Grundläggande statistik
| CIK | 1438848 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Gam Holding Ltd - ADR
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| January 28, 2022 |
USAS / Americas Silver Corporation / GAM Holding AG Passive Investment SC 13G/A 1 c102933sc13ga.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Americas Gold and Silver Corp (Name of Issuer) Common Stock (Title of Class of Securities) 03062D100 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to design |
|
| August 20, 2021 |
USAS / Americas Silver Corporation / GAM Holding AG Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Americas Gold and Silver Corp (Name of Issuer) Common Stock (Title of Class of Securities) 03062D100 (CUSIP Number) August 10, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which t |
|
| November 25, 2019 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts GAM Holding Ltd. (Exact name of Issuer of deposited securities as specified in its charter) Switzerland (Jurisdiction of Incorporation or organization of Issuer) JPMorgan Chase Bank, N.A. (Exact name of d |
|
| November 25, 2019 |
EX-99.(A) 2 e619046ex99-a.htm Number Each American Depositary Share represents One-Fifth of One Share JPMorgan Chase Bank, N.A. American Depositary Receipt Evidencing American Depositary Shares Representing Ordinary Shares of GAM Holding Ltd. (Incorporated under the laws of Switzerland) JPMorgan Chase Bank, N.A., as Depositary (hereinafter referred to as the "Depositary"), hereby certifies that (i |
|
| November 25, 2019 |
Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, Suite 2405 New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 October 15, 2019 JPMorgan Chase Bank, N. |
|
| November 25, 2019 |
EX-99.(E) 4 e619046ex99-e.htm Certification under Rule 466 The depositary, JPMorgan Chase Bank, N.A., represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6Pos (Knorr-Bremse AG 333-227925) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its ability to desi |
|
| September 29, 2017 |
F-6 POS 1 e617283f6pos-gha.htm 333-154395 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 POST-EFFECTIVE AMENDMENT TO FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts GAM Holding AG (Exact name of Issuer of deposited securities as specified in its charter) Switzerland (Jurisdiction of Incorporation o |
|
| September 29, 2017 |
EX-99.(E) 3 e617283ex99-e.htm Certification under Rule 466 The depositary, Deutsche Bank Trust Company Americas, represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Uniper SE, 333-217999) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its ability to d |
|
| September 29, 2017 |
Number Each American Depositary Share represents One-Fifth of One Share Deutsche Bank Trust Company Americas American Depositary Receipt Evidencing American Depositary Shares representing Ordinary Shares of GAM Holding AG (Incorporated under the laws of Switzerland) Deutsche Bank Trust Company Americas, as Depositary (hereinafter referred to as the Depositary), hereby certifies that (i) at the dat |
|
| February 5, 2015 |
GOMO / Sungy Mobile Limited / GAM Holding AG Passive Investment SEC 1745 (02-02) Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
|
| January 23, 2014 |
GOMO / Sungy Mobile Limited / GAM Holding AG Passive Investment SEC 1745 Potential persons who are to respond to the collection of (02-02) information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
|
| January 22, 2014 |
GOMO / Sungy Mobile Limited / GAM Holding AG Passive Investment SEC 1745 Potential persons who are to respond to the collection of (02-02) information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
|
| December 5, 2013 |
USAK / USA Truck, Inc. / GAM Holding AG Passive Investment SEC 1745 Potential persons who are to respond to the collection of (02-02) information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
|
| June 25, 2013 |
ART / Artio Global Investors Inc. / GAM Holding AG - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13D-2 Under the Securities Exchange Act of 1934 (Amendment No: 1)* Artio Global Investors Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) |
|
| May 9, 2013 |
13F-HR 1 c7377713fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03/31/13 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: GAM Holding AG Address: K |
|
| February 14, 2013 |
ART / Artio Global Investors Inc. / GAM Holding AG Passive Investment SEC 1745 Potential persons who are to respond to the collection of (02-02) information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
|
| February 6, 2013 |
USAK / USA Truck, Inc. / GAM Holding AG Passive Investment SEC 1745 Potential persons who are to respond to the collection of (02-02) information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
|
| February 6, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/12 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: GAM Holding AG Address: Klaustrasse 10, 8008 Zuric |
|
| November 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/12 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: GAM Holding AG Address: Klaustrasse 10, 8008 Zuric |
|
| August 7, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 06/30/12 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: GAM Holding AG Address: Klaustrasse 10, 8008 Zuric |
|
| May 9, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03/31/12 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: GAM Holding AG Address: Klaustrasse 10, 8008 Zuric |
|
| February 15, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/11 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: GAM Holding Ltd. Address: Klaustrasse 10, 8008 Zur |
|
| February 13, 2012 |
USAK / USA Truck, Inc. / GAM Holding AG Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 7)* USA Truck, Inc. - (Name of Issuer) Common Stock - (Title of Class of Securities) 902925106 - (CUSIP Number) December 31, 2011 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this |
|
| February 13, 2012 |
MRIB / Marani Brands, Inc. / GAM Holding AG Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 3)* Marani Brands Inc - (Name of Issuer) Common Stock - (Title of Class of Securities) 56575N106 - (CUSIP Number) December 31, 2011 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which th |
|
| February 9, 2012 |
ART / Artio Global Investors Inc. / GAM Holding AG - FORM SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Artio Global Investors Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 04315B107 (CUSIP Number) December 31, 2011 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu |
|
| November 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/11 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: GAM Holding Ltd. Address: Klaustrasse 10, 8008 Zur |
|
| August 26, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 6)* USA Truck, Inc. - (Name of Issuer) Common Stock - (Title of Class of Securities) 902925106 - (CUSIP Number) August 24, 2011 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
|
| August 5, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 06/30/11 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: GAM Holding Ltd. Address: Klaustrasse 10, 8008 Zur |
|
| June 23, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 2)* Marani Brands Inc - (Name of Issuer) Common Stock - (Title of Class of Securities) 56575N106 - (CUSIP Number) June 18, 2011 - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
|
| May 12, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03/31/11 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: GAM Holding Ltd. Address: Klaustrasse 10, 8008 Zur |
|
| February 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/10 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: GAM Holding Ltd. Address: Klaustrasse 10, 8008 Zur |
|
| February 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 5)* Enova Systems, Inc. - - (Name of Issuer) Common Stock - - (Title of Class of Securities) 29355M200 - - (CUSIP Number) December 31, 2010 - - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant t |
|
| February 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 5)* Enova Systems, Inc. - - (Name of Issuer) Common Stock - - (Title of Class of Securities) 29355M200 - - (CUSIP Number) January 24, 2011 - - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
|
| February 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 1)* Marani Brands Inc - - (Name of Issuer) Common Stock - - (Title of Class of Securities) 56575N106 - - (CUSIP Number) December 31, 2010 - - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
|
| February 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 1)* ProPhotonix Ltd. - - (Name of Issuer) Common Stock, unrestricted shares - - (Title of Class of Securities) 743465106 - - (CUSIP Number) December 31, 2010 - - (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate t |
|
| February 7, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Artio Global Investors Inc. (Name of Issuer) Class C Common Stock (Title of Class of Securities) 04315B (CUSIP Number) December 31, 2010 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
|
| January 5, 2011 |
SEC 1745 Potential persons who are to respond to the collection of (02-02) information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
|
| November 8, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 09/30/10 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: GAM Holding Ltd. Address: Klaustrasse 10, 8008 Zur |
|
| August 9, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 06/30/10 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: GAM Holding Ltd. Address: Klaustrasse 10, 8008 Zur |
|
| May 13, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03/31/10 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: GAM Holding Ltd. Address: Klaustrasse 10, 8008 Zur |
|
| April 9, 2010 |
SEC 1745 Potential persons who are to respond to the collection of (02-02) information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
|
| February 16, 2010 |
SEC 1745 Potential persons who are to respond to the collection of (02-02) information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
|
| February 16, 2010 |
SEC 1745 Potential persons who are to respond to the collection of (02-02) information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
|
| February 16, 2010 |
SEC 1745 Potential persons who are to respond to the collection of (02-02) information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
|
| February 16, 2010 |
SEC 1745 Potential persons who are to respond to the collection of (02-02) information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
|
| February 16, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Artio Global Investors Inc. (Name of Issuer) Class C Common Stock (Title of Class of Securities) 04315B (CUSIP Number) December 31, 2009 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
|
| February 16, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 12/31/09 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: GAM Holding Ltd. Address: Klaustrasse 10, 8008 Zur |
|
| October 16, 2009 |
Number Rule 424(b)(3) 333-157508 Each American Depositary Share represents One-Fifth of One Share Effective October 14, 2009 name changed to GAM Holding Ltd available information reference under article 11 believe to be available at www. |
|
| October 9, 2009 |
Rule 424(b)(3) 333-154395 Number Each American Depositary Share represents One-Fifth of one Share Deutsche Bank Trust Company Americas American Depositary Receipt Evidencing American Depositary Shares For Ordinary Shares of GAM Holding Ltd. |
|
| October 7, 2009 |
424B3 1 memo424b3juliusbaer.txt SECURITIES & EXCHANGE COMMISSION 450 Fifth Street, NW Washington, DC 20549 Attn.: Document Control RE: American Depositary Shares evidenced by Five (5) American Depositary Receipts representing One (1) Ordinary Share of Julius Baer Holding Ltd. (Form F-6 File No. 333-154094) Ladies and Gentlemen: Pursuant to Rule 424(b)(3) under the Securities Act of 1933, as amende |
|
| October 7, 2009 |
Filed Pursuant to Rule 424(b)(3) Registration Statement on Form F-6 Registration No. |
|
| October 7, 2009 |
EX-1 2 memoexhibitajuliusbaer.txt File No. 333-154094 Effective October 7, 2009 the Companys Name will change from Julius Baer Holding Ltd. to GAM Holding Ltd. AMERICAN DEPOSITARY SHARES (One (1) American Depositary Share represents One-Fifth of One (1/5) Share) THE BANK OF NEW YORK MELLON AMERICAN DEPOSITARY RECEIPT FOR COMMON STOCK OF GAM HOLDINGS LTD. (INCORPORATED UNDER THE LAWS OF SWITZERLAND |
|
| September 23, 2009 |
Exhibit 24 JULIUS BAER HOLDING LTD. Proxy Know all men by these presents that Julius Baer Holding Ltd. (the ?Parent?), a corporation existing under and by virtue of the laws of Switzerland, owning and holding four thousand (4,000) shares of the stock without any par value of Artio Global Investors Inc. (?the Company?), does hereby constitute and appoint each of Mr. Francis Harte, Mr. Adam Spilka a |
|
| February 24, 2009 |
EX-99.E 4 v141210ex99-e.htm Certification under Rule 466 The depositary, JPMorgan Chase Bank, N.A., represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Celesio AG, 333-154450) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its ability to designate the |
|
| February 24, 2009 |
EX-99.D 3 v141210ex99-d.htm Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, 44th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 February 24, 2009 JPMorgan Chase Bank, N.A., as Depositary 4 New York Plaza New York, New York 10004 American Depositary Shares evidenced by American Depositary Receipts for deposited shares of the foreign private issuer |
|
| February 24, 2009 |
F-6EF 1 v141210f6ef.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts Julius Baer Holding Ltd. (Exact name of Issuer of deposited securities as specified in its charter) Switzerland (Jurisdictionof Incorporation or organization of Issuer) JPMorgan Ch |
|
| February 24, 2009 |
EX-99.A 2 v141210ex99-a.htm Number Each American Depositary Share represents One-Fifth of One Share JPMORGAN CHASE BANK, N.A. American Depositary Receipt Evidencing American Depositary Shares For Ordinary Shares of Julius Baer Holding Ltd. (Incorporated under the laws of Switzerland) JPMorgan Chase Bank, N.A., as Depositary (hereinafter referred to as the Depositary), hereby certifies that (i) at |
|
| November 18, 2008 |
EX-99.(E) 4 e604672ex99-e.txt RULE 466 UNDERTAKING Exhibit (e) Rule 466 Certification The depositary, Citibank, N.A., represents and certifies the following: 1. That it previously had filed a registration statement on Form F-6 (Registration No. 333-150443), which the U.S. Securities and Exchange Commission declared effective, with terms of deposit identical to the terms of deposit of this Form F-6 |
|
| November 18, 2008 |
F-6EF 1 e604672f6ef-julius.txt As filed with the Securities and Exchange Commission on November 18, 2008 Registration No. 333- ================================================================================ SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM F-6 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FOR DEPOSITARY SHARES EVIDENCED BY AMERICAN DEPOSITARY RECEIPTS - J |
|
| November 18, 2008 |
Exhibit (d) LETTERHEAD OF PATTERSON BELKNAP WEBB & TYLER LLP November 18, 2008 Citibank, N. |
|
| November 18, 2008 |
Exhibit (a) NUMBER AMERICAN DEPOSITARY SHARES CUSIP # Each American Depositary Share represents one-fifth (1/5) of one share of common stock of the Company AMERICAN DEPOSITARY RECEIPT EVIDENCING AMERICAN DEPOSITARY SHARES REPRESENTING SHARES OF COMMON STOCK OF JULIUS BAER HOLDING LTD. |
|
| November 14, 2008 |
As filed with the Securities and Exchange Commission on November 13, 2008 Registration No. |
|
| October 22, 2008 |
Exhibit (e) Rule 466 Certification The depositary, Citibank, N.A., represents and certifies the following: 1. That it previously had filed a registration statement on Form F-6 (Registration No. 333-150443), which the U.S. Securities and Exchange Commission declared effective, with terms of deposit identical to the terms of deposit of this Form F-6 Registration Statement except for the shares repre |
|
| October 22, 2008 |
Exhibit (a) NUMBER AMERICAN DEPOSITARY SHARES CUSIP # Each American Depositary Share represents one-fifth (1/5) of one share of common stock of the Company AMERICAN DEPOSITARY RECEIPT EVIDENCING AMERICAN DEPOSITARY SHARES REPRESENTING SHARES OF COMMON STOCK OF JULIUS BAER HOLDING LTD. |
|
| October 22, 2008 |
F-6EF 1 e604395f6ef-julius.txt As filed with the Securities and Exchange Commission on October 22, 2008 Registration No. 333- ================================================================================ SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 - FORM F-6 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FOR DEPOSITARY SHARES EVIDENCED BY AMERICAN DEPOSITARY RECEIPTS - JU |
|
| October 22, 2008 |
Exhibit (d) LETTERHEAD OF PATTERSON BELKNAP WEBB & TYLER LLP October 22, 2008 Citibank, N. |
|
| October 17, 2008 |
F-6EF 1 v128865f-6ef.htm SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT Under THE SECURITIES ACT OF 1933 For American Depositary Shares Evidenced by American Depositary Receipts Julius Baer Holding Ltd (Exact name of Issuer of deposited securities as specified in its charter) Switzerland (Jurisdiction of Incorporation or organization of Issuer) DEUTSCHE B |
|
| October 17, 2008 |
EX-99.D 3 v128865ex99-d.htm Ziegler, Ziegler & Associates LLP Counselors at Law 570 Lexington Avenue, 44th Floor New York, New York 10022 (212) 319-7600 Telecopier (212) 319-7605 October 14, 2008 Deutsche Bank Trust Company Americas, as Depositary 60 Wall Street New York, New York 10005 American Depositary Shares evidenced by American Depositary Receipts for deposited shares of the foreign private |
|
| October 17, 2008 |
EX-99.E 4 v128865ex99-e.htm Certification under Rule 466 The depositary, Deutsche Bank Trust Company Americas, represents and certifies the following: (1) That it previously had filed a registration statement on Form F-6 (Premier Farnell plc 333-153746) that the Commission declared effective, with terms of deposit identical to the terms of deposit of this registration statement. (2) That its abili |
|
| October 17, 2008 |
Number Each American Depositary Share represents One-Fifth of one Share Deutsche Bank Trust Company Americas American Depositary Receipt Evidencing American Depositary Shares For Ordinary Shares of Julius Baer Holding Ltd. |
|
| October 10, 2008 |
EXHIBIT 4 Writer?s Direct Dial EMMET, MARVIN & MARTIN, LLP COUNSELLORS AT LAW 120 Broadway New York, New York 10271 (212) 238-3000 (212) 653-1760 Fax: (212) 238-3100 Fax: (212) 653-1730 http://www. |
|
| October 10, 2008 |
EX-1 2 juliusbaerreceipt.htm FORM OF RECEIPT AMERICAN DEPOSITARY SHARES (One (1) American Depositary Share represents One-Fifth of One (1/5) Share) THE BANK OF NEW YORK MELLON AMERICAN DEPOSITARY RECEIPT FOR COMMON STOCK, PAR VALUE .05 CHF EACH, OF JULIUS BAER HOLDING LTD. (INCORPORATED UNDER THE LAWS OF SWITZERLAND) The Bank of New York Mellon, as depositary (hereinafter called the “Depositary”), |
|
| October 10, 2008 |
F-6EF 1 juliusbaerunsponsoredformf6.htm FORM F-6 As filed with the Securities and Exchange Commission on October 10, 2008 Registration No. 333- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM F-6 REGISTRATION STATEMENT under THE SECURITIES ACT OF 1933 For Depositary Shares Evidenced by American Depositary Receipts of JULIUS BAER HOLDING LTD. (Exact name of issuer of deposited securi |
