Grundläggande statistik
| LEI | 213800GXSI7E5V776B13 |
| CIK | 1822829 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Ozon Holdings PLC - ADR
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| November 9, 2023 |
Ozon Announces Filing of Form 15F to Deregister with the U.S. Securities and Exchange Commission Exhibit 99.1 Ozon Announces Filing of Form 15F to Deregister with the U.S. Securities and Exchange Commission 9 November, 2023 – Ozon Holdings PLC (MOEX, AIX: “OZON”, hereafter referred to as “we”, “us”, “our”, “Ozon” or the “Company”), announces that today it filed a Form 15F with the U.S. Securities and Exchange Commission (the “SEC”) for purposes of terminating the registration of its ordinary |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2023 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus T |
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| November 9, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15F CERTIFICATION OF A FOREIGN PRIVATE ISSUER’S TERMINATION OF REGISTRATION OF A CLASS OF SECURITIES UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ITS TERMINATION OF THE DUTY TO FILE REPORTS UNDER SECTION 13(a) OR SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-39713 Ozon Ho |
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| October 30, 2023 |
AS FILED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION ON OCTOBER 30, 2023 AS FILED WITH THE UNITED STATES SECURITIES AND EXCHANGE COMMISSION ON OCTOBER 30, 2023 Registration No. |
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| October 30, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-39713 Ozon Holdings PLC The Nasdaq Global Select Market (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) Arc |
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| October 26, 2023 |
Ozon Updates on Its Listing Status on the Moscow Exchange Exhibit 99.1 Ozon Updates on Its Listing Status on the Moscow Exchange October 26, 2023 – Ozon Holdings PLC (NASDAQ, MOEX, AIX: “OZON”, thereafter referred to as “we”, “us”, “our”, “Ozon” or the “Company”), announces that the prospectus in respect of the Company’s American Depositary Shares (“ADSs”) has been registered in the Russian Federation. The registration of a prospectus should safeguard th |
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| October 26, 2023 |
6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2023 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cypru |
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| October 20, 2023 |
6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2023 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cypru |
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| October 20, 2023 |
EX-99.1 Exhibit 99.1 Ozon Announces Voluntary Delisting from Nasdaq and Intention to File Form 15F to Deregister with the U.S. Securities and Exchange Commission October 20, 2023 – Ozon Holdings PLC (NASDAQ, MOEX, AIX: “OZON”, hereafter referred to as “we”, “us”, “our”, “Ozon” or the “Company”), announces that it has notified The Nasdaq Stock Market LLC (“Nasdaq”) of its intention to voluntarily d |
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| September 28, 2023 |
Ozon Updates On Its Listing Status on Moscow Exchange Exhibit 99.1 Ozon Updates On Its Listing Status on Moscow Exchange September 28, 2023 – Ozon Holdings PLC (NASDAQ, MOEX, AIX: “OZON”, thereafter referred to as “we”, “us”, “our”, “Ozon” or the “Company”), provides an update on the status of its listing on the Moscow Exchange (“MOEX”). Following the expiration of the delisting moratorium set by the Central Bank of Russia (the “Moratorium”) on Octob |
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| September 28, 2023 |
6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2023 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyp |
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| August 23, 2023 |
Ozon Reports Second Quarter 2023 Financial Results and Raises GMV Guidance for the Full-Year 2023 Exhibit 99.1 Ozon Reports Second Quarter 2023 Financial Results and Raises GMV Guidance for the Full-Year 2023 August 23, 2023 – Ozon Holdings PLC (NASDAQ, MOEX, AIX: “OZON”, thereafter referred to as “we”, “us”, “our”, “Ozon” or the “Company”) announces its unaudited financial results for the three and six months ended June 30, 2023. Full-year 2023 Guidance Based on the current trends and outlook |
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| August 23, 2023 |
6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2023 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus |
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| August 22, 2023 |
Ozon Updates on its Appeal of the Delisting Determination by Nasdaq Exhibit 99.1 Ozon Updates on its Appeal of the Delisting Determination by Nasdaq August 22, 2023 – Ozon Holdings PLC (NASDAQ, MOEX and AIX: “OZON”, thereafter referred to as “we”, “us”, “our”, “Ozon” or the “Company”), provides an update on the status of its appeal against the decision of the Nasdaq Hearings Panel (the “Panel”) upholding the determination of the Listing Qualifications Staff (the “ |
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| August 22, 2023 |
6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2023 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus |
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| July 28, 2023 |
6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2023 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus T |
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| July 28, 2023 |
Ozon Informs About Its Admission to Trading at the Astana International Exchange EX-99.1 Exhibit 99.1 Ozon Informs About Its Admission to Trading at the Astana International Exchange July 28, 2023 – Ozon Holdings PLC (NASDAQ and MOEX: “OZON”, thereafter referred to as “we”, “us”, “our”, “Ozon” or the “Company”), informs that its American Depositary Shares (“ADSs”) have been admitted to Official list of and trading at the Astana International Exchange (“AIX”). Admission to Offi |
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| June 22, 2023 |
6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2023 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus T |
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| June 22, 2023 |
Ozon Updates on its Appeal of the Delisting Determination by Nasdaq EX-99.1 Exhibit 99.1 Ozon Updates on its Appeal of the Delisting Determination by Nasdaq June 22, 2023 – Ozon Holdings PLC (NASDAQ and MOEX: “OZON”, thereafter referred to as “we”, “us”, “our”, “Ozon” or the “Company”), provides an update on the status of its appeal against the determination of the Listing Qualifications Staff of The Nasdaq Stock Market LLC (“Nasdaq”) to delist the Company’s Ameri |
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| June 14, 2023 |
Ozon Provides Clarification Regarding its Corporate Structure and Sanctions Status EX-99.1 Exhibit 99.1 Ozon Provides Clarification Regarding its Corporate Structure and Sanctions Status June 14, 2023 – Ozon Holdings PLC (NASDAQ and MOEX: “OZON”, thereafter referred to as “we”, “us”, “our”, “Ozon” or the “Company”) provides clarification regarding its corporate structure and sanctions status following designation of Sistema PJSFC (“Sistema”) under asset freeze sanctions in the U |
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| June 14, 2023 |
6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2023 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus T |
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| June 7, 2023 |
Ozon Updates on its Appeal of the Delisting Determination by Nasdaq EX-99.1 Exhibit 99.1 Ozon Updates on its Appeal of the Delisting Determination by Nasdaq June 7, 2023 – Ozon Holdings PLC (NASDAQ and MOEX: “OZON”, hereafter referred to as “we”, “us”, “our”, “Ozon” or the “Company”), an operator of the leading Russian e-commerce platform, provides an update on the status of its appeal against the determination of the Listing Qualifications Staff of The Nasdaq Sto |
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| June 7, 2023 |
6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2023 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus T |
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| June 6, 2023 |
Ozon Raises Guidance for the Full-Year 2023 EX-99.1 Exhibit 99.1 Ozon Raises Guidance for the Full-Year 2023 June 6, 2023 – Ozon Holdings PLC (NASDAQ and MOEX: “OZON”, thereafter referred to as “we”, “us”, “our”, “Ozon” or the “Company”), an operator of the leading Russian e-commerce platform, updates on the outlook for the full-year 2023. The below forward-looking statements reflect Ozon’s expectations as of June 6, 2023, and could be subj |
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| June 6, 2023 |
6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2023 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus T |
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| May 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2023 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus Teleph |
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| May 24, 2023 |
Ozon Reports First Quarter 2023 Unaudited Results EX-99.1 Exhibit 99.1 Ozon Reports First Quarter 2023 Unaudited Results May 24, 2023 – Ozon Holdings PLC (NASDAQ and MOEX: “OZON”, thereafter referred to as “we”, “us”, “our”, “Ozon” or the “Company”), an operator of the leading Russian e-commerce platform, announces its unaudited financial results for the first quarter ended March 31, 2023. First Quarter 2023 Operating and Financial Highlights · G |
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| May 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2023 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus Teleph |
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| May 19, 2023 |
EX-99.1 Exhibit 99.1 Ozon Announces the Cancellation Date for its $750 Million Senior Unsecured Convertible Bonds Due 2026 May 19, 2023 — Ozon Holdings PLC (NASDAQ and MOEX: “OZON”, thereafter referred to as “we”, “us”, “our”, “Ozon” or the “Company”), an operator of the leading Russian e-commerce platform, provides further update in respect of its $750 million 1.875 per cent. senior unsecured con |
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| April 28, 2023 |
Ozon Announces Guidance for the Full-Year 2023 EX-99.1 Exhibit 99.1 Ozon Announces Guidance for the Full-Year 2023 April 28, 2023 – Ozon Holdings PLC (NASDAQ and MOEX: “OZON”, thereafter referred to as “we”, “us”, “our”, “Ozon” or the “Company”), an operator of the leading Russian e-commerce platform, updates on the outlook for the full-year 2023. The below forward-looking statements reflect Ozon’s expectations as of April 28, 2023, and could |
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| April 28, 2023 |
6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2023 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus |
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| April 25, 2023 |
EX-12.1 Exhibit 12.1 CERTIFICATIONS I, Igor Gerasimov, Chief Financial Officer and Executive Member of the Board of Directors, certify that: 1. I have reviewed this annual report on Form 20-F of Ozon Holdings PLC; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the cir |
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| April 25, 2023 |
EX-2.4 Exhibit 2.4 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE U.S. SECURITIES EXCHANGE ACT OF 1934, AS AMENDED American Depositary Shares (“ADSs”), each representing one ordinary share with nominal value of $0.001 per share of Ozon Holdings PLC (“we,” “our,” “us,” or the “Company”) are listed on the Nasdaq Global Select Market and, in connection with this l |
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| April 25, 2023 |
EX-13.1 Exhibit 13.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 The certification set forth below is being submitted in connection with the Annual Report on Form 20-F of Ozon Holdings PLC (the “Company”) for the year ended December 31, 2022 (the “Report”) for the purpose of complying with Section 1350 of Chapter 63 of Titl |
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| April 25, 2023 |
Consent of JSC “Kept”, independent registered public accounting firm. Exhibit 15.1 Consent of Independent Registered Public Accounting Firm The Board of Directors Ozon Holdings PLC: We consent to the incorporation by reference in the registration statement (No. 333-252457) on Form S-8 of Ozon Holdings PLC of our report dated April 25, 2023, with respect to the consolidated financial statements of Ozon Holdings PLC and the effectiveness of internal control over finan |
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| April 25, 2023 |
Ozon Reports Fourth Quarter and Audited Full-Year 2022 Results EX-99.1 Exhibit 99.1 Ozon Reports Fourth Quarter and Audited Full-Year 2022 Results April 25, 2023 – Ozon Holdings PLC (NASDAQ and MOEX: “OZON”, thereafter referred to as “we”, “us”, “our”, “Ozon” or the “Company”), an operator of the leading Russian e-commerce platform, announces its unaudited financial results for the fourth quarter and audited financial results for the full-year ended December |
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| April 25, 2023 |
6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2023 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus |
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| April 25, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 20-F ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES |
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| April 19, 2023 |
Ozon Announces the Settlement Date of its $750 Million Senior Unsecured Convertible Bonds Due 2026 EX-99.1 Exhibit 99.1 Ozon Announces the Settlement Date of its $750 Million Senior Unsecured Convertible Bonds Due 2026 April 19, 2023 — Ozon Holdings PLC (NASDAQ and MOEX: “OZON”, thereafter referred to as “we”, “us”, “our”, “Ozon” or the “Company”), an operator of the leading Russian e-commerce platform, provides further update in respect of its $750 million 1.875 per cent. senior unsecured conv |
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| April 19, 2023 |
6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2023 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus |
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| April 14, 2023 |
Ozon Announces Changes To Its Board Of Directors EX-99.1 Exhibit 99.1 Ozon Announces Changes To Its Board Of Directors April 14, 2023 – Ozon Holdings PLC (NASDAQ and MOEX: “OZON”, hereafter referred to as “we”, “us”, “our”, “Ozon” or the “Company”) announced that Mr. Tagir Sitdekov, President at Sistema PJSFC (“Sistema”), has joined the Board of Directors of Ozon as a Non-Executive Director with effect from April 14, 2023. Mr. Tagir Sitdekov has |
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| April 14, 2023 |
6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2023 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus |
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| April 13, 2023 |
Ozon Announces Changes To Its Board Of Directors EX-99.1 Exhibit 99.1 Ozon Announces Changes To Its Board Of Directors April 13, 2023 – Ozon Holdings PLC (NASDAQ and MOEX: “OZON”, hereafter referred to as “we”, “us”, “our”, “Ozon” or the “Company”) announces that Felix Evtushenkov resigned from the Board of Directors of Ozon with effect from April 11, 2023, following the imposition of sanctions on Mr. Evtushenkov personally by the United Kingdom |
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| April 13, 2023 |
6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2023 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus |
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| April 12, 2023 |
6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2023 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus |
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| April 12, 2023 |
EX-99.1 Exhibit 99.1 Ozon Satisfies the Conditions Precedent under the Restructuring of its $750 Million Senior Unsecured Convertible Bonds Due 2026 April 12, 2023 — Ozon Holdings PLC (NASDAQ and MOEX: “OZON”, thereafter referred to as “we”, “us”, “our”, “Ozon” or the “Company”), an operator of the leading Russian e-commerce platform, provides further update in respect of its $750 million 1.875 pe |
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| April 6, 2023 |
EX-99.1 Exhibit 99.1 Ozon Announces the Redemption Amount in U.S. Dollars in respect of its $750 Million Senior Unsecured Convertible Bonds Due 2026 April 6, 2023 — Ozon Holdings PLC (NASDAQ and MOEX: “OZON”, thereafter referred to as “we”, “us”, “our”, “Ozon” or the “Company”), an operator of the leading Russian e-commerce platform, provides further update in respect of its $750 million 1.875 per |
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| April 6, 2023 |
Ozon Reports Unaudited Fourth Quarter and Full Year 2022 Results EX-99.1 Exhibit 99.1 Ozon Reports Unaudited Fourth Quarter and Full Year 2022 Results April 6, 2023 – Ozon Holdings PLC (NASDAQ and MOEX: “OZON”, hereafter referred to as “we”, “us”, “our”, “Ozon” or the “Company”) announces its unaudited financial results for the fourth quarter and the full year-ended December 31, 2022. ● GMV incl. services increased by 67% year-on-year to RUB 296.0 billion in Q4 |
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| April 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2023 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus Tele |
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| April 6, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2023 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus Tele |
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| March 31, 2023 |
EX-99.15 EXHIBIT 99.15 JOINT FILING AGREEMENT Pursuant to Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned agree that the Statement on Schedule 13D to which this exhibit is attached is filed on behalf of each of them in the capacities set forth below. Dated: March 31, 2023 BARING VOSTOK FUND V NOMINEES LIMITED By: /s/ Julian Timms Name: Julian Tim |
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| March 31, 2023 |
EX-99.6 2 d489229dex996.htm EX-99.6 Exhibit 99.6 Execution Version “31” March 2023 BARING VOSTOK PRIVATE EQUITY FUND V, L.P. BARING VOSTOK FUND V CO-INVESTMENT L.P. 1 BARING VOSTOK FUND V CO-INVESTMENT L.P. 2 BARING VOSTOK OZON L.P. BARING VOSTOK FUND V SUPPLEMENTAL FUND, L.P. BARING VOSTOK FUND V NOMINEES LIMITED BV SERVICES LIMITED BV SPECIAL INVESTMENTS LIMITED BARING VOSTOK INVESTMENTS PCC LIM |
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| March 31, 2023 |
EX-99.9 5 d489229dex999.htm EX-99.9 Exhibit 99.9 Execution version “31” March 2023 BARING VOSTOK FUND V NOMINEES LIMITED (as seller) and FERMI INVESTMENTS (as purchaser) SHARE PURCHASE AGREEMENT TABLE OF CONTENTS Clause Headings Page 1. INTERPRETATION 3 2. SALE OF THE OZON (0.36% (BVFVNL)) SALE SHARES 11 3. OZON CONDITIONS 12 4. OZON (0.36% (BVFVNL)) COMPLETION 13 5. WARRANTIES 14 6. TERMINATION 1 |
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| March 31, 2023 |
EX-99.11 Exhibit 99.11 Execution version “31” March 2023 BARING VOSTOK FUND V NOMINEES LIMITED (as seller) and FERMI INVESTMENTS (as purchaser) SHARE PURCHASE AGREEMENT TABLE OF CONTENTS Clause Headings Page 1. INTERPRETATION 3 2. SALE OF THE OZON (0.02% (BVFVNL)) SALE SHARES 11 3. OZON CONDITIONS 12 4. OZON (0.02% (BVFVNL)) COMPLETION 13 5. WARRANTIES 14 6. TERMINATION 16 7. CONFIDENTIALITY 17 8. |
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| March 31, 2023 |
EX-99.13 Exhibit 99.13 Execution version “31” March 2023 BARING VOSTOK OZON L.P. (as seller) and FERMI INVESTMENTS (as purchaser) SHARE PURCHASE AGREEMENT TABLE OF CONTENTS Clause Headings Page 1. INTERPRETATION 3 2. SALE OF THE OZON (8.91% (BV OZON LP)) SALE SHARES 11 3. OZON CONDITIONS 12 4. OZON (8.91% (BV OZON LP)) COMPLETION 13 5. WARRANTIES 14 6. TERMINATION 16 7. CONFIDENTIALITY 17 8. ANNOU |
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| March 31, 2023 |
EX-99.7 Exhibit 99.7 Execution version “31” March 2023 BARING VOSTOK FUND V NOMINEES LIMITED (as seller) and FERMI INVESTMENTS (as purchaser) SHARE PURCHASE AGREEMENT TABLE OF CONTENTS Clause Headings Page 1. INTERPRETATION 3 2. SALE OF THE OZON (15.59% (BVFVNL)) SALE SHARES 14 3. OZON CONDITIONS 14 4. OZON (15.59% (BVFVNL)) COMPLETION 15 5. WARRANTIES 17 6. TERMINATION 19 7. CONFIDENTIALITY 20 8. |
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| March 31, 2023 |
OZON / Ozon Holdings PLC - ADR / Baring Vostok Fund V Nominees Ltd - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* Ozon Holdings PLC (Name of Issuer) Ordinary Shares, nominal value $0.001 per share American Depositary Shares, each of which represents one Ordinary Share, nominal value $0.001 per share (Title of Class of Securities) 69269L104** (CUSIP Number) |
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| March 31, 2023 |
EX-99.8 Exhibit 99.8 Execution version “31” March 2023 BARING VOSTOK FUND V NOMINEES LIMITED (as seller) and FERMI INVESTMENTS (as purchaser) SHARE PURCHASE AGREEMENT TABLE OF CONTENTS Clause Headings Page 1. INTERPRETATION 3 2. SALE OF OZON BV PEF SALE SHARES 12 3. OZON BV PEF CONDITIONS 12 4. OZON BV PEF COMPLETION 13 5. WARRANTIES 14 6. TERMINATION 16 7. CONFIDENTIALITY 18 8. ANNOUNCEMENTS 19 9 |
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| March 31, 2023 |
EX-99.10 6 d489229dex9910.htm EX-99.10 Exhibit 99.10 Execution version “31” March 2023 BARING VOSTOK FUND V NOMINEES LIMITED (as seller) and FERMI INVESTMENTS (as purchaser) SHARE PURCHASE AGREEMENT TABLE OF CONTENTS Clause Headings Page 1. INTERPRETATION 3 2. SALE OF THE OZON (0.067% (BVIL)) SALE SHARES 11 3. OZON CONDITIONS 12 4. OZON (0.067% (BVIL)) COMPLETION 13 5. WARRANTIES 14 6. TERMINATION |
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| March 31, 2023 |
EX-99.12 Exhibit 99.12 Execution version “31” March 2023 BV SPECIAL INVESTMENTS LIMITED (as seller) and FERMI INVESTMENTS (as purchaser) SHARE PURCHASE AGREEMENT TABLE OF CONTENTS Clause Headings Page 1. INTERPRETATION 3 2. SALE OF THE OZON (0.07% (BVSIL)) SALE SHARES 11 3. OZON CONDITIONS 12 4. OZON (0.07% (BVSIL)) COMPLETION 13 5. WARRANTIES 14 6. TERMINATION 16 7. CONFIDENTIALITY 17 8. ANNOUNCE |
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| March 31, 2023 |
EX-99.14 Exhibit 99.14 Execution version “31” March 2023 BARING VOSTOK OZON L.P. (as seller) and FERMI INVESTMENTS (as purchaser) SHARE PURCHASE AGREEMENT TABLE OF CONTENTS Clause Headings Page 1. INTERPRETATION 3 2. SALE OF THE OZON (1.690% (BVIL)) SALE SHARES 11 3. OZON CONDITIONS 12 4. OZON (1.690% (BVIL)) COMPLETION 13 5. WARRANTIES 14 6. TERMINATION 16 7. CONFIDENTIALITY 17 8. ANNOUNCEMENTS 1 |
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| March 29, 2023 |
6-K 1 d444705d6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2023 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor |
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| March 29, 2023 |
EX-99.1 Exhibit 99.1 Ozon Announces the Occurrence of the UK/EU/US Sanctions Approval Satisfaction Date and the Effective Date along with the Extension of the Redemption Long Stop Date in Respect of the Restructuring of Its $750 Million Senior Unsecured Convertible Bonds Due 2026 March 29, 2023 — Ozon Holdings PLC (NASDAQ and MOEX: “OZON”, thereafter referred to as “we”, “us”, “our”, “Ozon” or the |
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| March 22, 2023 |
Ozon Requests Hearing to Appeal Delisting Determination by Nasdaq EX-99.1 Exhibit 99.1 Ozon Requests Hearing to Appeal Delisting Determination by Nasdaq March 22, 2023 – Ozon Holdings PLC (NASDAQ and MOEX: “OZON”, hereafter referred to as “we”, “us”, “our”, “Ozon” or the “Company”), an operator of the leading Russian e-commerce platform, announces that on March 22, 2023 the Company filed a request for a hearing to the Nasdaq Hearings Panel, pursuant to the proce |
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| March 22, 2023 |
6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2023 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus |
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| March 16, 2023 |
Ozon Informs about Receipt of Delisting Notice from Nasdaq EX-99.1 Exhibit 99.1 Ozon Informs about Receipt of Delisting Notice from Nasdaq March 15, 2023 – Ozon Holdings PLC (NASDAQ and MOEX: “OZON”, hereafter referred to as “we”, “us”, “our”, “Ozon” or the “Company”), an operator of the leading Russian e-commerce platform, announces that on March 15, 2023, it received a notice (the “Notice”) from The Nasdaq Stock Market LLC (the “Exchange”) that the List |
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| March 16, 2023 |
6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2023 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus |
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| March 14, 2023 |
Exhibit 99.1 NOT FOR RELEASE, PUBLICATION TO, DISTRIBUTION IN OR INTO THE UNITED STATES (EXCEPT TO QUALIFIED INSTITUTIONAL BUYERS, “QIBS”), CANADA, SOUTH AFRICA, AUSTRALIA OR JAPAN. Ozon Announces Further Extension of the Initial Redemption Long Stop Date in respect of its $750 Million Convertible Bonds Due 2026 March 14, 2023 — Ozon Holdings PLC (NASDAQ and MOEX: “OZON”, thereafter referred to as |
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| March 14, 2023 |
6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2023 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus |
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| January 30, 2023 |
6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of January 2023 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cypru |
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| January 30, 2023 |
Exhibit 99.1 NOT FOR RELEASE, PUBLICATION TO, DISTRIBUTION IN OR INTO THE UNITED STATES (EXCEPT TO QUALIFIED INSTITUTIONAL BUYERS, “QIBS”), CANADA, SOUTH AFRICA, AUSTRALIA OR JAPAN Ozon Announces the Extension of the Initial Redemption Long Stop Date in Respect of Its $750 Million Senior Unsecured Convertible Bonds Due 2026 January 30, 2023 — Ozon Holdings PLC (NASDAQ and MOEX: “OZON”, thereafter |
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| December 30, 2022 |
OZON / Ozon Holdings PLC / Baring Vostok Fund V Nominees Ltd - SC 13D/A Activist Investment SC 13D/A 1 d434838dsc13da.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* Ozon Holdings PLC (Name of Issuer) Ordinary Shares, nominal value $0.001 per share American Depositary Shares, each of which represents one Ordinary Share, nominal value $0.001 per share (Title of Class of Securitie |
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| December 30, 2022 |
EX-99.5 2 d434838dex995.htm EX-99.5 EXHIBIT 99.5 JOINT FILING AGREEMENT Pursuant to Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned agree that the Statement on Schedule 13D to which this exhibit is attached is filed on behalf of each of them in the capacities set forth below. Dated: December 30, 2022 BARING VOSTOK FUND V NOMINEES LIMITED By: /s/ |
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| December 23, 2022 |
Exhibit 99.1 Ozon Announces Receipt of the Approval of European Union Sanctions Authority for the Restructuring of its Bonds December 23, 2022 ? Ozon Holdings PLC (NASDAQ and MOEX: ?OZON?, thereafter referred to as ?we?, ?us?, ?our?, ?Ozon? or the ?Company?), an operator of the leading Russian e-commerce platform, provides further update in respect of its $750 million 1.875 per cent. senior unsecu |
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| December 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2022 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus T |
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| December 20, 2022 |
Ozon Announces Results of 2022 Annual General Meeting Exhibit 99.1 Ozon Announces Results of 2022 Annual General Meeting December 20, 2022 ? Ozon Holdings PLC (NASDAQ and MOEX: ?OZON?, thereafter referred to as ?Ozon? or the ?Company?), a leading Russian e-commerce platform, held its 2022 Annual General Meeting of Shareholders (?AGM?) on Tuesday, December 20, 2022. According to the voting results, all of the agenda items proposed for consideration at |
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| December 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2022 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus T |
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| December 20, 2022 |
6-K 1 d406844d6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2022 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th flo |
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| December 20, 2022 |
EX-99.1 2 d406455dex991.htm EX-99.1 Exhibit 99.1 OZON HOLDINGS PLC RULES OF THE EQUITY INCENTIVE PLAN 2020 Amended as of 27 May 2022 and amended and restated as of 18 October 2022 (“EIP” or the “Plan”) 1. DEFINITIONS “Acquisition Date” means the date on which a Recipient becomes entitled to have Shares issued to him or her, which (subject to clause 5.1) will be the first of the following dates to |
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| November 18, 2022 |
Ozon Announces 2022 Annual General Meeting Exhibit 99.1 Ozon Announces 2022 Annual General Meeting November 18, 2022 ? Ozon Holdings PLC (NASDAQ and MOEX: ?OZON?, thereafter referred to as ?we?, ?us?, ?our?, ?Ozon? or the ?Company?) will hold its 2022 Annual General Meeting (the ?AGM?) on December 20, 2022, at 10:00 a.m. (Cyprus time), with the record date of November 21, 2022, at 2-4 Arch. Makarios III Avenue, Capital Center, 9th Floor, 1 |
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| November 18, 2022 |
NOTICE OF THE ANNUAL GENERAL MEETING OF SHAREHOLDERS of OZON HOLDINGS PLC EX-99.2 3 d423616dex992.htm EX-99.2 Exhibit 99.2 OZON HOLDINGS PLC 2-4 Arch. Makarios III Avenue, Capital Center, 9th Floor, 1065, Nicosia, Cyprus +357 22 360000, ww.ozon.ru NOTICE OF THE ANNUAL GENERAL MEETING OF SHAREHOLDERS of OZON HOLDINGS PLC Distributed electronically to: All the shareholders of Ozon Holdings PLC The Auditors: KPMG Limited JSC KEPT November 18, 2022 We hereby inform you that |
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| November 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2022 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus T |
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| November 15, 2022 |
6-K 1 d406599d6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2022 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th flo |
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| November 15, 2022 |
Ozon Reports Positive Adjusted EBITDA and Free Cash Flow in Q3 2022 Exhibit 99.1 Ozon Reports Positive Adjusted EBITDA and Free Cash Flow in Q3 2022 November 15, 2022 ? Ozon Holdings PLC (NASDAQ and MOEX: ?OZON?, thereafter referred to as ?we?, ?us?, ?our?, ?Ozon? or the ?Company?), an operator of the leading Russian e-commerce platform, announces its unaudited financial results for the third quarter ended September 30, 2022. Third Quarter 2022 Operating and Finan |
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| October 25, 2022 |
Exhibit 99.1 Ozon Announces Passing of the Written Resolutions and Waiver of Defaults Under the Terms of its $750 Million Convertible Bonds Due 2026 October 25, 2022 ? Ozon Holdings PLC (NASDAQ and MOEX: ?OZON?, thereafter referred to as ?we?, ?us?, ?our?, ?Ozon? or the ?Company?), an operator of the leading Russian e-commerce platform, announces today that the resolutions set out in the Consent S |
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| October 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2022 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus Te |
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| October 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2022 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus Te |
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| October 12, 2022 |
Exhibit 99.1 Ozon Postpones the Meeting of Bondholders of its $750 Million Senior Unsecured Convertible Bonds due 2026 October 12, 2022 ? Ozon Holdings PLC (NASDAQ and MOEX: ?OZON?, thereafter referred to as ?we?, ?us?, ?our?, ?Ozon? or the ?Company?), an operator of the leading Russian e-commerce platform, provides further update in respect of its $750 million 1.875 per cent. senior unsecured con |
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| October 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2022 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus Te |
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| October 7, 2022 |
Exhibit 99.1 Ozon Submits Application to U.S. Sanctions Authorities for its $750 Million Senior Unsecured Convertible Bonds due 2026 October 7, 2022 ? Ozon Holdings PLC (NASDAQ and MOEX: ?OZON?, thereafter referred to as ?we?, ?us?, ?our?, ?Ozon? or the ?Company?), an operator of the leading Russian e-commerce platform, provides further update in respect of its $750 million 1.875 per cent. senior |
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| September 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2022 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus |
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| September 23, 2022 |
Exhibit 99.1 Ozon Agrees Terms of Restructuring of its $750 Million Convertible Bonds Due 2026 and Convenes the Meeting of Bondholders September 23, 2022 ? Ozon Holdings PLC (NASDAQ and MOEX: ?OZON?, thereafter referred to as ?we?, ?us?, ?our?, ?Ozon? or the ?Company?), an operator of the leading Russian e-commerce platform, provides further update in respect of its $750 million 1.875 per cent. se |
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| September 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2022 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus |
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| September 20, 2022 |
Ozon Provides Further Update On Its $750 Million Senior Unsecured Convertible Bonds Due 2026 Exhibit 99.1 Ozon Provides Further Update On Its $750 Million Senior Unsecured Convertible Bonds Due 2026 September 20, 2022 ? Ozon Holdings PLC (NASDAQ and MOEX: ?OZON?, thereafter referred to as ?we?, ?us?, ?our?, ?Ozon? or the ?Company?), an operator of the leading Russian e-commerce platform, provides further update in respect of its $750 million 1.875 per cent. senior unsecured convertible bo |
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| September 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2022 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus |
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| September 13, 2022 |
Ozon Provides Further Update On Its $750 Million Senior Unsecured Convertible Bonds Due 2026 Exhibit 99.1 Ozon Provides Further Update On Its $750 Million Senior Unsecured Convertible Bonds Due 2026 September 13, 2022 ? Ozon Holdings PLC (NASDAQ and MOEX: ?OZON?, thereafter referred to as ?we?, ?us?, ?our?, ?Ozon? or the ?Company?), an operator of the leading Russian e-commerce platform, provides further update in respect of its $750 million 1.875 per cent. senior unsecured convertible bo |
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| September 1, 2022 |
September 1, 2022 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Trade & Services 100 F Street, N.E. Washington, D.C. 20549 Attention: Abe Friedman Doug Jones Re: Ozon Holdings PLC Form 20-F for Fiscal Year Ended December 31, 2021 Filed on May 2, 2022 File No. 001-39713 Dear Mr. Friedman and Mr. Jones: This letter sets forth the responses of Ozon Holdin |
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| August 31, 2022 |
Ozon Provides Further Update On Its $750 Million Senior Unsecured Convertible Bonds Due 2026 Exhibit 99.1 Ozon Provides Further Update On Its $750 Million Senior Unsecured Convertible Bonds Due 2026 August 31, 2022 ? Ozon Holdings PLC (NASDAQ and MOEX: ?OZON?, thereafter referred to as ?we?, ?us?, ?our?, ?Ozon? or the ?Company?), an operator of the leading Russian e-commerce platform, provides further update in respect of its $750 million 1.875 per cent. senior unsecured convertible bonds |
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| August 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2022 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus Tel |
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| August 23, 2022 |
Ozon Announces Its Second Quarter 2022 Unaudited Financial Results Exhibit 99.1 Ozon Announces Its Second Quarter 2022 Unaudited Financial Results August 23, 2022 ? Ozon Holdings PLC (NASDAQ and MOEX: ?OZON?, thereafter referred to as ?we?, ?us?, ?our?, ?Ozon? or the ?Company?), an operator of the leading Russian e-commerce platform, announces its unaudited financial results for the second quarter ended June 30, 2022. Second Quarter 2022 Operating and Financial H |
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| August 23, 2022 |
Ozon Provides Further Update On Its $750 Million Senior Unsecured Convertible Bonds Due 2026 Exhibit 99.1 Ozon Provides Further Update On Its $750 Million Senior Unsecured Convertible Bonds Due 2026 August 23, 2022 ? Ozon Holdings PLC (NASDAQ and MOEX: ?OZON?, thereafter referred to as ?we?, ?us?, ?our?, ?Ozon? or the ?Company?), operator of the leading Russian e-commerce platform, notifies of a potential event of default on its $750 million 1.875 per cent. senior unsecured convertible bo |
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| August 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2022 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus Tel |
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| August 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2022 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus Tel |
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| August 4, 2022 |
Ozon Notifies of Fire at Fulfillment Center in Novaya Riga Exhibit 99.1 Ozon Notifies of Fire at Fulfillment Center in Novaya Riga August 4, 2022 ? Ozon Holdings PLC (NASDAQ and MOEX: ?OZON?, thereafter referred to as ?we?, ?us?, ?our?, ?Ozon? or the ?Company?), an operator of the leading Russian e-commerce platform, reports the details of fire at the fulfillment center in Novaya Riga. On August 3, a fire broke out at the Ozon fulfillment center in Novaya |
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| August 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2022 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus Tel |
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| August 2, 2022 |
August 2, 2022 VIA EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance Office of Trade & Services 100 F Street, N.E. Washington, D.C. 20549 Attention: Abe Friedman Doug Jones Re: Ozon Holdings PLC Form 20-F for Fiscal Year Ended December 31, 2021 Filed on May 2, 2022 File No. 001-39713 Dear Mr. Friedman and Mr. Jones: This letter sets forth the responses of Ozon Holdings |
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| June 1, 2022 |
Exhibit 99.1 Ozon Has Entered into a Standstill Agreement in Respect of Its $750 Million Senior Unsecured Convertible Bonds Due 2026 June 1, 2022 ? Ozon Holdings PLC (NASDAQ and MOEX: ?OZON?, thereafter referred to as ?we?, ?us?, ?our?, ?Ozon? or the ?Company?), the operator of a leading Russian e-commerce platform, provides further update in respect of its $750 million 1.875 per cent senior unsec |
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| June 1, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2022 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus Telep |
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| May 31, 2022 |
Ozon Provides Further Update On Its $750 Million Senior Unsecured Convertible Bonds Due 2026 Exhibit 99.1 Ozon Provides Further Update On Its $750 Million Senior Unsecured Convertible Bonds Due 2026 May 31, 2022 ? Ozon Holdings PLC (NASDAQ and MOEX: ?OZON?, thereafter referred to as ?we?, ?us?, ?our?, ?Ozon? or the ?Company?), operator of the leading Russian e-commerce platform, notifies of a potential event of default on its $750 million 1.875 per cent. senior unsecured convertible bonds |
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| May 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2022 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus Teleph |
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| May 26, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2022 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus Teleph |
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| May 26, 2022 |
Ozon Announces Its First Quarter 2022 Unaudited Financial Results Exhibit 99.1 Ozon Announces Its First Quarter 2022 Unaudited Financial Results May 26, 2022 ? Ozon Holdings PLC (NASDAQ and MOEX: ?OZON?, thereafter referred to as ?we?, ?us?, ?our?, ?Ozon? or the ?Company?), an operator of the leading Russian e-commerce platform, announces its unaudited financial results for the first quarter ended March 31, 2022. First Quarter 2022 Financial and Operating Highli |
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| May 18, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2022 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus Teleph |
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| May 18, 2022 |
Ozon Provides Further Update On Its $750 Million Senior Unsecured Convertible Bonds Due 2026 Exhibit 99.1 Ozon Provides Further Update On Its $750 Million Senior Unsecured Convertible Bonds Due 2026 May 18, 2022 ? Ozon Holdings PLC (NASDAQ and MOEX: ?OZON?, thereafter referred to as ?we?, ?us?, ?our?, ?Ozon? or the ?Company?), the operator of a leading Russian e-commerce platform, provides further update in respect of its $750 million 1.875 per cent. senior unsecured convertible bonds due |
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| May 3, 2022 |
OZON / Ozon Holdings PLC / Baring Vostok Fund V Nominees Ltd - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Ozon Holdings PLC (Name of Issuer) Ordinary Shares, nominal value $0.001 per share American Depositary Shares, each of which represents one Ordinary Shares, nominal value $0.001 per share (Title of Class of Securities) 69269L104** (CUSIP Number) Baring V |
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| May 3, 2022 |
EXHIBIT 99.1 JOINT FILING AGREEMENT Pursuant to Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned agree that the Statement on Schedule 13D to which this exhibit is attached is filed on behalf of each of them in the capacities set forth below. Dated: May 3, 2022 BARING VOSTOK FUND V NOMINEES LIMITED By: /s/ Gillian Newton Name: Gillian Newton Title: |
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| May 3, 2022 |
Exhibit 99.4 Execution Copy PLEDGE AND CHARGE OVER SHARES IN OZON HOLDINGS PLC between BARING VOSTOK FUND V NOMINEES LIMITED as Pledgor and AO ?ALFA-BANK? as Pledgee Dated 16 December 2021 1 THIS AGREEMENT OF PLEDGE AND CHARGE OVER SHARES (the ?Agreement?) is made on 16 December 2021 BETWEEN: 1. BARING VOSTOK FUND V NOMINEES LIMITED, a non-cellular company duly incorporated and existing under the |
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| May 2, 2022 |
Exhibit 2.4 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE U.S. SECURITIES EXCHANGE ACT OF 1934, AS AMENDED American Depositary Shares (?ADSs?), each representing one ordinary share with nominal value of $0.001 per share of Ozon Holdings PLC (?we,? ?our,? ?us,? or the ?Company?) are listed and traded on the Nasdaq Global Select Market and, in connection with th |
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| May 2, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 20-F ? REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES |
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| May 2, 2022 |
EX-13.1 Exhibit 13.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 The certification set forth below is being submitted in connection with the Annual Report on Form 20-F of Ozon Holdings PLC (the “Company”) for the year ended December 31, 2021 (the “Report”) for the purpose of complying with Section 1350 of Chapter 63 of Titl |
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| May 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2022 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus Teleph |
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| May 2, 2022 |
EX-12.1 Exhibit 12.1 CERTIFICATIONS I, Igor Gerasimov, Chief Financial Officer and Executive Director, am performing the functions of the principal executive and principal financial officer and certify that: 1. I have reviewed this annual report on Form 20-F of Ozon Holdings PLC; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a mater |
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| May 2, 2022 |
Consent of JSC “KPMG,” independent registered public accounting firm. EX-15.1 6 d290859dex151.htm EX-15.1 Exhibit 15.1 Consent of Independent Registered Public Accounting Firm The Board of Directors Ozon Holdings PLC: We consent to the incorporation by reference in the registration statement (No. 333-252457) on Form S-8 of Ozon Holdings PLC of our report dated April 29, 2022, with respect to the consolidated financial statements of Ozon Holdings PLC and the effectiv |
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| May 2, 2022 |
Ozon Announces Fourth Quarter and Audited Full-Year 2021 Results Exhibit 99.1 Ozon Announces Fourth Quarter and Audited Full-Year 2021 Results May 2, 2022 ? Ozon Holdings PLC (NASDAQ and MOEX: ?OZON?, thereafter referred to as ?we?, ?us?, ?our?, ?Ozon? or the ?Company?), a leading Russian e-commerce platform, announces its financial results for the fourth quarter and the full-year ended December 31, 2021. Summary: Key Operating and Financial Metrics The followi |
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| April 28, 2022 |
OZON / Ozon Holdings PLC / Sistema PJSFC - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Ozon Holdings PLC (Name of Issuer) Ordinary Shares, nominal value $0.001 per share American Depositary Shares, each of which represents one Ordinary Shares, nominal value $0.001 per share (Title of Class of Securities) 69269L104* (CUSIP Number) Sistema P |
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| April 28, 2022 |
Joint Filing Agreement, dated April 28, 2022, by and among the Reporting Persons. EXHIBIT 99.5 JOINT FILING AGREEMENT Pursuant to Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned agree that the Statement on Schedule 13D to which this exhibit is attached is filed on behalf of each of them in the capacities set forth below. Dated: April 28, 2022 Sistema PJSFC By: /s/ Vladimir Chirakhov Name: Vladimir Chirakhov Title: Chief Execut |
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| April 12, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2022 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus Tele |
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| April 12, 2022 |
Ozon Announces Changes to Its Board of Directors and Top Management Exhibit 99.1 Ozon Announces Changes to Its Board of Directors and Top Management Moscow, April 12, 2022 ? Ozon Holdings PLC (NASDAQ and MOEX: ?OZON?, thereafter referred to as ?we?, ?us?, ?our?, ?Ozon? or the ?Company?), a leading Russian e-commerce platform, announces that Alexander Shulgin stepped down as Chief Executive Officer of Ozon group and resigned from the Board of Directors of Ozon with |
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| April 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2022 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus Tele |
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| April 7, 2022 |
Ozon Updates on Its Fourth Quarter and Full-Year 2021 Unaudited Financial Results Exhibit 99.1 Ozon Updates on Its Fourth Quarter and Full-Year 2021 Unaudited Financial Results April 7, 2022 ? Ozon Holdings PLC (NASDAQ and MOEX: ?OZON?, thereafter referred to as ?we?, ?us?, ?our?, ?Ozon? or the ?Company?), a leading Russian e-commerce platform, updates on its preliminary unaudited financial results for the fourth quarter and the full-year ended December 31, 2021. Fourth Quarter |
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| March 31, 2022 |
Ozon Informs about Further Developments at Ozon Bank Exhibit 99.1 Ozon Informs about Further Developments at Ozon Bank March 31, 2022 ? Ozon Holdings PLC (NASDAQ and MOEX: ?OZON?, thereafter referred to as ?we?, ?us?, ?our?, ?Ozon? or the ?Company?), a leading Russian e-commerce platform, announces that today its banking subsidiary, Limited Liability Company Ozon Bank (?Ozon Bank?), was removed from the Specially Designated Nationals and Blocked Per |
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| March 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2022 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus Tele |
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| March 17, 2022 |
Ozon Provides Further Update On Its $750 Million Senior Unsecured Convertible Bonds Due 2026 Exhibit 99.1 Ozon Provides Further Update On Its $750 Million Senior Unsecured Convertible Bonds Due 2026 March 17, 2022 ? Ozon Holdings PLC (NASDAQ and MOEX: ?OZON?, thereafter referred to as ?we?, ?us?, ?our?, ?Ozon? or the ?Company?), a leading Russian e-commerce platform, provides further update in respect of its $750 million 1.875 per cent. senior unsecured convertible bonds due 2026 (?Bonds? |
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| March 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2022 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus Tele |
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| March 11, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2022 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus Tele |
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| March 11, 2022 |
Ozon Announces Changes to the Board of Directors Exhibit 99.1 Ozon Announces Changes to the Board of Directors March 11, 2022 ? Ozon Holdings PLC (NASDAQ and MOEX: ?OZON?, thereafter referred to as ?we?, ?us?, ?our?, ?Ozon? or the ?Company?), a leading Russian e-commerce platform, announced that Mr. Felix Evtushenkov, Senior Managing Partner at Sistema PJSFC (?Sistema?), has joined the Board of Directors of Ozon as a Non-Executive Director with |
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| March 9, 2022 |
6-K 1 d322429d6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2022 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor |
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| March 9, 2022 |
Ozon Comments on its $750 million Senior Unsecured Convertible Bonds due 2026 Exhibit 99.1 Ozon Comments on its $750 million Senior Unsecured Convertible Bonds due 2026 March 9, 2022 ? Ozon Holdings PLC (NASDAQ and MOEX: ?OZON?, thereafter referred to as ?we?, ?us?, ?our?, ?Ozon? or the ?Company?), a leading Russian e-commerce platform, provides further update on the potential impact of the continued suspension of trading of the Company?s American Depositary Shares, each re |
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| March 4, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2022 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus Tele |
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| March 4, 2022 |
Ozon Provides Update on Trading Halt in Ozon American Depositary Shares on NASDAQ Exhibit 99.1 Ozon Provides Update on Trading Halt in Ozon American Depositary Shares on NASDAQ March 4, 2022 ? Ozon Holdings PLC (NASDAQ and MOEX: ?OZON?, thereafter referred to as ?we?, ?us?, ?our?, ?Ozon? or the ?Company?), a leading Russian e-commerce platform, provides this update on the potential ramifications of the suspension of trading of the American Depositary Shares, each representing o |
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| February 28, 2022 |
Ozon’s Comments on Impact of U.S., EU and Other Sanctions on Its Operations Exhibit 99.1 Ozon?s Comments on Impact of U.S., EU and Other Sanctions on Its Operations February 28, 2022 ? Ozon Holdings PLC (NASDAQ and MOEX: ?OZON?, thereafter referred to as ?we?, ?us?, ?our?, ?Ozon? or the ?Company?), a leading Russian e-commerce platform, informs that Ozon Holdings PLC is not subject to any sanctions at the moment. Ozon also notes that there are no regulatory restrictions o |
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| February 28, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2022 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus T |
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| February 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2022 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus T |
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| February 25, 2022 |
Ozon Informs about Developments at Ozon Bank Exhibit 99.1 Ozon Informs about Developments at Ozon Bank February 25, 2022 ? Ozon Holdings PLC (NASDAQ and MOEX: ?OZON?, thereafter referred to as ?Ozon? or the ?Company?), a leading Russian e-commerce platform, announces that on February 24, 2022 its banking subsidiary, Limited Liability Company Ozon Bank (?Ozon Bank?), was included in the Specially Designated Nationals and Blocked Persons List |
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| February 2, 2022 |
Exhibit 99.1 Ozon Reports Fourth Quarter and Full-Year 2021 Preliminary Operating Results, with Gross Merchandise Value Ahead of Guidance February 2, 2022 ? Ozon Holdings PLC (NASDAQ and MOEX: ?OZON?, thereafter referred to as ?Ozon? or the ?Company?), a leading Russian e-commerce platform, announces its preliminary unaudited operating results for the fourth quarter and the full-year ended Decembe |
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| February 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2022 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus T |
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| December 23, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2021 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus T |
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| December 23, 2021 |
Ozon Announces Results of 2021 Annual General Meeting Exhibit 99.1 Ozon Announces Results of 2021 Annual General Meeting December 23, 2021 ? Ozon Holdings PLC (NASDAQ and MOEX: ?OZON?, thereafter referred to as ?Ozon? or the ?Company?), a leading Russian e-commerce platform, held its 2021 Annual General Meeting of Shareholders (?AGM?) on Thursday, December 23, 2021. According to the voting results, all of the agenda items proposed for consideration a |
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| November 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2021 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus T |
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| November 19, 2021 |
Ozon Announces 2021 Annual General Meeting EX-99.1 2 d229068dex991.htm EX-99.1 Exhibit 99.1 Ozon Announces 2021 Annual General Meeting 19 November 2021 Nicosia, Cyprus, November 19, 2021 - Ozon Holdings PLC (NASDAQ and MOEX: “OZON”, thereafter referred to as “Ozon” or the “Company”) will hold its 2021 Annual General Meeting (the “AGM”) on December 23, 2021, at 09:00 a.m. (Cyprus time), with the record date of November 23, 2021, at 2-4 Arch |
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| November 19, 2021 |
NOTICE OF THE ANNUAL GENERAL MEETING of OZON HOLDINGS PLC EX-99.2 3 d229068dex992.htm EX-99.2 Exhibit 99.2 OZON HOLDINGS PLC 2-4 Arch. Makarios III Avenue, Capital Center, 9th Floor, 1065, Nicosia, Cyprus +357 22 360000, ww.ozon.ru NOTICE OF THE ANNUAL GENERAL MEETING of OZON HOLDINGS PLC Distributed electronically to: All the shareholders of Ozon Holdings PLC The Auditors: KPMG International represented by KPMG Limited KPMG International represented by |
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| November 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2021 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus T |
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| November 16, 2021 |
Exhibit 99.1 Ozon Raises GMV Growth Guidance to 120% YoY as Order Growth Accelerates to a Record 239% YoY in Third Quarter 2021 November 16, 2021 ? Ozon Holdings PLC (NASDAQ and MOEX: ?OZON?, thereafter referred to as ?Ozon? or the ?Company?), a leading Russian e-commerce platform, announces its unaudited financial results for the third quarter ended September 30, 2021. Alexander Shulgin, Chief Ex |
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| August 17, 2021 |
Exhibit 99.1 Ozon Announces Second Quarter 2021 Financial Results and Raises GMV Guidance for Full-Year 2021 to 110% Year-on-Year August 17, 2021 ? Ozon Holdings PLC (NASDAQ and MOEX: ?OZON?, thereafter referred to as ?Ozon? or the ?Company?), a leading Russian e-commerce platform, announces its unaudited financial results for the second quarter ended June 30, 2021. Second Quarter 2021 Financial a |
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| August 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2021 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus Tel |
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| May 28, 2021 |
EX-99.5 2 d146167dex995.htm EX-99.5 EXHIBIT 99.5 JOINT FILING AGREEMENT Pursuant to Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned agree that the Amendment No. 1 to the Statement on Schedule 13D to which this exhibit is attached is filed on behalf of each of them in the capacities set forth below. Dated: May 28, 2021 BARING VOSTOK FUND V NOMINEE |
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| May 28, 2021 |
OZON / Ozon Holdings PLC / Baring Vostok Fund V Nominees Ltd - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Ozon Holdings PLC (Name of Issuer) Ordinary Shares, nominal value $0.001 per share American Depositary Shares, each of which represents one Ordinary Share, nominal value $0.001 per share (Title of Class of Securities) 69269L104* (CUSIP Number) Baring Vos |
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| May 28, 2021 |
EX-99.5 2 d186293dex995.htm EX-99.5 EXHIBIT 99.5 JOINT FILING AGREEMENT Pursuant to Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned agree that the Statement on Schedule 13D to which this exhibit is attached is filed on behalf of each of them in the capacities set forth below. Dated: May 28, 2021 Sistema PJSFC By: /s/ Vladimir Chirakhov Name: Vlad |
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| May 28, 2021 |
OZON / Ozon Holdings PLC / Sistema PJSFC - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Ozon Holdings PLC (Name of Issuer) Ordinary Shares, nominal value $0.001 per share American Depositary Shares, each of which represents one Ordinary Share, nominal value $0.001 per share (Title of Class of Securities) 69269L104* (CUSIP Number) Sistema PJ |
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| May 27, 2021 |
Ozon Announces Completion of Oney Bank LLC Acquisition Exhibit 99.1 Ozon Announces Completion of Oney Bank LLC Acquisition May 26, 2021 ? Ozon Holdings PLC (NASDAQ and MOEX: ?OZON?, hereafter referred to as ?Ozon? or ?Company?), a leading multi-category Russian e-commerce platform, announces that it has completed the acquisition of 100% of the charter capital of Oney Bank LLC from Sovcombank, with the title passed onto Ozon today. As previously announ |
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| May 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2021 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus Teleph |
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| May 19, 2021 |
EX-99.1 2 d182119dex991.htm EX-99.1 Exhibit 99.1 May 19, 2021 – Ozon Holdings PLC (NASDAQ and MOEX: “OZON”, thereafter referred to as “OZON”), a leading multi-category Russian e-commerce platform announces today that it has been notified by the underwriters of its initial public offering that the underwriters had agreed to an early lock-up release with respect to the terms of the lock-up agreement |
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| May 19, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2021 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus Teleph |
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| May 18, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2021 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus Teleph |
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| May 18, 2021 |
Ozon Announces First Quarter Results and Raises GMV Guidance for Full-Year 2021 to 100% Year-on-Year EX-99.1 2 d163287dex991.htm EX-99.1 Exhibit 99.1 Ozon Announces First Quarter Results and Raises GMV Guidance for Full-Year 2021 to 100% Year-on-Year May 18, 2021 – Ozon Holdings PLC (NASDAQ and MOEX: “OZON”, thereafter referred to as “OZON” or the “Company” or the “Group”), a leading Russian e-commerce platform, announces its unaudited financial results for the first quarter ended March 31, 2021. |
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| April 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 20-F/A Amendment No. 1 ? REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Or ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURIT |
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| April 12, 2021 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2021 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus Tele |
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| April 12, 2021 |
Ozon Signs Agreement to Acquire Oney Bank LLC to Expand its Financial Services Operations EX-99.1 Exhibit 99.1 Ozon Signs Agreement to Acquire Oney Bank LLC to Expand its Financial Services Operations April 12, 2021 – Ozon Holdings PLC (NASDAQ and MOEX: “OZON”, thereafter referred to as “Ozon” or the “Company”), a leading Russian e-commerce platform, announces that Ozon has entered into a sale and purchase agreement to acquire Oney Bank LLC. Transaction Financing Ozon entered into a sa |
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| April 1, 2021 |
OZON HOLDINGS PLC COMPUTERSHARE TRUSTEES (JERSEY) LIMITED TRUST DEED THE OZON EMPLOYEE BENEFIT TRUST EX-99.1 2 d62910dex991.htm EX-99.1 Exhibit 99.1 CLIFFORD CHANCE LLP OZON HOLDINGS PLC AND COMPUTERSHARE TRUSTEES (JERSEY) LIMITED TRUST DEED THE OZON EMPLOYEE BENEFIT TRUST THIS DEED made the 1st day of April 2021 BETWEEN: (1) OZON HOLDINGS PLC whose registered office is at Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia, Cyprus and which is registered in Cyprus with company number |
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| April 1, 2021 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2021 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus Tele |
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| March 30, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 20-F ? REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Or ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 Or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURIT |
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| March 30, 2021 |
Principal Executive Officer Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 12.1 CERTIFICATIONS I, Alexander Shulgin, Chief Executive Officer, certify that: 1. I have reviewed this annual report on Form 20-F of Ozon Holdings PLC; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, no |
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| March 30, 2021 |
Principal Executive Officer Certification Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 13.1 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANEX-OXLEY ACT OF 2002 The certification set forth below is being submitted in connection with the Annual Report on Form 20-F of Ozon Holdings PLC (the ?Company?) for the year ended December 31, 2020 (the ?Report?) for the purpose of complying with Section 1350 of Chapter 63 of Title 18 of |
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| March 30, 2021 |
Ozon Files Its Annual Report for 2020 on Form 20-F with the U.S. Securities and Exchange Commission EX-99.1 Exhibit 99.1 Ozon Files Its Annual Report for 2020 on Form 20-F with the U.S. Securities and Exchange Commission March 30, 2021 – Ozon Holdings PLC (NASDAQ and MOEX: “OZON”, thereafter referred to as “OZON”), a leading Russian e-commerce platform, announces that it has filed its Annual Report on Form 20-F for the year ended December 31, 2020 (the “Annual Report”) with the U.S. Securities a |
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| March 30, 2021 |
Exhibit 2.3 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this ?Agreement?), is made as of the November 22, 2020, by and among Ozon Holdings PLC, a Cypriot public limited company, having its registered office at 2-4 Arch. Makarios III, 9th Floor Capital Center, Nicosia, Cyprus, registered (the ?Company?), and each of the investors listed on Schedule A hereto, each of which is r |
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| March 30, 2021 |
Exhibit 2.4 DESCRIPTION OF THE REGISTRANT?S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE U.S. SECURITIES EXCHANGE ACT OF 1934, AS AMENDED American Depositary Shares (?ADSs?), each representing one ordinary share with nominal value of $0.001 per share of Ozon Holdings PLC (?we,? ?our,? ?us,? or the ?Company?) are listed and traded on the Nasdaq Global Select Market and, in connection with th |
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| March 30, 2021 |
EX-4.15 4 d117002dex415.htm EX-4.15 Exhibit 4.15 EXECUTION VERSION Dated 24 February 2021 OZON HOLDINGS PLC (as Issuer) and BNY MELLON CORPORATE TRUSTEE SERVICES LIMITED (as the Trustee) TRUST DEED constituting U.S.$750,000,000 1.875 per cent. Convertible Bonds due 2026 Ref: L-309193 Linklaters LLP Table of Contents Contents Page 1 Interpretation 1 2 Amount of the Original Bonds and Covenant to Pa |
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| March 30, 2021 |
Consent of JSC “KPMG,” independent registered public accounting firm. EX-15.1 10 d117002dex151.htm EX-15.1 Exhibit 15.1 Consent of Independent Registered Public Accounting Firm The Board of Directors Ozon Holdings PLC: We consent to the incorporation by reference in the registration statement (No. 333-252457) on Form S-8 of Ozon Holdings PLC of our report dated March 30, 2021, with respect to the consolidated statement of financial position of Ozon Holdings PLC as o |
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| March 30, 2021 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2021 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus Tele |
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| March 30, 2021 |
Principal Financial Officer Certification Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002. Exhibit 13.2 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANEX-OXLEY ACT OF 2002 The certification set forth below is being submitted in connection with the Annual Report on Form 20-F of Ozon Holdings PLC (the ?Company?) for the year ended December 31, 2020 (the ?Report?) for the purpose of complying with Section 1350 of Chapter 63 of Title 18 of |
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| March 30, 2021 |
Principal Financial Officer Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002. Exhibit 12.2 CERTIFICATIONS I, Igor Gerasimov, Chief Financial Officer, certify that: 1. I have reviewed this annual report on Form 20-F of Ozon Holdings PLC; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not m |
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| March 30, 2021 |
Ozon Announces Fourth Quarter and Full Year 2020 Financial Results EX-99.1 2 d71343dex991.htm EX-99.1 Exhibit 99.1 Ozon Announces Fourth Quarter and Full Year 2020 Financial Results March 30, 2021 – Ozon Holdings PLC (NASDAQ and MOEX: “OZON”, thereafter referred to as “OZON” or the “Company”), a leading Russian e-commerce platform, announces its financial results for the fourth quarter and the full-year ended December 31, 2020. Fourth Quarter 2020 Financial Resul |
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| March 30, 2021 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2021 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus Tele |
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| February 17, 2021 |
Ozon Holdings PLC Announces the Pricing of the Offering of Convertible Bonds EX-99.1 2 d119242dex991.htm EX-99.1 Exhibit 99.1 THIS ANNOUNCEMENT IS RESTRICTED AND IS NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION OR FORWARDING, DIRECTLY OR INDIRECTLY, IN WHOLE OR IN PART IN OR INTO CANADA, JAPAN, AUSTRALIA, SOUTH AFRICA, THE RUSSIAN FEDERATION OR ANY OTHER JURISDICTION IN WHICH OFFERS OR SALES OF THE SECURITIES OR SUCH PUBLICATION, RELEASE OR DISTRIBUTION WOULD BE PROHIBITED |
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| February 17, 2021 |
Ozon GMV Growth Accelerated and Exceeded 140% in Q4 2020 Exhibit 99.1 Ozon GMV Growth Accelerated and Exceeded 140% in Q4 2020 February 17, 2021 ? Ozon Holdings PLC (NASDAQ and MOEX: ?OZON?, thereafter referred to as ?Ozon? or the ?Company?), a leading Russian e-commerce platform, announces its preliminary operating results for the fourth quarter and the full-year ending December 31, 2020. Alexander Shulgin, CEO of OZON, commented: ?2020 has been an unp |
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| February 17, 2021 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2021 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus T |
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| February 17, 2021 |
Ozon Holdings PLC Announces the Initial Conversion Price on the Offering of Convertible Bonds EX-99.1 2 d119985dex991.htm EX-99.1 Exhibit 99.1 THIS ANNOUNCEMENT IS RESTRICTED AND IS NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION OR FORWARDING, DIRECTLY OR INDIRECTLY, IN WHOLE OR IN PART IN OR INTO CANADA, JAPAN, AUSTRALIA, SOUTH AFRICA, THE RUSSIAN FEDERATION OR ANY OTHER JURISDICTION IN WHICH OFFERS OR SALES OF THE SECURITIES OR SUCH PUBLICATION, RELEASE OR DISTRIBUTION WOULD BE PROHIBITED |
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| February 17, 2021 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2021 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus T |
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| February 17, 2021 |
Ozon Holdings PLC Announces Proposed Offering of Convertible Bonds Exhibit 99.1 THIS ANNOUNCEMENT IS RESTRICTED AND IS NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION OR FORWARDING, DIRECTLY OR INDIRECTLY, IN WHOLE OR IN PART, IN OR INTO CANADA, JAPAN, AUSTRALIA, SOUTH AFRICA, THE RUSSIAN FEDERATION OR ANY OTHER JURISDICTION IN WHICH OFFERS OR SALES OF THE SECURITIES OR SUCH PUBLICATION, RELEASE OR DISTRIBUTION WOULD BE PROHIBITED BY APPLICABLE LAW THIS ANNOUNCEMENT |
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| February 17, 2021 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2021 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus T |
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| February 17, 2021 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2021 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cyprus T |
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| January 27, 2021 |
S-8 As filed with the United States Securities and Exchange Commission on January 27, 2021 Registration No. |
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| January 27, 2021 |
Rules of the Equity Incentive Plan 2020. EX-10.1 3 d23294dex101.htm EX-10.1 Exhibit 10.1 OZON HOLDINGS PLC RULES OF THE EQUITY INCENTIVE PLAN 2020 (“EIP” or the “Plan”) 1. DEFINITIONS: “Acquisition Date” means the date on which a Recipient becomes entitled to have Shares issued to him or her, which (subject to clause 5.1) will be the first of the following dates to occur: (i) in respect of a vested Award comprising SARs or Restricted Sha |
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| January 27, 2021 |
Rules of the Equity Incentive Plan 2018. Exhibit 10.4 OZON HOLDINGS LIMITED RULES OF THE EQUITY INCENTIVE PLAN Adopted as of 15 March 2018 and Amended as of 11 March 2016 and 15 March 2018 (“EIP” or the “Plan”) 1. DEFINITIONS: “Acquisition Date” means the date on which a Recipient becomes entitled to have EIP Shares issued to him or her, which (subject to section 5.1) will be the first of the following dates to occur: (i) the date upon w |
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| January 27, 2021 |
EX-10.2 4 d23294dex102.htm EX-10.2 Exhibit 10.2 This AMENDED AND RESTATED STOCK OPTION AGREEMENT (the “Restated SOA”) is executed this 30 December 2020 (the “Effective Date”) BY AND BETWEEN: (1) Mr. Bernard Lukey, holder of passport No. , an individual citizen of Switzerland (“Manager”), and (2) OZON HOLDINGS PLC, a public limited company organized under the laws of the Republic of Cyprus, whose r |
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| December 9, 2020 |
Current Report of Foreign Issuer - 6-K 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2020 Commission File Number: 001-39713 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Arch. Makariou III, 2-4 Capital Center, 9th floor 1065, Nicosia Cypr |
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| December 9, 2020 |
OZON ANNOUNCES CLOSING OF INITIAL PUBLIC OFFERING EX-99.1 Exhibit 99.1 OZON ANNOUNCES CLOSING OF INITIAL PUBLIC OFFERING Ozon Holdings PLC (“Ozon”), a leading Russian e-commerce platform, announces the completion of its initial public offering and provides an update regarding its share capital following exercise of the over-allotment option and concurrent private placements. The underwriters of the recently closed offering of 33,000,000 newly iss |
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| December 7, 2020 |
EXHIBIT 99.1 JOINT FILING AGREEMENT Pursuant to Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned agree that the Statement on Schedule 13D to which this exhibit is attached is filed on behalf of each of them in the capacities set forth below. Dated: December 7, 2020 Sistema PJSFC By: s/ Vladimir Chirakhov Name: Vladimir Chirakhov Title: Chief Execu |
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| December 7, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Ozon Holdings PLC (Name of Issuer) Ordinary Shares, nominal value $0.001 per share American Depositary Shares, each of which represents one Ordinary Shares, nominal value $0.001 per share (Title of Class of Securities) 69269L104* (CUSIP Number) Sistema PJ |
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| December 7, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Ozon Holdings PLC (Name of Issuer) Ordinary Shares, nominal value $0.001 per share American Depositary Shares, each of which represents one Ordinary Shares, nominal value $0.001 per share (Title of Class of Securities) 69269L104* (CUSIP Number) Baring Vos |
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| December 7, 2020 |
EXHIBIT 99.1 JOINT FILING AGREEMENT Pursuant to Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, the undersigned agree that the Statement on Schedule 13D to which this exhibit is attached is filed on behalf of each of them in the capacities set forth below. Dated: December 7, 2020 BARING VOSTOK FUND V NOMINEES LIMITED By: s/ Julian Timms Name: Julian Timms Title: |
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| November 24, 2020 |
424B4 Table of Contents Filed pursuant to Rule 424(b)(4) Registration No. 333-249810 American Depositary Shares Ozon Holdings PLC 33,000,000 American Depositary Shares Representing 33,000,000 Ordinary Shares $30.00 per ADS This is the initial public offering of American Depositary Shares (“ADSs”) representing ordinary shares of Ozon Holdings PLC, a public limited company organized under the laws o |
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| November 23, 2020 |
F-1MEF As filed with the Securities and Exchange Commission on November 23, 2020. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form F-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Ozon Holdings PLC (Exact Name of Registrant as Specified in its Charter) Not Applicable (Translation of Registrant’s Name into English) Cyprus 5961 N/A (State |
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| November 20, 2020 |
CORRESP Ozon Holdings PLC Arch. Makariou III, 2-4 1065, Nicosia Cyprus November 20, 2020 VIA EDGAR AND E-MAIL U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Daniel Morris Erin Jaskot Blaise Rhodes Lyn Shenk Re: Ozon Holdings PLC Registration Statement on Form F-1 (File No. 333-249810) Ladies and Gentlemen: Pursuant to th |
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| November 20, 2020 |
CORRESP November 20, 2020 VIA EDGAR AND E-MAIL United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| November 20, 2020 |
F-1/A Table of Contents As filed with the Securities and Exchange Commission on November 20, 2020. |
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| November 20, 2020 |
CORRESP November 20, 2020 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Daniel Morris Erin Jaskot Blaise Rhodes Lyn Shenk Re: Ozon Holdings PLC Amendment No. 1 to Registration Statement on Form F-1 Filed on November 17, 2020 File No. 333-249810 Ladies and Gentlemen: This letter sets forth the responses of Ozon Holdings |
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| November 17, 2020 |
8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) or (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Ozon Holdings PLC (Exact name of registrant as specified in its charter) Cyprus N/A (State or Other Jurisdiction of Incorporation or Organization) (I.R.S. Employer Identification Number) Arc |
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| November 17, 2020 |
EX-10.20 24 d29162dex1020.htm EX-10.20 Exhibit 10.20 26 October 2020 Orientir Zapad-1 Limited Liability Company and Internet Solutions Limited Liability Company PRELIMINARY LEASE AGREEMENT No. 26-10-20PLAST 1 This Preliminary Lease Agreement (hereinafter referred to as the Preliminary Agreement) is entered into on 26 October 2020 in Moscow, Russian Federation, by and between: Industrial Park Orien |
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| November 17, 2020 |
EX-4.1 Exhibit 4.1 OZON HOLDINGS PLC AND THE BANK OF NEW YORK MELLON As Depositary AND OWNERS AND HOLDERS OF AMERICAN DEPOSITARY SHARES Deposit Agreement , 2020 TABLE OF CONTENTS ARTICLE 1. DEFINITIONS 1 SECTION 1.1. American Depositary Shares 1 SECTION 1.2. Business Day 2 SECTION 1.3. Commission 2 SECTION 1.4. Company 2 SECTION 1.5. Custodian 2 SECTION 1.6. Deliver; Surrender 2 SECTION 1.7. Depos |
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| November 17, 2020 |
EX-10.5 Exhibit 10.5 EXECUTION VERSION RUB 6,000,000,000 FACILITY AGREEMENT dated 26 MARCH 2020 for LLC INTERNET SOLUTIONS arranged by SBERBANK INVESTMENTS LIMITED with SBERBANK INVESTMENTS LIMITED acting as Agent and SBERBANK INVESTMENTS LIMITED acting as Security Agent CONTENTS Clause Page 1. Definitions and Interpretation - 1 - 2. The Facility - 22 - 3. Purpose - 22 - 4. Conditions of Utilisati |
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| November 17, 2020 |
Private Placement Agreement, dated November 16, 2020, between the Registrant, BVSIL and BVFVNL. EX-10.24 28 d29162dex1024.htm EX-10.24 Exhibit 10.24 PRIVATE PLACEMENT AGREEMENT IN RESPECT OF OZON HOLDINGS PLC THIS PRIVATE PLACEMENT AGREEMENT (this “Agreement”) is made on November 16, 2020 by and among: (1) The investors listed on Schedule A hereto (each, an “Investor” and collectively, the “Investors”); and (2) OZON HOLDINGS PLC, a public company limited by shares registered under Cyprus law |
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| November 17, 2020 |
Form of Underwriting Agreement. EX-1.1 Exhibit 1.1 Ozon Holdings PLC Ordinary Shares, in the form of American Depositary Shares Underwriting Agreement , 2020 Morgan Stanley & Co. LLC Goldman Sachs & Co. LLC As representatives (the “Representatives”) of the several Underwriters named in Schedule I hereto c/o Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 c/o Goldman Sachs & Co. LLC 200 West Street New York, New Y |
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| November 17, 2020 |
EX-10.6 Exhibit 10.6 EXECUTION VERSION AMENDED AND RESTATED CONVERTIBLE LOAN AGREEMENT IN RESPECT OF OZON HOLDINGS PLC AS COMPANY THIS AMENDED AND RESTATED CONVERTIBLE LOAN AGREEMENT (this “Agreement”) is made on 30 October 2020 by and among: (1) ALPHA RUSSIA OPPORTUNITY L.P., a limited partnership duly incorporated and validly existing under the laws of the Cayman Islands, having its registered o |
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| November 17, 2020 |
Private Placement Agreement, dated November 16, 2020, between the Registrant and Sistema. EX-10.25 Exhibit 10.25 PRIVATE PLACEMENT AGREEMENT IN RESPECT OF OZON HOLDINGS PLC THIS PRIVATE PLACEMENT AGREEMENT (this “Agreement”) is made on November 16, 2020 by and among: (1) The investors listed on Schedule A hereto (each, an “Investor” and collectively, the “Investors”); and (2) OZON HOLDINGS PLC, a public company limited by shares registered under Cyprus law with its registered address a |
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| November 17, 2020 |
EX-10.13 Exhibit 10.13 December 28, 2018 Caravella Limited Liability Company and Internet Solutions Limited Liability Company PRELIMINARY LEASE AGREEMENT /signed/ This Preliminary Lease Agreement (hereinafter referred to as the “Preliminary Agreement”) is executed on December 28, 2018 in Moscow, Russian Federation, by and between: (1) Caravella Limited Liability Company, a legal entity under the l |
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| November 17, 2020 |
EX-99.1 32 d29162dex991.htm EX-99.1 Exhibit 99.1 Consent of Director Nominee Ozon Holdings PLC is filing a Registration Statement on Form F-1 with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”), in connection with the initial public offering of American Depositary Shares representing ordinary shares of Ozon Holdings PLC. In connection the |
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| November 17, 2020 |
EX-10.7 Exhibit 10.7 EXECUTION VERSION AMENDED AND RESTATED CONVERTIBLE LOAN AGREEMENT IN RESPECT OF OZON HOLDINGS PLC AS COMPANY THIS AMENDED AND RESTATED CONVERTIBLE LOAN AGREEMENT (this “Agreement”) is made on 30 October 2020 by and among: (1) ALPHA RUSSIA & CIS SECONDARY L.P., a limited partnership duly incorporated and validly existing under the laws of the Cayman Islands, having its register |
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| November 17, 2020 |
EX-10.23 27 d29162dex1023.htm EX-10.23 Exhibit 10.23 Supplementary Agreement No. 1 to Long-Term Lease Agreement w/o No. dated August 04, 2020 (novation agreement) Moscow October 09, 2020 Internet Solutions Limited Liability Company, a legal entity incorporated and existing in accordance with the laws of the Russian Federation, registered by Interdistrict Inspectorate No. 46 of the Federal Tax Serv |
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| November 17, 2020 |
EX-10.21 Exhibit 10.21 August 4, 2020 Internet Logistics Limited Liability Company and Internet Solutions Limited Liability Company LONG-TERM LEASE AGREEMENT FOR BUILDINGS, FACILITIES AND STRUCTURES located at: Tver Region, Kalininsky District, Burashevskoye rural settlement, Borovlevo-2 industrial area, complex 1 A /seal: Department of the Federal Service for State Registration, Cadastre and Cart |
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| November 17, 2020 |
Exhibit 10.15 LONG-TERM LEASE AGREEMENT No. 01/05 This Long-term Lease Agreement is made on July 1, 2020 in the village of Lenina, Aksay district of Rostov region, Russian Federation, by and between: (1) Adva Limited Liability Company (Adva LLC), legal entity which was founded and operates in accordance with the laws of the Russian Federation, registered by the Federal Tax Service Inspectorate of |
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| November 17, 2020 |
EX-10.10 Exhibit 10.10 OFFICE LEASE AGREEMENT This Office Lease Agreement (the “Lease”), signed this 28th day of April 2018, in Moscow, the Russian Federation, by and between: City Center Investment B.V., a company incorporated under the laws of the Netherlands, with its principal place of business at: Jupiterstraat 55, 2132HC Hoofddorp, the Netherlands, registered by the Chamber of Commerce and I |
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| November 17, 2020 |
EX-10.22 Exhibit 10.22 69 A A [Number of the letterhead of the Notary Public] REAL ESTATE SALE AND PURCHASE AGREEMENT Tver Region, Molokovo village, the twenty-fifth of September, two thousand and twenty. We, INTERNET LOGISTICS LIMITED LIABILITY COMPANY, Taxpayer Identification Number (INN) of the legal entity: 6949003359, Primary State Registration Number (OGRN): 1076949002261, date of the state |
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| November 17, 2020 |
EX-10.19 Exhibit 10.19 26 October 2020 Orientir Zapad-1 Limited Liability Company and Internet Solutions Limited Liability Company PRELIMINARY LEASE AGREEMENT No. 26-10-20PLAFF 1.1. This Preliminary Lease Agreement (hereinafter referred to as the Preliminary Agreement) is entered into on 26 October 2020 in Moscow, Russian Federation, by and between: (1) Industrial Park Orientir Zapad-1 Limited Lia |
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| November 17, 2020 |
Exhibit 10.12 December 28, 2018 Caravella Limited Liability Company and Internet Solutions Limited Liability Company LONG-TERM LEASE AGREEMENT IR-4241/18 This Long-term Lease Agreement was signed on December 28, 2018 in Moscow, Russian Federation, by: (1) Caravella Limited Liability Company, a legal entity under the laws of the Russian Federation, registered by the Inspectorate of the Federal Tax |
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| November 17, 2020 |
EX-10.11 Exhibit 10.11 OFFICE LEASE AGREEMENT This Office Lease Agreement (the “Lease”), signed this 29th day of October 2018, in Moscow, the Russian Federation, by and between: City Center Investment B.V., a company incorporated under the laws of the Netherlands, with its principal place of business at: Jupiterstraat 55, 2132HC Hoofddorp, the Netherlands, registered by the Chamber of Commerce and |
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| November 17, 2020 |
EX-10.1 Exhibit 10.1 EXECUTION VERSION AMENDED AND RESTATED CONVERTIBLE LOAN AGREEMENT IN RESPECT OF OZON HOLDINGS LIMITED AS BORROWER THIS AMENDED AND RESTATED CONVERTIBLE LOAN AGREEMENT (this “Agreement”) is made on /1/ October 2019 by and among: (1) PRINCEVILLE GLOBAL ECOMMERCE INVESTMENTS I LIMITED, a company duly incorporated and validly existing under the laws of the British Virgin Islands, |
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| November 17, 2020 |
Exhibit 10.2 Execution Version CONVERTIBLE LOAN AGREEMENT IN RESPECT OF OZON HOLDINGS LIMITED AS BORROWER THIS CONVERTIBLE LOAN AGREEMENT (this “Agreement”) is made on 18 September 2019 by and among: (1) BARING VOSTOK FUND V NOMINEES LIMITED, a company duly incorporated and validly existing under the laws of Guernsey, having its registered office at 1 Royal Plaza, Royal Avenue, St. Peter Port, Gue |
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| November 17, 2020 |
EX-10.14 Exhibit 10.14 PRELIMINARY LEASE AGREEMENT St. Petersburg 1 This Preliminary Lease Agreement (hereinafter referred to as the “Agreement”) is entered into on November 8, 2019 in Saint-Petersburg, Russian Federation, by and between: (1) BaltStone Limited Liability Company, a legal entity established and existing under the laws of the Russian Federation registered with Inspectorate of the Fed |
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| November 17, 2020 |
Rules of the Equity Incentive Plan (as amended as of November 17, 2020). EX-10.26 Exhibit 10.26 OZON HOLDINGS PLC RULES OF THE EQUITY INCENTIVE PLAN As amended (“EIP” or the “Plan”) 1. DEFINITIONS: “Acquisition Date” means the date on which a Recipient becomes entitled to have EIP Shares issued to him or her, which (subject to section 5.1) will be the first of the following dates to occur: (i) the date upon which an Exit Event occurs; (ii) the date falling 10 years aft |
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| November 17, 2020 |
EX-10.3 Exhibit 10.3 EXECUTION VERSION AMENDED AND RESTATED INVESTMENT AND SUBSCRIPTION WITH ADVANCE PAYMENT AGREEMENT IN RESPECT OF OZON HOLDINGS PLC AS COMPANY THIS AMENDED AND RESTATED INVESTMENT AND SUBSCRIPTION WITH ADVANCE PAYMENT AGREEMENT (this “Agreement”) is made on 30 October 2020 by and among: (1) BARING VOSTOK FUND V NOMINEES LIMITED, a company duly incorporated and validly existing u |
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| November 17, 2020 |
EX-10.17 Exhibit 10.17 PRELIMINARY LEASE AGREEMENT Moscow This Preliminary Lease Agreement (hereinafter referred to as the “Agreement”) is entered into on November 6, 2019 in Moscow, Russian Federation, by and between: (1) Adva Limited Liability Company (brief name – Adva LLC), a legal entity which was founded and operates in accordance with the laws of the Russian Federation, registered by the Fe |
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| November 17, 2020 |
EX-10.9 Exhibit 10.9 EXECUTION VERSION Notice of Senior Executive Option Award TO: Alexander Shulgin (the “Recipient”) DATE: 01 August 2018 (as amended and restated on 17 November 2020) Pursuant to the Ozon Holdings Limited Equity Incentive Plan as in effect at the Award Date (“EIP” or the “Plan”), the Board of Ozon Holdings Plc (the “Company”) is pleased to inform you that, subject to compliance |
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| November 17, 2020 |
F-1/A Table of Contents As filed with the Securities and Exchange Commission on November 17, 2020. |
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| November 17, 2020 |
EX-10.4 Exhibit 10.4 EXECUTION VERSION AMENDED AND RESTATED CONVERTIBLE LOAN AGREEMENT IN RESPECT OF OZON HOLDINGS PLC AS COMPANY THIS AMENDED AND RESTATED CONVERTIBLE LOAN AGREEMENT (this “Agreement”) is made on 30 October 2020 by and among: (1) BARING VOSTOK FUND V NOMINEES LIMITED, a company duly incorporated and validly existing under the laws of Guernsey, having its registered office at 1 Roy |
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| November 17, 2020 |
EX-10.18 Exhibit 10.18 April 29, 2020 Managing Company A-Class Capital (Fiduciary Manager of Combined Closed-End Investment Fund PNK Development) and Internet Solutions Limited Liability Company LONG-TERM LEASE AGREEMENT No. IR-14688/20 Warehouse building located on the land plot at the following address: Tolmachevsky Village Council Municipality, Novosibirsk District, Novosibirsk Region, the land |
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| November 17, 2020 |
EX-10.16 Exhibit 10.16 PRELIMINARY LEASE AGREEMENT 1 This Preliminary Lease Agreement (hereinafter – “Agreement” / “this Agreement”) is entered into on July 6, 2019 in Moscow, Russian Federation, by and between: (1) ORC Zelenodolsk 2 Limited Liability Company, a legal entity established and carrying out its activities in accordance with the laws of the Russian Federation registered in Interdistric |
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| November 17, 2020 |
EX-4.3 Exhibit 4.3 REGISTRATION RIGHTS AGREEMENT THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), is made as of the [●] 2020, by and among Ozon Holdings PLC, a Cypriot public limited company, having its registered office at 2-4 Arch. Makarios III, 9th Floor Capital Center, Nicosia, Cyprus, registered (the “Company”), and each of the investors listed on Schedule A hereto, each of which is ref |
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| November 17, 2020 |
November 17, 2020 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Daniel Morris Erin Jaskot Blaise Rhodes Lyn Shenk Re: Ozon Holdings PLC Registration Statement on Form F-1 Filed on November 2, 2020 File No. 333-249810 Ladies and Gentlemen: This letter sets forth the responses of Ozon Holdings PLC (previously, Ozon Holdin |
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| November 2, 2020 |
F-1 Table of Contents As filed with the Securities and Exchange Commission on November 2, 2020. |
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| November 2, 2020 |
CORRESP November 2, 2020 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Daniel Morris Erin Jaskot Blaise Rhodes Lyn Shenk Re: Ozon Holdings Limited Amendment No. 1 to Draft Registration Statement on Form F-1 Confidentially submitted on October 13, 2020 CIK No. 0001822829 Ladies and Gentlemen: This letter sets forth the r |
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| November 2, 2020 |
Articles of Association of Ozon Holdings PLC. EX-3.1 Exhibit 3.1 THE COMPANIES LAW, CAP. 113 PUBLIC COMPANY LIMITED BY SHARES ARTICLES OF ASSOCIATION OF OZON HOLDINGS PLC 1. In these Regulations and in the Memorandum of Association: “Affiliate” of a Person or the “first Person” means (a) a Person that directly, or indirectly through one or more intermediaries, Controls, or is Controlled by, or is under common Control with, the first Person; ( |
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| November 2, 2020 |
Subsidiaries of the Registrant. EX-21.1 Exhibit 21.1 Subsidiaries of the Registrant Legal Name of Subsidiary Jurisdiction of Organization Ozon Holding LLC Russia Ozon Volga LLC Russia Internet Logistics LLC Russia Internet Solutions LLC Russia Ozon Technologies LLC Russia O-courier LLC Russia Ozon Invest LLC Russia Internet Travel LLC Russia Ozon Tour LLC Russia Davco Management Limited Cyprus |
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| November 2, 2020 |
Rules of the Equity Incentive Plan (as amended as of June 1, 2019). EX-10.8 Exhibit 10.8 OZON HOLDINGS LIMITED RULES OF THE EQUITY INCENTIVE PLAN As amended (“EIP” or the “Plan”) 1. DEFINITIONS: “Acquisition Date” means the date on which a Recipient becomes entitled to have EIP Shares issued to him or her, which (subject to section 5.1) will be the first of the following dates to occur: (i) the date upon which an Exit Event occurs; (ii) the date falling 10 years a |
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| October 13, 2020 |
DRS/A As confidentially submitted to the Securities and Exchange Commission on October 13, 2020. |
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| October 13, 2020 |
DRSLTR October 13, 2020 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Daniel Morris Erin Jaskot Blaise Rhodes Lyn Shenk Re: Ozon Holdings Limited Draft Registration Statement on Form F-1 Confidentially submitted on September 8, 2020 CIK No. 0001822829 Ladies and Gentlemen: This letter sets forth the responses of Ozon Ho |
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| September 8, 2020 |
DRS As confidentially submitted to the Securities and Exchange Commission on September 8, 2020. |
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| September 8, 2020 |
DRSLTR CONFIDENTIAL SUBMISSION VIA EDGAR September 8, 2020 U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Ozon Holdings Limited Confidential Submission of Draft Registration Statement on Form F-1 Ladies and Gentlemen: On behalf of Ozon Holdings Limited, a private company organized under the laws of Cyprus (the “Company”), we hereby |
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| September 8, 2020 |
EX-21.1 Exhibit 21.1 Subsidiaries of the Registrant Legal Name of Subsidiary Jurisdiction of Organization Ozon Holding LLC Russia Ozon Volga LLC Russia Internet Logistics LLC Russia Internet Solutions LLC Russia Ozon Technologies LLC Russia O-courier LLC Russia Ozon Invest LLC Russia Internet Travel LLC Russia Ozon Tour LLC Russia Davco Management Limited Cyprus |
