IIIV SEC-arkiveringar - i3 Verticals, Inc.- Årsredovisning, Fullmaktsutlåtande, prospekt

Grundläggande statistik

LEI	549300VET627YPCK1T69
CIK	1728688

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to i3 Verticals, Inc.

SEC Filings (Chronological Order)

Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.

August 8, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc. (E
August 7, 2025	EX-99.2	1 Supplemental Information Q3 FISCAL YEAR 2025 2 ($ in thousands) Quarter Ended June 30, 2025 March 31, 2025 December 31, 2024 September 30, 2024 June 30, 2024 March 31, 2024 December 31, 2023 September 30, 2023 June 30, 2023 Software and related ser supplementalpresentation 1 Supplemental Information Q3 FISCAL YEAR 2025 2 ($ in thousands) Quarter Ended June 30, 2025 March 31, 2025 December 31, 2024 September 30, 2024 June 30, 2024 March 31, 2024 December 31, 2023 September 30, 2023 June 30, 2023 Software and related service revenue SaaS(2) $ 9,299 $ 9,209 $ 8,812 $ 8,331 $ 7,517 $ 7,500 $ 7,419 $ 7,665 $ 7,215 Transaction-based(3) 4,052 3,830
August 7, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 7, 2025 i3 Verticals, Inc. ( UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 7, 2025 i3 Verticals, Inc.
August 7, 2025	EX-99.1	i3 VERTICALS REPORTS THIRD QUARTER 2025 FINANCIAL RESULTS i3 VERTICALS REPORTS THIRD QUARTER 2025 FINANCIAL RESULTS NASHVILLE, Tenn. (August 7, 2025) – i3 Verticals, Inc. (Nasdaq: IIIV) (“i3 Verticals” or the “Company”) today reported its financial results for the fiscal third quarter ended June 30, 2025. Highlights from continuing operations1 for the three and nine months ended June 30, 2025 vs. 2024 •Third quarter revenue from continuing operations was
May 9, 2025	EX-10.2	, by and among i3 Verticals, LLC, the guarantors and lenders party Exhibit 10.2 February 11, 2025 i3 Verticals, LLC 40 Burton Hills Boulevard, Suite 415 Nashville, TN 37215 Re: Credit Agreement, dated as of May 8, 2023 (as amended, restated, amended and restated, extended, supplemented or otherwise modified in writing from time to time, the “Credit Agreement”), among i3 Verticals, LLC, a Delaware limited liability company (the “Borrower”), the Guarantors from tim
May 9, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc. (
May 8, 2025	EX-99.2	1 Supplemental Information Q2 FISCAL YEAR 2025 2 ($ in thousands) Quarter Ended March 31, 2025 December 31, 2024 September 30, 2024 June 30, 2024 March 31, 2024 December 31, 2023 September 30, 2023 June 30, 2023 March 31, 2023 Software and related se supplementalpresentation 1 Supplemental Information Q2 FISCAL YEAR 2025 2 ($ in thousands) Quarter Ended March 31, 2025 December 31, 2024 September 30, 2024 June 30, 2024 March 31, 2024 December 31, 2023 September 30, 2023 June 30, 2023 March 31, 2023 Software and related service revenue SaaS(2) $ 10,585 $ 10,182 $ 9,677 $ 8,834 $ 8,809 $ 8,742 $ 8,977 $ 8,523 $ 8,244 Transaction-based(3) 4,043 3,
May 8, 2025	EX-99.1	i3 VERTICALS REPORTS SECOND QUARTER 2025 FINANCIAL RESULTS Completes Acquisition of Utility Billing Software Company Completes Divestiture of Healthcare RCM Business i3 VERTICALS REPORTS SECOND QUARTER 2025 FINANCIAL RESULTS Completes Acquisition of Utility Billing Software Company Completes Divestiture of Healthcare RCM Business NASHVILLE, Tenn.
May 8, 2025	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 8, 2025 i3 Verticals, Inc.
May 6, 2025	EX-2.1	, by and among i3 Verticals, LLC, i3 Healthcare Solutions, LLC and Infinx, Inc. Exhibit 2.1 SECURITIES PURCHASE AGREEMENT BY AND AMONG i3 VERTICALS, LLC, i3 HEALTHCARE SOLUTIONS, LLC, AND INFINX, INC. DATED AS OF MAY 5, 2025 TABLE OF CONTENTS ARTICLE I DEFINITIONS 1 Section 1.1 Definitions 1 Section 1.2 Cross-References to Other Defined Terms 11 ARTICLE II PURCHASE AND SALE 14 Section 2.1 Purchase and Sale 14 Section 2.2 Purchase Price; Payments by Buyer. 14 Section 2.3 Closi
May 6, 2025	EX-99.1	i3 Verticals Divests Healthcare RCM Business Exhibit 99.1 i3 Verticals Divests Healthcare RCM Business NASHVILLE, Tenn. (May 6, 2025) - i3 Verticals, Inc. (“i3 Verticals” or the “Company”) (NASDAQ: IIIV), and Infinx, Inc. (“Infinx”), a leader in AI-powered revenue cycle management solutions, today announced the entry into a definitive agreement and the contemporaneous closing of the sale of i3 Verticals’ Healthcare Revenue Cycle Management (
May 6, 2025	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 6, 2025 (May 5, 2025) i3 Verticals, Inc.
May 6, 2025	EX-10.1	Second Amendment to Credit Agreement, dated as of May 5, 2025, by and among i3 Verticals, LLC, the guarantors and lenders party thereto and JPMorgan Chase Bank, N.A., as administrative agent Exhibit 10.1 SECOND AMENDMENT TO CREDIT AGREEMENT THIS SECOND AMENDMENT TO CREDIT AGREEMENT (this “Amendment”), dated as of May 5, 2025 (the “Second Amendment Effective Date”) is entered into by and among I3 VERTICALS, LLC, a Delaware limited liability company (the “Borrower”), the Guarantors party hereto, the Lenders party hereto and JPMORGAN CHASE BANK, N.A., as Administrative Agent. RECITALS WH
March 21, 2025	CORRESP	March 21, 2025 March 21, 2025 Via EDGAR and Federal Express United States Securities and Exchange Commission Division of Corporation Finance, Office of Trade & Services 100 F Street, NE Washington, D.
February 25, 2025	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 25, 2025 i3 Verticals, Inc.
February 7, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc
February 7, 2025	EX-10.1	Amendment No. 1 to Limited Liability Company Agreement of i3 Verticals, LLC, dated January 23, 2025 AMENDMENT NO. 1 TO LIMITED LIABILITY COMPANY AGREEMENT OF i3 VERTICALS, LLC This Amendment No. 1 to the Limited Liability Company Agreement (this “Amendment”) of i3 Verticals, LLC, a Delaware limited liability company (the “Company”), is entered into as of January 23, 2025, by and among the Company, i3 Verticals, Inc., a Delaware corporation (the “Corporation” and, in its capacity as Manager under
February 6, 2025	EX-99.1	i3 VERTICALS REPORTS FIRST QUARTER 2025 FINANCIAL RESULTS Reiterates Guidance i3 VERTICALS REPORTS FIRST QUARTER 2025 FINANCIAL RESULTS Reiterates Guidance NASHVILLE, Tenn.
February 6, 2025	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 6, 2025 i3 Verticals, Inc.
February 6, 2025	EX-99.2	1 Supplemental Information Q1 FISCAL YEAR 2025 2 ($ in thousands) Quarter Ended December 31, 2024 September 30, 2024 June 30, 2024 March 31, 2024 December 31, 2023 September 30, 2023 June 30, 2023 March 31, 2023 December 31, 2022 Software and related 1 Supplemental Information Q1 FISCAL YEAR 2025 2 ($ in thousands) Quarter Ended December 31, 2024 September 30, 2024 June 30, 2024 March 31, 2024 December 31, 2023 September 30, 2023 June 30, 2023 March 31, 2023 December 31, 2022 Software and related service revenue SaaS(2) $ 10,182 $ 9,677 $ 8,834 $ 8,809 $ 8,742 $ 8,977 $ 8,523 $ 8,244 $ 7,713 Transaction-based(3) 3,836 4,121 3,928 3,538 3,651 3
January 24, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 24, 2025 (January 23, 2025) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 24, 2025 (January 23, 2025) i3 Verticals, Inc.
January 10, 2025	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State
January 10, 2025	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State
November 25, 2024	EX-99.1	i3 VERTICALS REPORTS FOURTH QUARTER AND FULL FISCAL YEAR 2024 FINANCIAL RESULTS Company Reaffirms 2025 Outlook Explanatory Note: i3 Verticals, Inc. (the “Company”) is updating the press release issued by the Company on November 19, 2024, as reflected below to correct an error in the allocation of net income attributable to non-controlling interests between continuing operations and discontinued operations for the three months and years ended September 30, 2024 and 2023, which was identified by management w
November 25, 2024	EX-99.2	1 Q4 FISCAL YEAR 2024 Supplemental Information 2 Revenue Composition - Continuing Operations(1) ($ in thousands) Quarter Ended September 30, 2024 June 30, 2024 March 31, 2024 December 31, 2023 September 30, 2023 June 30, 2023 March 31, 2023 December supplementalpresentation 1 Q4 FISCAL YEAR 2024 Supplemental Information 2 Revenue Composition - Continuing Operations(1) ($ in thousands) Quarter Ended September 30, 2024 June 30, 2024 March 31, 2024 December 31, 2023 September 30, 2023 June 30, 2023 March 31, 2023 December 31, 2022 Software and related service revenue SaaS(2) $ 9,677 $ 8,834 $ 8,809 $ 8,742 $ 8,977 $ 8,523 $ 8,244 $ 7,713 Transac
November 25, 2024	EX-10.7	Form of Restricted Stock Unit Award Agreement under 2018 Equity Incentive Plan Exhibit 99.4 i3 VERTICALS, INC. 2018 EQUITY INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT AWARD i3 Verticals, Inc. (the “Company”), pursuant to its 2018 Equity Incentive Plan, as amended from time to time (the “Plan”), hereby grants to the holder listed below (“Participant”) an award (the “Award”) of Restricted Stock Units (the “Restricted Stock Units”), each of which represents the right to rece
November 25, 2024	EX-10.17	Form of Restricted Stock Unit Award Agreement under i3 Verticals, Inc. 2020 Acquisition Equity Incentive Plan Exhibit 99.5 i3 VERTICALS, INC. 2020 ACQUISITION EQUITY INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT AWARD i3 Verticals, Inc. (the “Company”), pursuant to its 2020 Acquisition Equity Incentive Plan, as amended from time to time (the “Plan”), hereby grants to the holder listed below (“Participant”) an award (the “Award”) of Restricted Stock Units (the “Restricted Stock Units”), each of which repr
November 25, 2024	8-K/A	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 19, 2024 i3 Verticals, Inc.
November 25, 2024	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc. (Exac
November 25, 2024	EX-21.1	List of subsidiaries of i3 Verticals, Inc. Exhibit 21.1 i3 Verticals, Inc. LIST OF SUBSIDIARIES Name of Subsidiary Jurisdiction of Incorporation Doing Business As Name (Including d/b/a name, if applicable) 3V ImageSoft (CAN) B.C. Ltd. Canada ACS-Medical Business Solutions, LLC Delaware ACS Ad Valorem Records, Inc. Texas AVR, Inc. AccuFund, Inc. Colorado AccuFund Celtic Cross Holdings, Inc. Arizona Celtic Celtic Global, Inc. Arizona Celtic
November 25, 2024	EX-19.1	Insider Trading Policy of i3 Verticals, Inc. INSIDER TRADING POLICY i3 VERTICALS, INC. I.INTRODUCTION This Insider Trading Policy (this “Policy”) governs transactions involving the securities of i3 Verticals, Inc. (“i3 Verticals” or the “Company”), and certain related matters as specified herein. This Policy is intended to ensure compliance with applicable laws and ethical business practices. For purpose of this Policy, “i3 Verticals Securit
November 19, 2024	EX-99.1	i3 VERTICALS REPORTS FOURTH QUARTER AND FULL FISCAL YEAR 2024 FINANCIAL RESULTS Company Reaffirms 2025 Outlook i3 VERTICALS REPORTS FOURTH QUARTER AND FULL FISCAL YEAR 2024 FINANCIAL RESULTS Company Reaffirms 2025 Outlook NASHVILLE, Tenn.
November 19, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 19, 2024 i3 Verticals, Inc.
November 19, 2024	EX-99.2	1 Q4 FISCAL YEAR 2024 Supplemental Information 2 Revenue Composition - Continuing Operations(1) ($ in thousands) Quarter Ended September 30, 2024 June 30, 2024 March 31, 2024 December 31, 2023 September 30, 2023 June 30, 2023 March 31, 2023 December 1 Q4 FISCAL YEAR 2024 Supplemental Information 2 Revenue Composition - Continuing Operations(1) ($ in thousands) Quarter Ended September 30, 2024 June 30, 2024 March 31, 2024 December 31, 2023 September 30, 2023 June 30, 2023 March 31, 2023 December 31, 2022 Software and related service revenue SaaS(2) $ 9,677 $ 8,834 $ 8,809 $ 8,742 $ 8,977 $ 8,523 $ 8,244 $ 7,713 Transaction-based(3) 4,121 3,928
November 14, 2024	SC 13G	IIIV / i3 Verticals, Inc. / Hood River Capital Management LLC Passive Investment SC 13G 1 z102243sc13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* i3 VERTICALS, INC (Name of Issuer) Common Stock (Title of Class of Securities) 46571Y107 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designate the rule pu
September 23, 2024	EX-99.1	i3 Verticals Completes Sale of Merchant Services Business Announces Chief Financial Officer Transition and Appointment of Chief Strategy Officer i3 Verticals Completes Sale of Merchant Services Business Announces Chief Financial Officer Transition and Appointment of Chief Strategy Officer NASHVILLE, Tenn.
September 23, 2024	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 23, 2024 (September 20, 2024) i3 Verticals, Inc.
September 23, 2024	EX-99.2	UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL STATEMENTS Exhibit 99.1 UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL STATEMENTS On September 20, 2024, i3 Verticals, LLC (“LLC Seller”), a Delaware limited liability company and subsidiary of i3 Verticals, Inc., a Delaware corporation (the “Company”), i3 Holdings Sub, Inc., a Delaware corporation and wholly-owned subsidiary of LLC Seller (“Corporation Seller,” and collectively with LLC Seller, the “S
August 9, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc. (E
August 8, 2024	EX-99.2	1 Supplemental Information Q3 FISCAL YEAR 2024 2 ($ in thousands) Quarter Ended June 30, 2024 March 31, 2024 December 31, 2023 September 30, 2023 June 30, 2023 March 31, 2023 December 31, 2022 September 30, 2022 June 30, 2022 Software and related ser 1 Supplemental Information Q3 FISCAL YEAR 2024 2 ($ in thousands) Quarter Ended June 30, 2024 March 31, 2024 December 31, 2023 September 30, 2023 June 30, 2023 March 31, 2023 December 31, 2022 September 30, 2022 June 30, 2022 Software and related service revenue SaaS(2) $ 8,834 $ 8,809 $ 8,742 $ 8,977 $ 8,523 $ 8,244 $ 7,713 $ 7,438 $ 7,001 Transaction-based(3) 3,928 3,538 3,651 3,706 3,291 3,174
August 8, 2024	EX-99.1	i3 VERTICALS REPORTS THIRD QUARTER 2024 FINANCIAL RESULTS Completes Public Sector Acquisition Authorizes $50 Million Share Repurchase Program i3 VERTICALS REPORTS THIRD QUARTER 2024 FINANCIAL RESULTS Completes Public Sector Acquisition Authorizes $50 Million Share Repurchase Program NASHVILLE, Tenn.
August 8, 2024	8-K	Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 8, 2024 i3 Verticals, Inc.
June 26, 2024	EX-10.1	First Amendment to Credit Agreement, dated as of June 26, 2024, by and among i3 Verticals, LLC, the guarantors and lenders party thereto and JPMorgan Chase Bank, N.A., as administrative agent FIRST AMENDMENT TO CREDIT AGREEMENT THIS FIRST AMENDMENT TO CREDIT AGREEMENT (this “Amendment”), dated as of June 26, 2024 (the “First Amendment Effective Date”) is entered into by and among I3 VERTICALS, LLC, a Delaware limited liability company (the “Borrower”), the Guarantors party hereto, the Lenders party hereto and JPMORGAN CHASE BANK, N.
June 26, 2024	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 26, 2024 i3 Verticals, Inc.
June 26, 2024	EX-99.1	i3 Verticals Enters Into Definitive Agreement to Sell Merchant of Record Payments Business i3 Verticals Enters Into Definitive Agreement to Sell Merchant of Record Payments Business NASHVILLE, Tenn.
June 26, 2024	EX-2.1	Securities Purchase Agreement, dated as of June 26, 2024, by and among i3 Verticals, LLC, i3 Holdings Sub, Inc., Payroc Buyer, LLC, Payroc WorldAccess, LLC, solely for purposes of certain terms set forth therein, and i3 Verticals, Inc., solely for purposes of certain terms set forth therein (incorporated by reference to Exhibit 2.1 to the Company’s Current Report on Form 8-K filed with the SEC on June 26, 2024) (File No. 001-38532). Execution Version * Certain personally identifiable information has been omitted from this exhibit pursuant to Item 601(a)(6) under Regulation S-K.
May 15, 2024	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 15, 2024 (May 14, 2024) i3 Verticals, Inc.
May 10, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc. (
May 10, 2024	EX-99.2	1 Supplemental Information Q2 FISCAL YEAR 2024 2 ($ in thousands) Quarter Ended March 31, 2024 December 31, 2023 September 30, 2023 June 30, 2023 March 31, 2023 December 31, 2022 September 30, 2022 June 30, 2022 March 31, 2022 Software and related se 1 Supplemental Information Q2 FISCAL YEAR 2024 2 ($ in thousands) Quarter Ended March 31, 2024 December 31, 2023 September 30, 2023 June 30, 2023 March 31, 2023 December 31, 2022 September 30, 2022 June 30, 2022 March 31, 2022 Software and related service revenue SaaS(1) $ 10,843 $ 10,453 $ 10,864 $ 10,170 $ 9,901 $ 9,230 $ 8,833 $ 8,450 $ 7,899 Transaction-based(2) 3,656 3,776 3,827 3,461 3,319 3
May 10, 2024	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 10, 2024 (May 10, 2024) i3 Verticals, Inc.
May 10, 2024	EX-99.1	i3 VERTICALS REPORTS SECOND QUARTER 2024 FINANCIAL RESULTS i3 VERTICALS REPORTS SECOND QUARTER 2024 FINANCIAL RESULTS NASHVILLE, Tenn. (May 10, 2024) – i3 Verticals, Inc. (Nasdaq: IIIV) (“i3 Verticals” or the “Company”) today reported its financial results for the fiscal second quarter ended March 31, 2024. Highlights for the second quarter and six months ended March 31, 2024 vs. 2023 •Second quarter revenue was $94.5 million, an increase of 0.7% over the
February 23, 2024	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 23, 2024 (February 22, 2024) i3 Verticals, Inc.
February 14, 2024	S-8	As Filed With the Securities and Exchange Commission on February 14, 2024 As Filed With the Securities and Exchange Commission on February 14, 2024 Registration No.
February 14, 2024	SC 13G/A	IIIV / i3 Verticals, Inc. / DAILY GREGORY S - SC 13G/A Passive Investment SC 13G/A 1 a2024gregdailyform13-g.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) i3 Verticals, Inc. (Name of Issuer) Class A common stock, $0.0001 par value (Title of Class of Securities) 46571Y107 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Ch
February 14, 2024	EX-FILING FEES	Filing Fee Table Exhibit 107 CALCULATION OF FILING FEE TABLE Form S-8 (Form Type) i3 Verticals, Inc.
February 13, 2024	SC 13G/A	IIIV / i3 Verticals, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: i3 Verticals, Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 46571Y107 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule pursuant to which this Schedule is f
February 9, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc
February 8, 2024	EX-99.2	1 Supplemental Information Q1 FISCAL YEAR 2024 2 ($ in thousands) Quarter Ended December 31, 2023 September 30, 2023 June 30, 2023 March 31, 2023 December 31, 2022 September 30, 2022 June 30, 2022 March 31, 2022 December 31, 2021 Software and related supplementalpresentation 1 Supplemental Information Q1 FISCAL YEAR 2024 2 ($ in thousands) Quarter Ended December 31, 2023 September 30, 2023 June 30, 2023 March 31, 2023 December 31, 2022 September 30, 2022 June 30, 2022 March 31, 2022 December 31, 2021 Software and related service revenue SaaS(1) $ 10,453 $ 10,864 $ 10,170 $ 9,901 $ 9,230 $ 8,833 $ 8,450 $ 7,899 $ 6,310 Transaction-based(2) 3,77
February 8, 2024	EX-99.1	i3 VERTICALS REPORTS FIRST QUARTER 2024 FINANCIAL RESULTS Company to Explore Sale of Its Merchant Services Business i3 VERTICALS REPORTS FIRST QUARTER 2024 FINANCIAL RESULTS Company to Explore Sale of Its Merchant Services Business NASHVILLE, Tenn.
February 8, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 8, 2024 (February 8, 2024) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 8, 2024 (February 8, 2024) i3 Verticals, Inc.
January 9, 2024	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State
January 9, 2024	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy State
December 22, 2023	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 22, 2023 i3 Verticals, Inc.
November 22, 2023	EX-21.1	List of subsidiaries of i3 Verticals, Inc. Exhibit 21.1 i3 Verticals, Inc. LIST OF SUBSIDIARIES Name of Subsidiary Jurisdiction of Incorporation Doing Business As Name (Including d/b/a name, if applicable) 3V ImageSoft (CAN) B.C. Ltd. Canada ACS-Medical Business Solutions, LLC Delaware ACS Ad Valorem Records, Inc. Texas AVR, Inc. AccuFund, Inc. Colorado AccuFund Celtic Cross Holdings, Inc. Arizona Celtic Celtic Global, Inc. Arizona Celtic
November 22, 2023	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc. (Exac
November 22, 2023	EX-97	i3 Verticals, Inc. Compensation Recoupment Policy i3 VERTICALS, INC. COMPENSATION RECOUPMENT POLICY 1. Purpose. The purpose of this Compensation Recoupment Policy of the Company (as amended from time to time, the “Policy”), dated as of November 14, 2023, is to describe the circumstances in which current and former Executive Officers will be required to repay or return Erroneously Awarded Compensation to members of the Company Group. The Company h
November 15, 2023	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 15, 2023 i3 Verticals, Inc.
November 15, 2023	EX-99.1	i3 VERTICALS REPORTS FOURTH QUARTER AND FULL FISCAL YEAR 2023 FINANCIAL RESULTS Introduces 2024 Outlook i3 VERTICALS REPORTS FOURTH QUARTER AND FULL FISCAL YEAR 2023 FINANCIAL RESULTS Introduces 2024 Outlook NASHVILLE, Tenn.
November 15, 2023	EX-99.2	1 Q4 FISCAL YEAR 2023 Supplemental Information 2 Revenue Composition ($ in thousands) Quarter Ended September 30, 2023 June 30, 2023 March 31, 2023 December 31, 2022 September 30, 2022 June 30, 2022 March 31, 2022 December 31, 2021 Software and relat 1 Q4 FISCAL YEAR 2023 Supplemental Information 2 Revenue Composition ($ in thousands) Quarter Ended September 30, 2023 June 30, 2023 March 31, 2023 December 31, 2022 September 30, 2022 June 30, 2022 March 31, 2022 December 31, 2021 Software and related service revenue SaaS(1) $ 10,864 $ 10,170 $ 9,901 $ 9,230 $ 8,833 $ 8,450 $ 7,899 $ 6,310 Transaction-based(2) 3,827 3,461 3,319 3,331 3,137 3,253
August 9, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc. (E
August 8, 2023	EX-99.1	i3 VERTICALS REPORTS THIRD QUARTER 2023 FINANCIAL RESULTS Secures state level contracts in Public Sector i3 VERTICALS REPORTS THIRD QUARTER 2023 FINANCIAL RESULTS Secures state level contracts in Public Sector NASHVILLE, Tenn.
August 8, 2023	EX-99.2	Q3 Fiscal 2023 Supplemental Information 2 Revenue Composition ($ in thousands) Quarter Ended June 30, 2023 March 31, 2023 December 31, 2022 September 30, 2022 June 30, 2022 March 31, 2022 December 31, 2021 September 30, 2021 June 30, 2021 Software an supplementalpresentation Q3 Fiscal 2023 Supplemental Information 2 Revenue Composition ($ in thousands) Quarter Ended June 30, 2023 March 31, 2023 December 31, 2022 September 30, 2022 June 30, 2022 March 31, 2022 December 31, 2021 September 30, 2021 June 30, 2021 Software and related service revenue SaaS(1) $ 10,170 $ 9,901 $ 9,230 $ 8,833 $ 8,450 $ 7,899 $ 6,310 $ 6,173 $ 6,107 Transaction-based(
August 8, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 8, 2023 (August 8, 2023) i3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 8, 2023 (August 8, 2023) i3 Verticals, Inc.
May 10, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc. (
May 9, 2023	EX-99.2	Q2 Fiscal 2023 Supplemental Information 2 Revenue Composition ($ in thousands) Quarter Ended March 31, 2023 December 31, 2022 September 30, 2022 June 30, 2022 March 31, 2022 December 31, 2021 September 30, 2021 June 30, 2021 March 31, 2021 Software a supplementalpresentation Q2 Fiscal 2023 Supplemental Information 2 Revenue Composition ($ in thousands) Quarter Ended March 31, 2023 December 31, 2022 September 30, 2022 June 30, 2022 March 31, 2022 December 31, 2021 September 30, 2021 June 30, 2021 March 31, 2021 Software and related service revenue SaaS(1) $ 9,901 $ 9,230 $ 8,833 $ 8,450 $ 7,899 $ 6,310 $ 6,173 $ 6,107 $ 5,632 Transaction-based(
May 9, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 9, 2023 (May 8, 2023) i3 Vertic UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 9, 2023 (May 8, 2023) i3 Verticals, Inc.
May 9, 2023	EX-10.2	Security and Pledge Agreement, dated as of May 8, 2023, among i3 Verticals, LLC, the obligor parties thereto and JPMorgan Chase Bank, N.A., as administrative agent Execution Version SECURITY AND PLEDGE AGREEMENT THIS SECURITY AND PLEDGE AGREEMENT (this “Agreement”) is entered into as of May 8, 2023 among i3 VERTICALS, LLC, a Delaware limited liability company (the “Borrower”), the other parties identified as “Obligors” on the signature pages hereto and such other parties that may become Obligors hereunder after the date hereof (together with the Borrower, individually an “Obligor”, and collectively the “Obligors”) and JPMorgan Chase Bank, N.
May 9, 2023	EX-99.1	i3 VERTICALS REPORTS SECOND QUARTER 2023 FINANCIAL RESULTS Refinances Credit Facility with Lower Rates, Higher Capacity and Improved Covenants i3 VERTICALS REPORTS SECOND QUARTER 2023 FINANCIAL RESULTS Refinances Credit Facility with Lower Rates, Higher Capacity and Improved Covenants NASHVILLE, Tenn.
May 9, 2023	EX-10.1	Credit Agreement, dated as of May 8, 2023, among i3 Verticals, LLC, the guarantor and lender parties thereto and JPMorgan Chase Bank, N.A., as administrative agent Execution Version Published CUSIP Numbers: Deal: 44932JAF6 Revolver: 44932JAG4 CREDIT AGREEMENT Dated as of May 8, 2023 among i3 VERTICALS, LLC, as the Borrower, i3 VERTICALS, INC.
February 27, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 27, 2023 (February 24, 202 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 27, 2023 (February 24, 2023) i3 Verticals, Inc.
February 14, 2023	SC 13G/A	IIIV / i3 Verticals Inc / PRICE T ROWE ASSOCIATES INC /MD/ Passive Investment SC 13G/A 1 iiiv13gadec22.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7) I3 VERTICALS INC-CLASS A (Name of Issuer) COMMON STOCK (Title of Class of Securities) 46571Y107 (CUSIP NUMBER) December 31, 2022 (Date of Event which Requires Filing of Statement) Check the appropriate box to designate the Rul
February 10, 2023	S-8	As Filed With the Securities and Exchange Commission on February 10, 2023 As Filed With the Securities and Exchange Commission on February 10, 2023 Registration No.
February 10, 2023	EX-FILING FEES	Filing Fee Table Exhibit 107 CALCULATION OF FILING FEE TABLE Form S-8 (Form Type) i3 Verticals, Inc.
February 10, 2023	SC 13G/A	IIIV / i3 Verticals Inc / GENEVA CAPITAL MANAGEMENT LLC Passive Investment SC 13G/A 1 i3verticals13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) i3 Verticals, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 46571Y107 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate
February 9, 2023	SC 13G	IIIV / i3 Verticals Inc / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment SC 13G 1 tv01120-i3verticalsincclassa.htm SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: I3 Verticals Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 46571Y107 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pu
February 9, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc
February 8, 2023	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 8, 2023 (February 8, 2023) i3 Verticals, Inc.
February 8, 2023	EX-99.2	Q1 Fiscal 2023 Supplemental Information 2 Revenue Composition ($ in thousands) Quarter Ended December 31, 2022 September 30, 2022 June 30, 2022 March 31, 2022 December 31, 2021 September 30, 2021 June 30, 2021 March 31, 2021 Software and related serv Q1 Fiscal 2023 Supplemental Information 2 Revenue Composition ($ in thousands) Quarter Ended December 31, 2022 September 30, 2022 June 30, 2022 March 31, 2022 December 31, 2021 September 30, 2021 June 30, 2021 March 31, 2021 Software and related service revenue SaaS(1) $ 9,230 $ 8,833 $ 8,450 $ 7,899 $ 6,310 $ 6,173 $ 6,107 $ 5,632 Transaction-based(2) 3,331 3,137 3,253 2,642 2,325 2,081 2,144 1,3
February 8, 2023	EX-99.1	i3 VERTICALS REPORTS FIRST QUARTER 2023 FINANCIAL RESULTS Reports Record Revenue and Annualized Recurring Revenue2 i3 VERTICALS REPORTS FIRST QUARTER 2023 FINANCIAL RESULTS Reports Record Revenue and Annualized Recurring Revenue2 NASHVILLE, Tenn.
January 23, 2023	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State
November 18, 2022	EX-21.1	List of subsidiaries of i3 Verticals, Inc. Exhibit 21.1 i3 Verticals, Inc. LIST OF SUBSIDIARIES Name of Subsidiary Jurisdiction of Incorporation Doing Business As Name (Including d/b/a name, if applicable) 3V ImageSoft (CAN) B.C. Ltd. Canada ACS-Medical Business Solutions, LLC Delaware ACS Ad Valorem Records, Inc. Texas AVR, Inc. Celtic Cross Holdings, Inc. Arizona Celtic Celtic Global, Inc. Arizona Celtic Nominee Holdings, LLC Delaware Ce
November 18, 2022	EX-10.29	Form of Performance-based Restricted Stock Unit Award Agreement under 2018 Equity Incentive Plan Exhibit 10.29 i3 VERTICALS, INC. RESTRICTED STOCK UNIT AWARD AGREEMENT (2018 EQUITY INCENTIVE PLAN) This RESTRICTED STOCK UNIT AWARD AGREEMENT (this ?Agreement?) is made the day of 2022 (the ?Grant Date?), by and between i3 Verticals, Inc., a Delaware corporation (together with its Subsidiaries and any successor or surviving entity following a Change in Control, the ?Company?), and , (the ?Grantee
November 18, 2022	EX-10.30	First Amendment to Tax Receivable Agreement, by and among i3 Verticals, Inc., i3 Verticals, LLC and the members of i3 Verticals, LLC party thereto Exhibit 10.30 FIRST AMENDMENT TO TAX RECEIVABLE AGREEMENT THIS FIRST AMENDMENT TO TAX RECEIVABLE AGREEMENT (this ?Amendment?), dated as of November 16, 2022 is entered into by and among I3 VERTICALS, INC., a Delaware corporation (the ?Corporation?), I3 VERTICALS, LLC, a Delaware limited liability company (the ?LLC?), and each of the Members party hereto. RECITALS WHEREAS, the Corporation, the LLC
November 18, 2022	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc. (Exac
November 16, 2022	EX-99.1	i3 VERTICALS REPORTS FOURTH QUARTER AND FULL FISCAL YEAR 2022 FINANCIAL RESULTS Introduces 2023 Outlook i3 VERTICALS REPORTS FOURTH QUARTER AND FULL FISCAL YEAR 2022 FINANCIAL RESULTS Introduces 2023 Outlook NASHVILLE, Tenn.
November 16, 2022	EX-99.2	Q4 Fiscal 2022 Supplemental Information 2 Revenue Composition ($ in thousands) Quarter Ended September 30, 2022 June 30, 2022 March 31, 2022 December 31, 2021 September 30, 2021 June 30, 2021 March 31, 2021 Software and related service revenue SaaS(1 Q4 Fiscal 2022 Supplemental Information 2 Revenue Composition ($ in thousands) Quarter Ended September 30, 2022 June 30, 2022 March 31, 2022 December 31, 2021 September 30, 2021 June 30, 2021 March 31, 2021 Software and related service revenue SaaS(1) $ 8,833 $ 8,450 $ 7,899 $ 6,310 $ 6,173 $ 6,107 $ 5,632 Transaction-based(2) 3,137 3,253 2,642 2,325 2,081 2,144 1,393 Maintenance(3) 5,600 5,720 5,
November 16, 2022	EX-3.1	Amended and Restated Bylaws of i3 Verticals, Inc., as amended and restated on November 16, 2022 (incorporated by reference to Exhibit 3.1 to the Company’s Current Report on Form 8-K filed with the SEC on November 16, 2022) (File No. 001-38532) Exhibit 3.1 AMENDED AND RESTATED BYLAWS OF i3 VERTICALS, INC. Effective as of November 16, 2022 CONTENTS Page ARTICLE I. MEETINGS OF STOCKHOLDERS 1 Section 1.01 Place of Meetings 1 Section 1.02 Annual Meetings 1 Section 1.03 Special Meetings 1 Section 1.04 Notice of Meetings 1 Section 1.05 Adjournments 2 Section 1.06 Quorum 2 Section 1.07 Organization 2 Section 1.08 Voting; Proxies 2 Section 1.09
November 16, 2022	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 16, 2022 (November 16, 2022) i3 Verticals, Inc.
October 4, 2022	EX-10.2	and among i3 Verticals, LLC, as the borrower, i3 Verticals, Inc. and certain subsidiaries of i3 Verticals, Inc., as guarantors, the lenders party thereto, and Bank of America, N.A., as administrative agent for the lenders. LIBOR TRANSITION AMENDMENT THIS LIBOR TRANSITION AMENDMENT (this ?Agreement?), dated as of September 30, 2022 (the ?Amendment Effective Date?), is entered into among i3 VERTICALS, LLC, a Delaware limited liability company (the ?Borrower?), the Guarantors party hereto, and BANK OF AMERICA, N.
October 4, 2022	EX-10.1	, Inc. and certain subsidiaries of i3 Verticals, Inc., as guarantors, the lenders party thereto, and Bank of America, N.A., as administrative agent for the lenders* THIRD AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT Dated as of October 3, 2022 among i3 VERTICALS, LLC, as the Borrower, i3 VERTICALS, INC.
October 4, 2022	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 4, 2022 (September 30, 2022) i3 Verticals, Inc.
October 4, 2022	EX-99.1	i3 VERTICALS COMPLETES PUBLIC SECTOR ACQUISITION; UPSIZES CREDIT FACILITY i3 VERTICALS COMPLETES PUBLIC SECTOR ACQUISITION; UPSIZES CREDIT FACILITY NASHVILLE, TN (October 4, 2022) - i3 Verticals, Inc.
August 9, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc. (E
August 8, 2022	EX-99.1	i3 VERTICALS REPORTS THIRD QUARTER 2022 FINANCIAL RESULTS Third Quarter Revenue Grows 27.6%; Annualized Recurring Revenue2 Grows 30.2% i3 VERTICALS REPORTS THIRD QUARTER 2022 FINANCIAL RESULTS Third Quarter Revenue Grows 27.
August 8, 2022	EX-99.2	Q3 Fiscal 2022 Supplemental Information 2 Revenue Composition ($ in thousands) Quarter Ended June 30, 2022 March 31, 2022 December 31, 2021 September 30, 2021 June 30, 2021 March 31, 2021 Software and related service revenue SaaS(1) $ 8,450 $ 7,899 $ Q3 Fiscal 2022 Supplemental Information 2 Revenue Composition ($ in thousands) Quarter Ended June 30, 2022 March 31, 2022 December 31, 2021 September 30, 2021 June 30, 2021 March 31, 2021 Software and related service revenue SaaS(1) $ 8,450 $ 7,899 $ 6,310 $ 6,173 $ 6,107 $ 5,632 Transaction-based(2) 3,253 2,642 2,325 2,081 2,144 1,393 Maintenance(3) 5,720 5,672 5,897 5,776 5,644 2,849 Recurring s
August 8, 2022	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 8, 2022 (August 8, 2022) i3 Verticals, Inc.
May 10, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc. (
May 9, 2022	EX-99.1	i3 VERTICALS REPORTS SECOND QUARTER 2022 FINANCIAL RESULTS Raises 2022 Outlook i3 VERTICALS REPORTS SECOND QUARTER 2022 FINANCIAL RESULTS Raises 2022 Outlook NASHVILLE, Tenn.
May 9, 2022	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 9, 2022 (May 9, 2022) i3 Verticals, Inc.
May 9, 2022	EX-99.2	Q2 Fiscal 2022 Supplemental Information 2 Revenue Composition ($ in thousands) Quarter Ended March 31, 2022 December 31, 2021 September 30, 2021 June 30, 2021 March 31, 2021 December 31, 2020 Software and related service revenue SaaS(1) $ 7,899 $ 6,3 Q2 Fiscal 2022 Supplemental Information 2 Revenue Composition ($ in thousands) Quarter Ended March 31, 2022 December 31, 2021 September 30, 2021 June 30, 2021 March 31, 2021 December 31, 2020 Software and related service revenue SaaS(1) $ 7,899 $ 6,310 $ 6,173 $ 6,107 $ 5,632 $ 5,115 Transaction-based(2) 2,642 2,325 2,081 2,144 1,393 394 Maintenance(3) 5,672 5,897 5,776 5,644 2,849 5,249 Recurring
February 28, 2022	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 28, 2022 (February 25, 2022) i3 Verticals, Inc.
February 14, 2022	S-8	As Filed With the Securities and Exchange Commission on February 14, 2022 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT THE SECURITIES ACT OF 1933 i3 Verticals, Inc. (Exa As Filed With the Securities and Exchange Commission on February 14, 2022 Registration No.
February 14, 2022	EX-FILING FEES	Filing Fee Table Exhibit 107 CALCULATION OF FILING FEE TABLE Form S-8 (Form Type) i3 Verticals, Inc.
February 14, 2022	POS AM	As filed with the Securities and Exchange Commission on February 14, 2022 As filed with the Securities and Exchange Commission on February 14, 2022 Registration No.
February 14, 2022	EX-99.4	Form of i3 Verticals, Inc. Restricted Stock Unit Award Agreement under 2018 Equity Incentive Exhibit 99.4 i3 VERTICALS, INC. 2018 EQUITY INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT AWARD i3 Verticals, Inc. (the ?Company?), pursuant to its 2018 Equity Incentive Plan, as amended from time to time (the ?Plan?), hereby grants to the holder listed below (?Participant?) an award (the ?Award?) of Restricted Stock Units (the ?Restricted Stock Units?), each of which represents the right to rece
February 14, 2022	SC 13G/A	IIIV / i3 Verticals Inc / INTEGRATED CORE STRATEGIES (US) LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (AMENDMENT NO. 1) I3 VERTICALS, INC. (Name of Issuer) CLASS A COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of Class of Securities) 46571Y107 (CUSIP Number) DECEMBER 31, 2021 (Date of event which requires filing of this statement) Check the appropriate box to designate
February 14, 2022	EX-99.5	Form of i3 Verticals, Inc. Restricted Stock Unit Award Agreement under 2020 Acquisition Equity Incentive Plan Exhibit 99.5 i3 VERTICALS, INC. 2020 ACQUISITION EQUITY INCENTIVE PLAN NOTICE OF RESTRICTED STOCK UNIT AWARD i3 Verticals, Inc. (the ?Company?), pursuant to its 2020 Acquisition Equity Incentive Plan, as amended from time to time (the ?Plan?), hereby grants to the holder listed below (?Participant?) an award (the ?Award?) of Restricted Stock Units (the ?Restricted Stock Units?), each of which repr
February 11, 2022	SC 13G/A	IIIV / i3 Verticals Inc / TimesSquare Capital Management, LLC - SC 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of l934 (Amendment No. 2)1 I3 Verticals, Inc. (Name of Issuer) Common Stock, $.0001 par value (Title of Class of Securities) 46571Y107 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this
February 11, 2022	SC 13G/A	IIIV / i3 Verticals Inc / GENEVA CAPITAL MANAGEMENT LLC - AMENDMENT NO. 1 TO SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) i3 Verticals, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 46571Y107 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th
February 9, 2022	SC 13G/A	IIIV / i3 Verticals Inc / DAILY GREGORY S - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 3) i3 Verticals, Inc. (Name of Issuer) Class A common stock, $0.0001 par value (Title of Class of Securities) 46571Y107 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p
February 9, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc
February 9, 2022	DEFA14A	Supplement No. 1 to Pr UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State
February 8, 2022	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 8, 2022 (February 8, 2022) i3 Verticals, Inc.
February 8, 2022	EX-99.2	Q1 Fiscal 2022 Supplemental Information 2 Annualized Recurring Revenue (“ARR”) ($ in thousands) Quarter Ended December 31, 2021 September 30, 2021 June 30, 2021 March 31, 2021 December 31, 2020 September 30, 2020 June 30, 2020 March 31, 2020 December Q1 Fiscal 2022 Supplemental Information 2 Annualized Recurring Revenue (?ARR?) ($ in thousands) Quarter Ended December 31, 2021 September 30, 2021 June 30, 2021 March 31, 2021 December 31, 2020 September 30, 2020 June 30, 2020 March 31, 2020 December 31, 2019 Software and related service revenue SaaS(1) $ 6,310 $ 6,173 $ 6,107 $ 5,632 $ 5,115 $ 2,764 $ 2,332 $ 2,407 $ 2,075 Transaction-based(2) 2,
February 8, 2022	EX-99.1	i3 VERTICALS REPORTS FIRST QUARTER 2022 FINANCIAL RESULTS Raises 2022 Outlook i3 VERTICALS REPORTS FIRST QUARTER 2022 FINANCIAL RESULTS Raises 2022 Outlook NASHVILLE, Tenn.
February 4, 2022	SC 13G/A	IIIV / i3 Verticals Inc / WELLINGTON MANAGEMENT GROUP LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* i3 Verticals, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 46571Y107 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch
February 4, 2022	SC 13G/A	IIIV / i3 Verticals Inc / WELLINGTON TRUST Co N A - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* i3 Verticals, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 46571Y107 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sch
January 21, 2022	DEF 14A	Definitive Proxy Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Proxy State
January 6, 2022	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 6, 2022 (January 4, 2022) i3 Verticals, Inc.
December 17, 2021	SC 13G	IIIV / i3 Verticals Inc / INTEGRATED CORE STRATEGIES (US) LLC - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 I3 VERTICALS, INC. (Name of Issuer) CLASS A COMMON STOCK, PAR VALUE $0.0001 PER SHARE (Title of Class of Securities) 46571Y107 (CUSIP Number) DECEMBER 13, 2021 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant
December 7, 2021	SC 13G/A	IIIV / i3 Verticals Inc / JPMORGAN CHASE & CO - FILING I3 VERTICALS, INC. Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 01)* i3 Verticals, Inc. (Name of Issuer) Class A Common Stock, $0.0001 Par Value (Title of Class of Securities) 46571Y107 (CUSIP Number) November 30, 2021 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to desig
November 22, 2021	POS AM	Amendment No. 1 to Sales Agreement by and among i3 Verticals, Inc., i3 Verticals, LLC, Raymond James & Associates, Inc., Morgan Stanley & Co, LLC and BTIG, LLC, dated as of November 22, 2021 As filed with the Securities and Exchange Commission on November 22, 2021 Registration No.
November 22, 2021	EX-1.3	Amendment No. 1 to Sales Agreement by and among i3 Verticals, Inc., i3 Verticals, LLC, Raymond James & Associates, Inc., Morgan Stanley & Co, LLC and BTIG, LLC, dated as of November 22, 2021. Exhibit 1.3 AMENDMENT NO. 1 TO ATM OFFERING SALES AGREEMENT November 22, 2021 This Amendment No. 1 (?Amendment No. 1?) amends that certain ATM Offering Sales Agreement, dated as of August 20, 2021 (the ?Agreement?), by and among i3 Verticals, Inc., a Delaware corporation (the ?Company?), and i3 Verticals, LLC, a Delaware limited liability company (?i3 Verticals, LLC? and, together with the Company
November 22, 2021	EX-21.1	List of subsidiaries of i3 Verticals, Inc. Exhibit 21.1 i3 Verticals, Inc. LIST OF SUBSIDIARIES Name of Subsidiary Jurisdiction of Incorporation Doing Business As Name (Including d/b/a name, if applicable) ACS-Medical Business Solutions, LLC Delaware ACS Ad Valorem Records, Inc. Texas AVR, Inc. CP-DBS, LLC Delaware PaySchools CP-PS, LLC Delaware DuxWare, LLC Delaware DuxWare Fairway Payments, LLC Virginia Fairway Payments H-Pac Computer Sy
November 22, 2021	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc. (Exac
November 19, 2021	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 19, 2021 (November 16, 2021) i3 Verticals, Inc.
November 17, 2021	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 17, 2021 (November 17, 2021) i3 Verticals, Inc.
November 17, 2021	EX-99.2	Q4 Fiscal 2021 Supplemental Information 2 Updates to Acquisition Revenue Adjustments Under GAAP, companies historically were required to adjust, as necessary, beginning balances of acquired deferred revenue to fair value as part of acquisition accoun Q4 Fiscal 2021 Supplemental Information 2 Updates to Acquisition Revenue Adjustments Under GAAP, companies historically were required to adjust, as necessary, beginning balances of acquired deferred revenue to fair value as part of acquisition accounting.
November 17, 2021	EX-99.1	i3 VERTICALS REPORTS FOURTH QUARTER AND FULL FISCAL YEAR 2021 FINANCIAL RESULTS Introduces 2022 Outlook Decosta Jenkins to Join Board of Directors i3 VERTICALS REPORTS FOURTH QUARTER AND FULL FISCAL YEAR 2021 FINANCIAL RESULTS Introduces 2022 Outlook Decosta Jenkins to Join Board of Directors NASHVILLE, Tenn.
August 20, 2021	EX-1.2	Sales Agreement by and between i3 Verticals, Inc. and Raymond James & Associates, Inc., Exhibit 1.2 i3 Verticals, Inc. Class A Common Stock ($0.0001 par value) ATM OFFERING SALES AGREEMENT August 20, 2021 Raymond James & Associates, Inc. 880 Carillon Parkway St. Petersburg, Florida 33716 Morgan Stanley & Co. LLC 1585 Broadway, 29th Floor New York, NY 10036 BTIG, LLC 65 East 55th Street New York, New York 10022 Ladies and Gentlemen: i3 Verticals, Inc., a Delaware corporation (the ?Com
August 20, 2021	S-3ASR	(incorporated by reference to Exhibit 24.1 to our Registration Statement on Form S-3 filed with the SEC on A As filed with the Securities and Exchange Commission on August 20, 2021 Registration No.
August 10, 2021	EX-99.1	i3 VERTICALS REPORTS THIRD QUARTER 2021 FINANCIAL RESULTS Raises 2021 Outlook i3 VERTICALS REPORTS THIRD QUARTER 2021 FINANCIAL RESULTS Raises 2021 Outlook NASHVILLE, Tenn.
August 10, 2021	EX-99.2	Q3 Fiscal 2021 Supplemental Information 2 Q3 Fiscal 2021 GAAP Measures ($ in thousands) Three months ended June 30, 2021 Three months ended June 30, 2020(1) Merchant Services Proprietary Software and Payments Other Total Merchant Services Proprietary Q3 Fiscal 2021 Supplemental Information 2 Q3 Fiscal 2021 GAAP Measures ($ in thousands) Three months ended June 30, 2021 Three months ended June 30, 2020(1) Merchant Services Proprietary Software and Payments Other Total Merchant Services Proprietary Software and Payments Other Total Income (loss) from operations $ 5,518 $ 1,940 $ (9,458) $ (2,000) $ 4,975 $ 1,265 $ (5,803) $ 437 ($ in thousands)
August 10, 2021	8-K/A	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A (Amendment No.
August 9, 2021	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 9, 2021 (August 9, 2021) i3 Verticals, Inc.
August 9, 2021	EX-99.1	i3 VERTICALS REPORTS THIRD QUARTER 2021 FINANCIAL RESULTS Raises 2021 Outlook i3 VERTICALS REPORTS THIRD QUARTER 2021 FINANCIAL RESULTS Raises 2021 Outlook NASHVILLE, Tenn.
August 9, 2021	EX-99.2	Q3 Fiscal 2021 Supplemental Information 2 Q3 Fiscal 2021 GAAP Measures ($ in thousands) Three months ended June 30, 2021 Three months ended June 30, 2020(1) Merchant Services Proprietary Software and Payments Other Total Merchant Services Proprietary Q3 Fiscal 2021 Supplemental Information 2 Q3 Fiscal 2021 GAAP Measures ($ in thousands) Three months ended June 30, 2021 Three months ended June 30, 2020(1) Merchant Services Proprietary Software and Payments Other Total Merchant Services Proprietary Software and Payments Other Total Income (loss) from operations $ 5,518 $ 1,940 $ (9,458) $ (2,000) $ 4,975 $ 1,265 $ (5,803) $ 437 ($ in thousands)
August 9, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc. (E
June 23, 2021	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 23, 2021 (June 22, 2021) i3 Verticals, Inc.
June 3, 2021	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 3, 2021 i3 Verticals, Inc.
May 10, 2021	EX-99.1	i3 VERTICALS REPORTS SECOND QUARTER 2021 FINANCIAL RESULTS Announces Latest Public Sector Acquisition Raises 2021 Outlook i3 VERTICALS REPORTS SECOND QUARTER 2021 FINANCIAL RESULTS Announces Latest Public Sector Acquisition Raises 2021 Outlook NASHVILLE, Tenn.
May 10, 2021	EX-10.1	First Amendment to the i3 Verticals, Inc. 2020 Acquisition Equity Incentive Plan. FIRST AMENDMENT TO THE I3 VERTICALS, INC. 2020 ACQUISITION EQUITY INCENTIVE PLAN WHEREAS, i3 Verticals, Inc., a Delaware corporation (the "Company"), has previously adopted the Company?s 2020 Acquisition Equity Incentive Plan (the "Plan"); WHEREAS, pursuant to Section 12.1 of the Plan, the Company's Board of Directors has retained the right to amend the Plan; and WHEREAS, the Company's Board of Di
May 10, 2021	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 10, 2021 (May 4, 2021) i3 Verticals, Inc.
May 10, 2021	EX-99.2	Q2 Fiscal 2021 Supplemental Information 2 Q2 Fiscal 2021 GAAP Measures ($ in thousands) Three months ended March 31, 2021 Three months ended March 31, 2020(1) Merchant Services Proprietary Software and Payments Other Total Merchant Services Proprieta Q2 Fiscal 2021 Supplemental Information 2 Q2 Fiscal 2021 GAAP Measures ($ in thousands) Three months ended March 31, 2021 Three months ended March 31, 2020(1) Merchant Services Proprietary Software and Payments Other Total Merchant Services Proprietary Software and Payments Other Total Revenue $ 25,992 $ 22,549 $ (678) $ 47,863 $ 25,729 $ 13,980 $ (531) $ 39,178 Income (loss) from operations $ 4,5
May 10, 2021	10-Q	Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc. (
April 28, 2021	CORRESP	150 Third Avenue South, Suite 2800 Nashville, TN 37201 (615) 742-6200 150 Third Avenue South, Suite 2800 Nashville, TN 37201 (615) 742-6200 April 28, 2021 Via EDGAR and Federal Express United States Securities and Exchange Commission Division of Corporation Finance, Office of Trade & Services 100 F Street, NE Washington, D.
April 8, 2021	CORRESP	150 Third Avenue South, Suite 2800 Nashville, TN 37201 (615) 742-6200 150 Third Avenue South, Suite 2800 Nashville, TN 37201 (615) 742-6200 April 8, 2021 Via EDGAR and Federal Express United States Securities and Exchange Commission Division of Corporation Finance, Office of Trade & Services 100 F Street, NE Washington, D.
March 1, 2021	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 1, 2021 (February 26, 2021) i3 Verticals, Inc.
February 12, 2021	SC 13G	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. __) I3 Verticals, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities 46571Y107 (CUSIP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ) I3 Verticals, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities 46571Y107 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement Check the appropriate box to designate the rule pursuant to which this
February 12, 2021	SC 13G/A	SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of l934 (Amendment No.1)1 I3 Verticals, Inc. (Name of Issuer) Common Stock, $.0001 par value (Title of Class of Securities) (CUSIP Number) Decemb SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of l934 (Amendment No.1)1 I3 Verticals, Inc. (Name of Issuer) Common Stock, $.0001 par value (Title of Class of Securities) 46571Y107 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S
February 10, 2021	424B3	1,386,413 Shares Class A Common Stock Filed pursuant to Rule 424(b)(3) Registration No. 333-251386 PROSPECTUS 1,386,413 Shares of Class A Common Stock This prospectus relates to the resale, from time to time, of up to 1,386,413 shares of our Class A common stock, which are being offered by the selling stockholders named in this prospectus. The shares being offered for resale, from time to time, include up to 183,499 shares issuable up
February 9, 2021	10-Q	Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc
February 8, 2021	EX-99.1	i3 VERTICALS REPORTS FIRST QUARTER 2021 FINANCIAL RESULTS Plans to Discuss BIS Acquisition on Earnings Conference Call i3 VERTICALS REPORTS FIRST QUARTER 2021 FINANCIAL RESULTS Plans to Discuss BIS Acquisition on Earnings Conference Call NASHVILLE, Tenn.
February 8, 2021	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 8, 2021 (February 8, 2021) i3 Verticals, Inc.
February 8, 2021	EX-99.2	Q1 Fiscal 2021 Supplemental Information 2 Q1 Fiscal 2021 Segment Performance(1) ($ in thousands) Three months ended December 31, Period over period growth2020 2019(3) Adjusted Net Revenue(2) Merchant Services, excluding Purchased Portfolios $ 24,126 supplementalpresentation Q1 Fiscal 2021 Supplemental Information 2 Q1 Fiscal 2021 Segment Performance(1) ($ in thousands) Three months ended December 31, Period over period growth2020 2019(3) Adjusted Net Revenue(2) Merchant Services, excluding Purchased Portfolios $ 24,126 $ 26,906 (10)% Purchased Portfolios 935 1,333 (30)% Merchant Services 25,061 28,239 (11)% Proprietary Software and Payments 20,280 13,795 47% Other (433) (410) 6% Total $ 44,908 $ 41,624 8% Adjusted EBITDA(2) Merchant Services $ 7,783 $ 9,206 (15)% Proprietary Software and Payments 6,128 5,246 17% Other (3,033) (2,593) 17% Total $ 10,878 $ 11,859 (8)% Adjusted EBITDA as a percentage of Net Revenue 24.
February 8, 2021	S-8	- S-8 As Filed With the Securities and Exchange Commission on February 8, 2021 Registration No.
February 8, 2021	S-3/A	- S-3/A As Filed With the Securities and Exchange Commission on February 8, 2021 Registration No.
February 8, 2021	CORRESP	- i3 Verticals, Inc. 40 Burton Hills Blvd., Suite 415 Brentwood, Tennessee 37215 February 8, 2021 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Consumer Products 100 F Street, NE Washington, D.C. 20549 Attention: Donald Field Re: i3 Verticals, Inc. Registration Statement on Form S-3 File No. 333-251386 Acceleration Request Requested Date: Februa
February 5, 2021	8-K	Regulation FD Disclosure, Unregistered Sales of Equity Securities, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 5, 2021 (February 1, 2021) i3 Verticals, Inc.
February 5, 2021	EX-99.1	i3 VERTICALS REPORTS PUBLIC SECTOR ACQUISITION Intends to Issue Fiscal 2021 Guidance in Connection with Quarterly Earnings i3 VERTICALS REPORTS PUBLIC SECTOR ACQUISITION Intends to Issue Fiscal 2021 Guidance in Connection with Quarterly Earnings NASHVILLE, Tenn.
February 4, 2021	SC 13G	SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* i3 Verticals, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 46571Y107 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sched
February 3, 2021	SC 13G	SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* I3 Verticals Inc (Name of Issuer) Common Stock (Title of Class of Securities) 46571Y107 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedul
January 27, 2021	SC 13G	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 2) i3 Verticals, Inc. (Name of Issuer) Class A common stock, $0.0001 par value (Title of Class of Securities) 46571Y107 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p
January 22, 2021	DEF 14A	Schedule 14A DEF 14A 1 i3verticals-2021proxystate.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permit
January 7, 2021	SC 13G	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* i3 Verticals, Inc. (Name of Issuer) Class A Common Stock, $0.0001 Par Value (Title of Class of Securities Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* i3 Verticals, Inc. (Name of Issuer) Class A Common Stock, $0.0001 Par Value (Title of Class of Securities) 46571Y107 (CUSIP Number) December 31, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designa
December 16, 2020	S-3	- S-3 As Filed With the Securities and Exchange Commission on December 16, 2020 Registration No.
December 1, 2020	SC 13G/A	IIIV / i3 Verticals, Inc. / DRIEHAUS CAPITAL MANAGEMENT LLC - NONE Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* i3 Verticals, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 46571Y107 (CUSIP Number) November 05, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursua
November 23, 2020	EX-21.1	List of subsidiaries of i3 Verticals, Inc. Exhibit 21.1 i3 Verticals, Inc. LIST OF SUBSIDIARIES Name of Subsidiary Jurisdiction of Incorporation Doing Business As Name (Including d/b/a name, if applicable) Ad Valorem Records, Inc. Texas AVR, Inc. CP-DBS, LLC Delaware PaySchools CP-PS, LLC Delaware Fairway Payments, LLC Virginia Fairway Payments i3-Aero, LLC Delaware i3-Axia, LLC Delaware Axia Payments i3-Bearcat, LLC Delaware NETData; GHS
November 23, 2020	10-K	Annual Report - 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc. (Exac
November 20, 2020	8-K/A	Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A (Amendment No.
November 20, 2020	EX-99.1	CORRECTING AND REPLACING i3 Verticals Reports Fourth Quarter and Full Fiscal Year 2020 Financial Results Announces Public Sector Acquisition and Inducement Equity Grants CORRECTING AND REPLACING i3 Verticals Reports Fourth Quarter and Full Fiscal Year 2020 Financial Results Announces Public Sector Acquisition and Inducement Equity Grants CORRECTION.
November 19, 2020	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 19, 2020 (November 19, 2020) i3 Verticals, Inc.
November 19, 2020	EX-99.1	i3 VERTICALS REPORTS FOURTH QUARTER AND FULL FISCAL YEAR 2020 FINANCIAL RESULTS Announces Public Sector Acquisition and Inducement Equity Grants i3 VERTICALS REPORTS FOURTH QUARTER AND FULL FISCAL YEAR 2020 FINANCIAL RESULTS Announces Public Sector Acquisition and Inducement Equity Grants NASHVILLE, Tenn.
November 19, 2020	EX-99.2	Q4 Fiscal 2020 Supplemental Information Q4 Fiscal 2020 Segment Performance(1)(3) ($ in thousands) Three months ended September 30, Period over period 2020 2019 growth Adjusted Net Revenue(2) Merchant Services, excluding Purchased Portfolios $ 23,882 supplementalpresentation Q4 Fiscal 2020 Supplemental Information Q4 Fiscal 2020 Segment Performance(1)(3) ($ in thousands) Three months ended September 30, Period over period 2020 2019 growth Adjusted Net Revenue(2) Merchant Services, excluding Purchased Portfolios $ 23,882 $ 27,421 (13)% Purchased Portfolios 877 1,273 (31)% Merchant Services 24,759 28,694 (14)% Proprietary Software and Payments 14,078 11,871 19% Other (411) — nm Total $ 38,426 $ 40,565 (5)% Adjusted EBITDA(2) Merchant Services $ 7,525 $ 9,810 (23)% Proprietary Software and Payments 4,937 4,845 2% Other (2,780) (2,929) 5% Total $ 9,682 $ 11,726 (17)% Adjusted EBITDA as a percentage of Net Revenue 25.
October 5, 2020	S-8	- S-8 As Filed With the Securities and Exchange Commission on October 5, 2020 Registration No.
September 15, 2020	EX-1.1	Underwriting Agreement, dated as of September 10, 2020, by and among i3 Verticals, Inc., i3 Verticals, LLC and BofA Securities, Inc. and Morgan Stanley & Co. LLC, as representatives of the several underwriters named in Schedule I thereto. EXECUTION VERSION i3 Verticals, Inc. 3,250,000 Class A Common Stock UNDERWRITING AGREEMENT September 10, 2020 BOFA SECURITIES, INC. 1 Bryant Park New York, NY 10036 MORGAN STANLEY & CO. LLC 1585 Broadway, 29th Floor New York, NY 10036 As Representatives of the several Underwriters Ladies and Gentlemen: 1.Introductory. i3 Verticals, Inc., a Delaware corporation (the “Company”), proposes to sell, pu
September 15, 2020	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 15, 2020 (September 10, 2020) i3 Verticals, Inc.
September 11, 2020	424B2	3,250,000 Shares i3 Verticals, Inc. Class A common stock Filed Pursuant to Rule 424(b)(2) Registration No. 333-233126 PROSPECTUS SUPPLEMENT (To Prospectus dated August 9, 2019) 3,250,000 Shares i3 Verticals, Inc. Class A common stock We are offering 3,250,000 shares of our Class A common stock. We will use the net proceeds from the offering to purchase (1) 3,250,000 Common Units (as defined herein) of i3 Verticals, LLC directly from i3 Verticals, LLC an
September 10, 2020	EX-10.2	Form of Restricted Stock Award Agreement under i3 Verticals, Inc. 2020 Acquisition Equity Incentive Plan i3 VERTICALS, INC. 2020 ACQUISITION EQUITY INCENTIVE PLAN RESTRICTED STOCK AWARD AGREEMENT THIS RESTRICTED STOCK AWARD AGREEMENT (this “Agreement”) is made and entered into as of the day of , 20 (the “Grant Date”), between i3 Verticals, Inc., a Delaware corporation (together with its Subsidiaries, the “Company”), and , (the “Grantee”). Capitalized terms not otherwise defined herein shall have the
September 10, 2020	EX-10.3	Form of Stock Option Award Agreement under 2020 Acquisition Equity Incentive Plan i3 VERTICALS, INC. 2020 ACQUISITION EQUITY INCENTIVE PLAN NOTICE OF STOCK OPTION GRANT i3 Verticals, Inc. (the “Company”), pursuant to its 2020 Acquisition Equity Incentive Plan, as amended from time to time (the “Plan”), hereby grants to the holder listed below (“Participant”) a non-qualified stock option (the “Option”) to purchase the number of shares of Class A common stock of the Company (“Sha
September 10, 2020	EX-10.1	i3 Verticals, Inc. 2020 Acquisition Equity Incentive Plan i3 VERTICALS, INC. 2020 ACQUISITION EQUITY INCENTIVE PLAN i3 VERTICALS, INC. 2020 ACQUISITION EQUITY INCENTIVE PLAN Section 1.Purpose. This plan shall be known as the i3 Verticals, Inc. 2020 Acquisition Equity Incentive Plan (the “Plan”). The purpose of the Plan is to promote the interests of i3 Verticals, Inc., a Delaware corporation (the “Company”), its Subsidiaries and its stockholders by enabl
September 10, 2020	8-K	Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 9, 2020 i3 Verticals, Inc.
September 9, 2020	424B5	3,250,000 Shares i3 Verticals, Inc. Class A common stock Filed Pursuant to Rule 424(b)(5) Registration No. 333-233126 The information in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell nor do they seek an offer to buy these securities in any state or other jurisdiction where the offer or sale is not permitted. Subject to Completion,
August 10, 2020	EX-99.2	Q3 Fiscal 2020 Supplemental Information Q3 Fiscal 2020 Segment Performance(1) ($ in thousands) Three months ended June 30, Period over period 2020 2019 growth Adjusted Net Revenue(2) Merchant Services, excluding Purchased Portfolios $ 20,676 $ 24,133 supplementalpresentation Q3 Fiscal 2020 Supplemental Information Q3 Fiscal 2020 Segment Performance(1) ($ in thousands) Three months ended June 30, Period over period 2020 2019 growth Adjusted Net Revenue(2) Merchant Services, excluding Purchased Portfolios $ 20,676 $ 24,133 (14)% Purchased Portfolios 855 1,387 (38)% Merchant Services 21,531 25,520 (16)% Proprietary Software and Payments 10,482 10,494 —% Other (416) — nm Total $ 31,597 $ 36,014 (12)% Adjusted EBITDA(2) Merchant Services $ 6,618 $ 8,761 (24)% Proprietary Software and Payments 2,690 3,525 (24)% Other (2,257) (2,592) 13% Total $ 7,051 $ 9,694 (27)% Adjusted EBITDA as a percentage of Net Revenue 22.
August 10, 2020	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 10, 2020 (August 10, 2020) i3 Verticals, Inc.
August 10, 2020	10-Q	Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc. (E
August 10, 2020	EX-99.1	i3 VERTICALS REPORTS THIRD QUARTER 2020 FINANCIAL RESULTS i3 VERTICALS REPORTS THIRD QUARTER 2020 FINANCIAL RESULTS NASHVILLE, Tenn. (August 10, 2020) – i3 Verticals, Inc. (Nasdaq: IIIV) (“i3 Verticals” or the “Company”) today reported its financial results for the fiscal third quarter ended June 30, 2020. Highlights for the fiscal third quarter and nine months ended June 30, 2020 vs. 2019 •Third quarter revenue was $31.6 million, a decrease of 68% over
May 11, 2020	10-Q	Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc. (
May 7, 2020	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 7, 2020 (May 7, 2020) i3 Verticals, Inc.
May 7, 2020	EX-99.1	i3 VERTICALS REPORTS SECOND QUARTER 2020 FINANCIAL RESULTS i3 VERTICALS REPORTS SECOND QUARTER 2020 FINANCIAL RESULTS NASHVILLE, Tenn. (May 7, 2020) – i3 Verticals, Inc. (Nasdaq: IIIV) (“i3 Verticals” or the “Company”) today reported its financial results for the fiscal second quarter ended March 31, 2020. Highlights for the fiscal second quarter and six months ended March 31, 2020 vs. 2019 •Second quarter revenue was $39.2 million, a decrease of 54% over
May 7, 2020	EX-99.2	Q2 Fiscal 2020 Supplemental Segment Information Q2 Fiscal 2020 Segment Performance(1) ($ in thousands) Three months ended March 31, Period over period 2020 2019 growth Adjusted Net Revenue(2) Merchant Services, excluding Purchased Portfolios $ 23,984 segmentspresentation-q2f Q2 Fiscal 2020 Supplemental Segment Information Q2 Fiscal 2020 Segment Performance(1) ($ in thousands) Three months ended March 31, Period over period 2020 2019 growth Adjusted Net Revenue(2) Merchant Services, excluding Purchased Portfolios $ 23,984 $ 22,213 8% Purchased Portfolios 1,034 1,541 (33)% Merchant Services 25,018 23,754 5% Proprietary Software and Payments 14,824 7,694 93% Other (531) — nm Total $ 39,311 $ 31,448 25% Adjusted EBITDA(2) Merchant Services $ 7,255 $ 7,826 (7)% Proprietary Software and Payments 5,919 3,555 66% Other (3,209) (2,634) (22)% Total $ 9,965 $ 8,747 14% Adjusted EBITDA as a percentage of Net Revenue 25.
April 3, 2020	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 3, 2020 (April 1, 2020) i3 Verticals, Inc.
February 28, 2020	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 28, 2020 (February 28, 2020) i3 Verticals, Inc.
February 19, 2020	8-K	Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 18, 2020 (February 12, 2020) i3 Verticals, Inc.
February 19, 2020	EX-10.3	Form of Exchangeable Note Hedge Transaction Confirmation. EX-10.3 Exhibit 10.3 [Dealer Name] [Dealer Address] February [12]1[13]2, 2020 To: i3 Verticals, LLC 40 Burton Hills Blvd., Suite 415 Nashville, TN 37215 Attention: Chief Financial Officer Telephone No.: 615-988-9890 E-mail: [email protected] Re: [Base][Additional] Call Option Transaction The purpose of this letter agreement (this “Confirmation”) is to confirm the terms and conditions of the
February 19, 2020	EX-10.2	Registration Rights Agreement, dated February 18, 2020, among i3 Verticals, Inc. and BofA Securities, Inc. EX-10.2 Exhibit 10.2 i3 Verticals, Inc. i3 Verticals, LLC 1.00% Exchangeable Senior Notes due 2025 REGISTRATION RIGHTS AGREEMENT February 18, 2020 BofA Securities, Inc., as representative of the several Initial Purchasers referred to below c/o BofA Securities, Inc. One Bryant Park New York, New York 10036 Ladies and Gentlemen: i3 Verticals, LLC, a Delaware limited liability company (the “Issuer”),
February 19, 2020	EX-10.4	Form of Warrant Transaction Confirmation EX-10.4 Exhibit 10.4 [Dealer Name] [Dealer Address] February [12]1[13]2, 2020 To: i3 Verticals, Inc. 40 Burton Hills Blvd., Suite 415 Nashville, TN 37215 Attention: Chief Financial Officer Telephone No.: 615-988-9890 E-mail: [email protected] Re: [Base][Additional] Warrants The purpose of this letter agreement (this “Confirmation”) is to confirm the terms and conditions of the Warrants issu
February 19, 2020	EX-10.1	Second Amendment to the Amended and Restated Credit Agreement, dated as of May 9, 2019, by and among i3 Verticals, LLC, as the borrower, i3 Verticals, Inc. and certain Subsidiaries of i3 Verticals, Inc., as guarantors, the lenders party thereto, and Bank of America, N.A., as administrative agent for the lenders EX-10.1 Exhibit 10.1 SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT THIS SECOND AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (this “Amendment”), dated as of February 18, 2020 is entered into by and among I3 VERTICALS, LLC, a Delaware limited liability company (the “Borrower”), the Guarantors party hereto, the Lenders party hereto and BANK OF AMERICA, N.A., as Administrative Agent.
February 19, 2020	EX-4.1	Indenture, dated February 18, 2020, among i3 Verticals, LLC, i3 Verticals, Inc. as guarantor and U.S. Bank National Association EX-4.1 Exhibit 4.1 I3 VERTICALS, LLC, as Issuer AND I3 VERTICALS, INC. as Guarantor AND U.S. BANK NATIONAL ASSOCIATION, as Trustee INDENTURE Dated as of February 18, 2020 1.00% Exchangeable Senior Notes due 2025 TABLE OF CONTENTS PAGE ARTICLE 1 DEFINITIONS Section 1.01. Definitions 1 Section 1.02. References to Interest 14 ARTICLE 2 ISSUE, DESCRIPTION, EXECUTION, REGISTRATION AND EXCHANGE OF NOTES
February 14, 2020	SC 13G/A	IIIV / i3 Verticals, Inc. / Ccsd Gp Ii, Llc - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* i3 Verticals, Inc. (Name of Issuer) Class A Common Stock, $0.0001 Par Value (Title of Class of Securities) 46571Y107 (CUSIP Number) December 31, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designat
February 14, 2020	SC 13G/A	IIIV / i3 Verticals, Inc. / Hmp Iii Equity Holdings, Llc Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.
February 14, 2020	SC 13G	IIIV / i3 Verticals, Inc. / TimesSquare Capital Management, LLC - SC 13G Passive Investment SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of l934 (Amendment No. )1 I3 Verticals, Inc. (Name of Issuer) Common Stock, $.0001 par value (Title of Class of Securities) 46571Y107 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which
February 14, 2020	SC 13G/A	IIIV / i3 Verticals, Inc. / Wilds David M - SC 13G/A Passive Investment SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* i3 Verticals, Inc. (Name of Issuer) Class A common stock, $0.0001 par value (Title of Class of Securities) 46571Y107 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate
February 13, 2020	SC 13G	IIIV / i3 Verticals, Inc. / Daily Gregory S - SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No. 1) i3 Verticals, Inc. (Name of Issuer) Class A common stock, $0.0001 par value (Title of Class of Securities) 46571Y107 (CUSIP Number) December 31, 2019 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule p
February 11, 2020	EX-99.1	i3 VERTICALS, INC. ANNOUNCES LAUNCH OF EXCHANGEABLE NOTES OFFERING EX-99.1 Exhibit 99.1 i3 VERTICALS, INC. ANNOUNCES LAUNCH OF EXCHANGEABLE NOTES OFFERING NASHVILLE, Tenn. (February 11, 2020) — i3 Verticals, Inc. (Nasdaq: IIIV) (the “Company”) announced today the planned offering by i3 Verticals, LLC (the “Issuer”), a subsidiary of the Company, of $100 million aggregate principal amount of exchangeable senior notes due 2025 (the “Exchangeable Notes”). The offerin
February 11, 2020	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): Feb ruary 11, 2020 (February 11, 2020) i3 Verticals, Inc.
February 10, 2020	EX-99.2	Q1 Fiscal 2020 Supplemental Segment Information Q1 Fiscal 2020 Segment Performance(1) ($ in thousands) Three months ended December 31, Period over period 2019 2018 growth Adjusted Net Revenue(2) Merchant Services, excluding Purchased Portfolios $ 26, segmentspresentation-q1f Q1 Fiscal 2020 Supplemental Segment Information Q1 Fiscal 2020 Segment Performance(1) ($ in thousands) Three months ended December 31, Period over period 2019 2018 growth Adjusted Net Revenue(2) Merchant Services, excluding Purchased Portfolios $ 26,132 $ 21,301 23% Purchased Portfolios 1,333 2,037 (35)% Merchant Services 27,465 23,338 18% Proprietary Software and Payments 14,569 6,232 134% Other (410) — nm Total $ 41,624 $ 29,570 41% Adjusted EBITDA(2) Merchant Services $ 9,034 $ 7,851 15% Proprietary Software and Payments 5,418 2,851 90% Other (2,593) (2,124) 22% Total $ 11,859 $ 8,578 38% Adjusted EBITDA as a percentage of Net Revenue 28.
February 10, 2020	10-Q	Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc
February 10, 2020	EX-99.1	i3 VERTICALS REPORTS FIRST QUARTER 2020 FINANCIAL RESULTS Updates Acquisition Pipeline Outlook i3 VERTICALS REPORTS FIRST QUARTER 2020 FINANCIAL RESULTS Updates Acquisition Pipeline Outlook NASHVILLE, Tenn.
February 10, 2020	8-K/A	Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A (Amendment No.
February 10, 2020	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 10, 2020 (February 10, 2020) i3 Verticals, Inc.
February 10, 2020	EX-16.1	, 2020, regarding change in certifying accountant. iiivbdoletterrechangeina Tel: 615-248-2125 414 Union Street, Suite 1800 Fax: 615-248-2126 Philips Plaza www.
January 28, 2020	S-8	IIIV / i3 Verticals, Inc. S-8 - - S-8 As Filed With the Securities and Exchange Commission on January 28, 2020 Registration No.
January 24, 2020	DEF 14A	Schedule 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(A) OF THE SECURITIES EXCHANGE ACT OF 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Definitive Proxy State
January 10, 2020	8-K	Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 10, 2020 (January 7, 2020) i3 Verticals, Inc.
January 10, 2020	EX-16.1	, 2020, regarding change in certifying accountant. iiivbdoletterrechangeina Tel: 615-248-2125 414 Union Street, Suite 1800 Fax: 615-248-2126 Philips Plaza www.
November 22, 2019	10-K	Annual Report - 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended September 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc. (Exac
November 22, 2019	EX-21.1	List of subsidiaries of i3 Verticals, Inc. EX-21.1 3 i310k2019exhibit211.htm EX-21.1 Exhibit 21.1 i3 Verticals, Inc. LIST OF SUBSIDIARIES Name of Subsidiary Jurisdiction of Incorporation Doing Business As Name (Including d/b/a name, if applicable) Ad Valorem Records, Inc. Texas AVR, Inc. CP-DBS, LLC Delaware PaySchools CP-PS, LLC Delaware Fairway Payments, LLC Virginia Fairway Payments i3-Aero, LLC Delaware i3-Axia, LLC Delaware Axia Payme
November 22, 2019	EX-4.2	Description of Securities EXHIBIT 4.2 DESCRIPTION OF SECURITIES The following description of the capital stock of i3 Verticals, Inc. (“i3 Verticals,” “us,” “our,” “we,” or the “Company”) is a summary of the rights of our capital stock and certain provisions of (i) our amended and restated certificate of incorporation and amended and restated bylaws, both as currently in effect, and (ii) certain applicable provisions of Del
November 21, 2019	EX-99.1	i3 VERTICALS REPORTS FOURTH QUARTER AND FULL FISCAL YEAR 2019 FINANCIAL RESULTS Provides Financial Outlook for Fiscal 2020 i3 VERTICALS REPORTS FOURTH QUARTER AND FULL FISCAL YEAR 2019 FINANCIAL RESULTS Provides Financial Outlook for Fiscal 2020 NASHVILLE, Tenn.
November 21, 2019	EX-99.2	Segment Performance(1) ($ in thousands) Three months ended September 30, Period over 2019 2018 period growth Adjusted Net Revenue(2) Merchant Services, excluding Purchased Portfolios $ 26,745 $ 21,752 23% Purchased Portfolios 1,273 1,823 (30)% Mercha segmentsq42019presentati Segment Performance(1) ($ in thousands) Three months ended September 30, Period over 2019 2018 period growth Adjusted Net Revenue(2) Merchant Services, excluding Purchased Portfolios $ 26,745 $ 21,752 23% Purchased Portfolios 1,273 1,823 (30)% Merchant Services 28,018 23,575 19% Proprietary Software and Payments 12,547 4,512 178% Other — — nm Total $ 40,565 $ 28,087 44% Ad
November 21, 2019	8-K	Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 21, 2019 (November 20, 2019) i3 Verticals, Inc.
August 13, 2019	EX-10.3	First Amendment to the Amended and Restated Credit Agreement, dated as of June 26, 2019, among i3 Verticals, LLC, the guarantor and lender parties thereto and Bank of America, N.A., as administrative agent EXECUTION VERSION FIRST AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT THIS FIRST AMENDMENT TO AMENDED AND RESTATED CREDIT AGREEMENT (this “Amendment”), dated as of June 26, 2019 is entered into by and among I3 VERTICALS, LLC, a Delaware limited liability company (the “Borrower”) and BANK OF AMERICA, N.
August 13, 2019	10-Q	Quarterly Report - 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 001-38532 i3 Verticals, Inc. (E
August 9, 2019	CORRESP	IIIV / i3 Verticals, Inc. CORRESP - - i3 Verticals, Inc. 40 Burton Hills Blvd., Suite 415 Nashville, Tennessee 37215 August 9, 2019 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Consumer Products 100 F Street, NE Washington, D.C. 20549 Attention: Katherine Bagley Re: i3 Verticals, Inc. Registration Statement on Form S-3 File No. 333-233126 Acceleration Request Requested Date: Augu
August 8, 2019	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 8, 2019 (August 8, 2019) i3 Verticals, Inc.
August 8, 2019	EX-99.2	Q3 Fiscal 2019 Supplemental Segment Information Q3 YTD Fiscal 2019 Segment Performance(1) ($ in thousands) Nine months ended June 30, Period over 2019 2018 period growth Adjusted Net Revenue(2) Merchant Services, excluding Purchased Portfolios $ 67,6 segmentsq3fy2019pres Q3 Fiscal 2019 Supplemental Segment Information Q3 YTD Fiscal 2019 Segment Performance(1) ($ in thousands) Nine months ended June 30, Period over 2019 2018 period growth Adjusted Net Revenue(2) Merchant Services, excluding Purchased Portfolios $ 67,647 $ 62,442 8% Purchased Portfolios 4,965 7,217 (31)% Merchant Services 72,612 69,659 4% Proprietary Software and Payments 24,420
August 8, 2019	EX-99.1	i3 VERTICALS REPORTS THIRD QUARTER 2019 FINANCIAL RESULTS Public Sector Vertical Drives Outperformance i3 VERTICALS REPORTS THIRD QUARTER 2019 FINANCIAL RESULTS Public Sector Vertical Drives Outperformance NASHVILLE, Tenn.
August 8, 2019	S-3	IIIV / i3 Verticals, Inc. S-3 - - S-3 As filed with the Securities and Exchange Commission on August 8, 2019 Registration No.
June 10, 2019	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 10, 2019 (June 10, 2019) i3 Verticals, Inc.
June 6, 2019	424B4	4,491,763 Shares Class A Common Stock Filed Pursuant to Rule 424(b)(4) PROSPECTUS Registration No. 333-231904 4,491,763 Shares Class A Common Stock We are offering 4,491,763 shares of our Class A common stock. We will use the net proceeds from the offering to purchase (1) 1,000,000 Common Units (as defined herein) of i3 Verticals, LLC directly from i3 Verticals, LLC and (2) 3,491,763 Common Units (or 4,165,527 Common Units if the unde
June 3, 2019	EX-1.1	Form of Underwriting Agreement Exhibit 1.1 i3 Verticals, Inc. [Number of Shares] Class A Common Stock UNDERWRITING AGREEMENT [Date] COWEN AND COMPANY, LLC 599 Lexington Avenue New York, New York 10022 RAYMOND JAMES & ASSOCIATES, INC. 880 Carillon Parkway St. Petersburg, FL 33716 BOFA SECURITIES, INC. 1 Bryant Park New York, NY 10036 As Representatives of the several Underwriters Ladies and Gentlemen: 1. INTRODUCTORY. i3 Vertica
June 3, 2019	EX-21.1	List of subsidiaries of i3 Verticals, Inc. Exhibit 21.1 i3 Verticals, Inc. LIST OF SUBSIDIARIES Name of Subsidiary Jurisdiction of Incorporation Doing Business As Name (Including d/b/a name, if applicable) CP-DBS, LLC Delaware PaySchools CP-PS, LLC Delaware Fairway Payments, LLC Virginia Fairway Payments i3-Aero, LLC Delaware i3-Axia, LLC Delaware Axia Payments i3-BP, LLC Delaware Bill & Pay i3-CS, LLC Delaware Court Solutions i3-CSC, LLC
June 3, 2019	S-1	Form S-1 As filed with the Securities and Exchange Commission on June 3, 2019 Registration No.
June 3, 2019	EX-99.2	PACE PAYMENT SYSTEMS, INC. AND SUBSIDIARY Consolidated Financial Statements March 31, 2019 and 2018 (With Independent Auditors' Review Report Thereon) PACE PAYMENT SYSTEMS, INC. AND SUBSIDIARY Table of Contents Exhibit 99.2 PACE PAYMENT SYSTEMS, INC. AND SUBSIDIARY Consolidated Financial Statements March 31, 2019 and 2018 (With Independent Auditors' Review Report Thereon) PACE PAYMENT SYSTEMS, INC. AND SUBSIDIARY Table of Contents Page Independent Auditors' Review Report 1 Consolidated Financial Statements: Consolidated Balance Sheets 2 Consolidated Statements of Operations 3 Consolidated Statements of C
June 3, 2019	EX-99.3	PACE PAYMENT SYSTEMS, INC. AND SUBSIDIARY Consolidated Financial Statements December 31, 2018 and 2017 (With Independent Auditors' Report Thereon) PACE PAYMENT SYSTEMS, INC. AND SUBSIDIARY Table of Contents Exhibit 99.3 PACE PAYMENT SYSTEMS, INC. AND SUBSIDIARY Consolidated Financial Statements December 31, 2018 and 2017 (With Independent Auditors' Report Thereon) PACE PAYMENT SYSTEMS, INC. AND SUBSIDIARY Table of Contents Page Independent Auditors' Report 1 Consolidated Financial Statements: Consolidated Balance Sheets 2 Consolidated Statements of Operations 3 Consolidated Statements of Changes in S
June 3, 2019	EX-99.1	i3 VERTICALS COMPLETES PACE ACQUISITION Updates Guidance for Fiscal 2019 i3 VERTICALS COMPLETES PACE ACQUISITION Updates Guidance for Fiscal 2019 NASHVILLE, Tenn.
June 3, 2019	EX-2.1	Agreement and Plan of Merger, dated May 31, 2019, by and among i3-SDCR, Inc., as buyer, i3 Merger Sub, Inc., i3 Verticals, LLC, as guarantor, Pace Payment Systems, Inc. and 3S Advisors, LLC, as representative Exhibit 2.1 EXECUTION VERSION AGREEMENT AND PLAN OF MERGER BY AND AMONG i3-SDCR, INC. AS BUYER, i3 MERGER SUB, INC. AS MERGER SUB, i3 VERTICALS, LLC AS GUARANTOR, PACE PAYMENT SYSTEMS, INC. AS COMPANY, AND 3S ADVISORS, LLC AS REPRESENTATIVE MAY 31, 2019 Certain portions of this document have been omitted pursuant to Item 601(b)(2) of Regulation S‑K and, where applicable, have been marked with “[**
June 3, 2019	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 3, 2019 (May 31, 2019) i3 Verticals, Inc.
June 3, 2019	EX-99.4	i3 Verticals, Inc. UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL INFORMATION Exhibit 99.4 i3 Verticals, Inc. UNAUDITED PRO FORMA CONDENSED CONSOLIDATED FINANCIAL INFORMATION On May 31, 2019, i3 Verticals, Inc. (“i3 Verticals” or “the Company”), through i3 Verticals, LLC, a Delaware limited liability company and wholly owned subsidiary of the Company (“i3 LLC”), and i3-SDCR, Inc., a Delaware corporation ("i3-SDCR") and wholly owned subsidiary i3 LLC completed the acquisitio

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