Grundläggande statistik
| CIK | 922577 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to PRINCIPLED EQUITY MARKET FUND
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| August 14, 2015 |
PRINCIPLED EQUITY MARKET FUND PRINCIPLED EQUITY MARKET FUND N-8F 8-14-2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-8F Application for Deregistration of Certain Registered Investment Companies. I. General Identifying Information 1. Reason fund is applying to deregister (check only one; for descriptions, see Instruction 1 above: ? Merger ? Liquidation ? Abandonment of Registration (Note: Abandonments of Registration answer only questi |
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| May 27, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): May 26, 2015 PRINCIPLED EQUITY MARKET FUND (Exact name of registrant as specified in its charter) Massachusetts 811-08492 04-3306667 (State or Other Jurisdiction of Incorporation) (Commission File |
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| May 27, 2015 |
PRINCIPLED EQUITY MARKET FUND (PEQKL) ANNOUNCES PLAN OF LIQUIDATION Exhibit 99.1 PRINCIPLED EQUITY MARKET FUND (PEQKL) ANNOUNCES PLAN OF LIQUIDATION The Principled Equity Market Fund (Fund) launched in December 1996 with the goal of generating growth of assets and returns approximating the return of the S&P 500 index by making prudent, yet socially responsible investments. By combining rigorous market analytics with equally rigorous ESG criteria it has sought to i |
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| April 16, 2015 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Christopher Y. |
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| April 14, 2015 |
Exhibit 99.CERT CERTIFICATIONS I, David W.C. Putnam, certify that: 1. I have reviewed this report on Form N-Q of Principled Equity Market Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| April 14, 2015 |
FORM N-Q INVESTMENT COMPANY ACT FILE NUMBER(S): 811-08492 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: PRINCIPLED EQUITY MARKET FUND ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 20 WILLIAM STREET WELLESLEY, MA 02481 NAME AND ADDRESS OF AGENT FOR SERVICE: CHRISTOPHER Y. |
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| February 26, 2015 |
Exhibit 99.77b To the Shareholders and Board of Trustees of Principled Equity Market Fund In planning and performing our audit of the financial statements of Principled Equity Market Fund (the “Trust”) as of and for the year ended December 31, 2014, in accordance with the standards of the Public Company Accounting Oversight Board (United States), we considered the Trust’s internal control over fin |
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| October 30, 2014 |
Exhibit 99. CERT CERTIFICATIONS I, David W.C. Putnam, certify that: 1. I have reviewed this report on Form N-Q of Principled Equity Market Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| October 30, 2014 |
Principled Equity Market Fund - PRINCIPLED EQUITY MARKET FUND N-Q 9-30-2014 FORM N-Q INVESTMENT COMPANY ACT FILE NUMBER(S): 811-08492 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: PRINCIPLED EQUITY MARKET FUND ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 20 WILLIAM STREET WELLESLEY, MA 02481 NAME AND ADDRESS OF AGENT FOR SERVICE: CHRISTOPHER Y. |
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| September 16, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): September 16, 2014 PRINCIPLED EQUITY MARKET FUND (Exact name of registrant as specified in its charter) Massachusetts 811-08482 04-3306667 (State or Other Jurisdiction of Incorporatio |
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| September 16, 2014 |
Exhibit 99.1 Naples - September 16, 2014 PRINCIPLED EQUITY MARKET FUND SHARES BEGIN TRADING ON THE NASDAQ OTC BULLETIN BOARD MARKET WITH THE SYMBOL PEQKL Principled Equity Market Fund announced today that its shares are being traded on the OTC Bulletin Board Market under the symbol PEQKL. “We are glad to have our shares traded in this marketplace to allow additional liquidity to our fund’s shareho |
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| September 12, 2014 |
PEQKL / PRINCIPLED EQUITY MARKET FUND SC TO-I/A - - PRINCIPLED EQUITY MARKET FUND SC TO-IA 9-12-2014 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON SEPTEMBER 12, 2014 INVESTMENT COMPANY ACT FILE NO. |
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| August 1, 2014 |
PRINCIPLED EQUITY MARKET FUND 20 WILLIAM STREET WELLESLEY MASS 02481 August 1, 2014 Exhibit 99.(a)(1)(iii) Exhibit 99.(a)(1)(iii) PRINCIPLED EQUITY MARKET FUND 20 WILLIAM STREET WELLESLEY MASS 02481 August 1, 2014 Dear Shareholder: We are enclosing a copy of the Principled Equity Market Fund (the “Fund”) offer to purchase, dated August 1, 2014 (the “Offer to Purchase”), 83,052 issued and outstanding shares of beneficial interest (the “Shares”). The Offer to Purchase is for cash a |
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| August 1, 2014 |
Exhibit 99.(a)(1)(i) Exhibit 99.(a)(1)(i) PRINCIPLED EQUITY MARKET FUND 20 William Street Wellesley, MA 02481 OFFER TO PURCHASE FOR CASH 83,052 OF ITS ISSUED AND OUTSTANDING SHARES AT NET ASSET VALUE PER SHARE LESS A DISCOUNT OF 1% SUMMARY TERM SHEET THIS SUMMARY HIGHLIGHTS CERTAIN INFORMATION IN THIS OFFER TO PURCHASE. TO UNDERSTAND THE OFFER FULLY AND FOR A MORE COMPLETE DESCRIPTION OF THE TERMS |
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| August 1, 2014 |
Exhibit 99.(a)(1)(ii) Exhibit 99.(a)(1)(ii) LETTER OF TRANSMITTAL TO TENDER SHARES OF BENEFICIAL INTEREST OF PRINCIPLED EQUITY MARKET FUND Pursuant to the Offer to Purchase dated August 1, 2014 THE EXPIRATION DATE AND THE WITHDRAWAL DEADLINE IS 4:00 P.M., EASTERN TIME, ON AUGUST 29, 2014, UNLESS EXTENDED The Depositary for the Offer is: DST Systems, Inc. By Mail or Courier: Principled Equity Marke |
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| August 1, 2014 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 99.(a)(5)(iii) Exhibit 99.(a)(5)(iii) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in this Tender Offer Statement of Principled Equity Market Fund dated August 1, 2014, of our reports dated February 19, 2014 and February 22, 2013, relating to our audits of the financial statements and financial highlights, included in the Annu |
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| August 1, 2014 |
Exhibit 99.(a)(1)(iv) Exhibit 99.(a)(1)(iv) This announcement is not an offer to purchase or solicitation of offers to sell Shares. The Offer is made only by the Offer to Purchase dated August 1, 2014, and the related Letter of Transmittal. The Offer is not being made to, nor will tenders be accepted from or on behalf of, holders of Shares in any jurisdiction in which making or accepting the Offer |
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| August 1, 2014 |
PEQKL / PRINCIPLED EQUITY MARKET FUND SC TO-I - - Schedule TO As filed with the Securities and Exchange Commission on August 1, 2014 Investment Company Act File No. |
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| April 22, 2014 |
Exhibit 99. CERT CERTIFICATIONS I, David W.C. Putnam, certify that: 1. I have reviewed this report on Form N-Q of Principled Equity Market Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| April 22, 2014 |
Quarterly Schedule of Portfolio Holdings - PRINCIPLED EQUITY MARKET FUND N-Q 3-31-2014 FORM N-Q INVESTMENT COMPANY ACT FILE NUMBER(S): 811-08492 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: PRINCIPLED EQUITY MARKET FUND ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 20 WILLIAM STREET WELLESLEY, MA 02481 NAME AND ADDRESS OF AGENT FOR SERVICE CHRISTOPHER Y. |
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| March 12, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): March 10, 2014 PRINCIPLED EQUITY MARKET FUND (Exact name of registrant as specified in its charter) Massachusetts 811-08482 04-3306667 (State or Other Jurisdiction of Incorporation) ( |
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| February 28, 2014 |
Exhibit 99.77B LIVINGSTON & HAYNES, P.C. 40 Grove Street Wellesley, MA 02482 To the Shareholders and Board of Trustees of Principled Equity Market Fund In planning and performing our audit of the financial statements of Principled Equity Market Fund (the “Trust”) as of and for the year ended December 31, 2013, in accordance with the standards of the Public Company Accounting Oversight Board (Unite |
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| February 25, 2014 |
- PRINCIPLED EQUITY MARKET FUND DEFR14A NO 1 2-10-2014 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 21, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): February 18, 2014 PRINCIPLED EQUITY MARKET FUND (Exact name of registrant as specified in its charter) Massachusetts 811-08482 04-3306667 (State or Other Jurisdiction of Incorporation |
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| February 14, 2014 |
- PRINCIPLED EQUITY MARKET FUND DEF 14A 3-5-2014 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 12, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (date of earliest event reported): February 10, 2014 PRINCIPLED EQUITY MARKET FUND (Exact name of registrant as specified in its charter) Massachusetts 811-08482 04-3306667 (State or Other Jurisdiction of Incorporation |
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| February 11, 2014 |
Clark Hill | Thorp Reed One Oxford Centre 301 Grant Street, 14th Floor Pittsburgh, PA 15219-1425 Peter K. |
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| January 30, 2014 |
Peter K. Blume T 412.394.7762 F 412.394.2555 Email: [email protected] January 29, 2014 VIA ELECTRONIC TRANSMISSION Securities & Exchange Commission Public Filing Desk 100 F Street, N.E. Washington, DC 20549 Re: Principled Equity Market Fund, File No. 811-08492 Dear Sir/Madam: On behalf of the Principled Equity Market Fund, a registered investment company (the “Fund”), we submit with th |
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| January 30, 2014 |
- THE PRINCIPLED EQUITY MARKET FUND PRE 14A 1-30-2014 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 21, 2013 |
Quarterly Schedule of Portfolio Holdings - PRINCIPLED EQUITY MARKET FUND N-Q 9-30-2013 FORM N-Q INVESTMENT COMPANY ACT FILE NUMBER(S): 811-08492 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: PRINCIPLED EQUITY MARKET FUND ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 20 WILLIAM STREET WELLESLEY, MA 02481 NAME AND ADDRESS OF AGENT FOR SERVICE: CHRISTOPHER Y. |
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| November 21, 2013 |
Exhibit 99.CERT CERTIFICATIONS I, David W.C. Putnam, certify that: 1. I have reviewed this report on Form N-Q of Principled Equity Market Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with |
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| September 13, 2013 |
Christopher Y. Williams Direct Dial 239 304-1679 Email: [email protected] VIA EDGAR CORRESPONDENCE AND FEDEX September 13, 2013 United States Securities and Exchange Commission Division of Investment Management 100 F. Street, N.E. Washington, DC 20549 Attention: Mr. Jeffrey Long Re: Principled Equity Market Fund (the “Fund”)(811-8492/333-78256) Dear Mr. Long: This letter is in response to your com |
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| September 13, 2013 |
Exhibit 99906Cert CERTIFICATIONS I, David W.C. Putnam, certify that: 1. I have reviewed this report on Form N-Q of Principled Equity Market Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wit |
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| September 13, 2013 |
Quarterly Schedule of Portfolio Holdings - PRINCIPLED EQUITY MARKET FUND N-Q/A 3-31-2013 FORM N-Q INVESTMENT COMPANY ACT FILE NUMBER(S) 811-08492 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: PRINCIPLED EQUITY MARKET FUND ADDRESS OF PRINCIPAL EXECUTIVE OFFICES 20 WILLIAM STREET WELLESLEY, MA 02481 NAME AND ADDRESS OF AGENT FOR SERVICE CHRISTOPHER Y. |
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| April 18, 2013 |
Quarterly Schedule of Portfolio Holdings - PRINCIPLED EQUITY MARKET FUND N-Q 3-31-2013 FORM N-Q INVESTMENT COMPANY ACT FILE NUMBER(S) 811-08492 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: PRINCIPLED EQUITY MARKET FUND ADDRESS OF PRINCIPAL EXECUTIVE OFFICES 20 WILLIAM STREET WELLESLEY, MA 02481 NAME AND ADDRESS OF AGENT FOR SERVICE CHRISTOPHER Y. |
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| April 18, 2013 |
Exhibit 99906Cert CERTIFICATIONS I, David W.C. Putnam, certify that: 1. I have reviewed this report on Form N-Q of Principled Equity Market Fund; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading wit |
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| April 23, 2012 |
Quarterly Schedule of Portfolio Holdings - CONVERTED BY EDGARWIZ PRINCIPLED EQUITY MARKET FUND Schedule of Investments March 31, 2012 (Unaudited) Quantity Security Market Value COMMON STOCK - 99. |
