LEAI / Legacy Education Alliance, Inc. - SEC-arkiveringar, Årsredovisning, Fullmaktsutlåtande

Legacy Education Alliance, Inc.
US ˙ OTCPK

Grundläggande statistik
CIK 1561880
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Legacy Education Alliance, Inc.
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
July 17, 2024 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No. 1) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 000-55790 LEGACY EDUCATION ALLIANCE, INC. (Exac

July 15, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 000-55790 LEGACY EDUCATION ALLIANCE, INC. (Exact Name of Registrant

July 9, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTI

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-55790 LEGACY EDUCATION ALLIANCE, I

July 8, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2023 LEGACY EDUCATIO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 14, 2023 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Co

July 8, 2024 8-K

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 4, 2024 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Comm

July 8, 2024 8-K

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 27, 2023 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Co

April 1, 2024 NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report o

November 20, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 000-55790 LEGACY EDUCATION ALLIANCE, INC. (Exact Name of Regist

November 15, 2023 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: September 30, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report

August 31, 2023 EX-10.2

Form of Note (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on August 31, 2023)

Exhibit 10.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR

August 31, 2023 EX-10.3

Form of SPA Warrant (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on August 31, 2023)

Exhibit 10.3 NEITHER THIS SECURITY NOR THE SECURITIES AS TO WHICH THIS SECURITY MAY BE EXERCISED HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE RE

August 31, 2023 EX-10.1

Form of Securities Purchase Agreement (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on August 31, 2023)

Exhibit 10.1 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (the “Agreement”), dated as of [●], 2023, is entered into by and between LEGACY EDUCATION ALLIANCE, INC., a Nevada corporation, with headquarters located at 1490 NE Pine Island Rd. Suite 5D, Cape Coral, FL 33909 (the “Company”), and the buyer identified on the signature pages hereto (the “Buyer”). RECITALS Whereas, the C

August 31, 2023 8-K

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Unregistered Sales of Equity Securities, Changes in Registrant's Certifying Accountant, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2023 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Comm

August 21, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 000-55790 LEGACY EDUCATION ALLIANCE, INC. (Exact Name of Registrant

August 14, 2023 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: June 30, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on Fo

August 11, 2023 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2023 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Comm

August 11, 2023 EX-99.1

Legacy Live, a Subsidiary of LEAI, Invests in Digital Community Technology Plan is to Build an Ecosystem for Digital Content Creation and Community Engagement

Exhibit 99.1 Legacy Live, a Subsidiary of LEAI, Invests in Digital Community Technology Plan is to Build an Ecosystem for Digital Content Creation and Community Engagement CAPE CORAL, FL – August 11, 2023 — Legacy Education Alliance, Inc. (OTCQB: LEAI) announced today that Legacy Live, a subsidiary of LEAI, has launched the first phase of a planned significant development effort to build the datab

July 20, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 13, 2023 LEGACY EDUCATION AL

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 13, 2023 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Commis

July 20, 2023 EX-10.1

Letter Agreement (Incorporated by reference to Exhibit 10.1 in the Company’s Form 8-K filed with the SEC on July 20, 2023).

Exhibit 10.1 Brian Page July 11, 2023 Founder, BNB Formula Dear Brian, I am writing this letter to confirm the receipt of a wire for $550,000 to ABJ Impact LLC, and to outline the terms, which we expect to be memorialized in a definitive agreement shortly. ● The $550k wired by Brian will be used to fund the purchase of 9.5M newly-issued restricted shares of LEAI that will be immediately issued in

July 7, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 000-55790 LEGACY EDUCATION ALLIANCE, INC. (Exact Name of Registrant

May 19, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 Commission file number: 000-55790 LEGAC

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 Commission file number: 000-55790 LEGACY EDUCATION ALLIANCE, INC. (Exact Name of Registrant as Specified in its Charter) Nevada 39-2079974 (State or other jurisdiction of incorporation or o

May 19, 2023 EX-21.1

List of Subsidiaries

Exhibit 21.1 List of Subsidiaries Domestic Subsidiaries Jurisdiction of Formation Legacy Education Alliance Holdings, Inc. Colorado Elite Legacy Education, Inc. Florida SCB Building LLC Florida Speaker Services of America Inc. Florida Tigrent Learning Inc. Florida Tigrent Enterprises Inc. Nevada LEA Brands Inc. Colorado LEAI Properties, Inc. Nevada Legacy Events, Inc. Florida 1612 E. Cape Coral Pa

May 16, 2023 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐Form 10-K ☐Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: March 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on For

April 3, 2023 NT 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2022 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report o

March 27, 2023 EX-99.2

Legacy Education Alliance Enters Into Relationship with My Readiness Coach General Agreement Between Parties to Work Together on a Best Efforts Basis to Jointly Sell the My Readiness Coach System

Exhibit 99.2 Legacy Education Alliance Enters Into Relationship with My Readiness Coach General Agreement Between Parties to Work Together on a Best Efforts Basis to Jointly Sell the My Readiness Coach System CAPE CORAL, FL— March 24, 2023 — Legacy Education Alliance, Inc. (OTCQB: LEAI) today announced its business relationship with Virtual Readiness Counselor, LLC, which does business as My Readi

March 27, 2023 EX-99.1

Company Presentation

Exhibit 99.1

March 27, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2023 LEGACY EDUCATION A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2023 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Commi

March 23, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2023 LEGACY EDUCATION AL

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2023 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Commis

March 23, 2023 EX-10.2

Form of Common Stock Purchase Warrant

Exhibit 10.2 LEGACY EDUCATION ALLIANCE, INC. WARRANT TO PURCHASE SHARES OF COMMON STOCK THIS CERTIFIES THAT, for value received, [ ] (together with its successors and assigns, the “Holder”), commencing on the Uplisting (as defined in Section 1.1) (the “Date of Exercise”), is entitled to purchase, subject to the conditions set forth below, at any time and from time to time, in whole or in part, dur

March 3, 2023 8-K

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2023 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Co

February 15, 2023 8-K

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2023 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Com

January 26, 2023 424B3

LEGACY EDUCATION ALLIANCE, INC. 64,423,736 Shares of Common Stock

PROSPECTUS Filed Pursuant to Rule 424(b)(3) Registration Statement No. 333-267892 LEGACY EDUCATION ALLIANCE, INC. 64,423,736 Shares of Common Stock This prospectus relates to the offer and sale by the persons named in this prospectus, whom we call Selling Shareholders, of up to: ● 15,610,236 issued and outstanding shares of our common stock, $0.0001 par value per share, held by certain of the Sell

January 26, 2023 8-K

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 20, 2023 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Com

January 23, 2023 CORRESP

January 23, 2023

CORRESP 1 filename1.htm January 23, 2023 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F. St., N.E. Washington, D.C. 20549 Re: Request for Acceleration of Effectiveness of Registration Statement on Form S-1 (File No. 333-267892) of Legacy Education Alliance, Inc. (the “Registrant”) Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act

January 13, 2023 S-1/A

As filed with the Securities and Exchange Commission on January 13, 2023

As filed with the Securities and Exchange Commission on January 13, 2023 Registration No.

January 3, 2023 S-1/A

As filed with the Securities and Exchange Commission on January 3, 2023

As filed with the Securities and Exchange Commission on January 3, 2023 Registration No.

January 3, 2023 EX-10.43

Employment Agreement with Barry Kostiner dated March 9, 2021

Exhibit 10.43 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this ?Agreement?) is made as of the 9th day of March 2021 (the ?Effective Date?), by and between LEGACY EDUCATION ALLIANCE, INC., a Nevada corporation, with an address of 1490 N.E. Pine Island Road, Suite SD, Cape Coral, FL 33909 (the ?Company?) and Barry Kostiner (the ?Employee?). WHEREAS Employee was first engaged by the Company on Ma

December 30, 2022 8-K

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 23, 2022 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Co

December 22, 2022 8-K

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 13, 2022 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Co

November 28, 2022 8-K

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 22, 2022 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Co

November 14, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 ☐ TRANSITION REPORT PURSUANT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 000-55790 LEGACY EDUCATION ALLIANCE, INC. (Exact Name of Regist

November 10, 2022 8-K

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 3, 2022 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Com

October 25, 2022 8-K

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 19, 2022 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Com

October 21, 2022 8-K

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2022 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (C

October 14, 2022 S-1

As filed with the Securities and Exchange Commission on October 14, 2022

As filed with the Securities and Exchange Commission on October 14, 2022 Registration No.

October 14, 2022 EX-10.43

Employment Agreement with Barry Kostiner dated March 9, 2021

Exhibit 10.43 EMPLOYMENT AGREEMENT This EMPLOYMENT AGREEMENT (this ?Agreement?) is made as of the 9th day of March 2021 (the ?Effective Date?), by and between LEGACY EDUCATION ALLIANCE, INC., a Nevada corporation, with an address of 1490 N.E. Pine Island Road, Suite SD, Cape Coral, FL 33909 (the ?Company?) and Barry Kostiner (the ?Employee?). WHEREAS Employee was first engaged by the Company on Ma

October 14, 2022 EX-FILING FEES

Filing Fee Table

Exhibit 107 Calculation of Filing Fee Table Form S-1 (Form Type) Legacy Education Alliance, Inc.

October 13, 2022 8-K

Entry into a Material Definitive Agreement, Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 6, 2022 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Comm

September 16, 2022 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 Commission file n

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 Commission file number: 000-55790 LEGACY EDUCATION ALLIANCE, INC. (Exact Name of Registrant as Specified in its Charter) Nevada 39-2079974 (State or other jurisdiction

September 12, 2022 8-K

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 2, 2022 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Co

September 12, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 12, 2022 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (C

September 12, 2022 8-K

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 26, 2022 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Comm

September 12, 2022 EX-99.2

Company Presentation

Exhibit 99.2

September 12, 2022 EX-99.1

Legacy Education Alliance Announces the Relaunch of its Live and Online Event Business, Addition of Short-Term Vacation Rental Education and Relationship with Brian Page

Exhibit 99.1 Legacy Education Alliance Announces the Relaunch of its Live and Online Event Business, Addition of Short-Term Vacation Rental Education and Relationship with Brian Page CAPE CORAL, Fla.? September 12, 2022 ? Legacy Education Alliance, Inc. (OTCQB: LEAI), has released a presentation highlighting the relaunch of its Live Events business, including its relationships with short-term vaca

September 6, 2022 CORRESP

LEGACY EDUCATION ALLIANCE, INC. 1490 N.E. Pine Island Road, Suite 5D Cape Coral, Florida 33909

LEGACY EDUCATION ALLIANCE, INC. 1490 N.E. Pine Island Road, Suite 5D Cape Coral, Florida 33909 September 6, 2022 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Blaise Rhodes and Rufus Decker RE: Legacy Education Alliance, Inc. Form 10-K for Fiscal Year Ended December 31, 2021 Filed March 31, 2022 File

August 25, 2022 8-K

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 19, 2022 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Comm

August 25, 2022 EX-10.1

Form of Convertible Debenture, with form of Common Stock Purchase Warrant (incorporated by reference to the Company’s Current Report on Form 8-K filed with the SEC on August 25, 2022)

Exhibit 10.1 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIS

August 22, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 22, 2022 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Comm

August 22, 2022 EX-99.1

Company Presentation

Exhibit 99.1

August 15, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 ☐ TRANSITION REPORT PURSUANT TO S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 000-55790 LEGACY EDUCATION ALLIANCE, INC. (Exact Name of Registrant

August 12, 2022 EX-10.1

Convertible Debenture, with form of Common Stock Warrant

Exhibit 10.1 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIS

August 12, 2022 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2022 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Commi

August 1, 2022 EX-99.1

Company Presentation

Exhibit 99.1

August 1, 2022 8-K

Regulation FD Disclosure, Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 26, 2022 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Commis

July 21, 2022 8-K

Entry into a Material Definitive Agreement, Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 15, 2022 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Commis

July 21, 2022 EX-10.1

Forbearance Agreement

Exhibit 10.1 FORBEARANCE AGREEMENT THIS FORBEARANCE AGREEMENT, dated as of July 15, 2022, is entered into by and among GLD Legacy Holdings, LLC (?GLD?), having a place of business located at 1800 Avenue of the Stars, Suite 1475, Los Angeles, CA 90067, Legacy Tech Partners, LLC (?LTP?), having a place of business located at 1 North Sherri Lane, Wesley Hills, NY 10977, and, collectively with GLD, ?H

July 14, 2022 EX-99.2

Company Presentation

Exhibit 99.2

July 14, 2022 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 8, 2022 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Commiss

July 14, 2022 EX-99.1

Legacy Education Alliance Announces Impact Investment Focus

Exhibit 99.1 Legacy Education Alliance Announces Impact Investment Focus CAPE CORAL, Fla.? 14 July 22 ? Legacy Education Alliance, Inc. (OTCQB: LEAI), has released a presentation highlighting its focus on impact investing, including a proposed investment in Monarch Health Inc. Barry Kostiner, Chairman and CEO of Legacy Education remarked, ?Legacy Education is realizing an opportunity to provide it

June 15, 2022 EX-10.1

Convertible Debenture, with form of Common Stock Warrant

Exhibit 10.1 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE REGIS

June 15, 2022 8-K

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 9, 2022 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Commiss

May 26, 2022 EX-99.1

Legacy Education Alliance Announces Progress on Partnership with Cris Carter

Exhibit 99.1 Legacy Education Alliance Announces Progress on Partnership with Cris Carter CAPE CORAL, Fla.? 26 May 22 ? Legacy Education Alliance, Inc. (OTCQB: LEAI), has announced progress on its planned partnership with Cris Carter, Pro Football Hall of Fame 2013. Barry Kostiner, Chairman and CEO of Legacy Education, remarked ?We are delighted to announce the progress on our ?Smart Brother? bran

May 26, 2022 EX-99.3

Overview of Alicia Hanf and the Company’s Military Education Business

Exhibit 99.3

May 26, 2022 EX-10.1

Form of Securities Purchase Agreement

Exhibit 10.1 SECURITIES PURCHASE AGREEMENT THIS SECURITIES PURCHASE AGREEMENT (the ?Agreement?), dated as of 20 May, 2022, is entered into by and between LEGACY EDUCATION ALLIANCE, INC., a Nevada corporation, with headquarters located at 1490 NE Pine Island Rd. Suite 5D, Cape Coral, FL 33909 (the ?Company?), and the buyer identified on the signature pages hereto (the ?Buyer?). RECITALS Whereas, th

May 26, 2022 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2022 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Commiss

May 26, 2022 EX-99.4

Company Presentation

Exhibit 99.4

May 26, 2022 EX-10.3

Form of Common Stock Purchase Warrant

Exhibit 10.3 NEITHER THIS SECURITY NOR THE SECURITIES AS TO WHICH THIS SECURITY MAY BE EXERCISED HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PURSUANT TO AN EFFECTIVE RE

May 26, 2022 EX-10.2

Form of Convertible Promissory Note

Exhibit 10.2 NEITHER THE ISSUANCE AND SALE OF THE SECURITIES REPRESENTED BY THIS CERTIFICATE NOR THE SECURITIES INTO WHICH THESE SECURITIES ARE CONVERTIBLE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED, OR APPLICABLE STATE SECURITIES LAWS. THE SECURITIES MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED OR ASSIGNED (I) IN THE ABSENCE OF (A) AN EFFECTIVE REGISTRATION STATEMENT FOR

May 26, 2022 EX-99.2

Video Transcript with Cris Carter

Exhibit 99.2

May 17, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ☐ TRANSITION REPORT PURSUANT TO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 000-55790 LEGACY EDUCATION ALLIANCE, INC. (Exact Name of Registrant

May 17, 2022 NT 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ?Form 10-K ?Form 20-F ? Form 11-K ?Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: March 31, 2022 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Report on Form

April 26, 2022 EX-99.1

Legacy Education Alliance Announces Proposed Relationship with Cris Carter and Progress on Strategic Initiatives

Exhibit 99.1 Legacy Education Alliance Announces Proposed Relationship with Cris Carter and Progress on Strategic Initiatives CAPE CORAL, Fla.? 26 Apr 22 ? Legacy Education Alliance, Inc. (OTCQB: LEAI), has announced its intent to form a marketing partnership with Cris Carter, Pro Football Hall of Fame 2013, and its intent to progress on strategic initiatives including the spin off of the operatin

April 26, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 26, 2022 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Commi

April 26, 2022 EX-99.2

Legacy EdTech Cris Carter Partnership and Nasdaq Uplist Plan Presentation

Exhibit 99.2

March 31, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 Commission file number: 000-55790 LEG

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 Commission file number: 000-55790 LEGACY EDUCATION ALLIANCE, INC. (Exact Name of Registrant as Specified in its Charter) Nevada 39-2079974 (State or other jurisdiction of incorporation or

March 31, 2022 EX-21.1

List of Subsidiaries

Exhibit 21.1 List of Subsidiaries Domestic Subsidiaries Jurisdiction of Formation Legacy Education Alliance Holdings, Inc. Colorado Elite Legacy Education, Inc. Florida SCB Building LLC Florida Speaker Services of America Inc. Florida Tigrent Learning Inc. Florida Tigrent Enterprises Inc. Nevada LEA Brands Inc. Colorado LEAI Properties, Inc. Nevada Legacy Events, Inc. Florida 1612 E. Cape Coral Pa

March 15, 2022 EX-99.4

Andrew McDonald: Dubai Vision / Legacy Relaunch Story

Exhibit 99.4 Andrew McDonald: Dubai Vision / Legacy Relaunch Story The beauty of Legacy is this: Legacy owns a 25 year network of current and past students, which they have trained to become investors and entrepreneurs. By building a fund within Legacy as a vehicle for investment origination and deal execution, Legacy is efficiently bridging the gap from education to investment. This model will ca

March 15, 2022 EX-99.1

Legacy Education Alliance Announces Planned Strategic Initiatives

Exhibit 99.1 Legacy Education Alliance Announces Planned Strategic Initiatives CAPE CORAL, Fla.? 15 Mar 22 ? Legacy Education Alliance, Inc. (OTCQB: LEAI, the ?Company?), has announced its strategic initiatives for the next 12 months, including to effect a Nasdaq uplisting. In connection with this initiative, Legacy Education is releasing a presentation outlining its business and Nasdaq uplisting

March 15, 2022 EX-99.3

Management Presentation

Exhibit 99.3

March 15, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 15, 2022 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Commi

March 15, 2022 EX-99.2

Business Strategy and Nasdaq Uplist Plan Presentation

Exhibit 99.2

January 27, 2022 SC 13G/A

LEAI / Legacy Education Alliance, Inc. / Ibex Investors LLC - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* Legacy Education Alliance, Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 52472J108 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the

January 20, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 20, 2022 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Com

January 20, 2022 EX-99.1

Legacy Education Alliance Teams Up with The Cash Flow Academy

Exhibit 99.1 Legacy Education Alliance Teams Up with The Cash Flow Academy CAPE CORAL, Fla.?(BUSINESS WIRE) 20 Jan 22 ? Legacy Education Alliance, Inc. (OTCQB: LEAI) announced that it has entered into a marketing and fulfillment agreement with The Cash Flow Academy, a company co-founded and managed by Andy Tanner. Legacy Education is a leading provider of educational services and products that ena

January 13, 2022 424B3

LEGACY EDUCATION ALLIANCE, INC. 43,723,736 Shares of Common Stock

PROSPECTUS Filed Pursuant to Rule 424(b)(3) Registration Statement No. 333-261414 LEGACY EDUCATION ALLIANCE, INC. 43,723,736 Shares of Common Stock This prospectus relates to the offer and sale by the persons named in this prospectus, whom we call Selling Shareholders, of up to: ? 11,907,236 issued and outstanding shares of our common stock, $0.0001 par value per share, held by certain of the Sell

January 11, 2022 CORRESP

1490 NE Pine Island Rd. Suite 5D Cape Coral, FL 33909 (239) 542-0643

January 11, 2022 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.

January 10, 2022 S-1/A

As filed with the Securities and Exchange Commission on January 10, 2022

As filed with the Securities and Exchange Commission on January 10, 2022 Registration No.

January 6, 2022 S-1/A

As filed with the Securities and Exchange Commission on January 6, 2022

As filed with the Securities and Exchange Commission on January 6, 2022 Registration No.

December 30, 2021 EX-16.1

Letter from MaloneBailey LLP

Exhibt 16.1

December 30, 2021 8-K

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 23, 2021 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Co

December 23, 2021 S-1/A

As filed with the Securities and Exchange Commission on December 23, 2021

As filed with the Securities and Exchange Commission on December 23, 2021 Registration No.

December 3, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2021 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Com

November 30, 2021 S-1

As filed with the Securities and Exchange Commission on November 30, 2021

As filed with the Securities and Exchange Commission on November 30, 2021 Registration No.

November 23, 2021 EX-10.1

Stock Purchase and Option Agreement Dated November 18, 2021

EX-10.1 2 ea151286ex10-1legacy.htm STOCK PURCHASE AND OPTION AGREEMENT Exhibit 10.1 STOCK PURCHASE AND OPTION AGREEMENT THIS STOCK PURCHASE AND OPTION AGREEMENT (this “Agreement”), dated as of November 18, 2021 (the “Effective Date”), is entered into by and between Legacy Education Alliance, Inc. (“Company”), on the one hand, and Mayer and Associates LLC (“Buyer”), on the other hand. RECITALS WHER

November 23, 2021 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Termination of a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2021 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Co

November 23, 2021 EX-10.2

Termination Agreement

EX-10.2 3 ea151286ex10-2legacy.htm TERMINATION AGREEMENT Exhibit 10.2 TERMINATION AGREEMENT THIS TERMINATION AGREEMENT, dated as of November 17, 2021 (this “Termination Agreement”), by and between Legacy Education Alliance, Inc. (the “Company”), and NCW, LLC (“Buyer”). WHEREAS, the Company and Buyer are parties to that Stock Purchase and Option Agreement (the “Agreement”) dated October 15, 2021; W

November 15, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 ☐ TRANSITION REPORT PURSUANT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 000-55790 LEGACY EDUCATION ALLIANCE, INC. (Exact Name of Regist

November 10, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2021 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Com

October 21, 2021 EX-10.1

Stock Purchase and Option Agreement dated October 15, 2021 with NCW, LLC

Exhibit 10.1 STOCK PURCHASE AND OPTION AGREEMENT THIS STOCK PURCHASE AND OPTION AGREEMENT (this ?Agreement?), dated as of October 15, 2021 (the ?Effective Date?), is entered into by and between Legacy Education Alliance, Inc. (?Issuer? or ?Company?), on the one hand, and NCW, LLC (?Buyer?), on the other hand. RECITALS WHEREAS, on the date hereof, the Company has 200,000,000 shares of Common Stock

October 21, 2021 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 15, 2021 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Com

September 2, 2021 EX-10.5

Intercreditor Agreement Dated August 27, 2021

Exhibit 10.5 INTERCREDITOR AGREEMENT INTERCREDITOR AGREEMENT (this ?Agreement?) dated as of this 27th day of August, 2021, by and among Legacy Tech Partners, LLC, a Delaware limited liability company (?LTP?), GLD Legacy Holdings, LLC, a Delaware limited liability company (?GLD?) (LTP and GLD are collectively referred to as the ?Lenders?, and each individually a ?Lender?), and Legacy Education Alli

September 2, 2021 EX-10.2

Senior Secured Convertible Debenture Agreement with GDL Legacy Holdings, LLC dated August 27 2021

EX-10.2 3 ea146741ex10-2legacy.htm SENIOR SECURED CONVERTIBLE DEBENTURE AGREEMENT WITH GDL LEGACY HOLDINGS, LLC DATED AUGUST 27 2021 Exhibit 10.2 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITI

September 2, 2021 8-K

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 27, 2021 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Comm

September 2, 2021 EX-10.1

Amendment dated August 27, 2021 to Senior Secured Convertible Debenture Agreement with Legacy Tech Partner, LLC

EX-10.1 2 ea146741ex10-1legacy.htm AMENDMENT DATED AUGUST 27, 2021 TO SENIOR SECURED CONVERTIBLE DEBENTURE AGREEMENT WITH LEGACY TECH PARTNER, LLC Exhibit 10.1 FIRST AMENDMENT TO SECURED CONVERTIBLE DEBENTURE (Original Principal Amount: $375,00 Issued March 8, 2021) FIRST AMENDMENT dated and effective as of August 27, 2021 (this “First Amendment”) with respect to that certain 10% Senior Secured Co

September 2, 2021 EX-10.3

Form of Guaranty

Exhibit 10.3 Exhibit C (Form of Guaranty) UNCONDITIONAL GUARANTY AGREEMENT THIS UNCONDITIONAL GUARANTY AGREEMENT (?Guaranty Agreement? or ?Guaranty?) is dated as of the 27th day of August 2021, by, a , its successors and/or assigns (the ?Guarantor?); to and for the benefit of GLD Legacy Holdings, LLC, a Delaware limited liability company, its successors and/or assigns (the ?Holder?). RECITALS: 1.

September 2, 2021 EX-10.4

Form of Warrant

Exhibit 10.4 EXHIBIT A (Form of Warrant) NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MAY NOT BE OFFERED OR SOLD EXCEPT PUR

August 16, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 ☐ TRANSITION REPORT PURSUANT TO S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 000-55790 LEGACY EDUCATION ALLIANCE, INC. (Exact Name of Registrant

July 14, 2021 8-K/A

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 2, 2021 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Commi

July 9, 2021 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 2, 2021 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Commiss

June 16, 2021 EX-99.1

Online Degree Business I n v e s t m e n t S t r a t e g y / B a c k g r o u n d J u n e 2021 Legacy E d T ech For w ard Looking S t a t em e nt This presentation has been prepared by Legacy Education Alliance, Inc . (the ‘Company’) and includes info

Exhibit 99.1 Online Degree Business I n v e s t m e n t S t r a t e g y / B a c k g r o u n d J u n e 2021 Legacy E d T ech For w ard Looking S t a t em e nt This presentation has been prepared by Legacy Education Alliance, Inc . (the ?Company?) and includes information from sources believed by management to be reliable . No representation or warranty, expressed or implied, is made as to the accur

June 16, 2021 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 16, 2021 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Commis

June 1, 2021 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of

May 17, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 ☐ TRANSITION REPORT PURSUANT TO

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 000-55790 LEGACY EDUCATION ALLIANCE, INC. (Exact Name of Registrant

May 12, 2021 SC 13D/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Legacy Education Alliance, Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1 )* Legacy Education Alliance, Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 52472J108 (CUSIP Number) Barry Kostiner 1 N Sherri Lane Spring Valley, NY 10977 (845) 323-0434 (Name, Address and Telephone Number of Perso

May 7, 2021 EX-10.2

Form of Guaranty

EX-10.2 3 ea140514ex10-2legacy.htm FORM OF GUARANTY Exhibit 10.2 Exhibit C (Form of Guaranty) UNCONDITIONAL GUARANTY AGREEMENT THIS UNCONDITIONAL GUARANTY AGREEMENT (“Guaranty Agreement” or “Guaranty”) is dated as of the [ ] day of March, 2021, by, a , its successors and/or assigns (the “Guarantor”); to and for the benefit of Legacy Tech Partners, LLC, a Delaware limited liability company, its suc

May 7, 2021 EX-10.3

Form of Warrant

EX-10.3 4 ea140514ex10-3legacy.htm FORM OF WARRANT Exhibit 10.3 EXHIBIT A (Form of Warrant) NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND,

May 7, 2021 8-K

Unregistered Sales of Equity Securities, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Other Events, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2021 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Commissi

May 7, 2021 EX-10.1

Subordinated Secured Convertible Debenture Agreement dated May 4, 2021

EX-10.1 2 ea140514ex10-1legacy.htm SUBORDINATED SECURED CONVERTIBLE DEBENTURE AGREEMENT DATED MAY 4, 2021 Exhibit 10.1 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED

April 27, 2021 8-K

Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 20, 2021 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Commi

April 27, 2021 EX-10.1

Paycheck Protection Program Note, dated April 19, 2021, by and between Cross River Bank and Elite Legacy Education, Inc.

EX-10.1 2 ea139990ex10-1legacyedu.htm PAYCHECK PROTECTION PROGRAM NOTE, DATED APRIL 19, 2021, BY AND BETWEEN CROSS RIVER BANK AND ELITE LEGACY EDUCATION, INC Exhibit 10.1

April 9, 2021 EX-21.1

List of Subsidiaries

Exhibit 21.1 List of Subsidiaries Domestic Subsidiaries Jurisdiction of Formation Legacy Education Alliance Holdings, Inc. Colorado Elite Legacy Education, Inc. Florida SCB Building LLC Florida Speaker Services of America Inc. Florida Tigrent Learning Inc. Florida Tigrent Enterprises Inc. Nevada LEA Brands Inc. Colorado LEAI Properties, Inc. Nevada Legacy Events, Inc. Florida 1612 E. Cape Coral Pa

April 9, 2021 10-K

Annual Report - ANNUAL REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 Commission file number: 000-55790 LEGACY EDUCATION ALLIANCE, INC. (Exact Name of Registrant as Specified in its Charter) Nevada 39-2079974 (State or other jurisdiction of incorporation or o

March 30, 2021 NT 10-K

- NOTIFICATION OF LATE FILING

OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 OMB Number: 3235-0058 Expires: February 28, 2022 Estimated average burden hours per response . . . . . 2.50 FORM 12B-25 SEC FILE NUMBER NOTIFICATION OF LATE FILING CUSIP NUMBER ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? N-CSR For Period Ended: December 31, 2020 ? Transition Report o

March 19, 2021 SC 13D

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Legacy Education Alliance, Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Secur

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Legacy Education Alliance, Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 52472J108 (CUSIP Number) Barry Kostiner 1 N Sherri Lane Spring Valley, NY 10977 (845) 323-0434 (Name, Address and Telephone Number of Person Au

March 12, 2021 EX-10.4

Employment Agreement dated March 9, 2021, between Legacy Education Alliance, Inc., and Michel Botbol

EX-10.4 5 ea137574ex10-4legacyedu.htm EMPLOYMENT AGREEMENT DATED MARCH 9, 2021 BETWEEN LEGACY EDUCATION ALLIANCE INC. AND MICHEL BOTBOL Exhibit 10.4 Employment Agreement dated March 9, 2021 between Legacy Education Alliance Inc. and Michel Botbol EXECUTIVE EMPLOYMENT AGREEMENT This EXECUTIVE EMPLOYMENT AGREEMENT (this “Agreement”) is made as of the 8th day of March 2021 (the “Effective Date”), by

March 12, 2021 EX-10.2

Form of Guaranty

EX-10.2 3 ea137574ex10-2legacyedu.htm FORM OF GUARANTY Exhibit 10.2 Form of Guaranty UNCONDITIONAL GUARANTY AGREEMENT THIS UNCONDITIONAL GUARANTY AGREEMENT (“Guaranty Agreement” or “Guaranty”) is dated as of the 9th day of March, 2021, by , a , its successors and/or assigns (the “Guarantor”); to and for the benefit of Legacy Tech Partners, LLC, a Delaware limited liability company, its successors

March 12, 2021 EX-10.3

Form of Warrant

EX-10.3 4 ea137574ex10-3legacyedu.htm FORM OF WARRANT Exhibit 10.3 Form of Warrant NEITHER THIS SECURITY NOR THE SECURITIES FOR WHICH THIS SECURITY IS EXERCISABLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), AND, ACCORDIN

March 12, 2021 8-K

Other Events, Entry into a Material Definitive Agreement, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2021 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Commis

March 12, 2021 EX-10.5

Non-Binding Term Sheet, dated February 11, 2021

EX-10.5 6 ea137574ex10-5legacyedu.htm NON-BINDING TERM SHEET, DATED FEBRUARY 11, 2021 Exhibit 10.5 Non-Binding Term Sheet dated February 11, 2021 CONFIDENTIAL TERM SHEET FOR CONVERTIBLE DEBT FINANCING OF LEGACY EDUCATION ALLIANCE, INC. AND SPIN-OFF OF ITS EXISTING BUSINESS This non-binding term sheet (this “Term Sheet”) generally summarizes the principal terms and conditions of (i) a potential con

March 12, 2021 EX-10.1

Senior Secured Convertible Debenture Agreement dated March 8, 2021

Exhibit 10.1 Senior Secured Convertible Debt Agreement dated March 8, 2021 NEITHER THIS SECURITY NOR THE SECURITIES INTO WHICH THIS SECURITY IS CONVERTIBLE HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY, MA

March 11, 2021 8-K

Bankruptcy or Receivership

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2021 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Commis

March 5, 2021 8-K

Bankruptcy or Receivership

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 2, 2021 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Commis

February 12, 2021 EX-4.1

Amendment to Rights Agreement dated as of February 11, 2021, between Legacy Education Alliance, Inc. and Broadridge Corporate Issuer Solutions, Inc.

Exhibit 4.1 AMENDMENT TO RIGHTS AGREEMENT OF LEGACY EDUCATION ALLIANCE, INC. A Nevada Corporation This AMENDMENT TO RIGHTS AGREEMENT is made and entered into as of , 2021 (this ?Amendment?), between Legacy Education Alliance, Inc., a Nevada corporation (the ?Company?), and Broadridge Corporate Issuer Solutions, Inc., a Pennsylvania corporation (the ?Rights Agent?). The capitalized terms used and n

February 12, 2021 10-12G/A

- AMENDMENT NO. 3 TO FORM 10-12G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 3 to FORM 10 GENERAL FORM FOR REGISTRATION OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) 39-2079974 (I.R.S. Employer Identification No.) Nevada (State or Other Jurisdiction of Incorpora

February 12, 2021 8-K

Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2021 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Co

February 12, 2021 EX-21.1

List of Subsidiaries

Exhibit 21.1 List of Subsidiaries Domestic Subsidiaries Jurisdiction of Formation Costa Rica Management, Inc. Florida Legacy Education Alliance Holdings, Inc. Colorado Real Market Masters Education, Inc. Florida Elite Legacy Education, Inc. Florida SCB Building LLC Florida Speaker Services of America Inc. Florida Tigrent Learning Inc. Florida Tigrent Enterprises Inc. Nevada LEA Brands Inc. Colorad

February 2, 2021 8-K

Bankruptcy or Receivership

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 27, 2021 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Com

January 15, 2021 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Legacy Education Alliance, Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Secu

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Legacy Education Alliance, Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 52472J108 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the

January 15, 2021 SC 13G/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Legacy Education Alliance, Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Secu

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Legacy Education Alliance, Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 52472J108 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the

January 15, 2021 8-K

Bankruptcy or Receivership, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 11, 2021 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Com

January 15, 2021 EX-99.1

IN THE MATTER OF ELITE LEGACY EDUCATION UK LTD IN THE MATTER OF THE INSOLVENCY ACT 1986 (AS AMENDED) THE INSOLVENCY RULES 2016 PROPOSAL FOR A COMPANY VOLUNTARY ARRANGEMENT IN THE MATTER OF ELITE LEGACY EDUCATION UK LTD IN THE MATTER OF THE INSOLVENCY

EX-99.1 2 ea133389ex99-1legacyedu.htm ELITE LEGACY EDUCATION UK LTD, PROPOSAL FOR A COMPANY VOLUNTARY ARRANGEMENT Exhibit 99.1 IN THE HIGH COURT NO [ ] OF 2020 IN THE MATTER OF ELITE LEGACY EDUCATION UK LTD AND IN THE MATTER OF THE INSOLVENCY ACT 1986 (AS AMENDED) & THE INSOLVENCY RULES 2016 PROPOSAL FOR A COMPANY VOLUNTARY ARRANGEMENT IN THE MATTER OF ELITE LEGACY EDUCATION UK LTD AND IN THE MATT

November 16, 2020 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 ☐ TRANSITION REPORT PURSUANT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 000-55790 LEGACY EDUCATION ALLIANCE, INC. (Exact Name of Regist

October 2, 2020 8-K

Other Events - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 1, 2020 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Comm

September 29, 2020 EX-10.1

Second Amendment to Commercial Contract dated September 24, 2020, between 1612 E. Cape Coral Parkway Holding Co., LLC, a subsidiary of the Company and Daniel Thom, as Trustee of Torstonbo Trust.

Exhibit 10.1 Second Amendment to Commercial Contract (the “Second Amendment”) Buyer: Daniel Thom, as Trustee of the Torstonbo Trust Seller: 1612 E. Cape Coral Parkway Holding Co., LLC Property Address: 1612 Cape Coral Parkway East, Cape Coral, Florida 33904 THIS SECOND AMENDMENT is made part of the Commercial Contract (the “Contract”), concerning the Property referenced above. Notwithstanding anyt

September 29, 2020 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 24, 2020 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (C

August 20, 2020 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 18, 2020 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Comm

August 20, 2020 EX-10.1

First Amendment to Commercial Contract dated August 20, 2020, between 1612 E. Cape Coral Parkway Holding Co., LLC, a subsidiary of the Company and Daniel Thom, as Trustee of Torstonbo Trust.

EX-10.1 2 ea125848ex10-1legacy.htm FIRST AMENDMENT TO COMMERCIAL CONTRACT DATED AS OF AUGUST 20, 2020 BETWEEN 1612 E. CAPE CORAL PARKWAY HOLDING CO., LLC AND DANIAL THOM, AS TRUSTEE OF THE TORSTONBO TRUST Exhibit 10.1 First Amendment to Commercial Contract (the “First Amendment”) Buyer: Daniel Thom, as Trustee of the Torstanbo Trust Seller: 1612 E. CAPE CORAL PARKWAY HOLDING CO., LLC Property Addr

August 14, 2020 EX-10.3

Promissory Note and Mortgage, Assignment of Rents and Security Agreement, dated August 6, 2020, by and between 1612 E. Cape Coral Parkway Holding Co., LLC and Northern Equity Group, Inc., JKH Ventures, Inc., and Donald Ross, LLC.

Exhibit 10.3 FLORIDA DOCUMENTARY STAMP TAX IN THE AMOUNT OF $3,500.00 AND FLORIDA INTANGIBLE TAX IN THE AMOUNT OF $2,000.00 DUE IN CONNECTION WITH THIS PROMISSORY NOTE HAS BEEN PAID ON THE RECORDING IN THE PUBLIC RECORDS OF LEE COUNTY, FLORIDA OF THAT CERTAIN MORTGAGE, ASSIGNMENT OF RENTS AND SECURITY AGREEMENT DATED AS OF EVEN DATE HEREWITH FROM BORROWER IN FAVOR OF LENDER GIVEN TO SECURE THE OBL

August 14, 2020 10-Q

Quarterly Report - QUARTERLY REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 000-55790 LEGACY EDUCATION ALLIANCE, INC. (Exact Name of Registrant

August 14, 2020 EX-10.1

Commercial Contract dated July 24, 2020, between 1612 E. Cape Coral Parkway Holding Co., LLC, a subsidiary of the Company and Daniel Thom, as Trustee of Torstonbo Trust.

EX-10.1 2 f10q0620ex10-1legacy.htm COMMERCIAL CONTRACT, DATED JULY 24, 2020, BY AND BETWEEN DANIEL THOM, AS TRUSTEE OF TORSTONBO TRUST, AND 1612 E. CAPE CORAL PARKWAY HOLDING CO., LLC Exhibit 10.1 1 2 3 4 5 6 7 8 ADDENDUM TO COMMERCIAL CONTRACT This Addendum amends and becomes a part of that certain Commercial Contract (the “Contract”) of even date between 1612 E. Cape Coral Parkway Holding Co., L

August 11, 2020 8-K

Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2020 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Commi

July 30, 2020 8-K

Entry into a Material Definitive Agreement, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2020 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Commis

July 30, 2020 8-K

Entry into a Material Definitive Agreement, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2020 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Commis

June 29, 2020 10-Q

Quarterly Report - QUARTERLY REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 000-55790 LEGACY EDUCATION ALLIANCE, INC. (Exact Name of Registrant

June 5, 2020 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2020 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Commiss

June 4, 2020 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2020 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Commiss

May 12, 2020 8-K

Termination of a Material Definitive Agreement, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2020 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Commissi

May 1, 2020 EX-10.1

Promissory Note, dated April 24, 2020, by and between Pacifica Premier Bank and Elite Legacy Education, Inc. (Incorporated by reference to Exhibit 10.1 in the Company’s Form 8-K filed with the SEC on May 1, 2020)

Exhibit 10.1

May 1, 2020 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2020 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Commi

April 29, 2020 DEF 14A

- DEFINITIVE PROXY STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant S Filed by a Party other than the Registrant £ Check the appropriate box: £ Preliminary Proxy Statement £ Confidential, for Use of

April 16, 2020 8-K

Entry into a Material Definitive Agreement, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 16, 2020 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Commi

March 30, 2020 EX-4.2.2

Assumption Agreement dated November 25, 2019, between Legacy Education Alliance, Inc. and Broadridge Corporate Issuer Solutions, Inc.

EX-4.2.2 2 f10k2019ex4-3legacyedu.htm ASSUMPTION AGREEMENT DATED NOVEMBER 25, 2019, BETWEEN LEGACY EDUCATION ALLIANCE, INC. AND BROADRIDGE CORPORATE ISSUER SOLUTIONS, INC Exhibit 4.3 ASSUMPTION AGREEMENT THIS ASSUMPTION AGREEMENT (this “Assumption”), dated as of the date indicated on the signature below, between Broadridge Corporate Issuer Solutions, Inc., a Pennsylvania corporation (“Broadridge”)

March 30, 2020 EX-10.20

Employment Agreement, dated March 18, 2020, by and between Legacy Education Alliance, Inc., and Vanessa Guzmán-Clark.

EX-10.20 5 f10k2019ex10-20legacyedu.htm EMPLOYMENT AGREEMENT, DATED MARCH 18, 2020, BY AND BETWEEN LEGACY EDUCATION ALLIANCE, INC, AND VANESSA GUZMAN-CLARK Exhibit 10.20 EXECUTIVE EMPLOYMENT AGREEMENT This EXECUTIVE EMPLOYMENT AGREEMENT (this “Agreement”) is made as of the 18 day of March, 2019 (the “Effective Date”), by and between LEGACY EDUCATION ALLIANCE, INC., a Nevada corporation, with an ad

March 30, 2020 EX-10.18

December 23, 2019 Real Estate Education Training Program Development Agreement by and between Legacy Education Alliance Holdings, Inc., and T&B Seminars, Inc.

EX-10.18 3 f10k2019ex10-18legacyedu.htm AGREEMENT WITH T&B SEMINARS, INC. Exhibit 10.18 Certain identified information has been excluded from this exhibit because it is both (i) not material and (ii) would be competitively harmful if publicly disclosed. REAL ESTATE EDUCATION TRAINING PROGRAM DEVELOPMENT AGREEMENT This Real Estate Education Training Program Development Agreement (this “Agreement”)

March 30, 2020 10-K

LEAI / Legacy Education Alliance, Inc. 10-K - Annual Report - ANNUAL REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 Commission file number: 000-55790 LEGACY EDUCATION ALLIANCE, INC. (Exact Name of Registrant as Specified in its Charter) Nevada 39-2079974 (State or other jurisdiction of incorporation or o

March 30, 2020 EX-10.19

Bankruptcy or Receivership of Legacy UK

Exhibit 10.19 High Court of Justice 007199 Legacy Education Alliance International Ltd In Administration THE JOINT ADMINISTRATORS’ PROPOSAL Nicholas Simmonds and Paul Zalkin Joint Administrators Quantuma LLP 3rd Floor, 37 Frederick Place, Brighton, Sussex, BN1 4EA 01273 322400 Legacy Education Alliance International Ltd (In Administration) The Joint Administrators’ Proposal Contents 1. Executive S

March 30, 2020 EX-21.1

List of Subsidiaries

EX-21.1 6 f10k2019ex21-1legacyedu.htm LIST OF SUBSIDIARIES Exhibit 21.1 List of Subsidiaries Domestic Subsidiaries Jurisdiction of Formation Costa Rica Management, Inc. Florida Legacy Education Alliance Holdings, Inc. Colorado Real Market Masters Education, Inc. Florida Elite Legacy Education, Inc. Florida SCB Building LLC Florida Speaker Services of America Inc. Florida Tigrent Learning Inc. Flor

March 20, 2020 8-K

Financial Statements and Exhibits, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 18, 2020 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Commi

March 20, 2020 EX-10.1

Employment Agreement, dated March 18, 2020, by and between Legacy Education Alliance, Inc., and Vanessa Guzmán-Clark.

Exhibit 10.1 EXECUTIVE EMPLOYMENT AGREEMENT This EXECUTIVE EMPLOYMENT AGREEMENT (this “Agreement”) is made as of the 18th day of March 2020 (the “Effective Date”), by and between LEGACY EDUCATION ALLIANCE, INC., a Nevada corporation, with an address of 1612 E. Cape Coral Parkway, Cape Coral, FL 33904 (the “Company”) and Vanessa Guzmán-Clark (the “Executive”). WHEREAS Executive was first engaged by

February 26, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 20, 2020 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Co

February 14, 2020 SC 13G

LEAI / Legacy Education Alliance, Inc. / Humpage Anthony C. - SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 Legacy Education Alliance, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 52472J108 (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☐ Rule 13d-1(b) ☐ Rule 13d-1(c) ☒ Rule 13d-1(d) * The remainder o

February 14, 2020 EX-99.1

Joint Filing Agreement, dated February 13, 2020, by and among the Reporting Persons.

Exhibit 99.1 JOINT FILING AGREEMENT PURSUANT TO FULE 13d-1(k)(1) The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing statements. The undersigned a

January 30, 2020 SC 13G/A

LEAI / Legacy Education Alliance, Inc. / NAGELBERG DAVID S - SC 13G/A Passive Investment

SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.

January 24, 2020 SC 13G/A

LEAI / Legacy Education Alliance, Inc. / Lazarus Management Co LLC - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Legacy Education Alliance, Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 52472J108 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the

December 30, 2019 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

8-K 1 f8k122319legacyedu.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 23, 2019 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or ot

December 30, 2019 EX-99.1

Legacy Education Alliance Announces Agreement with Tarek El Moussa

Exhibit 99.1 Legacy Education Alliance Announces Agreement with Tarek El Moussa CAPE CORAL, FL, December 30, 2019-(BUSINESS WIRE)-Legacy Education Alliance, Inc. (OTCQB: LEAI) (www.legacyeducationalliance.com), a leading international marketer of practical, high-quality, and value-based educational training on the topics of personal finance, entrepreneurship, real estate, and financial markets inv

December 5, 2019 8-K

Bankruptcy or Receivership

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 28, 2019 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Co

November 21, 2019 8-K

Bankruptcy or Receivership

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 21, 2019 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Co

November 13, 2019 EX-10.1

August 16, 2019, Amendment to September 1, 2013 Rich Dad Operating License Agreement, as amended, by and between the Company and Rich Dad Operating Company, LLC.

Exhibit 10.1 Aug 15 19 05:56p pele kala corp 6029541244 p.2 August 14, 2019 Legacy Education Alliance Holdings, LLC Attn: James E. May, CEO 1612 E. Cape Coral Parkway Cape Coral, Florida 33904 Re: Agreement to Extend Expiration Date Under License Agreement Dear Jim: Further to our meeting in Scottsdale, Arizona last week, this letter constitutes the agreement of Rich Dad Operating Company, LLC and

November 13, 2019 10-Q

LEAI / Legacy Education Alliance, Inc. 10-Q - Quarterly Report - QUARTERLY REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 000-55790 LEGACY EDUCATION ALLIANCE, INC. (Exact Name of Regist

October 3, 2019 8-K

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) October 1, 2019 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Commi

October 3, 2019 EX-99.1

1

EX-99.1 2 f8k100319ex99-1legacyedu.htm PRESS RELEASE OF LEGACY EDUCATION ALLIANCE, INC., DATED OCTOBER 3, 2019. Exhibit 99.1 Legacy Education Alliance Appoints Vanessa Guzmán-Clark as Chief Financial Officer CAPE CORAL, Fla.-(BUSINESS WIRE)- Legacy Education Alliance, Inc. (OTCQB: LEAI) (www.legacyeducationalliance.com), a leading international provider of practical, high-quality, and value-based

September 20, 2019 8-K

Termination of a Material Definitive Agreement

8-K 1 f8k091619legacyeducation.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) September 16, 2019 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974

August 21, 2019 8-K

Entry into a Material Definitive Agreement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) August 16, 2019 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Commi

August 14, 2019 10-Q

LEAI / Legacy Education Alliance, Inc. 10-Q - Quarterly Report - QUARTERLY REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 000-55790 LEGACY EDUCATION ALLIANCE, INC. (Exact Name of Registrant

August 14, 2019 EX-10.1

April 18, 2019, Separation Agreement, between the Company and Anthony C. Humpage.

EX-10.1 2 f10q0619ex10-1legacy.htm APRIL 18, 2019, SEPARATION AGREEMENT, BETWEEN THE COMPANY AND ANTHONY C. HUMPAGE Exhibit 10.1 SEPARATION AGREEMENT This Separation Agreement (“Agreement”) is made and entered into as of this April 17th 2019 by and between Anthony C. Humpage, (“Executive”), and Legacy Education Alliance, Inc. on behalf of itself and its subsidiary and affiliated companies, and the

August 14, 2019 EX-10.2

June 14, 2019, Separation Agreement, between the Company and Christian A.J. Baeza.

Exhibit 10.2 SEPARATION AGREEMENT This Separation Agreement (“Agreement”) is made and entered into by and between Christian Baeza (“Executive”), and Legacy Education Alliance, Inc. on behalf of itself and its subsidiary and affiliated companies, and their respective successors and assigns (collectively “the Company”). Executive and the Company are collectively referred to as the Parties throughout

June 18, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 14, 2019 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Commiss

June 11, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 7, 2019 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Commissi

May 21, 2019 EX-99.1

Legacy Education Alliance Appoints Michael English as Interim Chief Financial Officer

Exhibit 99.1 Legacy Education Alliance Appoints Michael English as Interim Chief Financial Officer CAPE CORAL, Fla.-(BUSINESS WIRE)-Legacy Education Alliance, Inc. (OTCQB: LEAI) (www.legacyeducationalliance.com), a leading international provider of practical, high-quality, and value-based educational training on the topics of personal finance, entrepreneurship, real estate, and financial markets i

May 21, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2019 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Commiss

May 15, 2019 10-Q

LEAI / Legacy Education Alliance, Inc. 10-Q Quarterly Report QUARTERLY REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 000-55790 LEGACY EDUCATION ALLIANCE, INC. (Exact Name of Registrant

April 29, 2019 DEF 14A

LEAI / Legacy Education Alliance, Inc. DEF 14A DEFINITIVE PROXY STATEMENT

DEF 14A 1 def14a0419legacyeducation.htm DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant S Filed by a Party other than the Registrant £ Check the approp

April 22, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 18, 2019 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Commi

April 15, 2019 EX-21.1

List of Subsidiaries

Exhibit 21.1 Exhibit 21.1—List of Subsidiaries Domestic Subsidiaries Jurisdiction of Formation Costa Rica Management, Inc. Florida Legacy Education Alliance Holdings, Inc. Colorado Real Market Masters Education, Inc. Florida Elite Legacy Education, Inc. Florida SCB Building LLC Florida Speaker Services of America Inc. Florida Tigrent Learning Inc. Florida Tigrent Enterprises Inc. Nevada LEA Brands

April 15, 2019 10-K

Form 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 Commission file number: 000-55790 LEGACY EDUCATION ALLIANCE, INC. (Exact Name of Registrant as Specified in its Charter) Nevada 39-2079974 (State or other jurisdiction of incorporation or o

April 1, 2019 NT 10-K

LEAI / Legacy Education Alliance, Inc. NOTIFICATION OF LATE FILING

OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 OMB Number: 3235-0058 Expires: February 28, 2022 Estimated average burden hours per response . . . . . 2.50 FORM 12B-25 SEC FILE NUMBER NOTIFICATION OF LATE FILING CUSIP NUMBER (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ N-CSR For Period Ended: December 31, 2018 ☐ Transi

February 8, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 f8k020419legacyeducation.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2019 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (

January 30, 2019 SC 13G/A

LEAI / Legacy Education Alliance, Inc. / NAGELBERG DAVID S - SC 13G/A Passive Investment

SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No.

January 28, 2019 SC 13G/A

LEAI / Legacy Education Alliance, Inc. / Lazarus Management Co LLC - SCHEDULE 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Legacy Education Alliance, Inc. (Name of Issuer) Common Stock, $0.0001 par value (Title of Class of Securities) 52472J108 (CUSIP Number) December 31, 2018 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the

January 17, 2019 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 17, 2019 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Com

January 17, 2019 EX-99.1

Legacy Education Alliance, Inc. Names James E. May as CEO Anthony Humpage Appointed Chairman Iain Edwards and Martin Foster named Co-Presidents

Exhibit 99.1 Legacy Education Alliance, Inc. Names James E. May as CEO Anthony Humpage Appointed Chairman Iain Edwards and Martin Foster named Co-Presidents CAPE CORAL, Fla., January 17, 2019 (BUSINESS WIRE) - Legacy Education Alliance, Inc. (OTCQB: LEAI) (www.legacyeducationalliance.com), a leading international provider of practical, high-quality, and value-based educational training on the topi

November 21, 2018 10-12G/A

LEAI / Legacy Education Alliance, Inc. AMENDMENT NO. 2 TO FORM 10-12G

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 2 to FORM 10 GENERAL FORM FOR REGISTRATION OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) 39-2079974 (I.R.S. Employer Identification No.) Nevada (State or Other Jurisdiction of Incorpora

November 16, 2018 EX-4.1

Amendment to Rights Agreement dated as of November 12, 2018, between Legacy Education Alliance, Inc. and VStock Transfer, LLC

Exhibit 4.1 AMENDMENT TO RIGHTS AGREEMENT OF LEGACY EDUCATION ALLIANCE, INC. A Nevada Corporation This AMENDMENT TO RIGHTS AGREEMENT is made and entered into as of November 12, 2018 (this “Amendment”), between Legacy Education Alliance, a Nevada corporation (the “Company”), and Vstock Transfer, LLC, a California limited liability company (the “Rights Agent”). The capitalized terms used and not oth

November 16, 2018 8-K

Entry into a Material Definitive Agreement, Material Modification to Rights of Security Holders, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 12, 2018 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Co

November 14, 2018 10-Q

LEAI / Legacy Education Alliance, Inc. QUARTERLY REPORT (Quarterly Report)

10-Q 1 f10q0918legacyeducation.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 000-55790 L

November 14, 2018 EX-4.1

Promissory Note dated September 13, 2018 with an aggregate principal amount of $500,000 issued by the Registrant to USA Regrowth Fund LLC, and Oregon limited liability company.*

Exhibit 4.1 LOAN CLOSING STATEMENT AND DISBURSEMENT SHEET Borrower: ELITE LEGACY EDUCATION, INC., a Florida corporation Mortgagor: JAMES E. MAY, as successor Trustee of the 1612 E. CAPE CORAL PARKWAY LAND TRUST, dated November 7, 2000 Guarantor: LEGACY EDUCATION ALLIANCE HOLDINGS, INC., a Colorado corporation Lender: USA REGROWTH FUND LLC, an Oregon limited liability company Loan Amount: $500,000.

August 31, 2018 EX-10.1

Executive Employment Agreement dated October 2, 2017

EX-10.1 2 f8k082818ex10-1legacyedu.htm EXECUTIVE EMPLOYMENT AGREEMENT DATED OCTOBER 2, 2017 Exhibit 10.1 EXECUTIVE EMPLOYMENT AGREEMENT This EXECUTIVE EMPLOYMENT AGREEMENT (this “Agreement”) is made as of the 2nd day of October, 2017 (the “Effective Date”), by and between LEGACY EDUCATION ALLIANCE, INC., a Nevada corporation, with an address of 1612 E. Cape Coral Parkway, Cape Coral, FL 33904 (the

August 31, 2018 EX-10.2

Confidentiality, Non-Compete and Non-Solicitation Agreement

Exhibit 10.2 CONFIDENTIALITY, NON-COMPETE AND NON-SOLICITATION AGREEMENT (EMPLOYEE) THIS CONFIDENTIALITY, NON-COMPETE AND NON-50LICITATION AGREEMENT and Exhibit A incorporated herein by reference (“Agreement”) is made and entered into as of this day of 2 October, 2017, by and between Elite Legacy Education, Inc., its parent, subsidiaries, affiliates, successors and assigns (hereinafter referred to

August 31, 2018 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 31, 2018 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Comm

August 14, 2018 10-Q

LEAI / Legacy Education Alliance, Inc. QUARTERLY REPORT (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 000-55790 LEGACY EDUCATION ALLIANCE, INC. (Exact Name of Registrant

June 5, 2018 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2018 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Commiss

May 15, 2018 10-Q

LEAI / Legacy Education Alliance, Inc. QUARTERLY REPORT (Quarterly Report)

10-Q 1 f10q0318legacyeducation.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 000-55790 LEGAC

April 26, 2018 DEF 14A

LEAI / Legacy Education Alliance, Inc. DEFINITIVE PROXY STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14A-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of

April 6, 2018 8-K

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 f8k040618legacyeducation.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 6, 2018 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (Sta

April 6, 2018 EX-99.1

C ORPORATE P RESENTATION APRIL 2018 LEAI

Exhibit 99.1 C ORPORATE P RESENTATION APRIL 2018 LEAI 1 This presentation has been prepared by Legacy Education Alliance, Inc . (the ‘Company’) and includes information from sources believed by management to be reliable . No representation or warranty, express or implied, is made as to the accuracy or completeness of any of the information set forth herein . The information contained herein is as

April 2, 2018 10-K

LEAI / Legacy Education Alliance, Inc. ANNUAL REPORT (Annual Report)

10-K 1 f10k2017legacyeducation.htm ANNUAL REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 Commission file number: 000-55790 LEGACY EDUCATION ALLIANCE, INC. (Exact Name of Registrant as Specified in its Charter) Nevada 39-2079974 (

April 2, 2018 EX-21.1

List of Subsidiaries

Exhibit 21.1 Exhibit 21.1—List of Subsidiaries Domestic Subsidiaries Jurisdiction of Formation Costa Rica Management, Inc. Florida Legacy Education Alliance Holdings, Inc. Colorado Real Market Masters Education, Inc. Florida Elite Legacy Education, Inc. Florida SCB Building LLC Florida Speaker Services of America Inc. Florida Tigrent Learning Inc. Florida Tigrent Enterprises Inc. Nevada LEA Brands

March 5, 2018 SC 13G

LEAI / Legacy Education Alliance, Inc. / NAGELBERG DAVID S - SC 13G Passive Investment

SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) Under the Securities Exchange Act of 1934 (Amendment No.

February 14, 2018 SC 13G

LEAI / Legacy Education Alliance, Inc. / KINGSTOWN CAPITAL MANAGEMENT L.P. - THE SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. )1 Legacy Education Alliance, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 52472J108 (CUSIP

February 14, 2018 EX-99.1

JOINT FILING AGREEMENT

Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13G dated February 14, 2018 (including amendments thereto) with respect to the Common Stock of Legacy Education Alliance, Inc. This Joint Filing Agreement shall be f

February 14, 2018 SC 13G/A

LEAI / Legacy Education Alliance, Inc. / KINGSTOWN CAPITAL MANAGEMENT L.P. - AMENDMENT NO. 1 TO THE SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 1)1 Legacy Education Alliance, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 52472J108 (CUSIP

February 13, 2018 SC 13G

LEAI / Legacy Education Alliance, Inc. / Humpage Anthony C. - SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 Legacy Education Alliance, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 52472J108 (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☐ Rule 13d-1(b) ☐ Rule 13d-1(c) ☒ Rule 13d-1(d) * The remainder o

February 13, 2018 EX-99.1

Joint Filing Agreement, dated February 12, 2018, by and among the Reporting Persons.

EX-99.1 2 sc13g0218humpageex99-1lega.htm JOINT FILING AGREEMENT, DATED FEBRUARY 12, 2018, BY AND AMONG THE REPORTING PERSONS Exhibit 99.1 JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)(1) The undersigned acknowledge and agree that the foregoing statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to this statement on Schedule 13G shall be fil

February 2, 2018 SC 13G/A

LEAI / Legacy Education Alliance, Inc. / Lazarus Management Co LLC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 legacyscd13ga.htm SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (AMENDMENT NO. 1) Under the Securities Exchange Act of 1934 Legacy Education Alliance, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 52472J108 (CUSIP Number) December 31, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropria

January 29, 2018 EX-10.2

Mutual Waiver and Release of Claims, dated January 25, 2018.

Exhibit 10.2 EXHIBIT B MUTUAL RELEASE 1 MUTUAL WAIVER AND RELEASE OF CLAIMS This Mutual Waiver and Release of Claims (this ?Release?) is made as of this day of January, 2018 (the ?Effective Date?) by Legacy Education Alliance Holdings, Inc. (as successor in interest to Tigrent, Inc.) (?Licensee?), Anthony Humpage and James May (Licensee, Anthony Humpage and James May are collectively referred to a

January 29, 2018 EX-10.1

Second Amendment to Rich Dad Operating Company, LLC License Agreement, dated January 25, 2018. (1)

Exhibit 10.1 CONFIDENTIAL TREATMENT REQUESTED BY LEGACY EDUCATION ALLIANCE, INC. Portions herein identified by [*****] have been omitted and filed separately with the Securities and Exchange Commission. Confidential treatment has been requested with respect to this omitted information. SECOND AMENDMENT TO RICH DAD OPERATING COMPANY, LLC LICENSE AGREEMENT THIS SECOND AMENDMENT TO RICH DAD OPERATING

January 29, 2018 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 25, 2018 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Com

January 12, 2018 EX-99.1

Legacy Education Alliance, Inc. in Negotiations to Renew Rich Dad License as it Continues to Focus on Brand Diversification

EX-99.1 2 f8k011218bex99-1legacyedu.htm PRESS RELEASE DATED JANUARY 12, 2018 Exhibit 99.1 Legacy Education Alliance, Inc. in Negotiations to Renew Rich Dad License as it Continues to Focus on Brand Diversification CAPE CORAL, Fla., January 11, 2018 (BUSINESS WIRE) - Legacy Education Alliance, Inc. (OTCQB: LEAI) (www.legacyeducationalliance.com), a leading international provider of practical, high-

January 12, 2018 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 12, 2018 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Com

January 12, 2018 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 10, 2018 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Com

January 12, 2018 EX-3.1

Amendment to Bylaws of the Registrant

EX-3.1 2 f8k011018aex3-1legacyedu.htm AMENDMENT TO BYLAWS Exhibit 3.1 AMENDMENT TO BYLAWS OF LEGACY EDUCATION ALLIANCE, INC. A Nevada Corporation Section 5 of Article I of the Company’s Bylaws shall be and is hereby amended in its entirety to read as follows: ARTICLE I Section 5 Voting. Each Stockholder of record holding stock which is entitled to vote at a meeting shall be entitled at each meetin

December 20, 2017 CORRESP

LEAI / Legacy Education Alliance, Inc. CORRESP

1612 E. Cape Coral Parkway Cape Coral, FL 33904 T: 239.542.0643 F: 239.540.6501 December 20, 2017 VIA EDGAR CORRESPONDENCE Mr. Larry Spirgel Assistant Director Mail Stop 3720 Division of Corporation Finance Securities and Exchange Commission Washington, D.C. 20549 Re: Legacy Education Alliance, Inc. Form 10-K for Fiscal Year Ended December 31, 2016 Filed March 31, 2017 File No. 000-55790 Dear Mr.

November 14, 2017 8-K

Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review

8-K 1 f8k111417legacyeducation.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 November 14, 2017 Date of Report LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of inc

November 14, 2017 10-Q

LEAI / Legacy Education Alliance, Inc. QUARTERLY REPORT (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 000-55790 LEGACY EDUCATION ALLIANCE, INC. (Exact Name of Regist

November 14, 2017 10-Q/A

LEAI / Legacy Education Alliance, Inc. AMENDMENT NO.1 TO FORM 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A Amendment No. 1 ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number: 333-184897 LEGACY EDUCATION ALLIANCE, INC. (Exact

November 14, 2017 10-Q/A

LEAI / Legacy Education Alliance, Inc. AMENDMENT NO. 1 TO FORM 10-Q (Quarterly Report)

10-Q/A 1 f10q0617a1legacyeducation.htm AMENDMENT NO. 1 TO FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number

November 1, 2017 EX-10.1

Settlement Agreement and Release dated October 31, 2017 among Elite Legacy Education, Inc.; Rich Dad Education, LLC; and Tigrent Enterprises, Inc. and the other parties thereto.

Exhibit 10.1 SETTLEMENT AGREEMENT AND RELEASE This Settlement Agreement and Release (?Agreement?), is made this 31, day of October, 2017, and is entered into by, between and among Elite Legacy Education, Inc. (f/k/a Tigrent Group Inc.), Rich Dad Education, LLC, and Tigrent Enterprises, Inc. (collectively ?Plaintiffs?) and Cynergy Holdings, LLC, Bank of America, N.A., BA Merchant Services, LLC, BMO

November 1, 2017 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2017 LEGACY EDUCATION ALLIANCE, INC. (Exact name of registrant as specified in its charter) Nevada 000-55790 39-2079974 (State or other jurisdiction of incorporation) (Com

October 20, 2017 EX-10.1

Employment Agreement, dated October 18, 2017, by and between Legacy Education Alliance, Inc., and Iain Edwards.

Exhibit 10.1 EXECUTIVE EMPLOYMENT AGREEMENT THIS EXECUTIVE EMPLOYMENT AGREEMENT (this ?Agreement?), dated as of , 2017, (the ?Effective Date?) is made and entered by and between Legacy Education Alliance, Inc., a Nevada corporation (the ?Company?), and Iain Edwards (the ?Executive?). WITNESSETH: WHEREAS Executive was first engaged by the Company commencing October 1, 2002 (the ?Start Date?); and W

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