Grundläggande statistik
| LEI | 549300J2M4RECICIYD26 |
| CIK | 1478168 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to AIM Investment Funds - Invesco SteelPath MLP Income Fund USD Cls A
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| January 24, 2020 |
Oppenheimer Steelpath Mlp Funds Trust N-8F ORDR - - begin 644 filename1 M)5!$1BTQ+C8-)>+CS],-"C4Q(# @;V)J#3P\+TQI;F5A0',"D%(IG;$.J9),$BQ6!=5B!RMP98W!%(,IIN!I+_O\LP, %M M.002!ZK"0OYG8%S^!R# (@N# X-"F5N9'-TN_G^Z2NG')UK)A#IWT//6'P_K7ZCI1FC 07"I*L"9T8DI7/'W(76E;F-J?,*M+4WT\ M8JZP E2,U>E@:DK+'A8/X^7PBB)" /'OYM]R8LQ]8_UFQZ9U4YJ"CI;')B7G M[(LWA=L,JFUA@;.YM^4]:,[RI[TE*@[1N+VO&_;]-)N4^O8V3#XTK47*G\N/ MJTW]Z*HM6[IJ4+6NVT]E&YD,R"DD3O&@ZU'OVN78F$P_D7:0YQ')/A'G |
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| December 29, 2019 |
Oppenheimer Steelpath Mlp Funds Trust N-8F NTC - - begin 644 filename1 M)5!$1BTQ+C8-)>+CS],-"C(U-R P(&]B:@T\/"],:6YE87)I>F5D(#$O3" Q M,S8W,#4O3R R-3DO12 U-3 R-"]. |
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| November 20, 2019 |
Oppenheimer Steelpath Mlp Funds Trust N-8F - - OMB APPROVAL OMB Number:3235-0157 Expires: August 31, 2019 Estimated average burden hours per response. |
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| April 26, 2019 |
CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 EX-99.1 CERT Oppenheimer SteelPath MLP Funds Trust Exhibit 99.1 to Form N-Q CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Arthur P. Steinmetz, certify that: 1. I have reviewed this report on Form N-Q of Oppenheimer SteelPath MLP Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact |
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| April 26, 2019 |
Oppenheimer Steelpath Mlp Funds Trust N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number: 811-22363 Oppenheimer SteelPath MLP Funds Trust (Exact name of registrant as specified in charter) 6803 S. Tucson Way Centennial, Colorado 80112-3924 (Address of principal executive offices)(zip cod |
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| April 18, 2019 |
Oppenheimer Government Cash Reserves DEFA14A DEFA14A NOTICE OF MEETING ADJOURMENT OPPENHEIMER FUNDS 6803 South Tucson Way, Centennial, Colorado 80112 April 15, 2019 To our shareholders: The Special Meeting of Shareholders originally scheduled to occur on April 12, 2019 was adjourned to May 17, 2019 due to insufficient responses from shareholders. |
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| March 20, 2019 |
Oppenheimer Developing Markets Fund DEFA14A 1 defa141filing.htm IMPORTANT NOTICE YOUR RESPONSE IS NEEDED March 20, 2019 To our shareholders: The Board of Trustees of your Oppenheimer Fund(s) is requesting that shareholders voice their opinion on the matter to be voted on at the next Special Meeting of Shareholders scheduled for April 12, 2019. Shareholders are given the opportunity to vote to approve or disapprove an Agreement and P |
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| February 22, 2019 |
Oppenheimer Rochester California Municipal Fund DEF 14A DEF 14A 1 proxyfiling.htm February 21, 2019 OppenheimerFunds to Join Invesco Pending Regulatory Approvals OppenheimerFunds Proxies to Begin Mailing “The joining of Invesco and OppenheimerFunds will offer clients best-in-class solutions and draw on the trusted, consultative approach that has characterized both of our companies,” said John McDonough, Head of Distribution and Marketing at Oppenheimer |
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| October 30, 2018 |
CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 EX-99.1 CERT Oppenheimer SteelPath MLP Funds Trust Exhibit 99.1 to Form N-Q CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Arthur P. Steinmetz, certify that: 1. I have reviewed this report on Form N-Q of Oppenheimer SteelPath MLP Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact |
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| October 30, 2018 |
Oppenheimer Steelpath Mlp Funds Trust N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number: 811-22363 Oppenheimer SteelPath MLP Funds Trust (Exact name of registrant as specified in charter) 6803 S. Tucson Way Centennial, Colorado 80112-3924 (Address of principal executive offices)(zip cod |
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| April 25, 2018 |
Oppenheimer Steelpath Mlp Funds Trust N-Q (Quarterly Schedule of Portfolio Holdings) N-Q 1 fp0032443nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number: 811-22363 Oppenheimer SteelPath MLP Funds Trust (Exact name of registrant as specified in charter) 6803 S. Tucson Way Centennial, Colorado 80112-3924 (Address of principal exec |
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| April 25, 2018 |
CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 EX-99.1 CERT Oppenheimer SteelPath MLP Funds Trust Exhibit 99.1 to Form N-Q CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Arthur P. Steinmetz, certify that: 1. I have reviewed this report on Form N-Q of Oppenheimer SteelPath MLP Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact |
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| March 28, 2018 |
OFI Global Asset Management, Inc. 225 Liberty Street New York, New York 10281-1008 OFI Global Asset Management, Inc. 225 Liberty Street New York, New York 10281-1008 March 28, 2018 Via Electronic Transmission Mark Cowan, Esq. U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549 Re: OFI SteelPath Series Trust ? Oppenheimer SteelPath MLP Select 40 Fund, Oppenheimer SteelPath MLP Alpha Fund, Oppenheimer SteelPath MLP Alpha |
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| January 29, 2018 |
OFI Global Asset Management, Inc. 225 Liberty Street, New York, New York 10281-1008 OFI Global Asset Management, Inc. 225 Liberty Street, New York, New York 10281-1008 January 29, 2018 VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Oppenheimer SteelPath MLP Funds Trust: - Oppenheimer SteelPath MLP Alpha Fund (the ?Alpha Fund?) - Oppenheimer SteelPath MLP Alpha Plus Fund (the ?Alpha Plus Fund?) - Oppenheimer SteelPath MLP Income Fund (the ?I |
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| October 30, 2017 |
Oppenheimer Steelpath Mlp Funds Trust - N-Q 1 fp0028262nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number: 811-22363 Oppenheimer SteelPath MLP Funds Trust (Exact name of registrant as specified in charter) 6803 S. Tucson Way Centennial, Colorado 80112-3924 (Address of principal exec |
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| October 30, 2017 |
CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 EX-99.CERT 2 fp0028262ex99cert.htm EX-99.1 CERT Oppenheimer SteelPath MLP Funds Trust Exhibit 99.1 to Form N-Q CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Arthur P. Steinmetz, certify that: 1. I have reviewed this report on Form N-Q of Oppenheimer SteelPath MLP Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fac |
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| April 28, 2017 |
Oppenheimer Steelpath Mlp Funds Trust - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number: 811-22363 Oppenheimer SteelPath MLP Funds Trust (Exact name of registrant as specified in charter) 6803 S. Tucson Way Centennial, Colorado 80112-3924 (Address of principal executive offices)(zip cod |
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| April 28, 2017 |
CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 EX-99.1 CERT Oppenheimer SteelPath MLP Funds Trust Exhibit 99.1 to Form N-Q CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Arthur P. Steinmetz, certify that: 1. I have reviewed this report on Form N-Q of Oppenheimer SteelPath MLP Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact |
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| October 28, 2016 |
Oppenheimer Steelpath Mlp Funds Trust N-Q 1 fp0022033nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number: 811-22363 Oppenheimer SteelPath MLP Funds Trust (Exact name of registrant as specified in charter) 6803 S. Tucson Way Centennial, Colorado 80112-3924 (Address of principal exec |
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| October 28, 2016 |
CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 EX-99.1 CERT Oppenheimer SteelPath MLP Funds Trust Exhibit 99.1 to Form N-Q CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Arthur P. Steinmetz, certify that: 1. I have reviewed this report on Form N-Q of Oppenheimer SteelPath MLP Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact |
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| July 28, 2016 |
N-SAR EXHIBIT 77E ALL FUNDS ADVISED BY OFI STEELPATH (based upon Non Defendant Version) Pending Litigation. |
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| April 29, 2016 |
Oppenheimer Steelpath Mlp Funds Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number: 811-22363 Oppenheimer SteelPath MLP Funds Trust (Exact name of registrant as specified in charter) 6803 S. Tucson Way Centennial, Colorado 80112-3924 (Address of principal executive offices)(zip cod |
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| April 29, 2016 |
CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 EX-99.CERT 2 fp0019031ex99cert.htm EX-99.1 CERT Oppenheimer SteelPath MLP Funds Trust Exhibit 99.1 to Form N-Q CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Arthur P. Steinmetz, certify that: 1. I have reviewed this report on Form N-Q of Oppenheimer SteelPath MLP Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fac |
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| October 26, 2015 |
CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 EX-99.CERT 2 fp0016105ex99cert.htm EX-99.1 CERT Oppenheimer SteelPath MLP Funds Trust Exhibit 99.1 to Form N-Q CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Arthur P. Steinmetz, certify that: 1. I have reviewed this report on Form N-Q of Oppenheimer SteelPath MLP Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fac |
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| October 26, 2015 |
Oppenheimer Steelpath Mlp Funds Trust N-Q 1 fp0016105nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number: 811-22363 Oppenheimer SteelPath MLP Funds Trust (Exact name of registrant as specified in charter) 6803 S. Tucson Way Centennial, Colorado 80112-3924 (Address of principal exec |
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| July 28, 2015 |
N-SAR EXHIBIT 77E Pending Litigation. In 2009, seven class action lawsuits were filed in the U.S. District Court for the District of Colorado against OppenheimerFunds, Inc. (OFI), OppenheimerFunds Distributor, Inc., the Funds principal underwriter and distributor (the Distributor), and certain funds (but not including the Fund) advised by OFI Global Asset Management, Inc. and distributed by the Di |
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| April 24, 2015 |
CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 EX-99.1 CERT Oppenheimer SteelPath MLP Funds Trust Exhibit 99.1 to Form N-Q CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Arthur P. Steinmetz, certify that: 1. I have reviewed this report on Form N-Q of Oppenheimer SteelPath MLP Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact |
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| April 24, 2015 |
Oppenheimer Steelpath Mlp Funds Trust N-Q 1 fp0013767nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number: 811-22363 Oppenheimer SteelPath MLP Funds Trust (Exact name of registrant as specified in charter) 6803 S. Tucson Way Centennial, Colorado 80112-3924 (Address of principal exec |
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| October 29, 2014 |
Oppenheimer Steelpath Mlp Funds Trust UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number: 811-22363 Oppenheimer SteelPath MLP Funds Trust (Exact name of registrant as specified in charter) 6803 S. Tucson Way Centennial, Colorado 80112-3924 (Address of principal executive offices)(zip cod |
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| October 29, 2014 |
CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 EX-99.1 CERT Oppenheimer SteelPath MLP Funds Trust Exhibit 99.1 to Form N-Q CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Arther P. Steinmetz, certify that: 1. I have reviewed this report on Form N-Q of Oppenheimer SteelPath MLP Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact |
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| July 31, 2014 |
Oppenheimer Government Money Market Fund CORRESP - - OFI Global Asset Management, Inc. Two World Financial Center 225 Liberty Street, 11th Floor New York, New York 10281-1008 July 31, 2014 Via Electronic Transmission Mr. Jeff Long U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549 Re: Sarbanes-Oxley Review of Oppenheimer Registered Investment Companies Dear Mr. Long: We have reviewed your |
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| July 30, 2014 |
Pending Litigation. Since 2009, seven class action lawsuits have been pending in the U.S. District Court for the District of Colorado against OppenheimerFunds, Inc. the parent of the Manager (OFI), OppenheimerFunds Distributor, Inc., the Funds principal underwriter and distributor (the Distributor), and certain funds (but not including the Fund) advised by OFI Global Asset Management, Inc. and dis |
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| April 28, 2014 |
CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 EX-99.1 CERT Oppenheimer SteelPath MLP Funds Trust Exhibit 99.1 to Form N-Q CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, William F. Glavin, Jr., certify that: 1. I have reviewed this report on Form N-Q of Oppenheimer SteelPath MLP Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fa |
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| April 28, 2014 |
Quarterly Schedule of Portfolio Holdings - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number: 811-22363 Oppenheimer SteelPath MLP Funds Trust (Exact name of registrant as specified in charter) 6803 S. Tucson Way Centennial, Colorado 80112-3924 (Address of principal executive offices)(zip cod |
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| March 27, 2014 |
OFI Global Asset Management, Inc. Two World Financial Center 225 Liberty Street, 16th Floor New York, New York 10281-1008 March 27, 2014 VIA EDGAR Securities and Exchange Commission 100 F Street, NE Washington, DC, 20549 Re: Oppenheimer SteelPath MLP Funds Trust Post-Effective Amendment No. 16 under the Securities Act and Amendment No. 19 under the Investment Company Act File Nos. 333-163614; 811- |
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| March 27, 2014 |
OFI Global Asset Management, Inc. Two World Financial Center 225 Liberty Street, 11th Floor New York, New York 10281-1008 March 27, 2014 Via Electronic Transmission Ms. Valerie Lithotomos U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549 Re: Registration Statement on Form N-1A for Oppenheimer SteelPath MLP Funds Trust (SEC File No. 333- |
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| February 7, 2014 |
6803 South Tucson Way Centennial, CO 80112 oppenheimerfunds.com 800.525.7048 February 7, 2014 Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Re: Oppenheimer SteelPath MLP Funds Trust Registration No.: 811-22363 Ladies and Gentlemen: On behalf of the above-referenced registered Investment Company (the “Company”) transmitted herewith for filing pursuant to Rule 30b-2-1 a |
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| January 27, 2014 |
OppenheimerFunds, Inc. Two World Financial Center 225 Liberty Street, 11th Floor New York, New York 10281-1008 January 27, 2014 VIA EDGAR Securities and Exchange Commission Mail Stop 0-7, Filer Support 6432 General Green Way Alexandria, VA 22312 Re: Oppenheimer SteelPath MLP Funds Trust Post-Effective Amendment No. 15 under the Securities Act and Amendment No. 18 under the Investment Company Act: |
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| October 25, 2013 |
CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 EX-99.1 CERT Oppenheimer SteelPath MLP Funds Trust Exhibit 99.1 to Form N-Q CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, William F. Glavin, Jr., certify that: 1. I have reviewed this report on Form N-Q of Oppenheimer SteelPath MLP Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fa |
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| October 25, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q 1 fp0008395nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number: 811-22363 Oppenheimer SteelPath MLP Funds Trust (Exact name of registrant as specified in charter) 6803 S. Tucson Way Centennial, Colorado 80112-3924 (Address of principal exec |
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| June 27, 2013 |
OFI Global Asset Management, Inc. Two World Financial Center 225 Liberty Street, 11th Floor New York, New York 10281-1008 June 27, 2013 VIA EDGAR Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Ladies and Gentlemen: Re: Oppenheimer SteelPath MLP Funds Trust (1933 Act Registration No. 333-163614;1940 Act Registration No. 811-22363) On behalf of Oppenheimer SteelPath MLP |
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| June 27, 2013 |
Request for Acceleration of Effective Date of Registration Statement of Oppenheimer SteelPath MLP Funds Trust Pursuant to Rule 461 under the Securities Act of 1933, as amended VIA EDGAR June 27, 2013 Securities and Exchange Commission 100 F Street, NE Washington, DC, 20549 Re: Oppenheimer SteelPath MLP Funds Trust Registration Statement on Form N-1A File Nos. |
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| June 26, 2013 |
OFI Global Asset Management, Inc. Two World Financial Center 225 Liberty Street, 11th Floor New York, New York 10281-1008 June 26, 2013 Via Electronic Transmission Ms. Valerie Lithotomos U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549 Re: Registration Statement on Form N-1A for Oppenheimer SteelPath MLP Funds Trust (SEC File No. 333-1 |
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| April 29, 2013 |
Mark R. Greer D 312.807.4393 F 312.827.8010 [email protected] April 29, 2013 BY EDGAR Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Ladies and Gentlemen: Oppenheimer SteelPath MLP Funds Trust 1933 Act Registration No. 333-163614 1940 Act Registration No. 811-22363 On behalf of Oppenheimer SteelPath MLP Funds Trust (the “Trust”), we are transmitting for electronic |
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| April 26, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q 1 fp0007008nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number: 811-22363 Oppenheimer SteelPath MLP Funds Trust (Exact name of registrant as specified in charter) 6803 S. Tucson Way Centennial, Colorado 80112-3924 (Address of principal exec |
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| April 26, 2013 |
CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 EX-99.1 CERT Oppenheimer SteelPath MLP Funds Trust Exhibit 99.1 to Form N-Q CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, William F. Glavin, Jr., certify that: 1. I have reviewed this report on Form N-Q of Oppenheimer SteelPath MLP Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fa |
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| March 27, 2013 |
OFI Global Asset Management, Inc. Two World Financial Center 225 Liberty Street, 11th Floor New York, New York 10281-1008 March 27, 2013 Via Electronic Transmission Ms. Kim Browning U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549 Re: Registration Statement on Form N-1A for Oppenheimer SteelPath MLP Funds Trust (SEC File No. 333-163614 |
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| March 22, 2013 |
CORRESP 1 filename1.htm OFI Global Asset Management, Inc. Two World Financial Center 225 Liberty Street, 11th Floor New York, New York 10281-1008 March 22, 2013 Via Electronic Transmission Ms. Kim Browning U.S. Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, DC 20549 Re: Registration Statement on Form N-1A for Oppenheimer SteelPath MLP Funds Trust |
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| February 7, 2013 |
UMB FUND SERVICES, INC. 803 West Michigan Street, Suite A Milwaukee, Wisconsin 53233 (414) 299-2000 February 7, 2013 VIA EDGAR TRANSMISSION Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 Re: SteelPath MLP Funds Trust Registration No.: 811-22363 Ladies and Gentlemen: On behalf of the above-referenced registered Investment Company (the “Company”) transmitted herewith for |
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| January 28, 2013 |
OFI Global Asset Management, Inc. Two World Financial Center 225 Liberty Street, 11th Floor New York, New York 10281-1008 January 28, 2013 VIA EDGAR Securities and Exchange Commission Mail Stop 0-7, Filer Support 6432 General Green Way Alexandria, VA 22312 Re: Oppenheimer SteelPath MLP Funds Trust Post-Effective Amendment No. 10 under the Securities Act and Amendment No. 13 under the Investment Co |
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| October 22, 2012 |
CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 EX-99.1 CERT SteelPath MLP Funds Trust Exhibit 99.1 to Form N-Q CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Gabriel Hammond, certify that: 1. I have reviewed this report on Form N-Q of SteelPath MLP Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statem |
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| October 22, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q 1 fp0005659nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number: 811-22363 SteelPath MLP Funds Trust (Exact name of registrant as specified in charter) 2100 McKinney Avenue, Suite 1401 Dallas, TX 75201 (Address of principal executive offices |
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| October 18, 2012 |
DEFA14A 1 v760537defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant (X) Filed by a Party other than the Registrant ( ) Check the appropriate box: ( ) Preliminary Proxy Statement ( ) Confidential, for Use of the Commission Only (as |
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| October 1, 2012 |
September 28, 2012 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 VIA EDGAR Re: The SteelPath MLP Funds Trust File Nos. 333-163614 and 811-22363 Preliminary Proxy Statement Dear Sir or Madam: On behalf of The SteelPath MLP Funds Trust (the “Trust”), transmitted herewith for filing pursuant to Rule 14a-6(b) under the Securities Exchange Act of 1934, is a definitive pr |
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| October 1, 2012 |
September 28, 2012 VIA EDGAR Kimberly A. Browning, Esq. Division of Investment Management United States Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: The SteelPath MLP Funds Trust: SteelPath MLP Select 40 Fund SteelPath MLP Alpha Fund SteelPath MLP Income Fund SteelPath MLP Alpha Plus Fund SteelPath MLP and Infrastructure Debt Fund (File Nos. 333-163614 and 811-223 |
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| October 1, 2012 |
The SteelPath MLP Funds Trust SteelPath MLP Select 40 Fund SteelPath MLP Alpha Fund SteelPath MLP Income Fund SteelPath MLP Alpha Plus Fund SteelPath MLP and Infrastructure Debt Fund 2100 McKinney Ave, Suite 1401 Dallas, Texas 75201 September 28, 2012 Dear Shareholder: The enclosed proxy materials relate to two separate Special Meetings of Shareholders (“Meetings”) of The SteelPath MLP Funds Trust (“Trust”) to be held at the offices of the Trust, 2100 McKinney Ave. |
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| September 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Defini |
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| September 14, 2012 |
COVER 9 filename9.htm September 14, 2012 EDGAR FILING U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: The SteelPath MLP Funds Trust File Nos. 333-163614 and 811-22363 Preliminary Proxy Statement Dear Sir or Madam: On behalf of The SteelPath MLP Funds Trust and its respective series (each, a “Fund”), transmitted herewith for filing pursuant to Rule 14a-6(a) und |
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| April 26, 2012 |
Quarterly Schedule of Portfolio Holdings - UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number: 811-22363 SteelPath MLP Funds Trust (Exact name of registrant as specified in charter) 2100 McKinney Avenue, Suite 1401 Dallas, TX 75201 (Address of principal executive offices)(zip code) Gabriel Ha |
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| April 26, 2012 |
CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 EX-99.CERT 2 fp0004751ex99cert.htm EX-99.1 CERT SteelPath MLP Funds Trust Exhibit 99.1 to Form N-Q CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Gabriel Hammond, certify that: 1. I have reviewed this report on Form N-Q of SteelPath MLP Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a materia |
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| December 22, 2011 |
CORRESP 1 filename1.htm December 22, 2011 VIA EDGAR Ms. Kimberly A. Browning Division of Investment Management United States Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: The SteelPath MLP Funds Trust: SteelPath MLP Alpha Plus Fund SteelPath MLP and Infrastructure Debt Fund (File Nos. 333-163614 and 811-22363) Post-Effective Amendment No. 5 to the Registration Stat |
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| December 20, 2011 |
December 20, 2011 VIA EDGAR Mr. Richard Pfordte U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: The SteelPath MLP Funds Trust: SteelPath MLP Alpha Plus Fund (File Nos. 333-163614 and 811-22363) Dear Mr. Pfordte: The following are responses to the comments that we received from you by telephone on Friday, August 26, 2011 regarding Post-Effective Amendment No. 3 (“P |
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| December 20, 2011 |
CORRESP 1 filename1.htm December 20, 2011 VIA EDGAR Ms. Kimberly A. Browning Division of Investment Management United States Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: The SteelPath MLP Funds Trust: SteelPath MLP and Infrastructure Debt Fund (File Nos. 333-163614 and 811-22363) Post-Effective Amendment No. 5 to the Registration Statement on Form N-1A Dear Ms. Br |
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| October 28, 2011 |
N-Q 1 fp0003627nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number: 811-22363 SteelPath MLP Funds Trust (Exact name of registrant as specified in charter) 2100 McKinney Avenue, Suite 1401 Dallas, TX 75201 (Address of principal executive offices |
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| October 28, 2011 |
CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 EX-99.1 CERT SteelPath MLP Funds Trust Exhibit 99.1 to Form N-Q CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Gabriel Hammond, certify that: 1. I have reviewed this report on Form N-Q of SteelPath MLP Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statem |
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| September 15, 2011 |
September 15, 2011 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: The SteelPath MLP Funds Trust File Nos. 333-163614 and 811-22363 Post Effective Amendment No. 5 Dear Sir or Madam: Pursuant to the Securities Act of 1933, as amended (the “1933 Act”), and Regulation C thereunder, and pursuant to the Investment Company Act of 1940, as amended, and the re |
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| June 9, 2011 |
K&L | GATES K & L Gates LLP 1601 K Street NW Washington, DC 20006-1600 T 202.778.9000 www.klgates.com June 9, 2011 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: The SteelPath MLP Funds Trust File Nos. 333-163614 and 811-22363 Post Effective Amendment No. 3 Dear Sir or Madam: Pursuant to the Securities Act of 1933, as amended (the “1933 Act”), and Reg |
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| May 27, 2011 |
May 27, 2011 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: SteelPath MLP Funds Trust File Nos. 333-163614 and 811-22363 Post Effective Amendment No. 2 Dear Sir or Madam: Pursuant to Section 8(c) of the Securities Act of 1933, as amended (the “1933 Act”), and pursuant to the Investment Company Act of 1940, as amended, and the regulations thereunder, t |
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| May 27, 2011 |
CORRESP 18 filename18.htm May 27, 2011 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: The SteelPath MLP Funds Trust – Post-Effective Amendment No. 2 to the Registration Statement on Form N-1A (File Nos. 333-163614; 811-22363) Ladies and Gentlemen: We have acted as counsel to The SteelPath MLP Funds Trust (the “Trust”) in connection with the preparation of Post-Ef |
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| April 26, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number: 811-22363 SteelPath MLP Funds Trust (Exact name of registrant as specified in charter) 2100 McKinney Avenue, Suite 1401 Dallas, TX 75201 (Address of principal executive offices)(zip code) Gabriel Ha |
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| April 26, 2011 |
CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 EX-99.1 CERT SteelPath MLP Funds Trust Exhibit 99.1 to Form N-Q CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Gabriel Hammond, certify that: 1. I have reviewed this report on Form N-Q of SteelPath MLP Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statem |
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| March 30, 2011 |
March 30, 2011 VIA EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 Re: SteelPath MLP Funds Trust File Nos. 333-163614 and 811-22363 Post Effective Amendment 1 Dear Sir or Madam: Pursuant to Section 8(c) of the Securities Act of 1933, as amended (the “Securities Act”), and pursuant to the Investment Company Act of 1940, as amended (the “Investment Company Act”), and |
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| October 29, 2010 |
N-Q 1 fp0002143nq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number: 811-22363 SteelPath MLP Funds Trust (Exact name of registrant as specified in charter) 2100 McKinney Avenue, Suite 1401 Dallas, TX 75201 (Address of principal executive offices |
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| October 29, 2010 |
CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 EX-99.1 CERT SteelPath MLP Funds Trust Exhibit 99.1 to Form N-Q CERTIFICATIONS PURSUANT TO SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Gabriel Hammond, certify that: 1. I have reviewed this report on Form N-Q of SteelPath MLP Funds Trust; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statem |
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| August 30, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-18F-1 NOTIFICATION OF ELECTION PURSUANT TO RULE 18f-1 UNDER THE INVESTMENT COMPANY ACT OF 1940. SteelPath MLP Funds Trust Exact Name of Registrant The undersigned registered open-end investment company hereby notifies the Securities and Exchange Commission that it elects to commit itself to pay in cash all redemptions b |
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| March 12, 2010 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 28(j)(2) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM As the independent registered public accounting firm for SteelPath MLP Alpha Fund, a series of The SteelPath MLP Funds Trust, we hereby consent to all references to our firm included in or made a part of this Prospectus and Statement of Additional Information to The SteelPath MLP Funds Trust Registration Statement on Form N-1A. |
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| March 12, 2010 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 28(j)(1) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM As the independent registered public accounting firm, we hereby consent to the use of our report dated March 11, 2010, for SteelPath MLP Select 40 Fund, a series of The SteelPath MLP Funds Trust and to all references to our firm included in or made a part of this Pre-Effective Amendment No. |
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| March 12, 2010 |
N-1A/A 1 v177223n1aa.htm As filed with the Securities and Exchange Commission on March 12, 2010 Securities Act File No. 333-163614 Investment Company Act File No. 811-22363 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 x Pre-Effective Amendment No. 3 x Post-Effective Amendment No. o and/or REGISTRATION STAT |
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| March 12, 2010 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 28(j)(3) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM As the independent registered public accounting firm for SteelPath MLP Income Fund, a series of The SteelPath MLP Funds Trust, we hereby consent to all references to our firm included in or made a part of this Prospectus and Statement of Additional Information to The SteelPath MLP Funds Trust Registration Statement on Form N-1A. |
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| March 3, 2010 |
STEELPATH MLP SELECT 40 FUND FORM OF EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENT EX-99.28(H)(3) 12 v173692ex99-28h3.htm Exhibit 28(h)(3) STEELPATH MLP SELECT 40 FUND FORM OF EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENT AGREEMENT made the [ ] day of February, 2010 by and between The SteelPath MLP Funds Trust (the “Trust”), on behalf of its series known as the SteelPath MLP Select 40 Fund (the “Fund”), and SteelPath Fund Advisors, LLC (the “Advisor”): W I T N E S S E T H: WHER |
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| March 3, 2010 |
Exhibit 28(q)(3) POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned, constitutes and appoints Gabriel Hammond, Stuart Cartner and Brad Stammen each as my true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for me and in my capacity as a Trustee of The SteelPath MLP Funds Trust, SteelPath MLP Select 40 Fund, SteelPath MLP Alpha Fund, a |
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| March 3, 2010 |
EX-99.28(P) 23 v173692ex99-28p.htm Exhibit 28(p) The SteelPath MLP Funds Trust SteelPath Fund Advisors, LLC Amended and Restated Joint Code of Ethics As Adopted: March , 2010 Introduction This Code of Ethics (the “Code”) has been approved by the Board of Trustees of The SteelPath MLP Funds Trust (the “Fund”), including a majority of the Trustees who are not “interested persons” of the Fund (“Indep |
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| March 3, 2010 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 28(j)(5) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM As the independent registered public accounting firm for SteelPath MLP Alpha Fund, a series of The SteelPath MLP Funds Trust, we hereby consent to all references to our firm included in or made a part of this Prospectus and Statement of Additional Information to The SteelPath MLP Funds Trust Registration Statement on Form N-1A. |
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| March 3, 2010 |
STEELPATH MLP INCOME FUND FORM OF EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENT EX-99.28(H)(5) 14 v173692ex99-28h5.htm Exhibit 28(h)(5) STEELPATH MLP INCOME FUND FORM OF EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENT AGREEMENT made the [ ] day of February, 2010 by and between The SteelPath MLP Funds Trust (the “Trust”), on behalf of its series known as the SteelPath MLP Income Fund (the “Fund”), and SteelPath Fund Advisors, LLC (the “Advisor”): W I T N E S S E T H: WHEREAS, t |
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| March 3, 2010 |
STEELPATH MLP ALPHA FUND FORM OF EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENT EX-99.28(H)(4) 13 v173692ex99-28h4.htm Exhibit 28(h)(4) STEELPATH MLP ALPHA FUND FORM OF EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENT AGREEMENT made the [ ] day of February, 2010 by and between The SteelPath MLP Funds Trust (the “Trust”), on behalf of its series known as the SteelPath MLP Alpha Fund (the “Fund”), and SteelPath Fund Advisors, LLC (the “Advisor”): W I T N E S S E T H: WHEREAS, the |
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| March 3, 2010 |
STATE OF DELAWARE CERTIFICATE OF AMENDMENT CERTIFICATE OF TRUST THE ALERIAN MLP FUNDS TRUST Exhibit 28(a)(2) STATE OF DELAWARE CERTIFICATE OF AMENDMENT TO CERTIFICATE OF TRUST OF THE ALERIAN MLP FUNDS TRUST Pursuant to Title 12, Section 3810(b) of the Delaware Statutory Trust Act, the undersigned Trust executed the following Certificate of Amendment: 1. |
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| March 3, 2010 |
Exhibit 28(b) AMENDED AND RESTATED BY-LAWS OF THE STEELPATH MLP FUNDS TRUST a Delaware Statutory Trust As adopted February , 2010 TABLE OF CONTENTS ARTICLE I OFFICES 1 Section 1. |
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| March 3, 2010 |
FORM OF INVESTMENT ADVISORY AGREEMENT EX-99.28(D) 7 v173692ex99-28d.htm Exhibit 28(d) FORM OF INVESTMENT ADVISORY AGREEMENT INVESTMENT ADVISORY AGREEMENT made and executed the [ ] day of [ ], 2010, by and between The SteelPath MLP Funds Trust, a Delaware statutory trust (the “Trust”), and SteelPath Fund Advisors, LLC, a Delaware limited liability company (the “Advisor”): WHEREAS, the Trust proposes to engage in business as an investme |
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| March 3, 2010 |
EX-99.28(I) 16 v173692ex99-28i.htm Exhibit 28(i) BAKER BOTTS L.L.P. 1500 SAN JACINTO CENTER 98 SAN JACINTO BLVD. AUSTIN, TEXAS 78701-4078 TEL +1 512.322.2500 FAX +1 512.322.2501 www.bakerbotts.com ABU DHABI AUSTIN BEIJING DALLAS DUBAI HONG KONG HOUSTON LONDON MOSCOW NEW YORK PALO ALTO RIYADH WASHINGTON March 2, 2010 The SteelPath MLP Funds Trust 2100 McKinney Ave, Suite 1401 Dallas, Texas 75201 La |
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| March 3, 2010 |
EX-99.28(Q)(2) 25 v173692ex99-28q2.htm Exhibit 28(q)(2) POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned, constitutes and appoints Gabriel Hammond, Stuart Cartner and Brad Stammen each as my true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for me and in my capacity as a Trustee of The SteelPath MLP Funds Trust, SteelPath MLP Sele |
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| March 3, 2010 |
EX-99.28(N) 22 v173692ex99-28n.htm Exhibit 28(n) The SteelPath MLP Funds Trust Form of Rule 18f-3 Multiple Class Plan Under the Investment Company Act of 1940 Rule 18f-3 under the Investment Company Act of 1940, as amended (the “1940 Act”), requires that an investment company desiring to offer multiple classes of shares pursuant to the Rule adopt a plan setting forth the differences among the clas |
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| March 3, 2010 |
Exhibit 28(g) FORM OF CUSTODY AGREEMENT Dated , 2010 Between UMB BANK, N.A. and THE STEELPATH MLP FUNDS TRUST TABLE OF CONTENTS SECTION PAGE 1. Appointment of Custodian 1 2. Definitions 1 (a) Securities 1 (b) Assets 1 (c) Instructions and Special Instructions 1 3. Delivery of Corporate Documents 2 4. Powers and Duties of Custodian and Domestic Subcustodian 2 (a) Safekeeping 3 (b) Manner of Holding |
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| March 3, 2010 |
Exhibit 28(q)(1) POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned, constitutes and appoints Gabriel Hammond, Stuart Cartner and Brad Stammen each as my true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for me and in my capacity as a Trustee of The SteelPath MLP Funds Trust, SteelPath MLP Select 40 Fund, SteelPath MLP Alpha Fund, a |
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| March 3, 2010 |
FORM OF TRANSFER AGENCY AGREEMENT Exhibit 28(h)(2) FORM OF TRANSFER AGENCY AGREEMENT THIS TRANSFER AGENCY AGREEMENT is made as of this day of , 2010, by and between The SteelPath MLP Funds Trust, a Delaware statutory trust (the ?Trust?), and UMB Fund Services, Inc. |
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| March 3, 2010 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 28(j)(4) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM As the independent registered public accounting firm for SteelPath MLP Select 40 Fund, a series of The SteelPath MLP Funds Trust, we hereby consent to all references to our firm included in or made a part of this Prospectus and Statement of Additional Information to The SteelPath MLP Funds Trust Registration Statement on Form N-1A. |
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| March 3, 2010 |
As filed with the Securities and Exchange Commission on March 3, 2010 Securities Act File No. |
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| March 3, 2010 |
FORM OF DISTRIBUTION AGREEMENT Exhibit 28(e) LOAD FUNDS FORM OF DISTRIBUTION AGREEMENT THIS AGREEMENT is made as of this day of , 2010, by and between The SteelPath MLP Funds Trust, a Delaware statutory trust (the ?Trust?), and UMB Distribution Services, LLC, a Wisconsin limited liability company (the "Distributor"). |
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| March 3, 2010 |
EX-99.28(L) 20 v173692ex99-28l.htm Exhibit 28(l) March 2, 2010 Board of Trustees The SteelPath MLP Funds Trust 2100 McKinney Ave., Suite 1401 Dallas, Texas 75201 Re: Initial Seed Capital Subscription Agreement To the Board of Trustees: In order to provide The SteelPath MLP Funds Trust (the “Trust”) with initial capital so as to enable the public offering of shares of the Trust, SteelPath Fund Advi |
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| March 3, 2010 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 28(j)(6) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM As the independent registered public accounting firm for SteelPath MLP Income Fund, a series of The SteelPath MLP Funds Trust, we hereby consent to all references to our firm included in or made a part of this Prospectus and Statement of Additional Information to The SteelPath MLP Funds Trust Registration Statement on Form N-1A. |
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| March 3, 2010 |
FORM OF ADMINISTRATION AND FUND ACCOUNTING AGREEMENT EX-99.28(H)(1) 10 v173692ex99-28h1.htm Exhibit 28(h)(1) FORM OF ADMINISTRATION AND FUND ACCOUNTING AGREEMENT THIS AGREEMENT is made as of this day of , 2010, by and between The SteelPath MLP Funds Trust, a Delaware statutory trust (the “Trust”), and UMB Fund Services, Inc., a Wisconsin corporation (the “Administrator”). WHEREAS, the Trust is an open-end investment company registered under the Inve |
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| March 3, 2010 |
AMENDED AND RESTATED DECLARATION OF TRUST THE STEELPATH MLP FUNDS TRUST EX-99.28(A)(3) 5 v173692ex99-28a3.htm Exhibit 28(a)(3) Effective as of February , 2010 AMENDED AND RESTATED DECLARATION OF TRUST OF THE STEELPATH MLP FUNDS TRUST a Delaware Statutory Trust Principal Place of Business: SteelPath Fund Advisors, LLC 2100 McKinney Avenue Suite 1401 Dallas, Texas 75201 TABLE OF CONTENTS ARTICLE I NAME AND DEFINITIONS 1 Section 1. Name 1 Section 2. Definitions 1 ARTICLE |
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| March 3, 2010 |
FORM OF INBOUND CALL MANAGEMENT AND FULFILLMENT SERVICES AGREEMENT Exhibit 28(h)(6) FORM OF INBOUND CALL MANAGEMENT AND FULFILLMENT SERVICES AGREEMENT THIS AGREEMENT is made as of this day of , 2010, by and between The SteelPath MLP Funds Trust, a Delaware statutory trust (the ?Trust?) and UMB Distribution Services, LLC (?UMBDS?). |
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| March 3, 2010 |
FORM OF RULE 12b-1 PLAN (as adopted ________2010) The SteelPath MLP Funds Trust Class A Shares EX-99.28(M) 21 v173692ex99-28m.htm Exhibit 28(m) FORM OF RULE 12b-1 PLAN (as adopted 2010) The SteelPath MLP Funds Trust Class A Shares The SteelPath MLP Funds Trust (the “Trust”) has adopted this Rule 12b-1 Plan (the “Plan”) for Class A Shares of each fund listed on Appendix A hereto (each a “Fund” and collectively, the “Funds”), in accordance with Rule 12b-1 under the Investment Company Act of 1 |
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| January 27, 2010 |
Exhibit 28(q)(1) POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned, constitutes and appoints Gabriel Hammond, Stuart Cartner and Toby Loftin each as my true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for me and in my capacity as a Trustee of The Alerian MLP Funds Trust, Alerian MLP Select 40 Fund, Alerian MLP Alpha Fund, Alerian |
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| January 27, 2010 |
Exhibit 28(l) January 27, 2010 Board of Trustees The Alerian MLP Funds Trust 2100 McKinney Ave. |
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| January 27, 2010 |
Exhibit 28(i) BAKER BOTTS L.L.P. 1500 SAN JACINTO CENTER 98 SAN JACINTO BLVD. AUSTIN, TEXAS 78701-4078 TEL +1 512.322.2500 FAX +1 512.322.2501 www.bakerbotts.com ABU DHABI AUSTIN BEIJING DALLAS DUBAI HONG KONG HOUSTON LONDON MOSCOW NEW YORK PALO ALTO RIYADH WASHINGTON January 27, 2010 The Alerian MLP Funds Trust 2100 McKinney Ave, Suite 1825 Dallas, Texas 75201 Ladies and Gentlemen: We have acted |
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| January 27, 2010 |
Exhibit 28(n) The Alerian MLP Funds Trust Form of Rule 18f-3 Multiple Class Plan Under the Investment Company Act of 1940 Rule 18f-3 under the Investment Company Act of 1940, as amended (the ?1940 Act?), requires that an investment company desiring to offer multiple classes of shares pursuant to the Rule adopt a plan setting forth the differences among the classes with respect to shareholder services, distribution arrangements, expense allocations and any related conversion features or exchange privileges. |
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| January 27, 2010 |
FORM OF RULE 12b-1 PLAN (as adopted ________2010) The Alerian MLP Funds Trust Class A Shares Exhibit 28(m) FORM OF RULE 12b-1 PLAN (as adopted 2010) The Alerian MLP Funds Trust Class A Shares The Alerian MLP Funds Trust (the ?Trust?) has adopted this Rule 12b-1 Plan (the ?Plan?) for Class A Shares of each fund listed on Appendix A hereto (each a ?Fund? and collectively, the ?Funds?), in accordance with Rule 12b-1 under the Investment Company Act of 1940, as amended (the ?1940 Act?): 1. |
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| January 27, 2010 |
Exhibit 28(q)(3) POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned, constitutes and appoints Gabriel Hammond, Stuart Cartner and Toby Loftin each as my true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for me and in my capacity as a Trustee of The Alerian MLP Funds Trust, Alerian MLP Select 40 Fund, Alerian MLP Alpha Fund, Alerian |
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| January 27, 2010 |
Exhibit 28(q)(2) POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that the undersigned, constitutes and appoints Gabriel Hammond, Stuart Cartner and Toby Loftin each as my true and lawful attorney-in-fact and agent, with full power of substitution and resubstitution, for me and in my capacity as a Trustee of The Alerian MLP Funds Trust, Alerian MLP Select 40 Fund, Alerian MLP Alpha Fund, Alerian |
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| January 27, 2010 |
As filed with the Securities and Exchange Commission on January 27, 2010 Securities Act File No. |
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| December 9, 2009 |
FORM OF TRANSFER AGENCY AGREEMENT Exhibit 28(h)(2) FORM OF TRANSFER AGENCY AGREEMENT THIS TRANSFER AGENCY AGREEMENT is made as of this day of , 2010, by and between The Alerian MLP Funds Trust, a Delaware statutory trust (the ?Trust?), and UMB Fund Services, Inc. |
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| December 9, 2009 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 28(j)(5) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM As the independent registered public accounting firm for Alerian MLP Alpha Fund, a series of The Alerian MLP Funds Trust, we hereby consent to all references to our firm included in or made a part of this Prospectus and Statement of Additional Information to The Alerian MLP Funds Trust Registration Statement on Form N-1A. |
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| December 9, 2009 |
CONSENT OF DAVENDRA S. SAXENA TO BECOME A TRUSTEE Exhibit 28(j)(3) CONSENT OF DAVENDRA S. SAXENA TO BECOME A TRUSTEE I hereby consent to the use of my name and any references to me as a person who is expected to become a trustee of The Alerian MLP Funds Trust, a Delaware statutory trust, in the Registration Statement on Form N-1A, and any and all amendments or supplements thereto, filed with the Securities and Exchange Commission. I also consent |
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| December 9, 2009 |
ALERIAN MLP SELECT 40 FUND FORM OF EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENT Exhibit 28(h)(3) ALERIAN MLP SELECT 40 FUND FORM OF EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENT AGREEMENT made the [ ] day of December, 2009 by and between The Alerian MLP Funds Trust (the ?Trust?), on behalf of its series known as the Alerian MLP Select 40 Fund (the ?Fund?), and Alerian Fund Advisors, LLC (the ?Advisor?): W I T N E S S E T H: WHEREAS, the Trust is registered as such under the Investment Company Act of 1940 (the ?1940 Act?); as an open-end, management investment company; and WHEREAS, the Advisor is registered as an investment advisor under the Investment Advisors Act of 1940, and has been retained by the Trust to serve as the investment advisor of the Fund; NOW, THEREFORE, the parties hereto agree as follows: 1. |
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| December 9, 2009 |
DECLARATION OF TRUST THE ALERIAN MLP FUNDS TRUST Exhibit 28(a)(2) Effective as of December 1, 2009 DECLARATION OF TRUST OF THE ALERIAN MLP FUNDS TRUST a Delaware Statutory Trust Principal Place of Business: Alerian Fund Advisors, LLC 2100 McKinney Avenue 18th Floor Dallas, Texas 75201 TABLE OF CONTENTS ARTICLE I NAME AND DEFINITIONS 1 Section 1. |
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| December 9, 2009 |
STATE OF DELAWARE CERTIFICATE OF TRUST THE ALERIAN MLP FUNDS TRUST Exhibit 28(a)(1) STATE OF DELAWARE CERTIFICATE OF TRUST of THE ALERIAN MLP FUNDS TRUST This Certificate of Trust of THE ALERIAN MLP FUNDS TRUST, a statutory trust (the ?Trust?) which proposes to register under the Investment Company Act of 1940, as amended (the ?1940 Act?), filed in accordance with the provisions of the Delaware Statutory Trust Act (12 Del. |
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| December 9, 2009 |
BY-LAWS THE ALERIAN MLP FUNDS TRUST a Delaware Statutory Trust As adopted December 1, 2009 Exhibit 28(b) BY-LAWS OF THE ALERIAN MLP FUNDS TRUST a Delaware Statutory Trust As adopted December 1, 2009 TABLE OF CONTENTS ARTICLE I OFFICES 1 Section 1. |
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| December 9, 2009 |
FORM OF INVESTMENT ADVISORY AGREEMENT Exhibit 28(d) FORM OF INVESTMENT ADVISORY AGREEMENT INVESTMENT ADVISORY AGREEMENT made and executed the [ ] day of [ ], 2009, by and between The Alerian MLP Funds Trust, a Delaware statutory trust (the ?Trust?), and Alerian Fund Advisors, LLC, a Delaware limited liability company (the ?Advisor?): WHEREAS, the Trust proposes to engage in business as an investment company and is registered under the |
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| December 9, 2009 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 28(j)(6) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM As the independent registered public accounting firm for Alerian MLP Income Fund, a series of The Alerian MLP Funds Trust, we hereby consent to all references to our firm included in or made a part of this Prospectus and Statement of Additional Information to The Alerian MLP Funds Trust Registration Statement on Form N-1A. |
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| December 9, 2009 |
Exhibit 28(p) The Alerian MLP Funds Trust Alerian Fund Advisors, LLC Joint Code of Ethics As Adopted: December 1, 2009 Introduction This Code of Ethics (the ?Code?) has been approved by the Board of Trustees of The Alerian MLP Funds Trust (the ?Fund?), including a majority of the Trustees who are not ?interested persons? of the Fund (?Independent Trustees?), as defined by the Investment Company Act of 1940, as amended (the ?1940 Act?). |
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| December 9, 2009 |
FORM OF ADMINISTRATION AND FUND ACCOUNTING AGREEMENT Exhibit 28(h)(1) FORM OF ADMINISTRATION AND FUND ACCOUNTING AGREEMENT THIS AGREEMENT is made as of this day of , 2010, by and between The Alerian MLP Funds Trust, a Delaware statutory trust (the ?Trust?), and UMB Fund Services, Inc. |
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| December 9, 2009 |
Exhibit 28(g) FORM OF CUSTODY AGREEMENT Dated , 2009 Between UMB BANK, N.A. and THE ALERIAN MLP FUNDS TRUST TABLE OF CONTENTS SECTION PAGE 1. Appointment of Custodian 1 2. Definitions 1 (a) Securities 1 (b) Assets 1 (c) Instructions and Special Instructions 1 3. Delivery of Corporate Documents 2 4. Powers and Duties of Custodian and Domestic Subcustodian 2 (a) Safekeeping 3 (b) Manner of Holding S |
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| December 9, 2009 |
As filed with the Securities and Exchange Commission on December 9, 2009 Securities Act File No. |
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| December 9, 2009 |
CONSENT OF EDWARD F. KOSNIK TO BECOME A TRUSTEE Exhibit 28(j)(1) CONSENT OF EDWARD F. KOSNIK TO BECOME A TRUSTEE I hereby consent to the use of my name and any references to me as a person who is expected to become a trustee of The Alerian MLP Funds Trust, a Delaware statutory trust, in the Registration Statement on Form N-1A, and any and all amendments or supplements thereto, filed with the Securities and Exchange Commission. I also consent to |
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| December 9, 2009 |
FORM OF INBOUND CALL MANAGEMENT AND FULFILLMENT SERVICES AGREEMENT Exhibit 28(h)(6) FORM OF INBOUND CALL MANAGEMENT AND FULFILLMENT SERVICES AGREEMENT THIS AGREEMENT is made as of this day of , 2010, by and between The Alerian MLP Funds Trust, a Delaware statutory trust (the ?Trust?) and UMB Distribution Services, LLC (?UMBDS?). |
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| December 9, 2009 |
ALERIAN MLP ALPHA FUND FORM OF EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENT Exhibit 28(h)(4) ALERIAN MLP ALPHA FUND FORM OF EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENT AGREEMENT made the [ ] day of December, 2009 by and between The Alerian MLP Funds Trust (the ?Trust?), on behalf of its series known as the Alerian MLP Alpha Fund (the ?Fund?), and Alerian Fund Advisors, LLC (the ?Advisor?): W I T N E S S E T H: WHEREAS, the Trust is registered as such under the Investment Company Act of 1940 (the ?1940 Act?); as an open-end, management investment company; and WHEREAS, the Advisor is registered as an investment advisor under the Investment Advisors Act of 1940, and has been retained by the Trust to serve as the investment advisor of the Fund; NOW, THEREFORE, the parties hereto agree as follows: 1. |
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| December 9, 2009 |
FORM OF DISTRIBUTION AGREEMENT Exhibit 28(e) LOAD FUNDS FORM OF DISTRIBUTION AGREEMENT THIS AGREEMENT is made as of this day of , 2010, by and between The Alerian MLP Funds Trust, a Delaware statutory trust (the ?Trust?), and UMB Distribution Services, LLC, a Wisconsin limited liability company (the "Distributor"). |
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| December 9, 2009 |
CONSENT OF DUKE R. LIGON NAMED TO BECOME A TRUSTEE Exhibit 28(j)(2) CONSENT OF DUKE R. LIGON NAMED TO BECOME A TRUSTEE I hereby consent to the use of my name and any references to me as a person who is expected to become a trustee of The Alerian MLP Funds Trust, a Delaware statutory trust, in the Registration Statement on Form N-1A, and any and all amendments or supplements thereto, filed with the Securities and Exchange Commission. I also consent |
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| December 9, 2009 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 28(j)(4) CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM As the independent registered public accounting firm for Alerian MLP Select 40 Fund, a series of The Alerian MLP Funds Trust, we hereby consent to all references to our firm included in or made a part of this Prospectus and Statement of Additional Information to The Alerian MLP Funds Trust Registration Statement on Form N-1A. |
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| December 9, 2009 |
SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection with such notification of registration submits the following information: Name: The Alerian MLP Funds Trust Address of Principal Business Office (No. |
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| December 9, 2009 |
ALERIAN MLP INCOME FUND FORM OF EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENT Exhibit 28(h)(5) ALERIAN MLP INCOME FUND FORM OF EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENT AGREEMENT made the [ ] day of December, 2009 by and between The Alerian MLP Funds Trust (the ?Trust?), on behalf of its series known as the Alerian MLP Income Fund (the ?Fund?), and Alerian Fund Advisors, LLC (the ?Advisor?): W I T N E S S E T H: WHEREAS, the Trust is registered as such under the Investment Company Act of 1940 (the ?1940 Act?); as an open-end, management investment company; and WHEREAS, the Advisor is registered as an investment advisor under the Investment Advisors Act of 1940, and has been retained by the Trust to serve as the investment advisor of the Fund; NOW, THEREFORE, the parties hereto agree as follows: 1. |
