Grundläggande statistik
| LEI | 529900NQ0P3K2ER1NE12 |
| CIK | 1297830 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to China Finance Online Co. Ltd. - ADR
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| February 11, 2022 |
RW 1 jrjc-rw.htm WITHDRAWAL REQUEST China Finance Online Co. Limited 17th Floor of Fuzhuo Plaza A, No. 28 Xuanwai Street, Xicheng District, Beijing, China 100052 February 10, 2022 Via EDGAR U.S. Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: David Gessert Re:China Finance Online Co. Limited Registration Statement on Form F-3 |
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| February 10, 2022 |
OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 00050975 China Finance Online Co. Limited (Exact name of regist |
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| February 7, 2022 |
JRJC / China Finance Online Co. (ADR) / He Zixuan - SCHEDULE 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No )* CHINA FINANCE ONLINE CO. LIMITED (Name of Issuer) American Depositary Shares, each representing 50 ordinary shares, no par value (Title of Class of Securities) 169379203** (CUSIP Number) December 12, 2021 (Date of Event Which Requires Filing of this Statement) Check the |
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| February 7, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 Month of February, 2022 Commission File Number: 000-50975 China Finance Online Co. Limited ??????????????????????????????????? (Translation of registrant?s name into English) HONG KONG ????????????????????????? |
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| January 31, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 000-50975 China Finance Online Co. Limited Nasdaq Capital Market (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed and/or registered) |
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| January 25, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 January 25, 2022 Commission File Number: 000-50975 China Finance Online Co. Limited (Translation of registrant?s name into English) HONG KONG (Jurisdiction of incorporation or organization) 17th floor of Fuzhuo |
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| January 25, 2022 |
EXHIBIT 99.1 CHINA FINANCE ONLINE CO. LIMITED NOTICE OF CANCELLATION OF EXTRAORDINARY GENERAL MEETING OF SHAREHOLDERS Notice is hereby given that an Extraordinary General Meeting of Shareholders (the ?Meeting?), of China Finance Online Co. Limited, or the Company, scheduled to be held on January 28, 2022 at 10:00 a.m., Beijing time, at the offices of the Company, 17th floor of Fuzhuo Plaza A, No.2 |
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| January 20, 2022 |
China Finance Online Co. Ltd. Receives Notice of Delisting from Nasdaq Exhibit 99.1 China Finance Online Co. Ltd. Receives Notice of Delisting from Nasdaq BEIJING, January 20, 2022 /PRNewswire/ - China Finance Online Co. Limited (?China Finance Online?, or the ?Company?, ?we?, ?us? or ?our?) (NASDAQ: JRJC), a leading web-based financial services company that provides Chinese individual investors with fintech-powered online access to securities trading services, wealt |
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| January 20, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 January 20, 2022 Commission File Number: 000-50975 China Finance Online Co. Limited ??????????????????????????????????? (Translation of registrant?s name into English) HONG KONG ???????????????????????????????? |
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| January 5, 2022 |
EXHIBIT 99.1 CHINA FINANCE ONLINE CO. LIMITED NOTICE OF EXTRAORDINARY GENERAL MEETING OF SHAREHOLDERS AND PROXY STATEMENT Notice is hereby given that an Extraordinary General Meeting of Shareholders (the ?Meeting?), of China Finance Online Co. Limited, or the Company, will be held on January 28, 2022 at 10:00 a.m., Beijing time, at the offices of the Company, 17th floor of Fuzhuo Plaza A, No.28 Xu |
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| January 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 January 5, 2022 Commission File Number: 000-50975 China Finance Online Co. Limited (Translation of registrant?s name into English) HONG KONG (Jurisdiction of incorporation or organization) 17th floor of Fuzhuo |
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| January 5, 2022 |
FORM OF PROXY FOR HOLDERS OF ORDINARY SHARES EXHIBIT 99.2 FORM OF PROXY FOR HOLDERS OF ORDINARY SHARES I/We of being the registered holder(s) of ordinary shares in the capital of CHINA FINANCE ONLINE CO. LIMITED (the ?Company?) hereby appoint Mr. Z. James Chen, our Chairman of the Board and Executive Director, or failing him, of as my/our proxy to attend and vote for me/us and on my/our behalf at the Extraordinary General Meeting of the Comp |
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| January 5, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K/A (Amendment No.1) REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 January 5, 2022 Commission File Number: 000-50975 China Finance Online Co. Limited (Translation of registrant?s name into English) HONG KONG (Jurisdiction of incorporation or organization) 17 |
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| January 5, 2022 |
Exhibit 99.3 JPMorgan Chase Bank, N.A., Depositary PO Box 64873 Saint Paul MN 55164-0873 China Finance Online Co. Limited TO THE REGISTERED HOLDERS OF AMERICAN DEPOSITARY SHARES (?ADSs?) REPRESENTING ORDINARY SHARES OF China Finance Online Co. Limited Please refer to the reverse side of this card for the Resolution to be voted at the Meeting FOLD AND DETACH HERE Ordinary Resolution FOR AGAINST ABS |
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| January 5, 2022 |
EXHIBIT 99.1 CHINA FINANCE ONLINE CO. LIMITED NOTICE OF EXTRAORDINARY GENERAL MEETING OF SHAREHOLDERS AND PROXY STATEMENT Notice is hereby given that an Extraordinary General Meeting of Shareholders (the ?Meeting?), of China Finance Online Co. Limited, or the Company, will be held on January 28, 2022 at 10:00 a.m., Beijing time, at the offices of the Company, 17th floor of Fuzhuo Plaza A, No.28 Xu |
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| January 3, 2022 |
China Finance Online Announces $13.2 Million Private Placement of Ordinary Shares and Warrants Exhibit 99.1 China Finance Online Announces $13.2 Million Private Placement of Ordinary Shares and Warrants BEIJING, December 27, 2021 /PRNewswire/ - China Finance Online Co. Limited (?China Finance Online?, or the ?Company?, ?we?, ?us? or ?our?) (NASDAQ: JRJC), a leading web-based financial services company that provides Chinese individual investors with fintech-powered online access to securitie |
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| January 3, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 January 3, 2022 Commission File Number: 000-50975 China Finance Online Co. Limited ??????????????????????????????????? (Translation of registrant?s name into English) HONG KONG ????????????????????????????????? |
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| January 3, 2022 |
EXHIBIT 4.1 CLIFFORD CHANCE ? ? ? ? ? ? EXECUTION VERSION China Finance Online Co. Limited and [ Buyer] SECURITIES PURCHASE AGREEMENT 30064134818-v5 10-41028637 Contents Clause Page 1. Sale and Purchase.1 2. Representations and Warranties of Buyer3 3. Representations and Warranties of the Company5 4. Buyer's Conditions Precedent15 5. Company's Conditions Precedent16 6. Fulfillment of Conditions Pr |
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| December 1, 2021 |
China Finance Online Appoints Wumei CEO as Independent Director Exhibit 99.1 China Finance Online Appoints Wumei CEO as Independent Director BEIJING, December 1, 2021 /PRNewswire/ - China Finance Online Co. Limited (?China Finance Online?, or the ?Company?, ?we?, ?us? or ?our?) (Nasdaq: JRJC), a leading web-based financial services company that provides Chinese individual investors with fintech-powered online access to securities trading services, wealth manag |
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| December 1, 2021 |
6-K 1 jrjc-6k20211201.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 December 1, 2021 Commission File Number: 000-50975 China Finance Online Co. Limited ——————————————————————————————————— (Translation of registrant’s name into English) HONG KONG —— |
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| November 29, 2021 |
Exhibit 99.1 China Finance Online Reports First Half of 2021 Unaudited Financial Results BEIJING, Nov 29, 2021 /PRNewswire/ - China Finance Online Co. Limited ("China Finance Online", or the "Company", "we", "us" or "our") (NASDAQ GS: JRJC), a leading web-based financial services company that provides Chinese retail investors with fintech-powered online access to securities trading services, wealt |
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| November 29, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 November 29, 2021 Commission File Number: 000-50975 China Finance Online Co. Limited (Translation of registrant?s name into English) HONG KONG (Jurisdiction of incorporation or organization) 17th floor of Fuzhu |
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| November 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 November 1, 2021 Commission File Number: 000-50975 China Finance Online Co. Limited ??????????????????????????????????? (Translation of registrant?s name into English) HONG KONG ???????????????????????????????? |
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| October 7, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 October 7, 2021 Commission File Number: 000-50975 China Finance Online Co. Limited ??????????????????????????????????? (Translation of registrant?s name into English) HONG KONG ????????????????????????????????? |
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| October 7, 2021 |
Exhibit 99.1 China Finance Online Receives Extension for Regaining Compliance with Nasdaq Minimum Stockholders? Equity Requirement BEIJING, October 7, 2021 /PRNewswire/ - China Finance Online Co. Limited ("China Finance Online", or the "Company", "we", "us" or "our") (Nasdaq CM: JRJC), a leading web-based financial services company that provides Chinese individual investors with fintech-powered on |
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| September 30, 2021 |
Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-3 REGISTRATION STATEMENT UNDER SECURITIES ACT OF 1933 CHINA FINANCE ONLINE CO. LIMITED (Exact name of registrant as specified in its charter) Hong Kong Special Administrative Region, The People?s Republic of China Not Applicable (State or other jurisdiction of (I.R.S. Employer incorporation or orga |
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| September 14, 2021 |
China Finance Online Announces Private Placement of Ordinary Shares and Warrants Exhibit 99.1 China Finance Online Announces Private Placement of Ordinary Shares and Warrants BEIJING, September 14, 2021 /PRNewswire/ - China Finance Online Co. Limited (?China Finance Online?, or the ?Company?, ?we?, ?us? or ?our?) (NASDAQ GS: JRJC), a leading web-based financial services company that provides Chinese individual investors with fintech-powered online access to securities trading |
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| September 14, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 September 14, 2021 Commission File Number: 000-50975 China Finance Online Co. Limited ??????????????????????????????????? (Translation of registrant?s name into English) HONG KONG ?????????????????????????????? |
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| August 27, 2021 |
China Finance Online Announces Changes to the Board of Directors Exhibit 99.1 China Finance Online Announces Changes to the Board of Directors BEIJING, August 27, 2021 /PRNewswire/ - China Finance Online Co. Limited (?China Finance Online,? or the ?Company,? ?we,? ?us? or ?our?) (Nasdaq GS: JRJC), a leading web-based financial services company that provides Chinese individual investors with fintech-powered online access to securities trading services, wealth ma |
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| August 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 August 27, 2021 Commission File Number: 000-50975 China Finance Online Co. Limited ??????????????????????????????????? (Translation of registrant?s name into English) HONG KONG ????????????????????????????????? |
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| August 16, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 August 16, 2021 Commission File Number: 000-50975 China Finance Online Co. Limited ??????????????????????????????????? (Translation of registrant?s name into English) HONG KONG ????????????????????????????????? |
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| August 16, 2021 |
China Finance Online Announces Private Placement of Ordinary Shares and Warrants Exhibit 99.1 China Finance Online Announces Private Placement of Ordinary Shares and Warrants BEIJING, August 16, 2021 /PRNewswire/ - China Finance Online Co. Limited (?China Finance Online?, or the ?Company?, ?we?, ?us? or ?our?) (NASDAQ GS: JRJC), a leading web-based financial services company that provides Chinese individual investors with fintech-powered online access to securities trading ser |
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| August 13, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 August 13, 2021 Commission File Number: 000-50975 China Finance Online Co. Limited ??????????????????????????????????? (Translation of registrant?s name into English) HONG KONG ????????????????????????????????? |
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| August 13, 2021 |
China Finance Online Announces Receipt of Nasdaq Delisting Notice Exhibit 99.1 China Finance Online Announces Receipt of Nasdaq Delisting Notice BEIJING, August 13, 2021 /PRNewswire/ - China Finance Online Co. Limited (?China Finance Online?, or the ?Company?, ?we?, ?us? or ?our?) (NASDAQ GS: JRJC), a leading web-based financial services company that provides Chinese individual investors with fintech-powered online access to securities trading services, wealth m |
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| July 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 July 9, 2021 Commission File Number: 000-50975 China Finance Online Co. Limited ??????????????????????????????????? (Translation of registrant?s name into English) HONG KONG ??????????????????????????????????? |
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| July 9, 2021 |
China Finance Online Announcement Exhibit 99.1 China Finance Online Announcement BEIJING, July 9, 2021 /PRNewswire/ - China Finance Online Co. Limited (?China Finance Online?, or the ?Company?, ?we?, ?us? or ?our?) (NASDAQ GS: JRJC), a leading web-based financial services company that provides Chinese individual investors with fintech-powered online access to securities trading services, wealth management products, securities inve |
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| July 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 July 1, 2021 Commission File Number: 000-50975 China Finance Online Co. Limited (Translation of registrant?s name into English) HONG KONG (Jurisdiction of incorporation or organization) 17th floor of Fuzhuo Pla |
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| July 1, 2021 |
Exhibit 99.1 China Finance Online Co. Limited?s 2021 Annual General Meeting as a publicly traded company was held in Beijing at 10:00 am (Beijing time) on June 30, 2021 Meeting address: 17th floor of Fuzhuo Plaza A, No.28 Xuanwai Street, Xicheng District, Beijing, 100052, China At this annual general meeting of shareholders (the ?Meeting?) of China Finance Online Co. Limited (the ?Company?), seven |
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| June 1, 2021 |
FORM OF PROXY FOR HOLDERS OF ORDINARY SHARES EXHIBIT 99.2 FORM OF PROXY FOR HOLDERS OF ORDINARY SHARES I/We of being the registered holder(s) of ordinary shares in the capital of CHINA FINANCE ONLINE CO. LIMITED (the ?Company?) hereby appoint the Mr. Zhiwei Zhao, our Chairman of the Board or Mr. Z. James Chen, our Executive Director, or failing him, of as my/our proxy to attend and vote for me/us and on my/our behalf at the Annual General Me |
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| June 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 June 1, 2021 Commission File Number: 000-50975 China Finance Online Co. Limited ??????????????????????????????????? (Translation of registrant?s name into English) HONG KONG ??????????????????????????????????? |
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| June 1, 2021 |
EXHIBIT 99.3 CHINA FINANCE ONLINE CO. LIMITED TO THE REGISTERED HOLDERS OF AMERICAN DEPOSITARY SHARES (?ADSs?) REPRESENTING ORDINARY SHARES OF CHINA FINANCE ONLINE CO. LIMITED Please refer to the reverse side of this card for the Resolutions to be voted at the Meeting. FOLD AND DETACH HERE Ordinary Resolutions FOR AGAINST ABSTAIN FOR AGAINST ABSTAIN Resolution 1 ? ? ? Resolution 5 ? ? ? Resolution |
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| June 1, 2021 |
CHINA FINANCE ONLINE CO. LIMITED REPORT OF THE DIRECTORS EXHIBIT 99.1 CHINA FINANCE ONLINE CO. LIMITED REPORT OF THE DIRECTORS The directors of China Finance Online Co. Limited, or the Company, present their report and the audited financial statements for the year ended December 31, 2020, or the Financial Statements, which can be accessed through the SEC website at http:///www.sec.gov or through the Company?s website at http://ir.chinafinanceonline.com/ |
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| June 1, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 June 1, 2021 Commission File Number: 000-50975 China Finance Online Co. Limited ??????????????????????????????????? (Translation of registrant?s name into English) HONG KONG ?????????????????????????????????? ( |
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| June 1, 2021 |
EXHIBIT 99.1 CHINA FINANCE ONLINE CO. LIMITED NOTICE OF ANNUAL GENERAL MEETING OF SHAREHOLDERS AND PROXY STATEMENT Notice is hereby given that an Annual General Meeting of Shareholders, or the Meeting, of China Finance Online Co. Limited, or the Company, will be held on June 30, 2021 at 10:00 a.m., Beijing time, at the offices of the Company, 17th floor of Fuzhuo Plaza A, No.28 Xuanwai Street, Xic |
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| May 28, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 May 28, 2021 Commission File Number: 000-50975 China Finance Online Co. Limited ??????????????????????????????????? (Translation of registrant?s name into English) HONG KONG ??????????????????????????????????? |
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| May 25, 2021 |
China Finance Online Announces Management Changes Exhibit 99.1 China Finance Online Announces Management Changes BEIJING, May 25, 2021 /PRNewswire/ - China Finance Online Co. Limited (?China Finance Online?, or the ?Company?, ?we?, ?us? or ?our?) (NASDAQ GS: JRJC), a leading web-based financial services company that provides Chinese individual investors with fintech-powered online access to securities trading services, wealth management products, |
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| May 25, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 May 25, 2021 Commission File Number: 000-50975 China Finance Online Co. Limited ??????????????????????????????????? (Translation of registrant?s name into English) HONG KONG ??????????????????????????????????? |
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| May 17, 2021 |
CEO Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 12.1 Certification by the Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Zhiwei Zhao, certify that: 1. I have reviewed this Annual Report on Form 20-F of China Finance Online Co. Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements m |
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| May 17, 2021 |
CEO Certification Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Exhibit 13.1 CERTIFICATION OF PERIODIC FINANCIAL REPORT PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of China Finance Online Co. Limited (the ?Company?) on Form 20-F for the fiscal year ended December 31, 2020 filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, Zhiwe |
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| May 17, 2021 |
Exhibit 99.1 China Finance Online Reports Fourth Quarter and Full Year 2020 Unaudited Financial Results BEIJING, May 17, 2021 /PRNewswire/ - China Finance Online Co. Limited ("China Finance Online", or the "Company", "we", "us" or "our") (NASDAQ GS: JRJC), a leading web-based financial services company that provides Chinese retail investors with fintech-powered online access to securities trading |
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| May 17, 2021 |
Consent of Jincheng Tongda & Neal Law Firm Exhibit 15.2 Consent of Jincheng Tongda & Neal Law Firm May 17, 2021 China Finance Online Co. Limited 17th Floor of Fuzhuo Plaza A No. 28 Xuanwai Street, Xicheng District Beijing 100052, China We hereby consent to the reference to our firm and the summary of our opinion under the ?Item 4. Information on the Company - B. Business overview - Regulation? and ?Item 4. Information on the Company - C. O |
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| May 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) ? REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES E |
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| May 17, 2021 |
CFO Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 12.2 Certification by the Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Ying Zhu, certify that: 1. I have reviewed this Annual Report on Form 20-F of China Finance Online Co. Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made |
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| May 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 May 17, 2021 Commission File Number: 000-50975 China Finance Online Co. Limited (Translation of registrant?s name into English) HONG KONG (Jurisdiction of incorporation or organization) 17th floor of Fuzhuo Pla |
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| May 17, 2021 |
CFO Certification Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Exhibit 13.2 CERTIFICATION OF PERIODIC FINANCIAL REPORT PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of China Finance Online Co. Limited (the ?Company?) on Form 20-F for the fiscal year ended December 31, 2020 filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, Ying |
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| May 17, 2021 |
Consent of BDO China Shu Lun Pan Certified Public Accountants LLP. Exhibit 15.1 Consent of Independent Registered Public Accounting Firm We hereby consent to the incorporation by reference in the Registration Statements on Forms S-8 (No. 333-197945, No.333-157670, and No.333-139192, and No.333-123802) and Form S-8/A (No. 333-139192) of China Finance Online Co. Limited, its subsidiaries, its variable interest entities (?VIEs?) and its VIE?s subsidiaries of our rep |
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| May 17, 2021 |
Form of China Finance Online Co. Limited Indemnification Agreement for Directors and Officers Exhibit 4.138 FORM OF CHINA FINANCE ONLINE CO. LIMITED INDEMNIFICATION AGREEMENT FOR DIRECTORS AND OFFICERS This Indemnification Agreement (this "AGREEMENT") is entered into as of the day of , 2004 by and between China Finance Online Co. Limited (the "COMPANY") and the director/officer of the Company identified on the signature page hereto (the "INDEMNITEE"). R E C I T A L S A. The Company recogni |
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| May 17, 2021 |
Exhibit 2.6 Description of Rights of Each Class of Securities Registered under Section 12 of the Securities Exchange Act of 1934 (the ?Exchange Act?) American Depositary Shares (?ADSs?), each representing 50 ordinary shares of China Finance Online Co. Limited (?China Finance Online? or the ?Company?) are listed on the NASDAQ Global Select Market and the shares are registered under Section 12(g) of |
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| April 27, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER 000-50975 CUSIP NUMBER 169379203 (Check One): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form N-SAR ? Form N-CSR For Period Ended: December 31, 2020 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Repo |
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| December 29, 2020 |
Exhibit 99.1 China Finance Online Reports Third Quarter and First Nine Months of 2020 Unaudited Financial Results BEIJING, December 29, 2020 /PRNewswire/ - China Finance Online Co. Limited ("China Finance Online", or the "Company", "we", "us" or "our") (NASDAQ GS: JRJC), a leading web-based financial services company that provides Chinese individual investors with fintech-powered online access to |
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| December 29, 2020 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 December 29, 2020 Commission File Number: 000-50975 China Finance Online Co. Limited (Translation of registrant’s name into English) HONG KONG (Jurisdiction of incorporation or organization) 17th floor of Fuzhu |
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| September 24, 2020 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 September 24, 2020 Commission File Number: 000-50975 China Finance Online Co. Limited (Translation of registrant’s name into English) HONG KONG (Jurisdiction of incorporation or organization) 17th floor of Fuzh |
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| September 24, 2020 |
EX-99.1 2 jrjc-ex9916.htm EX-99.1 Exhibit 99.1 China Finance Online Reports 2020 Second Quarter and First Six Months Unaudited Financial Results BEIJING, September 24, 2020 /PRNewswire/ - China Finance Online Co. Limited ("China Finance Online", or the "Company", "we", "us" or "our") (NASDAQ GS: JRJC), a leading web-based financial services company that provides Chinese retail investors with finte |
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| July 24, 2020 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 July 24, 2020 Commission File Number: 000-50975 China Finance Online Co. Limited (Translation of registrant’s name into English) HONG KONG (Jurisdiction of incorporation or organization) 17th floor of Fuzhuo Pl |
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| July 24, 2020 |
Exhibit 99.1 China Finance Online Reports 2020 First Quarter Unaudited Financial Results BEIJING, July 24, 2020 /PRNewswire/ - China Finance Online Co. Limited ("China Finance Online", or the "Company", "we", "us" or "our") (NASDAQ GS: JRJC), a leading web-based financial services company that provides Chinese retail investors with fintech-powered online access to securities trading services, weal |
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| July 15, 2020 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 July 15, 2020 Commission File Number: 000-50975 China Finance Online Co. Limited ——————————————————————————————————— (Translation of registrant’s name into English) HONG KONG ——————————————————————————————————— |
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| July 15, 2020 |
China Finance Online Signs Partnership Agreement with Dow Jones Exhibit 99.1 China Finance Online Signs Partnership Agreement with Dow Jones BEIJING, July 15, 2020 /PRNewswire/ - China Finance Online Co. Limited ("China Finance Online", or the "Company", "we", "us" or "our") (NASDAQ GS: JRJC), a leading web-based financial services company that provides Chinese retail investors with fintech-powered online access to securities trading services, wealth managemen |
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| July 1, 2020 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 July 1, 2020 Commission File Number: 000-50975 China Finance Online Co. Limited (Translation of registrant’s name into English) HONG KONG (Jurisdiction of incorporation or organization) 17th floor of Fuzhuo Pla |
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| July 1, 2020 |
EX-99.1 2 jrjc-ex9916.htm EX-99.1 Exhibit 99.1 China Finance Online Co. Limited’s 2020 Annual General Meeting as a publicly traded company was held in Beijing at 10:00 am (Beijing time) on June 30, 2020 Meeting address: 17th floor of Fuzhuo Plaza A, No.28 Xuanwai Street, Xicheng District, Beijing, 100052, China At this annual general meeting of shareholders (the “Meeting”) of China Finance Online |
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| June 2, 2020 |
EX-99.1 2 jrjc-ex9916.htm EX-99.1 EXHIBIT 99.1 CHINA FINANCE ONLINE CO. LIMITED NOTICE OF ANNUAL GENERAL MEETING OF SHAREHOLDERS AND PROXY STATEMENT Notice is hereby given that an Annual General Meeting of Shareholders, or the Meeting, of China Finance Online Co. Limited, or the Company, will be held on June 30, 2020 at 10:00 a.m., Beijing time, at the offices of the Company, 17th floor of Fuzhuo |
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| June 2, 2020 |
FORM OF PROXY FOR HOLDERS OF ORDINARY SHARES EXHIBIT 99.2 FORM OF PROXY FOR HOLDERS OF ORDINARY SHARES I/We of being the registered holder(s) of ordinary shares in the capital of CHINA FINANCE ONLINE CO. LIMITED (the “Company”) hereby appoint the Chairman of the meeting or failing him, of as my/our proxy to attend and vote for me/us and on my/our behalf at the Annual General Meeting of the Company (the “Meeting”) to be held at 17th floor of |
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| June 2, 2020 |
CHINA FINANCE ONLINE CO. LIMITED REPORT OF THE DIRECTORS EXHIBIT 99.1 CHINA FINANCE ONLINE CO. LIMITED REPORT OF THE DIRECTORS The directors of China Finance Online Co. Limited, or the Company, present their report and the audited financial statements for the year ended December 31, 2019, or the Financial Statements, which can be accessed through the SEC website at http:///www.sec.gov or through the Company’s website at http://ir.chinafinanceonline.com/ |
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| June 2, 2020 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 June 2, 2020 Commission File Number: 000-50975 China Finance Online Co. Limited ——————————————————————————————————— (Translation of registrant’s name into English) HONG KONG —————————————————————————————————— ( |
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| June 2, 2020 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 June 2, 2020 Commission File Number: 000-50975 China Finance Online Co. Limited ——————————————————————————————————— (Translation of registrant’s name into English) HONG KONG ——————————————————————————————————— |
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| June 2, 2020 |
EX-99.3 4 jrjc-ex9938.htm EX-99.3 EXHIBIT 99.3 CHINA FINANCE ONLINE CO. LIMITED TO THE REGISTERED HOLDERS OF AMERICAN DEPOSITARY SHARES (“ADSs”) REPRESENTING ORDINARY SHARES OF CHINA FINANCE ONLINE CO. LIMITED Please refer to the reverse side of this card for the Resolutions to be voted at the Meeting. FOLD AND DETACH HERE Ordinary Resolutions FOR AGAINST ABSTAIN FOR AGAINST ABSTAIN Resolution 1 ☐ |
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| May 29, 2020 |
CFO Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 12.2 Certification by the Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Ying Zhu, certify that: 1. I have reviewed this Annual Report on Form 20-F of China Finance Online Co. Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made |
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| May 29, 2020 |
CEO Certification Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Exhibit 13.1 CERTIFICATION OF PERIODIC FINANCIAL REPORT PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of China Finance Online Co. Limited (the “Company”) on Form 20-F for the fiscal year ended December 31, 2019 filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Zhiwe |
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| May 29, 2020 |
Exhibit 4.134 Right of First Refusal & Cooperation Agreement By and among Fortune Software (Beijing) Co., Ltd. Lin Yang Ying Zhu And Shenzhen Newrand Securities Advisory and Investment Co., Ltd. July 11, 2018 China•Beijing Right of First Refusal & Cooperation Agreement This Right of First Refusal & Cooperation Agreement is entered into on July 11, 2018 in Beijing, China by and among: Party A: Fort |
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| May 29, 2020 |
Exhibit 4.137 Loan Agreement This Agreement is concluded and signed on July 11, 2018 in Beijing, China by and among: Lender: Fortune Software (Beijing) Co., Ltd. Registered address: Suite 07, 7/F, Building 2, 26, 28 and 30 Xuanwumenwai Street, Xicheng District, Beijing Borrower A: Lin Yang Address: 9/F, Tower C, International Enterprise Building, 35 Finance Street, Xicheng District, Beijing ID No. |
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| May 29, 2020 |
Exhibit 4.135 Technical Support Agreement by and between Fortune Software (Beijing) Co., Ltd. and Shenzhen Newrand Securities Advisory and Investment Co., Ltd. July 2018 Beijing China Contents 1 Definitions3 2 Technical Support Service4 3 Technical Support Service Fee4 4 Representations and Warranties4 5 Confidentiality4 6 Governing Law and Liabilities for Breach of Contract4 7 Dispute Resolution5 |
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| May 29, 2020 |
Exhibit 4.133 Operation Agreement by and between Fortune Software (Beijing) Co., Ltd. and Shenzhen Newrand Securities Advisory and Investment Co., Ltd. July 2018 Beijing China Contents 1 Definitions3 2 Operation Support3 3 Obligations of Party B4 4 Consideration for Operation Support4 5 Representations and Warranties4 6 Confidentiality4 7 Governing Law and Liabilities for Breach of Contract5 8 Dis |
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| May 29, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES E |
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| May 29, 2020 |
Exhibit 4.132 Strategic Consulting Service Agreement by and between Fortune Software (Beijing) Co., Ltd. and Shenzhen Newrand Securities Advisory and Investment Co., Ltd. July 2018 Beijing China Contents 1. Definitions4 2. Strategic Consulting Service4 3. Strategic Consulting Service Fee5 4. Representations and Warranties5 5. Confidentiality5 6. Governing Law and Liabilities for Breach of Contract |
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| May 29, 2020 |
Exhibit 2.6 Description of Rights of Each Class of Securities Registered under Section 12 of the Securities Exchange Act of 1934 (the “Exchange Act”) American Depositary Shares (“ADSs”), each representing 50 ordinary shares of China Finance Online Co. Limited (“China Finance Online” or the “Company”) are listed on the NASDAQ Global Select Market and the shares are registered under Section 12(g) of |
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| May 29, 2020 |
Consent of BDO China Shu Lun Pan Certified Public Accountants LLP. Exhibit 15.1 Consent of Independent Registered Public Accounting Firm We hereby consent to the incorporation by reference in the Registration Statements on Forms S-8 (No. 333-197945, No.333-157670, and No.333-139192, and No.333-123802) and Form S-8/A (No. 333-139192) of China Finance Online Co. Limited, its subsidiaries, its variable interest entities (“VIEs”) and its VIE’s subsidiaries of our rep |
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| May 29, 2020 |
CFO Certification Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Exhibit 13.2 CERTIFICATION OF PERIODIC FINANCIAL REPORT PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of China Finance Online Co. Limited (the “Company”) on Form 20-F for the fiscal year ended December 31, 2019 filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Ying |
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| May 29, 2020 |
Consent of Jincheng Tongda & Neal Law Firm Exhibit 15.2 Consent of Jincheng Tongda & Neal Law Firm May 29, 2020 China Finance Online Co. Limited 17th Floor of Fuzhuo Plaza A No. 28 Xuanwai Street, Xicheng District Beijing 100052, China We hereby consent to the reference to our firm and the summary of our opinion under the “Item 4. Information on the Company - B. Business overview - Regulation” and “Item 4. Information on the Company - C. O |
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| May 29, 2020 |
Exhibit 4.136 Equity Pledge Contract This Equity Pledge Contract (hereinafter referred to as the “Contract”) is concluded and signed on July 11, 2018 in Beijing, China by and among: Pledgor A: Lin Yang Address: 9/F, Tower C, International Enterprise Building, 35 Finance Street, Xicheng District, Beijing ID No. : 371100197603010016 Pledgor B: Ying Zhu Address: 17/F, Building A, Fuzhuo Tower, 28 Xua |
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| May 29, 2020 |
CEO Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 12.1 Certification by the Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Zhiwei Zhao, certify that: 1. I have reviewed this Annual Report on Form 20-F of China Finance Online Co. Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements m |
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| May 28, 2020 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 May 28, 2020 Commission File Number: 000-50975 China Finance Online Co. Limited (Translation of registrant’s name into English) HONG KONG (Jurisdiction of incorporation or organization) 17th floor of Fuzhuo Pla |
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| May 28, 2020 |
Exhibit 99.1 China Finance Online Reports Fourth Quarter and Full Year 2019 Unaudited Financial Results BEIJING, May 28, 2020 /PRNewswire/ - China Finance Online Co. Limited ("China Finance Online", or the "Company", "we", "us" or "our") (NASDAQ GS: JRJC), a leading web-based financial services company that provides Chinese retail investors with fintech-powered online access to securities trading |
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| May 22, 2020 |
Certification under Rule 466 The depositary, JPMorgan Chase Bank, N.A., represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6Pos (China Finance Online Co. Limited 333-188778) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its ability to designate the dat |
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| May 22, 2020 |
J.P.Morgan J.P.Morgan AMENDMENT NO. 1 dated as of , 2020 (the "Amendment"), to the Second Amended and Restated Deposit Agreement dated as of January 6, 2020 (the "Deposit Agreement") among CHINA FINANCE ONLINE CO. LIMITED, and its successors (herein called the "Company"), JPMORGAN CHASE BANK, N.A., as depositary hereunder (herein called the "Depositary"), and all Holders and Beneficial Owners from |
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| May 22, 2020 |
As filed with the U.S. Securities and Exchange Commission on May 22, 2020 Registration No. 333-188778 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 3 TO FORM F-6 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 For Depositary Shares Evidenced by American Depositary Receipts China Finance Online Co. Limited (Exact name of issuer of deposited securitie |
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| April 28, 2020 |
Exhibit 99.1 China Finance Online Announces Extension for Reporting Fourth Quarter and Full Year 2019 Financial Results BEIJING, April 28, 2020 /PRNewswire/ - China Finance Online Co. Limited ( the “China Finance Online”, or the “Company”, “we”, “us” or “our”) (NASDAQ GS: JRJC), a leading web-based financial services company that provides Chinese retail investors with fintech-powered online access |
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| April 28, 2020 |
Current Report of Foreign Issuer - 6-K i UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 April 28, 2020 Commission File Number: 000-50975 China Finance Online Co. Limited (Translation of registrant’s name into English) HONG KONG (Jurisdiction of incorporation or organization) 17th floor of Fuzhuo |
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| January 22, 2020 |
JRJC / China Finance Online Co. Ltd. 6-K - Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 January 22, 2020 Commission File Number: 000-50975 China Finance Online Co. Limited (Translation of registrant’s name into English) HONG KONG (Jurisdiction of incorporation or organization) 17th floor of Fuzhuo |
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| January 22, 2020 |
EX-99.1 2 jrjc-ex9916.htm EX-99.1 Exhibit 99.1 China Finance Online Regaining of Minimum Bid Price Compliance BEIJING, January 22, 2020 /PRNewswire/ - China Finance Online Co. Limited ("China Finance Online", or the "Company", "we", "us" or "our") (NASDAQ GS: JRJC), a leading web-based financial services company that provides Chinese retail investors with fintech-powered online access to securitie |
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| January 7, 2020 |
JRJC / China Finance Online Co. Ltd. 6-K - Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 January 7, 2020 Commission File Number: 000-50975 China Finance Online Co. Limited (Translation of registrant’s name into English) HONG KONG (Jurisdiction of incorporation or organization) 17th floor of Fuzhuo |
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| January 7, 2020 |
Exhibit 99.1 China Finance Online Changes ADS Ratio BEIJING, January 7, 2020 /PRNewswire/ - China Finance Online Co. Limited, (NASDAQ GS: JRJC), ("China Finance Online", or the "Company", "we", "us" or "our"), a leading web-based financial services company that provides Chinese retail investors with fintech-powered online access to securities trading services, wealth management products, securitie |
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| December 27, 2019 |
J.P.Morgan J.P.Morgan TABLE OF CONTENTS Page PARTIES 1 RECITALS 1 Section 1. Certain Definitions (a) ADR Register 2 (b) ADRs; Direct Registration ADRs 2 (c) ADS 2 (d) Beneficial Owner 2 (e) Custodian 2 (f) Deliver, execute, issue et al. 2 (g) Delivery Order 3 (h) Deposited Securities 3 (i) Direct Registration System 3 (j) Holder 3 (k) Securities Act of 1933 3 (l) Securities Exchange Act of 1934 3 |
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| December 27, 2019 |
Certification under Rule 466 The depositary, JPMorgan Chase Bank, N.A., represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6Pos (China Finance Online Co. Limited 333-188778) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its ability to designate the dat |
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| December 27, 2019 |
DMLRY / Daimler AG F-6 POS - - As filed with the U.S. Securities and Exchange Commission on December 27, 2019 Registration No. 333-188778 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT NO. 2 TO FORM F-6 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 For Depositary Shares Evidenced by American Depositary Receipts China Finance Online Co. Limited (Exact name of issuer of deposited secu |
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| December 26, 2019 |
JRJC / China Finance Online Co. Ltd. 6-K - Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 December 26, 2019 Commission File Number: 000-50975 China Finance Online Co. Limited (Translation of registrant’s name into English) HONG KONG (Jurisdiction of incorporation or organization) 17th floor of Fuzhu |
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| December 26, 2019 |
EX-99.1 2 jrjc-ex9916.htm EX-99.1 Exhibit 99.1 China Finance Online Reports Third Quarter and First Nine Months of 2019 Unaudited Financial Results BEIJING, December 26, 2019 /PRNewswire/ - China Finance Online Co. Limited ("China Finance Online," or the "Company," "we," "us" or "our") (NASDAQ GS: JRJC), a leading web-based financial services company that provides Chinese retail investors with fin |
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| September 26, 2019 |
JRJC / China Finance Online Co. Ltd. 6-K - Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 September 26, 2019 Commission File Number: 000-50975 China Finance Online Co. Limited (Translation of registrant’s name into English) HONG KONG (Jurisdiction of incorporation or organization) 17th floor of Fuzh |
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| September 26, 2019 |
Exhibit 99.1 China Finance Online Reports Second Quarter and First Six Months of 2019 Unaudited Financial Results BEIJING, September 26, 2019 /PRNewswire/ - China Finance Online Co. Limited ("China Finance Online", or the "Company", "we", "us" or "our") (NASDAQ GS: JRJC), a leading web-based financial services company that provides Chinese retail investors with fintech-powered online access to sec |
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| August 1, 2019 |
China Finance Online Announces Receipt of NASDAQ Notice of Bid Price Deficiency Exhibit 99.1 China Finance Online Announces Receipt of NASDAQ Notice of Bid Price Deficiency BEIJING, August 1, 2019 /PRNewswire/ - China Finance Online Co. Limited ("China Finance Online", or the "Company", "we", "us" or "our") (NASDAQ GS:JRJC), a leading web-based financial services company that provides Chinese retail investors with fintech-powered online access to securities trading services, |
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| August 1, 2019 |
JRJC / China Finance Online Co. Ltd. 6-K - Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 August 1, 2019 Commission File Number: 000-50975 China Finance Online Co. Limited ——————————————————————————————————— (Translation of registrant’s name into English) HONG KONG —————————————————————————————————— |
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| June 27, 2019 |
Exhibit 99.1 China Finance Online Co. Limited’s 2019 Annual General Meeting as a publicly traded company was held in Beijing at 10:00 am (Beijing time) on June 27, 2019 Meeting address: 17th floor of Fuzhuo Plaza A, No.28 Xuanwai Street, Xicheng District, Beijing, 100052, China At this annual general meeting of shareholders (the “Meeting”) of China Finance Online Co. Limited (the “Company”), five |
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| June 27, 2019 |
JRJC / China Finance Online Co. Ltd. 6-K - Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 June 27, 2019 Commission File Number: 000-50975 China Finance Online Co. Limited (Translation of registrant’s name into English) HONG KONG (Jurisdiction of incorporation or organization) 17th floor of Fuzhuo Pl |
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| June 26, 2019 |
JRJC / China Finance Online Co. Ltd. 6-K - Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 June 26, 2019 Commission File Number: 000-50975 China Finance Online Co. Limited (Translation of registrant’s name into English) HONG KONG (Jurisdiction of incorporation or organization) 17th floor of Fuzhuo Pl |
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| June 26, 2019 |
Exhibit 99.1 China Finance Online Reports 2019 First Quarter Unaudited Financial Results BEIJING, June 26, 2019 /PRNewswire/ - China Finance Online Co. Limited ("China Finance Online", or the "Company", "we", "us" or "our") (NASDAQ GS: JRJC), a leading web-based financial services company that provides Chinese retail investors with fintech-powered online access to securities trading services, weal |
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| June 3, 2019 |
JRJC / China Finance Online Co. Ltd. 6-K - Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 June 3, 2019 Commission File Number: 000-50975 China Finance Online Co. Limited ——————————————————————————————————— (Translation of registrant’s name into English) HONG KONG ——————————————————————————————————— |
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| June 3, 2019 |
CHINA FINANCE ONLINE CO. LIMITED REPORT OF THE DIRECTORS EXHIBIT 99.1 CHINA FINANCE ONLINE CO. LIMITED REPORT OF THE DIRECTORS The directors of China Finance Online Co. Limited, or the Company, present their report and the audited financial statements for the year ended December 31, 2018, or the Financial Statements, which can be accessed through the SEC website at http:///www.sec.gov or through the Company’s website at http://ir.chinafinanceonline.com/ |
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| June 3, 2019 |
FORM OF PROXY FOR HOLDERS OF ORDINARY SHARES EX-99.2 3 jrjc-ex9927.htm EX-99.2 EXHIBIT 99.2 FORM OF PROXY FOR HOLDERS OF ORDINARY SHARES I/We of being the registered holder(s) of ordinary shares in the capital of CHINA FINANCE ONLINE CO. LIMITED (the “Company”) hereby appoint the Chairman of the meeting or failing him, of as my/our proxy to attend and vote for me/us and on my/our behalf at the Annual General Meeting of the Company (the “Meet |
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| June 3, 2019 |
EXHIBIT 99.1 CHINA FINANCE ONLINE CO. LIMITED NOTICE OF ANNUAL GENERAL MEETING OF SHAREHOLDERS AND PROXY STATEMENT Notice is hereby given that an Annual General Meeting of Shareholders, or the Meeting, of China Finance Online Co. Limited, or the Company, will be held on June 27, 2019 at 10:00 a.m., Beijing time, at the offices of the Company, 17th floor of Fuzhuo Plaza A, No.28 Xuanwai Street, Xic |
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| June 3, 2019 |
JRJC / China Finance Online Co. Ltd. 6-K - Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 June 3, 2019 Commission File Number: 000-50975 China Finance Online Co. Limited ——————————————————————————————————— (Translation of registrant’s name into English) HONG KONG —————————————————————————————————— ( |
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| June 3, 2019 |
EXHIBIT 99.3 CHINA FINANCE ONLINE CO. LIMITED TO THE REGISTERED HOLDERS OF AMERICAN DEPOSITARY SHARES (“ADSs”) REPRESENTING ORDINARY SHARES OF CHINA FINANCE ONLINE CO. LIMITED Please refer to the reverse side of this card for the Resolutions to be voted at the Meeting. FOLD AND DETACH HERE Ordinary Resolutions FOR AGAINST ABSTAIN FOR AGAINST ABSTAIN Resolution 1 ☐ ☐ ☐ Resolution 4 ☐ ☐ ☐ Resolution |
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| April 26, 2019 |
Exhibit 4.182 Share Purchase Agreement between China Finance Online Co. Limited (as the Seller) and West Platinum Limited (as the Purchaser) Dated November, 2018 King & Wood Mallesons 13/F Gloucester Tower The Landmark 15 Queen’s Road Central Hong Kong Share Purchase Agreement This Agreement is made on November , 2018 by and between: (1) China Finance Online Co. Limited, a limited liability compan |
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| April 26, 2019 |
CFO Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 12.2 Certification by the Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Lin Yang, certify that: 1. I have reviewed this Annual Report on Form 20-F of China Finance Online Co. Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made |
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| April 26, 2019 |
Consent of Jincheng Tongda & Neal Law Firm Exhibit 15.2 Consent of Jincheng Tongda & Neal Law Firm April 25, 2019 China Finance Online Co. Limited 17th Floor of Fuzhuo Plaza A No. 28 Xuanwai Street, Xicheng District Beijing 100052, China We hereby consent to the reference to our firm and the summary of our opinion under the “Item 3. Key information-D. Risk factor” and “Item 4. Information on the Company - B. Business overview - Regulation” |
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| April 26, 2019 |
JRJC / China Finance Online Co. Ltd. 20-F 20-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES E |
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| April 26, 2019 |
Exhibit 4.181 Agreement of Termination Regarding the Loan Agreement, Equity Pledge Contract, Right of First Refusal Agreement, Technical Support Agreement, Strategic Consulting Service Agreement and Operation Agreement By and Among Fortune Software (Beijing) Co., Ltd., Na ZHANG, Xiaowei WANG and Beijing Chuangying Investment Consulting Co., Ltd. July 20, 2018 Agreement of Termination This Agreemen |
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| April 26, 2019 |
Exhibit 4.183 Framework Agreement for Exercise of Right of First Refusal signed by and among Zaisi CUI Xiaoqiao SUN FORTUNE SOFTWARE (BEIJING) CO., LTD. and SHENZHEN GANLANREN INVESTMENT MANAGEMENT CO., LTD. October 2018 Beijing China Contents Framework Agreement for Exercise of Right of First Refusal2 Article 1 Exercise of Right of First Refusal3 Article 2 Transfer of Equity3 Article 3 Loan Arran |
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| April 26, 2019 |
CEO Certification Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Exhibit 13.1 CERTIFICATION OF PERIODIC FINANCIAL REPORT PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of China Finance Online Co. Limited (the “Company”) on Form 20-F for the fiscal year ended December 31, 2018 filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Zhiwe |
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| April 26, 2019 |
Consent of BDO China Shu Lun Pan Certified Public Accountants LLP. Exhibit 15.1 Consent of Independent Registered Public Accounting Firm We hereby consent to the incorporation by reference in the Registration Statements on Forms S-8 (No. 333-197945, No.333-157670, and No.333-139192, and No.333-123802) and Form S-8/A (No. 333-139192) of China Finance Online Co. Limited, its subsidiaries, its variable interest entities (“VIEs”) and its VIE’s subsidiaries of our rep |
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| April 26, 2019 |
CEO Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 12.1 Certification by the Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Zhiwei Zhao, certify that: 1. I have reviewed this Annual Report on Form 20-F of China Finance Online Co. Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements m |
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| April 26, 2019 |
CFO Certification Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Exhibit 13.2 CERTIFICATION OF PERIODIC FINANCIAL REPORT PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of China Finance Online Co. Limited (the “Company”) on Form 20-F for the fiscal year ended December 31, 2018 filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Lin Y |
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| April 23, 2019 |
Exhibit 99.1 China Finance Online Reports Fourth Quarter and Full Year 2018 Unaudited Financial Results BEIJING, April 23, 2019 /PRNewswire/ - China Finance Online Co. Limited ("China Finance Online", or the "Company", "we", "us" or "our") (NASDAQ GS: JRJC), a leading web-based financial services company that provides Chinese retail investors with fintech-powered online access to securities tradin |
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| April 23, 2019 |
JRJC / China Finance Online Co. Ltd. 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 April 23, 2019 Commission File Number: 000-50975 China Finance Online Co. Limited (Translation of registrant’s name into English) HONG KONG (Jurisdiction of incorporation or organization) 17th floor of Fuzhuo P |
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| February 11, 2019 |
JRJC / China Finance Online Co. Ltd. / Ho Chi Sing - FORM SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 8)*† China Finance Online Co. Limited (Name of Issuer) Ordinary Shares, Par Value HK$0.001 Per Share, (“Ordinary Shares”) and American Depositary Shares (“ADSs”)1 (Title of Class of Securities) 1693791042 (CUSIP Number) December 31, 2017 (Date of Event Whi |
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| November 28, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 November 28, 2018 Commission File Number: 000-50975 China Finance Online Co. Limited (Translation of registrant’s name into English) HONG KONG (Jurisdiction of incorporation or organization) 17th floor of Fuzhu |
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| November 28, 2018 |
Exhibit 99.1 China Finance Online Reports Third Quarter and First Nine Months of 2018 Unaudited Financial Results BEIJING, November 28, 2018 /PRNewswire/ - China Finance Online Co. Limited (“China Finance Online”, or the “Company”, “we”, “us” or “our”) (NASDAQ GS: JRJC), a leading web-based financial services company that provides Chinese retail investors with online access to securities trading s |
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| September 13, 2018 |
China Finance Online Reports Second Quarter and First Six Months of 2018 Unaudited Financial Results Exhibit 99.1 China Finance Online Reports Second Quarter and First Six Months of 2018 Unaudited Financial Results BEIJING, September 13, 2018 /PRNewswire/ - China Finance Online Co. Limited (“China Finance Online”, or the “Company”, “we”, “us” or “our”) (NASDAQ GS: JRJC), a leading web-based financial services company that provides Chinese retail investors with online access to securities trading |
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| September 13, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 September 13, 2018 Commission File Number: 000-50975 China Finance Online Co. Limited (Translation of registrant’s name into English) HONG KONG (Jurisdiction of incorporation or organization) 17th floor of Fuzh |
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| June 29, 2018 |
Exhibit 99.1 China Finance Online Co. Limited’s 2018 Annual General Meeting as a publicly traded company was held in Beijing at 10:00 am (Beijing time) on June 27, 2018 Meeting address: 17th floor of Fuzhuo Plaza A, No.28 Xuanwai Street, Xicheng District, Beijing, 100052, China At this annual general meeting of shareholders (the “Meeting”) of China Finance Online Co. Limited (the “Company”), five |
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| June 29, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 June 29, 2018 Commission File Number: 000-50975 China Finance Online Co. Limited (Translation of registrant’s name into English) HONG KONG (Jurisdiction of incorporation or organization) 17th floor of Fuzhuo Pl |
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| June 1, 2018 |
EXHIBIT 99.1 CHINA FINANCE ONLINE CO. LIMITED NOTICE OF ANNUAL GENERAL MEETING OF SHAREHOLDERS AND PROXY STATEMENT Notice is hereby given that an Annual General Meeting of Shareholders, or the Meeting, of China Finance Online Co. Limited, or the Company, will be held on June 27, 2018 at 10:00 a.m., Beijing time, at the offices of the Company, 17th floor of Fuzhuo Plaza A, No.28 Xuanwai Street, Xic |
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| June 1, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 June 1, 2018 Commission File Number: 000-50975 China Finance Online Co. Limited (Translation of registrant’s name into English) HONG KONG (Jurisdiction of incorporation or organization) 17th floor of Fuzhuo Pla |
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| June 1, 2018 |
EXHIBIT 99.3 CHINA FINANCE ONLINE CO. LIMITED TO THE REGISTERED HOLDERS OF AMERICAN DEPOSITARY SHARES (“ADSs”) REPRESENTING ORDINARY SHARES OF CHINA FINANCE ONLINE CO. LIMITED Please refer to the reverse side of this card for the Resolutions to be voted at the Meeting. FOLD AND DETACH HERE Ordinary Resolutions FOR AGAINST ABSTAIN FOR AGAINST ABSTAIN Resolution 1 ☐ ☐ ☐ Resolution 4 ☐ ☐ ☐ Resolution |
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| June 1, 2018 |
FORM OF PROXY FOR HOLDERS OF ORDINARY SHARES EXHIBIT 99.2 FORM OF PROXY FOR HOLDERS OF ORDINARY SHARES I/We of being the registered holder(s) of ordinary shares in the capital of CHINA FINANCE ONLINE CO. LIMITED (the “Company”) hereby appoint the Chairman of the meeting or failing him, of as my/our proxy to attend and vote for me/us and on my/our behalf at the Annual General Meeting of the Company (the “Meeting”) to be held at 17th floor of |
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| June 1, 2018 |
CHINA FINANCE ONLINE CO. LIMITED REPORT OF THE DIRECTORS EXHIBIT 99.1 CHINA FINANCE ONLINE CO. LIMITED REPORT OF THE DIRECTORS The directors of China Finance Online Co. Limited, or the Company, present their report and the audited financial statements for the year ended December 31, 2017, or the Financial Statements, which can be accessed through the SEC website at http:///www.sec.gov or through the Company’s website at http://ir.chinafinanceonline.com/ |
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| June 1, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 June 1, 2018 Commission File Number: 000-50975 China Finance Online Co. Limited (Translation of registrant’s name into English) HONG KONG (Jurisdiction of incorporation or organization) 17th floor of Fuzhuo Pla |
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| May 21, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 May 21, 2018 Commission File Number: 000-50975 China Finance Online Co. Limited (Translation of registrant’s name into English) HONG KONG (Jurisdiction of incorporation or organization) 17th floor of Fuzhuo Pla |
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| May 21, 2018 |
EX-99.1 2 f6k052118ex99-1chinafin.htm CHINA FINANCE ONLINE REPORTS 2018 FIRST QUARTER UNAUDITED FINANCIAL RESULTS Exhibit 99.1 China Finance Online Reports 2018 First Quarter Unaudited Financial Results BEIJING, May 21, 2018 /PRNewswire/ - China Finance Online Co. Limited (“China Finance Online”, or the “Company”, “we”, “us” or “our”) (NASDAQ GS: JRJC), a leading web-based financial services compa |
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| April 27, 2018 |
CEO Certification Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Exhibit 13.1 CERTIFICATION OF PERIODIC FINANCIAL REPORT PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of China Finance Online Co. Limited (the “Company”) on Form 20-F for the fiscal year ended December 31, 2017 filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Zhiwe |
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| April 27, 2018 |
Translation of Equity Transfer Agreement dated June 21, 2017 between Si Wang and Zaisi Cui Exhibit 4.177 Appendix II Equity Transfer Agreement Equity Transfer Agreement This Equity Transfer Agreement (the “Agreement”) is made in Beijing on June 21, 2017 by and between the following transferor and transferee: Transferor: Si Wang Address: F/17, Building A, Fuzhuo Tower, 28 Xuanwumenwai Street, Xuanwu District, Beijing ID: 1101111990009048627 Transferee: Zaisi Cui Address: F/17, Building A |
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| April 27, 2018 |
Exhibit 4.176 Appendix VII: New Pledge Contract (signed by Party B and Party D) Equity Pledge Contract This Equity Pledge Contract (hereinafter referred to as the “Contract”) is concluded and signed on June 21, 2017 in Beijing China by and between: Pledgor: Zaisi Cui Address: 17/F, Building A, Fuzhuo Tower, 28 Xuanwumenwai Street, Xicheng District, Beijing ID card No.: 110223198101222743 Pledgee: |
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| April 27, 2018 |
Exhibit 4.171 Equity Pledge Contract This Equity Pledge Contract (hereinafter referred to as the “Contract”) is concluded and signed on April 20, 2017 in Beijing China by and between: Pledgor A: Xiaoqiao Sun Address: 17/F, Building A, Fuzhuo Tower, 28 Xuanwumenwai Street, Xicheng District, Beijing ID card No.: 110102197910172334 Pledgor B: Si Wang Address: 17/F, Building A, Fuzhuo Tower, 28 Xuanwu |
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| April 27, 2018 |
Exhibit 4.167 Operation Agreement Jointly signed by and between Fortune Software (Beijing) Co., Ltd. and RIFA Yunling (Beijing) Technology Co., Ltd. April 2017 Beijing China Contents 1 Definitions 2 2 Operation Support 3 3 Obligations of Party B 3 4 Consideration for Operation Support 4 5 Representations and Warranties 4 6 Confidentiality 4 7 Governing Law and Liabilities for Breach of Contract 4 |
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| April 27, 2018 |
Exhibit 4.158 Appendix VI: New Right of First Refusal Agreement (Signed by Party B, Party C and Party D) Right of First Refusal & Cooperation Agreement This Agreement is concluded and signed on November 23, 2016 in Beijing China by and among: Party A: Zhengyong Information Technology (Shanghai) Co., Ltd. Registered address: Suite 301-A, Building 8, 690 Bibo Road, Shanghai Party B: Ying Zhu Address |
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| April 27, 2018 |
Exhibit 4.153 Framework Agreement for Exercise of Right of First Refusal signed by and among Han Meng Wenjing Lu Shenzhen Newrand Securities Advisory and Investment Co., Ltd. and Beijing CFO Glory Technology Co., Ltd. Zhongheng Xintai (Beijing) Asset Management Co., Ltd. July 2017 Beijing China Contents Framework Agreement for Exercise of Right of First Refusal 2 Article 1 Exercise of Right of Fir |
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| April 27, 2018 |
Exhibit 4.174 Framework Agreement for Exercise of Right of First Refusal signed by and among Si Wang Zaisi Cui Shenzhen Newrand Securities Advisory and Investment Co., Ltd. and Fortune Software (Beijing) Co., Ltd. June 2017 Beijing China Contents Framework Agreement for Exercise of Right of First Refusal 2 Article 1 Exercise of Right of First Refusal 3 Article 2 Transfer of Equity 3 Article 3 Loan |
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| April 27, 2018 |
Exhibit 4.179 Appendix III: Loan Agreement and Receipt for the Loan Loan Agreement This Loan Agreement (hereinafter referred to as “Agreement”) is concluded and signed on June 21, 2017 in Beijing, the People’s Republic of China (hereinafter referred to as “China”) by and between: Party A: Fortune Software (Beijing) Co., Ltd. (hereinafter referred to as the “Lender”) Registered address: Suite 07, 7 |
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| April 27, 2018 |
Exhibit 4.178 Appendix VI: New Right of First Refusal Agreement (signed by Party B, Party C and Party D) Right of First Refusal & Cooperation Agreement This Agreement is concluded and signed on June 21, 2017 in Beijing China by and among: Party A: Fortune Software (Beijing) Co., Ltd. Registered address: Suite 07, 7/F, Building 2, 26, 28 and 30 Xuanwumenwai Street, Xicheng District, Beijing Party B |
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| April 27, 2018 |
Exhibit 4.172 Right of First Refusal & Cooperation Agreement Entered into by and among Fortune Software (Beijing) Co., Ltd. Xiaoqiao Sun Si Wang And Shenzhen Ganlanren Investment & Management Co., Ltd. April 20, 2017 Beijing China Right of First Refusal & Cooperation Agreement This Agreement is concluded and signed on April 20, 2017 in Beijing China by and among: Party A: Fortune Software (Beijing |
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| April 27, 2018 |
Exhibit 4.168 Loan Agreement This Agreement is concluded and signed on April 20, 2017 in Beijing China by and among: Lender: Fortune Software (Beijing) Co., Ltd. Registered address: Suite 07, 7/F, Building 2, 26, 28 and 30 Xuanwumenwai Street, Xicheng District, Beijing Borrower A: Xiaoqiao Sun Address: 17/F, Building A, Fuzhuo Tower, 28 Xuanwumenwai Street, Xicheng District, Beijing ID card No.: 1 |
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| April 27, 2018 |
Consent of BDO China Shu Lun Pan Certified Public Accountants LLP. Exhibit 15.1 Consent of Independent Registered Public Accounting Firm We hereby consent to the incorporation by reference in the Registration Statements on Forms S-8 (No. 333-197945, No. 333-157670, No.333-139192, and No.333-123802) and Form S-8/A (No. 333-139192) of China Finance Online Co. Limited, its subsidiaries, its variable interest entities (“VIEs”) and its VIE’s subsidiaries of our report |
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| April 27, 2018 |
Exhibit 4.154 Agreement of Termination Regarding the Strategic Consulting Service Agreement, Technical Support Agreement and Operation Agreement By and Between Beijing CFO Glory Technology Co., Ltd. and Zhongheng Xintai (Beijing) Asset Management Co., Ltd. July 25, 2017 Agreement of Termination This Agreement of Termination (hereinafter referred to as the “Agreement”) is made and entered into in B |
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| April 27, 2018 |
Exhibit 4.175 Agreement for the Implementation of the Framework Agreement for Exercise of Right of First Refusal Jointly signed by and among Si Wang Shenzhen Ganlanren Investment & Management Co., Ltd. and Fortune Software (Beijing) Co., Ltd. April 2017 Beijing China Agreement for the Implementation of the Framework Agreement for Exercise of Right of First Refusal This Agreement for the Implementa |
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| April 27, 2018 |
Exhibit 4.170 Technical Support Agreement Jointly signed by and between Fortune Software (Beijing) Co., Ltd. and Shenzhen Ganlanren Investment & Management Co., Ltd. April 2017 Beijing China Contents 1 Definitions 2 2 Technical Support Service 3 3 Technical Support Service Fee 3 4 Representations and Warranties 3 5 Confidentiality 3 6 Governing Law and Liabilities for Breach of Contract 3 7 Disput |
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| April 27, 2018 |
Exhibit 4.162 Strategic Consulting Service Agreement Jointly signed by and between RIFA Yunling (Beijing) Technology Co., Ltd. and Fortune Software (Beijing) Co., Ltd. April 2017 Beijing China Contents 1 Definitions 2 2 Strategic Consulting Service 2 3 Strategic Consulting Service Fee 3 4 Representations and Warranties 3 5 Confidentiality 3 6 Governing Law and Liabilities for Breach of Contract 3 |
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| April 27, 2018 |
Exhibit 4.159 Appendix III: Loan Agreement and Receipt for the Loan Loan Agreement This Loan Agreement (hereinafter referred to as “Agreement”) is concluded and signed on November 23, 2016 in Beijing, the People’s Republic of China (hereinafter referred to as “China”) by and between: Party A: Zhengyong Information Technology (Shanghai) Co., Ltd. (hereinafter referred to as the “Lender”) Registered |
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| April 27, 2018 |
Exhibit 4.157 Framework Agreement for Exercise of Right of First Refusal signed by and among Yi Yang Ying Zhu Shenzhen Newrand Securities Advisory and Investment Co., Ltd. and Zhengyong Information Technology (Shanghai) Co., Ltd. November 2016 Beijing China Contents Framework Agreement for Exercise of Right of First Refusal 2 Article 1 Exercise of Right of First Refusal 3 Article 2 Transfer of Equ |
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| April 27, 2018 |
Consent of Jincheng Tongda & Neal Law Firm Exhibit 15.2 Consent of Jincheng Tongda & Neal Law Firm April 25, 2018 China Finance Online Co. Limited 17th Floor of Fuzhuo Plaza A No. 28 Xuanwai Street, Xicheng District Beijing 100052, China We hereby consent to the reference to our firm and the summary of our opinion under the “Item 3. Key Information - D. Risk factor” and “Item 4. Information on the Company - B. Business Overview - Regulatio |
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| April 27, 2018 |
CEO Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 12.1 Certification by the Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Zhiwei Zhao, certify that: 1. I have reviewed this Annual Report on Form 20-F of China Finance Online Co. Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements m |
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| April 27, 2018 |
Exhibit 4.173 Operation Agreement Jointly signed by and between Fortune Software (Beijing) Co., Ltd. and Shenzhen Ganlanren Investment & Management Co., Ltd. April 2017 Beijing China Contents 1 Definitions 2 2 Operation Support 3 3 Obligations of Party B 3 4 Consideration for Operation Support 4 5 Representations and Warranties 4 6 Confidentiality 4 7 Governing Law and Liabilities for Breach of Co |
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| April 27, 2018 |
Exhibit 4.165 Equity Transfer Agreement This Equity Transfer Agreement (the “Agreement”) is made in Beijing on April 20, 2017 by and between the following transferor and transferee: Transferor: Beijing CFO Glory Technology Co., Ltd. Address: A1708, 28 Xuanwumenwai Street, Xuanwu District, Beijing Transferee I: Xiaowei Wang Address: F/17, Building A, Fuzhuo Tower, 28 Xuanwumenwai Street, Xicheng Di |
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| April 27, 2018 |
Exhibit 4.164 Equity Pledge Contract This Equity Pledge Contract (hereinafter referred to as the “Contract”) is concluded and signed on April 20, 2017 in Beijing China by and between: Pledgor A: Xiaowei Wang Address: 17/F, Building A, Fuzhuo Tower, 28 Xuanwumenwai Street, Xicheng District, Beijing ID card No.: 110102197103050023 Pledgor B: Jing Zhang Address: 17/F, Building A, Fuzhuo Tower, 28 Xua |
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| April 27, 2018 |
Exhibit 4.161 Loan Agreement This Agreement is concluded and signed on May 20, 2017 in Beijing China by and among: Lender: Fortune Software (Beijing) Co., Ltd. Registered address: Suite 07, 7/F, Building 2, 26, 28 and 30 Xuanwumenwai Street, Xicheng District, Beijing Borrower A: Xiaowei Wang Address: 17/F, Building A, Fuzhuo Tower, 28 Xuanwumenwai Street, Xicheng District, Beijing ID card No.: 110 |
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| April 27, 2018 |
CFO Certification Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Exhibit 13.2 CERTIFICATION OF PERIODIC FINANCIAL REPORT PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of China Finance Online Co. Limited (the “Company”) on Form 20-F for the fiscal year ended December 31, 2017 filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Lin Y |
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| April 27, 2018 |
JRJC / China Finance Online Co. Ltd. ANNUAL REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES E |
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| April 27, 2018 |
Translation of Equity Transfer Agreement dated November 23, 2016 between Yi Yang and Ying Zhu Exhibit 4.156 Equity Transfer Agreement This Equity Transfer Agreement (the “Agreement”) is made in Beijing on November 23, 2016 by and between the following transferor and transferee: Transferor: Yi Yang Address: 17/F, Building A, Fuzhuo Tower, 28 Xuanwumenwai Street, Xicheng District, Beijing ID: 11010219740125303X Transferee: Ying Zhu Address: 17/F, Building A, Fuzhuo Tower, 28 Xuanwumenwai Str |
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| April 27, 2018 |
Exhibit 4.160 Loan Agreement This Agreement is concluded and signed on April 20, 2017 in Beijing China by and among: Lender: Fortune Software (Beijing) Co., Ltd. Registered address: Suite 07, 7/F, Building 2, 26, 28 and 30 Xuanwumenwai Street, Xicheng District, Beijing Borrower A: Xiaowei Wang Address: 17/F, Building A, Fuzhuo Tower, 28 Xuanwumenwai Street, Xicheng District, Beijing ID card No.: 1 |
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| April 27, 2018 |
Exhibit 4.169 Strategic Consulting Service Agreement Jointly signed by and between Shenzhen Ganlanren Investment & Management Co., Ltd. and Fortune Software (Beijing) Co., Ltd. April 2017 Beijing China Contents 1 Definitions 2 2 Strategic Consulting Service 2 3 Strategic Consulting Service Fee 3 4 Representations and Warranties 3 5 Confidentiality 3 6 Governing Law and Liabilities for Breach of Co |
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| April 27, 2018 |
Exhibit 4.163 Technical Support Agreement Jointly signed by and between Fortune Software (Beijing) Co., Ltd. and RIFA Yunling (Beijing) Technology Co., Ltd. April 2017 Beijing China Contents 1 Definitions 2 2 Technical Support Service 3 3 Technical Support Service Fee 3 4 Representations and Warranties 3 5 Confidentiality 3 6 Governing Law and Liabilities for Breach of Contract 3 7 Dispute Resolut |
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| April 27, 2018 |
CFO Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 12.2 Certification by the Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Lin Yang, certify that: 1. I have reviewed this Annual Report on Form 20-F of China Finance Online Co. Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made |
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| April 27, 2018 |
Exhibit 4.155 Appendix VII: New Pledge Contract (Signed by Party B and Party D) Equity Pledge Contract This Equity Pledge Contract (hereinafter referred to as the “Contract”) is concluded and signed on November 23, 2016 in Beijing China by and between: Pledgor: Ying Zhu Address: 17/F, Building A, Fuzhuo Tower, 28 Xuanwumenwai Street, Xicheng District, Beijing ID card No.: 420103198502153728 Pledge |
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| April 27, 2018 |
Exhibit 4.166 Right of First Refusal & Cooperation Agreement Entered into by and among Fortune Software (Beijing) Co., Ltd. Xiaowei Wang Jing Zhang And RIFA Yunling (Beijing) Technology Co., Ltd. May 20, 2017 Beijing China Right of First Refusal & Cooperation Agreement This Agreement is concluded and signed on May 20, 2017 in Beijing China by and among: Party A: Fortune Software (Beijing) Co., Ltd |
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| April 27, 2018 |
Exhibit 4.180 Shareholder Contribution Agreement of JRJ (Zhuhai) Asset Management Co., Ltd. This Agreement is made and concluded by and among the following parties in Beijing on December 18, 2017: Party A: China Finance Online (Beijing) Co., Ltd. (hereinafter referred to as “Party A” or “JRJ”) Domicile: Suite 946-949, Block C, International Enterprise Building, 35 Financial Street, Xicheng Distric |
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| April 18, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 April 18, 2018 Commission File Number: 000-50975 China Finance Online Co. Limited (Translation of registrant’s name into English) HONG KONG (Jurisdiction of incorporation or organization) 17th floor of Fuzhuo P |
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| April 18, 2018 |
Exhibit 99.1 China Finance Online Reports Fourth Quarter and Full Year 2017 Unaudited Financial Results BEIJING, April 18, 2018 /PRNewswire/ - China Finance Online Co. Limited (“China Finance Online”, or the “Company”, “we”, “us” or “our”) (NASDAQ GS: JRJC), a leading web-based financial services company that provides Chinese retail investors with online access to securities trading services, weal |
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| November 14, 2017 |
Exhibit 99.1 China Finance Online Reports Third Quarter and First Nine Months of 2017 Unaudited Financial Results BEIJING, November 14, 2017 /PRNewswire/ - China Finance Online Co. Limited (?China Finance Online?, or the ?Company?, ?we?, ?us? or ?our?) (NASDAQ GS: JRJC), a leading web-based financial services company that provides Chinese retail investors with online access to securities trading s |
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| November 14, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 November 14, 2017 Commission File Number: 000-50975 China Finance Online Co. Limited (Translation of registrant?s name into English) HONG KONG (Jurisdiction of incorporation or organization) 17th floor of Fuzhu |
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| August 14, 2017 |
China Finance Online Reports Second Quarter and First Six Months of 2017 Unaudited Financial Results EX-99.1 2 f6k081417ex99ichina.htm CHINA FINANCE ONLINE REPORTS SECOND QUARTER AND FIRST SIX MONTHS OF 2017 UNAUDITED FINANCIAL RESULTS Exhibit 99.1 China Finance Online Reports Second Quarter and First Six Months of 2017 Unaudited Financial Results BEIJING, August 14, 2017 /PRNewswire/ - China Finance Online Co. Limited (“China Finance Online”, or the “Company”, “we”, “us” or “our”) (NASDAQ GS: JR |
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| August 14, 2017 |
China Finance Online REPORT OF FOREIGN PRIVATE ISSUER (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 August 14, 2017 Commission File Number: 000-50975 China Finance Online Co. Limited (Translation of registrant?s name into English) HONG KONG (Jurisdiction of incorporation or organization) 17th floor of Fuzhuo |
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| July 6, 2017 |
China Finance Online REPORT OF FOREIGN PRIVATE ISSUER (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 July 5, 2017 Commission File Number: 000-50975 China Finance Online Co. Limited (Translation of registrant?s name into English) HONG KONG (Jurisdiction of incorporation or organization) 17th floor of Fuzhuo Pla |
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| July 6, 2017 |
Exhibit 99.1 China Finance Online Co. Limited?s 2017 Annual General Meeting as a publicly traded company was held in Beijing at 10:00 am (Beijing time) on June 30, 2017 Meeting address: 17th floor of Fuzhuo Plaza A, No.28 Xuanwai Street, Xicheng District, Beijing, 100052, China At this annual general meeting of shareholders (the ?Meeting?) of China Finance Online Co. Limited (the ?Company?), five |
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| June 14, 2017 |
Exhibit 99.1 China Finance Online Reports First Quarter 2017 Unaudited Financial Results BEIJING, June 14, 2017 /PRNewswire/ - China Finance Online Co. Limited ("China Finance Online", or the "Company", "we", "us" or "our") (NASDAQ GS: JRJC), a leading web-based financial services company that provides Chinese retail investors with online access to securities and commodities trading services, weal |
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| June 14, 2017 |
China Finance Online REPORT OF FOREIGN PRIVATE ISSUER (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 June 14, 2017 Commission File Number: 000-50975 China Finance Online Co. Limited (Translation of registrant?s name into English) HONG KONG (Jurisdiction of incorporation or organization) 17th floor of Fuzhuo Pl |
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| June 2, 2017 |
China Finance Online REPORT OF FOREIGN PRIVATE ISSUER (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 June 2, 2017 Commission File Number: 000-50975 China Finance Online Co. Limited (Translation of registrant?s name into English) HONG KONG (Jurisdiction of incorporation or organization) 17th floor of Fuzhuo Pla |
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| June 2, 2017 |
CHINA FINANCE ONLINE CO. LIMITED REPORT OF THE DIRECTORS EXHIBIT 99.1 CHINA FINANCE ONLINE CO. LIMITED REPORT OF THE DIRECTORS The directors of China Finance Online Co. Limited, or the Company, present their report and the audited financial statements for the year ended December 31, 2016, or the Financial Statements, which can be accessed through the SEC website at http:///www.sec.gov or through the Company’s website at http://ir.chinafinanceonline.com/ |
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| June 2, 2017 |
FORM OF PROXY FOR HOLDERS OF ORDINARY SHARES EXHIBIT 99.2 FORM OF PROXY FOR HOLDERS OF ORDINARY SHARES I/We of being the registered holder(s) of ordinary shares in the capital of CHINA FINANCE ONLINE CO. LIMITED (the “Company”) hereby appoint the Chairman of the meeting or failing him, of as my/our proxy to attend and vote for me/us and on my/our behalf at the Annual General Meeting of the Company (the “Meeting”) to be held at 17th floor of |
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| June 2, 2017 |
EXHIBIT 99.1 CHINA FINANCE ONLINE CO. LIMITED NOTICE OF ANNUAL GENERAL MEETING OF SHAREHOLDERS AND PROXY STATEMENT Notice is hereby given that an Annual General Meeting of Shareholders, or the Meeting, of China Finance Online Co. Limited, or the Company, will be held on June 30, 2017 at 10:00 a.m., Beijing time, at the offices of the Company, 17th floor of Fuzhuo Plaza A, No.28 Xuanwai Street, Xic |
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| June 2, 2017 |
China Finance Online REPORT OF FOREIGN PRIVATE ISSUER (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 June 2, 2017 Commission File Number: 000-50975 China Finance Online Co. Limited (Translation of registrant?s name into English) HONG KONG (Jurisdiction of incorporation or organization) 17th floor of Fuzhuo Pla |
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| June 2, 2017 |
Exhibit 99.3 CHINA FINANCE ONLINE CO. LIMITED TO THE REGISTERED HOLDERS OF AMERICAN DEPOSITARY SHARES (?ADSs?) REPRESENTING ORDINARY SHARES OF CHINA FINANCE ONLINE CO. LIMITED Please refer to the reverse side of this card for the Resolutions to be voted at the Meeting. FOLD AND DETACH HERE Ordinary Resolutions FOR AGAINST ABSTAIN FOR AGAINST ABSTAIN FOR AGAINST ABSTAIN Resolution 1 ? ? ? Resolutio |
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| May 15, 2017 |
China Finance Online Announces Management Change Exhibit 99.1 China Finance Online Announces Management Change BEIJING, May 15, 2017 /PRNewswire/ - China Finance Online Co. Limited (?China Finance Online?, or the ?Company?, ?we?, ?us? or ?our?) (NASDAQ GS: JRJC), a leading web-based financial services company that provides Chinese retail investors with online access to securities and commodities trading services, wealth management products, inve |
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| May 15, 2017 |
China Finance Online REPORT OF FOREIGN PRIVATE ISSUER (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 May 15, 2017 Commission File Number: 000-50975 China Finance Online Co. Limited (Translation of registrant?s name into English) Hong Kong (Jurisdiction of incorporation or organization) 17th Floor of Fuzhuo Pla |
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| April 28, 2017 |
China Finance Online Reports Fourth Quarter and Full Year 2016 Unaudited Financial Results (Amended) EX-99.1 2 f6k042717a1ex99ichina.htm CHINA FINANCE ONLINE REPORTS FOURTH QUARTER AND FULL YEAR 2016 UNAUDITED FINANCIAL RESULTS (AMENDED) Exhibit 99.1 China Finance Online Reports Fourth Quarter and Full Year 2016 Unaudited Financial Results (Amended) BEIJING, April 28, 2017 /PRNewswire/ - China Finance Online Co. Limited ("China Finance Online", or the "Company", "we", "us" or "our") (NASDAQ GS: J |
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| April 28, 2017 |
China Finance Online AMENDMENT NO. 1 TO FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K/A (Amendment No.1) REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 April 28, 2017 Commission File Number: 000-50975 China Finance Online Co. Limited (Translation of registrant?s name into English) Hong Kong (Jurisdiction of incorporation or organization) 17t |
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| April 28, 2017 |
Exhibit 4.147 LOAN AGREEMENT The Loan Agreement (the ?Agreement?) is entered into as of August 1, 2016 between the following parties: Lender: Fortune Software (Beijing) Co., Ltd. Registered Address: Room07, 7/F, Level 2, No. 26/28/30, Xuanwu gate Street, Xicheng District, Beijing, China Borrower A: CUI WEI Address: 17/F, Tower A, Fuzhuo Tower, Xuanwu gate Street, Xicheng District, Beijing, China B |
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| April 28, 2017 |
CFO Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 12.2 Certification by the Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Jun Wang, certify that: 1. I have reviewed this Annual Report on Form 20-F of China Finance Online Co. Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made |
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| April 28, 2017 |
CFO Certification Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Exhibit 13.2 CERTIFICATION OF PERIODIC FINANCIAL REPORT PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of China Finance Online Co. Limited (the “Company”) on Form 20-F for the fiscal year ended December 31, 2016 filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Jun W |
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| April 28, 2017 |
Exhibit 4.151 TECHNICAL SUPPORT AGREEMENT between FORTUNE SOFTWARE (BEIJING) CO., LTD. and Beijing Huizhi Wealth Technology Co., Ltd August, 2016 BEIJING, CHINA TECHNICAL SUPPORT AGREEMENT This Technical Support Agreement (“this Agreement”) is entered into in Beijing, the People’s Republic of China (the “PRC”) on this August 1, 2016 between: Party A: Fortune Software (Beijing) Co., Ltd. Address: R |
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| April 28, 2017 |
Exhibit 4.138 Equity Transfer Agreement Shanghai Meining Computer Software Co., Ltd. This Agreement is jointly made and executed in the Company’s conference room on January 12, 2016 by and between the following parties: Transferor: Beijing Fuhua Innovation Technology Development Co., Ltd. ("CFO Fuhua") (hereinafter referred to as “Party A”); Transferee: Shanghai Fenxin Information Technology Co., |
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| April 28, 2017 |
Exhibit 4.142 PURCHASE OPTION AND COOPERATION AGREEMENT among Beijing CFO Glory Technology Co., Ltd. MENG HAN LU WEJING and Zhongheng Xintai(Beijing) Assets Management Co., Ltd Sep 9, 2016 BEIJING, CHINA PURCHASE OPTION AND COOPERATION AGREEMENT This Purchase Option and Cooperation Agreement ("this Agreement") is entered into in Beijing, People's Republic of China (the "PRC") on Sep, 2016 by and a |
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| April 28, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F (Mark One) ☐ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES E |
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| April 28, 2017 |
CEO Certification Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 Exhibit 13.1 CERTIFICATION OF PERIODIC FINANCIAL REPORT PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of China Finance Online Co. Limited (the ?Company?) on Form 20-F for the fiscal year ended December 31, 2016 filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, Zhiwe |
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| April 28, 2017 |
CEO Certification Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 Exhibit 12.1 Certification by the Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Zhiwei Zhao, certify that: 1. I have reviewed this Annual Report on Form 20-F of China Finance Online Co. Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements m |
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| April 28, 2017 |
Consent of Jincheng Tongda & Neal Law Firm Exhibit 15.2 Consent of Jincheng Tongda & Neal Law Firm April 28, 2017 China Finance Online Co. Limited 17th Floor of Fuzhuo Plaza A No. 28 Xuanwai Street, Xicheng District Beijing 100052, China We hereby consent to the reference to our firm and the summary of our opinion under the ?Item 4. Information on the Company - B. Business overview - Regulation? and ?Item 4. Information on the Company - C. |
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| April 28, 2017 |
Exhibit 4.139 Equity Transfer Agreement Shanghai Fenxin Information Technology Co., Ltd. This Agreement is jointly made and executed in the Company’s conference room on April 28, 2016 by and between the following parties: Transferor: Tibet Caifu Jinyuan Network Technology Co., Ltd. (hereinafter referred to as “Party A”); Transferee: Shanghai Jiuyi Ruotong Start-up Investment Enterprise (limited Pa |
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| April 28, 2017 |
Exhibit 4.140 Equity Transfer Agreement Shanghai Fenxin Information Technology Co., Ltd. This Agreement is jointly made and executed in the Company?s conference room on April 28, 2016 by and between the following parties: Transferor: Tibet Caifu Jinyuan Network Technology Co., Ltd. (hereinafter referred to as ?Party A?); Transferee: Shanghai Jiuyi Yonglin Investment Management Enterprise (hereinaf |
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| April 28, 2017 |
Exhibit 4.141 LOAN AGREEMENT The Loan Agreement (the ?Agreement?) is entered into as of September 9, 2016 between the following parties: Lender: Beijing CFO Glory Technology Co., Ltd. (?CFO Glory?) Registered Address: 17/F, Fuzhuo Tower, Xuanwu gate Street, Xicheng District, Beijing, China Borrower A: MENG HAN Address: 17/F, Tower A, Fuzhuo Tower, Xuanwu gate Street, Xicheng District, Beijing, Chi |
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| April 28, 2017 |
Exhibit 4.143 SHARE PLEDGE AGREEMENT This Share Pledge Agreement (this “Agreement”) is executed by and among the following parties on September 9, 2016. PLEDGOR A: MENG HAN ADDRESS: 17/F, Tower A, Fuzhuo Tower, Xuanwu gate Street, Xicheng District, Beijing, China PLEDGOR B: LU WENJING ADDRESS: 17/F, Tower A, Fuzhuo Tower, Xuanwu gate Street, Xicheng District, Beijing, China PLEDGEE: Beijing CFO Gl |
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| April 28, 2017 |
Exhibit 4.144 OPERATION AGREEMENT between Beijing CFO Glory Technology Co., Ltd. and Zhongheng Xintai(Beijing) Assets Management Co., Ltd September, 2016 BEIJING, CHINA OPERATION AGREEMENT This Operation Agreement (“this Agreement”) is entered into in Beijing, People’s Republic of China (the “PRC”) on this September 9, 2016 between: Party A: Beijing CFO Glory Technology Co., Ltd. Address: A1708, F |
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| April 28, 2017 |
Exhibit 4.146 STRATEGIC CONSULTING SERVICE AGREEMENT between Zhongheng Xintai(Beijing) Assets Management Co., Ltd and Beijing CFO Glory Technology Co., Ltd. SEPTEMBER, 2016 BEIJING, CHINA TABLE OF CONTENTS ARTICLE 1. DEFINITIONS 3 ARTICLE 2. TECHNICAL SUPPORT SERVICES 3 ARTICLE 3. STRATEGIC CONSULTING SERVICE FEE 4 ARTICLE 4. REPRESENTATIONS AND WARRANTIES 4 ARTICLE 5. CONFIDENTIALITY 4 ARTICLE 6. |
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| April 28, 2017 |
Exhibit 4.150 OPERATION AGREEMENT between FORTUNE SOFTWARE (BEIJING) CO., LTD. and Beijing Huizhi Wealth Technology Co.,Ltd August, 2016 BEIJING, CHINA OPERATION AGREEMENT This Operation Agreement (?this Agreement?) is entered into in Beijing, People?s Republic of China (the ?PRC?) on this August 1, 2016 between: Party A: Fortune Software (Beijing) Co., Ltd Address: Room07, 7/F, Level 2, No.26/28/ |
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| April 28, 2017 |
Exhibit 4.152 STRATEGIC CONSULTING SERVICE AGREEMENT between BEIJING HUIZHI WEALTH TECHNOLOGY CO.LTD and FORTUNE SOFTWARE (BEIJING) CO., LTD. AUGUST, 2016 BEIJING, CHINA TABLE OF CONTENTS ARTICLE 1. DEFINITIONS 3 ARTICLE 2. TECHNICAL SUPPORT SERVICES 3 ARTICLE 3. STRATEGIC CONSULTING SERVICE FEE 4 ARTICLE 4. REPRESENTATIONS AND WARRANTIES 4 ARTICLE 5. CONFIDENTIALITY 4 ARTICLE 6. GOVERNING LAW AND |
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| April 28, 2017 |
Exhibit 4.148 PURCHASE OPTION AND COOPERATION AGREEMENT among Fortune Software (Beijing) Co., Ltd. CUI WEI CHENG SHICHAO and Beijing Huizhi Wealth Technology Co., Ltd August 1, 2016 BEIJING, CHINA PURCHASE OPTION AND COOPERATION AGREEMENT This Purchase Option and Cooperation Agreement (?this Agreement?) is entered into in Beijing, People?s Republic of China (the ?PRC?) on August 1, 2016 by and amo |
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| April 28, 2017 |
Exhibit 4.145 TECHNICAL SUPPORT AGREEMENT between Beijing CFO Glory Technology Co., Ltd. and Zhongheng Xintai (Beijing) Assets Management Co., Ltd September, 2016 BEIJING, CHINA TECHNICAL SUPPORT AGREEMENT This Technical Support Agreement (“this Agreement”) is entered into in Beijing, the People’s Republic of China (the “PRC”) on this September 9, 2016 between: Party A: Beijing CFO Glory Technolog |
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| April 28, 2017 |
Consent of BDO China Shu Lun Pan Certified Public Accountants LLP. Exhibit 15.1 Consent of Independent Registered Public Accounting Firm We hereby consent to the incorporation by reference in the Registration Statements on Forms S-8 (No. 333-157670, No.333-139192, and No.333-123802) and Form S-8/A (No. 333-139192) of China Finance Online Co. Limited, its subsidiaries, its variable interest entities (“VIEs”) and its VIE’s subsidiaries of our report dated April 28, |
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| April 28, 2017 |
Exhibit 4.149 SHARE PLEDGE AGREEMENT This Share Pledge Agreement (this “Agreement”) is executed by and among the following parties on August 1, 2016. PLEDGOR A: CUI WEI ADDRESS: 17/F, Tower A, Fuzhuo Tower, Xuanwu gate Street, Xicheng District, Beijing, China PLEDGOR B: CHENG SHICHAO ADDRESS: 17/F, Tower A, Fuzhuo Tower, Xuanwu gate Street, Xicheng District, Beijing, China PLEDGEE: Fortune Softwar |
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| April 14, 2017 |
China Finance Online FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 April 14, 2017 Commission File Number: 000-50975 China Finance Online Co. Limited (Translation of registrant?s name into English) Hong Kong (Jurisdiction of incorporation or organization) 17th Floor of Fuzhuo P |
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| April 13, 2017 |
Exhibit 99.1 China Finance Online Reports Fourth Quarter and Full Year 2016 Unaudited Financial Results BEIJING, April 13, 2017 /PRNewswire/ - China Finance Online Co. Limited ("China Finance Online", or the "Company", "we", "us" or "our") (NASDAQ GS: JRJC), a leading web-based financial services company that provides Chinese retail investors with online access to securities and commodities tradin |
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| April 13, 2017 |
China Finance Online FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 April 13, 2017 Commission File Number: 000-50975 China Finance Online Co. Limited (Translation of registrant?s name into English) Hong Kong (Jurisdiction of incorporation or organization) 17th Floor of Fuzhuo P |
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| April 10, 2017 |
China Finance Online FORM 6-K/A (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K/A (Amendment No.1) REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 April 10, 2017 Commission File Number: 000-50975 China Finance Online Co. Limited (Translation of registrant?s name into English) Hong Kong (Jurisdiction of incorporation or organization) 17t |
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| April 10, 2017 |
China Finance Online FORM 6-K/A (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K/A (Amendment No. 1) REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 April 10, 2017 Commission File Number: 000-50975 China Finance Online Co. Limited ??????????????????????????????? (Translation of registrant?s name into English) Hong Kong ?????????????????? |
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| April 10, 2017 |
China Finance Online FORM 6-K/A (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K/A (Amendment No.1) REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 April 10, 2017 Commission File Number: 000-50975 China Finance Online Co. Limited ??????????????????????????????????? (Translation of registrant?s name into English) Hong Kong ??????????????? |
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| February 21, 2017 |
China Finance Online Co. Limited 17th Floor of Fuzhuo Plaza A, No. 28 Xuanwai Street, Xicheng District, Beijing, China 100052 CONFIDENTIAL TREATMENT REQUESTED BY CHINA FINANCE ONLINE CO. LIMITED PORTIONS OF THIS DOCUMENT HAVE BEEN OMITTED PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND, WHERE APPLICABLE, HAVE BEEN MARKED WITH AN ASTERISK TO DENOTE WHERE OMISSIONS HAVE BEEN MADE. THE CONFIDENT |
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| January 10, 2017 |
Exhibit 13.1 CERTIFICATION OF PERIODIC FINANCIAL REPORT PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Amendment No. 1 to the Annual Report of China Finance Online Co. Limited (the “Company”) on Form 20-F for the fiscal year ended December 31, 2015 filed with the Securities and Exchange Commission on the date hereof ( |
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| January 10, 2017 |
Exhibit 13.2 CERTIFICATION OF PERIODIC FINANCIAL REPORT PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Amendment No. 1 to the Annual Report of China Finance Online Co. Limited (the “Company”) on Form 20-F for the fiscal year ended December 31, 2015 filed with the Securities and Exchange Commission on the date hereof ( |
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| January 10, 2017 |
China Finance Online Co. Limited 17th Floor of Fuzhuo Plaza A, No. 28 Xuanwai Street, Xicheng District, Beijing, China 100052 January 10 , 2017 VIA EDGAR Marc Thomas, Review Accountant Dave Irving, Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: China Finance Online Co. Limited Form 20-F for the Fiscal Year Ended December 31, 2015 Fi |
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| January 10, 2017 |
Exhibit 12.2 Certification by the Principal Financial Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Jun Wang, certify that: 1. I have reviewed this Amendment No. 1 to the annual report on Form 20-F of China Finance Online Co. Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to m |
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| January 10, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 20-F/A (Amendment No. 1) (Mark One) o REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR þ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) |
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| January 10, 2017 |
Exhibit 12.1 Certification by the Principal Executive Officer Pursuant to Section 302 of the Sarbanes-Oxley Act of 2002 I, Zhiwei Zhao, certify that: 1. I have reviewed this Amendment No. 1 to the annual report on Form 20-F of China Finance Online Co. Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary t |
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| January 10, 2017 |
Consent of Independent Registered Public Accounting Firm Exhibit 15.1 Consent of Independent Registered Public Accounting Firm We hereby consent to the incorporation by reference in the Registration Statements on Forms S-8 (No. 333-157670, No.333-139192, and No.333-123802) and Form S-8/A (No. 333-139192) of China Finance Online Co. Limited, its subsidiaries, its variable interest entities (“VIEs”) and its VIE’s subsidiaries of our report dated April 27, |
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| December 30, 2016 |
China Finance Online Co. Limited 17th Floor of Fuzhuo Plaza A, No. 28 Xuanwai Street, Xicheng District, Beijing, China 100052 December 30, 2016 VIA EDGAR Marc Thomas, Review Accountant Dave Irving, Division of Corporation Finance Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: China Finance Online Co. Limited Form 20-F for the Fiscal Year Ended December 31, 2015 Fi |
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| November 29, 2016 |
China Finance Online FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 November 29, 2015 Commission File Number: 000-50975 China Finance Online Co. Limited (Translation of registrant?s name into English) Hong Kong (Jurisdiction of incorporation or organization) 17th Floor of Fuzhu |
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| November 29, 2016 |
EX-99.1 2 exh991.htm EXHIBIT 99.1 Exhibit 99.1 China Finance Online Reports Third Quarter and Nine Months Ended September 30, 2016 Unaudited Financial Results BEIJING, November 29, 2016 /PRNewswire/ - China Finance Online Co. Limited ("China Finance Online", or the "Company", "we", "us" or "our") (NASDAQ GS: JRJC), a leading web-based financial services company that provides Chinese retail investo |
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| August 22, 2016 |
China Finance Online FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 August 22, 2016 Commission File Number: 000-50975 China Finance Online Co. Limited ??????????????????????????????????? (Translation of registrant?s name into English) HONG KONG ????????????????????????????????? |
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| August 22, 2016 |
China Finance Online Announces Settlement of Shareholder Lawsuit Exhibit 99.1 China Finance Online Announces Settlement of Shareholder Lawsuit Beijing, China, August 22, 2016– China Finance Online Co. Limited (“China Finance Online”, or the “Company”, “we”, “us” or “our”) (NASDAQ GS: JRJC), a leading web-based financial services company that provides Chinese retail investors with online access to securities and commodities trading, wealth management products, i |
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| August 22, 2016 |
China Finance Online FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 August 22, 2016 Commission File Number: 000-50975 China Finance Online Co. Limited ??????????????????????????????????? (Translation of registrant?s name into English) HONG KONG ????????????????????????????????? |
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| August 22, 2016 |
China Finance Online Announces Settlement of Shareholder Lawsuit Exhibit 99.1 China Finance Online Announces Settlement of Shareholder Lawsuit Beijing, China, August 22, 2016– China Finance Online Co. Limited (“China Finance Online”, or the “Company”, “we”, “us” or “our”) (NASDAQ GS: JRJC), a leading web-based financial services company that provides Chinese retail investors with online access to securities and commodities trading, wealth management products, i |
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| August 18, 2016 |
China Finance Online FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 August 18, 2016 Commission File Number: 000-50975 China Finance Online Co. Limited ??????????????????????????????? (Translation of registrant?s name into English) Hong Kong ????????????????????????????????????? |
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| August 18, 2016 |
China Finance Online FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 August 18, 2016 Commission File Number: 000-50975 China Finance Online Co. Limited ??????????????????????????????? (Translation of registrant?s name into English) Hong Kong ????????????????????????????????????? |
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| August 18, 2016 |
Exhibit 99.1 China Finance Online Reports Second Quarter and First Half Ended June 30, 2016 Unaudited Financial Results BEIJING, August 18, 2016 - China Finance Online Co. Limited ("China Finance Online", or the "Company", "we", "us" or "our") (NASDAQ GS: JRJC), a leading web-based financial services company that provides Chinese retail investors with online access to securities and commodities tr |
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| August 18, 2016 |
Exhibit 99.1 China Finance Online Reports Second Quarter and First Half Ended June 30, 2016 Unaudited Financial Results BEIJING, August 18, 2016 - China Finance Online Co. Limited ("China Finance Online", or the "Company", "we", "us" or "our") (NASDAQ GS: JRJC), a leading web-based financial services company that provides Chinese retail investors with online access to securities and commodities tr |
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| June 29, 2016 |
Exhibit 99.1 China Finance Online Co. Limited?s 2016 Annual General Meeting as a publicly traded company was held in Beijing at 10:00 am (Beijing time) on June 28, 2016 Meeting address: 17th floor of Fuzhuo Plaza A, No.28 Xuanwai Street, Xicheng District, Beijing, 100052, China At this annual general meeting of shareholders (the ?Meeting?) of China Finance Online Co. Limited (the ?Company?), five |
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| June 29, 2016 |
China Finance Online FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 June 29, 2016 Commission File Number: 000-50975 China Finance Online Co. Limited ??????????????????????????????????? (Translation of registrant?s name into English) HONG KONG ??????????????????????????????????? |
