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| CIK | 1297704 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to OHA Investment Corporation
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| February 13, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* OHA Investment Corp (Name of Issuer) Common Shares (Title of Class of Securities) 67091U102 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc |
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| January 15, 2020 |
OHAI / OHA Investment Corporation 15-12G - - CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 000-50905 OHA Investment Corporation* (Exact name of registrant as specified |
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| December 19, 2019 |
EX-3.1 2 f8k121819ex3-1ohainvestment.htm ARTICLES OF AMENDMENT Exhibit 3.1 OHA INVESTMENT CORPORATION ARTICLES OF AMENDMENT OHA INVESTMENT CORPORATION, a Maryland corporation (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of the State of Maryland that: FIRST: The charter of the Corporation is hereby amended by deleting existing Section 4.1 in ARTICLE IV i |
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| December 19, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 18, 2019 OHA INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00672 20-1371499 (State or other jurisdiction of (Commission (I.R.S. E |
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| December 19, 2019 |
OHAI / OHA Investment Corporation N-54C - - FORM N-54C UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-54C NOTIFICATION OF WITHDRAWAL OF ELECTION TO BE SUBJECT TO SECTIONS 55 THROUGH 65 OF THE INVESTMENT COMPANY ACT OF 1940 FILED PURSUANT TO SECTION 54(c) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned business development company hereby notifies the Securities and Exchange Commission that it withdraws its election |
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| December 19, 2019 |
Third Amended and Restated Bylaws EX-3.2 3 f8k121819ex3-2ohainvestment.htm THIRD AMENDED AND RESTATED BYLAWS Exhibit 3.2 OHA INVESTMENT CORPORATION BYLAWS ARTICLE I OFFICES Section 1. PRINCIPAL OFFICE. The principal office of OHA Investment Corporation, a Maryland corporation (the “Corporation”), in the State of Maryland shall be located at such place as the board of directors of the Corporation (the “Board of Directors”) may desi |
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| December 19, 2019 |
EX-99.1 4 f8k121819ex99-1ohainvest.htm JOINT PRESS RELEASE, DATED DECEMBER 18, 2019 Exhibit 99.1 PORTMAN RIDGE FINANCE CORPORATION ANNOUNCES CLOSING OF MERGER WITH OHA INVESTMENT CORPORATION, STOCKHOLDER PAYMENT RECORD DATE AND PAYMENT DATE NEW YORK, NEW YORK, December 18, 2019 – Portman Ridge Finance Corporation (“PTMN”, or the “Company”) (NASDAQ: PTMN) and OHA Investment Corporation (NASDAQ: OHA |
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| December 12, 2019 |
EX-99.1 2 f8k121219ex99-1ohainvest.htm PRESS RELEASE, DATED AS OF DECEMBER 12, 2019 Exhibit 99.1 OHA Investment Corporation Announces Stockholder Approval of Proposed Merger With Portman Ridge Finance Corporation New York – December 12, 2019 - OHA Investment Corporation (Nasdaq: OHAI) (the “Company” or “OHAI”) announced today that it obtained stockholder approval for its proposed merger (the “Merg |
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| December 12, 2019 |
Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2019 OHA INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00672 20-1371499 (State or other jurisdiction of (Commission (I.R.S. E |
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| November 15, 2019 |
OHAI / OHA Investment Corporation 425 - Merger Prospectus - FORM 425 Filed by OHA Investment Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: OHA Investment Corporation Commission File No. 814-00672 |
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| November 12, 2019 |
OHAI / OHA Investment Corporation DEFA14A - - DEFA14A Filed by OHA Investment Corporation Pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Commission File No. |
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| November 12, 2019 |
OHA Investment Corporation Announces Third Quarter 2019 Results EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 OHA Investment Corporation Announces Third Quarter 2019 Results NEW YORK, Nov. 12, 2019 (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ: OHAI) (the “Company”) today announced its financial results for the quarter ended September 30, 2019. Management will discuss the Company's results summarized below on a conference call on Wednesday, November |
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| November 12, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 12, 2019 OHA INVESTMENT CORPORATION (Exact Name of Registrant as Specified in Charter) Maryland 814-00672 20-1371499 (State or Other Jurisdiction of Incorporation) (Commissio |
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| November 12, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00672 OHA I |
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| November 7, 2019 |
KAP / KCAP Financial, Inc. 425 - Merger Prospectus - 425 425 Filed by Portman Ridge Finance Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: OHA Investment Corporation Commission File No. |
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| November 6, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 6, 2019 OHA INVESTMENT CORPORATION (Exact Name of Registrant as Specified in Charter) Maryland 814-00672 20-1371499 (State or Other Jurisdiction of Incorporation) (Commission |
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| November 6, 2019 |
EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 OHA Investment Corporation Schedules its Earnings Release and Conference Call for Quarter Ended September 30, 2019 NEW YORK, Nov. 06, 2019 (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ: OHAI) (the “Company”) announced today that it plans to report its financial results for the quarter ended September 30, 2019 after the market closes on Tuesda |
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| November 5, 2019 |
OHAI / OHA Investment Corporation DEFM14A - - DEFM14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Con |
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| October 16, 2019 |
OHAI / OHA Investment Corporation PRER14A - - PRER14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy |
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| September 13, 2019 |
OHAI / OHA Investment Corporation PREM14A - - PREM14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement o Confi |
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| September 11, 2019 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): September 11, 2019 OHA INVESTMENT CORPORATION (Exact Name of Registrant as Specified in Charter) Maryland 814-00672 20-1371499 (State or Other Jurisdiction of Incorporation) (Commissi |
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| September 11, 2019 |
OHA Investment Corporation Announces Quarterly Distribution of $0.02 per Share EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 OHA Investment Corporation Announces Quarterly Distribution of $0.02 per Share NEW YORK, Sept. 11, 2019 (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ: OHAI) (the “Company”) today announced that its Board of Directors has declared a quarterly distribution of $0.02 per share. Quarterly Distribution Declaration The quarterly distribution in the |
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| August 13, 2019 |
OHAI / OHA Investment Corporation DEFA14A - - DEFA14A Filed by OHA Investment Corporation Pursuant to Rule 14a-12 Under the Securities Exchange Act of 1934 Commission File No. |
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| August 13, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 12, 2019 OHA INVESTMENT CORPORATION (Exact Name of Registrant as Specified in Charter) Maryland 814-00672 20-1371499 (State or Other Jurisdiction of Incorporation) (Commission |
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| August 13, 2019 |
OHA Investment Corporation Announces Second Quarter 2019 Results EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 OHA Investment Corporation Announces Second Quarter 2019 Results NEW YORK, Aug. 12, 2019 (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ: OHAI) (the “Company”) today announced its financial results for the quarter ended June 30, 2019. Management will discuss the Company's results summarized below on a conference call on Tuesday, August 13, 2019 |
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| August 12, 2019 |
OHAI / OHA Investment Corporation 10-Q - Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00672 OHA Invest |
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| August 7, 2019 |
KAP / KCAP Financial, Inc. 425 - Merger Prospectus - 425 Filed by Portman Ridge Finance Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: OHA Investment Corporation Commission File No. |
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| August 6, 2019 |
KAP / KCAP Financial, Inc. 425 - Merger Prospectus - 425 425 1 d788812d425.htm 425 Filed by Portman Ridge Finance Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: OHA Investment Corporation Commission File No. 814-00672 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of |
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| August 5, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 5, 2019 OHA INVESTMENT CORPORATION (Exact Name of Registrant as Specified in Charter) Maryland 814-00672 20-1371499 (State or Other Jurisdiction of Incorporation) (Commission F |
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| August 5, 2019 |
EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 OHA Investment Corporation Schedules its Earnings Release and Conference Call for Quarter Ended June 30, 2019 NEW YORK, Aug. 05, 2019 (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ: OHAI) (the “Company”) announced today that it plans to report its financial results for the quarter ended June 30, 2019 after the market closes on Monday, August 1 |
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| August 5, 2019 |
OHAI / OHA Investment Corporation DEFA14A - - FORM DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| August 2, 2019 |
OHAI / OHA Investment Corporation 40-17F2 - - 40-17F2_MAY2019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES Pursuant to Rule 17f-2 [17 CRF 270.17f-2] 1. Investment Company Act File Number: 814-00672 Date examination completed: May 31, 2019 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL GA HI I |
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| August 2, 2019 |
OHAI / OHA Investment Corporation DEFA14A - - DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State |
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| August 2, 2019 |
KAP / KCAP Financial, Inc. 425 - Merger Prospectus - 425 425 1 d764049d425.htm 425 Investor Presentation August 1, 2019 Filed by Portman Ridge Finance Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: OHA Investment Corporation Commission File No. 814-00672 Important Information Forward-Looking Statements Statements contained in this Presentation ( |
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| August 2, 2019 |
KAP / KCAP Financial, Inc. 425 - Merger Prospectus - 425 425 1 d764026d425.htm 425 Filed by Portman Ridge Finance Corporation pursuant to Rule 425 under the Securities Act of 1933 and deemed filed under Rule 14a-12 of the Securities Exchange Act of 1934 Subject Company: OHA Investment Corporation Commission File No. 814-00672 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of |
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| August 1, 2019 |
OHAI / OHA Investment Corporation DEFA14A - - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 31, 2019 OHA INVESTMENT CORPORATION (Exact name of Registrant as Specified in Its Charter) MARYLAND 814-00672 20-1371499 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification No. |
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| August 1, 2019 |
EX-99.1 3 f8k073119ex99-1ohainvest.htm JOINT PRESS RELEASE OF PORTMAN RIDGE FINANCE CORPORATION AND OHA INVESTMENT INCORPORATION, DATED AS OF AUGUST 1, 2019 Exhibit 99.1 OHA Investment Corporation to Merge with Portman Ridge Finance Corporation Combined Entity To Be Managed by an Affiliate of BC Partners Advisors L.P. New York – August 1, 2019 (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ: |
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| August 1, 2019 |
Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER By and Among Portman Ridge Finance Corporation, Storm Acquisition Sub Inc., OHA Investment Corporation and Sierra Crest Investment Management LLC Dated as of July 31, 2019 TABLE OF CONTENTS Article I THE MERGERS Section 1.1 The Mergers 2 Section 1.2 The Closing 2 Section 1.3 Effective Time 2 Section 1.4 Articles of Incorporation and Bylaws |
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| August 1, 2019 |
Entry into a Material Definitive Agreement, Other Events, Financial Statements and Exhibits 8-K 1 f8k073119ohainvestment.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (Date of earliest event reported): July 31, 2019 OHA INVESTMENT CORPORATION (Exact name of Registrant as Specified in Its Charter) MARYLAND 814-00672 20-1371499 (State or O |
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| August 1, 2019 |
Exhibit 2.1 Execution Version AGREEMENT AND PLAN OF MERGER By and Among Portman Ridge Finance Corporation, Storm Acquisition Sub Inc., OHA Investment Corporation and Sierra Crest Investment Management LLC Dated as of July 31, 2019 TABLE OF CONTENTS Article I THE MERGERS Section 1.1 The Mergers 2 Section 1.2 The Closing 2 Section 1.3 Effective Time 2 Section 1.4 Articles of Incorporation and Bylaws |
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| August 1, 2019 |
EX-99.1 3 f8k073119ex99-1ohainvest.htm JOINT PRESS RELEASE OF PORTMAN RIDGE FINANCE CORPORATION AND OHA INVESTMENT INCORPORATION, DATED AS OF AUGUST 1, 2019 Exhibit 99.1 OHA Investment Corporation to Merge with Portman Ridge Finance Corporation Combined Entity To Be Managed by an Affiliate of BC Partners Advisors L.P. New York – August 1, 2019 (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ: |
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| June 4, 2019 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2019 OHA INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00672 20-1371499 (State or other jurisdiction of (Commission (I.R.S. Employ |
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| May 14, 2019 |
OHA Investment Corporation Announces First Quarter 2019 Results EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 OHA Investment Corporation Announces First Quarter 2019 Results NEW YORK, May 14, 2019 (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ: OHAI) (the “Company”) today announced its financial results for the quarter ended March 31, 2019. Management will discuss the Company's results summarized below on a conference call on Wednesday, May 15, 2019, |
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| May 14, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 14, 2019 OHA INVESTMENT CORPORATION (Exact Name of Registrant as Specified in Charter) Maryland 814-00672 20-1371499 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| May 14, 2019 |
OHAI / OHA Investment Corporation 10-Q Quarterly Report 10-Q_03312019 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00672 OHA Inves |
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| May 7, 2019 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 7, 2019 OHA INVESTMENT CORPORATION (Exact Name of Registrant as Specified in Charter) Maryland 814-00672 20-1371499 (State or Other Jurisdiction of Incorporation) (Commission File |
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| May 7, 2019 |
OHA Investment Corporation Announces Quarterly Distribution of $0.02 per Share EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 OHA Investment Corporation Announces Quarterly Distribution of $0.02 per Share NEW YORK, May 07, 2019 (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ: OHAI) (the “Company”) today announced that its Board of Directors has declared a quarterly distribution of $0.02 per share. Quarterly Distribution Declaration The quarterly distribution in the am |
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| April 25, 2019 |
EXHIBIT 99.1 OHA Investment Corporation Schedules its Earnings Release and Conference Call for Quarter Ended March 31, 2019 NEW YORK, April 25, 2019 (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ: OHAI) (the “Company”) announced today that it plans to report its financial results for the quarter ended March 31, 2019 after the market closes on Tuesday May 14, 2019. The Company will also host |
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| April 25, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): April 25, 2019 OHA INVESTMENT CORPORATION (Exact Name of Registrant as Specified in Charter) Maryland 814-00672 20-1371499 (State or Other Jurisdiction of Incorporation) (Commission F |
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| April 22, 2019 |
OHAI / OHA Investment Corporation DEF 14A SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to §240. |
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| April 2, 2019 |
OHAI / OHA Investment Corporation 40-17F2_DECEMBER2018 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES Pursuant to Rule 17f-2 [17 CRF 270.17f-2] 1. Investment Company Act File Number: 814-00672 Date examination completed: December 31, 2018 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL GA |
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| March 21, 2019 |
OHA Investment Corporation Reports Fourth Quarter and Year Ended December 31, 2018 Financial Results EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 OHA Investment Corporation Reports Fourth Quarter and Year Ended December 31, 2018 Financial Results NEW YORK, March 21, 2019 (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ: OHAI) (the “Company”) today announced its financial results for the quarter and year ended December 31, 2018. Management will discuss the Company's results summarized belo |
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| March 21, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): March 21, 2019 OHA INVESTMENT CORPORATION (Exact Name of Registrant as Specified in Charter) Maryland 814-00672 20-1371499 (State or Other Jurisdiction of Incorporation) (Commission F |
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| March 21, 2019 |
Code of Business Conduct and Ethics A. Code of Business Conduct and Ethics Introduction Ethics are important to OHA Investment Corporation (the “Company,” “our,” “us,” or “we”) and to its management. The Company is committed to the highest ethical standards and to conducting its business with the highest level of integrity. All officers and directors of the Company and all employees of Oak Hill Advisors, L.P. (the “Advisor”) that pe |
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| March 21, 2019 |
Audited Consolidated Financial Statements of OHA Investment Corporation 10-K 1 ohai10k12312018.htm 10-K TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from t |
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| March 21, 2019 |
Exhibit 21.1 OHA INVESTMENT CORPORATION SUBSIDIARIES 1. OHA Funding GP, LLC, a Texas limited liability company 2. OHA Nevada, LLC, a Nevada limited liability company 3. OHA Funding, LP, a Texas limited partnership 4. OHA Asset Holdings GP, LLC, a Texas limited liability company 5. OHA Asset Holdings II, LP, a Texas limited partnership 6. OHA/OCI Investments, LLC, a Delaware limited liability compa |
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| March 21, 2019 |
Code of Ethics and Personal Trading Policy adopted October 15, 2018 EX-14.2 3 a20181015codeofethicsandpe.htm EXHIBIT 14.2 OAK HILL ADVISORS, L.P., ITS AFFILIATED INVESTMENT ADVISORS AND OHA INVESTMENT CORPORATION CODE OF ETHICS AND PERSONAL TRADING POLICY Effective October 15, 2018 This Policy Applies to All Employees and Access Persons GENERAL This Code of Ethics and Personal Trading Policy (this “Policy”) has been adopted by Oak Hill Advisors, L.P. (the “Advisor |
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| March 13, 2019 |
OHA Investment Corporation Announces Quarterly Distribution of $0.02 per Share EXHIBIT 99.1 OHA Investment Corporation Announces Quarterly Distribution of $0.02 per Share NEW YORK, March 13, 2019 (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ: OHAI) (the “Company”) today announced that its Board of Directors has declared a quarterly distribution of $0.02 per share. Quarterly Distribution Declaration The quarterly distribution in the amount of $0.02 per common share wi |
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| March 13, 2019 |
Financial Statements and Exhibits, Other Events 8-K 1 f8k031319.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): March 13, 2019 OHA INVESTMENT CORPORATION (Exact Name of Registrant as Specified in Charter) Maryland 814-00672 20-1371499 (State or Other Jurisdiction of |
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| March 4, 2019 |
EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 OHA Investment Corporation Schedules its Earnings Release and Conference Call for Fourth Quarter and Year Ended December 31, 2018 NEW YORK, March 04, 2019 (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ: OHAI) (the “Company”) announced today that it plans to report its financial results for the fourth quarter and year ended December 31, 2018 af |
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| March 4, 2019 |
Financial Statements and Exhibits, Results of Operations and Financial Condition 8-K 1 f8k030419.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): March 4, 2019 OHA INVESTMENT CORPORATION (Exact Name of Registrant as Specified in Charter) Maryland 814-00672 20-1371499 (State or Other Jurisdiction of |
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| February 21, 2019 |
Exhibit 99.1 JOINT FILING AGREEMENT This Joint Filing Agreement, dated as of February 21, 2019, is by and between Callodine Capital Management, LP and James s. Morrow (collectively, the "Filers"). Each of the Filers may be required to file with the United States Securities and Exchange Commission a statement on Schedule 13G and/or 13D with respect to shares of Common Stock, par value $0.001 per sh |
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| February 21, 2019 |
OHAI / OHA Investment Corporation / Callodine Capital Management, Lp Passive Investment SC 13G 1 sch13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* OHA Investment Corporation (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 67091U102 (CUSIP Number) December 31, 2018 (Date of Event which Requires Filing of this Statement) Check the appropriat |
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| February 14, 2019 |
SC 13G/A 1 sc13ga021319.htm SCHEDULE 13G/A (AMENDMENT NO. 2) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* OHA Investment Corp (Name of Issuer) Common Shares (Title of Class of Securities) 67091U102 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the ap |
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| February 4, 2019 |
OHAI / OHA Investment Corporation / TCW GROUP INC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| January 18, 2019 |
OHAI / OHA Investment Corporation 40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES Pursuant to Rule 17f-2 [17 CRF 270.17f-2] 1. Investment Company Act File Number: 814-00672 Date examination completed: October 31, 2018 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL GA |
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| December 12, 2018 |
OHA Investment Corporation Announces Quarterly Distribution of $0.02 per Share EXHIBIT 99.1 OHA Investment Corporation Announces Quarterly Distribution of $0.02 per Share NEW YORK, Dec. 12, 2018 (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ: OHAI) (the “Company”) today announced that its Board of Directors has declared a quarterly distribution of $0.02 per share. Quarterly Distribution Declaration The quarterly distribution in the amount of $0.02 per common share wil |
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| December 12, 2018 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): December 12, 2018 OHA INVESTMENT CORPORATION (Exact Name of Registrant as Specified in Charter) Maryland 814-00672 20-1371499 (State or Other Jurisdiction of Incorporation) (Commissio |
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| November 15, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 14, 2018 OHA INVESTMENT CORPORATION (Exact Name of Registrant as Specified in Charter) Maryland 814-00672 20-1371499 (State or Other Jurisdiction of Incorporation) (Commissio |
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| November 15, 2018 |
OHA Investment Corporation Announces Third Quarter 2018 Results EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 OHA Investment Corporation Announces Third Quarter 2018 Results NEW YORK, Nov. 14, 2018 (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ: OHAI) (the “Company”) today announced its financial results for the quarter ended September 30, 2018. Management will discuss the Company's results summarized below on a conference call on Thursday, November 1 |
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| November 14, 2018 |
OHAI / OHA Investment Corporation 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00672 OHA I |
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| October 30, 2018 |
OHAI / OHA Investment Corporation 40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES Pursuant to Rule 17f-2 [17 CRF 270.17f-2] 1. Investment Company Act File Number: 814-00672 Date examination completed: July 31, 2018 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL GA HI |
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| October 24, 2018 |
EXHIBIT 99.1 OHA Investment Corporation Schedules its Earnings Release and Conference Call for Quarter Ended September 30, 2018 NEW YORK, Oct. 24, 2018 (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ: OHAI) (the “Company”) announced today that it plans to report its third quarter financial results for the quarter ended September 30, 2018 after the market closes on Wednesday, November 14, 201 |
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| October 24, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): October 24, 2018 OHA INVESTMENT CORPORATION (Exact Name of Registrant as Specified in Charter) Maryland 814-00672 20-1371499 (State or Other Jurisdiction of Incorporation) (Commission |
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| September 14, 2018 |
OHA Investment Corporation Announces Quarterly Distribution of $0.02 per Share EXHIBIT 99.1 OHA Investment Corporation Announces Quarterly Distribution of $0.02 per Share NEW YORK, Sept. 13, 2018 (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ: OHAI) (the “Company”) today announced that its Board of Directors has declared a quarterly distribution of $0.02 per share. Quarterly Distribution Declaration The quarterly distribution in the amount of $0.02 per common share wi |
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| September 14, 2018 |
Financial Statements and Exhibits, Other Events 8-K 1 f8k091418.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): September 13, 2018 OHA INVESTMENT CORPORATION (Exact Name of Registrant as Specified in Charter) Maryland 814-00672 20-1371499 (State or Other Jurisdictio |
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| September 7, 2018 |
OHA Investment Corporation Announces Amendment and Extension of its Credit Facility OHA Investment Corporation Announces Amendment and Extension of its Credit Facility NEW YORK, September 7, 2018, (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ: OHAI) (the “Company”) today announced that it has amended its credit facility with MidCap Financial Trust ("Credit Facility") to extend the maturity date to September 9, 2019, which can be extended for an additional six-month period at the Company’s option. |
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| September 7, 2018 |
AMENDMENT NO. 2 TO CREDIT AGREEMENT THIS AMENDMENT NO. 2 TO CREDIT AGREEMENT (this “Amendment”), dated as of September 7, 2018 (the “Amendment No. 2 Effective Date”), is made by and among OHA Investment Corporation, a Maryland corporation, as borrower (the “Borrower”), the Loan Parties party hereto, the Lenders party hereto, MidCap Financial Trust, a Delaware statutory trust, as administrative age |
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| September 7, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 7, 2018 OHA INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00672 20-1371499 (State or other jurisdiction of (Commission (I.R.S. E |
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| August 14, 2018 |
OHA Investment Corporation Announces Second Quarter 2018 Results EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 OHA Investment Corporation Announces Second Quarter 2018 Results NEW YORK, Aug. 14, 2018 (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ: OHAI) (the “Company”) today announced its financial results for the quarter ended June 30, 2018. Management will discuss the Company's results summarized below on a conference call on Wednesday, August 15, 20 |
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| August 14, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 14, 2018 OHA INVESTMENT CORPORATION (Exact Name of Registrant as Specified in Charter) Maryland 814-00672 20-1371499 (State or Other Jurisdiction of Incorporation) (Commission |
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| August 14, 2018 |
OHAI / OHA Investment Corporation 10-Q (Quarterly Report) 10-Q 1 ohai10-qq206302018.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commissio |
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| July 31, 2018 |
EdgarFiling EXHIBIT 99.1 OHA Investment Corporation Schedules its Earnings Release and Conference Call for Quarter Ended June 30, 2018 NEW YORK, July 31, 2018 (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ:OHAI) (the “Company”) announced today that it plans to report its second quarter financial results for the quarter ended J |
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| July 31, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 _ Form 8-K _ CURRENT REPORT |
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| June 5, 2018 |
Submission of Matters to a Vote of Security Holders 8-K 1 a2018annualmeeting-votingr.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2018 OHA INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00672 20-1371499 (State or other j |
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| May 14, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 14, 2018 OHA INVESTMENT CORPORATION (Exact Name of Registrant as Specified in Charter) Maryland 814-00672 20-1371499 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| May 14, 2018 |
OHA Investment Corporation Announces First Quarter 2018 Results EXHIBIT 99.1 OHA Investment Corporation Announces First Quarter 2018 Results NEW YORK, May 14, 2018 (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ:OHAI) (the “Company”) today announced its financial results for the quarter ended March 31, 2018. Management will discuss the Company's results summarized below on a conference call on Tuesday, May 15, 2018, at 10:00 a.m.(Eastern Time). Summary r |
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| May 14, 2018 |
OHAI / OHA Investment Corporation 10-Q - MARCH 312018 (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00672 OHA Inves |
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| May 8, 2018 |
OHA Investment Corporation Announces Quarterly Distribution of $0.02 per Share EXHIBIT 99.1 OHA Investment Corporation Announces Quarterly Distribution of $0.02 per Share NEW YORK, May 08, 2018 (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ:OHAI) (the “Company”) today announced that its Board of Directors has declared a quarterly distribution of $0.02 per share. Quarterly Distribution Declaration The quarterly distribution in the amount of $0.02 per common share will |
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| May 8, 2018 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 8, 2018 OHA INVESTMENT CORPORATION (Exact Name of Registrant as Specified in Charter) Maryland 814-00672 20-1371499 (State or Other Jurisdiction of Incorporation) (Commission File |
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| April 27, 2018 |
EXHIBIT 99.1 OHA Investment Corporation Schedules its Earnings Release and Conference Call for Quarter Ended March 31, 2018 NEW YORK, April 27, 2018 (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ:OHAI) (the “Company”) announced today that it plans to report its first quarter financial results for the quarter ended March 31, 2018 after the market closes on Monday, May 14, 2018. The Company w |
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| April 27, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): April 27, 2018 OHA INVESTMENT CORPORATION (Exact Name of Registrant as Specified in Charter) Maryland 814-00672 20-1371499 (State or Other Jurisdiction of Incorporation) (Commission F |
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| April 23, 2018 |
OHAI / OHA Investment Corporation DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Definitive Proxy State |
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| April 16, 2018 |
OHAI / OHA Investment Corporation 40-17F2DECEMBER2017 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES Pursuant to Rule 17f-2 [17 CRF 270.17f-2] 1. Investment Company Act File Number: 814-00672 Date examination completed: December 31, 2017 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL GA |
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| April 13, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 5)1 OHA Investment Corporation (Name of Issuer) Common stock, $.001 par value per share (Title of Class of Securities) 67091U102 (CUSIP Number) Steven I. S |
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| April 13, 2018 |
OHA Investment Corporation 1114 Avenue of the Americas, 27th Floor New York, New York 10036 EX-99.1 2 ex991to13da509076030041318.htm LETTER AGREEMENT, DATED APRIL 11, 2018 Exhibit 99.1 OHA Investment Corporation 1114 Avenue of the Americas, 27th Floor New York, New York 10036 April 11, 2018 Etude Capital LLC 401 Congress Avenue Suite 1540 Austin, TX 78701 Dear Steven I. Stein: Etude Capital LLC (“you”) have requested certain non-public information from OHA Investment Corporation (“OHAI” |
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| April 11, 2018 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): April 11, 2018 OHA INVESTMENT CORPORATION (Exact Name of Registrant as Specified in Charter) Maryland 814-00672 20-1371499 (State or Other Jurisdiction of Incorporation) (Commission F |
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| April 11, 2018 |
EXHIBIT 99.1 OHA Investment Corporation Announces Board Approval to Reduce Required Asset Coverage as Provided for in the Small Business Credit Availability Act NEW YORK, April 11, 2018 (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ:OHAI) (the “Company”) today announced that on April 11, 2018, the Company’s Board of Directors (the “Board”), including a “required majority” (as such term is d |
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| April 4, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 4)1 OHA Investment Corporation (Name of Issuer) Common stock, $.001 par value per share (Title of Class of Securities) 67091U102 (CUSIP Number) Steven I. S |
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| March 26, 2018 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): March 26, 2018 OHA INVESTMENT CORPORATION (Exact Name of Registrant as Specified in Charter) Maryland 814-00672 20-1371499 (State or Other Jurisdiction of Incorporation) (Commission F |
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| March 26, 2018 |
OHA Investment Corporation Reports Fourth Quarter and Year Ended December 31, 2017 Financial Results EXHIBIT 99.1 OHA Investment Corporation Reports Fourth Quarter and Year Ended December 31, 2017 Financial Results NEW YORK, March 26, 2018 (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ:OHAI) (the “Company”) today announced its financial results for the quarter and year ended December 31, 2017. Management will discuss the Company's results summarized below on a conference call on Tuesday, M |
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| March 26, 2018 |
Exhibit 21.1 OHA INVESTMENT CORPORATION SUBSIDIARIES 1. OHA Funding GP, LLC, a Texas limited liability company 2. OHA Nevada, LLC, a Nevada limited liability company 3. OHA Funding, LP, a Texas limited partnership 4. OHA Asset Holdings GP, LLC, a Texas limited liability company 5. OHA Asset Holdings, LP, a Texas limited partnership 6. OHA Asset Holdings II, LP, a Texas limited partnership 7. OHA A |
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| March 26, 2018 |
Code of Business Conduct and Ethics A. Code of Business Conduct and Ethics Introduction Ethics are important to OHA Investment Corporation (the “Company,” “our,” “us,” or “we”) and to its management. The Company is committed to the highest ethical standards and to conducting its business with the highest level of integrity. All officers and directors of the Company and all employees of Oak Hill Advisors, L.P. (the “Advisor”) that pe |
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| March 26, 2018 |
OHAI / OHA Investment Corporation 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 814-00672 OHA INVESTMENT |
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| March 26, 2018 |
Code of Ethics and Personal Trading Policy adopted October 15, 2017 OAK HILL ADVISORS, L.P., ITS AFFILIATED INVESTMENT ADVISORS AND OHA INVESTMENT CORPORATION CODE OF ETHICS AND PERSONAL TRADING POLICY Effective October 15, 2017 This Policy Applies to All Employees and Access Persons GENERAL This Code of Ethics and Personal Trading Policy (this “Policy”) has been adopted by Oak Hill Advisors, L.P. (the “Advisor”), its affiliated investment advisors (collectively, |
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| March 14, 2018 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): March 14, 2018 OHA INVESTMENT CORPORATION (Exact Name of Registrant as Specified in Charter) Maryland 814-00672 20-1371499 (State or Other Jurisdiction of Incorporation) (Commission F |
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| March 14, 2018 |
OHA Investment Corporation Announces Quarterly Distribution of $0.02 per Share EXHIBIT 99.1 OHA Investment Corporation Announces Quarterly Distribution of $0.02 per Share NEW YORK, March 14, 2018 (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ:OHAI) (the “Company”) today announced that its Board of Directors has declared a quarterly distribution of $0.02 per share. Quarterly Distribution Declaration The quarterly distribution in the amount of $0.02 per common share wil |
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| February 14, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 3 )1 OHA Investment Corporation (Name of Issuer) Common stock, $.001 par value per share (Title of Class of Securities) 67091U102 (CUSIP Number) Steven I. |
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| February 14, 2018 |
OHAI / OHA Investment Corporation / RIVERNORTH CAPITAL MANAGEMENT, LLC - SC 13G Passive Investment SC 13G/A 1 sc13ga021318.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* OHA Investment Corp (Name of Issuer) Common Shares (Title of Class of Securities) 67091U102 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| February 12, 2018 |
OHAI / OHA Investment Corporation / TCW GROUP INC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| December 19, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2)1 OHA Investment Corporation (Name of Issuer) Common stock, $.001 par value per share (Title of Class of Securities) 67091U102 (CUSIP Number) Steven I. S |
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| December 18, 2017 |
OHA Investment Corporation Addresses December 15, 2017 Trading Volume EdgarFiling EXHIBIT 99.1 OHA Investment Corporation Addresses December 15, 2017 Trading Volume NEW YORK, Dec. 18, 2017 (GLOBE NEWSWIRE) - While it is the policy of OHA Investment Corporation (NASDAQ:OHAI) (the ?Company?) not to comment on market rumors, given the significant trading volume in Company shares on December 15, 2017 which could be in response to a third-party report regarding the Compa |
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| December 18, 2017 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): December 18, 2017 OHA INVESTMENT CORPORATION (Exact Name of Registrant as Specified in Charter) Maryland 814-00672 20-1371499 (State or Other Jurisdiction of Incorporation) (Commissio |
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| December 12, 2017 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): December 12, 2017 OHA INVESTMENT CORPORATION (Exact Name of Registrant as Specified in Charter) Maryland 814-00672 20-1371499 (State or Other Jurisdiction of Incorporation) (Commissio |
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| December 12, 2017 |
OHA Investment Corporation Announces Quarterly Distribution of $0.02 per Share EdgarFiling EXHIBIT 99.1 OHA Investment Corporation Announces Quarterly Distribution of $0.02 per Share NEW YORK, Dec. 12, 2017 (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ:OHAI) (the ?Company?) today announced that its Board of Directors has declared a quarterly distribution of $0.02 per share. Quarterly Distribution Declaration The quarterly distribution in the amount of $0.02 per commo |
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| November 30, 2017 |
OHAI / OHA Investment Corporation 40-17F2 - SEPTEMBER 2017 Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES Pursuant to Rule 17f-2 [17 CRF 270.17f-2] 1. Investment Company Act File Number: 814-00672 Date examination completed: September 30, 2017 2. State Identification Number: AL AK AZ AR CA CO CT D |
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| November 30, 2017 |
OHAI / OHA Investment Corporation 40-17F2 - AUGUST 2017 Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES Pursuant to Rule 17f-2 [17 CRF 270.17f-2] 1. Investment Company Act File Number: 814-00672 Date examination completed: August 31, 2017 2. State Identification Number: AL AK AZ AR CA CO CT DE D |
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| November 13, 2017 |
OHA Investment Corporation Announces Third Quarter 2017 Results EXHIBIT 99.1 OHA Investment Corporation Announces Third Quarter 2017 Results NEW YORK, Nov. 13, 2017 (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ:OHAI) (the “Company”) today announced its financial results for the quarter ended September 30, 2017. Management will discuss the Company's results summarized below on a conference call on Tuesday, November 14, 2017, at 1:30 p.m.(Eastern Time). |
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| November 13, 2017 |
OHAI / OHA Investment Corporation FORM 8-K (Current Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 13, 2017 OHA INVESTMENT CORPORATION (Exact Name of Registrant as Specified in Charter) Maryland 814-00672 20-1371499 (State or Other Jurisdiction of Incorporation) (Commissio |
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| November 13, 2017 |
Execution AMENDMENT NO. 1 TO CREDIT AGREEMENT THIS AMENDMENT NO. 1 TO CREDIT AGREEMENT (this “Amendment”), dated as of November 10, 2017 (the “Amendment No. 1 Effective Date”), is made by and among OHA Investment Corporation, a Maryland corporation, as borrower (the “Borrower”), the Loan Parties party hereto, the Lenders party hereto, MidCap Financial Trust, a Delaware statutory trust, as administ |
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| November 13, 2017 |
1114 Avenue of the Americas, 27th Floor New York, NY 10036 November 10, 2017 OHA Investment Corporation 1114 Avenue of the Americas, 27th Floor New York, NY 10036 Re: Incentive Fee Waiver Dear Members of the Board of Directors of OHA Investment Corporation: Reference is hereby made to the Investment Advisory Agreement (the “Agreement”) dated September 30, 2014, by and between Oak Hill Advisors, L. |
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| November 13, 2017 |
OHAI / OHA Investment Corporation 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00672 OHA I |
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| October 31, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): October 31, 2017 OHA INVESTMENT CORPORATION (Exact Name of Registrant as Specified in Charter) Maryland 814-00672 20-1371499 (State or Other Jurisdiction of Incorporation) (Commission |
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| October 31, 2017 |
EdgarFiling EXHIBIT 99.1 OHA Investment Corporation Schedules its Earnings Release and Conference Call for Quarter Ended September 30, 2017 NEW YORK, Oct. 31, 2017 (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ:OHAI) (the ?Company?) announced today that it plans to report its third quarter financial results for the quarter ended September 30, 2017 after the market closes on Monday, November |
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| October 18, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 16, 2017 OHA INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Maryland (State or other jurisdiction of incorporation) 814-00672 (Commission File N |
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| October 18, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)1 OHA Investment Corporation (Name of Issuer) Common stock, $.001 par value per share (Title of Class of Securities) 67091U102 (CUSIP Number) Steven I. S |
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| September 29, 2017 |
OHAI / OHA Investment Corporation / Etude Capital, LLC. - SCHEDULE 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. )1 OHA Investment Corporation (Name of Issuer) Common stock, $.001 par value per share (Title of Class of Securities) 67091U102 (CUSIP Number) STEVEN I. ST |
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| September 29, 2017 |
Exhibit 99.1 GROUP AGREEMENT This Agreement (this “Agreement”) is made and entered into as of September 29, 2017, by and among (i) Etude Capital LLC, CapLab Partners LP, Capital Laboratories Inc., and Steven I. Stein (collectively, “Etude”) and (ii) BLR Partners LP (“BLR Partners”), BLRPart, LP, BLRGP Inc., Fondren Management, LP, FMLP Inc., The Radoff Family Foundation (the “Radoff Foundation”) a |
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| September 18, 2017 |
OHA Investment FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): September 18, 2017 OHA INVESTMENT CORPORATION (Exact Name of Registrant as Specified in Charter) Maryland 814-00672 20-1371499 (State or Other Jurisdiction of Incorporation) (Commissi |
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| September 18, 2017 |
EdgarFiling |
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| September 11, 2017 |
OHAI / OHA Investment Corporation / WELLS FARGO & COMPANY/MN Passive Investment SC 13G/A 1 wfohainvtcor.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) OHA INVT CORP (Name of Issuer) COM (Title of Class of Securities) 67091U102 (CUSIP Number) August 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whic |
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| August 10, 2017 |
OHA Investment FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 10, 2017 OHA INVESTMENT CORPORATION (Exact Name of Registrant as Specified in Charter) Maryland 814-00672 20-1371499 (State or Other Jurisdiction of Incorporation) (Commission |
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| August 10, 2017 |
OHA Investment Corporation Announces Second Quarter 2017 Results EdgarFiling EXHIBIT 99.1 OHA Investment Corporation Announces Second Quarter 2017 Results NEW YORK, Aug. 10, 2017 (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ:OHAI) (the ?Company?) today announced its financial results for the quarter ended June 30, 2017. Management will discuss the Company's results summarized below on a conference call on Friday, August 11, 2017, at 10:00 a.m. (Eastern |
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| August 10, 2017 |
OHAI / OHA Investment Corporation 10-Q JUNE 30 2017 (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00672 OHA Invest |
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| July 26, 2017 |
EdgarFiling EXHIBIT 99.1 OHA Investment Corporation Schedules its Earnings Release and Conference Call for Quarter Ended June 30, 2017 NEW YORK, July 26, 2017 (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ:OHAI) (the ?Company?) announced today that it plans to report its second quarter financial results for the quarter ended June 30, 2017 after the market closes on Thursday August 10, 2017. |
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| July 26, 2017 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): July 26, 2017 OHA INVESTMENT CORPORATION (Exact Name of Registrant as Specified in Charter) Maryland 814-00672 20-1371499 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| July 25, 2017 |
OHA Investment 8-K 2017 ANNUAL MEETING (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2017 OHA INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00672 20-1371499 (State or other jurisdiction of (Commission (I.R. |
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| June 16, 2017 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): June 16, 2017 OHA INVESTMENT CORPORATION (Exact Name of Registrant as Specified in Charter) Maryland 814-00672 20-1371499 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| June 16, 2017 |
EdgarFiling |
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| May 15, 2017 |
OHA Investment Corporation Announces First Quarter 2017 Results EdgarFiling EXHIBIT 99.1 OHA Investment Corporation Announces First Quarter 2017 Results NEW YORK, May 15, 2017 (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ:OHAI) (the ?Company?) today announced its financial results for the quarter ended March 31, 2017. Management will discuss the Company's results summarized below on a conference call on Tuesday, May 16, 2017, at 1:30 p.m.(Eastern Time) |
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| May 15, 2017 |
OHA Investment FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 15, 2017 OHA INVESTMENT CORPORATION (Exact Name of Registrant as Specified in Charter) Maryland 814-00672 20-1371499 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| May 15, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00672 OHA Inves |
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| April 28, 2017 |
OHA Investment 2017 PROXY DEF 14A 2017 Proxy Combined Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 26, 2017 |
OHA Investment FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): April 26, 2017 OHA INVESTMENT CORPORATION (Exact Name of Registrant as Specified in Charter) Maryland 814-00672 20-1371499 (State or Other Jurisdiction of Incorporation) (Commission F |
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| April 26, 2017 |
EdgarFiling Exhibit 99.1 OHA Investment Corporation Schedules its Earnings Release and Conference Call for Quarter Ended March 31, 2017 NEW YORK, April 26, 2017 (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ:OHAI) (the ?Company?) announced today that it plans to report its first quarter financial results for the quarter ended March 31, 2017 after the market closes on Monday, May 15, 2017. T |
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| April 7, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES Pursuant to Rule 17f-2 [17 CRF 270.17f-2] 1. Investment Company Act File Number: 814-00672 Date examination completed: December 31, 2016 2. State Identification Number: AL AK AZ AR CA CO CT DE |
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| March 14, 2017 |
EdgarFiling EXHIBIT 99.1 OHA Investment Corporation Reports Fourth Quarter and Year Ended December 31, 2016 Results and Announces Quarterly Distribution NEW YORK, March 14, 2017 (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ:OHAI) (the ?Company?) today announced its financial results for the quarter and year ended December 31, 2016 and announced a quarterly distribution of $0.02 per share. |
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| March 14, 2017 |
OHA Investment FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): March 14, 2017 OHA INVESTMENT CORPORATION (Exact Name of Registrant as Specified in Charter) Maryland 814-00672 20-1371499 (State or Other Jurisdiction of Incorporation) (Commission F |
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| March 14, 2017 |
Exhibit 21.1 OHA INVESTMENT CORPORATION SUBSIDIARIES 1. OHA Funding GP, LLC, a Texas limited liability company 2. OHA Nevada, LLC, a Nevada limited liability company 3. OHA Funding, LP, a Texas limited partnership 4. OHA Asset Holdings GP, LLC, a Texas limited liability company 5. OHA Asset Holdings, LP, a Texas limited partnership 6. OHA Asset Holdings II, LP, a Texas limited partnership 7. OHA A |
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| March 14, 2017 |
Code of Business Conduct and Ethics Code of Business Conduct and Ethics Introduction Ethics are important to OHA Investment Corporation (the “Company,” “our,” “us,” or “we”) and to its management. |
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| March 14, 2017 |
OAK HILL ADVISORS, L.P., ITS AFFILIATED INVESTMENT ADVISORS AND OHA INVESTMENT CORPORATION CODE OF ETHICS AND PERSONAL TRADING POLICY Effective October 15, 2016 This Policy Applies to All Employees and Access Persons GENERAL This Code of Ethics and Personal Trading Policy (this ?Policy?) has been adopted by Oak Hill Advisors, L.P. (the ?Advisor?), its affiliated investment advisors (collectively, |
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| March 14, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 814-00672 OHA IN |
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| February 24, 2017 |
OHA Investment FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): February 24, 2017 OHA INVESTMENT CORPORATION (Exact Name of Registrant as Specified in Charter) Maryland 814-00672 20-1371499 (State or Other Jurisdiction of Incorporation) (Commissio |
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| February 24, 2017 |
EdgarFiling EXHIBIT 99.1 OHA Investment Corporation Schedules its Earnings Release and Teleconference for the Fourth Quarter and Year Ended December 31, 2016 NEW YORK, Feb. 24, 2017 (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ:OHAI) (the ?Company?) today announced that it plans to report its financial results for the fourth quarter and year ended December 31, 2016 on Tuesday, March 14, 20 |
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| February 14, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* OHA Investment Corp (Name of Issuer) Common Shares (Title of Class of Securities) 67091U102 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc |
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| February 14, 2017 |
OHAI / OHA Investment Corporation / TCW GROUP INC - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 14, 2017 |
OHAI / OHA Investment Corporation / CREDIT SUISSE AG/ - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 01)* OHA Investment Corp. (Name of Issuer) Common Stock, $0.001 Par Value (Title of Class of Securities) 67091U102 (CUSIP Number) Calendar Year 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t |
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| February 14, 2017 |
In accordance with Securities and Exchange Commission Release No. 34-39538 (January 12, 1998), this Statement is being filed by Credit Suisse AG (the "Bank"), a Swiss bank, on behalf of its subsidiaries to the extent that they constitute the Global Markets division (“GM”), the Investment Banking & Capital Markets division (“IBCM”), the Strategic Resolution Unit (“SRU”), the Investment Banking busi |
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| January 27, 2017 |
OHAI / OHA Investment Corporation / WELLS FARGO & COMPANY/MN Passive Investment SC 13G 1 wfohainvtcor-67091u102.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) OHA INVT CORP (Name of Issuer) COM (Title of Class of Securities) 67091U102 (CUSIP Number) December 31, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuan |
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| December 29, 2016 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES Pursuant to Rule 17f-2 [17 CRF 270.17f-2] 1. Investment Company Act File Number: 814-00672 Date examination completed: November 30, 2016 2. State Identification Number: AL AK AZ AR CA CO CT DE |
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| December 8, 2016 |
OHA Investment FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): December 8, 2016 OHA INVESTMENT CORPORATION (Exact Name of Registrant as Specified in Charter) Maryland 814-00672 20-1371499 (State or Other Jurisdiction of Incorporation) (Commission |
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| December 8, 2016 |
OHA Investment Corporation Announces Quarterly Distribution of $0.06 per Share EX-99.1 2 exh991.htm PRESS RELEASE EXHIBIT 99.1 OHA Investment Corporation Announces Quarterly Distribution of $0.06 per Share NEW YORK, Dec. 08, 2016 (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ:OHAI) (the “Company”) today announced that its Board of Directors has declared a quarterly distribution of $0.06 per share. Quarterly Distribution Declaration The quarterly distribution in the am |
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| December 7, 2016 |
Document SUTHERLAND ASBILL & BRENNAN LLP 700 Sixth St, NW, Suite 700 Washington, DC, 20001-3980 202. |
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| December 6, 2016 |
OHA Investment Corporation Announces Form 8-K Filing EdgarFiling EXHIBIT 99.1 OHA Investment Corporation Announces Form 8-K Filing NEW YORK, Dec. 06, 2016 (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ:OHAI) (the ?Company?) today announced that it has filed a current report on Form 8-K to provide shareholders with updated information regarding two of the Company?s legacy portfolio investments that will likely have a negative impact on the fai |
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| December 6, 2016 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 30, 2016 OHA INVESTMENT CORPORATION (Exact Name of Registrant as Specified in Charter) Maryland 814-00672 20-1371499 (State or Other Jurisdiction of Incorporation) (Commissio |
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| November 14, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 14, 2016 OHA INVESTMENT CORPORATION (Exact Name of Registrant as Specified in Charter) Maryland 814-00672 20-1371499 (State or Other Jurisdiction of Incorporation) (Commissio |
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| November 14, 2016 |
OHA Investment Corporation Announces Third Quarter 2016 Results EdgarFiling EXHIBIT 99.1 OHA Investment Corporation Announces Third Quarter 2016 Results NEW YORK, Nov. 14, 2016 (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ:OHAI) (the ?Company?) today announced its financial results for the quarter ended September 30, 2016. Management will discuss the Company's results summarized below on a conference call on Monday, November 14, 2016, at 2:00 p.m. East |
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| November 14, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00672 OHA I |
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| November 14, 2016 |
CUSTODIAL AGREEMENT THIS CUSTODIAL AGREEMENT (this “Agreement”) dated as of September 26, 2016, is entered into between OHA INVESTMENT CORPORATION (the “Owner”) and WELLS FARGO BANK, NATIONAL ASSOCIATION, as custodian (in such capacity, the “Custodian”). |
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| November 9, 2016 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐Form N-SAR ☐Form N-CSR For Period Ended: September 30, 2016 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on Form |
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| November 9, 2016 |
OHA Investment Corporation Postpones Announcement of Third Quarter 2016 Results EdgarFiling EXHIBIT 99.1 OHA Investment Corporation Postpones Announcement of Third Quarter 2016 Results NEW YORK, Nov. 09, 2016 (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ:OHAI) (the ?Company?) today announced that it has postponed its earnings release and teleconference for the quarter ended September 30, 2016 originally scheduled for 10:00 a.m. Eastern Time on Thursday, November 10, 2 |
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| November 9, 2016 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): November 9, 2016 OHA INVESTMENT CORPORATION (Exact Name of Registrant as Specified in Charter) Maryland 814-00672 20-1371499 (State or Other Jurisdiction of Incorporation) (Commission |
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| October 28, 2016 |
OHA Investment 40-17F2 06.30.16 Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES Pursuant to Rule 17f-2 [17 CRF 270.17f-2] 1. Investment Company Act File Number: 814-00672 Date examination completed: June 30, 2016 2. State Identification Number: AL AK AZ AR CA CO CT DE DC |
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| October 20, 2016 |
OHA Investment FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): October 20, 2016 OHA INVESTMENT CORPORATION (Exact Name of Registrant as Specified in Charter) Maryland 814-00672 20-1371499 (State or Other Jurisdiction of Incorporation) (Commission |
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| October 20, 2016 |
EdgarFiling EXHIBIT 99.1 OHA Investment Corporation Schedules Earnings Release and Teleconference for Quarter Ended September 30, 2016 NEW YORK, Oct. 20, 2016 (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ:OHAI) (the “Company”) today announced that it plans to report its financial results for the quarter ended September 30, 2016 on Wednesday, November 9, 2016. All interested persons are inv |
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| October 13, 2016 |
Document SUTHERLAND ASBILL & BRENNAN LLP 700 Sixth Street, NW, Suite 700 Washington, DC 20001-3980 202. |
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| September 15, 2016 |
EdgarFiling |
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| September 15, 2016 |
OHA Investment FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): September 15, 2016 OHA INVESTMENT CORPORATION (Exact Name of Registrant as Specified in Charter) Maryland 814-00672 20-1371499 (State or Other Jurisdiction of Incorporation) (Commissi |
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| September 9, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 9, 2016 OHA INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00672 20-1371499 (State or other jurisdiction of (Commission (I.R.S. E |
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| September 9, 2016 |
Exhibit Execution GUARANTY AGREEMENT This GUARANTY AGREEMENT (this ? Agreement ?), dated as of September 9, 2016, is executed and delivered by each of the undersigned and each other Person that hereafter becomes a party hereto (each, a ? Guarantor ? and collectively, the ? Guarantors ?), in favor of MIDCAP FINANCIAL TRUST, a Delaware statutory trust, as the Administrative Agent (the ? Administrati |
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| September 9, 2016 |
Exhibit Execution SECURITY AGREEMENT THIS SECURITY AGREEMENT (this ? Agreement ?), dated as of September 9, 2016, by and among OHA INVESTMENT CORPORATION, a Maryland corporation (the ? Borrower ?), the Subsidiaries of the Borrower signatory hereto and each other Subsidiary of the Borrower that hereafter becomes a party hereto (Borrower, each Subsidiary of the Borrower a party hereto and each other |
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| September 9, 2016 |
Exhibit Execution CREDIT AGREEMENT by and among OHA INVESTMENT CORPORATION, as Borrower THE LENDERS FROM TIME TO TIME PARTY HERETO and MIDCAP FINANCIAL TRUST, as Administrative Agent Dated as of September 9, 2016 EAST\126926138. |
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| September 9, 2016 |
OHA Investment Corporation Announces New Credit Facility Exhibit OHA Investment Corporation Announces New Credit Facility NEW YORK, September 9, 2016, (GLOBE NEWSWIRE) ? OHA Investment Corporation (NASDAQ: OHAI) (the ?Company?) today announced that it has closed a new $56. |
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| August 5, 2016 |
OHA Investment Corporation Announces Second Quarter 2016 Results EXHIBIT 99.1 OHA Investment Corporation Announces Second Quarter 2016 Results NEW YORK, Aug. 05, 2016 (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ:OHAI) (the “Company”) today announced its financial results for the quarter ended June 30, 2016. Management will discuss the Company's results summarized below on a conference call on Thursday, August 11, 2016, at 10:00 a.m. Eastern Time. Summa |
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| August 5, 2016 |
OHA Investment FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): August 5, 2016 OHA INVESTMENT CORPORATION (Exact Name of Registrant as Specified in Charter) Maryland 814-00672 20-1371499 (State or Other Jurisdiction of Incorporation) (Commission F |
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| August 5, 2016 |
THIRD AMENDMENT TO THIRD AMENDED AND RESTATED REVOLVING CREDIT AGREEMENT Execution Version THIRD AMENDMENT TO THIRD AMENDED AND RESTATED REVOLVING CREDIT AGREEMENT THIS THIRD AMENDMENT TO THIRD AMENDED AND RESTATED REVOLVING CREDIT AGREEMENT (this “Agreement”), is made and entered into as of July 28, 2016, by and among OHA INVESTMENT CORPORATION (formerly known as NGP Capital Resources Company), a Maryland corporation (the “Borrower”), the several banks and other financial institutions from time to time party hereto (collectively, the “Lenders”) and SUNTRUST BANK, in its capacity as Administrative Agent for the Lenders (the “Administrative Agent”). |
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| August 5, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00672 O |
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| July 28, 2016 |
EdgarFiling EXHIBIT 99.1 OHA Investment Corporation Schedules Earnings Release and Teleconference for Quarter Ended June 30, 2016 and Extends Existing Investment Facility NEW YORK, July 28, 2016 (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ:OHAI) (the ?Company?) today announced that it plans to report on or before Tuesday, August 9, 2016 its financial results for the quarter ended June 30, |
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| July 28, 2016 |
OHA Investment FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): July 28, 2016 OHA INVESTMENT CORPORATION (Exact Name of Registrant as Specified in Charter) Maryland 814-00672 20-1371499 (State or Other Jurisdiction of Incorporation) (Commission Fi |
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| June 8, 2016 |
OHA Investment 8-K (Current Report/Significant Event) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2016 OHA INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00672 20-1371499 (State or other jurisdiction of (Commission (I.R. |
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| June 7, 2016 |
OHA Investment FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): June 7, 2016 OHA INVESTMENT CORPORATION (Exact Name of Registrant as Specified in Charter) Maryland 814-00672 20-1371499 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| June 7, 2016 |
OHA Investment Corporation Announces Quarterly Distribution of $0.06 per Share EdgarFiling |
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| May 10, 2016 |
OHA Investment FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): May 10, 2016 OHA INVESTMENT CORPORATION (Exact Name of Registrant as Specified in Charter) Maryland 814-00672 20-1371499 (State or Other Jurisdiction of Incorporation) (Commission Fil |
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| May 10, 2016 |
EXHIBIT 99.1 OHA Investment Corporation Announces First Quarter 2016 Results and Extension of Existing Investment Facility NEW YORK, May 10, 2016 (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ:OHAI) (the “Company”) today announced its financial results for the quarter ended March 31, 2016 and the extension of its existing investment facility (the "Investment Facility"). Management will disc |
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| May 10, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 or ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00672 OHA Inves |
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| May 10, 2016 |
SECOND AMENDMENT TO THIRD AMENDED AND RESTATED REVOLVING CREDIT AGREEMENT SECOND AMENDMENT TO THIRD AMENDED AND RESTATED REVOLVING CREDIT AGREEMENT THIS SECOND AMENDMENT TO THIRD AMENDED AND RESTATED REVOLVING CREDIT AGREEMENT (this “Agreement”), is made and entered into as of May 9, 2016, by and among OHA INVESTMENT CORPORATION (formerly known as NGP Capital Resources Company), a Maryland corporation (the “Borrower”), the several banks and other financial institutions from time to time party hereto (collectively, the “Lenders”) and SUNTRUST BANK, in its capacity as Administrative Agent for the Lenders (the “Administrative Agent”). |
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| April 29, 2016 |
DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Pro |
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| March 29, 2016 |
OHA Investment 40-17F2 DECEMBER 30, 2015 40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES Pursuant to Rule 17f-2 [17 CRF 270.17f-2] 1. Investment Company Act File Number: 814-00672 Date examination completed: December 30, 2015 2. State Identification Number: AL AK AZ AR CA CO CT DE |
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| March 15, 2016 |
OHA Investment FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): March 15, 2016 OHA INVESTMENT CORPORATION (Exact Name of Registrant as Specified in Charter) Maryland 814-00672 20-1371499 (State or Other Jurisdiction of Incorporation) (Commission F |
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| March 15, 2016 |
EdgarFiling EXHIBIT 99.1 OHA Investment Corporation Reports Fourth Quarter and Year Ended December 31, 2015 Results and Announces Quarterly Distribution NEW YORK, March 15, 2016 (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ:OHAI) (the ?Company?) today announced its financial results for the quarter and year ended December 31, 2015 and announced a quarterly distribution of $0.06 per share. |
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| March 15, 2016 |
NGP CAPITAL RESOURCES COMPANY SECOND AMENDED AND RESTATED BYLAWS As Adopted on April 17, 2014 ARTICLE I OFFICES SECTION 1. |
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| March 15, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ý ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 814-00672 OHA INVESTMENT |
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| March 15, 2016 |
OAK HILL ADVISORS, L.P., ITS AFFILIATED INVESTMENT ADVISORS AND OHA INVESTMENT CORPORATION CODE OF ETHICS AND PERSONAL TRADING POLICY Effective October 15, 2015 This Policy Applies to All Employees and Access Persons GENERAL This Code of Ethics and Personal Trading Policy (this “Policy”) has been adopted by Oak Hill Advisors, L.P. (the “Advisor”), its affiliated investment advisors (collectively, |
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| March 15, 2016 |
Exhibit 21.1 OHA INVESTMENT CORPORATION SUBSIDIARIES 1. OHA Funding GP, LLC, a Texas limited liability company 2. OHA Nevada, LLC, a Nevada limited liability company 3. OHA Funding, LP, a Texas limited partnership 4. OHA Asset Holdings GP, LLC, a Texas limited liability company 5. OHA Asset Holdings, LP, a Texas limited partnership 6. OHA Asset Holdings II, LP, a Texas limited partnership 7. OHA A |
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| March 15, 2016 |
FIDUCIARY DUTIES AND AVOIDANCE OF CONFLICTS A. Code of Business Conduct and Ethics Introduction Ethics are important to OHA Investment Corporation (the “Company,” “our,” “us,” or “we”) and to its management. The Company is committed to the highest ethical standards and to conducting its business with the highest level of integrity. All officers and directors of the Company and all employees of its investment adviser that perform regular fun |
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| February 16, 2016 |
In accordance with Securities and Exchange Commission Release No. 34-39538 (January 12, 1998), this Statement is being filed by Credit Suisse AG (the "Bank"), a Swiss bank, on behalf of its subsidiaries to the extent that they constitute the Global Markets division (“GM”), the Investment Banking & Capital Markets division (“IBCM”), the Strategic Resolution Unit (“SRU”), the Investment Banking busi |
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| February 16, 2016 |
OHAI / OHA Investment Corporation / CREDIT SUISSE AG/ - NONE Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* OHA Investment Corp. (Name of Issuer) Common Stock (Title of Class of Securities) 67091U102 (CUSIP Number) Calendar Year 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which thi |
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| February 16, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* OHA Investment Corp (Name of Issuer) Common Shares (Title of Class of Securities) 67091U102 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch |
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| February 1, 2016 |
OHA Investment 40-17F2 OCTOBER 30, 2015 40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES Pursuant to Rule 17f-2 [17 CRF 270.17f-2] 1. Investment Company Act File Number: 814-00672 Date examination completed: October 30, 2015 2. State Identification Number: AL AK AZ AR CA CO CT DE D |
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| January 19, 2016 |
OHA Investment FORM 8-K (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event Reported): January 15, 2016 OHA INVESTMENT CORPORATION (Exact Name of Registrant as Specified in Charter) Maryland 814-00672 20-1371499 (State or Other Jurisdiction of Incorporation) (Commission |
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| January 19, 2016 |
OHA Investment Corporation Appoints Steven Wayne President and CEO EdgarFiling EXHIBIT 99.1 OHA Investment Corporation Appoints Steven Wayne President and CEO NEW YORK, Jan. 15, 2016 (GLOBE NEWSWIRE) - The Board of Directors (the ?Board?) of OHA Investment Corporation (Nasdaq:OHAI) (the "Company") today announced the appointment of Steven Wayne as President and Chief Executive Officer of the Company, effective January 15, 2016. Mr. Wayne succeeds Mr. Robert W. Lo |
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| December 11, 2015 |
OHA Investment FORM 8-K FILING DOCUMENT (Current Report/Significant Event) Form 8-K Filing United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 11, 2015 OHA INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00672 20-1371499 (State or other jurisdiction of incor |
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| December 11, 2015 |
OHA Investment Corporation Announces Quarterly Distribution of $0.12 Per Share OHA Investment Corporation Announces Quarterly Distribution of $0.12 Per Share EXHIBIT 99.1 OHA Investment Corporation Announces Quarterly Distribution of $0.12 Per Share NEW YORK, Dec. 11, 2015 (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ:OHAI) (the "Company") today announced that its Board of Directors has declared a quarterly distribution of $0.12 per share. Quarterly Distribution Decl |
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| November 17, 2015 |
OHA Investment 40-17F2 JULY 31, 2015 40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES Pursuant to Rule 17f-2 [17 CRF 270.17f-2] 1. Investment Company Act File Number: 814-00672 Date examination completed: July 31, 2015 2. State Identification Number: AL AK AZ AR CA CO CT DE DC F |
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| November 10, 2015 |
OHA Investment FORM 8-K FILING DOCUMENT (Current Report/Significant Event) Form 8-K Filing United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 9, 2015 OHA INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00672 20-1371499 (State or other jurisdiction of incorp |
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| November 10, 2015 |
OHA Investment Corporation Reports Third Quarter 2015 Results OHA Investment Corporation Reports Third Quarter 2015 Results EXHIBIT 99.1 OHA Investment Corporation Reports Third Quarter 2015 Results NEW YORK, Nov. 9, 2015 (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ:OHAI) (the "Company") today announced its financial results for the third quarter of 2015, which included net investment income of $2.1 million, or $0.10 per share. Management will discu |
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| November 9, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00672 OHA I |
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| October 14, 2015 |
OHA Investment Corporation Announces Litigation Settlement OHA Investment Corporation Announces Litigation Settlement EXHIBIT 99.1 OHA Investment Corporation Announces Litigation Settlement NEW YORK, Oct. 14, 2015 (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ:OHAI) ("OHAI") today announced that it has reached a settlement of certain elements of the ATP Litigation. As described in OHAI's report on Form 10-Q for the quarterly period ended June 30, 2 |
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| October 14, 2015 |
Financial Statements and Exhibits, Other Events Form 8-K Filing United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 14, 2015 OHA INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00672 20-1371499 (State or other jurisdiction of incorp |
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| September 17, 2015 |
OHA Investment Corporation Announces Quarterly Dividend of $0.12 Per Share OHA Investment Corporation Announces Quarterly Dividend of $0.12 Per Share EXHIBIT 99.1 OHA Investment Corporation Announces Quarterly Dividend of $0.12 Per Share NEW YORK, Sept. 17, 2015 (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ:OHAI) (the "Company") today announced that its Board of Directors has declared a quarterly dividend of $0.12 per share. Dividend Declaration The quarterly div |
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| September 17, 2015 |
OHA Investment FORM 8-K FILING DOCUMENT (Current Report/Significant Event) Form 8-K Filing United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 17, 2015 OHA INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00672 20-1371499 (State or other jurisdiction of inco |
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| August 6, 2015 |
OHA Investment Corporation Reports Second Quarter 2015 Results OHA Investment Corporation Reports Second Quarter 2015 Results EXHIBIT 99.1 OHA Investment Corporation Reports Second Quarter 2015 Results NEW YORK, Aug. 5, 2015 (GLOBE NEWSWIRE) - OHA Investment Corporation (NASDAQ:OHAI) (the "Company") today announced its financial results for the second quarter of 2015, which included net investment income of $2.5 million, or $0.12 per share. Management will di |
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| August 6, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) ý QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2015 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00672 OHA Invest |
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| August 6, 2015 | ||
| August 6, 2015 | ||
| August 6, 2015 |
Amendment to Security Procedure Agreement That certain Security Procedure Agreement (“Agreement”) entered into as of 01/23/2015 by and between OHA Investment Corporation (F/K/A NGP Capital Resources Company (the “Undersigned”) and Wells Fargo Bank, National Association is hereby amended as follows: 1. |
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| August 6, 2015 |
OHA Investment FORM 8-K FILING DOCUMENT (Current Report/Significant Event) Form 8-K Filing United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2015 OHA INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00672 20-1371499 (State or other jurisdiction of incorpor |
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| June 15, 2015 |
POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Gregory S. |
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| June 12, 2015 |
OHA Investment Corporation Announces Quarterly Dividend of $0.12 Per Share and Appointment of New Chief Financial Officer and Chief Compliance Officer EXHIBIT 99.1 OHA Investment Corporation Announces Quarterly Dividend of $0.12 Per Share and Appointment of New Chief Financial Officer and Chief Compliance Officer NEW YORK, June 11, 2015 (GLOBE NEWSWIRE) - OHA Investment Corporation (Nasdaq:OHAI) ( |
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| June 12, 2015 |
OHA Investment FORM 8-K (Current Report/Significant Event) f8k061115.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2015 OHA INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00672 20-1371499 (State or other jurisdiction of (Commission |
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| May 26, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State |
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| May 8, 2015 |
OHA Investment FORM 8-K FILING DOCUMENT (Current Report/Significant Event) Form 8-K Filing United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2015 OHA INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00672 20-1371499 (State or other jurisdiction of incorporati |
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| May 8, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2015 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00672 OHA Inves |
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| May 8, 2015 |
OHA Investment Corporation Reports First Quarter 2015 Results EXHIBIT 99.1 OHA Investment Corporation Reports First Quarter 2015 Results NEW YORK, May 8, 2015 (GLOBE NEWSWIRE) - OHA Investment Corporation (Nasdaq:OHAI) (the "Company") today announced its financial results for the first quarter of 2015, which included net investment income of $2.2 million, or $0.11 per share. Management will discuss the quarterly results summarized below on a conference call |
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| April 29, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES Pursuant to Rule 17f-2 [17 CRF 270.17f-2] 1. Investment Company Act File Number: 814-00672 Date examination completed: December 31, 2014 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL GA |
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| April 6, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES Pursuant to Rule 17f-2 [17 CRF 270.17f-2] 1. Investment Company Act File Number: 814-00672 Date examination completed: December 2, 2014 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL GA |
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| March 12, 2015 |
OHA INVESTMENT CORPORATION CODE OF BUSINESS CONDUCT AND ETHICS Exhibit 14.1 OHA INVESTMENT CORPORATION CODE OF BUSINESS CONDUCT AND ETHICS i Exhibit 14.1 CODE OF BUSINESS CONDUCT AND ETHICS TABLE OF CONTENTS Page Introduction 1 Purpose of the Code 1 Conflicts of Interest 1 Corporate Opportunities 2 Confidentiality 2 Fair Dealing 2 Protection and Proper Use of Company Assets 3 Compliance with Applicable Laws, Rules and Regulations 3 Equal Opportunity, Harassme |
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| March 12, 2015 |
Exhibit 4.2 OHA INVESTMENT CORPORATION DIVIDEND REINVESTMENT PLAN OHA Investment Corporation 1114 Avenue of the Americas, 27th Floor New York, New York 10036 1-212 326 1500 Plan Agent: American Stock Transfer & Trust Company Plan Administration 6201 15th Avenue Brooklyn, NY 11219 1-800-937-5449 The Dividend Reinvestment Plan (the “Plan”) of OHA Investment Corporation (the “Company”) provides for r |
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| March 12, 2015 |
OHA Investment Corporation Announces Fourth Quarter Results, Quarterly Dividend and Stock Repurchase Plan EXHIBIT 99. |
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| March 12, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 814-00672 OHA INVESTMENT |
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| March 12, 2015 |
OHA INVESTMENT CORPORATION CODE OF ETHICS Exhibit 14.2 OHA INVESTMENT CORPORATION CODE OF ETHICS This Code of Ethics (the “Code”) has been adopted by the Board of Directors (the “Board”) of OHA Investment Corporation (the “Company”) in accordance with Rule 17j-l(c) under the Investment Company Act of 1940, as amended (the “1940 Act”) and the May 9, 1994 Report of the Advisory Group on Personal Investing by the Investment Company Institute |
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| March 12, 2015 |
OHA Investment FORM 8-K FILING DOCUMENT (Current Report/Significant Event) Form 8-K Filing United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2015 OHA INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00672 20-1371499 (State or other jurisdiction of incorpor |
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| March 12, 2015 |
OHA INVESTMENT CORPORATION SUBSIDIARIES Exhibit 21.1 OHA INVESTMENT CORPORATION SUBSIDIARIES 1. OHA Funding GP, LLC, a Texas limited liability company 2. OHA Nevada, LLC, a Nevada limited liability company 3. OHA Funding, LP, a Texas limited partnership 4. OHA Asset Holdings GP, LLC, a Texas limited liability company 5. OHA Asset Holdings, LP, a Texas limited partnership 6. OHA Asset Holdings II, LP, a Texas limited partnership 7. OHA A |
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| March 12, 2015 |
Exhibit 4.1 |
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| February 4, 2015 |
OHAI / OHA Investment Corporation 40-17F2 - - 40-17F2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-17f-2 CERTIFICATE OF ACCOUNTING OF SECURITIES AND SIMILAR INVESTMENTS IN THE CUSTODY OF MANAGEMENT INVESTMENT COMPANIES Pursuant to Rule 17f-2 [17 CRF 270.17f-2] 1. Investment Company Act File Number: 814-00672 Date examination completed: October 31, 2014 2. State Identification Number: AL AK AZ AR CA CO CT DE DC FL GA |
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| December 17, 2014 |
Financial Statements and Exhibits, Other Events United States SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 17, 2014 OHA INVESTMENT CORPORATION (Exact name of registrant as specified in its charter) Maryland 814-00672 20-1371499 (State or other jurisdiction of incorporation) (Commi |
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| December 17, 2014 |
OHA Investment Corporation Announces Quarterly Dividend of $0.16 Per Share EXHIBIT 99.1 OHA Investment Corporation Announces Quarterly Dividend of $0.16 Per Share NEW YORK, Dec. 17, 2014 (GLOBE NEWSWIRE) - OHA Investment Corporation (Nasdaq:OHAI) (the "Company") today announced that its Board of Directors has declared a quarterly dividend to stockholders in the amount of $0.16 per common share. The dividend will be paid January 9, 2015 to stockholders of record as of Dec |
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| November 7, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2014 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 814-00672 OHA I |
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| November 7, 2014 |
Exhibit 10.3 INDEMNITY AGREEMENT This Agreement effective as of the [ ] day of [ ], 2014, by and between OHA Investment Corporation, a Maryland corporation (the “Company”), and [ ] (“Indemnitee”), who is currently serving the Company in the capacity of [ ]. WITNESSETH: WHEREAS, the Company and Indemnitee recognize that the interpretation of ambiguous statutes, regulations, and court opinions and o |
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| November 7, 2014 |
CONSENT, WAIVER AND FIFTH AMENDMENT TO TREASURY SECURED REVOLVING CREDIT AGREEMENT Exhibit 10.5 CONSENT, WAIVER AND FIFTH AMENDMENT TO TREASURY SECURED REVOLVING CREDIT AGREEMENT THIS CONSENT, WAIVER AND FIFTH AMENDMENT TO TREASURY SECURED REVOLVING CREDIT AGREEMENT (this “Amendment”), is made and entered into as of September 24, 2014, by and among NGP CAPITAL RESOURCES COMPANY, a Maryland corporation (the “Borrower”), the several banks and other financial institutions from time |
