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| CIK | 1497186 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Western Asset High Yield Opportunity Fund Inc.
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| April 23, 2026 |
424B3 Filed Pursuant to Rule 424(b)(3) Registration Statement No. 333-291193 WESTERN ASSET HIGH YIELD OPPORTUNITY FUND INC. SUPPLEMENT DATED APRIL 23, 2026 TO THE PROSPECTUS AND STATEMENT OF ADDITIONAL INFORMATION DATED APRIL 1, 2026 Portfolio Manager Updates Effective January 27, 2026 Effective as of January 27, 2026, the following supplements and, to the extent inconsistent with, supersedes the |
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| September 16, 2025 |
WESTERN ASSET HIGH YIELD OPPORTUNITY FUND INC. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Com |
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| July 25, 2025 |
As filed with the Securities and Exchange Commission on July 25, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| July 25, 2025 |
EX-FILING FEES Exhibit (i) Calculation of Filing Fee Tables Schedule TO (Form Type) Western Asset High Yield Defined Opportunity Fund Inc. |
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| July 25, 2025 |
Exhibit (a)(5) WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC. ANNOUNCES FINAL TENDER OFFER RESULTS AND ELIMINATION OF TERM NEW YORK – (BUSINESS WIRE) - July 22, 2025 – Western Asset High Yield Defined Opportunity Fund Inc. (NYSE: HYI) (the “Fund”) announced today the expiration and final results for its issuer tender offer for up to 100% of the outstanding shares of common stock (“Shares”) |
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| June 20, 2025 |
Exhibit (a)(1)(v) WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC. ONE MADISON AVENUE, 17th FLOOR NEW YORK, NEW YORK 10010 DEAR STOCKHOLDER: At a meeting held on February 12, 2025, the Board of Directors of Western Asset High Yield Defined Opportunity Fund Inc. (the “Fund”) approved a tender offer to purchase up to 100% of the Fund’s outstanding shares of common stock. The offer is for cash |
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| June 20, 2025 |
As filed with the Securities and Exchange Commission on June 20, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| June 20, 2025 |
PLACE AN ❑ IN ONE BOX ONLY See instruction number 2 and 3 on the reverse side of this form. Exhibit (a)(1)(ii) + WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC. |
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| June 20, 2025 |
Exhibit (a)(1)(iv) OFFER BY WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC. |
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| June 20, 2025 |
Exhibit (a)(1)(i) OFFER TO PURCHASE WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC. |
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| June 20, 2025 |
Exhibit (a)(1)(iii) OFFER BY WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC. |
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| June 20, 2025 |
Exhibit (i) Calculation of Filing Fee Tables Schedule TO (Form Type) Western Asset High Yield Defined Opportunity Fund Inc. |
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| June 9, 2025 |
SC TO-C As filed with the Securities and Exchange Commission on June 9, 2025 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 30, 2025 |
Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 May 30, 2025 CORRESP Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 May 30, 2025 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| May 22, 2025 |
Western Asset High Yield Defined Opportunity Fund Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for |
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| April 22, 2025 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 31, 2025 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| March 19, 2025 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| November 20, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2024 Western Asset High Yield Defined Opportunity Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-22444 27-3075810 (State or other jurisdict |
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| November 20, 2024 |
FOURTH AMENDED AND RESTATED BYLAWS OF WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC. |
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| September 17, 2024 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| July 25, 2024 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
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| July 25, 2024 |
SC 13G 1 sc13g3.txt SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Western Asset High Yield Defined Opportunity Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 95768B107 - (CUSIP Number) June 30, 2024 - (Date of Event Which Requires Filing of this Statement) Check th |
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| February 13, 2024 |
SC 13G 1 13GInitialHYI21324.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 - Western Asset High Yield Defined Opportunity Fund Inc. (HYI) - (Name of Issuer) Common Stock - (Title of Class of Securities) 95768B107 - (CUSIP Number) December 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check |
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| September 13, 2023 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| February 13, 2023 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
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| February 13, 2023 |
SC 13G/A 1 sc13g3.txt AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 13)* Western Asset High Yield Defined Opportunity Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 95768B107 - (CUSIP Number) December 31, 2022 - (Date of Event Which Requires Filing of this Sta |
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| September 14, 2022 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| May 2, 2022 |
Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 May 2, 2022 CORRESP 1 filename1.htm Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 May 2, 2022 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, DC 20549 Attention: Jeff Long Re: The Registrants (the “Registrants”) and Fund (the “Funds”) Listed in Annex A Dear Mr. Long: On behalf of the Registrants,1 we are filing this letter to resp |
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| January 24, 2022 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 24, 2022 |
SC 13G/A 1 sc13g3.txt AMENDED SCHEDULE 13G UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 12)* Western Asset High Yield Defined Opportunity Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 95768B107 - (CUSIP Number) December 31, 2021 - (Date of Event Which Requires Filing of this Sta |
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| September 15, 2021 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 23, 2021 |
WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC. Schedule of investments (unaudited) February 28, 2021 SECURITY RATE MATURITY DATE FACE AMOUNT† VALUE CORPORATE BONDS & NOTES - 90.1% COMMUNICATION SERVICES - 16.7% Diversified Telecommunication Services - 5.0% Altice France Holding SA, Senior Secured Notes 10.500 % 5/15/27 3,190,000 $ 3,592,498 (a) Altice France SA, Senior Secured Notes 7.375 |
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| January 25, 2021 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 25, 2021 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 11)* Western Asset High Yield Defined Opportunity Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 95768B107 - (CUSIP Number) December 31, 2020 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to design |
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| October 27, 2020 |
HTML WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC. Schedule of investments (unaudited) August 31, 2020 SECURITY RATE MATURITY DATE FACE AMOUNT† VALUE CORPORATE BONDS & NOTES - 88.9% COMMUNICATION SERVICES - 17.8% Diversified Telecommunication Services - 4.4% Altice France Holding SA, Senior Secured Notes 10.500 % 5/15/27 3,190,000 $ 3,662,519 (a) Altice France SA, Senior Secured Notes 7.3 |
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| September 16, 2020 |
- WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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| September 16, 2020 |
- WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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| August 18, 2020 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 14, 2020 Western Asset High Yield Defined Opportunity Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-22444 27-3075810 (State or other jurisdi |
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| August 18, 2020 |
EX-99.1 Exhibit 99.1 THIRD AMENDED AND RESTATED BYLAWS OF WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC. A Maryland Corporation ARTICLE I OFFICES SECTION 1. Principal Office in Maryland. Western Asset High Yield Defined Opportunity Fund Inc. (the “Corporation”) shall have a principal office at such place as the Board of Directors may designate. SECTION 2. Other Offices. The Corporation may |
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| June 26, 2020 |
- LEGG MASON CLOSED-END FUNDS - PROXY STATEMENTS VOTING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
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| June 19, 2020 |
- CLEARBRIDGE MLP AND MIDSTREAM FUND INC. (CEM) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
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| June 18, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
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| June 12, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
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| June 9, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
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| June 8, 2020 |
- WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC. Western Asset High Yield Defined Opportunity Fund Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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| June 8, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [] Definitive Pro |
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| June 8, 2020 |
- WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC. Western Asset High Yield Defined Opportunity Fund Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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| June 8, 2020 |
- WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC. Western Asset High Yield Defined Opportunity Fund Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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| May 27, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [] Definitive Pro |
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| May 26, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ] Preliminary Proxy Statement [] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [] Definitive Pro |
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| May 22, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
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| May 22, 2020 |
- WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC. Western Asset High Yield Defined Opportunity Fund Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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| May 22, 2020 |
- WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC. Western Asset High Yield Defined Opportunity Fund Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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| May 20, 2020 |
DEFA14A 1 f5758d1.htm LEGG MASON CLOSED-END FUNDS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (a |
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| May 20, 2020 |
- WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC. Western Asset High Yield Defined Opportunity Fund Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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| May 18, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
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| May 15, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
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| May 14, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
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| May 1, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
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| April 28, 2020 |
- WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 24, 2020 |
See Notes to Schedule of Investments. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC. Schedule of investments (unaudited) February 29, 2020 SECURITY RATE MATURITY DATE FACE AMOUNT† VALUE CORPORATE BONDS & NOTES - 86.3% COMMUNICATION SERVICES - 18.3% Diversified Telecommunication Services - 1.1% Intelsat Jackson Holdings SA, Senior Notes 9.750 % 7/15/25 2,000,000 $ 1,767,920 (a) Intelsat Jackson Holdings SA, Senior Secured Notes |
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| April 21, 2020 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 20, 2020 |
BWG / Legg Mason BW Global Income Opportunities Fund Inc. DEFA14A - - LEGG MASON CLOSED-END FUNDS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [ ] Check the appropriate box: [ ]Preliminary Proxy Statement [ ] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [ ]Definitive Pro |
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| April 17, 2020 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| April 16, 2020 |
BWG / Legg Mason BW Global Income Opportunities Fund Inc. DEF 14A - - LEGG MASON CLOSED-END FUNDS DEF 14A 1 d899929ddef14a.htm LEGG MASON CLOSED-END FUNDS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (a |
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| April 9, 2020 |
BWG / Legg Mason BW Global Income Opportunities Fund Inc. PRER14A - - LEGG MASON CLOSED-END FUNDS PRER14A 1 d899929dprer14a.htm LEGG MASON CLOSED-END FUNDS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only ( |
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| April 9, 2020 |
SEC Response Letter Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 April 9, 2020 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D. |
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| April 7, 2020 |
HYI / Western Asset High Yield Defined Opportunity Fund Inc. PREC14A - - SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| April 2, 2020 |
EX-99.1 Exhibit 99.1 The bylaws of the Fund are hereby amended and restated to include the following as Article II, Section 3(b) immediately following Article II, Section 3 (now Article II, Section 3(a) in the Second Amended and Restated Bylaws): (b) Notwithstanding anything to the contrary in these Bylaws, the Board or a committee of the Board authorized for such purpose may determine at any time |
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| April 2, 2020 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 1, 2020 Western Asset High Yield Defined Opportunity Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-22444 27-3075810 (State or other jurisdict |
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| March 25, 2020 |
Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 COVER Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 March 25, 2020 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, NE Washington, D. |
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| March 25, 2020 |
Legg Mason Closed-End Funds UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 3, 2020 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| February 3, 2020 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 10)* Western Asset High Yield Defined Opportunity Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 95768B107 - (CUSIP Number) December 31, 2019 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to design |
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| November 5, 2019 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2019 Western Asset High Yield Defined Opportunity Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-22444 27-3075810 (State or other jurisd |
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| November 5, 2019 |
EX-99.1 Exhibit 99.1 AMENDED AND RESTATED BYLAWS OF WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC. A Maryland Corporation ARTICLE I OFFICES SECTION 1. Principal Office in Maryland. Western Asset High Yield Defined Opportunity Fund Inc. (the “Corporation”) shall have a principal office at such place as the Board of Directors may designate. SECTION 2. Other Offices. The Corporation may have |
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| October 25, 2019 |
HYI / Western Asset High Yield Defined Opportunity Fund Inc. NPORT-EX - - HTML WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC. Schedule of investments (unaudited) August 31, 2019 SECURITY RATE MATURITY DATE FACE AMOUNT† VALUE CORPORATE BONDS & NOTES - 85.5% COMMUNICATION SERVICES - 18.7% Diversified Telecommunication Services - 1.6% Intelsat Jackson Holdings SA, Senior Notes 5.500 % 8/1/23 2,000,000 $ 1,830,000 Intelsat Jackson Holdings SA, Senior Secured Notes 8 |
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| October 1, 2019 |
HYI / Western Asset High Yield Defined Opportunity Fund Inc. CORRESP - - LEGG MASON PARTNERS INCOME TRUST Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 October 1, 2019 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| August 29, 2019 |
HYI / Western Asset High Yield Defined Opportunity Fund Inc. CORRESP - - LEGG MASON PARTNERS INCOME TRUST Morgan, Lewis & Bockius LLP One Federal Street Boston, MA 02110 August 29, 2019 VIA EDGAR Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| August 27, 2019 |
WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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| April 23, 2019 |
Western Asset High Yield Defined Opportunity Fund Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22444 Western Asset High Yield Defined Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floo |
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| April 23, 2019 |
Certifications CERTIFICATIONS PURSUANT TO SECTION 302 EX-99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Western Asset High Yield Defined Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circum |
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| February 1, 2019 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 9)* Western Asset High Yield Defined Opportunity Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 95768B107 - (CUSIP Number) December 31, 2018 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designa |
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| February 1, 2019 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
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| January 2, 2019 |
EX-99.1 Exhibit 99.1 CERTAIN CLOSED-END FUNDS ADVISED BY LEGG MASON PARTNERS FUND ADVISOR, LLC ANNOUNCE APPOINTMENT OF NEW DIRECTOR AND RETIREMENTS New York – (Business Wire) – January 2, 2019 ClearBridge MLP and Midstream Fund Inc. (NYSE: CEM), ClearBridge Energy Midstream Opportunity Fund Inc. (NYSE: EMO), ClearBridge MLP and Midstream Total Return Fund Inc. (NYSE: CTR), BrandywineGLOBAL - Globa |
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| January 2, 2019 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 31, 2018 Western Asset High Yield Defined Opportunity Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-22444 27-3075810 (State or other juris |
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| October 29, 2018 |
N-Q 1 d610980dnq.htm WA HIGH YIELD DEFINED OPPORTUNITY FUND INC. (HYI) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22444 Western Asset High Yield Defined Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth A |
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| October 29, 2018 |
Certifications CERTIFICATIONS PURSUANT TO SECTION 302 EX-99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Western Asset High Yield Defined Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circum |
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| August 28, 2018 |
Western Asset High Yield Defined Opportunity Fund Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of |
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| April 23, 2018 |
EX-99.CERT 2 d510936dex99cert.htm CERTIFICATIONS CERTIFICATIONS PURSUANT TO SECTION 302 EX-99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Western Asset High Yield Defined Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the state |
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| April 23, 2018 |
Western Asset High Yield Defined Opportunity Fund Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22444 Western Asset High Yield Defined Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floo |
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| January 26, 2018 |
January 24, 2018 Securities and Exchange Commission Washington, D.C. 20549 Ladies and Gentlemen: We were previously principal accountants for Western Asset High Yield Defined Opportunity Fund Inc. (File No. 811-22444) (the "Fund") and, under the date of July 17, 2017, we reported on the financial statements of the Fund as of and for the period ended May 31, 2017. On August 14, 2017 we resigned at |
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| January 26, 2018 |
Changes in Registrant's certifying accountant On August 14, 2017, KPMG LLP ("KPMG") resigned, at the request of Western Asset High Yield Defined Opportunity Fund Inc. |
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| January 26, 2018 |
SUB-ITEM 77C Results of annual meeting of shareholders The Annual Meeting of Shareholders of Western Asset High Yield Defined Opportunity Fund Inc. |
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| January 10, 2018 |
ClearBridge American Energy MLP Fund Inc. (NYSE: CBA), ClearBridge Energy MLP Fund Inc. (NYSE: CEM), ClearBridge Energy MLP Opportunity Fund Inc. (NYSE: EMO), ClearBridge Energy MLP Total Return Fund Inc. (NYSE: CTR), BrandywineGLOBAL - Global Income Opportunities Fund Inc. (NYSE: BWG), LMP Capital and Income Fund Inc. (NYSE: SCD), Western Asset Corporate Loan Fund Inc. (NYSE: TLI), EnTrustPermal |
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| January 10, 2018 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 8)* Western Asset High Yield Defined Opportunity Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 95768B107 - (CUSIP Number) December 31, 2017 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designa |
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| January 10, 2018 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
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| October 27, 2017 |
WA High Yield Defined Opportunity Fund Inc. (HYI) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22444 Western Asset High Yield Defined Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, Ne |
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| October 27, 2017 |
Certifications Exhibit 99.CERT CERTIFICATIONS PURSUANT TO SECTION 302 EX-99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Western Asset High Yield Defined Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in lig |
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| August 29, 2017 |
SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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| August 16, 2017 |
Western Asset High Yield Defined Opportunity Fund 8-K (Current Report/Significant Event) 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2017 Western Asset High Yield Defined Opportunity Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-22444 27-3075810 (State or other jurisdi |
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| August 16, 2017 |
EX-16.1 Exhibit 16.1 (Firm Letterhead) August 16, 2017 Securities and Exchange Commission Washington, D.C. 20549 Ladies and Gentlemen: We were previously principal accountants for Western Asset High Yield Defined Opportunity Fund Inc. (the ?Fund?) and, under the date of July 20, 2017, we reported on the financial statements of the Fund as of and for the period ended May 31, 2017. On August 14, 201 |
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| July 25, 2017 |
Report of Independent Registered Public Accounting Firm The Board of Directors and Shareholders Western Asset High Yield Defined Opportunity Fund Inc. |
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| May 17, 2017 |
ClearBridge American Energy MLP Fund Inc. (NYSE: CBA), ClearBridge Energy MLP Fund Inc. (NYSE: CEM), ClearBridge Energy MLP Opportunity Fund Inc. (NYSE: EMO), ClearBridge Energy MLP Total Return Fund Inc. (NYSE: CTR), Legg Mason BW Global Income Opportunities Fund Inc. (NYSE: BWG), LMP Capital and Income Fund Inc. (NYSE: SCD), Western Asset Corporate Loan Fund Inc. (NYSE: TLI), EnTrustPermal Hedge |
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| April 24, 2017 |
SUB-ITEM 77C Results of annual meeting of shareholders The Annual Meeting of Shareholders of Western Asset High Yield Defined Opportunity Fund Inc. |
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| February 13, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.1)* Western Asset High Yield Defined Opportunity Fund Inc. - (Name of Issuer) Common Stock - (Title of Class of Securities) 95768B107 - (CUSIP Number) December 31, 2016 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to des |
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| February 13, 2017 |
Saba Capital Management, L.P.: Form SC 13G - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Western Asset High Yield Defined Opportunity Fund (Name of Issuer) Common Stock (Title of Class of Securities) 95768B107 (CUSIP Number) December 30, 2016 (Date of Event which Requir |
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| January 25, 2017 |
WA High Yield Defined Opportunity Fund Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22444 Western Asset High Yield Defined Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York |
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| January 25, 2017 |
Certifications Exhibit 99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Western Asset High Yield Defined Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statement |
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| January 19, 2017 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7)* Western Asset High Yield Defined Opportunity Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 95768B107 - (CUSIP Number) December 31, 2016 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designa |
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| January 19, 2017 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| November 14, 2016 |
Western Asset High Yield Defined Opportunity Fund Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of |
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| July 22, 2016 |
CERTIFICATIONS Exhibit 99.CERT CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Western Asset High Yield Defined Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statement |
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| July 21, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22444 Western Asset High Yield Defined Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 10018 (Address of principal executive o |
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| June 14, 2016 |
Western Asset Intermediate Muni Fund ESP SEC Correspondence Letter June 14, 2016 VIA EDGAR Megan Miller and Lauren Hamilton Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| June 1, 2016 |
Western Asset Intermediate Muni Fund ESP SEC Correspondence Letter June 1, 2016 VIA EDGAR Megan Miller and Lauren Hamilton Securities and Exchange Commission Division of Investment Management 100 F Street, N. |
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| April 22, 2016 |
SUB-ITEM 77D Western Asset High Yield Defined Opportunity Fund Inc. (NYSE: HYI) The Fund has modified a non-fundamental investment policy to permit purchases of equity securities (including but not limited to common stock, preferred stock, convertible securities, warrants of U.S. and non-U.S. issuers) directly. Under the previous investment policy, the Fund could hold common stocks which result fr |
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| April 22, 2016 |
SUB-ITEM 77C Results of annual meeting of shareholders The Annual Meeting of Shareholders of Western Asset High Yield Defined Opportunity Fund Inc. |
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| April 22, 2016 |
SUB-ITEM 77Q1(b) Western Asset High Yield Defined Opportunity Fund Inc. (NYSE: HYI) The Fund's primary investment objective is to provide high income. As a secondary investment objective, the Fund seeks capital appreciation. The Fund seeks to achieve its investment objectives by investing, under normal market conditions, at least 80% of its net assets in a portfolio of high-yield corporate fixed i |
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| March 31, 2016 |
LMP CAPITAL AND INCOME FUND INC. ("SCD") WESTERN ASSET EMERGING MARKETS DEBT FUND INC. ("ESD") WESTERN ASSET EMERGING MARKETS INCOME FUND INC. ("EMD") WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. ("GDO") WESTERN ASSET GLOBAL HIGH INCOME FUND INC. ("EHI") WESTERN ASSET GLOBAL PARTNERS INCOME FUND INC. ("GDF") WESTERN ASSET HIGH INCOME FUND II INC. ("HIX") WESTERN ASSET HIGH INCOME O |
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| March 31, 2016 |
LMP CAPITAL AND INCOME FUND INC. ("SCD") WESTERN ASSET EMERGING MARKETS DEBT FUND INC. ("ESD") WESTERN ASSET EMERGING MARKETS INCOME FUND INC. ("EMD") WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. ("GDO") WESTERN ASSET GLOBAL HIGH INCOME FUND INC. ("EHI") WESTERN ASSET GLOBAL PARTNERS INCOME FUND INC. ("GDF") WESTERN ASSET HIGH INCOME FUND II INC. ("HIX") WESTERN ASSET HIGH INCOME O |
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| March 31, 2016 |
LMP CAPITAL AND INCOME FUND INC. ("SCD") WESTERN ASSET EMERGING MARKETS DEBT FUND INC. ("ESD") WESTERN ASSET EMERGING MARKETS INCOME FUND INC. ("EMD") WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. ("GDO") WESTERN ASSET GLOBAL HIGH INCOME FUND INC. ("EHI") WESTERN ASSET GLOBAL PARTNERS INCOME FUND INC. ("GDF") WESTERN ASSET HIGH INCOME FUND II INC. ("HIX") WESTERN ASSET HIGH INCOME O |
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| February 11, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.)* Western Asset High Yield Defined Opportunity Fund Inc. - (Name of Issuer) Common Stock - (Title of Class of Securities) 95768B107 - (CUSIP Number) December 31, 2015 - (Date Of Event which Requires Filing of this Statement) Check the appropriate box to desi |
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| February 11, 2016 |
Saba Capital Management, L.P.: Form SC 13G - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Western Asset High Yield Defined Opportunity Fund (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 95768B107 (CUSIP Number) December 31, 2015 |
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| January 25, 2016 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 25, 2016 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* Western Asset High Yield Defined Opportunity Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 95768B107 - (CUSIP Number) December 31, 2015 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designa |
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| January 22, 2016 |
N-Q 1 d63144dnq.htm WA HIGH YIELD DEFINED OPPORTUNITY FUND INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22444 Western Asset High Yield Defined Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, |
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| January 22, 2016 |
Certifications CERTIFICATIONS I, Jane Trust, certify that: 1. I have reviewed this report on Form N-Q of Western Asset High Yield Defined Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not |
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| November 17, 2015 |
DEF 14A 1 d52172ddef14a.htm WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statemen |
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| July 23, 2015 |
WA High Yield Defined Opportunity Fund Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22444 Western Asset High Yield Defined Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York |
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| July 23, 2015 |
Certifications CERTIFICATIONS I, Kenneth D. Fuller, certify that: 1. I have reviewed this report on Form N-Q of Western Asset High Yield Defined Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma |
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| July 22, 2015 |
Western Asset High Yield Defined Opportunity Fund FORM 8-K (Current Report/Significant Event) Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 20, 2015 Western Asset High Yield Defined Opportunity Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-22444 27-3075810 (State or other juri |
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| July 22, 2015 |
EX-99.1 Exhibit 99.1 CERTAIN CLOSED END FUNDS ADVISED BY LEGG MASON PARTNERS FUND ADVISOR, LLC ANNOUNCE APPOINTMENT OF NEW DIRECTOR AND OFFICER New York ? July 22, 2015 ClearBridge American Energy MLP Fund Inc. (NYSE: CBA), ClearBridge Energy MLP Fund Inc. (NYSE: CEM), ClearBridge Energy MLP Opportunity Fund Inc. (NYSE: EMO), ClearBridge Energy MLP Total Return Fund Inc. (NYSE: CTR), Legg Mason BW |
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| April 24, 2015 |
ClearBridge American Energy MLP Fund Inc. (NYSE: CBA), ClearBridge Energy MLP Fund Inc. (NYSE: CEM), ClearBridge Energy MLP Opportunity Fund Inc. (NYSE: EMO), ClearBridge Energy MLP Total Return Fund Inc. (NYSE: CTR), Legg Mason BW Global Income Opportunities Fund Inc. (NYSE: BWG), LMP Capital and Income Fund Inc. (NYSE: SCD), LMP Corporate Loan Fund Inc. (NYSE: TLI), LMP Real Estate Income Fund I |
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| April 20, 2015 |
SUB-ITEM 77C Results of annual meeting of shareholders The Annual Meeting of Shareholders of Western Asset High Yield Defined Opportunity Fund Inc. |
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| February 17, 2015 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Western Asset High Yield Defined Opportunity Fund Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 95768B107 (CUSIP Number) December 31, 2014 (Date of Event Which Requires Filing of This Statement) Check the appropriate b |
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| January 23, 2015 |
Certifications CERTIFICATIONS I, Kenneth D. Fuller, certify that: 1. I have reviewed this report on Form N-Q of Western Asset High Yield Defined Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma |
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| January 23, 2015 |
Western Asset High Yield Defined Opportunity Fund Inc. - WA HIGH YIELD DEFINED OPPORTUNITY FUND INC. WA High Yield Defined Opportunity Fund Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22444 Western Asset High Yield Defined Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York |
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| January 9, 2015 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Western Asset High Yield Defined Opportunity Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 95768B107 - (CUSIP Number) December 31, 2014 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designa |
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| January 9, 2015 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
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| December 23, 2014 |
EX-99.1 Exhibit 99.1 CERTAIN CLOSED-END FUNDS ADVISED BY LEGG MASON PARTNERS FUND ADVISOR, LLC ANNOUNCE APPOINTMENT OF NEW DIRECTOR New York – (Business Wire) – December 23, 2014 ClearBridge American Energy MLP Fund Inc. (NYSE: CBA), ClearBridge Energy MLP Fund Inc. (NYSE: CEM), ClearBridge Energy MLP Opportunity Fund Inc. (NYSE: EMO), ClearBridge Energy MLP Total Return Fund Inc. (NYSE: CTR), Leg |
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| December 23, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 23, 2014 Western Asset High Yield Defined Opportunity Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-22444 27-3075810 (State or other |
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| November 10, 2014 |
Western Asset High Yield Defined Opportunity Fund Inc. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of |
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| July 25, 2014 |
WA High Yield Defined Opportunity Fund Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22444 Western Asset High Yield Defined Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York |
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| July 25, 2014 |
Certifications CERTIFICATIONS I, Kenneth D. Fuller, certify that: 1. I have reviewed this report on Form N-Q of Western Asset High Yield Defined Opportunity Fund Inc; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were mad |
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| May 29, 2014 |
western Asset High Yield Defined Opportunity Fund UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| May 29, 2014 |
PRESS RELEASE Exhibit 99.1 CERTAIN CLOSED END FUNDS ADVISED BY LEGG MASON PARTNERS FUND ADVISOR, LLC ANNOUNCE RETIREMENT OF DIRECTOR AND APPOINTMENT OF NEW LEAD INDEPENDENT DIRECTOR New York – (Business Wire) – May 29, 2014 ClearBridge American Energy MLP Fund Inc. (NYSE: CBA) ClearBridge Energy MLP Fund Inc. (NYSE: CEM), ClearBridge Energy MLP Opportunity Fund Inc. (NYSE: EMO), ClearBridge Energy |
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| May 12, 2014 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Western Asset High Yield Defined Opportunity Fund Inc. (Name of Issuer) Common Stock, par value $0.001 per share (Title of Class of Securities) 95768B107 (CUSIP Number) May 1, 2014 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to des |
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| April 23, 2014 |
Sub-item 77D(g) Western Asset High Yield Defined Opportunity Fund Inc. (NYSE: HYI) CERTAIN CLOSED END FUNDS ADVISED BY LEGG MASON PARTNERS FUNDS ADVISOR, LLC ANNOUNCE INVESTMENT POLICY CHANGE NEW YORK - (Business Wire) - February 28, 2014 The Funds today announced that the Board of Directors of each Fund has approved changes to an investment policy, effective March 1, 2014. Under the previous inve |
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| February 11, 2014 |
EX-99.1 2 ex993.txt JOINT FILING AGREEMENT Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but n |
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| February 11, 2014 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Western Asset High Yield Defined Opportunity Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 95768B107 - (CUSIP Number) December 31, 2013 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designa |
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| January 24, 2014 |
Quarterly Schedule of Portfolio Holdings - WA HIGH YIELD DEFINED OPPORTUNITY FUND INC. WA High Yield Defined Opportunity Fund Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22444 Western Asset High Yield Defined Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York |
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| January 24, 2014 |
CERTIFICATIONS I, Kenneth D. Fuller, certify that: 1. I have reviewed this report on Form N-Q of Western Asset High Yield Defined Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not mislead |
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| November 8, 2013 |
- WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC. SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of |
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| September 4, 2013 |
Correspondence (26 registrants) September 5, 2013 VIA EDGAR Cindy J. Rose Accountant U.S. Securities and Exchange Commission Division of Investment Management Disclosure Review and Accounting 100 F Street N.E. Washington DC 20549 Re: Western Asset Emerging Markets Debt Fund Inc. (811-21343) Western Asset Emerging Markets Income Fund Inc. (811-07686) Western Asset Global Corporate Defined Opportuni |
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| July 26, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22444 Western Asset High Yield Defined Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 10018 (Address of principal executive o |
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| July 26, 2013 |
Exhibit 99.CERT CERTIFICATIONS I, Kenneth D. Fuller, certify that: 1. I have reviewed this report on Form N-Q of Western Asset High Yield Defined Opportunity Fund Inc; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were ma |
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| June 14, 2013 |
Exhibit 99.1 CERTAIN CLOSED END FUNDS ADVISED BY LEGG MASON PARTNERS FUND ADVISOR, LLC ANNOUNCE APPOINTMENT OF NEW DIRECTOR AND OFFFICER New York — (Business Wire) — May 21, 2013 ClearBridge Energy MLP Fund Inc. (NYSE: CEM), ClearBridge Energy MLP Opportunity Fund Inc. (NYSE: EMO), ClearBridge Energy MLP Total Return Fund Inc. (NYSE: CTR), Legg Mason BW Global Income Opportunities Fund Inc. (NYSE: |
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| June 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 1, 2013 Western Asset High Yield Defined Opportunity Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-22444 27-3075810 (State or other jurisdiction of |
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| February 12, 2013 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Western Asset High Yield Defined Opportunity Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 95768B107 - (CUSIP Number) December 31, 2012 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designa |
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| February 12, 2013 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 28, 2013 |
Exhibit 99.1 CERTAIN CLOSED END FUNDS ADVISED BY LEGG MASON PARTNERS FUND ADVISOR, LLC ANNOUNCE APPOINTMENT OF NEW DIRECTOR New York – (Business Wire) – January 25, 2013 ClearBridge Energy MLP Fund Inc. (NYSE: CEM), ClearBridge Energy MLP Opportunity Fund Inc. (NYSE: EMO), ClearBridge Energy MLP Total Return Fund Inc. (NYSE: CTR), Legg Mason BW Global Income Opportunities Fund Inc. (NYSE: BWG), LM |
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| January 28, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) January 25, 2013 Western Asset High Yield Defined Opportunity Fund Inc. (Exact name of registrant as specified in its charter) Maryland 811-22444 27-3075810 (State or other jurisdictio |
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| January 25, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22444 Western Asset High Yield Defined Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 10018 (Address of principal executive o |
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| January 25, 2013 |
Exhibit 99.CERT CERTIFICATIONS I, R. Jay Gerken, certify that: 1. I have reviewed this report on Form N-Q of Western Asset High Yield Defined Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| November 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confide |
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| July 26, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22444 Western Asset High Yield Defined Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, 49th Floor, New York, NY 10018 (Address of principal executive o |
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| July 26, 2012 |
Exhibit 99.CERT CERTIFICATIONS I, R. Jay Gerken, certify that: 1. I have reviewed this report on Form N-Q of Western Asset High Yield Defined Opportunity Fund Inc; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| May 10, 2012 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Western Asset High Yield Defined Opportunity Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 95768B107 - (CUSIP Number) April 30, 2012 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate |
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| May 10, 2012 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 25, 2012 |
Quarterly Schedule of Portfolio Holdings - N-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22444 Western Asset High Yield Defined Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, New York, NY 10018 (Address of principal executive offices) (Zip |
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| January 25, 2012 |
Exhibit 99.CERT CERTIFICATIONS I, R. Jay Gerken, certify that: 1. I have reviewed this report on Form N-Q of Western Asset High Yield Defined Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| January 23, 2012 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| January 23, 2012 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Western Asset High Yield Defined Opportunity Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 95768B107 - (CUSIP Number) December 31, 2011 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designa |
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| December 9, 2011 |
Exhibit 99.1 EXHIBIT 99.1 - JOINT FILING AGREEMENT The undersigned hereby agree that they are filing this statement jointly pursuant to Rule 13d-1(k)(1). Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the complete |
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| December 9, 2011 |
UNITED STATES* SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Western Asset High Yield Defined Opportunity Fund Inc. - (Name of Issuer) Common - (Title of Class of Securities) 95768B107 - (CUSIP Number) November 30, 2011 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designat |
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| December 2, 2011 |
CLEARBRIDGE ENERGY MLP FUND INC. (“CEM”) CLEARBRIDGE ENERGY MLP OPPORTUNITY FUND INC. (“EMO”) LMP CAPITAL AND INCOME FUND INC. (“SCD”) LMP CORPORATE LOAN FUND INC. (“TLI”) LMP REAL ESTATE INCOME FUND INC. (“RIT”) WESTERN ASSET EMERGING MARKETS DEBT FUND INC. (“ESD”) WESTERN ASSET EMERGING MARKETS INCOME FUND INC. (“EMD”) WESTERN ASSET GLOBAL CORPORATE DEFINED OPPORTUNITY FUND INC. (“GDO”) WESTERN |
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| November 4, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confide |
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| July 25, 2011 |
Exhibit 99.CERT CERTIFICATIONS I, R. Jay Gerken, certify that: 1. I have reviewed this report on Form N-Q of Western Asset High Yield Defined Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| July 25, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22444 Western Asset High Yield Defined Opportunity Fund Inc. (Exact name of registrant as specified in charter) 620 Eighth Avenue, New York, NY 10018 (Address of principal executive offices) (Zip |
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| April 26, 2011 |
N-SAR Exhibit: Sub-item 77I Western Asset High Yield Defined Opportunity Fund Inc. (the "Fund") The Fund's Investment Management Agreement and Subadvisory Agreements are incorporated by reference to Registrant's pre-effective Amendment No. 3 to Form N-2, filed with the Securities and Exchange Commission on October 20, 2010 (Accession No. 0001193125-10-232775). |
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| January 25, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22444 Western Asset High Yield Defined Opportunity Fund Inc. (Exact name of registrant as specified in charter) 55 Water Street, New York, NY 10041 (Address of principal executive offices) (Zip c |
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| January 25, 2011 |
Exhibit 99.CERT CERTIFICATIONS I, R. Jay Gerken, certify that: 1. I have reviewed this report on Form N-Q of Western Asset High Yield Defined Opportunity Fund Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, |
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| October 26, 2010 |
Consent of Independent Registered Public Accounting Firm Consent of Independent Registered Public Accounting Firm The Board of Directors Western Asset High Yield Defined Opportunity Fund Inc. |
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| October 26, 2010 |
As filed with the Securities and Exchange Commission on October 26, 2010 WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC As filed with the Securities and Exchange Commission on October 26, 2010 1933 Act File No. |
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| October 22, 2010 |
WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND INC Western Asset High Yield Defined Opportunity Fund Inc. |
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| October 18, 2010 |
1 Rupert, Kevin C. From: Kelleher, Gabrielle [[email protected]] Sent: Monday, October 18, 2010 9:08 AM To: Rupert, Kevin C. Cc: Lithotomos, Valerie J.; Renahan, William J; Cogan, Sarah E Subject: Western Asset High Yield Defined Opportunity Fund Inc. Kevin: As you requested, Western Asset High Yield Defined Opportunity Fund Inc. confirms that it has made a good faith estimate that “Other expen |
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| October 7, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 Western Asset High Yield Defined Opportunity Fund Inc. (Exact name of registrant as specified in its charter) Maryland 27-3075810 (State of incorporation or organization) (I.R.S. Employer Identific |
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| July 23, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(a) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection wit |
