HMG / HMG Courtland Properties Inc. - SEC-arkiveringar, Årsredovisning, Fullmaktsutlåtande

HMG Courtland Properties Inc.
US ˙ AMEX ˙ US4042321004
DENNA SYMBOL ÄR INTE LÄNGRE AKTIV

Grundläggande statistik
CIK 311817
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to HMG Courtland Properties Inc.
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
January 31, 2022 EX-99.1

Joint Filing Agreement

EX-99.1 2 fp0072405ex991.htm Joint Filing Agreement In accordance with Rule 13d-1 (k) under the Securities Exchange Act of 1934, as amended, the persons or entities named below agree to the joint filing on behalf of each of them of this Schedule 13G (including any and all amendments thereto) with respect to the Common Stock of HMG Courtland Properties, Inc. and further agree that his joint filing

January 31, 2022 SC 13G/A

HMG / HMG/Courtland Properties, Inc. / COMPREHENSIVE FINANCIAL PLANNING INC Passive Investment

UNITED STATES SECURITIES & EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 13)* HMG Courtland Properties, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 404232100 (CUSIP Number) December 31, 2021 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to whic

January 25, 2022 EX-99.25

EX-99.25

NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES NYSE American LLC hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on February 07, 2022, pursuant to the provisions of Rule 12d2-2 (a).

January 21, 2022 8-K

Regulation FD Disclosure

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C . 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date or earliest event reported): January 21, 2022 HMG/COURTLAND PROPERTIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) 1-7865 59-1914299

December 30, 2021 DEF 14C

HMG/COURTLAND PROPERTIES, INC. 1870 South Bayshore Drive, Coconut Grove, Florida 33133 (305) 854-6803 NOTICE OF ACTION TAKEN WITHOUT A STOCKHOLDER MEETING

HMG/COURTLAND PROPERTIES, INC. 1870 South Bayshore Drive, Coconut Grove, Florida 33133 (305) 854-6803 NOTICE OF ACTION TAKEN WITHOUT A STOCKHOLDER MEETING December 31, 2021 TO THE STOCKHOLDERS: The attached Information Statement is being delivered by HMG/Courtland Properties, Inc. (the ?Company?) in connection with the approval by the holders of a majority of our voting stock of the voluntary liqu

December 15, 2021 PRE 14C

HMG/COURTLAND PROPERTIES, INC. 1870 South Bayshore Drive, Coconut Grove, Florida 33133 (305) 854-6803 NOTICE OF ACTION TAKEN WITHOUT A STOCKHOLDER MEETING

PRE 14C 1 hmg26pre14c.htm PRE 14C HMG/COURTLAND PROPERTIES, INC. 1870 South Bayshore Drive, Coconut Grove, Florida 33133 (305) 854-6803 NOTICE OF ACTION TAKEN WITHOUT A STOCKHOLDER MEETING December 2021 TO THE STOCKHOLDERS: The attached Information Statement is being delivered by HMG/Courtland Properties, Inc. (the “Company”) in connection with the approval by the holders of a majority of our voti

December 9, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date or earliest event reported): December 7, 2021 HMG/COURTLAND PROPERTIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) 1-7865 59-1914299

November 12, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ( Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended September 30, 2021 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-7865 HMG/CO

November 8, 2021 8-K

Regulation FD Disclosure

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date or earliest event reported): November 8, 2021 HMG/COURTLAND PROPERTIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) 1-7865 59-1914299

September 21, 2021 8-K

Submission of Matters to a Vote of Security Holders

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date or earliest event reported): September 21, 2021 HMG/COURTLAND PROPERTIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) 1-7865 59-191429

August 16, 2021 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for use of the Commission Only (as permitted by Rule14a-6(e)(2)) x Definitive

August 13, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ( Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-7865 HMG/COURTLA

July 30, 2021 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: x Preliminary Proxy Statement ? Confidential, for use of the Commission Only (as permitted by Rule14a-6(e)(2)) ? Definitive

June 14, 2021 8-K

Regulation FD Disclosure

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date or earliest event reported): June 14, 2021 HMG/COURTLAND PROPERTIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) 1-7865 59-1914299 (Co

June 7, 2021 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date or earliest event reported): June 7, 2021 HMG/COURTLAND PROPERTIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) 1-7865 59-1914299 (Com

May 7, 2021 10-Q

Quarterly Report - FORM 10-Q

10-Q 1 hmg2010q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended March 31, 2021 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission

March 31, 2021 10-K/A

Annual Report - FORM 10-K/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A Amendment No. 1 x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2020 Commission file number: 1-7865 HMG/Courtland Properties, Inc. (Exact name of registrant as specified in its charter) Delaware (State or other jurisdiction of incorporati

March 30, 2021 EX-21

Subsidiaries to the Company

EXHIBIT 21: SUBSIDIARIES OF THE COMPANY 260 RIVER CORP., a Vermont Corporation BALEEN ASSOCIATES Inc., a Florida Corporation COURTLAND INVESTMENTS, INC., a Delaware Corporation HMG BAYSHORE, LLC, a Florida limited liability company HMG ORLANDO-Southmeadow, LLC, a Delaware limited liability company HMG ATLANTA, LLC, a Florida limited liability company HMG MAYAN ORLANDO, LLC, a Florida limited liabi

March 30, 2021 10-K

Annual Report - FORM 10-K

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x Annual Report pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 For the fiscal year ended December 31, 2020 o Transition Report pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Commission file number: 1-7865 HMG/COURTLAND PROPERTIES, INC. (Name of Registrant in its Charter

January 22, 2021 EX-99.1

Joint Filing Agreement

EX-99.1 2 fp0061339ex991.htm Joint Filing Agreement In accordance with Rule 13d-1 (k) under the Securities Exchange Act of 1934, as amended, the persons or entities named below agree to the joint filing on behalf of each of them of this Schedule 13G (including any and all amendments thereto) with respect to the Common Stock of HMG Courtland Properties, Inc. and further agree that his joint filing

January 22, 2021 SC 13G/A

UNITED STATES SECURITIES & EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 12)* HMG Courtland Properties, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) (CUSIP Number

UNITED STATES SECURITIES & EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 12)* HMG Courtland Properties, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 404232100 (CUSIP Number) December 31, 2020 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to whic

December 11, 2020 8-K

Financial Statements and Exhibits, Other Events

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date or earliest event reported): December 11, 2020 HMG/COURTLAND PROPERTIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) 1-7865 59-1914299

December 11, 2020 EX-99.1

NEWS RELEASE

Exhibit 99.01 NEWS RELEASE FOR IMMEDIATE RELEASE FOR: HMG/COURTLAND PROPERTIES, INC. 1870 South Bayshore Drive Coconut Grove, Florida 33133 (305) 854-6803 Company Contact: Maurice Wiener HMG/COURTLAND PROPERTIES, INC. DECLARES DIVIDEND COCONUT GROVE, FLORIDA, December 11, 2020 - HMG/Courtland Properties, Inc. (NYSE Amex: HMG), announced today that its Board of Directors has declared a dividend of

November 13, 2020 10-Q

Quarterly Report - FORM 10-Q

10-Q 1 hmg1610q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended September 30, 2020 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commiss

August 27, 2020 8-K

Submission of Matters to a Vote of Security Holders - FORM 8-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date or earliest event reported): August 27, 2020 HMG/COURTLAND PROPERTIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) 1-7865 59-1914299 (

August 13, 2020 10-Q

Quarterly Report - FORM 10-Q

10-Q 1 hmg1410q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended June 30, 2020 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission f

July 23, 2020 DEF 14A

- DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for use of the Commission Only (as permitted by Rule14a-6(e)(2)) x Definitive

July 9, 2020 PRE 14A

- PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for use of the Commission Only (as permitted by Rule14a-6(e)(2)) ¨ Definitive

May 13, 2020 10-Q

Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended March 31, 2020 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-7865 HMG/COURTLA

March 18, 2020 EX-21

Subsidiaries to the Company

EXHIBIT 21: SUBSIDIARIES OF THE COMPANY 260 RIVER CORP., a Vermont Corporation BALEEN ASSOCIATES Inc., a Florida Corporation COURTLAND INVESTMENTS, INC., a Delaware Corporation HMG BAYSHORE, LLC, a Florida limited liability company HMG ORLANDO-Southmeadow, LLC, a Delaware limited liability company HMG ATLANTA, LLC, a Florida limited liability company HMG MAYAN ORLANDO, LLC, a Florida limited liabi

March 18, 2020 10-K

HMG / HMG/Courtland Properties, Inc. 10-K - Annual Report - FORM 10-K

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x Annual Report pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 For the fiscal year ended December 31, 2019 o Transition Report pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Commission file number: 1-7865 HMG/COURTLAND PROPERTIES, INC. (Name of Registrant in its Charter

December 13, 2019 8-K

Financial Statements and Exhibits, Other Events

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date or earliest event reported): December 13, 2019 HMG/COURTLAND PROPERTIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) 1-7865 59-1914299

December 13, 2019 EX-99.01

HMG/COURTLAND PROPERTIES, INC.

Exhibit 99.01 NEWS RELEASE FOR IMMEDIATE RELEASE FOR: HMG/COURTLAND PROPERTIES, INC. 1870 South Bayshore Drive Coconut Grove, Florida 33133 (305) 854-6803 Company Contact: Maurice Wiener HMG/COURTLAND PROPERTIES, INC. DECLARES DIVIDEND COCONUT GROVE, FLORIDA, December 13, 2019 - HMG/Courtland Properties, Inc. (NYSE Amex: HMG), announced today that its Board of Directors has declared a dividend of

November 13, 2019 10-Q

HMG / HMG/Courtland Properties, Inc. 10-Q - Quarterly Report - FORM 10-Q

10-Q 1 hmg0810q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended September 30, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commiss

August 14, 2019 10-Q

HMG / HMG/Courtland Properties, Inc. 10-Q - Quarterly Report - FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended June 30, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-7865 HMG/COURTLAN

July 25, 2019 8-K

Submission of Matters to a Vote of Security Holders

8-K 1 hmg068k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date or earliest event reported): July 25, 2019 HMG/COURTLAND PROPERTIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organiza

July 19, 2019 EX-10.JJ

Reimbursement and Contribution Agreement dated July 19, 2019 between Murano At Three Oaks Associates, LLC, HMG/Courtland Properties, Inc., J. I. Kislak, Inc., W. Douglas Pitts and Kiki L. Courtelis (collectively "Pitts") and CSG Group, LLC.

EX-10.JJ 6 hmg05ex10jj.htm EXHIBIT 10.JJ Exhibit 10(jj) REIMBURSEMENT AND CONTRIBUTION AGREEMENT THIS REIMBURSEMENT AND CONTRIBUTION AGREEMENT (hereinafter the “Agreement”) is made and entered into as of July 19, 2019, by and among MURANO AT THREE OAKS ASSOCIATES, LLC, a Florida limited liability company (hereinafter “Borrower”), J. I. KISLAK, INC., a New Jersey corporation (hereinafter “Kislak”),

July 19, 2019 EX-10.HH

Completion Guaranty Agreement dated July 19, 2019 between HMG/Courtland Properties, Inc. and PNC Bank, National Association

Exhibit 10(hh) COMPLETION GUARANTY THIS COMPLETION GUARANTY (this "Guaranty") is made as of the 19th day of July, 2019 by Kiki L.

July 19, 2019 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 19, 2019 HMG/COURTLAND PROPERTIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) 1-7865 (Commission Fi

July 19, 2019 EX-10.II

Guaranty and Suretyship Agreement dated July 19, 2019 between HMG/Courtland Properties, Inc. and PNC Bank, National Association

EX-10.II 5 hmg05ex10ii.htm EXHIBIT 10.II Exhibit 10(ii) GUARANTY AND SURETYSHIP AGREEMENT THIS GUARANTY AND SURETYSHIP AGREEMENT (this "Guaranty") is made as of this 19th day of July, 2019, by Kiki L. Courtelis, as Trustee of the Investment Trust created under the Alec P. Courtelis Declaration of Trust dated April 8, 1994 (the “Courtelis Trust”), W. DOUGLAS PITTS (“Pitts”; the Courtelis Trust and

July 19, 2019 EX-10.FF

Construction Loan and Mini-Perm Agreement between Murano At Three Oaks Associates, LLC, a Florida limited liability company and PNC, Bank, National Association, entered into as of July 19, 2019

EX-10.FF 2 hmg05ex10ff.htm EXHIBIT 10.FF Exhibit 10(ff) $41,590,533.00 CONSTRUCTION AND MINI PERM LOAN AGREEMENT by and between MURANO AT THREE OAKS ASSOCIATES, LLC, a Florida limited liability company, as Borrower and PNC BANK, NATIONAL ASSOCIATION, as Lender Dated: July 19, 2019 TABLE OF CONTENTS 1. DEFINITIONS 1 1.1 Definitions 1 1.2 Interpretation/Construction 20 1.3 Accounting Principles 21 2

July 19, 2019 EX-10.GG

Promissory Note dated July 19, 2019 between Murano At Three Oaks Associates, LLC, a Florida limited liability company and PNC Bank, National Association

Exhibit 10(gg) Promissory Note $41,590,533.00 July 19, 2019 FOR VALUE RECEIVED, MURANO AT THREE OAKS ASSOCIATES, LLC, a Florida limited liability company (the “Borrower”), with an address at 703 Waterford Way, Suite 800, Miami, Florida 33126, promises to pay to the order of PNC Bank, National Association (together with its successors and assigns, the “Lender”), in lawful money of the United States

June 14, 2019 DEF 14A

HMG / HMG/Courtland Properties, Inc. DEF 14A - - DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive

May 31, 2019 PRE 14A

HMG / HMG/Courtland Properties, Inc. PRE 14A - - PRE 14A

PRE 14A 1 hmg003pre14a.htm PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for use of the Commission Only (as permitte

May 15, 2019 10-Q

HMG / HMG/Courtland Properties, Inc. 10-Q Quarterly Report FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended March 31, 2019 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-7865 HMG/COURTLA

March 28, 2019 10-K

HMG / HMG/Courtland Properties, Inc. 10-K (Annual Report)

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x Annual Report pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 For the fiscal year ended December 31, 2018 o Transition Report pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Commission file number: 1-7865 HMG/COURTLAND PROPERTIES, INC. (Name of Registrant in its Charter

March 28, 2019 EX-21

Subsidiaries to the Company

EXHIBIT 21: SUBSIDIARIES OF THE COMPANY 260 RIVER CORP., a Vermont Corporation BALEEN ASSOCIATES Inc., a Florida Corporation COURTLAND INVESTMENTS, INC., a Delaware Corporation HMG ORLANDO, LLC, a Delaware limited liability company HMG BAYSHORE, LLC, a Florida limited liability company HMG ORLANDO-Southmeadow, LLC, a Delaware limited liability company HMG ATLANTA, LLC, a Florida limited liability

January 25, 2019 SC 13G/A

HMG / HMG/Courtland Properties, Inc. / COMPREHENSIVE FINANCIAL PLANNING INC Passive Investment

SC 13G/A 1 fp0038788sc13ga.htm UNITED STATES SECURITIES & EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 11)* HMG Courtland Properties, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 404232100 (CUSIP Number) December 31, 2018 (Date of event which requires filing of this statement) Check the appropriate box to desi

December 14, 2018 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Other Events

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date or earliest event reported): December 14, 2018 HMG/COURTLAND PROPERTIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) 1-7865 59-1914299

December 14, 2018 EX-99.1

NEWS RELEASE

EX-99.1 3 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 NEWS RELEASE FOR IMMEDIATE RELEASE Contact: Maurice Wiener Phone: (305) 854-6803 HMG/COURTLAND PROPERITES, INC. ANNOUNCES STOCK REPURCHASE PROGRAM COCONUT GROVE, FLORIDA, December 14, 2018 - HMG/Courtland Properties, Inc. (NYSE Amex: HMG), announced today that its Board of Directors has authorized a share repurchase program. Under the program, HMG is

December 14, 2018 EX-99.01

NEWS RELEASE

Exhibit 99.01 NEWS RELEASE FOR IMMEDIATE RELEASE FOR: HMG/COURTLAND PROPERTIES, INC. 1870 South Bayshore Drive Coconut Grove, Florida 33133 (305) 854-6803 Company Contact: Maurice Wiener HMG/COURTLAND PROPERTIES, INC. DECLARES DIVIDEND COCONUT GROVE, FLORIDA, December 14, 2018 - HMG/Courtland Properties, Inc. (NYSE Amex: HMG), announced today that its Board of Directors has declared a dividend of

November 14, 2018 10-Q

HMG / HMG/Courtland Properties, Inc. 10-Q (Quarterly Report)

10-Q 1 10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended September 30, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file n

August 14, 2018 10-Q

HMG / HMG/Courtland Properties, Inc. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended June 30, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-7865 HMG/COURTLAN

June 29, 2018 8-K

Submission of Matters to a Vote of Security Holders

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date or earliest event reported): June 29, 2018 HMG/COURTLAND PROPERTIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) 1-7865 59-1914299 (Co

May 15, 2018 10-Q

HMG / HMG/Courtland Properties, Inc. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended March 31, 2018 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-7865 HMG/COURTLA

May 2, 2018 DEF 14A

HMG / HMG/Courtland Properties, Inc. DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive

April 20, 2018 PRE 14A

HMG / HMG/Courtland Properties, Inc. PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive

March 29, 2018 10-K

HMG / HMG/Courtland Properties, Inc. 10-K (Annual Report)

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x Annual Report pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 For the fiscal year ended December 31, 2017 o Transition Report pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Commission file number: 1-7865 HMG/COURTLAND PROPERTIES, INC. (Name of Registrant in its Charter

March 29, 2018 EX-21

Subsidiaries to the Company

EXHIBIT 21: SUBSIDIARIES OF THE COMPANY 260 RIVER CORP., a Vermont Corporation BALEEN ASSOCIATES Inc., a Florida Corporation COURTLAND INVESTMENTS, INC., a Delaware Corporation HMG ORLANDO, LLC, a Delaware limited liability company HMG BAYSHORE, LLC, a Florida limited liability company HMG ORLANDO-Flora Ridge, LLC, a Delaware limited liability company HMG ORLANDO-Southmeadow, LLC, a Delaware limit

March 7, 2018 EX-99

NEWS RELEASE

Exhibit 99.01 NEWS RELEASE FOR IMMEDIATE RELEASE FOR: HMG/COURTLAND PROPERTIES, INC. 1870 South Bayshore Drive Coconut Grove, Florida 33133 (305) 854-6803 Company Contact: Maurice Wiener HMG/COURTLAND PROPERTIES, INC. DECLARES DIVIDEND COCONUT GROVE, FLORIDA, March 7, 2018 - HMG/Courtland Properties, Inc. (NYSE Amex: HMG), announced today that its Board of Directors has declared a dividend of $2.5

March 7, 2018 8-K

Financial Statements and Exhibits, Other Events

8-K 1 8k.htm SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date or earliest event reported): March 7, 2018 HMG/COURTLAND PROPERTIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) 1-7865 5

February 23, 2018 EX-10

Agreement of Sale between JY-TV Associates, LLC and Murano 240, LLC dated December 13, 2017, including First and Second Amendments to Agreement of Sale, dated December 28, 2017 and January 10, 2018, respectively, and Assignment and Assumption of Agreement of Sale

EX-10 2 ex10-aa.htm Exhibit 10 (aa) AGREEMENT OF SALE THIS AGREEMENT OF SALE (“Agreement”) is entered into as of the 13th day of December, 2017 by and between CARDONE REAL ESTATE ACQUISITIONS, LLC, a Delaware limited liability company (“Purchaser”) and JY-TV ASSOCIATES, LLC, a Florida limited liability company (“Seller”). PURCHASE AND SALE. Purchaser agrees to purchase and Seller agrees to sell at

February 23, 2018 8-K

Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date or earliest event reported): February 20, 2018 HMG/COURTLAND PROPERTIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) 1-7865 59-1914299

January 22, 2018 SC 13G/A

HMG / HMG/Courtland Properties, Inc. / COMPREHENSIVE FINANCIAL PLANNING INC Passive Investment

SC 13G/A 1 fp0030469sc13ga.htm UNITED STATES SECURITIES & EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 10)* HMG Courtland Properties, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 404232100 (CUSIP Number) December 31, 2017 (Date of event which requires filing of this statement) Check the appropriate box to desi

December 13, 2017 8-K

Entry into a Material Definitive Agreement

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date or earliest event reported): December 13, 2017 HMG/COURTLAND PROPERTIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) 1-7865 59-1914299

November 13, 2017 10-Q

HMG / HMG/Courtland Properties, Inc. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended September 30, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-7865 HMG/COU

August 11, 2017 10-Q

HMG / HMG/Courtland Properties, Inc. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended June 30, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-7865 HMG/COURTLAN

August 3, 2017 8-K

Submission of Matters to a Vote of Security Holders

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date or earliest event reported): August 3, 2017 HMG/COURTLAND PROPERTIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) 1-7865 59-1914299 (C

June 30, 2017 DEF 14A

HMG 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive

June 19, 2017 PRE 14A

HMG 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive

May 15, 2017 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

10-Q 1 10q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended March 31, 2017 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-7

March 24, 2017 EX-21

260 RIVER CORP., a Vermont Corporation

EX-21 2 ex21.htm EXHIBIT 21: SUBSIDIARIES OF THE COMPANY 260 RIVER CORP., a Vermont Corporation BALEEN ASSOCIATES Inc., a Florida Corporation COURTLAND INVESTMENTS, INC., a Delaware Corporation HMG ORLANDO, LLC, a Delaware limited liability company HMG BAYSHORE, LLC, a Florida limited liability company HMG ORLANDO-Flora Ridge, LLC, a Delaware limited liability company HMG ORLANDO-Southmeadow, LLC,

March 24, 2017 10-K

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x Annual Report pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 For the fiscal year ended December 31, 2016 o Transition Report pursuant to Section 1

10-K 1 10k.htm U. S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x Annual Report pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 For the fiscal year ended December 31, 2016 o Transition Report pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Commission file number: 1-7865 HMG/COURTLAND PROPERTIES, INC. (Name of Registrant

December 19, 2016 8-K

Financial Statements and Exhibits, Other Events

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date or earliest event reported): December 19, 2016 HMG/COURTLAND PROPERTIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) 1-7865 59-1914299

December 19, 2016 EX-99

NEWS RELEASE

Exhibit 99.01 NEWS RELEASE FOR IMMEDIATE RELEASE FOR: HMG/COURTLAND PROPERTIES, INC. 1870 South Bayshore Drive Coconut Grove, Florida 33133 (305) 854-6803 Company Contact: Maurice Wiener HMG/COURTLAND PROPERTIES, INC. DECLARES DIVIDEND COCONUT GROVE, FLORIDA, December 19, 2016 - HMG/Courtland Properties, Inc. (NYSE Amex: HMG), announced today that its Board of Directors has declared a dividend of

November 14, 2016 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended September 30, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-7865 HMG/COU

August 15, 2016 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended June 30, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-7865 HMG/COURTLAN

August 15, 2016 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended June 30, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-7865 HMG/COURTLAN

July 1, 2016 8-K

Regulation FD Disclosure, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Other Events, Submission of Matters to a Vote of Security Holders

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date or earliest event reported): July 1, 2016 HMG/COURTLAND PROPERTIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) 1-7865 59-1914299 (Com

July 1, 2016 EX-99

HMG/Courtland Properties, Inc. Announces $600,000 Share Repurchase Program

Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Maurice Wiener Phone: (305) 854-6803 HMG/Courtland Properties, Inc. Announces $600,000 Share Repurchase Program Coconut Grove, Florida, July 1, 2016 ? HMG/Courtland Properties, Inc. (NYSE Amex: HMG) today announced that its Board of Directors has authorized a share repurchase program. Under the program, HMG is authorized to purchase up to $600,000 of its

July 1, 2016 EX-3

Certificate of Amendment of Certificate of Incorporation dated July 1, 2016. CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF HMG/COURTLAND PROPERTIES, INC.

EXHIBIT 3(a) Certificate of Amendment of Certificate of Incorporation dated July 1, 2016.

May 31, 2016 DEF 14A

HMG DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive

May 18, 2016 PRE 14A

HMG PRELIMINARY 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: x Preliminary Proxy Statement ? Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive

May 13, 2016 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended March 31, 2016 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-7865 HMG/COURTLA

March 23, 2016 EX-21

260 RIVER CORP., a Vermont Corporation

EXHIBIT 21: SUBSIDIARIES OF THE COMPANY 260 RIVER CORP., a Vermont Corporation BALEEN ASSOCIATES Inc., a Florida Corporation COURTLAND INVESTMENTS, INC., a Delaware Corporation HMG ORLANDO, LLC, a Delaware limited liability company HMG BAYSHORE, LLC, a Florida limited liability company

March 23, 2016 10-K

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x Annual Report pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 For the fiscal year ended December 31, 2015 ¨ Transition Report pursuant to Section 1

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x Annual Report pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 For the fiscal year ended December 31, 2015 ? Transition Report pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Commission file number: 1-7865 HMG/COURTLAND PROPERTIES, INC. (Name of Registrant in its Charter

March 17, 2016 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date or earliest event reported): March 16, 2016 HMG/COURTLAND PROPERTIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) 1-7865 59-1914299 (C

March 17, 2016 EX-3

Incorporated by reference to Exhibit 3(b) to the Form 8-K filed on March 16, 2016.

EX-3 2 ex3b.htm EX-3B Exhibit 3(b) Exhibit 3(b). Bylaws of HMG/Courtland Properties, Inc., amended and restated as of March 16, 2016. HMG/COURTLAND PROPERTIES, INC. AMENDED AND RESTATED BY-LAWS ARTICLE I Section 1. The address of the registered office of the corporation is No. 100 West Tenth Street, in the city of Wilmington, County of New Castle, State of Delaware. The registered office need not

February 2, 2016 8-K

Other Events

8-K 1 8k.htm FORM 8-K SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date or earliest event reported): February 2, 2016 HMG/COURTLAND PROPERTIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organizati

January 28, 2016 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date or earliest event reported): January 25, 2016 HMG/COURTLAND PROPERTIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) 1-7865 59-1914299

January 22, 2016 SC 13G/A

HMG / HMG/Courtland Properties, Inc. / COMPREHENSIVE FINANCIAL PLANNING INC Passive Investment

UNITED STATES SECURITIES & EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 9)* HMG Courtland Properties, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 404232100 (CUSIP Number) December 31, 2015 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to which

January 22, 2016 EX-1

Joint Filing Agreement

Joint Filing Agreement In accordance with Rule 13d-1 (k) under the Securities Exchange Act of 1934, the persons or entities named below agree to the joint filing on behalf of each of them of this Schedule 13G with respect to the Common Stock of HMG Courtland Properties, Inc.

December 21, 2015 8-K

Financial Statements and Exhibits, Other Events

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date or earliest event reported): December 21, 2015 HMG/COURTLAND PROPERTIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) 1-7865 59-1914299

December 21, 2015 EX-99

NEWS RELEASE

Exhibit 99.01 NEWS RELEASE FOR IMMEDIATE RELEASE FOR: HMG/COURTLAND PROPERTIES, INC. 1870 South Bayshore Drive Coconut Grove, Florida 33133 (305) 854-6803 Company Contact: Maurice Wiener HMG/COURTLAND PROPERTIES, INC. DECLARES DIVIDEND COCONUT GROVE, FLORIDA, December 21, 2015 - HMG/Courtland Properties, Inc. (NYSE Amex: HMG), announced today that its Board of Directors has declared a dividend of

November 13, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended September 30, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-7865 HMG/COU

October 19, 2015 8-K

Submission of Matters to a Vote of Security Holders

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date or earliest event reported): October 19, 2015 HMG/COURTLAND PROPERTIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) 1-7865 59-1914299

September 18, 2015 DEF 14A

HMG DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive

September 8, 2015 PRE 14A

HMG PRELIMINARY 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive

August 14, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended June 30, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-7865 HMG/COURTLAN

August 14, 2015 EX-31.B

I, Carlos Camarotti, certify that:

Exhibits: EXHIBIT 31B: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Carlos Camarotti, certify that: 1.

August 14, 2015 EX-31.A

I, Maurice Wiener, certify that:

Exhibits: EXHIBIT 31A: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Maurice Wiener, certify that: 1.

May 21, 2015 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 21, 2015 HMG/COURTLAND PROPERTIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) 1-7865 (Commission Fil

May 21, 2015 EX-10.DD

EX-10.DD

EX-10.DD 5 ex10dd.htm EXHIBIT 10(DD) Exhibit 10(dd)

May 21, 2015 EX-10.BB

EX-10.BB

Exhibit 10(bb)

May 21, 2015 EX-10.AA

EX-10.AA

Exhibit 10(aa)

May 21, 2015 EX-10.CC

EX-10.CC

Exhibit 10(cc)

May 21, 2015 EX-10.EE

REIMBURSEMENT AND CONTRIBUTION AGREEMENT

Exhibit 10(ee) REIMBURSEMENT AND CONTRIBUTION AGREEMENT THIS REIMBURSEMENT AND CONTRIBUTION AGREEMENT (hereinafter the ?Agreement?) is made and entered into as of April , 2015, by and among JY-TV ASSOCIATES, LLC.

May 15, 2015 EX-31.A

I, Maurice Wiener, certify that:

Exhibits: EXHIBIT 31A: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Maurice Wiener, certify that: 1.

May 15, 2015 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended March 31, 2015 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-7865 HMG/COURTLA

May 15, 2015 EX-31.B

I, Carlos Camarotti, certify that:

Exhibits: EXHIBIT 31B: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Carlos Camarotti, certify that: 1.

March 31, 2015 EX-32.A

CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

EXHIBIT 32A EXHIBIT 32A: CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of HMG/Courtland Properties, Inc. (the “Company”) on Form 10-K for the year ending December 31, 2014 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Maurice Wiener, Principal E

March 31, 2015 EX-31.B

CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002

EXHIBIT 31B EXHIBIT 31B: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Carlos Camarotti, certify that: 1.

March 31, 2015 EX-31.A

CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002

EXHIBIT 31A EXHIBIT 31A: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Maurice Wiener, certify that: 1.

March 31, 2015 EX-21

260 RIVER CORP., a Vermont Corporation

EXHIBIT 21 EXHIBIT 21: SUBSIDIARIES OF THE COMPANY 260 RIVER CORP., a Vermont Corporation BALEEN ASSOCIATES Inc., a Florida Corporation COURTLAND INVESTMENTS, INC., a Delaware Corporation HMG ORLANDO, LLC, a Delaware limited liability company HMG BAYSHORE, LLC, a Florida limited liability company 41

March 31, 2015 EX-32.B

CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

EXHIBIT 32B EXHIBIT 32B: CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of HMG/Courtland Properties, Inc. (the “Company”) on Form 10-K for the year ending December 31, 2014 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Larry Rothstein, Principal

March 31, 2015 10-K

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x Annual Report pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 For the fiscal year ended December 31, 2014 o Transition Report pursuant to Section 1

10-K 1 hmg10k14.htm FORM 10-K U. S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x Annual Report pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 For the fiscal year ended December 31, 2014 o Transition Report pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Commission file number: 1-7865 HMG/COURTLAND PROPERTIES, INC. (Nam

December 23, 2014 EX-99.1

HMG/Courtland Properties, Inc. Announces $500,000 Share Repurchase Program

Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Maurice Wiener Phone: (305) 854-6803 HMG/Courtland Properties, Inc. Announces $500,000 Share Repurchase Program Coconut Grove, Florida, December 23, 2014 ─ HMG/Courtland Properties, Inc. (NYSE Amex: HMG) today announced that on December 19, 2014 its Board of Directors authorized an increase in its share repurchase program. Under the program, HMG is now a

December 23, 2014 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Other Events

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date or earliest event reported): December 19, 2014 HMG/COURTLAND PROPERTIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) 1-7865 59-1914299

December 19, 2014 EX-99.01

NEWS RELEASE

EX-99.01 2 ex9901.htm EXHIBIT 99.01 Exhibit 99.01 NEWS RELEASE FOR IMMEDIATE RELEASE FOR: HMG/COURTLAND PROPERTIES, INC. 1870 South Bayshore Drive Coconut Grove, Florida 33133 (305) 854-6803 Company Contact: Maurice Wiener HMG/COURTLAND PROPERTIES, INC. DECLARES DIVIDEND COCONUT GROVE, FLORIDA, December 19, 2014 - HMG/Courtland Properties, Inc. (NYSE Amex: HMG), announced today that its Board of D

December 19, 2014 8-K

Financial Statements and Exhibits, Other Events

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date or earliest event reported): December 19, 2014 HMG/COURTLAND PROPERTIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) 1-7865 59-1914299

November 14, 2014 EX-10.Z

Incorporated by reference to Exhibit 10(z) to Form 10-Q filed on November 14, 2014.

Exhibit 10(z) AMENDED AND RESTATED OPERATING AGREEMENT OF JY-TV ASSOCIATES, LLC a Florida limited liability company AMENDED AND RESTATED OPERATING AGREEMENT OF JY-TV ASSOCIATES, LLC a Florida limited liability company THIS AMENDED AND RESTATED OPERATING AGREEMENT (this ?Agreement?) of JY-TV ASSOCIATES, LLC, a Florida limited liability company (the ?Company?), is made and entered into as of the 12t

November 14, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended September 30, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-7865 HMG/COU

November 14, 2014 EX-31.A

I, Maurice Wiener, certify that:

Exhibits: EXHIBIT 31A: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Maurice Wiener, certify that: 1.

November 14, 2014 EX-31.B

I, Carlos Camarotti, certify that:

Exhibits: EXHIBIT 31B: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Carlos Camarotti, certify that: 1.

September 19, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Submission of Matters to a Vote of Security Holders

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date or earliest event reported): September 18, 2014 HMG/COURTLAND PROPERTIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) 1-7865 59-191429

August 18, 2014 DEF 14A

HMG / HMG/Courtland Properties, Inc. DEF 14A - - DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive

August 14, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended June 30, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-7865 HMG/COURTLAN

August 14, 2014 EX-31.A

CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002

EXHIBIT 31A CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Maurice Wiener, certify that: 1.

August 7, 2014 PRE 14A

HMG / HMG/Courtland Properties, Inc. PRE 14A - - PRELIMINARY 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive

May 12, 2014 EX-31.A

I, Maurice Wiener, certify that:

EXHIBIT 31A: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Maurice Wiener, certify that: 1.

May 12, 2014 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended March 31, 2014 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-7865 HMG/COURTLA

April 21, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date or earliest event reported): April 15, 2014 HMG/COURTLAND PROPERTIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) 1-7865 59-1914299 (C

March 10, 2014 EX-32.B

EXHBIT 32B:

Exhibit 32b EXHBIT 32B: CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of HMG/Courtland Properties, Inc. (the “Company”) on Form 10-K for the year ending December 31, 2013 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Larry Rothstein, Principal F

March 10, 2014 EX-31.A

CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002

Exhibit 31a EXHIBIT 31A: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Maurice Wiener, certify that: 1.

March 10, 2014 EX-21

EX-21

Exhibit 21 EXHIBIT 21: SUBSIDIARIES OF THE COMPANY 260 RIVER CORP., a Vermont Corporation BALEEN ASSOCIATES Inc., a Florida Corporation COURTLAND INVESTMENTS, INC., a Delaware Corporation SOUTH BAYSHORE ASSOCIATES, a Florida Joint Venture 50

March 10, 2014 EX-31.B

CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002

Exhibit 31b EXHIBIT 31B: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Larry Rothstein, certify that: 1.

March 10, 2014 EX-32.A

CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

Exhibit 32a EXHIBIT 32A: CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of HMG/Courtland Properties, Inc. (the “Company”) on Form 10-K for the year ending December 31, 2013 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Maurice Wiener, Principal E

March 10, 2014 10-K

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x Annual Report pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 For the fiscal year ended December 31, 2013 o Transition Report pursuant to Section 1

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x Annual Report pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 For the fiscal year ended December 31, 2013 o Transition Report pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Commission file number: 1-7865 HMG/COURTLAND PROPERTIES, INC. (Name of Registrant in its Charter

January 17, 2014 EX-1

Joint Filing Agreement

Joint Filing Agreement In accordance with Rule 13d-1 (k) under the Securities Exchange Act of 1934, the persons or entities named below agree to the joint filing on behalf of each of them of this Schedule 13G with respect to the Common Stock of HMG Courtland Properties, Inc.

January 17, 2014 SC 13G/A

HMG / HMG/Courtland Properties, Inc. / COMPREHENSIVE FINANCIAL PLANNING INC Passive Investment

UNITED STATES SECURITIES & EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 8)* HMG Courtland Properties, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 404232100 (CUSIP Number) December 31, 2013 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to which

December 19, 2013 CORRESP

-

December 19, 2013 Mr. Tom Kluck Legal Branch Chief Division of Corporation Finance United States Securities and Exchange Commission 100 F. Street, N.E. Washington, DC 20549 Re: HMG/Courtland Properties, Inc. Form 10-K for Fiscal Year Ended December 31, 2012 Filed March 22, 2013 Forms 10-Q for Fiscal Quarter Ended June 30, 2013 and September 30, 2013 Filed August 6, 2013 and November 8, 2013 File N

November 8, 2013 EX-31.B

I, Larry Rothstein, certify that:

EXHIBIT 31B: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Larry Rothstein, certify that: 1.

November 8, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended September 30, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-7865 HMG/COU

November 8, 2013 EX-31.A

I, Maurice Wiener, certify that:

EXHIBIT 31A: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Maurice Wiener, certify that: 1.

October 21, 2013 8-K

Financial Statements and Exhibits, Other Events - FORM 8-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date or earliest event reported): October 21, 2013 HMG/COURTLAND PROPERTIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) 1-7865 59-1914299

October 21, 2013 EX-99.1

NEWS RELEASE

EX-99.1 2 ex991.htm EXHIBIT 99.1 Exhibit 99.01 NEWS RELEASE FOR IMMEDIATE RELEASE FOR: HMG/COURTLAND PROPERTIES, INC. 1870 South Bayshore Drive Coconut Grove, Florida 33133 (305) 854-6803 Company Contacts: Maurice Wiener Larry Rothstein HMG/COURTLAND PROPERTIES, INC. DECLARES DIVIDEND COCONUT GROVE, FLORIDA, October 21, 2013 - HMG/Courtland Properties, Inc. (NYSE Amex: HMG), announced today that i

September 20, 2013 8-K

Submission of Matters to a Vote of Security Holders - FORM 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date or earliest event reported): September 19, 2013 HMG/COURTLAND PROPERTIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) 1-

August 19, 2013 DEF 14A

- DEFINITIVE14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: Preliminary Proxy Statement o Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive P

August 7, 2013 PRE 14A

- PRELIMINARY 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive

August 6, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended June 30, 2013 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-7865 HMG/COURTLAN

August 6, 2013 EX-31.B

I, Larry Rothstein, certify that:

EXHIBIT 31B: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Larry Rothstein, certify that: 1.

August 6, 2013 EX-31.A

I, Maurice Wiener, certify that:

Exhibits: EXHIBIT 31A: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Maurice Wiener, certify that: 1.

May 20, 2013 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A (Amendment No. 1)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q/A (Amendment No. 1) (Mark One) S QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended March 31, 2013 OR £ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe

May 20, 2013 EX-31.B

I, Larry Rothstein, certify that:

EXHIBIT 31B: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Larry Rothstein, certify that: 1.

May 20, 2013 EX-31.A

I, Maurice Wiener, certify that:

Exhibits: EXHIBIT 31A: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Maurice Wiener, certify that: 1.

May 15, 2013 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) S QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended March 31, 2013 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-7865 HMG/COURTLA

May 15, 2013 EX-31.A

I, Maurice Wiener, certify that:

Exhibits: EXHIBIT 31A: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Maurice Wiener, certify that: 1.

May 15, 2013 EX-31.B

I, Larry Rothstein, certify that:

EXHIBIT 31B: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Larry Rothstein, certify that: 1.

April 3, 2013 8-K

Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date or earliest event reported): March 29, 2013 HMG/COURTLAND PROPERTIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) 1-7865 59-1914299 (C

April 3, 2013 EX-10.Y

Membership Interests Purchase Agreement (HMG to Christoph) by and among The Christoph Family Trusts, as Purchasers and HMG Bayshore, LLC, Courtland Bayshore Rawbar, LLC and Courtland Bayshore Restaurant, LLC as Sellers

Exhibit 10(y) MEMBERSHIP INTERESTS PURCHASE AGREEMENT (HMG to Christoph) December, 2012 Transaction This MEMBERSHIP INTERESTS PURCHASE AGREEMENT is made and entered into as of December , 2012 (“Effective Date”), by and among THE CHRISTOPH FAMILY TRUST, FBO ROBERT W.

March 22, 2013 10-K

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K S Annual Report pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 For the fiscal year ended December 31, 2012 £ Transition Report pursuant to Section 1

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K S Annual Report pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 For the fiscal year ended December 31, 2012 £ Transition Report pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Commission file number: 1-7865 HMG/COURTLAND PROPERTIES, INC. (Name of Registrant in its Charter

March 22, 2013 EX-32.B

EXHBIT 32B:

EXHBIT 32B: CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of HMG/Courtland Properties, Inc. (the “Company”) on Form 10-K for the year ending December 31, 2012 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Larry Rothstein, Principal Financial Off

March 22, 2013 EX-21

EX-21

EXHIBIT 21: SUBSIDIARIES OF THE COMPANY 260 RIVER CORP., a Vermont Corporation BALEEN ASSOCIATES Inc., a Florida Corporation BAYSHORE LANDING, LLC, a Florida Limited Liability BAYSHORE RAWBAR, LLC, a Florida Limited Liability BAYSHORE RESTAURANT, LLC, a Florida Limited Liability CII SPA, LLC, a Florida Limited Liability COURTLAND BAYSHORE RAWBAR, LLC, a Florida Limited Liability COURTLAND BAYSHORE

March 22, 2013 EX-31.A

CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002

EXHIBIT 31A: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Maurice Wiener, certify that: 1.

March 22, 2013 EX-32.A

CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

EXHIBIT 32A: CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of HMG/Courtland Properties, Inc. (the “Company”) on Form 10-K for the year ending December 31, 2012 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Maurice Wiener, Principal Executive Off

March 22, 2013 EX-31.B

I, Larry Rothstein, certify that:

EXHIBIT 31B: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Larry Rothstein, certify that: 1.

March 1, 2013 8-K

Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets - FORM 8-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date or earliest event reported): February 25, 2013 HMG/COURTLAND PROPERTIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) 1-7865 59-1914299

March 1, 2013 EX-99.1

INTEREST PURCHASE AGREEMENT by and among COURTLAND INVESTMENTS, INC., HMG/COURTLAND PROPERTIES, INC., as “Seller” Grove Isle Yacht & Tennis Club, LLC, as “Purchaser” with respect to the sale of interests in GROVE ISLE ASSOCIATES, LLLP CII SPA, LLC GR

Exhibit 99.1 INTEREST PURCHASE AGREEMENT by and among COURTLAND INVESTMENTS, INC., HMG/COURTLAND PROPERTIES, INC., as “Seller” and Grove Isle Yacht & Tennis Club, LLC, as “Purchaser” with respect to the sale of interests in GROVE ISLE ASSOCIATES, LLLP CII SPA, LLC GROVE ISLE INVESTMENTS, INC. CII YACHT CLUB, INC. and GROVE ISLE YACHT CLUB ASSOCIATES INTEREST PURCHASE AGREEMENT (Grove Isle) THIS IN

January 25, 2013 EX-1

Joint Filing Agreement

Joint Filing Agreement In accordance with Rule 13d-1 (k) under the Securities Exchange Act of 1934, the persons or entities named below agree to the joint filing on behalf of each of them of this Schedule 13G with respect to the Common Stock of HMG Courtland Properties, Inc.

January 25, 2013 SC 13G/A

HMG / HMG/Courtland Properties, Inc. / COMPREHENSIVE FINANCIAL PLANNING INC Passive Investment

SC 13G/A 1 fp0006157sc13ga.htm UNITED STATES SECURITIES & EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 7)* HMG Courtland Properties, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 404232100 (CUSIP Number) December 31, 2012 (Date of event which requires filing of this statement) Check the appropriate box to desig

November 21, 2012 EX-99.1

HMG/Courtland Properties, Inc. Announces $300,000 Share Repurchase Program

Exhibit 99.1 FOR IMMEDIATE RELEASE Contact: Larry Rothstein Phone: (305) 854-6803 HMG/Courtland Properties, Inc. Announces $300,000 Share Repurchase Program Coconut Grove, Florida, November 21, 2012 ─ HMG/Courtland Properties, Inc. (NYSE MKT: HMG) today announced that its Board of Directors has authorized a share repurchase program. Under the program, HMG is authorized to purchase up to $300,000 o

November 21, 2012 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Other Events - FORM 8-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date or earliest event reported): November 21, 2012 HMG/COURTLAND PROPERTIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) 1-7865 59-1914299

November 14, 2012 EX-31.B

/s/ Larry Rothstein Larry Rothstein, Principal Financial Officer

EXHIBIT 31B: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Larry Rothstein, certify that: 1.

November 14, 2012 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended September 30, 2012 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number1-7865 HMG/COUR

November 14, 2012 EX-31.A

/s/ Maurice Wiener Maurice Wiener, Principal Executive Officer

Exhibits: EXHIBIT 31A: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Maurice Wiener, certify that: 1.

September 21, 2012 8-K

Submission of Matters to a Vote of Security Holders - FORM 8-K

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date or earliest event reported): September 20, 2012 HMG/COURTLAND PROPERTIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) 1-7865 59-191429

August 30, 2012 DEF 14A

- DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive

August 14, 2012 EX-31.B

I, Larry Rothstein, certify that:

EXHIBIT 31B: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Larry Rothstein, certify that: 1.

August 14, 2012 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended June 30, 2012 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-7865 HMG/COURTLAN

August 14, 2012 EX-31.A

I, Maurice Wiener, certify that:

Exhibits: EXHIBIT 31A: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Maurice Wiener, certify that: 1.

July 25, 2012 PRE 14A

- PRELIMINARY 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive

May 15, 2012 EX-31.A

I, Maurice Wiener, certify that:

Exhibits: EXHIBIT 31A: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Maurice Wiener, certify that: 1.

May 15, 2012 EX-31.B

I, Larry Rothstein, certify that:

EXHIBIT 31B: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Larry Rothstein, certify that: 1.

May 15, 2012 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended March 31, 2012 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-7865 HMG/COURTLA

May 1, 2012 SC 13G/A

HMG / HMG/Courtland Properties, Inc. / COMPREHENSIVE FINANCIAL PLANNING INC Passive Investment

UNITED STATES SECURITIES & EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 6 )* HMG Courtland Properties, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 404232100 (CUSIP Number) April 30, 2012 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to which t

March 30, 2012 EX-31.B

CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002

EXHIBIT 31B: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Larry Rothstein, certify that: 1.

March 30, 2012 EX-21

EX-21

EXHIBIT 21: SUBSIDIARIES THE COMPANY 260 RIVER CORP., a Vermont Corporation BALEEN ASSOCIATES Inc., a Florida Corporation BAYSHORE LANDING, LLC, a Florida Limited Liability BAYSHORE RAWBAR, LLC, a Florida Limited Liability BAYSHORE RESTAURANT, LLC, a Florida Limited Liability CII SPA, LLC, a Florida Limited Liability COURTLAND BAYSHORE RAWBAR, LLC, a Florida Limited Liability COURTLAND BAYSHORE RE

March 30, 2012 EX-32.A

CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002

EXHIBIT 32A: CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of HMG/Courtland Properties, Inc. (the ?Company?) on Form 10-K for the year ending December 31, 2011 as filed with the Securities and Exchange Commission on the date hereof (the ?Report?), I, Maurice Wiener, Principal Executive Off

March 30, 2012 EX-32.B

EXHBIT 32B:

EXHBIT 32B: CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of HMG/Courtland Properties, Inc. (the “Company”) on Form 10-K for the year ending December 31, 2011 as filed with the Securities and Exchange Commission on the date hereof (the “Report”), I, Larry Rothstein, Principal Financial Off

March 30, 2012 10-K

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x Annual Report pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 For the fiscal year ended December 31, 2011 o Transition Report pursuant to Section 1

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x Annual Report pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 For the fiscal year ended December 31, 2011 o Transition Report pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Commission file number: 1-7865 HMG/COURTLAND PROPERTIES, INC. (Name of Registrant in its Charter

March 30, 2012 EX-31.A

CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002

EXHIBIT 31A: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Maurice Wiener, certify that: 1.

January 12, 2012 SC 13G/A

HMG / HMG/Courtland Properties, Inc. / COMPREHENSIVE FINANCIAL PLANNING INC Passive Investment

UNITED STATES SECURITIES & EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 5 )* HMG Courtland Properties, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 404232100 (CUSIP Number) December 31, 2011 (Date of event which requires filing of this statement) Check the appropriate box to designate the rule pursuant to whic

November 14, 2011 EX-31.A

I, Maurice Wiener, certify that:

Exhibits: EXHIBIT 31A: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Maurice Wiener, certify that: 1.

November 14, 2011 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGEACT OF 1934 For the Quarterly period ended September 30, 2011 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-7865 HMG/COUR

November 14, 2011 EX-31.B

I, Larry Rothstein, certify that:

EXHIBIT 31B: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Larry Rothstein, certify that: 1.

August 26, 2011 8-K

Submission of Matters to a Vote of Security Holders

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date or earliest event reported): August 25, 2011 HMG/COURTLAND PROPERTIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) 1-7865 59-1914299 (

August 15, 2011 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended June 30, 2011 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-7865 HMG/COURTLAN

August 15, 2011 EX-31.B

I, Larry Rothstein, certify that:

EXHIBIT 31B: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Larry Rothstein, certify that: 1.

August 15, 2011 EX-31.A

I, Maurice Wiener, certify that:

Exhibits: EXHIBIT 31A: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Maurice Wiener, certify that: 1.

August 1, 2011 DEF 14A

HMG/COURTLAND PROPERTIES, INC. 1870 South Bayshore Drive Coconut Grove, Florida 33133 (305) 854-6803 NOTICE OF ANNUAL MEETING OF SHAREHOLDERS TO BE HELD AUGUST 25, 2011

HMG/COURTLAND PROPERTIES, INC. 1870 South Bayshore Drive Coconut Grove, Florida 33133 (305) 854-6803 NOTICE OF ANNUAL MEETING OF SHAREHOLDERS TO BE HELD AUGUST 25, 2011 TO THE SHAREHOLDERS: August 1, 2011 The annual meeting of shareholders of HMG/Courtland Properties, Inc. (the "Company") will be held at 10:30 A.M., on Thursday, August 25, 2011, at the Grove Isle Club and Resort, 4 Grove Isle Driv

July 8, 2011 PRE 14A

HMG/COURTLAND PROPERTIES, INC. 1870 South Bayshore Drive Coconut Grove, Florida 33133 (305) 854-6803 NOTICE OF ANNUAL MEETING OF SHAREHOLDERS TO BE HELD AUGUST 25, 2011

HMG/COURTLAND PROPERTIES, INC. 1870 South Bayshore Drive Coconut Grove, Florida 33133 (305) 854-6803 NOTICE OF ANNUAL MEETING OF SHAREHOLDERS TO BE HELD AUGUST 25, 2011 TO THE SHAREHOLDERS: August 1, 2011 The annual meeting of shareholders of HMG/Courtland Properties, Inc. (the "Company") will be held at 10:30 A.M., on Thursday, August 25, 2011, at the Grove Isle Club and Resort, 4 Grove Isle Driv

May 16, 2011 10-Q

UNITED STATES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended March 31, 2011 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-7865 HMG/COU

May 16, 2011 EX-32.B

CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350,

CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of HMG/Courtland Properties, Inc. (the "Company") on Form 10-Q for the period ending March 31, 2011 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, Larry Rothstein, Principal Financial Officer of th

May 16, 2011 EX-31.B

I, Larry Rothstein, certify that:

EXHIBIT 31B: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Larry Rothstein, certify that: 1.

May 16, 2011 EX-32.A

CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350,

CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Quarterly Report of HMG/Courtland Properties, Inc. (the "Company") on Form 10-Q for the period ending March 31, 2011 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, Maurice Wiener, Principal Executive Officer of the

May 16, 2011 EX-31.A

Filed herewith

Exhibits: EXHIBIT 31A: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Maurice Wiener, certify that: 1.

March 31, 2011 EX-32.B

Included herein.

EXHIBIT 32B: CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of HMG/Courtland Properties, Inc. (the "Company") on Form 10-K for the year ending December 31, 2010 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, Larry Rothstein, Principal Financial Of

March 31, 2011 EX-32.A

Included herein.

EXHIBIT 32A: CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350, AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the Annual Report of HMG/Courtland Properties, Inc. (the "Company") on Form 10-K for the year ending December 31, 2010 as filed with the Securities and Exchange Commission on the date hereof (the "Report"), I, Maurice Wiener, Principal Executive Off

March 31, 2011 EX-31.B

Included herein.

EXHIBIT 31B: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Larry Rothstein, certify that: 1.

March 31, 2011 EX-21

Included herein.

EXHIBIT 21: SUBSIDIARIES THE COMPANY 260 RIVER CORP., a Vermont Corporation BALEEN ASSOCIATES Inc., a Florida Corporation BAYSHORE LANDING, LLC, a Florida Limited Liability BAYSHORE RAWBAR, LLC, a Florida Limited Liability BAYSHORE RESTAURANT, LLC, a Florida Limited Liability CII SPA, LLC, a Florida Limited Liability COURTLAND BAYSHORE RAWBAR, LLC, a Florida Limited Liability COURTLAND BAYSHORE RE

March 31, 2011 10-K

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] Annual Report pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 For the fiscal year ended December 31, 2010 [ ] Transition Report pursuant to Secti

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] Annual Report pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 For the fiscal year ended December 31, 2010 [ ] Transition Report pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Commission file number: 1-7865 HMG/COURTLAND PROPERTIES, INC. (Name of Registrant in its Cha

March 31, 2011 EX-31.A

Included herein.

EXHIBIT 31A: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Maurice Wiener, certify that: 1.

March 15, 2011 CORRESP

March 15, 2011

March 15, 2011 Mr. Kevin Woody Branch Chief Division of Corporation Finance United States Securities and Exchange Commission 100 F. Street N.E. Washington, DC 20549 Re: HMG/Courtland Properties, Inc. Form 10-K for Fiscal Year Ended December 31, 2009 Filed March 31, 2010 Dear Mr. Woody: This letter responds to the comment in your letter to HMG/Courtland Properties, Inc. (the ?Company?), dated Febru

January 24, 2011 8-K

Changes in Registrant's Certifying Accountant

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date or earliest event reported): January 24, 2011 HMG/COURTLAND PROPERTIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) 1-7865 59-1914299

January 20, 2011 CORRESP

January 5, 2011

January 5, 2011 Mr. Kevin Woody Branch Chief Division of Corporation Finance United States Securities and Exchange Commission 100 F. Street N.E. Washington, DC 20549 Re: HMG/Courtland Properties, Inc. Form 10-K for Fiscal Year Ended December 31, 2009 Filed March 31, 2010 Dear Mr. Woody: This letter responds to the comments in your letter to HMG/Courtland Properties, Inc. (the ?Company?), dated Dec

January 20, 2011 SC 13G/A

Signature

UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0145 Washington, D.

November 12, 2010 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended September 30, 2010 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-7865 HMG/COU

November 12, 2010 EX-31.A

I, Maurice Wiener, certify that:

Exhibits: EXHIBIT 31A: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Maurice Wiener, certify that: 1.

November 12, 2010 EX-31.B

I, Lawrence Rothstein, certify that:

EXHIBIT 31B: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Lawrence Rothstein, certify that: 1.

September 30, 2010 8-K

Other Events

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 30, 2010 HMG/COURTLAND PROPERTIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) 1-7865 59-191429

August 13, 2010 EX-31.B

I, Lawrence Rothstein, certify that:

EXHIBIT 31B: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Lawrence Rothstein, certify that: 1.

August 13, 2010 EX-31.A

Filed herewith

Exhibits: EXHIBIT 31A: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Maurice Wiener, certify that: 1.

August 13, 2010 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [X] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended June 30, 2010 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-7865 HMG/COUR

August 6, 2010 8-K

Submission of Matters to a Vote of Security Holders

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date or earliest event reported): August 5, 2010 HMG/COURTLAND PROPERTIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) 1-7865 59-1914299 (C

August 4, 2010 SC 13G/A

Signature

UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0145 Washington, D.

July 9, 2010 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive

June 25, 2010 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: x Preliminary Proxy Statement ? Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive

May 13, 2010 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [x] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended March 31, 2010 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-7865 HMG/COU

May 13, 2010 EX-31.B

I, Lawrence Rothstein, certify that:

EXHIBIT 31B: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Lawrence Rothstein, certify that: 1.

May 13, 2010 EX-31.A

I, Maurice Wiener, certify that:

Exhibits: EXHIBIT 31A: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Maurice Wiener, certify that: 1.

April 15, 2010 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

Page 1 of 2 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Date of Report (Date or earliest event reported): April 12, 2010 HMG/COURTLAND PROPERTIES, INC. (Exact Name of Registrant as Specified in its Charter) Delaware (State or Other Jurisdiction of Incorporation or Organization) 1-7865 5

March 31, 2010 EX-31.A

Certification of Chief Executive Officer as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

EXHIBIT 31A: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Maurice Wiener, certify that: 1.

March 31, 2010 10-K

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] Annual Report pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 For the fiscal year ended December 31, 2009 [ ] Transition Report pursuant to Secti

U. S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K [X] Annual Report pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 For the fiscal year ended December 31, 2009 [ ] Transition Report pursuant to Section 13 or 15(d) of the Securities and Exchange Act of 1934 Commission file number: 1-7865 HMG/COURTLAND PROPERTIES, INC. (Name of Registrant in its Cha

March 31, 2010 EX-3.A

Certificate of Incorporation as amended

Exhibit 3A 8743-86 FILED JUN 15 1979 (10 AM) /s/ SECRETARY OF STATE CERTIFICATE OF INCORPORATION OF HOSPITAL MORTGAGE GROUP, INC.

March 31, 2010 EX-21

Subsidiaries to the Company

EXHIBIT 21: SUBSIDIARIES THE COMPANY 260 RIVER CORP., a Vermont Corporation BALEEN ASSOCIATES Inc., a Florida Corporation BAYSHORE LANDING, LLC, a Florida Limited Liability BAYSHORE RAWBAR, LLC, a Florida Limited Liability BAYSHORE RESTAURANT, LLC, a Florida Limited Liability CII SPA, LLC, a Florida Limited Liability COURTLAND BAYSHORE RAWBAR, LLC, a Florida Limited Liability COURTLAND BAYSHORE RE

March 31, 2010 EX-31.B

Certification of Chief Financial Officer as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002

EXHIBIT 31B: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Larry Rothstein, certify that: 1.

January 8, 2010 SC 13G/A

Signature

UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0145 Washington, D.

December 11, 2009 DEF 14C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934, as amended Check the appropriate box: o Preliminary Information S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934, as amended Check the appropriate box: o Preliminary Information Statement x Definitive Information Statement ? Confidential, for use of the Commission Only (as permitted by Rule 14c-5(d)(2)) HMG/COURTLAND PROPERTIES

December 1, 2009 PRE 14C

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934, as amended Check the appropriate box: x Preliminary Information S

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934, as amended Check the appropriate box: x Preliminary Information Statement o Definitive Information Statement ? Confidential, for use of the Commission Only (as permitted by Rule 14c-5(d)(2)) HMG/COURTLAND PROPERTIES

November 10, 2009 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [ X ] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended September 30, 2009 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-7865 H

November 10, 2009 EX-31.B

I, Lawrence Rothstein, certify that:

EXHIBIT 31B: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Lawrence Rothstein, certify that: 1.

November 10, 2009 EX-31.A

I, Maurice Wiener, certify that:

Exhibits: EXHIBIT 31A: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Maurice Wiener, certify that: 1.

August 13, 2009 EX-31.A

I, Maurice Wiener, certify that:

Exhibits: EXHIBIT 31A: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Maurice Wiener, certify that: 1.

August 13, 2009 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [x] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended June 30, 2009 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period fromto Commission file number 1-7865 HMG/COURT

August 13, 2009 EX-31.B

I, Lawrence Rothstein, certify that:

EXHIBIT 31B: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Lawrence Rothstein, certify that: 1.

July 17, 2009 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive

July 2, 2009 PRE 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934

PRE 14A 1 hmgproxy.htm HMG PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for use of the Commission Only (as permitte

May 14, 2009 EX-31.B

I, Lawrence Rothstein, certify that:

EXHIBIT 31B: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Lawrence Rothstein, certify that: 1.

May 14, 2009 EX-31.A

I, Maurice Wiener, certify that:

Exhibits: EXHIBIT 31A: CERTIFICATION REQUIRED UNDER SECTION 302 OF THE SARBANES-OXLEY ACT OF 2002 I, Maurice Wiener, certify that: 1.

May 14, 2009 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark One) [x] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Quarterly period ended March 31, 2009 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number 1-7865 HMG/COU

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