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| CIK | 1493552 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Naugatuck Valley Financial Corporation
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| February 16, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1) Naugatuck Valley Financial Corp (Name of Issuer) Common Stock (Title of Class of Securities) 63906P107 (CUSIP Numbers) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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| January 15, 2016 |
Naugatuck Valley Financial 15-12G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 Certification and Notice of Termination of Registration under Section 12(g) of the Securities Exchange Act of 1934 or Suspension of Duty to File Reports under Sections 13 and 15(d) of the Securities Exchange Act of 1934 Commission File No. 000-54447 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact name of registrant as sp |
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| January 15, 2016 |
Naugatuck Valley Financial S-8 POS As filed with the Securities and Exchange Commission on January 15, 2016 Registration No. |
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| January 15, 2016 |
Naugatuck Valley Financial S-8 POS As filed with the Securities and Exchange Commission on January 15, 2016 Registration No. |
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| November 6, 2015 |
Naugatuck Valley Financial FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-54447 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact name of registrant as specified in its charter) MARYLAND 01-0969655 (State or other jurisdiction of incorporation or (I. |
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| October 28, 2015 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2015 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 000-54447 01-0969655 (State or other jurisdiction (Commission ( |
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| October 28, 2015 |
Exhibit 99.1 Liberty Bank?s Merger with Naugatuck Valley Savings and Loan Receives Approval of Connecticut Department of Banking Middletown, CT and Naugatuck, CT ? October 28, 2015 ? Liberty Bank, headquartered in Middletown, Connecticut, and Naugatuck Valley Financial Corporation, headquartered in Naugatuck, Connecticut (NASDAQ: ?NVSL?), today announced that the State of Connecticut Department of |
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| October 13, 2015 |
Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 8, 2015 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 000-54447 01-0969655 (State or other jurisdiction (Commission (IR |
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| October 13, 2015 |
NAUGATUCK VALLEY FINANCIAL CORPORATION SHAREHOLDERS APPROVE PENDING MERGER WITH LIBERTY BANK Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: William C. Calderara President and Chief Executive Officer (203) 720-5000 NAUGATUCK VALLEY FINANCIAL CORPORATION SHAREHOLDERS APPROVE PENDING MERGER WITH LIBERTY BANK NAUGATUCK, CONNECTICUT, October 13, 2015 ? Naugatuck Valley Financial Corporation (NASDAQ MKT: ?NVSL?) (the ?Company?), the parent holding company of Naugatuck Valley Savings and Loan, anno |
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| September 29, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 29, 2015 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 000-54447 01-0969655 (State or other jurisdiction (Commission |
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| September 29, 2015 |
Liberty Bank’s Merger with Naugatuck Valley Savings and Loan Receives FDIC Approval Exhibit 99.1 Liberty Bank?s Merger with Naugatuck Valley Savings and Loan Receives FDIC Approval Middletown, CT and Naugatuck, CT ? September 29, 2015 ? Liberty Bank, headquartered in Middletown, Connecticut, and Naugatuck Valley Financial Corporation, headquartered in Naugatuck, Connecticut (NASDAQ: ?NVSL?), today announced that the Federal Deposit Insurance Corporation has approved the proposal |
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| September 29, 2015 |
Liberty Bank’s Merger with Naugatuck Valley Savings and Loan Receives FDIC Approval Exhibit 99.1 Liberty Bank?s Merger with Naugatuck Valley Savings and Loan Receives FDIC Approval Middletown, CT and Naugatuck, CT ? September 29, 2015 ? Liberty Bank, headquartered in Middletown, Connecticut, and Naugatuck Valley Financial Corporation, headquartered in Naugatuck, Connecticut (NASDAQ: ?NVSL?), today announced that the Federal Deposit Insurance Corporation has approved the proposal |
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| September 29, 2015 |
Naugatuck Valley Financial 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 29, 2015 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 000-54447 01-0969655 (State or other jurisdiction (Commission |
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| September 18, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 18, 2015 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 000-54447 01-0969655 (State or other jurisdiction (Commission |
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| September 3, 2015 |
Naugatuck Valley Financial DEFM14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| August 14, 2015 |
Naugatuck Valley Financial PREM14A PREM14A 1 v418047prem14a.htm PREM14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement ¨ |
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| June 30, 2015 |
Naugatuck Valley Financial FORM 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 OR ? TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-54447 Naugatuck Valley Savings and Loan KSOP PLAN (Full title of t |
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| June 9, 2015 |
NVSL / Naugatuck Valley Financial Corporation / STILWELL JOSEPH - SC 13D/A Activist Investment SC 13D/A 1 v412795sc13da.htm SC 13D/A CUSIP No. 63906P107 SCHEDULE 13D Page 1 of 26 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7) NAUGATUCK VALLEY FINANCIAL CORPORATION (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 63906P107 (CUSIP Number) Mr. Joseph Stilwell |
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| June 4, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 2, 2015 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 000-54447 01-0969655 (State or other jurisdiction (Commission (IRS E |
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| June 4, 2015 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 4, 2015 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 000-54447 01-0969655 (State or other jurisdiction of incorporation) |
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| June 4, 2015 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Liberty Bank Naugatuck Valley Financial Corporation Chandler J. Howard William C. Calderara President & Chief Executive Officer President & Chief Executive Officer (860) 344-7200 (203) 720-5000 LIBERTY BANK AND NAUGATUCK VALLEY FINANCIAL CORPORATION ANNOUNCE MERGER AGREEMENT Liberty Bank to Expand in New Haven & Fairfield Counties Middletown, CT and Nau |
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| June 4, 2015 |
Exhibit 99.1 FOR IMMEDIATE RELEASE Contacts: Liberty Bank Naugatuck Valley Financial Corporation Chandler J. Howard William C. Calderara President & Chief Executive Officer President & Chief Executive Officer (860) 344-7200 (203) 720-5000 LIBERTY BANK AND NAUGATUCK VALLEY FINANCIAL CORPORATION ANNOUNCE MERGER AGREEMENT Liberty Bank to Expand in New Haven & Fairfield Counties Middletown, CT and Nau |
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| June 4, 2015 |
Exhibit 10.1 CHANGE IN CONTROL AGREEMENT This AGREEMENT (“Agreement”) is hereby entered into as of June 3, 2015, by and between NAUGATUCK VALLEY SAVINGS AND LOAN, a federally chartered savings association (the “Bank”)with its principal offices at 333 Church Street, Naugatuck, Connecticut 06770 MARK C. FOLEY (“Executive”). WHEREAS, the Bank recognizes the importance of the Executive to the Bank’s o |
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| June 4, 2015 |
Exhibit 2.1 EXECUTION COPY AGREEMENT AND PLAN OF MERGER BY AND BETWEEN LIBERTY BANK AND NAUGATUCK VALLEY FINANCIAL CORPORATION DATED AS OF JUNE 3, 2015 EXECUTION COPY TABLE OF CONTENTS AGREEMENT AND PLAN OF MERGER PAGE ARTICLE I - CERTAIN DEFINITIONS 6 1.1 Certain Definitions 6 ARTICLE II - THE MERGER AND THE BANK MERGER 12 2.1 The Merger and the Bank Merger 12 2.2 Effective Time 13 2.3 Articles o |
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| June 4, 2015 |
Exhibit 10.4 AMENDMENT TO THE NAUGATUCK VALLEY FINANCIAL CORPORATION AND NAUGATUCK VALLEY SAVINGS & LOAN DEFERRED COMPENSATION PLAN FOR DIRECTORS This Amendment to the Naugatuck Valley Financial Corporation and Naugatuck Valley Savings & Loan Deferred Compensation Plan for Directors (“Directors’ Deferred Compensation Plan”) is made as of June 3, 2015. 1. Section 9 of the Directors’ Deferred Compen |
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| June 4, 2015 |
Naugatuck Valley Financial CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 4, 2015 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 000-54447 01-0969655 (State or other jurisdiction of incorporation) |
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| June 4, 2015 |
EX-10.2 5 v412424ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 CHANGE IN CONTROL AGREEMENT This AGREEMENT (“Agreement”) is hereby entered into as of June 3, 2015, by and between NAUGATUCK VALLEY SAVINGS AND LOAN, a federally chartered savings association (the “Bank”) with its principal offices at 333 Church Street, Naugatuck, Connecticut 06770 JAMES HASTINGS(“Executive”). WHEREAS, the Bank recognizes the i |
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| June 4, 2015 |
Exhibit 10.3 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the ?Agreement?) is entered into as of June 3, 2015, by and between NAUGATUCK VALLEY SAVINGS AND LOAN, a federally-chartered savings association (the ?Bank?), and WILLIAM C. CALDERARA (the ?Executive?). WHEREAS, the Executive serves in positions of substantial responsibility with the Bank; and WHEREAS, the Bank and the Executive wish to |
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| June 4, 2015 |
AMENDMENT OF THE BYLAWS OF Naugatuck Valley Financial Corporation Exhibit 3.1 AMENDMENT OF THE BYLAWS OF Naugatuck Valley Financial Corporation Article VI of Naugatuck Valley Financial Corporation?s Bylaws is hereby amended to add the following as new Section 4: ?Section 4. EXCLUSIVE FORUM FOR CERTAIN DISPUTES Unless the Corporation consents in writing to the selection of an alternative forum, the United States District Court for the District of Maryland or, if |
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| May 22, 2015 |
Naugatuck Valley Financial (Current Report/Significant Event) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 21, 2015 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 000-54447 01-0969655 (State or other jurisdiction (Commission (IRS E |
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| May 6, 2015 |
Termination of a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 4, 2015 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 000-54447 01-0969655 (State or other jurisdiction of (Commission (IRS |
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| May 6, 2015 |
Termination of Enforcement Action Against Naugatuck Valley Savings Exhibit 99.1 Termination of Enforcement Action Against Naugatuck Valley Savings Naugatuck, Connecticut, May 5, 2015 (PR Newswire) Naugatuck Valley Financial Corporation (NASDAQ: NVSL), announced today that the Board of Directors of its bank subsidiary, Naugatuck Valley Savings and Loan, was notified in writing, by letter dated May 4, 2015, that the Office of the Comptroller of the Currency (the “O |
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| April 8, 2015 |
Naugatuck Valley Financial DEF 14A SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 7, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 6, 2015 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 333-167482 01-0969655 (State or other jurisdiction of incorporation |
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| April 7, 2015 |
[Remainder of this page intentionally left blank.] Exhibit 10.1 AGREEMENT THIS AGREEMENT (the “Agreement”), dated this 6th day of April 2015, is by and among Naugatuck Valley Financial Corporation (the “Company”) and Naugatuck Valley Savings and Loan (the “Bank,” and collectively with the Company, “Naugatuck Valley”), Seidman and Associates, LLC, Seidman Investment Partnership, LP, Seidman Investment Partnership II, LP, LSBK06-08, LLC, Broad Park |
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| March 26, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 24, 2015 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 000-54447 01-0969655 (State or other jurisdiction of incorporation |
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| February 17, 2015 |
NVSL / Naugatuck Valley Financial Corporation / Firefly Value Partners, LP Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4 ) * Naugatuck Valley Financial Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 63906P107 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box |
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| February 13, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. 3)* Naugatuck Valley Financial Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 63906P 107 (CU |
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| February 12, 2015 |
NVSL / Naugatuck Valley Financial Corporation / RBC Capital Markets, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Naugatuck Valley Financial Corp (Name of Issuer) Common Stock (Title of Class of Securities) 63906P107 (CUSIP Numbers) December 31, 2014 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| January 9, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 8, 2015 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 000-54447 01-0969655 (State or other jurisdiction of incorporatio |
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| November 25, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 24, 2014 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 000-54447 01-0969655 (State or other jurisdiction of incorporat |
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| November 10, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 10, 2014 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 000-54447 01-0969655 (State or other jurisdiction of (Commissio |
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| November 10, 2014 |
SELECTED FINANCIAL CONDITION DATA (Unaudited) Exhibit 99.1 PRESS RELEASE Naugatuck Valley Financial Corporation Announces Their Third Quarter Results Naugatuck, CT, November 10, 2014. Naugatuck Valley Financial Corporation (the “Company”) (NASDAQ Global Market: “NVSL”), the parent company of Naugatuck Valley Savings and Loan (the “Bank”), announced today the Company earned $1.06 million, or $0.16 per diluted share, for the quarter ended Septe |
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| August 7, 2014 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 7, 2014 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 000-54447 01-0969655 (State or other jurisdiction of (Commission ( |
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| August 7, 2014 |
Naugatuck Valley Financial Corporation Announces Their Second Quarter Results Exhibit 99.1 PRESS RELEASE Naugatuck Valley Financial Corporation Announces Their Second Quarter Results Naugatuck, CT, August 7, 2014. Naugatuck Valley Financial Corporation (the “Company”) (NASDAQ Global Market: “NVSL”), the parent company of Naugatuck Valley Savings and Loan (the “Bank”), announced today the Company earned $94 thousand, or $0.01 per diluted share, for the quarter ended June 30, |
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| July 25, 2014 |
Exhibit 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the “Agreement”) is entered into as of July 24, 2014, by and between NAUGATUCK VALLEY SAVINGS AND LOAN, a federally-chartered savings association (the “Bank”), and JAMES COTTER (the “Executive”). WHEREAS, the Executive serves in positions of substantial responsibility with the Bank; and WHEREAS, the Bank and the Executive wish to set for |
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| July 25, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 24, 2014 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 333-167482 01-0969655 (State or other jurisdiction (Commission (IRS |
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| July 8, 2014 |
Exhibit 10.1 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the “Agreement”) is entered into as of July 7, 2014, by and between NAUGATUCK VALLEY SAVINGS AND LOAN, a federally-chartered savings association (the “Bank”), and WILLIAM C. CALDERARA (the “Executive”). WHEREAS, the Executive serves in positions of substantial responsibility with the Bank; and WHEREAS, the Bank and the Executive wish to |
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| July 8, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 2, 2014 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 333-167482 01-0969655 (State or other jurisdiction (Commission (IRS |
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| June 30, 2014 |
NVSL / Naugatuck Valley Financial Corporation 11-K - - FORM 11-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 11-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission file number: 000-54447 Naugatuck Valley Savings and Loan Employee Savings Plan (Ful |
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| May 22, 2014 |
Submission of Matters to a Vote of Security Holders - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 20, 2014 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 333-167482 01-0969655 (State or other jurisdiction of incorporation) |
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| April 11, 2014 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 31, 2014 |
Naugatuck Valley Financial FORM 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 0-54447 Naugatuck Valley Fi |
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| March 27, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 21, 2014 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 333-167482 01-0969655 (State or other jurisdiction of incorporatio |
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| March 27, 2014 |
[Remainder of this page intentionally left blank.] Exhibit 10.1 AGREEMENT THIS AGREEMENT (the “Agreement”), dated this 21st day of March 2014, is by and among Naugatuck Valley Financial Corporation (the “Company”) and Naugatuck Valley Savings and Loan (the “Bank,” and collectively with the Company, “Naugatuck Valley”), Seidman and Associates, LLC, Seidman Investment Partnership, LP, Seidman Investment Partnership II, LP, LSBK06-08, LLC, Broad Park |
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| March 14, 2014 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 12, 2014 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 333-167482 01-0969655 (State or other jurisdiction of incorporatio |
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| March 14, 2014 |
CUSIP No. 63906P107 SCHEDULE 13D Page 1 of 24 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6) NAUGATUCK VALLEY FINANCIAL CORPORATION (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 63906P107 (CUSIP Number) Mr. Joseph Stilwell 111 Broadway, 12th Floor New York, Ne |
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| March 14, 2014 |
Exhibit 99.5 EXHIBIT 5 STANDSTILL AGREEMENT THIS STANDSTILL AGREEMENT (the “Agreement”), dated this 12th day of March 2014, is by and among Naugatuck Valley Financial Corporation (the “Company”) and Naugatuck Valley Savings and Loan (the “Bank,” and collectively with the Company, “Naugatuck Valley”), Stilwell Value Partners II, L.P. (“Stilwell Value Partners II”), Stilwell Value Partners VII, L.P. |
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| March 14, 2014 |
Exhibit 99.6 EXHIBIT 6 STOCK OPTION AGREEMENT THIS STOCK OPTION AGREEMENT (this “Agreement”) is made and entered into as of this 12th day of March, 2014, by and between Stilwell Value Partners II, L. P., Stilwell Value Partners VII, L. P., Stilwell Activist Fund, L.P. and Stilwell Activist Investments, L.P. (together, the “Stilwell Investment Funds”), their General Partner, Stilwell Value LLC (“St |
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| March 14, 2014 |
Exhibit 10.1 STANDSTILL AGREEMENT THIS STANDSTILL AGREEMENT (the “Agreement”), dated this 12th day of March 2014, is by and among Naugatuck Valley Financial Corporation (the “Company”) and Naugatuck Valley Savings and Loan (the “Bank,” and collectively with the Company, “Naugatuck Valley”), Stilwell Value Partners II, L.P. (“Stilwell Value Partners II”), Stilwell Value Partners VII, L.P. (“Stilwel |
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| February 14, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Amendment No. 3)* Under the Securities Exchange Act of 1934 Naugatuck Valley Financial Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 63906P107 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box |
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| February 13, 2014 |
NVSL / Naugatuck Valley Financial Corporation / STILWELL JOSEPH - SC 13D/A Activist Investment SC 13D/A 1 v368515sc13da.htm SC 13D/A CUSIP No. 63906P107 SCHEDULE 13D Page 1 of 27 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5) NAUGATUCK VALLEY FINANCIAL CORPORATION (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 63906P107 (CUSIP Number) Mr. Joseph Stilwell |
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| February 13, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 7, 2014 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 333-167482 01-0969655 (State or other jurisdiction (Commission ( |
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| February 13, 2014 |
*For Immediate Release* Contact: William C. Calderara President and Chief Executive Officer (203) 720-5000 NAUGATUCK VALLEY FINANCIAL CORPORATION AND NAUGATUCK VALLEY SAVINGS AND LOAN APPOINT J. ALLEN KOSOWSKY TO BOARD OF DIRECTORS Naugatuck, CT; February 12, 2014. Naugatuck Valley Financial Corporation (the “Company”) (NasdaqGM: NVSL), the holding company for Naugatuck Valley Savings and Loan (th |
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| February 11, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. 2)* Naugatuck Valley Financial Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 63906P 107 (CU |
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| December 11, 2013 |
NVSL / Naugatuck Valley Financial Corporation / STILWELL JOSEPH - SC 13D/A Activist Investment CUSIP No. 63906P107 SCHEDULE 13D Page 1 of 28 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4) NAUGATUCK VALLEY FINANCIAL CORPORATION (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 63906P107 (CUSIP Number) Mr. Joseph Stilwell 111 Broadway, 12th Floor New York, Ne |
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| August 14, 2013 |
NT 10-Q 1 v352884nt10q.htm FORM 12B-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 0-54447 CUSIP NUMBER 63906P107 (Check One): ¨ Form 10-K ¨ Form 20-F x Form 10-Q ¨ Form 10-D ¨ Form N-SAR For Period Ended: June 30, 2013 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11 |
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| August 2, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 2, 2013 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 000-54447 01-0969655 (State or other jurisdiction of (Commission ( |
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| August 2, 2013 |
Exhibit 99.1 PRESS RELEASE Naugatuck Valley Financial Corporation Announces Second Quarter Financial Results and Loan Sales That Significantly Improve Asset Quality Naugatuck, CT, August 2, 2013. Naugatuck Valley Financial Corporation (the “Company”) (NASDAQ Global Market: “NVSL”), the parent company of Naugatuck Valley Savings and Loan (the “Bank”), announced that the Bank has completed the sale |
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| June 28, 2013 |
Financial Statements and Exhibits, Other Events - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 4, 2013 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 000-54447 01-0969655 (State or other jurisdiction of incorporation) |
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| June 28, 2013 |
*For Immediate Release* Contact: William C. Calderara President and Chief Executive Officer or James Hastings Executive Vice President and Chief Financial Officer (203) 720-5000 NAUGATUCK VALLEY SAVINGS AND LOAN OPERATING UNDER OCC-IMPOSED INDIVIDUAL MINIMUM CAPITAL REQUIREMENTS Naugatuck, Connecticut; June 28, 2013. Naugatuck Valley Savings and Loan (the “Bank”), the wholly-owned subsidiary of Na |
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| June 25, 2013 |
NVSL / Naugatuck Valley Financial Corporation / STILWELL JOSEPH - SC 13D/A Activist Investment CUSIP No. 63906P107 SCHEDULE 13D Page 1 of 28 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3) NAUGATUCK VALLEY FINANCIAL CORPORATION (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 63906P107 (CUSIP Number) Mr. Joseph Stilwell 111 Broadway, 12th Floor New York, Ne |
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| June 21, 2013 |
Submission of Matters to a Vote of Security Holders - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 20, 2013 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 000-54447 01-0969655 (State or other jurisdiction of incorporation) |
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| May 31, 2013 |
Exhibit 99.1 PRESS RELEASE Naugatuck Valley Financial Corporation Reports First Quarter Results and Entry into Memorandum of Understanding with Federal Reserve Bank of Boston Naugatuck, CT, May 31, 2013. Naugatuck Valley Financial Corporation (the “Company”) (NASDAQ Global Market: “NVSL”), the parent company of Naugatuck Valley Savings and Loan (the “Bank”), announced a net loss of $591,000 for th |
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| May 31, 2013 |
Results of Operations and Financial Condition 8-K 1 v3467078k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 31, 2013 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 000-54447 01-0969655 (State or ot |
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| May 24, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 22, 2013 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 000-54447 01-0969655 (State or other jurisdiction (Commission (IRS E |
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| May 24, 2013 |
*For Immediate Release* Contact: William C. Calderara President and Chief Executive Officer (203) 720-5000 NAUGATUCK VALLEY FINANCIAL CORPORATION RECEIVES NASDAQ NOTIFICATION LETTER REGARDING FORM 10-Q FILING Naugatuck, Connecticut; May 24, 2013. Naugatuck Valley Financial Corporation (the “Company”) (NasdaqGM: NVSL), the holding company for Naugatuck Valley Savings and Loan (the “Bank”), announce |
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| May 22, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 16, 2013 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 000-54447 01-0969655 (State or other jurisdiction (Commission (IRS E |
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| May 20, 2013 |
- AMENDMENT NO. 1 TO FORM 12B-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING AMENDMENT NO. 1 SEC FILE NUMBER 0-54447 CUSIP NUMBER 63906P107 (Check One): ¨ Form 10-K ¨ Form 20-F ¨ 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: March 31, 2013 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K |
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| May 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 0-54447 CUSIP NUMBER 63906P107 (Check One): ¨ Form 10-K ¨ Form 20-F x Form 10-Q ¨ Form 10-D ¨ Form N-SAR For Period Ended: March 31, 2013 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ |
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| May 10, 2013 |
*For Immediate Release* Contact: William C. Calderara President and Chief Executive Officer (203) 720-5000 NAUGATUCK VALLEY FINANCIAL CORPORATION AND NAUGATUCK VALLEY SAVINGS AND LOAN ANNOUNCE ADDITIONAL EXECUTIVE MANAGEMENT APPOINTMENTS Naugatuck, Connecticut; May 9, 2013. Naugatuck Valley Financial Corporation (the “Company”) (NasdaqGM: NVSL), the holding company for Naugatuck Valley Savings and |
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| May 10, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 6, 2013 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 000-54447 01-0969655 (State or other jurisdiction (Commission (IRS Em |
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| May 6, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 30, 2013 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 000-54447 01-0969655 (State or other jurisdiction of incorporation |
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| May 2, 2013 |
NVSL / Naugatuck Valley Financial Corporation / STILWELL JOSEPH - SC 13D/A Activist Investment SC 13D/A 1 v343537sc13da.htm SC 13D/A CUSIP No. 63906P107 SCHEDULE 13D Page 1 of 30 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2) NAUGATUCK VALLEY FINANCIAL CORPORATION (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 63906P107 (CUSIP Number) Mr. Joseph Stilwell |
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| May 1, 2013 |
- REVISED DEFINITIVE PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 30, 2013 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 23, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 18, 2013 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 000-54447 01-0969655 (State or other jurisdiction of incorporation |
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| April 23, 2013 |
*For Immediate Release* Contact: William C. Calderara Chairman of the Board (203) 720-5000 NAUGATUCK VALLEY FINANCIAL CORPORATION AND NAUGATUCK VALLEY SAVINGS AND LOAN APPOINT JAMES HASTINGS AS CHIEF FINANCIAL OFFICER Naugatuck, Connecticut; April 23, 2013. Naugatuck Valley Financial Corporation (the “Company”) (NasdaqGM: NVSL), the holding company for Naugatuck Valley Savings and Loan (the “Bank” |
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| April 12, 2013 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 8, 2013 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 333-167482 01-0969655 (State or other jurisdiction (Commission (IRS |
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| April 12, 2013 |
April 12, 2013 U.S. Securities and Exchange Commission Office of the Chief Accountant 100 F Street, NE Washington, DC 20549 Re: Naugatuck Valley Financial Corp. File No. 333-167482 Dear Sir or Madam: We have read Item 4.01 of Form 8-K of Naugatuck Valley Financial Corp. dated April 12, 2013, and agree with the statements concerning our Firm contained therein. Very truly yours, |
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| April 2, 2013 |
Exhibit 99.1 PRESS RELEASE Naugatuck Valley Financial Corporation Financial Reports Results for the Quarter and Year Ended December 31, 2012 Naugatuck, CT, April 1, 2013. Naugatuck Valley Financial Corporation (the “Company”) (NASDAQ Global Market: “NVSL”), the parent company of Naugatuck Valley Savings and Loan (the “Bank”), announced a net loss of $5.7 million for the quarter ended December 31, |
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| April 2, 2013 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 1, 2013 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 000-54447 01-0969655 (State or other jurisdiction of incorporation) |
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| March 8, 2013 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 8, 2013 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 333-167482 01-0969655 (State or other jurisdiction of incorporation |
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| March 8, 2013 |
Naugatuck Valley Financial Corporation Announces Annual Meeting Date Exhibit 99.1 PRESS RELEASE For Immediate Release Contact: William C. Calderara President and Chief Executive Officer (203) 720-5000 Naugatuck Valley Financial Corporation Announces Annual Meeting Date Naugatuck, CT; March 8, 2013 – Naugatuck Valley Financial Corporation (Nasdaq: “NVSL”) announced today that the Naugatuck Valley Financial Corporation Annual Meeting of Stockholders will be held on T |
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| February 14, 2013 |
SC 13G/A 1 naugatuck13ga2.htm SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2 ) * Naugatuck Valley Financial Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 63906P107 (CUSIP Number) January 1, 2013 (Date of Event Which Requires Filing of |
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| February 12, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2 (Amendment No. 1)* Naugatuck Valley Financial Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 63906P107 (CUS |
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| February 4, 2013 |
*For Immediate Release* Contact: William C. Calderara President and Chief Executive Officer (203) 720-5000 NAUGATUCK VALLEY FINANCIAL CORPORATION AND NAUGATUCK VALLEY SAVINGS AND LOAN APPOINT ORVILLE G. AARONS TO BOARD OF DIRECTORS Naugatuck, CT; February 4, 2013. Naugatuck Valley Financial Corporation (the “Company”) (NasdaqGM: NVSL), the holding company for Naugatuck Valley Savings and Loan (the |
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| February 4, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 30, 2013 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 333-167482 01-0969655 (State or other jurisdiction of incorporat |
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| January 10, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 5, 2013 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 000-54447 01-0969655 (State or other jurisdiction (Commission (IR |
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| December 6, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 30, 2012 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 000-54447 01-0969655 (State or other jurisdiction (Commission ( |
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| December 4, 2012 |
NAUGATUCK VALLEY FINANCIAL CORPORATION ANNOUNCES DECISION ON THIRD QUARTER DIVIDEND *For Immediate Release* Contact: William C. Calderara President and Chief Executive Officer (203) 720-5000 NAUGATUCK VALLEY FINANCIAL CORPORATION ANNOUNCES DECISION ON THIRD QUARTER DIVIDEND Naugatuck, CT; December 4, 2012. Naugatuck Valley Financial Corporation (the “Company”) (NasdaqGM: NVSL), the holding company for Naugatuck Valley Savings and Loan (the “Bank”), announced today that the Compan |
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| December 4, 2012 |
Financial Statements and Exhibits, Other Events - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) December 4, 2012 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 000-54447 01-0969655 (State or other jurisdiction (Commission (I |
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| November 21, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 0-54447 CUSIP NUMBER 63906P107 (Check One): ¨ Form 10-K ¨ Form 20-F x Form 10-Q ¨ Form 10-D ¨ Form N-SAR For Period Ended: September 30, 2012 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10- |
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| November 15, 2012 |
8-K 1 v3285358-k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 13, 2012 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 000-54447 01-0969655 (State or ot |
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| November 15, 2012 |
*For Immediate Release* Contact: William C. Calderara President and Chief Executive Officer (203) 720-5000 NAUGATUCK VALLEY FINANCIAL CORPORATION AND NAUGATUCK VALLEY SAVINGS AND LOAN APPOINT THOMAS VAN LENTEN, CPA AS INTERIM CHIEF FINANCIAL OFFICER Naugatuck, CT; November 14, 2012. Naugatuck Valley Financial Corporation (the “Company”) (NasdaqGM: NVSL), the holding company for Naugatuck Valley Sa |
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| November 13, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) November 6, 2012 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 0-54447 01-0969655 (State or other jurisdiction (Commission (IRS |
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| October 24, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 23, 2012 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 333-167482 01-0969655 (State or other jurisdiction (Commission ( |
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| October 24, 2012 |
*For Immediate Release* Contact: Carlos S. Batista Chairman of the Board (203) 720-5000 NAUGATUCK VALLEY FINANCIAL CORPORATION AND NAUGATUCK VALLEY SAVINGS AND LOAN APPOINT WILLIAM C. CALDERARA TO BOARD OF DIRECTORS Naugatuck, CT; October 24, 2012. Naugatuck Valley Financial Corporation (the “Company”) (NasdaqGM: NVSL), the holding company for Naugatuck Valley Savings and Loan (the “Bank”), announ |
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| September 28, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 24, 2012 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 000-54447 01-0969655 (State or other jurisdiction of (Commissi |
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| September 26, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 25, 2012 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 000-54447 01-0969655 (State or other jurisdiction of (Commissi |
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| September 26, 2012 |
*For Immediate Release* Contact: Carlos S. Batista Chairman of the Board (203) 720-5000 NAUGATUCK VALLEY FINANCIAL CORPORATION AND NAUGATUCK VALLEY SAVINGS AND LOAN APPOINT WILLIAM C. CALDERARA PRESIDENT AND CHIEF EXECUTIVE OFFICER Naugatuck, CT; September 26, 2012. Naugatuck Valley Financial Corporation (the “Company”) (NasdaqGM: NVSL), the holding company for Naugatuck Valley Savings and Loan (t |
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| August 31, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 31, 2012 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 000-54447 01-0969655 (State or other jurisdiction of (Commission |
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| August 31, 2012 |
*For Immediate Release* Contact: Carlos S. Batista Chairman of the Board (203) 720-5000 NAUGATUCK VALLEY FINANCIAL CORPORATION AND NAUGATUCK VALLEY SAVINGS AND LOAN ANNOUNCE INTERIM LEADERSHIP Naugatuck, CT; August 31, 2012. Naugatuck Valley Financial Corporation (the “Company”) (NasdaqGM: NVSL), the holding company for Naugatuck Valley Savings and Loan (the “Bank” or “Naugatuck Valley”), announce |
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| August 27, 2012 |
NAUGATUCK VALLEY FINANCIAL CORPORATION TO RECORD LOAN WRITE DOWN IN CURRENT QUARTER *For Immediate Release* Contact: Carlos S. Batista Chairman of the Board (203) 720-5000 NAUGATUCK VALLEY FINANCIAL CORPORATION TO RECORD LOAN WRITE DOWN IN CURRENT QUARTER Naugatuck, CT; August 27, 2012. Naugatuck Valley Financial Corporation (the “Company”), the holding company for Naugatuck Valley Savings and Loan (the “Bank”), announced today that the Bank will write down approximately $5.3 mil |
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| August 27, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 21, 2012 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 000-54447 01-0969655 (State or other jurisdiction of (Commission |
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| July 31, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) July 30, 2012 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 000-54447 01-0969655 (State or other jurisdiction of (Commission (I |
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| July 31, 2012 |
Naugatuck Valley Financial Corporation Reports Second Quarter Results And Announces Cash Dividend for the Quarter Ended June 30, 2012 Naugatuck, CT, July 30, 2012. |
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| June 29, 2012 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 29, 2012 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 000-54447 01-0969655 (State or other jurisdiction of (Commission (I |
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| June 11, 2012 |
8-K 1 v3157808k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 5, 2012 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 000-54447 01-0969655 (State or ot |
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| May 18, 2012 |
Financial Statements and Exhibits, Other Events - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 17, 2012 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 000-54447 01-0969655 (State or other jurisdiction of (Commission (IR |
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| May 18, 2012 |
NAUGATUCK VALLEY FINANCIAL CORPORATION ANNOUNCES CASH DIVIDEND Exhibit 99.1 PRESS RELEASE NAUGATUCK VALLEY FINANCIAL CORPORATION ANNOUNCES CASH DIVIDEND Contact: John C. Roman President and Chief Executive Officer Naugatuck Valley Financial Corporation (203) 720-5000 Naugatuck, Connecticut – May 17, 2012 – The Board of Directors of Naugatuck Valley Financial Corporation (NASDAQ Global Market: “NVSL”) declared a cash dividend for the quarter ended March 31, 20 |
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| May 16, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) May 15, 2012 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 000-54447 01-0969655 (State or other jurisdiction of (Commission (IR |
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| May 16, 2012 |
Naugatuck Valley Financial Corporation Reports First Quarter Results Exhibit 99.1 Naugatuck Valley Financial Corporation Reports First Quarter Results Naugatuck, CT, May 15, 2012. Naugatuck Valley Financial Corporation (the “Company”) (NASDAQ Global Market: “NVSL”), the parent company of Naugatuck Valley Savings and Loan (the “Bank”), announced a net loss of $977,000 for the quarter ended March 31, 2012, compared to net income of $396,000 for the quarter ended Marc |
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| April 27, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 25, 2012 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 0-54447 01-0969655 (State or other jurisdiction of (Commission (IR |
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| April 27, 2012 |
SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 5, 2012 |
8-K 1 v3086568-k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) April 1, 2012 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 000-54447 01-0969655 (State or other |
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| March 30, 2012 |
Financial Statements and Exhibits, Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) March 30, 2012 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 000-54447 01-0969655 (State or other jurisdiction of (Commission ( |
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| March 30, 2012 |
NAUGATUCK VALLEY FINANCIAL CORPORATION EXPECTS TO RECORD DEPOSIT-RELATED CHARGE IN CURRENT QUARTER Exhibit 99.1 *For Immediate Release* Contact: John C. Roman President and Chief Executive Officer (203) 720-5000 NAUGATUCK VALLEY FINANCIAL CORPORATION EXPECTS TO RECORD DEPOSIT-RELATED CHARGE IN CURRENT QUARTER Naugatuck, CT; March 30, 2012. Naugatuck Valley Financial Corporation, the holding company for Naugatuck Valley Savings and Loan (the “Bank”), announced today that it expects to record a p |
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| February 28, 2012 |
Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) February 27, 2012 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 000-54447 01-0969655 (State or other jurisdiction of (Commissio |
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| February 28, 2012 |
Naugatuck Valley Financial Corporation Announces Annual Meeting Date Exhibit 99.1 For Immediate Release Contact: John C. Roman President and Chief Executive Officer (203) 720-5000 Naugatuck Valley Financial Corporation Announces Annual Meeting Date Naugatuck, CT; February 27, 2012 – Naugatuck Valley Financial Corporation (Nasdaq: “NVSL”) announced today that the Naugatuck Valley Financial Corporation Annual Meeting of Stockholders will be held on Friday, June 8, 20 |
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| February 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 ) * Naugatuck Valley Financial Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 63906P107 (CUSIP Number) January 1, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to |
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| February 9, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO §240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO §240.13d-2 (Amendment No. )* Naugatuck Valley Financial Corporation (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 63906P107 (CUSIP |
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| January 27, 2012 |
Results of Operations and Financial Condition - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 25, 2012 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 000-54447 01-0969655 (State or other jurisdiction of (Commission |
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| January 27, 2012 |
Exhibit 99.1 PRESS RELEASE Naugatuck Valley Financial Corporation Reports Increase in Earnings And Announces Cash Dividend for the Quarter Ended December 31, 2011 Naugatuck, CT, January 25, 2012. Naugatuck Valley Financial Corporation (the “Company”) (NASDAQ Global Market: “NVSL”), the parent company of Naugatuck Valley Savings and Loan (the “Bank”), announced net income of $556,000 for the quarte |
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| January 20, 2012 |
AGREEMENT BY AND BETWEEN Naugatuck Valley Savings and Loan Naugatuck, CT and The Comptroller of the Currency Naugatuck Valley Savings and Loan, Naugatuck, Connecticut (“Association”) and the Comptroller of the Currency of the United States of America (“Comptroller”) wish to protect the interests of the depositors, other customers, and the shareholder of the Association, and, toward that end, wish the Association to operate safely and soundly and in accordance with all applicable laws, rules and regulations. |
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| January 20, 2012 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 17, 2012 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 000-54447 01-0969655 (State or other jurisdiction of (Commission |
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| January 10, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 9, 2012 NAUGATUCK VALLEY FINANCIAL CORPORATION (Exact Name of Registrant as Specified in Its Charter) Maryland 000-54447 01-0969655 (State or other jurisdiction of (Commission |
