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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Highwater Ethanol, LLC
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| September 17, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 17, 2025 HIGHWATER ETHANOL, LLC (Exact name of registrant as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| September 17, 2025 |
hwoctober2025newsletter From the desk of... Highwater Ethanol, LLC CEO Brian Kletscher Highwater Ethanol, LLC October 2025 Volume 2 | Issue 2 Ethanol In This Issue... 1-2 Brian Kletscher 3 Election of Governors 4 Luke Schneider 5 Plant Happenings 6 Dillon Imker & Derek Trapp 7 Tom Streifel Our spring started with great planting conditions; we experienced nice growing conditions throughout the summ |
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| September 12, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended July 31, 2025 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53588 HIGHWATER ETHANOL, |
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| June 11, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended April 30, 2025 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53588 HIGHWATER ETHANOL |
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| March 7, 2025 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2025 HIGHWATER ETHANOL, LLC (Exact name of registrant as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| March 5, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended January 31, 2025 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53588 HIGHWATER ETHAN |
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| January 29, 2025 |
From the desk of... Highwater Ethanol, LLC CEO Brian Kletscher Highwater Ethanol, LLC January 2025 Volume 2 | Issue 1 Ethanol In This Issue... 1-3 Brian Kletscher 4 Luke Schneider 5 Annual Meeting Agenda 6 Dillon Imker & Derek Trapp 7 Tom Streifel Wishing you a Happy and Prosperous New Year!! We are nearing the completion of 16 years of operations at Highwater Ethanol. The time has flown by since |
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| January 29, 2025 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2025 HIGHWATER ETHANOL, LLC (Exact name of registrant as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| January 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Definitive Proxy State |
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| January 21, 2025 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the fiscal year ended October 31, 2024 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53588 HIGHWATER ETHANOL, LLC |
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| January 21, 2025 |
Amended and Restated Policy on Insider Trading and Short Swing Trading dated February 27, 2023 1 AMENDED AND RESTATED POLICY ON INSIDER TRADING AND SHORT-SWING TRADING OF HIGHWATER ETHANOL, LLC (Effective: February 27, 2023) I. |
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| January 21, 2025 |
Eligible Salary Net Income Incentive EBITDA Debt Service Share Value Yield/Project Compliance Total Percent Incentive Total Incentive Brian Kletscher Yes 287,295. |
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| November 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 20, 2024 HIGHWATER ETHANOL, LLC (Exact name of registrant as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| September 25, 2024 |
From the desk of... Highwater Ethanol, LLC CEO Brian Kletscher Highwater Ethanol, LLC October 2024 Volume 1 | Issue 6 Ethanol In This Issue... 1-2 Brian Kletscher 3 Luke Schneider 4 Election of Governors 2025 6 Dillon Imker & Derek Trapp 7 Tom Streifel Our spring started with decent planting conditions, however it turned wet in mid – May and remained wet through the month of June. Crops seemed to |
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| September 25, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 25, 2024 HIGHWATER ETHANOL, LLC (Exact name of registrant as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| September 12, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended July 31, 2024 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53588 HIGHWATER ETHANOL, |
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| July 9, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 9, 2024 HIGHWATER ETHANOL, LLC (Exact name of registrant as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| July 9, 2024 |
From the desk of... Highwater Ethanol, LLC CEO Brian Kletscher Highwater Ethanol, LLC July 2024 Volume 1 | Issue 5 Ethanol In This Issue... 1-2 Brian Kletscher 3 Luke Schneider 4 Lab Completion 6 Dillon Imker & Derek Trapp We are nearing the completion of 15 years of operations at Highwater Ethanol. The time has flown by since our first grind in August 2009. We believe that we have made great prog |
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| July 1, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 26, 2024 HIGHWATER ETHANOL, LLC (Exact name of registrant as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| June 13, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended April 30, 2024 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53588 HIGHWATER ETHANOL |
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| March 8, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2024 HIGHWATER ETHANOL, LLC (Exact name of registrant as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| March 6, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended January 31, 2024 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53588 HIGHWATER ETHAN |
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| February 20, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 16, 2024 HIGHWATER ETHANOL, LLC (Exact name of registrant as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| February 20, 2024 |
Natural Gas. ABEHI;SHHEHAm*WAVEKERGVCOUnUIY Northern Natural Gas Company Amendment to TFX Throughput Service Agreement Date: 02/15/2024 Shipper Name: HIGHWATER ETHANOL, LI.C Contract No.: 119169 (Agreement) Amendment No.: 4 The above-referenced Agreement is amended as follows: This Amendment supersedes all previous amendments. I. The volume, term, and/or point provisions are amended as follows: a. |
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| January 26, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2024 HIGHWATER ETHANOL, LLC (Exact name of registrant as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| January 26, 2024 |
From the desk of... Highwater Ethanol, LLC CEO Brian Kletscher Highwater Ethanol, LLC January 2024 Volume 1 | Issue 3 Ethanol In This Issue... 1-2 Brian Kletscher 3 Luke Schneider 4 Lab Expansion 5 Annual Meeting Agenda 6 Dillon Imker & Derek Trapp 7 Tom Streifel Wishing you a Happy and Prosperous New Year!! We are nearing the completion of 15 years of operations at Highwater Ethanol. The time has |
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| January 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Definitive Proxy State |
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| January 18, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the fiscal year ended October 31, 2023 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53588 HIGHWATER ETHANOL, LLC |
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| January 18, 2024 |
Eligible Salary Net Income Incentive EBITDA Debt Service Share Value Yield/Project Compliance Total Percent Incentive Total Incentive Brian Kletscher Yes 274,924. |
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| November 16, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2023 HIGHWATER ETHANOL, LLC (Exact name of registrant as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| September 28, 2023 |
a165617highwaterethanolq From the desk of... Highwater Ethanol, LLC CEO Brian Kletscher Highwater Ethanol, LLC October 2023 Volume 1 | Issue 2 Ethanol In This Issue... 1-2 Brian Kletscher 3 Luke Schneider 4-5 Employee Spotlight 6 Dillon Imker & Derek Trapp 7 Tom Streifel What a year we have seen! Our spring started wet and remained decent until late June and then turned dry with sporadic rain show |
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| September 28, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 28, 2023 HIGHWATER ETHANOL, LLC (Exact name of registrant as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| September 13, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended July 31, 2023 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53588 HIGHWATER ETHANOL, |
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| June 12, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended April 30, 2023 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53588 HIGHWATER ETHANOL |
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| May 1, 2023 |
ex-highwaterethanolsprin From the desk of... Highwater Ethanol, LLC CEO Brian Kletscher Highwater Ethanol, LLC April 2023 Volume 1 | Issue 1 Ethanol In This Issue... 1-2 Brian Kletscher 3 Luke Schneider 4-5 Employee Spotlight 6 Dillon Imker & Derek Trapp 7 Tom Streifel Spring has finally sprung; it is nearing 80 degrees as I write this today! After wrapping up a very successful 2022 Fiscal Year, w |
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| May 1, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2023 HIGHWATER ETHANOL, LLC (Exact name of registrant as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| March 10, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2023 HIGHWATER ETHANOL, LLC (Exact name of registrant as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| March 8, 2023 |
hw2023executivebonusplan Eligible Salary Net Income Incentive EBITDA Debt Service Share Value Yield/Project Compliance Total Percent Incentive Total Incentive Brian Kletscher Yes 264,350. |
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| March 8, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended January 31, 2023 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53588 HIGHWATER ETHAN |
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| January 25, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 25, 2023 HIGHWATER ETHANOL, LLC (Exact name of registrant as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| January 25, 2023 |
1 In March 2022, we received our air emission permit from the Minnesota Pollution Control Agency {MPCA}. |
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| January 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Definitive Proxy State |
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| January 19, 2023 |
Cardinal Ethanol, LLC Employee Bonus Plan Amended and Restated for Fiscal Year 2022-23 (Effective 10-1-22) The purpose in developing and continuing an Employee Bonus Plan is to reward the employees for their contributions that directly impact the financial results of the Company, who reflect a positive safety culture, and to promote teamwork needed to complete desired goals. |
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| January 19, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the fiscal year ended October 31, 2022 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53588 HIGHWATER ETHANOL, LLC |
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| December 21, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 21, 2022 HIGHWATER ETHANOL, LLC (Exact name of registrant as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| September 26, 2022 |
Wishing you a safe Harvest! This summer flew by and it is time for harvest! We anticipate a variable harvest as rains were received in some areas; however not all areas. |
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| September 26, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 26, 2022 HIGHWATER ETHANOL, LLC (Exact name of registrant as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| September 13, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended July 31, 2022 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53588 HIGHWATER ETHANOL, |
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| August 30, 2022 |
DISTILLERS GRAINS MARKETING AGREEMENT Certain identified information has been excluded from the exhibit because it is both not material and is the type that the registrant treats as private or confidential. |
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| August 30, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 26, 2022 HIGHWATER ETHANOL, LLC (Exact name of registrant as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| August 11, 2022 | ||
| August 11, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2022 HIGHWATER ETHANOL, LLC (Exact name of registrant as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| July 12, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 12, 2022 HIGHWATER ETHANOL, LLC (Exact name of registrant as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| July 12, 2022 |
1 We filed our Form 10-Q for the second quarter on June 10, 2022. We reported net income of approximately $4.69 million for the three month period and net income of approximately $20.79 million for the six month period of our 2022 Fiscal year. Margins continue to be positive. However, commodities remain very volatile as we deal with world conflicts, and higher prices that have dealt our economy vo |
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| June 10, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended April 30, 2022 OR ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53588 HIGHWATER ETHANOL |
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| March 11, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2022 HIGHWATER ETHANOL, LLC (Exact name of registrant as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| March 9, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended January 31, 2022 OR ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53588 HIGHWATER ETHAN |
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| February 10, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2022 HIGHWATER ETHANOL, LLC (Exact name of registrant as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| February 10, 2022 | ||
| January 26, 2022 |
1 In October 2019, we received our air emission permit from the Minnesota Pollution Control Agency {MPCA} to increase production from 58 million gallons of undenatured ethanol per year to 68. |
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| January 26, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2022 HIGHWATER ETHANOL, LLC (Exact name of registrant as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| January 19, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the fiscal year ended October 31, 2021 OR ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53588 HIGHWATER ETHANOL, LLC |
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| January 19, 2022 |
Eligible Salary Net Income Incentive EBITDA Debt Service Share Value Yield/Project Compliance Total Percent Incentive Total Incentive Brian Kletscher Yes 240,920. |
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| January 19, 2022 |
DEF 14A 1 a2022definitiveproxystatem.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permit |
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| November 17, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2021 HIGHWATER ETHANOL, LLC (Exact name of registrant as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| September 16, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 16, 2021 HIGHWATER ETHANOL, LLC (Exact name of registrant as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| September 16, 2021 |
EX-99.1 2 fall2021newsletter.htm EX-99.1 Highwater Ethanol, LLC completed 12 years of operations in mid - August 2021! Progress on operations and debt reduction has been a focal point! The past 24 months have been interesting times in the ethanol industry. We have seen the highs and lows in ethanol pricing during this time as ethanol ranged in price from $.90 per gallon to $2.25 per gallon. We fil |
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| September 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended July 31, 2021 OR ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53588 HIGHWATER ETHANOL, |
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| June 11, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended April 30, 2021 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53588 HIGHWATER ETHANOL |
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| March 22, 2021 |
Revolving Line of Credit Note with AgCountry Farm Credit Services, PCA dated March 15, 2021 EX-99.3 4 highwaterrevnoteagcountr.htm EX-99.3 |
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| March 22, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 22, 2021 HIGHWATER ETHANOL, LLC (Exact name of registrant as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| March 22, 2021 |
EX-99.1 2 highwatercreditagreement.htm EX-99.1 ������������������������������ �� ��������������������������� ����������������� ������������� ����������������������� ���� ����������������������� ������������������������� ���� ����������������������� ������ ������ ��������������� � � ������������������������������ �� ������ ����������� � ����� ��������� ��������������������������� ������������������ |
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| March 22, 2021 |
Revolving Line of Credit Note with Compeer Financial, PCA dated March 15, 2021 |
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| March 12, 2021 |
Submission of Matters to a Vote of Security Holders 8-K 1 are2021annualmeetingresults.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2021 HIGHWATER ETHANOL, LLC (Exact name of registrant as specified in its charter) Minnesota 333-137482 20-4798531 (State or other ju |
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| March 10, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended January 31, 2021 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53588 HIGHWATER ETHAN |
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| February 26, 2021 |
8-K 1 arefebruary2021appointment.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 24, 2021 HIGHWATER ETHANOL, LLC (Exact name of registrant as specified in its charter) Minnesota 333-137482 20-4798531 (State or other |
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| January 29, 2021 |
EX-99.1 2 february2021newsletter.htm EX-99.1 1 February 2021 Winter Newsletter Highwater Ethanol, LLC Contact Info: 24500 US Highway 14 PO Box 96 Lamberton, MN 56152 PHONE: (507) 752-6160 FAX: (507) 752-6162 TOLL FREE: (888) 667-3385 EMAIL: [email protected] WEBSITE: www.highwaterethanol.com From the Desk of Highwater Ethanol, LLC CEO Brian Kletscher Wishing you a Happy and Prosperous New |
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| January 29, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2021 HIGHWATER ETHANOL, LLC (Exact name of registrant as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| January 21, 2021 |
DEF 14A 1 a2021definitiveproxystatem.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permit |
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| January 21, 2021 |
a2021executivebonusplan Eligible Salary Net Income Incentive EBITDA Debt Service Share Value Yield/Project Compliance Total Percent Incentive Total Incentive Brian Kletscher Yes 230,546. |
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| January 21, 2021 |
Termination and Asset Purchase Agreement with Butamax dated December 3, 2020 + butamaxterminationandass Certain identified information has been redacted from this document because it is both not material and would be competitively harmful if publicly disclosed [***] [***] [***] [***] |
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| January 21, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the fiscal year ended October 31, 2020 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53588 HIGHWATER ETHANOL, LLC |
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| December 29, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 23, 2020 HIGHWATER ETHANOL, LLC (Exact name of registrant as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| December 29, 2020 |
EX-99.1 2 ex-redactedrpmgmemberalc.htm EX-99.1 1 Minnesota/2059784.0001/154772634.1 Certain identified information has been redacted from this document because it is both not material and would be competitively harmful if publicly disclosed. HIGH PURITY ALCOHOL MEMBER MARKETING AGREEMENT THIS HIGH PURITY ALCOHOL MEMBER MARKETING AGREEMENT (“Agreement”), entered into as of December 1, 2020, and eff |
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| December 9, 2020 |
Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 3, 2020 HIGHWATER ETHANOL, LLC (Exact name of registrant as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| December 3, 2020 |
8-K 1 aredecember2020resignation.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2020 HIGHWATER ETHANOL, LLC (Exact name of registrant as specified in its charter) Minnesota 333-137482 20-4798531 (State or other j |
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| October 1, 2020 |
THIRD AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT EX-99.1 2 thirdamendmenttosecond.htm EX-99.1 Execution Copy THIRD AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT This THIRD AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT (the "Amendment") is made to be effective as of September 30, 2020, by and among HIGHWATER ETHANOL, LLC, a Minnesota limited liability company ("Borrower"), COMPEER FINANCIAL, PCA, a United States instrument |
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| October 1, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 30, 2020 HIGHWATER ETHANOL, LLC (Exact name of registrant as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| September 24, 2020 |
Term Note with Compeer Financial, PCA dated September 14, 2020 highwatertermnote-compee |
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| September 24, 2020 |
highwaterfourthamendedan |
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| September 24, 2020 |
secondamendedcreditagr-e "Agent " means Compeer Financial, PCA f/k/a AgStar Financial Services, PCA, or any successor administrative agent in its capacity as administrative agent under this Agreement or any of the other Loan Documents. |
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| September 24, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 a8-kreseptember2020loa.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 23, 2020 HIGHWATER ETHANOL, LLC (Exact name of registrant as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jur |
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| September 24, 2020 |
Term Note with AgCountry Farm Credit Services, PCA dated September 14, 2020 EX-99.4 5 highwatertermnote-agcoun.htm EX-99.4 |
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| September 21, 2020 |
hwfall2020newsletter Highwater Ethanol, LLC Investor Update September 2020 From the Desk of Highwater Ethanol, LLC Fall Newsletter CEO Brian Kletscher Contact Information: 24500 US HWY 14 PO BOX 96 Lamberton, MN 56152 Walking through 2020 with a positive attitude, we are making it work at Highwater Ethanol!!! We have completed 11 years of operations at Highwater PHONE: Ethanol. |
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| September 21, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 21, 2020 HIGHWATER ETHANOL, LLC (Exact name of registrant as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| September 11, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended July 31, 2020 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53588 HIGHWATER ETHANOL, |
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| September 1, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 26, 2020 HIGHWATER ETHANOL, LLC (Exact name of registrant as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| September 1, 2020 |
Construction Agreement with Nelson Baker Biotech dated August 13, 2020 EX-99.1 2 ex-redactednelsonbakeragre.htm EXHIBIT 99.1 - REDACTED NELSON BAKER AGREEMENT |
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| June 12, 2020 |
Quarterly Report - 10-Q FQE 4-30-2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended April 30, 2020 OR o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53588 HIGHWATER ETHANOL |
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| March 23, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 23, 2020 HIGHWATER ETHANOL, LLC (Exact name of registrant as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| March 13, 2020 |
Submission of Matters to a Vote of Security Holders 8-K 1 a8-kre2020annualmeetingres.htm 8-K RE 2020 ANNUAL MEETING RESULTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2020 HIGHWATER ETHANOL, LLC (Exact name of registrant as specified in its charter) Minnesota 333-137482 |
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| March 11, 2020 |
HEOL / Highwater Ethanol LLC 10-Q - Quarterly Report - 10-Q FQE 1-31-2020 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended January 31, 2020 OR o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53588 HIGHWATER ETHAN |
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| January 28, 2020 | ||
| January 28, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 28, 2020 HIGHWATER ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| January 23, 2020 | ||
| January 23, 2020 |
HEOL / Highwater Ethanol LLC DEF 14A - - DEF 14A 2020 DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Definitive Proxy State |
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| January 23, 2020 |
HEOL / Highwater Ethanol LLC 10-K - Annual Report - 10-K FYE 10-31-19 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the fiscal year ended October 31, 2019 OR o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53588 HIGHWATER ETHANOL, LLC |
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| November 6, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2019 HIGHWATER ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| November 6, 2019 |
Highwater Ethanol Announces Air Permit EXHIBIT 99.1 For Immediate Release November 6, 2019 Contact: Brian Kletscher Highwater Ethanol, LLC 507-752-6160, [email protected] Highwater Ethanol Announces Air Permit Highwater Ethanol, LLC announced that it has been issued an Air Emissions Permit that would allow it to increase its annual ethanol production from 58 to 68.5 million gallons of ethanol. Highwater originally co |
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| September 11, 2019 |
HEOL / Highwater Ethanol LLC 10-Q - Quarterly Report - 10-Q FQE 7-31-19 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended July 31, 2019 OR o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53588 HIGHWATER ETHANOL, |
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| June 20, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2019 HIGHWATER ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| June 20, 2019 | ||
| June 7, 2019 |
HEOL / Highwater Ethanol LLC 10-Q - Quarterly Report - 10-Q FQE 4-30-19 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended April 30, 2019 OR o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53588 HIGHWATER ETHANOL |
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| March 11, 2019 |
Submission of Matters to a Vote of Security Holders 8-K 1 a8-kre2019annualmeetingres.htm 8-K RE 2019 ANNUAL MEETING RESULTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 7, 2019 HIGHWATER ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Minnesota |
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| March 6, 2019 |
HEOL / Highwater Ethanol LLC 10-Q FQE 1-31-19 (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended January 31, 2019 OR o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53588 HIGHWATER ETHAN |
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| February 4, 2019 |
EX-99.1 2 a2018fiscalyearreport.htm EXHIBIT 99.1 2018 FISCAL YEAR REPORT |
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| February 4, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2019 HIGHWATER ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| January 23, 2019 |
HEOL / Highwater Ethanol LLC DEF 14A 2019 DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Definitive Proxy State |
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| January 23, 2019 | ||
| January 23, 2019 |
HEOL / Highwater Ethanol LLC 10-K FYE 10-31-2018 (Annual Report) 10-K 1 a10-kfye10x31x18.htm 10-K FYE 10-31-2018 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the fiscal year ended October 31, 2018 OR o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSI |
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| January 18, 2019 | ||
| January 18, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 18, 2019 HIGHWATER ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| January 7, 2019 |
Termination of a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 3, 2019 HIGHWATER ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| September 11, 2018 |
HEOL / Highwater Ethanol LLC 10-Q FYE 7-31-18 (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended July 31, 2018 OR o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53588 HIGHWATER ETHANOL, |
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| September 11, 2018 |
Member Corn Oil Marketing Agreement with RPMG, Inc. dated July 17, 2018 Confidential Treatment Requested. Confidential portions of this document have been redacted and have been separately filed with the Commission. MEMBER CORN OIL MARKETING AGREEMENT THIS CORN OIL MARKETING AGREEMENT (the “Agreement”) is made and entered into as of July 17, 2018 with an effective date of November 1, 2018 (the “Effective Date”) by and between RPMG, INC., a Minnesota corporation (“RPMG |
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| September 11, 2018 |
EX-10.2 3 ex102centerpointnaturalgas.htm CENTERPOINT NATURAL GAS AGREEMENT Confidential Treatment Requested. Confidential portions of this document have been redacted and have been separately filed with the Commission. NATURAL GAS SERVICE AGREEMENT This Natural Gas Service Agreement ("Agreement") is entered into as of the 10th day of August, 2018, and is between CenterPoint Energy Resources Corp., |
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| August 31, 2018 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 30, 2018 HIGHWATER ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| August 1, 2018 |
HEOL / Highwater Ethanol LLC 8-K RE NORTHERN NATURAL GAS EXTENSION (Current Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2018 HIGHWATER ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| August 1, 2018 |
EX-99.1 2 ex991amendmenttotfxthrough.htm AMENDMENT TO TFX THROUGHPUT SERVICE AGREEMENT Northern Natural Gas A BERKSH RE HATHAWAY ENERGY COMPANY Northern Natural Gas Company Amendment to TFX Throughput Service Agreement Date: 07/02/2018 Shipper Name: HIGHWATER ETHANOL, LLC Contract No.: 119169 (Agreement) Amendment No.: 3 The above-referenced Agreement is amended as follows: This Amendment supersed |
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| July 24, 2018 | ||
| July 24, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 24, 2018 HIGHWATER ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| July 20, 2018 |
Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 17, 2018 HIGHWATER ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| June 29, 2018 | ||
| June 29, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 29, 2018 HIGHWATER ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| June 7, 2018 |
HEOL / Highwater Ethanol LLC HIGHWATER ETHANOL 10-Q FQE 4-30-2018 (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended April 30, 2018 OR o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53588 HIGHWATER ETHANOL |
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| June 7, 2018 |
Third Amended and Restated Operating Agreement THIRD AMENDED AND RESTATED OPERATING AGREEMENT OF HIGHWATER ETHANOL, LLC Dated: Effective March 8, 2018 THIRD AMENDED AND RESTATED OPERATING AGREEMENT OF HIGHWATER ETHANOL, LLC TABLE OF CONTENTS Page ARTICLE I. |
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| April 27, 2018 |
HEOL / Highwater Ethanol LLC 8-K RE APRIL 2018 LOAN AMENDMENT (Current Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2018 HIGHWATER ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| April 27, 2018 |
THIRD AMENDED AND RESTATED TERM REVOLVING NOTE THIRD AMENDED AND RESTATED TERM REVOLVING NOTE $16,666,666.68 April 30, 2018 FOR VALUE RECEIVED, HIGHWATER ETHANOL, LLC, a Minnesota limited liability company (the "Borrower"), hereby promises to pay to the order of COMPEER FINANCIAL, PCA as successor in interest to AgStar Financial Services, PCA (the "Bank"): (a) the principal sum of $16,666,666.68, or, if less, (b) the aggregate unpaid principal |
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| April 27, 2018 |
FIRST AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT FIRST AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT THIS FIRST AMENDMENT TO SECOND AMENDED AND RESTATED CREDIT AGREEMENT (this "Amendment") is entered into to be effective as of April 20, 2018, by and among HIGH WATER ETHANOL, LLC, a Minnesota limited liability company ("Borrower"), the commercial, banking or financial institutions whose signatures appear on the signature page hereto (collectively, the "Banks"), and COMPEER FINANCIAL, PCA, as successor in interest to AGSTAR FINANCIAL SERVICES, PCA, as administrative agent (the "Agent"), RECITALS A. |
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| April 27, 2018 |
MORTGAGE REGISTRATION TAX WAS PREVIOUSLY PAID ON $30,000,000.00 WITH DOCUMENT NO. A347719 RECORDED ON MARCH 3, 2014 IN REDWOOD COUNTY AND WITH DOCUMENT NO. 272310 RECORDED ON MARCH 11, 2014 IN COTTONWOOD COUNTY THIRD AMENDED AND RESTATED MORTGAGE, SECURITY AGREEMENT, ASSIGNMENT OF LEASES AND RENTS, AND FIXTURE FINANCING STATEMENT THIS THIRD AMENDED AND RESTATED MORTGAGE, SECURITY AGREEMENT, ASSIGN |
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| March 9, 2018 |
HEOL / Highwater Ethanol LLC 8-K RE 2018 ANNUAL MEETING RESULTS (Current Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2018 HIGHWATER ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| March 7, 2018 |
HEOL / Highwater Ethanol LLC 10-Q FQE 1-31-18 (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended January 31, 2018 OR o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53588 HIGHWATER ETHAN |
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| January 24, 2018 |
HEOL / Highwater Ethanol LLC 2018 DEFINITIVE PROXY STATEMENT Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Pr |
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| January 24, 2018 |
HEOL / Highwater Ethanol LLC 10-K FYE 10-31-2017 (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the fiscal year ended October 31, 2017 OR o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53588 HIGHWATER ETHANOL, LLC |
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| January 24, 2018 |
EX-10.57 2 ex1057executivebonusplan.htm EX 10.57 2018 EXECUTIVE BONUS PLAN Highwater Ethanol Incentive Program Fiscal 2018 Eligible Salary Net Income Incentive EBITDA Debt Service Share Value Yield/Project Compliance Total Percent Incentive Total Incentive Brian Kletscher Yes $ 203,040.00 15 % 5 % 5 % 2 % 3 % 5 % 35 % $ 71,064.00 Eligible Salary Net Income Incentive EBITDA Debt Service Share Value |
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| January 8, 2018 |
HEOL / Highwater Ethanol LLC 2018 PRELIMINARY PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: ý Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State |
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| December 12, 2017 |
Highwater Ethanol, LLC Newsletter dated December 2017 EX-99.1 2 a991december2017newsletter.htm DECEMBER 2017 NEWSLETTER |
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| December 12, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2017 HIGHWATER ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| November 17, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2017 HIGHWATER ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| October 2, 2017 |
AGREEMENT FOR ELECTRIC SERVICE Exhibit AGREEMENT FOR ELECTRIC SERVICE THIS AGREEMENT made the 19 th day of September, 2017 by and between Redwood Electric Cooperative, Inc. |
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| October 2, 2017 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 28, 2017 HIGHWATER ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| September 11, 2017 |
HEOL / Highwater Ethanol LLC 10-Q FQE 7-31-17 (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended July 31, 2017 OR o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53588 HIGHWATER ETHANOL, |
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| August 22, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 22, 2017 HIGHWATER ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| June 30, 2017 | ||
| June 30, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2017 HIGHWATER ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| June 23, 2017 |
Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 22, 2017 HIGHWATER ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| June 8, 2017 |
HEOL / Highwater Ethanol LLC HIGHWATER ETHANOL 10-Q FQE 4-30-17 (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended April 30, 2017 OR o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53588 HIGHWATER ETHANOL |
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| March 10, 2017 |
Submission of Matters to a Vote of Security Holders Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 9, 2017 HIGHWATER ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| March 8, 2017 |
Highwater Ethanol HIGHWATER ETHANOL 10-Q FQE 1-31-17 (Quarterly Report) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended January 31, 2017 OR o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53588 HIGHWA |
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| February 10, 2017 |
Regulation FD Disclosure, Financial Statements and Exhibits Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2017 HIGHWATER ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| February 10, 2017 |
EX-99.1 2 ex9912016fiscalyearreportf.htm EXHIBIT 99.1 |
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| January 25, 2017 |
Highwater Ethanol 2017 PROXY STATEMENT Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Pr |
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| January 25, 2017 |
Highwater Ethanol 10-K FYE 10-31-2016 (Annual Report) 10-K 1 a10-kfye10x31x16.htm 10-K FYE 10-31-2016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the fiscal year ended October 31, 2016 OR o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSI |
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| January 25, 2017 |
Highwater Ethanol Incentive Program Fiscal 2017 Eligible Salary Net Income Incentive EBITDA Debt Service Share Value Yield/Project Compliance Total Percent Incentive Total Incentive Brian Kletscher Yes $ 173,040. |
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| December 15, 2016 |
Exhibit |
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| December 15, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 15, 2016 HIGHWATER ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| December 9, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 7, 2016 HIGHWATER ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| September 9, 2016 |
Highwater Ethanol 10-Q FQE 7-31-16 (Quarterly Report) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended July 31, 2016 OR o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53588 HIGHWATER |
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| June 24, 2016 |
Exhibit |
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| June 24, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 24, 2016 HIGHWATER ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| June 9, 2016 |
Highwater Ethanol LLC HIGHWATER ETHANOL 10-Q FQE 4-30-16 (Quarterly Report) Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended April 30, 2016 OR o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53588 HIGHWATE |
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| March 11, 2016 |
Submission of Matters to a Vote of Security Holders 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2016 HIGHWATER ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| March 9, 2016 |
HEOL / Highwater Ethanol LLC 10-Q - Quarterly Report - 10-Q FQE 1-31-16 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended January 31, 2016 OR o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53588 HIGHWATER ETHAN |
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| February 4, 2016 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2016 HIGHWATER ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| February 4, 2016 |
EX-99.1 2 a2015fiscalyearreportfromc.htm 2015 FISCAL YEAR REPORT FROM CEO |
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| January 28, 2016 |
Highwater Ethanol 2016 PROXY STATEMENT DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Definitive Pro |
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| January 28, 2016 |
Second Amended and Restated Term Note with United FCS dated January 22, 2016 SECOND AMENDED AND RESTATED TERM NOTE $2,500,000.00 January 22, 2016 FOR VALUE RECEIVED, HIGHWATER ETHANOL, LLC, a Minnesota limited liability company (the "Borrower"), hereby promises to pay to the order of UNITED FCS, PCA (the "Bank"), the principal sum of $2,500,000.00. The Borrower further agrees to pay interest in like money to the Bank on the unpaid principal amount hereof from time to time |
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| January 28, 2016 |
2015 2015 CEO Executive Bonus CFO Executive Bonus Base Salary Percent $ 160,000.00 Base Salary Percent $122,500.00 Bonus potential 20% Bonus Potential 20% 1. EBITDA 3% 1. EBITDA 3% Budgeted 1% $ 1,600.00 Budgeted 1% $1,225.00 plus 10% 1% $ 1,600.00 plus 10% 1% $1,225.00 plus 15% 1% $ 1,600.00 plus 15% 1% $1,225.00 2. Debt Service 3% 2. Debt Service 3% Budget plus 5% 1% $ 1,600.00 Budget plus 5% 1% |
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| January 28, 2016 |
Second Amended and Restated Term Note with AgStar dated January 22, 2016 SECOND AMENDED AND RESTATED TERM NOTE $12,500,000.00 January 22, 2016 FOR VALUE RECEIVED, HIGHWATER ETHANOL, LLC, a Minnesota limited liability company (the "Borrower"), hereby promises to pay to the order of AgStar Financial Services, PCA (the "Bank"), the principal sum of $12,500,000.00. The Borrower further agrees to pay interest in like money to the Bank on the unpaid principal amount hereof f |
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| January 28, 2016 |
Second Amended and Restated Term Revolving Note with United FCS dated January 22, 2016 SECOND AMENDED AND RESTATED TERM REVOLVING NOTE $2,500,000.00 January 22, 2016 FOR VALUE RECEIVED, HIGHWATER ETHANOL, LLC, a Minnesota limited liability company (the "Borrower"), hereby promises to pay to the order of UNITED FCS, PCA (the "Bank"): (a) the principal sum of $2,500,000.00, or, if less, (b) the aggregate unpaid principal amount of all Term Revolving Loan Advances made by the Bank to t |
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| January 28, 2016 |
Amended and Restated Security Agreement with AgStar dated January 22, 2016 AMENDED AND RESTATED SECURITY AGREEMENT THIS AMENDED AND RESTATED SECURITY AGREEMENT (this "Security Agreement") is made as of January 22, 2016, by HIGHWATER ETHANOL, LLC, a Minnesota limited liability company ("Debtor"), in favor of AGSTAR FINANCIAL SERVICES, PCA, and its successors and assigns, as administrative agent (in such capacity, the "Secured Party") for the benefit of itself and the Bank |
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| January 28, 2016 |
Grain Origination Agreement with CHS, Inc. dated October 15, 2015. + Confidential Treatment Requested. Confidential portions of this document have been redacted and have been separately filed with the Commission. GRAIN ORIGINATION AGREEMENT THIS GRAIN ORIGINATION AGREEMENT (this “Agreement”) is made effective as of July 1, 2016 (the “Effective Date”) by and between CHS Inc., with offices at 5500 Cenex Drive, Inver Grove Heights, Minnesota 55077 (“CHS”), and Highwat |
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| January 28, 2016 |
HEOL / Highwater Ethanol LLC 10-K - Annual Report - 10-K FYE 10-31-2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the fiscal year ended October 31, 2015 OR o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53588 HIGHWATER ETHANOL, LLC |
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| January 28, 2016 |
Second Amended and Restated Credit Agreement with AgStar dated January 22, 2016 SECOND AMENDED AND RESTATED CREDIT AGREEMENT by and among HIGHWATER ETHANOL, LLC and AGSTAR FINANCIAL SERVICES, PCA, as Administrative Agent, and the Banks named herein dated as of January 22, 2016 GP:4272375 vi TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND ACCOUNTING MATTERS. |
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| January 28, 2016 |
Second Amended and Restated Mortgage with AgStar dated January 22, 2016 MORTGAGE REGISTRATION TAX WAS PREVIOUSLY PAID ON $30,000,000.00 WITH DOCUMENT NO. A347719 RECORDED ON MARCH 3, 2014 IN REDWOOD COUNTY AND WITH DOCUMENT NO. 272310 RECORDED ON MARCH 11, 2014 IN COTTONWOOD COUNTY SECOND AMENDED AND RESTATED MORTGAGE, SECURITY AGREEMENT, ASSIGNMENT OF LEASES AND RENTS, AND FIXTURE FINANCING STATEMENT THIS SECOND AMENDED AND RESTATED MORTGAGE, SECURITY AGREEMENT, ASSI |
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| January 28, 2016 |
Second Amended and Restated Term Revolving Note with Agstar dated January 22, 2016 SECOND AMENDED AND RESTATED TERM REVOLVING NOTE $12,500,000.00 January 22, 2016 FOR VALUE RECEIVED, HIGHWATER ETHANOL, LLC, a Minnesota limited liability company (the "Borrower"), hereby promises to pay to the order of AgStar Financial Services, PCA (the "Bank"): (a) the principal sum of $12,500,000.00, or, if less, (b) the aggregate unpaid principal amount of all Term Revolving Loan Advances made |
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| January 28, 2016 |
Highwater Ethanol Incentive Program Fiscal 2016 Eligible Salary Net Income Incentive EBITDA Debt Service Share Value Yield/Project Compliance Total Percent Incentive Total Incentive Brian Kletscher Yes $ 164,800. |
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| December 10, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 10, 2015 HIGHWATER ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| December 10, 2015 |
Exhibit |
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| November 19, 2015 |
8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 18, 2015 HIGHWATER ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| October 16, 2015 |
Entry into a Material Definitive Agreement 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 15, 2015 HIGHWATER ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| September 24, 2015 |
Exhibit |
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| September 24, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 a8-kresep2015newsletter.htm 8-K RE SEP 2015 NEWSLETTER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 24, 2015 HIGHWATER ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Minnesota 333-13 |
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| September 10, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended July 31, 2015 OR o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53588 HIGHWATER ETHANOL, |
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| June 11, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended April 30, 2015 OR o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53588 HIGHWATER ETHANOL |
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| June 11, 2015 | ||
| April 28, 2015 |
Highwater Ethanol Will Install Waterline 99.1 Highwater Ethanol Will Install Waterline Highwater Ethanol Will Install Waterline Highwater Ethanol, LLC started operations in August 2009, we produce approximately 57 - 59.5 million gallon of denatured ethanol per year. We also produce the following by - products from the 20 million bushels of regionally grown corn that we process each year, approximately 130,000 tons of DDGs, 39,000 tons of |
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| April 28, 2015 |
8-K re Contract and Press Release UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2015 HIGHWATER ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| March 13, 2015 |
8-K re 2015 Annual Meeting Results UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2015 HIGHWATER ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| March 12, 2015 |
Response to SEC Comment Letter March 12, 2015 John Cash Accounting Branch Chief United States Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 RE: Highwater Ethanol, LLC Form 10-K for the Fiscal Year Ended October 31, 2014 Filed January 28, 2015 File No. |
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| March 10, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended January 31, 2015 OR o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53588 HIGHWATER ETHAN |
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| February 27, 2015 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2015 HIGHWATER ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| February 27, 2015 | ||
| January 30, 2015 | ||
| January 30, 2015 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2015 HIGHWATER ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| January 28, 2015 |
Amended and Restated Term Revolving Note AgStar dated September 22, 2014 AMENDED AND RESTATED TERM REVOLVING NOTE $3,378,378.38 September 22, 2014 FOR VALUE RECEIVED, HIGHWATER ETHANOL, LLC, a Minnesota limited liability company (the "Borrower"), hereby promises to pay to the order of AgStar Financial Services, PCA (the "Bank"): (a) the principal sum of $3,378,378.38, or, if less, (b) the aggregate unpaid principal amount of all Term Revolving Loan Advances (as defined |
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| January 28, 2015 |
Amended and Restated Revolving Line of Credit Badgerland dated September 22, 2014 AMENDED AND RESTATED REVOLVING LINE OF CREDIT NOTE $810,810.81 September 22, 2014 FOR VALUE RECEIVED, HIGHWATER ETHANOL, LLC, a Minnesota limited liability company (the "Borrower"), hereby promises to pay to the order of Badgerland Financial, ACA (the "Bank"): (a) the principal sum of $810,810.81, or, if less, (b) the aggregate unpaid principal amount of all Revolving Line of Credit Advances (as d |
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| January 28, 2015 |
Amended and Restated Credit Agreement dated September 22, 2014 AMENDED AND RESTATED CREDIT AGREEMENT by and among HIGHWATER ETHANOL, LLC and AGSTAR FINANCIAL SERVICES, PCA, as Administrative Agent, and the Banks named herein dated as of September 22, 2014 GP:3761233v2 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND ACCOUNTING MATTERS 1 Section 1. |
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| January 28, 2015 |
Amended and Restated Term Note Badgerland dated September 22, 2014 AMENDED AND RESTATED TERM NOTE $4,378,378.38 September 22, 2014 FOR VALUE RECEIVED, HIGHWATER ETHANOL, LLC, a Minnesota limited liability company (the "Borrower"), hereby promises to pay to the order of Badgerland Financial, FLCA (the "Bank"), the principal sum of $4,378,378.38. The Borrower further agrees to pay interest in like money to the Bank on the unpaid principal amount hereof from time to |
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| January 28, 2015 |
Amended and Restated Term Note United FCS dated September 22, 2014 AMENDED AND RESTATED TERM NOTE $4,378,378.38 September 22, 2014 FOR VALUE RECEIVED, HIGHWATER ETHANOL, LLC, a Minnesota limited liability company (the "Borrower"), hereby promises to pay to the order of United FCS, PCA (the "Bank"), the principal sum of $4,378,378.38. The Borrower further agrees to pay interest in like money to the Bank on the unpaid principal amount hereof from time to time outst |
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| January 28, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the fiscal year ended October 31, 2014 OR o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53588 HIGHWATER ETHANOL, LLC |
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| January 28, 2015 |
Amended and Restated Term Revolving Note United FCS dated September 22, 2014 AMENDED AND RESTATED TERM REVOLVING NOTE $810,810.81 September 22, 2014 FOR VALUE RECEIVED, HIGHWATER ETHANOL, LLC, a Minnesota limited liability company (the "Borrower"), hereby promises to pay to the order of United FCS, PCA (the "Bank"): (a) the principal sum of $810,810.81, or, if less, (b) the aggregate unpaid principal amount of all Term Revolving Loan Advances (as defined in the Credit Agre |
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| January 28, 2015 |
Amended and Restated Revolving Line of Credit AgStar dated September 22, 2014 AMENDED AND RESTATED REVOLVING LINE OF CREDIT NOTE $3,378,378.38 September 22, 2014 FOR VALUE RECEIVED, HIGHWATER ETHANOL, LLC, a Minnesota limited liability company (the "Borrower"), hereby promises to pay to the order of AgStar Financial Services, PCA (the "Bank"): (a) the principal sum of $3,378,378.38, or, if less, (b) the aggregate unpaid principal amount of all Revolving Line of Credit Advan |
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| January 28, 2015 |
Amended and Restated Term Note AgStar dated September 22, 2014 AMENDED AND RESTATED TERM NOTE $18,243,243.24 September 22, 2014 FOR VALUE RECEIVED, HIGHWATER ETHANOL, LLC, a Minnesota limited liability company (the "Borrower"), hereby promises to pay to the order of AgStar Financial Services, PCA (the "Bank"), the principal sum of $18,243,243.24. The Borrower further agrees to pay interest in like money to the Bank on the unpaid principal amount hereof from t |
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| January 28, 2015 |
Amended and Restated Revolving Line of Credit United FCS dated September 22, 2014 AMENDED AND RESTATED REVOLVING LINE OF CREDIT NOTE $810,810.81 September 22, 2014 FOR VALUE RECEIVED, HIGHWATER ETHANOL, LLC, a Minnesota limited liability company (the "Borrower"), hereby promises to pay to the order of United FCS, PCA (the "Bank"): (a) the principal sum of $810,810.81, or, if less, (b) the aggregate unpaid principal amount of all Revolving Line of Credit Advances (as defined in |
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| January 28, 2015 |
HEOL / Highwater Ethanol LLC DEF 14A - - 2015 PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Definitive Proxy State |
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| January 28, 2015 |
Amended and Restated Mortgage dated September 22, 2014 MORTGAGE REGISTRATION TAX WAS PREVIOUSLY PAID ON $30,000,000.00 WITH DOCUMENT NO. A347719 RECORDED ON MARCH 3, 2014 IN REDWOOD COUNTY AND WITH DOCUMENT NO. 272310 FILED ON MARCH 11, 2014 IN COTTONWOOD COUNTY AMENDED AND RESTATED MORTGAGE, SECURITY AGREEMENT, ASSIGNMENT OF LEASES AND RENTS, AND FIXTURE FINANCING STATEMENT THIS AMENDED AND RESTATED MORTGAGE, SECURITY AGREEMENT, ASSIGNMENT OF LEASES |
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| January 28, 2015 |
Amended and Restated Term Revolving Note Badgerland dated September 22, 2014 AMENDED AND RESTATED TERM REVOLVING NOTE $810,810.81 September 22, 2014 FOR VALUE RECEIVED, HIGHWATER ETHANOL, LLC, a Minnesota limited liability company (the "Borrower"), hereby promises to pay to the order of Badgerland Financial, FLCA (the "Bank"): (a) the principal sum of $810,810.81, or, if less, (b) the aggregate unpaid principal amount of all Term Revolving Loan Advances (as defined in the |
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| December 19, 2014 |
8-K 1 a8-kredirectorappointmentd.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 17, 2014 HIGHWATER ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Minnesota 333-137482 20-4798531 (Stat |
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| December 19, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K/A Amendment No. |
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| December 4, 2014 | ||
| December 4, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 4, 2014 HIGHWATER ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| November 19, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2014 HIGHWATER ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| September 25, 2014 |
Entry into a Material Definitive Agreement 8-K 1 a8-kreloanamendmentseptemb.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 22, 2014 HIGHWATER ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Minnesota 333-137482 20-4798531 (Sta |
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| September 5, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended July 31, 2014 OR o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53588 HIGHWATER ETHANOL, |
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| July 2, 2014 | ||
| July 2, 2014 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 a8-krejuly2014newsletter.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 2, 2014 HIGHWATER ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Minnesota 333-137482 20-4798531 (State or ot |
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| June 6, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended April 30, 2014 OR o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53588 HIGHWATER ETHANOL |
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| May 22, 2014 |
Confidential Treatment Requested. Confidential portions of this document have been redacted and have been separately filed with the Commission. Easement for Construction and Process Demonstration Agreement This Easement for Construction and Process Demonstration Agreement (this "Agreement") is made this 26th day of September, 2013 (the ?Effective Date?) by and between Butamax Advanced Biofuels LLC |
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| May 22, 2014 |
Confidential Treatment Requested. Confidential portions of this document have been redacted and have been separately filed with the Commission. Equipment Lease Agreement This Equipment Lease Agreement (this "Lease") is made this 26th day of September, 2013 (?Effective Date?) by and between Butamax Advanced Biofuels LLC, a Delaware limited liability company located at Bldg 356, DuPont Experimental |
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| May 22, 2014 |
October 2, 2012 CHS Inc. Confidential Draft Confidential Treatment Requested. Confidential portions of this document have been redacted and have been separately filed with the Commission. DISTILLERS CRUDE CORN OIL MARKETING AGREEMENT This Distillers Crude Corn Oil Marketing Agreement is made as of November 4, 2013 (the "Effective Date") by and between CHS Inc., a Minnesota cooperative corporation |
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| May 22, 2014 |
Confidential Treatment Requested. Confidential portions of this document have been redacted and have been separately filed with the Commission. SECURITY AGREEMENT This Security Agreement (the "Security Agreement") is entered into this 26th day of September, 2013, by and between Highwater Ethanol LLC, a Minnesota limited liability company located at 24500 U.S. 14, Lamberton, MN ("Highwater"), and B |
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| May 22, 2014 |
Confidential Treatment Requested. Confidential portions of this document have been redacted and have been separately filed with the Commission. TECHNOLOGY LICENSE AGREEMENT THIS LICENSE AGREEMENT is effective the 26th day of September, 2013 between Butamax Advanced Biofuels LLC, a Delaware limited liability company located at Bldg 356, DuPont Experimental Station, Wilmington, DE ("BUTAMAX"), and H |
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| May 22, 2014 |
Confidential Treatment Requested. Confidential portions of this document have been redacted and have been separately filed with the Commission. Technology Demonstration Risk Reduction Agreement This Technology Demonstration Risk Reduction Agreement (the ?Agreement?) is made this 26th day of September, 2013 by and between Butamax Advanced Biofuels LLC, a Delaware limited liability company located a |
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| May 22, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A (Amendment No. 1) x Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the fiscal year ended October 31, 2013 OR o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53588 HIG |
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| March 10, 2014 |
Submission of Matters to a Vote of Security Holders - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 6, 2014 HIGHWATER ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Minnesota 333-137482 20-4798531 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| March 5, 2014 |
TERM REVOLVING NOTE $833,333.33 February 27, 2014 FOR VALUE RECEIVED, HIGHWATER ETHANOL, LLC, a Minnesota limited liability company (the “Borrower”), hereby promises to pay to the order of Badgerland Financial, ACA (the “Bank”): (a) the principal sum of $833,333.33, or, if less, (b) the aggregate unpaid principal amount of all Term Revolving Loan Advances (as defined in the Credit Agreement (as de |
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| March 5, 2014 |
Term Note between Highwater Ethanol, LLC and AgStar Financial Services, PCA dated February 27, 2014. TERM NOTE $13,333,333.34 February 27, 2014 FOR VALUE RECEIVED, HIGHWATER ETHANOL, LLC, a Minnesota limited liability company (the “Borrower”), hereby promises to pay to the order of AgStar Financial Services, PCA (the “Bank”), the principal sum of $13,333,333.34. The Borrower further agrees to pay interest in like money to the Bank on the unpaid principal amount hereof from time to time outstandin |
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| March 5, 2014 |
IRREVOCABLE STANDBY LETTER OF CREDIT NO. 101 Date of Issuance: February 27, 2014 NORTHERN NATURAL GAS COMPANY ATTN: CREDIT MANAGER 1111 SO. 103RD ST. OMAHA, NE 68124-1000 (Beneficiary) HIGHWATER ETHANOL, LLC 205 Main Street P.O. Box 96 Lamberton, MN 56152 (Applicant) RE: Irrevocable Standby Letter of Credit No. 101, expiry date February 27, 2015 Ladies and Gentlemen: At the request of Highwater Et |
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| March 5, 2014 |
TERM NOTE $3,333,333.33 February 27, 2014 FOR VALUE RECEIVED, HIGHWATER ETHANOL, LLC, a Minnesota limited liability company (the “Borrower”), hereby promises to pay to the order of United Farm Credit Services, PCA (the “Bank”), the principal sum of $3,333,333.33. The Borrower further agrees to pay interest in like money to the Bank on the unpaid principal amount hereof from time to time outstandin |
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| March 5, 2014 |
AMENDMENT NO. 1 TO DISTILLER'S GRAIN MARKETING AGREEMENT This Amendment No. to the Distiller's Grain Marketing Agreement (this "Amendment") is made effective as of February 13, 2014 (the "Amendment Effective Date") by and between Highwater Ethanol LLC, a Minnesota limited liability company ("Seller"), and CHS Inc., a Minnesota cooperative corporation ("Buyer"). Reference is made to that certain Di |
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| March 5, 2014 |
TERM REVOLVING NOTE $833,333.33 February 27, 2014 FOR VALUE RECEIVED, HIGHWATER ETHANOL, LLC, a Minnesota limited liability company (the “Borrower”), hereby promises to pay to the order of United Farm Credit Services, PCA (the “Bank”): (a) the principal sum of $833,333.33, or, if less, (b) the aggregate unpaid principal amount of all Term Revolving Loan Advances (as defined in the Credit Agreement |
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| March 5, 2014 |
MORTGAGE, SECURITY AGREEMENT, ASSIGNMENT OF LEASES AND RENTS, AND FIXTURE FINANCING STATEMENT THIS MORTGAGE, SECURITY AGREEMENT, ASSIGNMENT OF LEASES AND RENTS, AND FIXTURE FINANCING STATEMENT (this ?Mortgage?) made February 27, 2014, by and between Highwater Ethanol, LLC, a Minnesota limited liability company, as mortgagor (the ?Mortgagor?), whose mailing address is P. |
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| March 5, 2014 |
REVOLVING LINE OF CREDIT NOTE $3,333,333.34 February 27, 2014 FOR VALUE RECEIVED, HIGHWATER ETHANOL, LLC, a Minnesota limited liability company (the “Borrower”), hereby promises to pay to the order of AgStar Financial Services, PCA (the “Bank”): (a) the principal sum of $3,333,333.34, or, if less, (b) the aggregate unpaid principal amount of all Revolving Line of Credit Advances (as defined in the |
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| March 5, 2014 |
Term Note between Highwater Ethanol, LLC and Badgerland Financial, ACA dated February 27, 2014. TERM NOTE $3,333,333.33 February 27, 2014 FOR VALUE RECEIVED, HIGHWATER ETHANOL, LLC, a Minnesota limited liability company (the ?Borrower?), hereby promises to pay to the order of Badgerland Financial, ACA (the ?Bank?), the principal sum of $3,333,333.33. The Borrower further agrees to pay interest in like money to the Bank on the unpaid principal amount hereof from time to time outstanding at th |
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| March 5, 2014 |
SECURITY AGREEMENT THIS SECURITY AGREEMENT (this ?Security Agreement?) is made as of February 27, 2014, by HIGHWATER ETHANOL, LLC, a Minnesota limited liability company (?Debtor?), in favor of AGSTAR FINANCIAL SERVICES, PCA, and its successors and assigns, as administrative agent (in such capacity, the ?Secured Party?) for the benefit of itself and the Banks (as defined in the Credit Agreement) in connection with that certain Credit Agreement of even date herewith among the Debtor, the Secured Party, and the commercial, banking or financial institutions and other entities from time to time parties thereto as Banks (as amended, restated, supplemented or otherwise modified from time to time, the ?Credit Agreement?). |
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| March 5, 2014 |
REVOLVING LINE OF CREDIT NOTE $833,333.33 February 27, 2014 FOR VALUE RECEIVED, HIGHWATER ETHANOL, LLC, a Minnesota limited liability company (the “Borrower”), hereby promises to pay to the order of Badgerland Financial, ACA (the “Bank”): (a) the principal sum of $833,333.33, or, if less, (b) the aggregate unpaid principal amount of all Revolving Line of Credit Advances (as defined in the Credit A |
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| March 5, 2014 |
CREDIT AGREEMENT by and among HIGHWATER ETHANOL, LLC and AGSTAR FINANCIAL SERVICES, PCA, as Administrative Agent, and the Banks named herein dated as of February 27, 2014 TABLE OF CONTENTS Page ARTICLE I DEFINITIONS AND ACCOUNTING MATTERS 1 Section 1. |
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| March 5, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended January 31, 2014 OR o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53588 HIGHWATER ETHAN |
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| March 5, 2014 |
TERM REVOLVING NOTE $3,333,333.34 February 27, 2014 FOR VALUE RECEIVED, HIGHWATER ETHANOL, LLC, a Minnesota limited liability company (the “Borrower”), hereby promises to pay to the order of AgStar Financial Services, PCA (the “Bank”): (a) the principal sum of $3,333,333.34, or, if less, (b) the aggregate unpaid principal amount of all Term Revolving Loan Advances (as defined in the Credit Agreeme |
