Companies, Inc. as Senior Vice President and Chief Accoun
August 11, 2014	EX-99.1	Ernest McNeill Jr. Joins The Phoenix Companies, Inc. as Senior Vice President and Chief Accounting Officer EX-99.1 2 pnxex991.htm PRESS RELEASE Exhibit 99.1 N E W S R E L E A SE For Immediate Release One American Row PO Box 5056 Hartford CT 06102-5056 www.phoenixwm.com Contacts: Prosek Partners Gabrielle Simon, 203-254-1300 x108 [email protected] Phoenix Alice Ericson, 860-403-5946 [email protected] Ernest McNeill Jr. Joins The Phoenix Companies, Inc. as Senior Vice President and Chief Accoun
August 11, 2014	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits 8-K 1 pnx8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ——————— FORM 8-K ——————— CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 7, 2014 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State o
August 8, 2014	NT 10-Q	PFX / Phoenix Companies, Inc. (The) NT 10-Q - - NOTIFICATION OF LATE FILING ` UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One): o Form 10-K o Form 20-F o Form 11-K x Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: June 30, 2014 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report on
August 6, 2014	EX-21	LIST OF THE PHOENIX COMPANIES, INC. SUBSIDIARIES Name Jurisdiction of Incorporation 1851 Securities, Inc. Delaware American Phoenix Life and Reassurance Company Connecticut Holland Re Holdings, LLC Delaware Next Generation Ventures LLC Connecticut PH EX-21 3 pnx-20131231xexhibit21.htm EXHIBIT EXHIBIT 21 LIST OF THE PHOENIX COMPANIES, INC. SUBSIDIARIES Name Jurisdiction of Incorporation 1851 Securities, Inc. Delaware American Phoenix Life and Reassurance Company Connecticut Holland Re Holdings, LLC Delaware Next Generation Ventures LLC Connecticut PHL Variable Insurance Company Connecticut Phoenix Distribution Holding Company Connecticut Phoeni
August 6, 2014	EX-12	Years Ended December 31, ($ amounts in millions) 2013 2012 2011 2010 2009 Income (loss) from continuing operations before income taxes $ 16.7 $ (156.0 ) $ 2.7 $ (41.6 ) $ (73.9 ) Less: Equity in earnings (losses) of limited partnership and other inve EX-12 2 pnx-20131231xexhibit12.htm EXHIBIT EXHIBIT 12 STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1] Years Ended December 31, ($ amounts in millions) 2013 2012 2011 2010 2009 Income (loss) from continuing operations before income taxes $ 16.7 $ (156.0 ) $ 2.7 $ (41.6 ) $ (73.9 ) Less: Equity in earnings (loss
August 6, 2014	EX-12	Years Ended December 31, ($ amounts in millions) 2013 2012 2011 2010 2009 Income (loss) from continuing operations before income taxes $ 16.7 $ (156.0 ) $ 2.7 $ (41.6 ) $ (73.9 ) Less: Equity in earnings (losses) of limited partnership and other inve EX-12 2 pnx-20131231xexhibit12.htm EXHIBIT EXHIBIT 12 STATEMENT RE: COMPUTATION OF RATIO OF EARNINGS TO FIXED CHARGES AND EARNINGS TO COMBINED FIXED CHARGES AND PREFERRED STOCK DIVIDENDS [1] Years Ended December 31, ($ amounts in millions) 2013 2012 2011 2010 2009 Income (loss) from continuing operations before income taxes $ 16.7 $ (156.0 ) $ 2.7 $ (41.6 ) $ (73.9 ) Less: Equity in earnings (loss
August 6, 2014	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ——————— FORM 8-K ——————— CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 6, 2014 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or other jurisdiction (Commissio
August 6, 2014	EX-24	POWER OF ATTORNEY EX-24 4 pnx-20131231xexhibit24.htm EXHIBIT EXHIBIT 24 POWER OF ATTORNEY Each person whose signature appears below does hereby make, constitute and appoint JOHN T. MULRAIN, DENNIS L. DERR and JOHN H. BEERS, and each of them, with full power to act as his or her true and lawful attorneys-in-fact and agents, in his or her name, place and stead to execute on his or her behalf, as a director of The Pho
August 6, 2014	EX-21	LIST OF THE PHOENIX COMPANIES, INC. SUBSIDIARIES Name Jurisdiction of Incorporation 1851 Securities, Inc. Delaware American Phoenix Life and Reassurance Company Connecticut Holland Re Holdings, LLC Delaware Next Generation Ventures LLC Connecticut PH EX-21 3 pnx-20131231xexhibit21.htm EXHIBIT EXHIBIT 21 LIST OF THE PHOENIX COMPANIES, INC. SUBSIDIARIES Name Jurisdiction of Incorporation 1851 Securities, Inc. Delaware American Phoenix Life and Reassurance Company Connecticut Holland Re Holdings, LLC Delaware Next Generation Ventures LLC Connecticut PHL Variable Insurance Company Connecticut Phoenix Distribution Holding Company Connecticut Phoeni
August 6, 2014	EX-99.1	N E W S R E L E A SE Exhibit 99.1 N E W S R E L E A SE For Immediate Release One American Row PO Box 5056 Hartford CT 06102-5056 www.phoenixwm.com Contacts: Media Relations Alice S. Ericson, 860-403-5946 [email protected] Investor Relations Naomi Baline Kleinman, 860-403-7100 [email protected] The Phoenix Companies, Inc. (NYSE:PNX) Files 2013 Form 10-K ● Net Income Attributable to The Phoenix Companies, I
August 6, 2014	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ————————— þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 o TRANSITION REPORT PURSUA UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ????????? FORM 10-K ????????? ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 001-16517 THE P
August 6, 2014	EX-24	POWER OF ATTORNEY EX-24 4 pnx-20131231xexhibit24.htm EXHIBIT EXHIBIT 24 POWER OF ATTORNEY Each person whose signature appears below does hereby make, constitute and appoint JOHN T. MULRAIN, DENNIS L. DERR and JOHN H. BEERS, and each of them, with full power to act as his or her true and lawful attorneys-in-fact and agents, in his or her name, place and stead to execute on his or her behalf, as a director of The Pho
August 1, 2014	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ——————— FORM 8-K ——————— CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 1, 2014 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or other jurisdiction (Commissio
August 1, 2014	EX-99.1	The Phoenix Companies, Inc. (NYSE:PNX) Announces Amended Order from SEC Regarding Delayed Filings Revised Filing Timetables Approved Exhibit 99.1 N E W S R E L E A SE For Immediate Release One American Row PO Box 5056 Hartford CT 06102-5056 www.phoenixwm.com Contacts: Media Relations Investor Relations Alice S. Ericson, 860-403-5946 Naomi Baline Kleinman, 860-403-7100 [email protected] [email protected] The Phoenix Companies, Inc. (NYSE:PNX) Announces Amended Order from SEC Regarding Delayed Filings Revised Filing
July 18, 2014	EX-10.1	Amount Exhibit 10.1 July 15, 2014 Christopher Wilkos Executive Vice President & Chief Investment Officer Dear Chris: This is to confirm a $175,000 one-time cash award in recognition of your sustained performance and leadership as Chief Investment Officer and the resumption by Phoenix of current filings with the U.S. Securities and Exchange Commission (the ‘SEC”). Terms of the One-Time Award The one-time
July 18, 2014	EX-10.1	Amount Exhibit 10.1 July 15, 2014 Christopher Wilkos Executive Vice President & Chief Investment Officer Dear Chris: This is to confirm a $175,000 one-time cash award in recognition of your sustained performance and leadership as Chief Investment Officer and the resumption by Phoenix of current filings with the U.S. Securities and Exchange Commission (the ‘SEC”). Terms of the One-Time Award The one-time
July 18, 2014	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 15, 2014 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or other jurisdiction of incorporation) (Commissi
July 3, 2014	8-K	Other Events 8-K 1 pnx8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ——————— FORM 8-K ——————— CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 3, 2014 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or
June 3, 2014	8-K	Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ——————— FORM 8-K ——————— CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 3, 2014 The Phoenix Companies, Inc. (Exact name of registrant as specified in its charter) Delaware 001-16517 06-1599088 (State or other jurisdiction (Commission

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