Grundläggande statistik
| CIK | 1417754 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Iao Kun Group Holding Co. Ltd.
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| May 14, 2018 |
IKGH / Iao Kun Group Holding Co. Ltd. FORM 25 25 1 tv49403725.htm FORM 25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. C. 20549 FORM 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-34804 LiNiu Technology Group, The Nasdaq Stock Market (Exact name of Issuer as specified in its charter, and name of Exchange where security is lis |
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| April 27, 2018 |
IKGH / Iao Kun Group Holding Co. Ltd. FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2018 Commission File Number: 001-34804 LINIU TECHNOLOGY GROUP (Translation of registrant’s name into English) 18/F, Shangcheng International Building, Tianhe North Road, Guangzhou, China |
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| April 13, 2018 |
IKGH / Iao Kun Group Holding Co. Ltd. FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2018 Commission File Number: 001-34804 LINIU TECHNOLOGY GROUP (Translation of registrant’s name into English) 18/F, Shangcheng International Building, Tianhe North Road, Guanzhou, China ( |
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| January 26, 2018 |
LINU / LiNiu Technology Group / Lan Chan Iok - SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13D-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 LiNiu Technology Group (Name of Issuer) Ordinary Shares, $.0006 par value (Title of Class of Securities) G54971208 (CUSIP Number) October 12, 2017 (Date of Event which Require |
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| December 28, 2017 |
IKGH / Iao Kun Group Holding Co. Ltd. FORM 6-K (Current Report of Foreign Issuer) 6-K 1 tv4821206k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2017 Commission File Number: 001-34804 LINIU TECHNOLOGY GROUP (Translation of registrant’s name into English) 18/F, Shangcheng International Building, Tia |
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| December 28, 2017 |
LiNiu Technology Group Announces First Half 2017 Financial Results EX-99.1 2 tv482120ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 LiNiu Technology Group Announces First Half 2017 Financial Results Hong Kong, China – December 28, 2017 – LiNiu Technology Group (f/k/a Iao Kun Group Holding Company Limited) (“LINU” or the “Company”) (NASDAQ: LINU), which launched its electronic trading platform focused on the Chinese agricultural industry since April 2017 through Guangzhou L |
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| October 5, 2017 |
LiNiu Technology Group 2017 Omnibus Equity Incentive Plan. EX-10.1 4 v476520ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 LINIU TECHNOLOGY GROUP 2017 OMNIBUS EQUITY INCENTIVE PLAN LINIU TECHNOLOGY GROUP 2017 OMNIBUS EQUITY INCENTIVE PLAN Article I PURPOSE The purpose of this Liniu Technology Group 2017 Omnibus Equity Incentive Plan (the “Plan”) is to benefit Liniu Technology Group, a Cayman Islands exempted company (the “Company”), and its shareholders, by assisti |
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| October 5, 2017 |
Iao Kun Group Holding FORM S-8 S-8 1 v476520s8.htm FORM S-8 As filed with the Securities and Exchange Commission on October 5, 2017 File No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 LINIU TECHNOLOGY GROUP (Exact name of registrant as specified in its charter) Cayman Islands N/A (State or other jurisdiction of incorporation or or |
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| October 5, 2017 |
Specimen Ordinary Share Certificate. Exhibit 4.1 LINIU TECHNOLOGY GROUP The Company will furnish without charge to each shareholder who so requests the powers, designations, preferences and relative, participating, optional or other special rights of each class of shares or series thereof of the Company and the qualifications, limitations, or restrictions of such preferences and/or rights. This certificate and the shares represented |
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| August 30, 2017 |
Iao Kun Group Holding FORM 6-K (Current Report of Foreign Issuer) 6-K 1 v4742656k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2017 Commission File Number: 001-34804 LINIU TECHNOLOGY GROUP (FORMERLY IAO KUN GROUP HOLDING COMPANY LIMITED) (Translation of registrant’s name into English |
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| August 30, 2017 |
LINIU TECHNOLOGY GROUP ANNOUNCES EFFECTIVENESS OF REVERSE SHARE SPLIT EX-99.1 3 v474265ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 LINIU TECHNOLOGY GROUP ANNOUNCES EFFECTIVENESS OF REVERSE SHARE SPLIT Hong Kong, China – August 28, 2017 – LiNiu Technology Group (f/k/a Iao Kun Group Holding Company Limited) (“LINU” or the “Company”) (NASDAQ: LINU), which launched its electronic trading platform focused on the Chinese agricultural industry in April 2017 through Guangzhou LiNi |
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| August 30, 2017 |
Exhibit 3.1 THE COMPANIES LAW (2016 REVISION) OF THE CAYMAN ISLANDS COMPANY LIMITED BY SHARES FIFTH AMENDED AND RESTATED MEMORANDUM AND ARTICLES OF ASSOCIATION OF LINIU TECHNOLOGY GROUP (As adopted by special resolution passed on 24 August 2017) THE COMPANIES LAW (2016 REVISION) OF THE CAYMAN ISLANDS COMPANY LIMITED BY SHARES FIFTH AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION OF LINIU TECHNOLOGY |
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| August 24, 2017 |
EX-4.1 2 v473975ex4-1.htm EXHIBIT 4.1 Exhibit 4.1 CONSULTING AGREEMENT THIS CONSULTING AGREEMENT (the “Agreement”) dated this 14th day of August, 2017 BETWEEN: LINIU TECHNOLOGY GROUP of 18/F Shangcheng International Building, Tianhe North Road, Guangzhou, China (the “Client”) - AND - Yawei Zhang 4-2-502, Ronghua yuan, Wusheng RD, Qiaokou, Wuhan, Hubei, China (the “Contractor”) BACKGROUND: A. The C |
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| August 24, 2017 |
Iao Kun Group Holding FORM S-8 As filed with the Securities and Exchange Commission on August 24, 2017 File No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 LINIU TECHNOLOGY GROUP (Exact name of registrant as specified in its charter) Cayman Islands N/A (State or other jurisdiction of incorporation or organization) (I.R.S. Employer |
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| August 8, 2017 |
Iao Kun Group Holding FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2017 Commission File Number: 001-34804 LINIU TECHNOLOGY GROUP (Translation of registrant?s name into English) 18/F Shangcheng International Building, Tianhe North Road, Guanzhou, China ( |
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| August 8, 2017 |
LINIU TECHNOLOGY GROUP ANNOUNCES APPOINTMENT OF DAVID WONG TO BOARD OF DIRECTORS Exhibit 99.1 LINIU TECHNOLOGY GROUP ANNOUNCES APPOINTMENT OF DAVID WONG TO BOARD OF DIRECTORS Hong Kong, China ? August 7, 2017 ? LiNiu Technology Group (f/k/a Iao Kun Group Holding Company Limited) (?LINU? or the ?Company?) (NASDAQ: LINU), which launched its electronic trading platform focused on the Chinese agricultural industry in April 2017 through Guangzhou LiNiu Network Technology Co., Ltd. |
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| August 1, 2017 |
EX-99.1 2 v471899ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 LINIU TECHNOLOGY GROUP 18/F, Shangceng International Building, Tianhe North Road, Guangzhou, China NOTICE OF EXTRAORDINARY GENERAL MEETING To be held on August 24, 2017 (or any adjournment or postponement thereof) To the Shareholders of LiNiu Technology Group Notice is hereby given that the Extraordinary General Meeting (the “General Meeting”) |
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| August 1, 2017 |
Iao Kun Group Holding FORM 6-K (Current Report of Foreign Issuer) 6-K 1 v4718996k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2017 Commission File Number: 001-34804 LINIU TECHNOLOGY GROUP (Translation of registrant’s name into English) 18/F, Shangceng International Building Tianhe Nor |
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| July 12, 2017 |
Exhibit 99.1 LINIU TECHNOLOGY GROUP RECEIVES NASDAQ NOTIFICATION OF NON-COMPLIANCE WITH AUDIT COMMITTEE REQUIREMENTS Hong Kong, China ? July 12, 2017 ? LiNiu Technology Group (f/k/a Iao Kun Group Holding Company Limited) (?LINU? or the ?Company?) (NASDAQ: LINU), which launched its electronic trading platform focused on the Chinese agricultural industry in April 2017 through Guangzhou LiNiu Network |
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| July 12, 2017 |
Iao Kun Group Holding FORM 6-K (Current Report of Foreign Issuer) 6-K 1 v4706986k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2017 Commission File Number: 001-53087 LINIU TECHNOLOGY GROUP (Translation of registrant’s name into English) Alameda Dr. Carlos D’ Assumpcao No: 180 Edf. Tong |
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| June 22, 2017 |
Iao Kun Group Holding FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2017 Commission File Number: 001-53087 LINIU TECHNOLOGY GROUP (Translation of registrant?s name into English) Alameda Dr. Carlos D? Assumpcao No: 180 Edf. Tong Nam Ah Central Comercio, 13 |
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| June 1, 2017 |
Iao Kun Group Holding FORM 6-K (Current Report of Foreign Issuer) 6-K 1 v4681866k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2017 Commission File Number: 001-53087 LINIU TECHNOLOGY GROUP (Translation of registrant’s name into English) Alameda Dr. Carlos D’ Assumpcao No: 180 Edf. Tong |
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| June 1, 2017 |
LiNiu Technology Group Announces First Quarter 2017 Financial Results Exhibit 99.1 LiNiu Technology Group Announces First Quarter 2017 Financial Results Hong Kong, China ? May 31, 2017 ? LiNiu Technology Group (f/k/a Iao Kun Group Holding Company Limited) (?LINU? or the ?Company?) (NASDAQ: LINU), which launched its electronic trading platform focused on the Chinese agricultural industry in April 2017 through Guangzhou LiNiu Network Technology Co., Ltd. (?Guangzhou L |
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| May 15, 2017 |
Exhibit 99.2 Unaudited pro forma condensed combined financial information The following unaudited pro forma condensed combined financial statements give effect to the Business Combination under the acquisition method of accounting in accordance with Financial Accounting Standards Board (FASB) Accounting Standard Codification (?ASC?) Topic 805, Business Combinations (?ASC 805?). The unaudited pro f |
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| May 15, 2017 |
Iao Kun Group Holding FORM 6-K/A (Current Report of Foreign Issuer) 6-K/A 1 v4666396ka.htm FORM 6-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K/A REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2017 Commission File Number: 001-53087 LINIU TECHNOLOGY GROUP (Translation of registrant’s name into English) Alameda Dr. Carlos D’ Assumpcao No: 180 Edf |
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| May 15, 2017 |
Exhibit 99.1 GUANGZHOU LINIU NETWORK TECHNOLOGY CO. LTD. FINANCIAL STATEMENTS AND REPORT OF INDEPENDENT ACCOUNTANT FOR THE PERIOD/YEAR ENDED DECEMBER 31ST, 2015 & 2016 (Incorporated in China on 27th October 2015 with limited liabilities) CONTENTS PAGE Report of Independent Accountant 1 - 2 Statement of Operations and Other Comprehensive Income 3 Statement of Financial Position 4 Statement of Chang |
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| April 29, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark one) FORM 20-F ? REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXC |
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| April 26, 2017 |
Iao Kun Group Holding FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2017 Commission File Number: 001-53087 LINIU TECHNOLOGY GROUP (FORMERLY IAO KUN GROUP HOLDING COMPANY LIMITED) (Translation of registrant?s name into English) Alameda Dr. Carlos D? Assump |
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| April 26, 2017 |
EX-99.1 2 v465081ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 IAO KUN GROUP HOLDING COMPANY LIMITED ANNOUNCES NAME CHANGE TO LINIU TECHNOLOGY GROUP New Ticker Symbol “LINU” Announces Launch of LiNiu Network Platform Hong Kong, China – April 26, 2017 – Iao Kun Group Holding Company Limited (“IKGH” or the “Company”) (NASDAQ: IKGH), announced today that its shareholders have approved the name change of the C |
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| March 23, 2017 |
EX-99.1 2 v462369ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 IAO KUN GROUP HOLDING COMPANY LIMITED Alameda Dr. Carlos D’ Assumpcao No: 180, Edf. Tong Nam Ah Central Comercio, 13 Andar P, Macau NOTICE OF EXTRAORDINARY GENERAL MEETING To be held on April 24, 2017 (or any adjournment or postponement thereof) To the Shareholders of Iao Kun Group Holding Company Limited Notice is hereby given that the Extraor |
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| March 23, 2017 |
Iao Kun Group Holding FORM 6-K (Current Report of Foreign Issuer) 6-K 1 v4623696k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2017 Commission File Number: 001-53087 IAO KUN GROUP HOLDING COMPANY LIMITED (Translation of registrant’s name into English) Alameda Dr. Carlos D’ Assumpcao N |
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| March 14, 2017 |
Iao Kun Group Holding FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2017 Commission File Number: 001-53087 IAO KUN GROUP HOLDING COMPANY LIMITED (Translation of registrant?s name into English) Alameda Dr. Carlos D? Assumpcao No: 181-187 Centro Comercial d |
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| March 3, 2017 |
Iao Kun Group Holding FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2017 Commission File Number: 001-53087 IAO KUN GROUP HOLDING COMPANY LIMITED (Translation of registrant?s name into English) Alameda Dr. Carlos D? Assumpcao No: 181-187 Centro Comercial d |
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| March 3, 2017 |
EX-99.1 2 v461057ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 IAO KUN GROUP HOLDING COMPANY COMPLETES ACQUISITION OF MAJORITY INTEREST IN GUANGZHOU LINIU NETWORK TECHNOLOGY CO. LTD. Announces Management and Board of Directors Changes Hong Kong, China – March 1, 2017 – Iao Kun Group Holding Company Limited (“IKGH”) (NASDAQ: IKGH), announced today that it has completed the acquisition of 51% of Jia-Heng Ind |
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| February 13, 2017 |
Exhibit 99.1 IAO KUN GROUP HOLDING COMPANY LIMITED TO ACQUIRE MAJORITY INTEREST IN GUANGZHOU LINIU NETWORK TECHNOLOGY CO. LTD. Commences Transformation and Diversification of its Operations Hong Kong, China ? February 7, 2017 ? Iao Kun Group Holding Company Limited (?IKGH?) (NASDAQ: IKGH), announced today that it plans to transform the Company?s overall strategy and begin to focus its efforts on t |
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| February 13, 2017 |
EX-10.1 2 v459282ex10-1.htm EXHIBIT 10.1 Exhibit 10.1 STOCK PURCHASE AGREEMENT This STOCK PURCHASE AGREEMENT (the “Agreement”), dated as of February 7, 2017, by and among Iao Kun Group Holding Company Limited, a Cayman Islands company (“Buyer”), Jia-Heng Industrial Ltd., a Cayman Islands company (the “Company”), and the shareholders of the Company listed on Schedule I (each a “Beneficial Holder” a |
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| February 13, 2017 |
Iao Kun Group Holding FORM 6-K (Current Report of Foreign Issuer) 6-K 1 v4592826k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2017 Commission File Number: 001-53087 IAO KUN GROUP HOLDING COMPANY LIMITED (Translation of registrant’s name into English) Alameda Dr. Carlos D’ Assumpca |
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| February 13, 2017 |
EX-10.2 3 v459282ex10-2.htm EXHIBIT 10.2 Exhibit 10.2 Profit Guarantee Agreement Date: February 7, 2017 Party A: Guangzhou LiNiu Network Technology Company Limited (“LiNiu Technology”) and Mr. Wang Shun Yang, China ID no. 610302197609284512 Party B: Iao Kun Group Holding Company Limited Reference is made to the Stock Purchase Agreement (the “Purchase Agreement”) dated February 7, 2017 by and among |
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| December 16, 2016 |
Iao Kun Group Holding FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2016 Commission File Number: 001-53087 IAO KUN GROUP HOLDING COMPANY LIMITED (Translation of registrant?s name into English) Alameda Dr. Carlos D? Assumpcao No: 181-187 Centro Comercia |
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| December 5, 2016 |
Iao Kun Group Holding FORM 6-K (Current Report of Foreign Issuer) 6-K 1 v4542466k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2016 Commission File Number: 001-34804 IAO KUN GROUP HOLDING COMPANY LIMITED (Translation of registrant’s name into English) Alameda Dr. Carlos D’ Assumpca |
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| December 5, 2016 |
Exhibit 99.1 IAO KUN GROUP HOLDING COMPANY LIMITED Alameda Dr. Carlos D? Assumpcao No: 181-187, Centro Comercial do Grupo Brilhantismo, 12 Andar T, Macau NOTICE OF ANNUAL MEETING OF SHAREHOLDERS To be held on December 30, 2016 (or any adjournment or postponement thereof) To the Shareholders of Iao Kun Group Holding Company Limited Notice is hereby given that the Annual Meeting of the Shareholders |
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| October 18, 2016 |
Iao Kun Group Holding FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2016 Commission File Number: 001-53087 IAO KUN GROUP HOLDING COMPANY LIMITED (Translation of registrant?s name into English) Alameda Dr. Carlos D? Assumpcao No: 181-187 Centro Comercial |
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| October 7, 2016 |
Iao Kun Group Holding 6-K (Current Report of Foreign Issuer) 6-K 1 v4491856k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2016 Commission File Number: 001-53087 IAO KUN GROUP HOLDING COMPANY LIMITED (Translation of registrant’s name into English) Alameda Dr. Carlos D’ Assumpcao No: |
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| October 7, 2016 |
EX-99.1 2 v449185ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Iao Kun Group Holding Company Limited Announces Revisions to its Second Quarter and Six Months 2016 Financial Results Hong Kong, China – October 7, 2016 – Iao Kun Group Holding Company Limited (“IKGH” or the “Company”) (NASDAQ: IKGH), which operates through its subsidiaries and related promotion entities that act as VIP room gaming promoters an |
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| September 30, 2016 |
Iao Kun Group Holding FORM 6-K (Current Report of Foreign Issuer) 6-K 1 v4497736k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2016 Commission File Number: 001-53087 IAO KUN GROUP HOLDING COMPANY LIMITED (Translation of registrant’s name into English) Alameda Dr. Carlos D’ Assumpc |
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| September 30, 2016 |
EX-99.1 2 v449773ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 IAO KUN GROUP HOLDING COMPANY LIMITED PROVIDES UPDATE ON STRATEGIC INITIATIVES Closes VIP Gaming Room at Le Royal Arc Casino, Expects to Generate Annual Savings of US$750,000 Announces Lapse of Purchase Agreement for Jeju Sun Hotel & Casino Hong Kong, China – September 30, 2016 – Iao Kun Group Holding Company Limited (“IKGH”) (NASDAQ: IKGH), wh |
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| September 30, 2016 |
Alameda Dr. Carlos D’ Assumpcao No: 181-187 Centro Comercial do Grupo Brilhantismo 12 Andar T Macau Tel: (853) 2872 3425 Fax: (853) 2872 3426 Date: September 30, 2016 Securities and Exchange Commission Washington, D.C. 20549 Attention: Melissa Raminpour, Heather Clark and Claire Erlanger Re: Iao Kun Group Holding Company Limited Form 20-F for the Year Ended December 31, 2015 File No. 001-34804 Dea |
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| September 15, 2016 |
Iao Kun Group Holding FORM 6-K (Current Report of Foreign Issuer) 6-K 1 v4489216k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2016 Commission File Number: 001-53087 IAO KUN GROUP HOLDING COMPANY LIMITED (Translation of registrant’s name into English) Alameda Dr. Carlos D’ Assumpc |
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| September 15, 2016 |
Exhibit 99.1 IAO KUN GROUP HOLDING COMPANY LIMITED RECEIVES NASDAQ NOTIFICATION OF NON- COMPLIANCE WITH MINIMUM BID PRICE RULE Hong Kong, China ? September 15, 2016 ? Iao Kun Group Holding Company Limited (?IKGH?) (NASDAQ: IKGH), which operates through its subsidiaries and related promotion entities that act as VIP room gaming promoters and a collaborator, today announced that on September 13, 201 |
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| September 13, 2016 |
EX-99.1 2 v448673ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 IAO KUN GROUP HOLDING COMPANY LIMITED ANNOUNCES CLOSURE OF VIP GAMING ROOMS AT GALAXY MACAU AND STARWORLD Expects to Generate Total Annual Savings of US$4.0 Million Hong Kong, China – September 13, 2016 – Iao Kun Group Holding Company Limited (“IKGH”) (NASDAQ: IKGH), which operates through its subsidiaries and related promotion entities that ac |
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| September 13, 2016 |
Iao Kun Group Holding FORM 6-K (Current Report of Foreign Issuer) 6-K 1 v4486736k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2016 Commission File Number: 001-53087 IAO KUN GROUP HOLDING COMPANY LIMITED (Translation of registrant’s name into English) Alameda Dr. Carlos D’ Assumpc |
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| September 2, 2016 |
EX-99.1 2 v448137ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 IAO KUN GROUP HOLDING COMPANY LIMITED ANNOUNCES STRATEGIC MACAU RESTRUCTURING INITIATIVES Closes VIP Gaming Room at Sands Cotai Central, Expects to Generate Annual Savings of US$750,000 Hong Kong, China – September 2, 2016 – Iao Kun Group Holding Company Limited (“IKGH”) (NASDAQ: IKGH), which operates through its subsidiaries and related promot |
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| September 2, 2016 |
Iao Kun Group Holding FORM 6-K (Current Report of Foreign Issuer) 6-K 1 v4481376k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2016 Commission File Number: 001-53087 IAO KUN GROUP HOLDING COMPANY LIMITED (Translation of registrant’s name into English) Alameda Dr. Carlos D’ Assumpc |
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| June 27, 2016 |
IAO KUN GROUP HOLDING COMPANY LIMITED ANNOUNCES FINAL 2015 ANNUAL CASH DIVIDEND Exhibit 99.1 IAO KUN GROUP HOLDING COMPANY LIMITED ANNOUNCES FINAL 2015 ANNUAL CASH DIVIDEND Hong Kong, China ? June 27, 2016 ? Iao Kun Group Holding Company Limited (?IKGH? or the ?Company?) (NASDAQ: IKGH), which operates through its subsidiaries and related promotion entities that act as VIP room gaming promoters and a collaborator, previously announced that its Board of Directors had authorized |
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| June 27, 2016 |
Iao Kun Group Holding FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2016 Commission File Number: 001-53087 IAO KUN GROUP HOLDING COMPANY LIMITED (Translation of registrant’s name into English) Alameda Dr. Carlos D’ Assumpcao No: 181-187 Centro Comercial do |
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| June 23, 2016 |
IAO KUN GROUP HOLDING COMPANY LIMITED TO ACQUIRE THE JEJU SUN HOTEL & CASINO IN JEJU, KOREA EX-99.1 3 v442786ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 IAO KUN GROUP HOLDING COMPANY LIMITED TO ACQUIRE THE JEJU SUN HOTEL & CASINO IN JEJU, KOREA Hong Kong, China – June 23, 2016 – Iao Kun Group Holding Company Limited (“IKGH”) (NASDAQ: IKGH), which operates through its subsidiaries and related promotion entities that act as VIP room gaming promoters and a collaborator, today announced that its in |
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| June 23, 2016 |
Exhibit 10.1 DATE: June 23, 2016 SOLAIRE KOREA CO., LTD. and BLOOMBERRY RESORTS CORPORATION and IAO KUN JEJU HOTEL COMPANY LIMITED SHARE PURCHASE AGREEMENT relating to GOLDEN & LUXURY CO., LTD. CONTENTS CLAUSE HEADING PAGE 1. INTERPRETATION 1 2. SALE AND PURCHASE OF THE SALE SHARES AND SALE LOANS 5 3. CONDITIONS 5 4. CONSIDERATION 7 5. OPERATION OF THE COMPANY PENDING COMPLETION 10 6. COMPLETION 1 |
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| June 23, 2016 |
Iao Kun Group Holding 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2016 Commission File Number: 001-53087 IAO KUN GROUP HOLDING COMPANY LIMITED (Translation of registrant’s name into English) Alameda Dr. Carlos D’ Assumpcao No: 181-187 Centro Comercial do |
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| June 7, 2016 |
Iao Kun Group Holding Company Limited Announces First Quarter 2016 Financial Results Exhibit 99.1 Iao Kun Group Holding Company Limited Announces First Quarter 2016 Financial Results Hong Kong, China ? June 7, 2016 ? Iao Kun Group Holding Company Limited (?IKGH?) (NASDAQ: IKGH), which operates through its subsidiaries and related promotion entities that act as VIP room gaming promoters and a collaborator, today announced unaudited and unreviewed financial results for the first qua |
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| June 7, 2016 |
Iao Kun Group Holding FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2016 Commission File Number: 001-34804 IAO KUN GROUP HOLDING COMPANY LIMITED (Translation of registrant’s name into English) Alameda Dr. Carlos D’ Assumpcao No: 181-187 Centro Comercial do |
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| March 11, 2016 |
Iao Kun Group Holding FORM 20-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark one) FORM 20-F ? REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXC |
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| March 7, 2016 |
Iao Kun Group Holding Company Limited Announces Fourth Quarter and Full Year 2015 Financial Results Exhibit 99.1 Iao Kun Group Holding Company Limited Announces Fourth Quarter and Full Year 2015 Financial Results Hong Kong, China ? March 4, 2016 ? Iao Kun Group Holding Company Limited (?IKGH?) (NASDAQ: IKGH), which operates through its subsidiaries and related promotion entities that act as VIP room gaming promoters and a collaborator, today announced unaudited financial results for the fourth q |
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| March 7, 2016 |
Iao Kun Group Holding FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2016 Commission File Number: 001-53087 IAO KUN GROUP HOLDING COMPANY LIMITED (Translation of registrant?s name into English) Alameda Dr. Carlos D? Assumpcao No: 181-187 Centro Comercial C |
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| November 19, 2015 |
Iao Kun Group Holding Company Limited Announces Third Quarter and Nine Months 2015 Financial Results Exhibit 99.1 Iao Kun Group Holding Company Limited Announces Third Quarter and Nine Months 2015 Financial Results Hong Kong, China ? November 19, 2015 ? Iao Kun Group Holding Company Limited (?IKGH?) (NASDAQ: IKGH), which operates through its subsidiaries and related promotion entities that act as VIP room gaming promoters and a collaborator, today announced unaudited financial results for the thr |
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| November 19, 2015 |
Iao Kun Group Holding FORM 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2015 Commission File Number: 001-53087 IAO KUN GROUP HOLDING COMPANY LIMITED (Translation of registrant’s name into English) Alameda Dr. Carlos D’ Assumpcao No: 181-187 Centro Comercia |
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| November 12, 2015 |
Iao Kun Group Holding FORM 6-K (Current Report of Foreign Issuer) 6-K 1 v4241446k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2015 Commission File Number: 001-34804 IAO KUN GROUP HOLDING COMPANY LIMITED (Translation of registrant’s name into English) Alameda Dr. Carlos D’ Assumpca |
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| November 12, 2015 |
Exhibit 99.1 IAO KUN GROUP HOLDING COMPANY LIMITED Alameda Dr. Carlos D? Assumpcao No: 181-187, Centro Comercial do Grupo Brilhantismo, 12 Andar T, Macau NOTICE OF ANNUAL MEETING OF SHAREHOLDERS To be held on December 8, 2015 (or any adjournment or postponement thereof) To the Shareholders of Iao Kun Group Holding Company Limited Notice is hereby given that the Annual Meeting of the Shareholders o |
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| September 22, 2015 |
Iao Kun Group Holding 6-K (Current Report of Foreign Issuer) 6-K 1 v4206886k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2015 Commission File Number: 001- 34804 IAO KUN GROUP HOLDING COMPANY LIMITED (Translation of registrant’s name into English) Alameda Dr. Carlos D’ Assumpcao N |
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| September 22, 2015 |
Exhibit 99.1 IAO KUN GROUP HOLDING COMPANY LIMITED ANNOUNCES RECORD DATE AND PAYMENT DATE OF 2015 SIX MONTH CASH DIVIDEND HONG KONG ? September 22, 2015 ? Iao Kun Group Holding Company Limited (?IKGH? or the ?Company?) (NASDAQ: IKGH), which operates through its subsidiaries and related promotion entities that act as VIP room gaming promoters and a collaborator, previously announced that its Board |
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| August 31, 2015 |
Iao Kun Group Holding Company Limited Announces Second Quarter and Six Months 2015 Financial Results Exhibit 99.1 Iao Kun Group Holding Company Limited Announces Second Quarter and Six Months 2015 Financial Results Hong Kong, China ? August 27, 2015 ? Iao Kun Group Holding Company Limited (?IKGH?) (NASDAQ: IKGH), which operates through its subsidiaries and related promotion entities that act as VIP room gaming promoters and a collaborator, today announced unaudited financial results for the three |
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| August 31, 2015 |
Iao Kun Group Holding 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2015 Commission File Number: 001-53087 IAO KUN GROUP HOLDING COMPANY LIMITED (Translation of registrant’s name into English) Alameda Dr. Carlos D’ Assumpcao No: 181-187 Centro Comercial |
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| May 29, 2015 |
Iao Kun Group Holding 6-K (Current Report of Foreign Issuer) 6-K 1 v4118876k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2015 Commission File Number: 001-53087 IAO KUN GROUP HOLDING COMPANY LIMITED (Translation of registrant’s name into English) Unit 605, East Town Building, 16 Fenwick |
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| May 29, 2015 |
Iao Kun Group Holding Company Limited Announces First Quarter 2015 Financial Results Exhibit 99.1 Iao Kun Group Holding Company Limited Announces First Quarter 2015 Financial Results Hong Kong, China ? May 28, 2015 ? Iao Kun Group Holding Company Limited (?IKGH?) (NASDAQ: IKGH), which operates through its subsidiaries and related promotion entities that act as VIP room gaming promoters and a collaborator, today announced unaudited and unreviewed financial results for the first qua |
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| May 26, 2015 |
Iao Kun Group Holding 6-K (Current Report of Foreign Issuer) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2015 Commission File Number: 001-53087 IAO KUN GROUP HOLDING COMPANY LIMITED (Translation of registrant’s name into English) Unit 605, East Town Building, 16 Fenwick Street, Wanchai, Hong K |
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| May 26, 2015 |
IAO KUN GROUP HOLDING COMPANY LIMITED ANNOUNCES 2014 ANNUAL CASH DIVIDEND EX-99.1 2 v411631ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 IAO KUN GROUP HOLDING COMPANY LIMITED ANNOUNCES 2014 ANNUAL CASH DIVIDEND Hong Kong, China – May 22, 2015 – Iao Kun Group Holding Company Limited (“IKGH” or the “Company”) (NASDAQ: IKGH), which operates through its subsidiaries and related promotion entities that act as VIP room gaming promoters and a collaborator, previously announced that its |
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| April 14, 2015 |
20-F 1 v40627220f.htm 20-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark one) FORM 20-F ¨ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR |
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| December 2, 2014 |
IKGH / Iao Kun Group Holding Co. Ltd. 6-K - Current Report of Foreign Issuer - FORM 6-K 6-K 1 v3938986k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2, 2014 Commission File Number: 000-53087 IAO KUN GROUP HOLDING COMPANY LIMITED (Translation of registrant’s name into English) Unit 605, East Town Buildin |
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| December 2, 2014 |
Exhibit 99.1 December 1, 2014 Iao Kun Group Holding Company Limited Announces Third Quarter and Nine Months 2014 Financial Results Iao Kun Group Holding Company Limited (“IKGH”) (IKGH), which operates through its subsidiaries and related promotion entities that act as VIP room gaming promoters and collaborator, today announced unaudited financial results for the three and nine months ended Septemb |
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| November 19, 2014 |
IKGH / Iao Kun Group Holding Co. Ltd. 6-K - Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2014 Commission File Number: 001-34804 IAO KUN GROUP HOLDING COMPANY LIMITED (Translation of registrant’s name into English) Unit 605, East Town Building, 16 Fenwick Street, Wanchai, H |
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| November 19, 2014 |
Exhibit 99.1 IAO KUN GROUP HOLDING COMPANY LIMITED Unit 605, East Town Building, 16 Fenwick Street, Wanchai, Hong Kong NOTICE OF ANNUAL MEETING OF SHAREHOLDERS To be held on December 5, 2014 (or any adjournment or postponement thereof) To the Shareholders of Iao Kun Group Holding Company Limited Notice is hereby given that the Annual Meeting of the Shareholders of Iao Kun Group Holding Company Lim |
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| September 22, 2014 |
IAO KUN GROUP HOLDING COMPANY LIMITED ANNOUNCES RECORD DATE AND PAYMENT DATE OF 2014 SIX MONTH CASH DIVIDEND Hong Kong, China – September 22, 2014 – Iao Kun Group Holding Company Limited (“IKGH” or the “Company”) (NASDAQ: IKGH), which operates through its subsidiaries and related promotion entities that act as VIP room gaming promoters and collaborator, previously announced that its Board of Directors had authorized a regular dividend each year after the release of the Company’s financial results for the six months ending June 30 (the “Six Month Dividend”). |
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| September 22, 2014 |
IKGH / Iao Kun Group Holding Co. Ltd. 6-K - Current Report of Foreign Issuer - 6-K 6-K 1 v3897226k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2014 Commission File Number: 001- 53087 IAO KUN GROUP HOLDING COMPANY LIMITED (Translation of registrant’s name into English) Unit 605, East Town Building, 16 |
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| September 2, 2014 |
IKGH / Iao Kun Group Holding Co. Ltd. 6-K - Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 29, 2014 Commission File Number: 000-53087 IAO KUN GROUP HOLDING COMPANY LIMITED (Translation of registrant’s name into English) Unit 605, East Town Building, 16 Fenwick Street, Wanchai, |
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| September 2, 2014 |
Iao Kun Group Holding Company Limited Announces Second Quarter and Six Months 2014 Financial Results Exhibit 99.1 Iao Kun Group Holding Company Limited Announces Second Quarter and Six Months 2014 Financial Results Hong Kong, China – August 28, 2014 – Iao Kun Group Holding Company Limited (“IKGH”) (NASDAQ: IKGH), which operates through its subsidiaries and related promotion entities that act as VIP room gaming promoters and collaborator, today announced unaudited financial results for the three a |
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| May 30, 2014 |
Iao Kun Group Holding Company Limited Announces First Quarter 2014 Financial Results Iao Kun Group Holding Company Limited Announces First Quarter 2014 Financial Results Hong Kong, China – May 29, 2014 – Iao Kun Group Holding Company Limited (“IKGH”) (NASDAQ: IKGH), which operates through its subsidiaries and related promotion entities that act as VIP room gaming promoters and collaborator, today announced unaudited financial results for the three months ended March 31, 2014. |
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| May 30, 2014 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2014 Commission File Number: 000-53087 IAO KUN GROUP HOLDING COMPANY LIMITED (Translation of registrant’s name into English) Unit 605, East Town Building, 16 Fenwick Street, Wanchai, Hong K |
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| April 30, 2014 |
Gaming Promotion Partnership Agreement (Brief summary translation for reference only) Gaming Promotion Partnership Agreement (Brief summary translation for reference only) Parties: Chan Yan Hung, a natural person gaming promoter (Promoter No. |
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| April 30, 2014 |
PROFIT INTEREST PURCHASE AGREEMENT dated June 26, 2013 by and among Asia Entertainment & Resources Ltd. |
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| April 30, 2014 |
Pursuant to Rule 13a-14(a) of the Exchange Act Exhibit 12.2 Certification Pursuant to Rule 13a-14(a) of the Exchange Act I, Raymond Li Chun Ming, certify that: 1. I have reviewed this annual report on Form 20-F of Iao Kun Group Holding Company Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstanc |
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| April 30, 2014 |
Pursuant to 18 U.S.C. Section 1350 Exhibit 13.1 Certification Pursuant to 18 U.S.C. Section 1350 Pursuant to U.S.C. Section 1350 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code), each of the undersigned officers of Iao Kun Group Holding Company Limited. (the “Company”), does hereby certify, to such officer’s knowledge, that: The Annual Report on Form 20-F for th |
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| April 30, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark one) FORM 20-F ¨ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXC |
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| April 30, 2014 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM The Board of Directors Iao Kun Group Holding Company Limited (F/K/A Asia Entertainment & Resources Ltd. |
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| April 30, 2014 |
Pursuant to Rule 13a-14(a) of the Exchange Act Exhibit 12.1 Certification Pursuant to Rule 13a-14(a) of the Exchange Act I, Leong Siak Hung, certify that: 1. I have reviewed this annual report on Form 20-F of Iao Kun Group Holding Company Limited; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances un |
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| November 14, 2013 |
Iao Kun Group Holding Company Limited Announces Third Quarter and Nine Month 2013 Financial Results Iao Kun Group Holding Company Limited Announces Third Quarter and Nine Month 2013 Financial Results Hong Kong, China – November 13, 2013 – Iao Kun Group Holding Company Limited (“IKGH” or the “Company”) (NASDAQ: IKGH), formerly Asia Entertainment & Resources Ltd. |
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| November 14, 2013 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2013 Commission File Number: 000-53087 IAO KUN GROUP HOLDING COMPANY LIMITED (Translation of registrant’s name into English) Unit 605, East Town Building, 16 Fenwick Street, Wanchai, H |
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| October 7, 2013 |
ASIA ENTERTAINMENT & RESOURCES LTD. CHANGES NAME TO IAO KUN GROUP HOLDING COMPANY LIMITED AND WILL TRADE UNDER NEW SYMBOL IKGH HONG KONG, October 2, 2013-(BUSINESS WIRE)- Iao Kun Group Holding Company Limited (“IKGH”) (NASDAQ: IKGH), which operates through its subsidiaries and related promoter companies as a VIP room gaming promoter, announced today that, pursuant to the vote of IKGH’s shareholder |
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| October 7, 2013 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of October 2013 Commission File Number: 001-34804 IAO KUN GROUP HOLDING COMPANY LIMITED (f/k/a ASIA ENTERTAINMENT & RESOURCES LTD.) (Translation of registrant’s name into English) Unit 605, East T |
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| September 16, 2013 |
Current Report of Foreign Issuer - 6-K/A 6-K/A 1 v3537796ka.htm 6-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K/A (Amendment No. 1) REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2013 Commission File Number: 001-34804 ASIA ENTERTAINMENT & RESOURCES LTD. (Translation of registrant’s name into English) Unit 605, East |
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| September 10, 2013 |
Current Report of Foreign Issuer - 6-K 6-K 1 v3546276k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of September 2013 Commission File Number: 001-34804 ASIA ENTERTAINMENT & RESOURCES LTD. (Translation of registrant’s name into English) Unit 605, East Town Building, 16 Fen |
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| September 10, 2013 |
ASIA ENTERTAINMENT & RESOURCES LTD. Unit 605, East Town Building, 16 Fenwick Street, Wanchai, Hong Kong NOTICE OF ANNUAL MEETING OF SHAREHOLDERS To be held on September 24, 2013 (or any adjournment or postponement thereof) To the Shareholders of Asia Entertainment & Resources Ltd. Notice is hereby given that the Annual Meeting of the Shareholders of Asia Entertainment & Resources Ltd. (the “Compan |
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| September 4, 2013 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2013 Commission File Number: 001-34804 ASIA ENTERTAINMENT & RESOURCES LTD. (Translation of registrant’s name into English) Unit 605, East Town Building, 16 Fenwick Street, Wanchai, Hong |
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| September 4, 2013 |
ASIA ENTERTAINMENT ANNOUNCES RECORD DATE AND PAYMENT DATE OF 2013 SIX MONTH CASH DIVIDEND ASIA ENTERTAINMENT ANNOUNCES RECORD DATE AND PAYMENT DATE OF 2013 SIX MONTH CASH DIVIDEND Hong Kong, China – August 29, 2013 – Asia Entertainment & Resources Ltd. |
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| August 26, 2013 |
Asia Entertainment & Resources Ltd. Announces Second Quarter and First Half 2013 Financial Results Asia Entertainment & Resources Ltd. Announces Second Quarter and First Half 2013 Financial Results Hong Kong, China – August 22, 2013 – Asia Entertainment & Resources Ltd. (“AERL” or the “Company”) (NASDAQ: AERL), which operates through its subsidiaries and related promoter companies that act as VIP room gaming promoters, today announced unaudited financial results for the three and six months end |
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| August 26, 2013 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2013 Commission File Number: 000-53087 ASIA ENTERTAINMENT & RESOURCES LTD. (Translation of registrant’s name into English) Unit 605, East Town Building, 16 Fenwick Street, Wanchai, Hong |
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| June 4, 2013 |
Exhibit 99.2 ASIA ENTERTAINMENT & RESOURCES LTD. Unit 605, East Town Building 16 Fenwick Street Wanchai, Hong Kong June 4, 2013 Dear Ordinary Shareholder: Enclosed are the prospectus supplement dated June 4, 2013 and accompanying prospectus, dated March 27, 2013 (collectively, the “Prospectus”), and other materials relating to the rights offering (the “Rights Offering”) by ASIA ENTERTAINMENT & RES |
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| June 4, 2013 |
EX-4.1 2 v346809ex4x1.htm EXHIBIT 4.1 Exhibit 4.1 RIGHTS CERTIFICATE #: NUMBER OF RIGHTS: THE TERMS AND CONDITIONS OF THE RIGHTS OFFERING ARE SET FORTH IN THE COMPANY’S PROSPECTUS SUPPLEMENT DATED JUNE 4, 2013 AND THE ACCOMPANYING PROSPECTUS (COLLECTIVELY, THE “PROSPECTUS”) AND ARE INCORPORATED HEREIN BY REFERENCE. COPIES OF THE PROSPECTUS ARE AVAILABLE UPON REQUEST FROM GEORGESON INC., THE INFORM |
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| June 4, 2013 |
STANDBY PURCHASE AGREEMENT WITNESSETH: Exhibit A EX-10.2 5 v346809ex10x2.htm EXHIBIT 10.2 Exhibit 10.2 STANDBY PURCHASE AGREEMENT This STANDBY PURCHASE AGREEMENT (this “Agreement”), dated as of June 4, 2013, is by and between Asia Entertainment & Resources Ltd. (the “Company”), a Cayman Islands exempted company, and each of the purchasers set forth on Exhibit A hereto (each, a “Standby Purchaser” and collectively, the “Standby Purchasers”). WITN |
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| June 4, 2013 |
Exhibit 10.3 REGISTRATION RIGHTS AGREEMENT REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of June 4, 2013, between Asia Entertainment & Resources Ltd., a Cayman Islands company (the “Company”), and each of the investors set forth on Exhibit A hereto (each, an “Investor” and collectively, the “Investors”). This Agreement is made pursuant to that certain Standby Purchase Agreement (the “ |
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| June 4, 2013 |
Exhibit 99.4 ASIA ENTERTAINMENT & RESOURCES LTD. UP TO 20,225,582 ORDINARY SHARES ISSUABLE UPON EXERCISE OF TRANSFERABLE RIGHTS TO SUBSCRIBE FOR SUCH SHARES THE SUBSCRIPTION RIGHTS ARE EXERCISABLE UNTIL 5:00 P.M., NEW YORK CITY TIME, ON JUNE 21, 2013. June 4, 2013 To Securities Dealers, Commercial Banks, Trust Companies and Other Nominees: This letter is being distributed to securities dealers, co |
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| June 4, 2013 |
Current Report of Foreign Issuer - 6-K 6-K 1 v3468096k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of June 2013 Commission File Number: 001-34804 ASIA ENTERTAINMENT & RESOURCES LTD. (Translation of registrant’s name into English) Unit 605, East Town Building, 16 Fenwick |
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| June 4, 2013 |
EX-99.1 7 v346809ex99x1.htm EXHIBIT 99.1 Exhibit 99.1 FORM OF NOTICE OF GUARANTEED DELIVERY FOR RIGHTS CERTIFICATES ISSUED BY ASIA ENTERTAINMENT & RESOURCES LTD. Instructions for using this form This form, or one substantially equivalent hereto, must be used to exercise the subscription rights (the “Rights”) pursuant to the rights offering as described in the prospectus supplement dated June 4, 20 |
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| June 4, 2013 |
Filed pursuant to Rule 424(b)(3) Registration No. 333-185759 PROSPECTUS SUPPLEMENT (To prospectus dated March 27, 2013) ASIA ENTERTAINMENT & RESOURCES LTD. SUBSCRIPTION RIGHTS TO PURCHASE UP TO 20,225,582 ORDINARY SHARES ISSUABLE UPON EXERCISE OF SUBSCRIPTION RIGHTS Asia Entertainment & Resources Ltd. is granting at no charge to the holders of its ordinary shares, par value $0.0001 per share, tran |
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| June 4, 2013 |
Exhibit 99.3 ASIA ENTERTAINMENT & RESOURCES LTD. UP TO 20,225,582 ORDINARY SHARES ISSUABLE UPON EXERCISE OF TRANSFERABLE RIGHTS TO SUBSCRIBE FOR SUCH SHARES THE SUBSCRIPTION RIGHTS ARE EXERCISABLE UNTIL 5:00 P.M., NEW YORK CITY TIME, ON JUNE 21, 2013. To Our Clients: We are sending this letter to you because we hold ordinary shares, par value $0.0001 per share (the “Ordinary Shares”), of ASIA ENTE |
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| June 4, 2013 |
ASIA ENTERTAINMENT & RESOURCES LTD. ANNOUNCES COMMENCEMENT OF RIGHTS OFFERING Exhibit 99.7 ASIA ENTERTAINMENT & RESOURCES LTD. ANNOUNCES COMMENCEMENT OF RIGHTS OFFERING Hong Kong, China – June 4, 2013 – Asia Entertainment & Resources Ltd. (“AERL”) (NASDAQ: AERL), which operates through its subsidiaries and related promoter companies as a VIP room gaming promoter in Macau, today announced that it has commenced its previously announced rights offering and filed with the Secur |
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| June 4, 2013 |
Exhibit 99.5 ASIA ENTERTAINMENT & RESOURCES LTD. UP TO 20,225,582 ORDINARY SHARES ISSUABLE UPON EXERCISE OF TRANSFERABLE RIGHTS TO SUBSCRIBE FOR SUCH SHARES NOMINEE HOLDER CERTIFICATION The undersigned, a bank, custodian bank or other nominee holder (the “Nominee Holder”) of rights (the “Subscription Rights”) to purchase ordinary shares, par value $0.0001 per share (the “Shares”) of ASIA ENTERTAIN |
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| June 4, 2013 |
EX-99.6 12 v346809ex99x6.htm EXHIBIT 99.6 Exhibit 99.6 ASIA ENTERTAINMENT & RESOURCES LTD. UP TO 20,225,582 ORDINARY SHARES ISSUABLE UPON EXERCISE OF TRANSFERABLE RIGHTS TO SUBSCRIBE FOR SUCH SHARES BENEFICIAL OWNER ELECTION FORM I (We) acknowledge receipt of your letter and the enclosed materials relating to the offering of ordinary shares, par value $0.0001 per share (the “Shares”) of ASIA ENTER |
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| June 4, 2013 |
ASIA ENTERTAINMENT & RESOURCES LTD. RIGHTS OFFERING DEALER MANAGER AGREEMENT EX-10.1 4 v346809ex10x1.htm EXHIBIT 10.1 Exhibit 10.1 ASIA ENTERTAINMENT & RESOURCES LTD. RIGHTS OFFERING DEALER MANAGER AGREEMENT June 4, 2013 Sterne, Agee & Leach, Inc. 277 Park Ave. 24th Floor New York, NY 10172 Facsimile: 1-205-439-6217 Ladies and Gentlemen: 1. The Rights Offering. Asia Entertainment & Resources Ltd., an exempted Cayman Islands company (the “Company”), proposes to distribute t |
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| June 4, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 ASIA ENTERTAINMENT & RESOURCES LTD. |
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| May 23, 2013 |
Asia Entertainment & Resources Ltd. Announces First Quarter 2013 Financial Results Asia Entertainment & Resources Ltd. Announces First Quarter 2013 Financial Results Hong Kong, China – May 23, 2013 – Asia Entertainment & Resources Ltd. (“AERL” or the “Company”) (NASDAQ: AERL), which operates through its subsidiaries and related promoter companies that act as VIP room gaming promoters, today announced unaudited and unreviewed financial results for the three months ended March 31, |
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| May 23, 2013 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2013 Commission File Number: 000-53087 ASIA ENTERTAINMENT & RESOURCES LTD. (Translation of registrant’s name into English) Unit 605, East Town Building, 16 Fenwick Street, Wanchai, Hong Kon |
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| April 16, 2013 |
Filed Pursuant to Rule 424(b)(3) Registration No. 333-185759 PROSPECTUS $150,000,000 ASIA ENTERTAINMENT & RESOURCES LTD. Ordinary Shares Preferred Shares Warrants Subscription Rights Debt Securities Units 7,800,400 Ordinary Shares For Resale Offered by the Selling Shareholders Named Herein We may offer ordinary shares, par value $0.0001 per share, preferred shares, par value $0.0001 per share, war |
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| April 5, 2013 |
EX-10.56 3 v339477ex10-56.htm EXHIBIT 10.56 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the “Agreement”) is entered into as of September 5, 2012, by and between Asia Entertainment & Resources Ltd., a Cayman Islands corporation (the “Company”), and Lou Kan Kuong, an individual (the “Executive”). WHEREAS, the Board of Directors of the Company (the “Board”), has determined that it is in the best |
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| April 5, 2013 |
EX-10.55 2 v339477ex10-55.htm EXHIBIT 10.55 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the “Agreement”) is entered into as of September 5, 2012, by and between Asia Entertainment & Resources Ltd., a Cayman Islands corporation (the “Company”), and Lei Kam Keong, an individual (the “Executive”). WHEREAS, the Board of Directors of the Company (the “Board”), has determined that it is in the best |
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| April 5, 2013 | ||
| April 5, 2013 |
Pursuant to Rule 13a-14(a) of the Exchange Act Exhibit 12.1 Certification Pursuant to Rule 13a-14(a) of the Exchange Act I, Leong Siak Hung, certify that: 1. I have reviewed this annual report on Form 20-F of Asia Entertainment & Resources Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances unde |
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| April 5, 2013 |
Translation of Gaming Promotion Contract EX-10.59 6 v339477ex10-59.htm EXHIBIT 10.59 Translation of Gaming Promotion Contract 2012 Parties to the Contract A: Galaxy Casino S.A., with its registered business address at 17th floor of Starworld Hotel, Avenida Da Amizade, Macau, with 15066(SO) as registration number at Macau Business Registration Office ("Party A") B: The individual or company as indicated in Attachment 1 hereto ("Party B") |
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| April 5, 2013 |
Pursuant to 18 U.S.C. Section 1350 Exhibit 13.1 Certification Pursuant to 18 U.S.C. Section 1350 Pursuant to U.S.C. Section 1350 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code), each of the undersigned officers of Asia Entertainment & Resources Ltd. (the “Company”), does hereby certify, to such officer’s knowledge, that: The Annual Report on Form 20-F for the y |
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| April 5, 2013 |
CONSENT OF INDEPENDENT ACCOUNTANTS EX-15.1 10 v339477ex15-1.htm EXHIBIT 15.1 19 West 44th Street, 12th Floor New York, NY 10036-6101 Phone 212-381-4700 Fax 212-381-4811 Web www.uhy-us.com CONSENT OF INDEPENDENT ACCOUNTANTS The Board of Directors Asia Entertainment & Resources Ltd. We hereby consent to the incorporation by reference in its Registration Statements on Form F-3 (File No. 333-185759) and Form S-8 (File No. 333- 183782) |
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| April 5, 2013 |
EX-10.57 4 v339477ex10-57.htm EXHIBIT 10.57 7 de Fevereiro de 2011 February 7, 2011 Sociedade de Promoção de Jogos Bao Li Limitada Bao Li Gaming Promotion Limited e and Melco Crown Jogos (Macau) S.A. Melco Crown Gaming (Macau) Limited CONTRATO DE PROMOÇÃO DE JOGOS EM REGIME DE NÃO-EXCLUSIVIDADE NON-EXCLUSIVE GAMING PROMOTION AGREEMENT (Flxed Vip Room Junket– Revenue Share Basis) City Of Dreams CON |
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| April 5, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark one) FORM 20-F ¨ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXC |
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| April 5, 2013 |
Pursuant to Rule 13a-14(a) of the Exchange Act Exhibit 12.2 Certification Pursuant to Rule 13a-14(a) of the Exchange Act I, Raymond Li Chun Ming, certify that: 1. I have reviewed this annual report on Form 20-F of Asia Entertainment & Resources Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
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| April 4, 2013 |
ASIA ENTERTAINMENT & RESOURCES LTD. ANNOUNCES 2012 ANNUAL CASH DIVIDEND ASIA ENTERTAINMENT & RESOURCES LTD. ANNOUNCES 2012 ANNUAL CASH DIVIDEND Hong Kong, China – April 4, 2013 – Asia Entertainment & Resources Ltd. (“AERL” or the “Company”) (NASDAQ: AERL), which operates through its subsidiaries and related promoter companies that act as VIP room gaming promoters, previously announced that its Board of Directors had authorized a regular semi-annual dividend of $0.12 p |
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| April 4, 2013 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of April 2013 Commission File Number: 001-34804 ASIA ENTERTAINMENT & RESOURCES LTD. (Translation of registrant’s name into English) Unit 605, East Town Building, 16 Fenwick Street, Wanchai, Hong K |
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| March 27, 2013 |
Asia Entertainment & Resources Ltd. Announces Fourth Quarter and Full Year 2012 Financial Results Asia Entertainment & Resources Ltd. Announces Fourth Quarter and Full Year 2012 Financial Results Hong Kong, China – March 27, 2013 – Asia Entertainment & Resources Ltd. (“AERL” or the “Company”) (NASDAQ: AERL), which operates through its subsidiaries and related promoter companies that act as VIP room gaming promoters, today announced unaudited financial results for the three months and year ende |
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| March 27, 2013 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2013 Commission File Number: 000-53087 ASIA ENTERTAINMENT & RESOURCES LTD. (Translation of registrant’s name into English) Unit 605, East Town Building, 16 Fenwick Street, Wanchai, Hong K |
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| March 25, 2013 |
March 25, 2013 Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549 Re: Asia Entertainment & Resources Ltd. Registration Statement on Form F-3 File No. 333-185759 Ladies and Gentlemen: Asia Entertainment & Resources Ltd. hereby requests that the effective date of the above-captioned Registration Statement be accelerated to 4:00 p.m. on March 27, 2013, or as soon thereafter |
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| March 21, 2013 |
Giovanni Caruso Partner 345 Park Avenue New York, NY 10154 Direct 212.407.4866 Main 212.407.4000 Fax 212.937.3943 [email protected] March 20, 2013 Max A. Webb Assistant Director Securities and Exchange Commission 100 F. Street, N.E. Washington, D.C. 20549 Mail Stop 3030 Re: Asia Entertainment & Resources Ltd. Amendment No. 1 to Registration Statement on Form F-3 Filed March 6, 2013 File No. 333-185 |
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| March 21, 2013 |
As filed with the Securities and Exchange Commission on March 20, 2013 Registration No. |
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| March 11, 2013 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2013 Commission File Number: 001-34804 ASIA ENTERTAINMENT & RESOURCES LTD. (Translation of registrant’s name into English) Unit 605, East Town Building, 16 Fenwick Street, Wanchai, Hong K |
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| March 11, 2013 |
ASIA ENTERTAINMENT & RESOURCES ANNOUNCES NEW SHARE REPURCHASE PROGRAM ASIA ENTERTAINMENT & RESOURCES ANNOUNCES NEW SHARE REPURCHASE PROGRAM Hong Kong, China – March 11, 2013 – Asia Entertainment & Resources Ltd. |
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| March 6, 2013 |
F-3/A 1 v335983f3a.htm F-3/A As filed with the Securities and Exchange Commission on March 6, 2013 Registration No. 333-185759 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM F-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ASIA ENTERTAINMENT & RESOURCES LTD. (Exact name of registrant as specified in its charter) Cayman Islands Not Applica |
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| December 31, 2012 |
Exhibit 4.9 ASIA ENTERTAINMENT & RESOURCES LTD. FORM OF SENIOR INDENTURE Dated as of [ ], 201[ ] [ ] Trustee TABLE OF CONTENTS PAGE ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE 1 SECTION 1.01 Definitions 1 SECTION 1.02 Other Definitions 4 SECTION 1.03 Incorporation by Reference of Trust Indenture Act 4 SECTION 1.04 Rules of Construction 4 ARTICLE II THE SECURITIES 5 SECTION 2.01 Issuable i |
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| December 31, 2012 |
As filed with the Securities and Exchange Commission on December 31, 2012 Registration No. |
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| December 31, 2012 |
Exhibit 4.10 ASIA ENTERTAINMENT & RESOURCES LTD. FORM OF SUBORDINATED INDENTURE Dated as of [ ], 201[ ] [ ] Trustee TABLE OF CONTENTS PAGE ARTICLE I DEFINITIONS AND INCORPORATION BY REFERENCE 1 SECTION 1.01 Definitions 1 SECTION 1.02 Other Definitions 4 SECTION 1.03 Incorporation by Reference of Trust Indenture Act 4 SECTION 1.04 Rules of Construction 5 ARTICLE II THE SECURITIES 5 SECTION 2.01 Iss |
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| December 31, 2012 |
PROFIT INTEREST PURCHASE AGREEMENT PROFIT INTEREST PURCHASE AGREEMENT PROFIT INTEREST PURCHASE AGREEMENT, dated September 5, 2012 (this “Agreement”), by and among Asia Entertainment & Resources Ltd. |
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| November 21, 2012 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November, 2011 Commission File Number: 001-34804 ASIA ENTERTAINMENT & RESOURCES LTD. (Translation of registrant’s name into English) Unit 605, East Town Building, 16 Fenwick Street, Wanchai, Ho |
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| November 21, 2012 |
ASIA ENTERTAINMENT & RESOURCES LTD. Unit 605, East Town Building, 16 Fenwick Street, Wanchai, Hong Kong NOTICE OF ANNUAL MEETING OF SHAREHOLDERS To be held on December 20, 2012 (or any adjournment or postponement thereof) To the Shareholders of Asia Entertainment & Resources Ltd. Notice is hereby given that the Annual Meeting of the Shareholders of Asia Entertainment & Resources Ltd. (the “Company |
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| November 20, 2012 |
Asia Entertainment & Resources Ltd. Announces Third Quarter and Nine Month 2012 Financial Results EX-99.1 2 v328824ex99-1.htm EXHIBIT 99.1 Asia Entertainment & Resources Ltd. Announces Third Quarter and Nine Month 2012 Financial Results Hong Kong, China – November 19, 2012 – Asia Entertainment & Resources Ltd. (“AERL” or the “Company”) (NASDAQ: AERL), which operates through its subsidiaries and related promoter companies as VIP room gaming promoters, today announced unaudited financial results |
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| November 20, 2012 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of November 2012 Commission File Number: 000-53087 ASIA ENTERTAINMENT & RESOURCES LTD. (Translation of registrant’s name into English) Unit 605, East Town Building, 16 Fenwick Street, Wanchai, Hon |
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| October 18, 2012 |
CORRESP 1 filename1.htm Asia Entertainment & Resources Ltd. Unit 605, East Town Building 16 Fenwick Street Wanchai, Hong Kong October 18, 2012 VIA EDGAR David R. Humphrey Accounting Branch Chief Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Asia Entertainment & Resources Ltd. Form 20-F for fiscal year ended December 31, 2011 Filed March 16, 2012 File No. 001-3480 |
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| October 9, 2012 |
CORRESP 1 filename1.htm ASIA ENTERTAINMENT & RESOURCES LTD. Unit 605 East Town Building 16 Fenwick Street Wanchai, Hong Kong October 8, 2012 Mr. David R. Humphrey Securities and Exchange Commission Division of Corporation Finance Mail Stop 3561 150 F Street, N.E. Washington D.C. 20549 Re: Asia Entertainment & Resources Ltd. Form 20-F for the fiscal year ended December 31, 2011 Filed March 16, 2012 |
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| September 10, 2012 |
Current Report of Foreign Issuer - 6-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K/A (Amendment No. 1) REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2012 Commission File Number: 001-34804 ASIA ENTERTAINMENT & RESOURCES LTD. (Translation of registrant’s name into English) Unit 605, East Town Building, 16 Fenwick St |
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| September 7, 2012 |
S-8 1 v322689s8.htm FORM S-8 As filed with the Securities and Exchange Commission on September 7, 2012 File No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ASIA ENTERTAINMENT & RESOURCES LTD. (Exact Name of Registrant as Specified in Charter) Cayman Islands NA (State or Other Jurisdiction of Incorpora |
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| August 14, 2012 |
Asia Entertainment & Resources Ltd. Announces Second Quarter and First Half 2012 Financial Results EX-99.1 2 v321118ex99-1.htm EXHIBIT 99.1 Asia Entertainment & Resources Ltd. Announces Second Quarter and First Half 2012 Financial Results Hong Kong, China – August 13, 2012 – Asia Entertainment & Resources Ltd. (“AERL” or the “Company”) (NASDAQ: AERL), which operates through its subsidiaries and related promoter companies as VIP room gaming promoters, today announced unaudited financial results |
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| August 14, 2012 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2012 Commission File Number: 000-53087 ASIA ENTERTAINMENT & RESOURCES LTD. (Translation of registrant’s name into English) Unit 605, East Town Building, 16 Fenwick Street, Wanchai, Hong |
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| August 13, 2012 |
Current Report of Foreign Issuer - 6-K 6-K 1 v3212126k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2012 Commission File Number: 001-34804 ASIA ENTERTAINMENT & RESOURCES LTD. (Translation of registrant’s name into English) Unit 605, East Town Building, 16 Fenwic |
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| August 13, 2012 |
ASIA ENTERTAINMENT ANNOUNCES RECORD DATE AND PAYMENT DATE OF 2012 SIX MONTH CASH DIVIDEND EX-99.2 3 v321212ex99-2.htm EXHIBIT 99.2 ASIA ENTERTAINMENT ANNOUNCES RECORD DATE AND PAYMENT DATE OF 2012 SIX MONTH CASH DIVIDEND Hong Kong, China – August 13, 2012 – Asia Entertainment & Resources Ltd. (“AERL” or the “Company”) (NASDAQ: AERL), which operates through its subsidiaries and related promoter companies as a VIP room gaming promoter, previously announced that its Board of Directors had |
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| August 13, 2012 |
EX-99.1 2 v321212ex99-1.htm EXHIBIT 99.1 ASIA ENTERTAINMENT & RESOURCES LTD. ANNOUNCES NON-BINDING MEMORANDUM OF UNDERSTANDING TO ACQUIRE BAO LI GAMING PROMOTION LIMITED Hong Kong, China – August 6, 2012 – Asia Entertainment & Resources Ltd. (“AERL” or the “Company”) (NASDAQ: AERL), which operates through its subsidiaries and related promoter companies as a VIP room gaming promoter, today announce |
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| July 31, 2012 |
ASIA ENTERTAINMENT & RESOURCES, LTD. ANNOUNCES NEW SHARE REPURCHASE PROGRAM ASIA ENTERTAINMENT & RESOURCES, LTD. ANNOUNCES NEW SHARE REPURCHASE PROGRAM Hong Kong, China – July 31, 2012 – Asia Entertainment & Resources Ltd. (“AERL” or the “Company”) (NASDAQ: AERL), which operates through its subsidiaries and related promoter companies as a VIP room gaming promoter, today announced that its Board of Directors has established a new share repurchase program, which will expire |
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| July 31, 2012 |
Current Report of Foreign Issuer - REPORT OF FOREIGN ISSUER UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of July 2012 Commission File Number: 001-34804 ASIA ENTERTAINMENT & RESOURCES LTD. (Translation of registrant’s name into English) Unit 1004, East Town Building, 16 Fenwick Street, Wanchai, Hong K |
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| May 29, 2012 |
Asia Entertainment & Resources Ltd. Announces Pre IPO enquiry in relation to AERL’s feasibility of a Dual Listing in Hong Kong Hong Kong, May 29, 2012, Asia Entertainment & Resources Ltd. (“AERL or the “Company), which operates through its subsidiaries and related promoter companies as VIP room gaming promoters, today announced that it has engaged an investment bank and a Hong Kong law firm for a |
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| May 29, 2012 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2012 Commission File Number: 000-53087 ASIA ENTERTAINMENT & RESOURCES LTD. (Translation of registrant’s name into English) Unit 1004, East Town Building, 16 Fenwick Street, Wanchai, Hong Ko |
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| May 14, 2012 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2012 Commission File Number: 000-53087 ASIA ENTERTAINMENT & RESOURCES LTD. (Translation of registrant’s name into English) Unit 605, East Town Building, 16 Fenwick Street, Wanchai, Hong Kon |
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| May 11, 2012 |
Asia Entertainment & Resources Ltd. Announces First Quarter 2012 Financial Results EX-99.1 2 v312718ex99-1.htm EXHIBIT 99.1 Asia Entertainment & Resources Ltd. Announces First Quarter 2012 Financial Results Hong Kong, China – May 10, 2012 – Asia Entertainment & Resources Ltd. ("AERL" or the "Company") (NASDAQ: AERL), which operates through its subsidiaries and related promoter companies as VIP room gaming promoters, today announced unaudited and unreviewed financial results for |
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| May 11, 2012 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of May 2012 Commission File Number: 000-53087 ASIA ENTERTAINMENT & RESOURCES LTD. (Translation of registrant’s name into English) Unit 1004, East Town Building, 16 Fenwick Street, Wanchai, Hong Ko |
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| March 19, 2012 |
ASIA ENTERTAINMENT & RESOURCES LTD. ANNOUNCES FOURTH QUARTER AND FULL YEAR 2011 FINANCIAL RESULTS ASIA ENTERTAINMENT & RESOURCES LTD. ANNOUNCES FOURTH QUARTER AND FULL YEAR 2011 FINANCIAL RESULTS Hong Kong, China – March 14, 2012 – Asia Entertainment & Resources Ltd. (“AERL” or the “Company”) (NASDAQ: AERL), which operates through its subsidiaries and related promoter companies as VIP room gaming promoters, today announced unaudited financial results for the three months and year ended Decembe |
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| March 19, 2012 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2012 Commission File Number: 001-34804 ASIA ENTERTAINMENT & RESOURCES LTD. (Translation of registrant’s name into English) Unit 605, East Town Building, 16 Fenwick Street, Wanchai, Hong K |
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| March 19, 2012 |
EX-99.1 2 v306481ex99-1.htm EXHIBIT 99.1 Asia Entertainment & Resources Ltd. Announces Increase of Regular Semi-Annual Dividend; Annual Dividend Remains Unmodified HONG KONG—(BUSINESS WIRE— Asia Entertainment & Resources Ltd. (“AERL” or the “Company”) (NASDAQ: AERL - News), which operates through its subsidiaries and related promoter companies as a VIP room gaming promoter, previously announced th |
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| March 19, 2012 |
Current Report of Foreign Issuer - FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2012 Commission File Number: 001-34804 ASIA ENTERTAINMENT & RESOURCES LTD. (Translation of registrant’s name into English) Unit 605, East Town Building, 16 Fenwick Street, Wanchai, Hong K |
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| March 16, 2012 |
Exhibit 12.1 Certification Pursuant to Rule 13a-14(a) of the Exchange Act I, Leong Siak Hung, certify that: 1. I have reviewed this annual report on Form 20-F of Asia Entertainment & Resources Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances unde |
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| March 16, 2012 |
EX-10.9 5 v304665ex10-9.htm EXHIBIT 10.9 Asia Entertainment & Resources Ltd. Unit 605, 6/F., East Town Building, 16 Fenwick Street, Wanchai, Hong Kong 香港灣仔分域街16 號東城大廈6樓605室 Tel: 電話: (852) 3580 0190 Fax 傳真: (852) 2110 9420 Date: February 16, 2012 To: Mr. Vong Hon Kun Salary Increase for the Company’s Executive Officers Pursuant to the recommendation/approval of the Compensation Committee dated Janu |
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| March 16, 2012 |
20-F 1 v30466520f.htm FORM 20-F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 (Mark one) FORM 20-F ¨ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2011 OR £ TRANSITION REPORT PURSUANT TO SECTION 1 |
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| March 16, 2012 |
EX-10.12 8 v304665ex10-12.htm EXHIBIT 10.12 Asia Entertainment & Resources Ltd. Unit 605, 6/F., East Town Building, 16 Fenwick Street, Wanchai, Hong Kong 香港灣仔分域街16 號東城大廈6樓605室 Tel: 電話: (852) 3580 0190 Fax 傳真: (852) 2110 9420 Date: February 16, 2012 To: Mr. Lam Chou In Salary Increase for the Company’s Executive Officers Pursuant to the recommendation/approval of the Compensation Committee dated Ja |
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| March 16, 2012 |
Translation of Gaming Promotion Contract EX-10.51 12 v304665ex10-51.htm EXHIBIT 10.51 Translation of Gaming Promotion Contract 2012 Parties to the Contract A: Galaxy Casino S.A., with its registered business address at 17th floor of Starworld Hotel, Avenida Da Amizade, Macau, with 15066(SO) as registration number at Macau Business Registration Office ("Party A") B: The individual or company as indicated in Appendix A hereto ("Party B") P |
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| March 16, 2012 |
Asia Entertainment & Resources Ltd. Unit 605, 6/F., East Town Building, 16 Fenwick Street, Wanchai, Hong Kong 香港灣仔分域街16 號東城大廈6樓605室 Tel: 電話: (852) 3580 0190 Fax 傳真: (852) 2110 9420 Date: February 16, 2012 To: Mr. Leong Siak Hung Salary Increase for the Company’s Executive Officers Pursuant to the recommendation/approval of the Compensation Committee dated January 18, 2012 and the subsequent endors |
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| March 16, 2012 |
EX-10.54 14 v304665ex10-54.htm EXHIBIT 10.54 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the “Agreement”) is entered into as of April 7, 2010, by and between Asia Entertainment & Resources Ltd., a Cayman Islands exempted company (the “Company”), and Sylvia Lee, an individual (the “Officer”). WHEREAS, the Company has determined that it is in the best interests of the Company to assure that the |
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| March 16, 2012 |
EX-10.13 9 v304665ex10-13.htm EXHIBIT 10.13 EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the “Agreement”) is entered into as of November 2010, by and between Asia Entertainment & Resources Ltd., a Cayman Islands corporation (the “Company”), and Mok Chi Hung, an individual (the “Executive”). WHEREAS, the Board of Directors of the Company (the “Board”), has determined that it is in the best inter |
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| March 16, 2012 |
EX-10.5 3 v304665ex10-5.htm EXHIBIT 10.5 Asia Entertainment & Resources Ltd. Unit 605, 6/F., East Town Building, 16 Fenwick Street, Wanchai, Hong Kong 香港灣仔分域街16 號東城大廈6樓605室 Tel: 電話: (852) 3580 0190 Fax 傳真: (852) 2110 9420 Date: February 16, 2012 To: Mr. Li Chun Ming, Raymond Salary Increase for the Company’s Executive Officers Pursuant to the recommendation/approval of the Compensation Committee d |
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| March 16, 2012 |
EX-10.7 4 v304665ex10-7.htm EXHIBIT 10.7 Asia Entertainment & Resources Ltd. Unit 605, 6/F., East Town Building, 16 Fenwick Street, Wanchai, Hong Kong 香港灣仔分域街16 號東城大廈6樓605室 Tel: 電話: (852) 3580 0190 Fax 傳真: (852) 2110 9420 Date: February 16, 2012 To: Mr. Lam Man Pou Salary Increase for the Company’s Executive Officers Pursuant to the recommendation/approval of the Compensation Committee dated Janua |
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| March 16, 2012 |
Pursuant to 18 U.S.C. Section 1350 Exhibit 13.1 Certification Pursuant to 18 U.S.C. Section 1350 Pursuant to U.S.C. Section 1350 of the Sarbanes-Oxley Act of 2002 (subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code), each of the undersigned officers of Asia Entertainment & Resources Ltd. (the “Company”), does hereby certify, to such officer’s knowledge, that: The Annual Report on Form 20-F for the y |
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| March 16, 2012 |
EX-10.10 6 v304665ex10-10.htm EXHIBIT 10.10 Asia Entertainment & Resources Ltd. Unit 605, 6/F., East Town Building, 16 Fenwick Street, Wanchai, Hong Kong 香港灣仔分域街16 號東城大廈6樓605室 Tel: 電話: (852) 3580 0190 Fax 傳真: (852) 2110 9420 Date: February 16, 2012 To: Mr. Wong Hon Meng Salary Increase for the Company’s Executive Officers Pursuant to the recommendation/approval of the Compensation Committee dated |
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| March 16, 2012 |
ASIA ENTERTAINMENT & RESOURCES LTD EMPLOYMENT AGREEMENT EX-10.11 7 v304665ex10-11.htm EXHIBIT 10.11 ASIA ENTERTAINMENT & RESOURCES LTD EMPLOYMENT AGREEMENT THIS EMPLOYMENT AGREEMENT (the “Agreement”) is entered into as of February 2, 2010, by and between Asia Entertainment & Resources Ltd., a Cayman Islands exempted company (the “Company”), and Lam Chou In, an individual (the “Executive”). WHEREAS, the Board of Directors of the Company (the “Board”), h |
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| March 16, 2012 |
[Letterhead of Hong Yip Property Asset Management Company Limited] [Letterhead of Hong Yip Property Asset Management Company Limited] Our Ref: ET/OL/2011-008 Date: 6th September 2011 Asia Gaming & Resort Limited Room 1004, 10th Floor, East Town Building, 16 Fenwick Street Wanchai, Hong Kong Dear Sir Re: Tenancy for Room 605, 6th Floor, East Town Building, Section B of Inland Lot No. |
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| March 16, 2012 |
Translation of Gaming Promotion Contract EX-10.20 11 v304665ex10-20.htm EXHIBIT 10.20 Translation of Gaming Promotion Contract 2012 Parties to the Contract A: Galaxy Casino S.A., with its registered business address at 17th floor of Starworld Hotel, Avenida da Amizade, Macau, with 15066(SO) as registration number at Macau Business Registration Office ("Party A") B: The individual or company as indicated in Appendix A hereto ("Party B") P |
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| March 16, 2012 |
EX-10.14 10 v304665ex10-14.htm EXHIBIT 10.14 Asia Entertainment & Resources Ltd. Unit 605, 6/F., East Town Building, 16 Fenwick Street, Wanchai, Hong Kong 香港灣仔分域街16 號東城大廈6樓605室 Tel: 電話: (852) 3580 0190 Fax 傳真: (852) 2110 9420 Date: February 16, 2012 To: Mr. Mok Chi Hung Salary Increase for the Company’s Executive Officers Pursuant to the recommendation/approval of the Compensation Committee dated |
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| March 16, 2012 |
Consent of Independent Registered Public Accounting Firm Consent of Independent Registered Public Accounting Firm The Board of Directors Asia Entertainment & Resources Ltd. |
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| March 16, 2012 |
AJ. ROBBINS, PC 1600 Broadway, Suite 1940 DENVER, COLORADO 80202 Consent of Independent Registered Public Accounting Firm The Board of Directors Asia Entertainment & Resources Ltd. We hereby consent to the incorporation by reference in the Registration Statement on Form F-3 (File No. 333-166860) of Asia Entertainment & Resources Ltd. of our report dated May 11, 2010, relating to the combined state |
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| March 16, 2012 |
Exhibit 12.2 Certification Pursuant to Rule 13a-14(a) of the Exchange Act I, Raymond Li Chun Ming, certify that: 1. I have reviewed this annual report on Form 20-F of Asia Entertainment & Resources Ltd.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances |
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| March 15, 2012 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2012 Commission File Number: 001-34804 ASIA ENTERTAINMENT & RESOURCES LTD. (Translation of registrant’s name into English) Unit 605, East Town Building, 16 Fenwick Street, Wanchai, Hong K |
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| March 15, 2012 |
ASIA ENTERTAINMENT ANNOUNCES FINAL 2011 ANNUAL CASH DIVIDEND ASIA ENTERTAINMENT ANNOUNCES FINAL 2011 ANNUAL CASH DIVIDEND HONG KONG-(BUSINESS WIRE)- Asia Entertainment & Resources Ltd. |
