Grundläggande statistik
| CIK | 1057708 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Global-Tech Advanced Innovations Inc.
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| March 31, 2016 |
Global-Tech Advanced Innovations 15-12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 001-14812 GLOBAL-TECH ADVANCED INNOVATIONS INC. (Exact name of registrant a |
|
| March 22, 2016 |
GLOBAL-TECH ADVANCED INNOVATIONS ANNOUNCES COMPLETION OF MERGER EX-99.1 Exhibit 99.1 Release: IMMEDIATE RELEASE Contact: Cecilia Au-Yeung Global-Tech Advanced Innovations Inc. Telephone: Hong Kong (852) 2814-0601 [email protected] Web Page: http://global-webpage.newshq.businesswire.com GLOBAL-TECH ADVANCED INNOVATIONS ANNOUNCES COMPLETION OF MERGER Hong Kong, March 22, 2016 ? Global-Tech Advanced Innovations Inc. (NASDAQ: GAI) (the ?Company? |
|
| March 22, 2016 |
Global-Tech Advanced Innovations FORM 6-K (Current Report of Foreign Issuer) 6-K 1 d154838d6k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2016 Commission Filing Number: 001-14812 GLOBAL-TECH ADVANCED INNOVATIONS INC. (Translation of registrant’s name into English) 12/F., Kin Teck Industrial Buildi |
|
| March 22, 2016 |
GAI / Global-Tech Advanced Innovations Inc. / Sham John C.K. - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* GLOBAL-TECH ADVANCED INNOVATIONS INC. (Name of Issuer) ORDINARY SHARES (Title of Class of Securities) G39320117 (CUSIP Number) c/o Attn: John C.K. Sham 12/F., Kin Teck Industrial Building 26 Wong Chuk Hang Road Aberdeen, Hong Kong Tel.: (852) 28 |
|
| March 22, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 (Amendment No. 3) RULE 13e-3 TRANSACTION STATEMENT (Pursuant to Section 13(e) of the Securities Exchange Act of 1934) Global-Tech Advanced Innovations Inc. (Name of the Issuer) Global-Tech Advanced Innovations Inc. Timely Star Limited Timely Merit Limited John C.K. Sham Wing Shing Holdings Company Limited Shun C |
|
| March 21, 2016 |
Global-Tech Advanced Innovations 6-K (Current Report of Foreign Issuer) 6-K 1 d135597d6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of March 2016 Commission Filing Number: 001-14812 GLOBAL-TECH ADVANCED INNOVATIONS INC. (Translation of registrant’s name into English) 12/F., Kin Teck Industrial Building, 2 |
|
| March 21, 2016 |
GLOBAL-TECH ADVANCED INNOVATIONS ANNOUNCES SHAREHOLDERS’ APPROVAL OF THE MERGER AGREEMENT EX-99.1 Exhibit 99.1 Release: Contact: Web Page: IMMEDIATE RELEASE Cecilia Au-Yeung Global-Tech Advanced Innovations Inc. Telephone: Hong Kong (852) 2814-0601 [email protected] http://global-webpage.newshq.businesswire.com GLOBAL-TECH ADVANCED INNOVATIONS ANNOUNCES SHAREHOLDERS? APPROVAL OF THE MERGER AGREEMENT Hong Kong, March 18, 2016 ? Global-Tech Advanced Innovations Inc. (N |
|
| February 8, 2016 |
Global-Tech Advanced Innovations 6-K (Current Report of Foreign Issuer) 6-K 1 d128293d6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2016 Commission Filing Number: 001-14812 GLOBAL-TECH ADVANCED INNOVATIONS INC. (Translation of registrant’s name into English) 12/F., Kin Teck Industrial Building |
|
| February 8, 2016 |
GLOBAL-TECH ADVANCED INNOVATIONS ANNOUNCES EXTRAORDINARY GENERAL MEETING OF SHAREHOLDERS EX-99.1 2 d128293dex991.htm EX-99.1 Exhibit 99.1 Release: IMMEDIATE RELEASE Contact: Cecilia Au-Yeung Global-Tech Advanced Innovations Inc. Telephone: Hong Kong (852) 2814-0601 [email protected] Web Page: http://global-webpage.newshq.businesswire.com GLOBAL-TECH ADVANCED INNOVATIONS ANNOUNCES EXTRAORDINARY GENERAL MEETING OF SHAREHOLDERS Hong Kong, February 5, 2016 — Global-Tech |
|
| February 5, 2016 |
SC 13E3/A 1 d47740dsc13e3a.htm SC 13E3/A AMENDMENT #2 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 (Amendment No. 2) RULE 13e-3 TRANSACTION STATEMENT (Pursuant to Section 13(e) of the Securities Exchange Act of 1934) Global-Tech Advanced Innovations Inc. (Name of the Issuer) Global-Tech Advanced Innovations Inc. Timely Star Limited Timely |
|
| February 5, 2016 |
EX-99(a)-(1) Table of Contents Exhibit (a)-(1) February 5, 2016 Shareholders of Global-Tech Advanced Innovations Inc. |
|
| February 5, 2016 |
Global-Tech Advanced Innovations ESP CORRESP February 5, 2016 VIA EDGAR Ms. Tiffany Piland Posil, Special Counsel Office of Mergers and Acquisitions Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Global-Tech Advanced Innovations Inc. Schedule 13E-3 filed by Global-Tech Advanced Innovations Inc., et al. Filed December 23, 2015 File No. 005-53903 Dear Ms. Posil: On behalf of Mr. John C.K. Sham (?Mr. Sh |
|
| January 22, 2016 |
GAI / Global-Tech Advanced Innovations Inc. / Global-tech Advanced Innovations Inc. - SC 13E3/A SC 13E3/A 1 d47740dsc13e3a.htm SC 13E3/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13E-3 (Amendment No. 1) RULE 13e-3 TRANSACTION STATEMENT (Pursuant to Section 13(e) of the Securities Exchange Act of 1934) Global-Tech Advanced Innovations Inc. (Name of the Issuer) Global-Tech Advanced Innovations Inc. Timely Star Limited Timely Merit Limite |
|
| January 22, 2016 |
Global-Tech Advanced Innovations ESP CORRESP January 22, 2016 VIA EDGAR Ms. Tiffany Piland Posil, Special Counsel Office of Mergers and Acquisitions Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Global-Tech Advanced Innovations Inc. Schedule 13E-3 filed by Global-Tech Advanced Innovations Inc., et al. Filed December 23, 2015 File No. 005-53903 Dear Ms. Posil: On behalf of Mr. John C.K. Sham (?Mr. Sh |
|
| January 22, 2016 |
EX-99.A.1 2 d47740dex99a1.htm EXHIBIT (A)-(1) Table of Contents Exhibit (a)-(1) [•], 2016 Shareholders of Global-Tech Advanced Innovations Inc. Re: Notice of Extraordinary General Meeting of Shareholders Dear Shareholder: You are cordially invited to attend an extraordinary general meeting of shareholders of Global-Tech Advanced Innovations Inc. (the “Company”) to be held on [•], 2016 at [•] a.m. |
|
| December 23, 2015 |
Exhibit (a)-(1) Table of Contents Exhibit (a)-(1) [•], 2016 Shareholders of Global-Tech Advanced Innovations Inc. |
|
| December 23, 2015 |
EX-99.C.3 Exhibit (c)-(3) Project Orchid Preliminary Draft – Discussion Material CORPORATE FINANCE FINANCIAL ADVISORY SERVICES November 19, 2015 FINANCIAL RESTRUCTURING STRATEGIC CONSULTING HL.com Draft – for discussion only Confidential Project Orchid Transaction Value Overview Summary of Proposed Transaction Value (dollars and shares in millions, except per share values) Per Share Shares Transac |
|
| December 23, 2015 |
GAI / Global-Tech Advanced Innovations Inc. / Global-tech Advanced Innovations Inc. - SC 13E3 SC 13E3 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| December 23, 2015 |
EX-99.C.2 3 d47740dex99c2.htm EX-99.C.2 Exhibit (c)-(2) Project Orchid Presentation to the Special Committee of the Board of Directors CORPORATE FINANCE December 1, 2015 FINANCIAL ADVISORY SERVICES FINANCIAL RESTRUCTURING STRATEGIC CONSULTING HL.com Draft – for discussion only Confidential Project Orchid Table of Contents Page Transaction Overview 2 Financial Analysis 8 Appendix 17 Additional Fina |
|
| December 14, 2015 |
[Remainder of this page intentionally left blank] EX-7.02 Exhibit 7.02 Execution Version GUARANTEE This GUARANTEE, dated as of December 4, 2015 (this “Guarantee”), by John C.K. Sham, President and Chief Executive Officer of Global-Tech Advanced Innovations Inc. (the “Guarantor”), in favor of Global-Tech Advanced Innovations Inc., a company with limited liability incorporated under the laws of the British Virgin Islands (the “Guaranteed Party”). 1 |
|
| December 14, 2015 |
EX-7.04 Exhibit 7.04 Execution Version SUPPORT AGREEMENT This SUPPORT AGREEMENT (this “Agreement”) is made and entered into as of December 4, 2015, by and among Timely Star Limited, a company with limited liability incorporated under the laws of the British Virgin Islands (“Parent”), and certain shareholders of Global-Tech Advanced Innovations Inc., a company with limited liability incorporated un |
|
| December 14, 2015 |
EX-7.03 Exhibit 7.03 Execution Version CONFIDENTIAL December 4, 2015 Timely Star Limited 12/F., Kin Tech Industrial Building, 26 Wong Chuk Hang Road, Aberdeen, Hong Kong Ladies and Gentlemen: This letter agreement (this “Agreement”) sets forth the commitments of John C.K. Sham, President and Chief Executive Officer of Global-Tech Advanced Innovations Inc., (“Mr. Sham”), subject to the terms and co |
|
| December 14, 2015 |
GAI / Global-Tech Advanced Innovations Inc. / Sham John C.K. - SC 13D/A Activist Investment SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* GLOBAL-TECH ADVANCED INNOVATIONS INC. (Name of Issuer) ORDINARY SHARES (Title of Class of Securities) G39320117 (CUSIP Number) c/o Attn: John C.K. Sham 12/F., Kin Teck Industrial Building 26 Wong Chuk Hang Road Aberdeen, Hong Kong Tel.: (852) 28 |
|
| December 9, 2015 |
Exhibit 2 Exhibit 2 AGREEMENT AND PLAN OF MERGER among TIMELY STAR LIMITED TIMELY MERIT LIMITED and GLOBAL-TECH ADVANCED INNOVATIONS INC. |
|
| December 9, 2015 |
Exhibit 1 Exhibit 1 Release: IMMEDIATE RELEASE Contact: Cecilia Au-Yeung Global-Tech Advanced Innovations Inc. |
|
| December 9, 2015 |
Global-Tech Advanced Innovations 6-K (Current Report of Foreign Issuer) 6-K 1 d86557d6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2015 Commission File Number: 001-14812 GLOBAL-TECH ADVANCED INNOVATIONS INC. (Translation of Registrant’s Name into English) 12/F., Kin Teck Industrial Building |
|
| December 3, 2015 |
GLOBAL-TECH ADVANCED INNOVATIONS REPORTS SECOND QUARTER RESULTS FOR FISCAL 2016 EX-99.1 Exhibit 1 Release: IMMEDIATE RELEASE Contact: Cecilia Au-Yeung Global-Tech Advanced Innovations Inc. Telephone: Hong Kong (852) 2814-0601 [email protected] Web Page: http://global-webpage.newshq.businesswire.com GLOBAL-TECH ADVANCED INNOVATIONS REPORTS SECOND QUARTER RESULTS FOR FISCAL 2016 Hong Kong, December 1, 2015 ? Global-Tech Advanced Innovations Inc. (NASDAQ: GAI) |
|
| December 3, 2015 |
Global-Tech Advanced Innovations FORM 6-K (Current Report of Foreign Issuer) 6-K 1 d15220d6k.htm FORM 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2015 Commission File Number: 001-14812 GLOBAL-TECH ADVANCED INNOVATIONS INC. (Translation of Registrant’s Name into English) 12/F., Kin Teck Industrial Bui |
|
| September 17, 2015 |
EX-99.1 2 d87671dex991.htm EX-99.1 Exhibit 1 Release: Contact: Web Page: IMMEDIATE RELEASE Cecilia Au-Yeung Global-Tech Advanced Innovations Inc. Telephone: Hong Kong (852) 2814-0601 [email protected] http://global-webpage.newshq.businesswire.com GLOBAL-TECH ADVANCED INNOVATIONS ANNOUNCES RECEIPT OF A PRELIMINARY NON-BINDING “GOING PRIVATE” OFFER FOR SHARES OF THE COMPANY Hong K |
|
| September 17, 2015 |
GAI / Global-Tech Advanced Innovations Inc. / Sham John C.K. - SCHEDULE 13D Activist Investment Schedule 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 GLOBAL-TECH ADVANCED INNOVATIONS INC. (Name of Issuer) ORDINARY SHARES (Title of Class of Securities) G39320117 (CUSIP Number) c/o Attn: John C.K. Sham 12/F., Kin Teck Industrial Building 26 Wong Chuk Hang Road Aberdeen, Hong Kong Tel.: (852) 2814 0601 (Name, |
|
| August 10, 2015 |
EX-1 2 d162674dex1.htm EX-1 Exhibit 1 Release: IMMEDIATE RELEASE Contact: Cecilia Au-Yeung Global-Tech Advanced Innovations Inc. Telephone: Hong Kong (852) 2814-0601 [email protected] Web Page: http://global-webpage.newshq.businesswire.com GLOBAL-TECH ADVANCED INNOVATIONS ANNOUNCES FORMATION OF INDEPENDENT SPECIAL COMMITTEE TO CONSIDER “GOING PRIVATE” OFFER Hong Kong, August 10, |
|
| August 10, 2015 |
Global-Tech Advanced Innovations FORM 6-K (Current Report of Foreign Issuer) Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2015 Commission File Number: 001-14812 GLOBAL-TECH ADVANCED INNOVATIONS INC. (Translation of Registrant?s Name into English) 12/F., Kin Teck Industrial Building, 26 Wong Chuk Ha |
|
| August 3, 2015 |
EX-1 Exhibit 1 Release: IMMEDIATE RELEASE Contact: Cecilia Au-Yeung Global-Tech Advanced Innovations Inc. |
|
| August 3, 2015 |
Global-Tech Advanced Innovations 6-K (Current Report of Foreign Issuer) 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of August 2015 Commission File Number: 001-14812 GLOBAL-TECH ADVANCED INNOVATIONS INC. (Translation of Registrant?s Name into English) 12/F., Kin Teck Industrial Building, 26 Wong Chuk Hang Ro |
|
| July 17, 2015 |
Global-Tech Advanced Innovations FORM 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F ¨ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2015 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES |
|
| December 18, 2014 |
GLOBAL-TECH ADVANCED INNOVATIONS REPORTS SECOND QUARTER RESULTS FOR FISCAL 2015 EX-1 Exhibit 1 Release: IMMEDIATE RELEASE Contact: Cecilia Au-Yeung Global-Tech Advanced Innovations Inc. |
|
| December 18, 2014 |
GAI / Global-Tech Advanced Innovations Inc. 6-K - Current Report of Foreign Issuer - FORM 6-K 6-K 1 d839496d6k.htm FORM 6-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2014 Commission File Number: 001-14812 GLOBAL-TECH ADVANCED INNOVATIONS INC. (Translation of Registrant’s Name into English) 12/F., Kin |
|
| July 18, 2014 |
Maximum Amount Pledge Contract EX-4.15 Exhibit 4.15 Contract No.: 2013 (QING) ZZ No. 1003 Maximum Amount Pledge Contract Important notes: This Contract is signed by the Both Parties on the basis of their own free will and equality with consensus through consultation, all terms are real expressions of the Both Parties. To safeguard legal rights and interests of the Pledgor, the Pledgee has asked the Pledgor to pay special attent |
|
| July 18, 2014 |
EX-13.2 EXHIBIT 13.2 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 (subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code) Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (Subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code), the undersigned officer of Global-Tech Advanced Innovations Inc. (the “Compa |
|
| July 18, 2014 |
EX-13.1 EXHIBIT 13.1 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 (subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code) Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (Subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code), the undersigned officer of Global-Tech Advanced Innovations Inc. (the “Compa |
|
| July 18, 2014 |
Import T/T Financing Agreement EX-4.13 3 d737137dex413.htm EX-4.13 Exhibit 4.13 Code: 2013 Company (Clearing) Import file No. 1001 Import T/T Financing Agreement Special Note: This Agreement was made of equality of both parties on a voluntary basis and in accordance with the law. All contract terms expressed the true meaning of both parties. To safeguard the legitimate rights and interests of Party B. Party A reminds Party B to |
|
| July 18, 2014 |
Maximum Amount Pledge Contract EX-4.14 4 d737137dex414.htm EX-4.14 Exhibit 4.14 Contract No.: 2013 (QING) ZZ No. 1002 Maximum Amount Pledge Contract Important notes: This Contract is signed by the Both Parties on the basis of their own free will and equality with consensus through consultation, all terms are real expressions of the Both Parties. To safeguard legal rights and interests of the Pledgor, the Pledgee has asked the P |
|
| July 18, 2014 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-15.1 13 d737137dex151.htm EX-15.1 EXHIBIT 15.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the following Registration Statements: (1) Registration Statement (Form S-8 No.333-129973) pertaining to the 2005 Stock Option Plan of Global-Tech Advanced Innovations Inc. (The “Company” and formerly known as Global-Tech Appliances Inc.) |
|
| July 18, 2014 |
EX-12.2 EXHIBIT 12.2 RULE 13a-14(a) CERTIFICATION I, John C.K. Sham, Acting Chief Financial Officer of Global-Tech Advanced Innovations Inc., certify that: 1. I have reviewed this Annual Report on Form 20-F of Global-Tech Advanced Innovations Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the s |
|
| July 18, 2014 |
GAI / Global-Tech Advanced Innovations Inc. 20-F - - FORM 20-F 20-F 1 d737137d20f.htm FORM 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F ¨ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2014 OR ¨ TRANSITION REPORT PURSUANT TO SECT |
|
| July 18, 2014 |
Translated from the original contract in Chinese Equipment Leasing Contract EX-4.17 Exhibit 4.17 Translated from the original contract in Chinese Equipment Leasing Contract Document Number: GZXB2014-001 Lessor (Party A): Guangdong Lite Array Co., Ltd. Lessee (Party B): Dongguan Hwa O’Tai Electronic Technology Co., Ltd. According to the relevant regulations of the State, and based on both parties desire to enter into an agreement with, equality and mutual benefit, Party A |
|
| July 18, 2014 |
EX-12.1 EXHIBIT 12.1 RULE 13a-14(a) CERTIFICATION I, John C.K. Sham, President and Chief Executive Officer of Global-Tech Advanced Innovations Inc., certify that: 1. I have reviewed this Annual Report on Form 20-F of Global-Tech Advanced Innovations Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to mak |
|
| July 18, 2014 |
Translated from the original contract in Chinese Property Leasing Contract EX-4.16 Exhibit 4.16 Translated from the original contract in Chinese Property Leasing Contract Document Number: WSWY2014-001 Lessor (Party A): Dongguan Wing Shing Electrical Products Company Limited Lessee (Party B): Dongguan Hwa O’Tai Electronic Technology Co., Ltd. According to the relevant regulations of the State, and based on the desire of the parties for equality and mutual benefit, Party A |
|
| July 18, 2014 |
China Construction Bank Corporation Business Cooperation Agreement of Overseas Payment EX-4.12 2 d737137dex412.htm EX-4.12 Exhibit 4.12 China Construction Bank Corporation Business Cooperation Agreement of Overseas Payment Agreement No.: DGHWDF2014009 Party A (full name): Dongguan Lite Array Company Limited Address: Yinxi Industrial Zone, Qingxi Town, Dongguan City. Postal Code: 523660 Legal representative (person in charge): John C.K. Sham Fax: 0769-87738870 Tel: 0769-87738870-863 |
|
| December 31, 2013 |
EX-1 Exhibit 1 Release: IMMEDIATE RELEASE Contact: Cecilia Au-Yeung Global-Tech Advanced Innovations Inc. |
|
| December 31, 2013 |
Current Report of Foreign Issuer - FORM 6-K Form 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2013 Commission File Number: 001-14812 GLOBAL-TECH ADVANCED INNOVATIONS INC. (Translation of Registrant’s Name into English) 12/F., Kin Teck Industrial Building, 26 Wong Chuk |
|
| July 24, 2013 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-15.1 EXHIBIT 15.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the following Registration Statements: (1) Registration Statement (Form S-8 No.333-129973) pertaining to the 2005 Stock Option Plan of Global-Tech Advanced Innovations Inc. (The “Company” and formerly known as Global-Tech Appliances Inc.); (2) Registration Statement |
|
| July 24, 2013 |
General Agreement on Import Paying Service Exhibit 4.11 No.: 2012 (QING) DZ No 1001 General Agreement on Import Paying Service Special notes: This Agreement is signed by Party A and Party B on the basis of their own free will and equality with consensus through consultation, all terms are real expressions of the Both Parties. To safeguard legal rights and interests of Party B, Party A has asked Party B to pay special attention to all terms |
|
| July 24, 2013 |
Maximum Amount Pledge Contract Exhibit 4.14 Contract No.: 2012 (QING) ZZ No. 1001 Maximum Amount Pledge Contract Important notes: This Contract is signed by the Both Parties on the basis of their own free will and equality with consensus through consultation, all terms are real expressions of the Both Parties. To safeguard legal rights and interests of the Pledgor, the Pledgee has asked the Pledgor to pay special attention to a |
|
| July 24, 2013 |
Maximum Amount Pledge Contract EX-4.12 5 d528563dex412.htm EX-4.12 Exhibit 4.12 Contract No.: 2012 (QING) ZZ No. 1002 Maximum Amount Pledge Contract Important notes: This Contract is signed by the Both Parties on the basis of their own free will and equality with consensus through consultation, all terms are real expressions of the Both Parties. To safeguard legal rights and interests of the Pledgor, the Pledgee has asked the P |
|
| July 24, 2013 |
EX-12.1 EXHIBIT 12.1 RULE 13a-14(a) CERTIFICATION I, John C.K. Sham, President and Chief Executive Officer of Global-Tech Advanced Innovations Inc., certify that: 1. I have reviewed this Annual Report on Form 20-F of Global-Tech Advanced Innovations Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to mak |
|
| July 24, 2013 |
Import Paying Service Financing Contract Agricultural Bank of China EX-4.20 13 d528563dex420.htm EX-4.20 Exhibit 4.20 ABC (2009) 3048 – 1 Import Paying Service Financing Contract Agricultural Bank of China ABC (2009) 3048 – 1 Import Paying Service Financing Contract 44061020130000021 (—) NHDFZ (—) No. Dear customers, To safeguard your rights and interests, please read this Contract terms carefully before signing this Contract (especially for boldface letters), pay |
|
| July 24, 2013 |
Maximum Amount Pledge Rights Contract EX-4.17 10 d528563dex417.htm EX-4.17 Exhibit 4.17 ABC (2012) 2014 Maximum Amount Pledge Rights Contract Contract No.: 44100720120000298 Dear customers, To safeguard your rights and interests, please read this Contract terms carefully before signing this Contract (especially for boldface letters), pay close attention to your rights and obligations. If you have any question, please consult with the |
|
| July 24, 2013 |
Import Paying Service Financing Contract Agricultural Bank of China Exhibit 4.15 ABC (2009) 5128 – 1 Import Paying Service Financing Contract Agricultural Bank of China ABC (2009) 5128 – 1 Import Paying Service Financing Contract 44061020120000362 (—) NHDFZ (—) No. Dear customers, To safeguard your rights and interests, please read this Contract terms carefully before signing this Contract (especially for boldface letters), pay close attention to your rights and o |
|
| July 24, 2013 |
Import Paying Service Financing Contract Agricultural Bank of China EX-4.18 Exhibit 4.18 ABC (2009) 3048 – 1 Import Paying Service Financing Contract Agricultural Bank of China ABC (2009) 3048 – 1 Import Paying Service Financing Contract 44061020120000744 (—) NHDFZ (—) No. Dear customers, To safeguard your rights and interests, please read this Contract terms carefully before signing this Contract (especially for boldface letters), pay close attention to your righ |
|
| July 24, 2013 |
EX-13.2 EXHIBIT 13.2 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 (subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code) Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (Subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code), the undersigned officer of Global-Tech Advanced Innovations Inc. (the “Compa |
|
| July 24, 2013 |
Maximum Amount Pledge Rights Contract Exhibit 4.19 ABC (2012) 2014 Maximum Amount Pledge Rights Contract Contract No.: 44100720120000817 Dear customers, To safeguard your rights and interests, please read this Contract terms carefully before signing this Contract (especially for boldface letters), pay close attention to your rights and obligations. If you have any question, please consult with the responsible bank. Pledgee (full name) |
|
| July 24, 2013 |
Import Paying Service Financing Contract Agricultural Bank of China Exhibit 4.16 ABC (2009) 3048 – 1 Import Paying Service Financing Contract Agricultural Bank of China ABC (2009) 3048 – 1 Import Paying Service Financing Contract 44061020120000389 (—) NHDFZ (—) No. Dear customers, To safeguard your rights and interests, please read this Contract terms carefully before signing this Contract (especially for boldface letters), pay close attention to your rights and o |
|
| July 24, 2013 |
EX-12.2 EXHIBIT 12.2 RULE 13a-14(a) CERTIFICATION I, John C.K. Sham, Acting Chief Financial Officer of Global-Tech Advanced Innovations Inc., certify that: 1. I have reviewed this Annual Report on Form 20-F of Global-Tech Advanced Innovations Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the s |
|
| July 24, 2013 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-15.2 22 d528563dex152.htm EX-15.2 EXHIBIT 15.2 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the following Registration Statements: (1) Registration Statement (Form S-8 No.333-129973) pertaining to the 2005 Stock Option Plan of Global-Tech Advanced Innovations Inc. (The “Company” and formerly known as Global-Tech Appliances Inc.) |
|
| July 24, 2013 |
General Agreement on Import Goods Prepayment Financing EX-4.13 Exhibit 4.13 No.: 2012 (QING) YZ No. 1001 General Agreement on Import Goods Prepayment Financing Special notes: This Agreement is signed by Party A and Party B on the basis of their own free will and equality with consensus through consultation, all terms are real expressions of the Both Parties. To safeguard legal rights and interests of Party B, Party A has asked Party B to pay special a |
|
| July 24, 2013 |
20-F 1 d528563d20f.htm 20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 20-F ¨ REGISTRATION STATEMENT PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended March 31, 2013 OR ¨ TRANSITION REPORT PURSUANT TO SECTION 1 |
|
| July 24, 2013 |
Cooperation agreement on oversea agency payment business with China Construction Bank Co. Ltd EX-4.9 Exhibit 4.9 Cooperation agreement on oversea agency payment business with China Construction Bank Co. Ltd Agreement Number: DGHWDF2012071 Party A (full name): Dongguan Lite Array Company Limited Address: Galaxy Ind. Area, Qingxi, Dongguan Province, PRC Zip code: 523660 Legal representative (Head): John C.K. Sham Fax: 0769 - 87738870 - 863 Tel: 0769 - 87738870 Bank for basic account: Constru |
|
| July 24, 2013 |
EX-4.22 15 d528563dex422.htm EX-4.22 Exhibit 4.22 Dated: 1st Feb, 2013 WING SHING PRODUCTS COMPANY LIMITED TO GLOBAL OPTICS LIMITED TENANCY AGREEMENT 12/F., KIN TECH INDUSTRIAL BUILDING, 26 WONG CHUK HANG ROAD. ABERDEEN HONG KONG - 1 - AN AGREEMENT made this 1st February, 2013 Parties BETWEEN the parties more particularly described and set out in the First Schedule hereto. WHEREBY IT IS AGREED as |
|
| July 24, 2013 |
EX-13.1 EXHIBIT 13.1 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 (subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code) Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (Subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code), the undersigned officer of Global-Tech Advanced Innovations Inc. (the “Compa |
|
| July 24, 2013 |
Pledge Rights Contract Agricultural Bank of China Exhibit 4.21 ABC (2012) 2014 Pledge Rights Contract Agricultural Bank of China ABC (2012) 2014 Pledge Rights Contract Contract No.: 44100420130000539 Dear customers, To safeguard your rights and interests, please read this Contract terms carefully before signing this Contract (especially for boldface letters), pay close attention to your rights and obligations. If you have any question, please con |
|
| July 24, 2013 |
Maximum Amount Rights Pledge Contract EX-4.10 3 d528563dex410.htm EX-4.10 Exhibit 4.10 Maximum Amount 005 Maximum Amount Rights Pledge Contract Contract No.: [2012] 8800-8400-008 Pledgor (Party A): Dongguan Lite Array Co., Ltd. Domicile: Galaxy Ind. Area, Qingxi, Dongguan Province, PRC Postal Code: 523660 Legal Representative (Person-in-charge): John. C. K. Sham Fax: 0769-8773 8870-863 Tel: 0769-8773 8870 Pledgee (Party B): China Cons |
|
| March 12, 2013 |
[email protected] March 12, 2013 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549-7010 Attention: Mr. Larry Spirgel Assistant Director Re: Global-Tech Advanced Innovations Inc. Form 20-F for the fiscal year ended March 31, 2012 Filed July 24, 2012 File No. 001-14812 Dear Mr. Spirgel: Global-Tech Advanced Innovations Inc. (the “ |
|
| December 24, 2012 |
Current Report of Foreign Issuer - 6-K 6-K 1 d458552d6k.htm 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of December 2012 Commission File Number: 001-14812 GLOBAL-TECH ADVANCED INNOVATIONS INC. (Translation of Registrant’s Name into English) 12/F., Kin Teck Industrial Buildin |
|
| December 24, 2012 |
GLOBAL-TECH ADVANCED INNOVATIONS REPORTS SECOND QUARTER RESULTS FOR FISCAL 2013 EX-1 Exhibit 1 Release: IMMEDIATE RELEASE Contact: Cecilia Au-Yeung Global-Tech Advanced Innovations Inc. |
|
| July 24, 2012 |
EX-13.2 EXHIBIT 13.2 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 (subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code) Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (Subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code), the undersigned officer of Global-Tech Advanced Innovations Inc. (the “Compa |
|
| July 24, 2012 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-15.2 10 d308550dex152.htm EX-15.2 EXHIBIT 15.2 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the following Registration Statements: (1) Registration Statement (Form S-8 No.333-129973) pertaining to the 2005 Stock Option Plan of Global-Tech Advanced Innovations Inc. (The “Company” and formerly known as Global-Tech Appliances Inc.) |
|
| July 24, 2012 |
EX-13.1 EXHIBIT 13.1 CERTIFICATION PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 (subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code) Pursuant to Section 906 of the Sarbanes-Oxley Act of 2002 (Subsections (a) and (b) of Section 1350, Chapter 63 of Title 18, United States Code), the undersigned officer of Global-Tech Advanced Innovations Inc. (the “Compa |
|
| July 24, 2012 |
EX-12.2 EXHIBIT 12.2 RULE 13a-14(a) CERTIFICATION I, John C.K. Sham, Acting Chief Financial Officer of Global-Tech Advanced Innovations Inc., certify that: 1. I have reviewed this Annual Report on Form 20-F of Global-Tech Advanced Innovations Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the s |
|
| July 24, 2012 |
Securities and Exchange Commission EX-99.1 EXHIBIT 99.1 Securities and Exchange Commission 100 F Street N.E. Washington, D.C. 20549 United States of America July 23, 2012 Dear Sirs, RE: GLOBAL-TECH ADVANCED INNOVATIONS INC. We have been furnished with a copy of the response to Item 16F of Form 20-F to be dated July 24, 2012 for the event that occurred on February 15, 2012, to be filed by our former client, Global-Tech Advanced Inno |
|
| July 24, 2012 |
Import payments business agreement EX-4.67 EXHIBIT 4.67 Import payments business agreement Number: Industrial Bank Guangdong Pay Certificate (Specifically against) No. 201112270404 Party A: Industrial Bank Co., Ltd. Dongguan Branch Mailing Address: Industrial Finance Building No.31, South City section, Guan Tai Road, Dongguan Postal Code: 523960 Fax: Tel: 13602332381 Fax: Party B: Dongguan Lite Array Company Limited (Client’s full |
|
| July 24, 2012 |
20-F Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
|
| July 24, 2012 |
EX-12.1 EXHIBIT 12.1 RULE 13a-14(a) CERTIFICATION I, John C.K. Sham, President and Chief Executive Officer of Global-Tech Advanced Innovations Inc., certify that: 1. I have reviewed this Annual Report on Form 20-F of Global-Tech Advanced Innovations Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to mak |
|
| July 24, 2012 |
EX-4.66 EXHIBIT 4.66 Pledge Contract Serial number: INDUSTRIAL BANK CO., LTD. (Guangdong) (Zhi) Certificate (Dongguan) No. 201112270404-1 Pledgee: INDUSTRIAL BANK CO., LTD. Address: Industrial Finance BuildingNo.31, South City section, Guan Tai Road, Dongguan Postal Code: 523950 Tel: Telephone number: 13602332381 Fax: Pledger: Dongguan Lite Array Company Limited Address: Galaxy Ind. Area, Qingxi, |
|
| July 24, 2012 |
CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-15.1 9 d308550dex151.htm EX-15.1 EXHIBIT 15.1 CONSENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We hereby consent to the incorporation by reference in the following Registration Statements: (1) Registration Statement (Form S-8 No.333-129973) pertaining to the 2005 Stock Option Plan of Global-Tech Advanced Innovations Inc. (The “Company” and formerly known as Global-Tech Appliances Inc.); |
|
| February 27, 2012 |
Current Report of Foreign Issuer - 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2012 Commission File Number: 001-14812 GLOBAL-TECH ADVANCED INNOVATIONS INC. (Translation of Registrant’s Name into English) 12/F., Kin Teck Industrial Building, 26 Wong Chuk Hang Road |
|
| February 27, 2012 |
GLOBAL-TECH ADVANCED INNOVATIONS APPOINTS MAZARS AS ITS INDEPENDENT AUDITORS EX-99 Release: IMMEDIATE RELEASE Contact: Cecilia Au-Yeung Global-Tech Advanced Innovations Inc. |
|
| February 15, 2012 |
Current Report of Foreign Issuer - 6-K 6-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 6-K REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934 For the month of February 2012 Commission File Number: 001-14812 GLOBAL-TECH ADVANCED INNOVATIONS INC. (Translation of Registrant’s Name into English) 12/F., Kin Teck Industrial Building, 26 Wong Chuk Hang |
|
| February 15, 2012 |
GLOBAL-TECH ADVANCED INNOVATIONS ANNOUNCES RETURN TO PROFITABILITY FOR SECOND QUARTER OF FISCAL 2012 EX-1 Exhibit 1 Release: Contact: Web Page: IMMEDIATE RELEASE Cecilia Au-Yeung Global-Tech Advanced Innovations Inc. |
