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| CIK | 1068897 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Foxby Corp.
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| June 5, 2025 |
FOXBY CORP. 2255 Buffalo Road Rochester, NY 14624 FOXBY CORP. 2255 Buffalo Road Rochester, NY 14624 June 5, 2025 VIA EDGAR CORRESPONDENCE Ken Ellington Staff Accountant U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review and Accounting Office Re: Response to Comments on Form N-CSR and Form N-CEN for the twelve months ended December 31, 2024 of Foxby Corp. (the “Registrant” or “Fund”) (811-09261) Dear Mr. E |
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| December 11, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ⌧ Filed by a Party other than the Registrant □ Check the appropriate box: □ Preliminary Proxy Statement □ Confide |
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| November 28, 2023 |
FOXBY CORP. SCHEDULE OF PORTFOLIO INVESTMENTS September 30, 2023 (Unaudited) Shares Value Common Stocks (114.15%) Automotive Dealers and Gasoline Service Stations (10.79%) 1,360 Asbury Automotive Group, Inc. (a) $ 312,895 335 AutoZone, Inc. (a) 850,897 1,163,792 Automotive Repair, Services, and Parking (3.07%) 630 U-Haul Holding Company (a) 34,379 5,670 U-Haul Holding Company Series N Non-Voting 2 |
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| May 25, 2022 |
FOXBY CORP. SCHEDULE OF PORTFOLIO INVESTMENTS March 31, 2022 (Unaudited) Shares Value Common Stocks (118.24%) Automotive Dealers and Gasoline Service Stations (10.72%) 1,360 Asbury Automotive Group, Inc. (a) $ 217,872 335 AutoZone, Inc. (a) 684,934 1,100 Lithia Motors, Inc. 330,132 1,232,938 Building Materials, Hardware, Garden Supply (5.87%) 850 The Home Depot, Inc. 254,431 1,800 Tractor Supply C |
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| November 29, 2021 |
FOXBY CORP. SCHEDULE OF PORTFOLIO INVESTMENTS September 30, 2021 (Unaudited) Shares Value Common Stocks (120.92) Automotive Dealers and Gasoline Service Stations (4.86%) 335 AutoZone, Inc. (a) $ 568,827 Building Materials, Hardware, Garden Supply (5.50%) 850 The Home Depot, Inc. 279,021 1,800 Tractor Supply Company 364,698 643,719 Business Services (22.87%) 500 Alphabet Inc. Class A (a) 1,336,760 |
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| May 28, 2021 |
FOXBY CORP. SCHEDULE OF PORTFOLIO INVESTMENTS March 31, 2021 (Unaudited) Shares Value Common Stocks (103.14%) Automotive Dealers and Gasoline Service Stations (4.25%) 335 AutoZone, Inc. (a) 470,441 Building Materials, Hardware, Garden Supply (5.22%) 850 The Home Depot, Inc. 259,463 1,800 Tractor Supply Company 318,744 578,207 Business Services (19.33%) 80 Accenture plc 22,100 500 Alphabet Inc. Cla |
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| November 23, 2020 |
FOXBY CORP. SCHEDULE OF PORTFOLIO INVESTMENTS September 30, 2020 (Unaudited) Shares Value Common Stocks (122.11%) Automotive Dealers and Gasoline Service Stations (3.78%) 250 AutoZone, Inc. (a) $ 294,410 Building Materials, Hardware, Garden Supply (6.34%) 850 The Home Depot, Inc. 236,054 1,800 Tractor Supply Company 258,012 494,066 Business Services (24.09%) 80 Accenture plc 18,079 500 Alphabet In |
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| October 6, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☑ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☑ Definitive Proxy State |
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| May 29, 2020 |
SCHEDULE OF PORTFOLIO INVESTMENTS SCHEDULE OF PORTFOLIO INVESTMENTS March 31, 2020 (Unaudited) Shares Value Common Stocks (116. |
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| November 22, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-09261 FOXBY CORP. (Exact name of registrant as specified in charter) 11 Hanover Square, 12th Floor New York, NY 10005 (Address of principal executive offices) (Zip Code) Russell L. Kamerman, Esq |
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| November 22, 2019 |
EX-99.CERT CERTIFICATIONS I, Thomas B. Winmill, certify that: 1. I have reviewed this report on Form N-Q of Foxby Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period c |
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| May 15, 2019 |
N-Q 1 fxbynq.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-09261 FOXBY CORP. (Exact name of registrant as specified in charter) 11 Hanover Square, 12th Floor New York, NY 10005 (Address of principal executive offices) (Zip Code) Russell |
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| May 15, 2019 |
EX-99.CERT CERTIFICATIONS I, Thomas B. Winmill, certify that: 1. I have reviewed this report on Form N-Q of Foxby Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period c |
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| November 15, 2018 |
EX-99.CERT CERTIFICATIONS I, Thomas B. Winmill, certify that: 1. I have reviewed this report on Form N-Q of Foxby Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period c |
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| November 15, 2018 |
FXBY / Foxby Corp. N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-09261 FOXBY CORP. (Exact name of registrant as specified in charter) 11 Hanover Square, 12th Floor New York, NY 10005 (Address of principal executive offices) (Zip Code) Russell L. Kamerman, Esq |
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| August 28, 2018 |
EX.99.77Q3 CUSTODY AGREEMENT THIS CUSTODY AGREEMENT ("Agreement"), dated as of June 1, 2018, is entered into by and between THE HUNTINGTON NATIONAL BANK, a national bank organized under the laws of the United States (the "Custodian" or "Bank"), and severally and not jointly each Company listed on Appendix B to this Agreement, acting solely with respect to each of its series listed on such Appendix |
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| August 28, 2018 |
EX.99.77Q3 PLEDGE AND SECURITY AGREEMENT THIS PLEDGE AND SECURITY AGREEMENT ("Agreement"), dated as of June 18, 2018, between FOXBY CORP., a Maryland corporation (the "Borrower"), executing this Agreement on behalf of itself and on behalf and for the benefit of those investment series set forth on Exhibit 1.1 (the "Fund(s)" and each, a "Fund"), and THE HUNTINGTON NATIONAL BANK, a national banking |
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| August 28, 2018 |
EX.99.77Q3 CONTROL AGREEMENT This Control Agreement (this "Agreement"), dated June 18, 2018, is by and among FOXBY CORP., a Maryland corporation (the "Borrower") executing this Agreement on behalf of itself and on behalf and for the benefit of those investment series set forth in Exhibit A (the "Funds" and each, a "Fund"), THE HUNTINGTON NATIONAL BANK, a national bank ("Bank"), and THE HUNTINGTON |
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| August 28, 2018 |
EX.99.77Q3 PROMISSORY NOTE Foxby Corp. |
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| August 28, 2018 |
EX.99.77Q3 REVOLVING CREDIT AGREEMENT between FOXBY CORP. and THE HUNTINGTON NATIONAL BANK Dated as of June 18, 2018 TABLE OF CONTENTS Section 1 Definitions. 1.1 Specific Definitions. 1.2 Accounting Terms. 1.3 Uniform Commercial Code Terms 1.4 Computation of Time Periods 1.5 Terms Generally. Section 2 Loan and Term. 2.1 Revolving Credit Loans. 2.2 Promissory Note. 2.3 Repayment of Principal. 2.4 P |
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| May 21, 2018 |
FXBY / Foxby Corp. N-Q (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-09261 FOXBY CORP. (Exact name of registrant as specified in charter) 11 Hanover Square New York, NY 10005 (Address of principal executive offices) (Zip Code) Russell L. Kamerman, Esq. Foxby Corp |
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| May 21, 2018 |
EX-99.CERT CERTIFICATIONS I, Thomas B. Winmill, certify that: 1. I have reviewed this report on Form N-Q of Foxby Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period c |
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| February 26, 2018 |
EX.99.77Q3 STATE STREET BANK AND TRUST COMPANY Midas Funds Fee Schedule Dated December 14, 2017 and Effective As of August 1, 2016 CUSTODY SERVICES Reference is hereby made to (a) the Custodian Agreement (the " Custody Agreement") dated as of April 8, 2002 by and between State Street Bank and Trust Company (" State Street") and each Fund listed on Exhibit A thereto (each, individually, a " Fund" a |
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| February 26, 2018 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.77B REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Shareholders and Board of Directors Foxby Corp. 11 Hanover Square New York, New York 10005 In planning and performing our audits of the financial statements of Foxby Corp. (the "Company"), as of and for the year ended December 31, 2017, in accordance with the standards of the Public Company Accounting Oversight Board (United States) |
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| February 26, 2018 |
EX.99.77Q1 Foxby Corp. Bylaws As Amended October 25, 2017 FOXBY CORP. AMENDED AND RESTATED BYLAWS ARTICLE I LOCATION OF OFFICES AND SEAL Section 1. Principal Offices. The principal office of Foxby Corp. (the "Corporation") in the State of Maryland shall be located in Baltimore, Maryland. The Corporation may, in addition, establish and maintain such other offices and places of business as the Board |
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| February 26, 2018 |
AMENDMENT TO CUSTODIAN AGREEMENT EX.99.77Q3 AMENDMENT TO CUSTODIAN AGREEMENT THIS AMENDMENT TO CUSTODIAN AGREEMENT (the "Amendment") is made and entered into as of November 20, 2017, by and among EACH REGISTERED INVESTMENT COMPANY LISTED ON EXHIBIT A (each a "Client"), and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company ("State Street"). WITNESSETH: WHEREAS, Client and State Street are parties to that certain C |
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| November 17, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-09261 FOXBY CORP. (Exact name of registrant as specified in charter) 11 Hanover Square, 12th Floor New York, NY 10005 (Address of principal executive offices) (Zip Code) Russell L. Kamerman, Esq |
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| November 17, 2017 |
EX-99.CERT CERTIFICATIONS I, Thomas B. Winmill, certify that: 1. I have reviewed this report on Form N-Q of Foxby Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period c |
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| August 29, 2017 |
FOXBY CORP. Amended and Restated Bylaws ARTICLE I LOCATION OF OFFICES AND SEAL EX-99.77Q1 Foxby Corp. Bylaws As Amended March 13, 2017 FOXBY CORP. Amended and Restated Bylaws ARTICLE I LOCATION OF OFFICES AND SEAL Section 1. Principal Offices. The principal office of the Corporation in the State of Maryland shall be located in Baltimore, Maryland. The Corporation may, in addition, establish and maintain such other offices and places of business as the Board of Directors may, |
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| August 29, 2017 |
EX-99.77Q3 NOMINATING COMMITTEE CHARTER The Board of Directors (the "Board") of Foxby Corp. (the "Fund") has adopted this Charter to govern the activities of the Nominating Committee (the "Committee") of its Board. Statement of Purposes and Responsibilities The primary purposes and responsibilities of the Committee are (i) to identify individuals qualified to become members of the Board in the eve |
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| May 26, 2017 |
EX-99.CERT CERTIFICATIONS I, Thomas B. Winmill, certify that: 1. I have reviewed this report on Form N-Q of Foxby Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period c |
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| May 26, 2017 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-09261 FOXBY CORP. (Exact name of registrant as specified in charter) 11 Hanover Square, 12th Floor New York, NY 10005 (Address of principal executive offices) (Zip Code) John F. Ram?rez, Esq. Fo |
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| March 22, 2017 |
FOXBY CORP. 11 Hanover Square 12 th Floor New York, NY 10005 March 22, 2017 VIA EDGAR CORRESPONDENCE Lauren Hamilton Division of Investment Management Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Re: Responses to Comments on Form N-CSR for the twelve months ended December 31, 2015 of Foxby Corp. (the "Fund") (811-09261) Dear Ms. Hamilton: On behalf of the above-refe |
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| February 28, 2017 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM EX-99.77B REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Shareholders and Board of Directors Foxby Corp. 11 Hanover Square New York, New York 10005 In planning and performing our audits of the financial statements of Foxby Corp. (the "Company"), as of and for the year ended December 31, 2016, in accordance with the standards of the Public Company Accounting Oversight Board (United States) |
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| November 15, 2016 |
EX-99.CERT CERTIFICATIONS I, Thomas B. Winmill, certify that: 1. I have reviewed this report on Form N-Q of Foxby Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period c |
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| November 15, 2016 |
Foxby (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-09261 FOXBY CORP. (Exact name of registrant as specified in charter) 11 Hanover Square, 12th Floor New York, NY 10005 (Address of principal executive offices) (Zip Code) John F. Ramírez, Esq. Fo |
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| August 25, 2016 |
Exhibit 99.77Q3 LIQUIDITY AGREEMENT DATED AS OF JULY 28, 2016 BY AND BETWEEN EACH FUND LISTED ON SCHEDULE A TO THIS AGREEMENT , ACTING SOLELY WITH RESPECT TO EACH OF ITS SERIES LISTED ON SUCH Schedule A, OR, IF NO SUCH SERIES IS LISTED, ACTING ON ITS OWN BEHALF, SEVERALLY AND NOT JOINTLY AND STATE STREET BANK AND TRUST COMPANY ARTICLE I DEFINED TERMS 1 Section 1.1 Defined Terms 1 Section 1.2 Inter |
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| August 25, 2016 |
Exhibit 99.77Q3 LIQUIDITY AGREEMENT DATED AS OF JULY 28, 2016 BY AND BETWEEN EACH FUND LISTED ON SCHEDULE A TO THIS AGREEMENT , ACTING SOLELY WITH RESPECT TO EACH OF ITS SERIES LISTED ON SUCH Schedule A, OR, IF NO SUCH SERIES IS LISTED, ACTING ON ITS OWN BEHALF, SEVERALLY AND NOT JOINTLY AND STATE STREET BANK AND TRUST COMPANY ARTICLE I DEFINED TERMS 1 Section 1.1 Defined Terms 1 Section 1.2 Inter |
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| May 24, 2016 |
Foxby (Quarterly Schedule of Portfolio Holdings) N-Q 1 fxby.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-09261 FOXBY CORP. (Exact name of registrant as specified in charter) 11 Hanover Square, 12th Floor New York, NY 10005 (Address of principal executive offices) (Zip Code) John F. R |
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| May 24, 2016 |
EX-99.CERT CERTIFICATIONS I, Thomas B. Winmill, certify that: 1. I have reviewed this report on Form N-Q of Foxby Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period c |
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| February 26, 2016 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 99.77B REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Shareholders and Board of Directors Foxby Corp. 11 Hanover Square New York, New York 10005 In planning and performing our audits of the financial statements of Foxby Corp. (the "Company"), as of and for the year ended December 31, 2015, in accordance with the standards of the Public Company Accounting Oversight Board (United St |
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| February 26, 2016 |
Exhibit 99.77Q3 Institutional Shareholder Services Inc. ADDENDUM NO. (Schedule-GOV00159485 - 11/23/2015) Incorporating Master Service Agreement (MSA) No. (Midas Management Corporation-MSA.10/22/2003) between Subscriber & Institutional Shareholder Services Inc. Between Subscriber and Provider Subscriber: Dividend and Income Fund, Foxby Corp., Midas Series Trust, and Self Storage Group, Inc. Term: 0 |
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| November 17, 2015 |
EX-99.CERT CERTIFICATIONS I, Thomas B. Winmill, certify that: 1. I have reviewed this report on Form N-Q of Foxby Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period c |
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| November 17, 2015 |
Foxby (Quarterly Schedule of Portfolio Holdings) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-09261 FOXBY CORP. (Exact name of registrant as specified in charter) 11 Hanover Square, 12th Floor New York, NY 10005 (Address of principal executive offices) (Zip Code) John F. Ramírez, Esq. Fo |
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| August 31, 2015 |
Exhibit 77Q3 AMENDMENT AGREEMENT AMENDMENT AGREEMENT (" Amendment") dated as of July 15, 2015 to the Committed Facility Agreement dated March 29, 2012 between BNP Paribas Prime Brokerage, Inc. |
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| May 21, 2015 |
foxbycert.htm EX-99.CERT CERTIFICATIONS I, Thomas B. Winmill, certify that: 1. I have reviewed this report on Form N-Q of Foxby Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect t |
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| May 21, 2015 |
Foxby (Quarterly Schedule of Portfolio Holdings) foxby.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-09261 FOXBY CORP. (Exact name of registrant as specified in charter) 11 Hanover Square, 12th Floor New York, NY 10005 (Address of principal executive offices) (Zip Code) John F. Ramíre |
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| February 27, 2015 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Shareholders and Board of Directors Foxby Corp. |
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| February 27, 2015 |
Section 16(a) Beneficial Ownership Reporting Compliance Section 16(a) Beneficial Ownership Reporting Compliance Based on the Fund's review of Forms 3 and 4 and amendments thereto furnished to the Fund during its most recent fiscal year and Forms 5 and amendments thereto furnished to the Fund with respect to its most recent fiscal year, the Fund believes that its directors and officers, and any beneficial owners of more than 10% of the Fund's common stock complied with the filing requirements of Section 16(a) of the Securities Exchange Act of 1934 except with respect to the following: Name of Filer Form Type Number of Late Reports Number of Transactions Eric Paul C. |
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| November 12, 2014 |
EX-99.CERT CERTIFICATIONS I, Thomas B. Winmill, certify that: 1. I have reviewed this report on Form N-Q of Foxby Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period c |
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| November 12, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-09261 FOXBY CORP. (Exact name of registrant as specified in charter) 11 Hanover Square, 12th Floor New York, NY 10005 (Address of principal executive offices) (Zip Code) John F. Ramírez, Esq. Fo |
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| August 29, 2014 |
AGREEMENT APPOINTING SECURITIES TRANSFER CORPORATION AS TRANSFER AGENT AND REGISTRAR Exhibit 77(Q3) AGREEMENT APPOINTING SECURITIES TRANSFER CORPORATION AS TRANSFER AGENT AND REGISTRAR This Agreement is made this 24th day of June, 2014, between Securities Transfer Corporation, a Texas Corporation, and Foxby Corp. |
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| June 13, 2014 |
FOXBY CORP. 11 Hanover Square New York, NY 10005 June 13, 2014 VIA EDGAR Mr. Chad Eskildsen Staff Accountant U.S. Securities and Exchange Commission Division of Investment Management, Disclosure Review and Accounting 100 F Street N.E. Washington D.C. 20549 Re: Responses to Comments on Form N-PX filed by Foxby Corp. (the “Registrant”) on August 29, 2013 Dear Mr. Eskildsen: On behalf of the Registra |
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| May 30, 2014 |
EX-99.CERT CERTIFICATIONS I, Thomas B. Winmill, certify that: 1. I have reviewed this report on Form N-Q of Foxby Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period c |
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| May 30, 2014 |
Quarterly Schedule of Portfolio Holdings - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-09261 FOXBY CORP. (Exact name of registrant as specified in charter) 11 Hanover Square, 12th Floor New York, NY 10005 (Address of principal executive offices) (Zip Code) John F. Ramírez, Esq. Fo |
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| March 3, 2014 |
Section 16(a) Beneficial Ownership Reporting Compliance Exhibit 77Q(2) Section 16(a) Beneficial Ownership Reporting Compliance Based on the Registrant’s review of Forms 3 and 4 and amendments thereto furnished to the Registrant during its most recent fiscal year and Forms 5 and amendments thereto furnished to the Registrant with respect to its most recent fiscal year, the Registrant believes that its directors and officers, and any beneficial owners of more than 10% of the Registrant's common stock complied with the filing requirements of Section 16(a) of the Securities Exchange Act of 1934. |
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| March 3, 2014 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit 77(B) REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Shareholders and Board of Directors Foxby Corp. |
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| March 3, 2014 |
INVESTMENT COMPANY COMPLEX AUDIT COMMITTEE CHARTER (as of December 11, 2013) Exhibit 77Q(3) INVESTMENT COMPANY COMPLEX AUDIT COMMITTEE CHARTER (as of December 11, 2013) 1. |
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| November 14, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q 1 fxbynqsept2013.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-09261 FOXBY CORP. (Exact name of registrant as specified in charter) 11 Hanover Square, 12th Floor New York, NY 10005 (Address of principal executive offices) (Zip Code) |
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| November 14, 2013 |
CERTIFICATIONS I, Thomas B. Winmill, certify that: 1. I have reviewed this report on Form N-Q of Foxby Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by t |
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| May 30, 2013 |
Quarterly Schedule of Portfolio Holdings - N-Q 1 fxbynqmar2013.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-09261 FOXBY CORP. (Exact name of registrant as specified in charter) 11 Hanover Square, 12th Floor New York, NY 10005 (Address of principal executive offices) (Zip Code) |
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| May 30, 2013 |
EX-99.CERT CERTIFICATIONS I, Thomas B. Winmill, certify that: 1. I have reviewed this report on Form N-Q of Foxby Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period c |
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| March 1, 2013 |
Section 16(a) Beneficial Ownership Reporting Compliance ITEM 77.Q2 Section 16(a) Beneficial Ownership Reporting Compliance Based on the Registrant’s review of Forms 3 and 4 and amendments thereto furnished to the Registrant during its most recent fiscal year and Forms 5 and amendments thereto furnished to the Registrant with respect to its most recent fiscal year, the Registrant believes that its directors and officers, and any beneficial owners of mor |
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| March 1, 2013 |
EXECUTION COPY AMENDED AND RESTATED SPECIAL CUSTODY and PLEDGE AGREEMENT EXECUTION COPY AMENDED AND RESTATED SPECIAL CUSTODY and PLEDGE AGREEMENT AGREEMENT (hereinafter "Agreement"), dated as of December 10, 2012, among State Street Bank and Trust Company, a Massachusetts trust company, in its capacity as custodian hereunder ("Custodian"), Foxby Corp. |
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| March 1, 2013 |
INVESTMENT MANAGEMENT AGREEMENT ITEM 77(Q3) INVESTMENT MANAGEMENT AGREEMENT AGREEMENT made as of September , 2012, by and between Foxby Corp. |
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| March 1, 2013 |
ITEM 77(B) REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Shareholders and Board of Trustees Foxby Corp. |
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| March 1, 2013 |
EXECUTION COPY AMENDMENT AGREEMENT EXECUTION COPY AMENDMENT AGREEMENT AMENDMENT AGREEMENT (“Amendment”) dated as of December 10, 2012 to the U. |
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| March 1, 2013 |
Changes in Control of Registrant ITEM 77(H) Changes in Control of Registrant On May 15, 2012, Bassett S. Winmill, the Registrant’s portfolio manager and the owner of 100% of the voting stock (the “voting stock”) of Winmill & Co. Incorporated (“Winco”), the parent company of CEF Advisers, Inc., the Registrant’s former investment manager (“Investment Manager”), passed away. In connection with his death, Mr. Winmill’s ownership inte |
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| March 1, 2013 |
RESULTS OF A SPECIAL MEETING OF SHAREHOLDERS ITEM 77(C) RESULTS OF A SPECIAL MEETING OF SHAREHOLDERS A Special Meeting of Shareholders of the Fund was held on September 12, 2012, at the offices of the Fund at 11 Hanover Square, 12th Floor, New York, New York, 10005, and adjourned to October 9, 2012 for the following purposes: 1. |
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| November 29, 2012 |
Quarterly Schedule of Portfolio Holdings - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-09261 FOXBY CORP. (Exact name of registrant as specified in charter) 11 Hanover Square, 12th Floor New York, NY 10005 (Address of principal executive offices) (Zip Code) John F. Ramírez, Esq. Fo |
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| October 9, 2012 |
SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Definitive Proxy Statement þ Definitive Additional Materials o Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 o Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Foxby Corp. |
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| September 27, 2012 |
DEFA14A 1 fxbydefa14asept2012.htm SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Definitive Proxy Statement þ Definitive Additional Materials o Soliciting Material Purs |
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| August 29, 2012 |
FORM OF SPECIAL CUSTODY and PLEDGE AGREEMENT FORM OF SPECIAL CUSTODY and PLEDGE AGREEMENT AGREEMENT (hereinafter "Agreement"), dated as of March 29, 2012, among State Street Bank and Trust Company, a Massachusetts trust company, in its capacity as custodian hereunder ("Custodian"), Foxby Corp. |
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| August 29, 2012 |
Execution Copy Form of Committed Facility Agreement BNP PARIBAS PRIME BROKERAGE, INC. |
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| August 29, 2012 |
Forn Of U.S. PB Agreement This U.S. PB Agreement (including all terms, schedules, supplements and exhibits attached hereto, this “Agreement”) is entered into between the customer specified below (“Customer”) and BNP Paribas Prime Brokerage, Inc. (“BNPP PB, Inc.”) on behalf of itself and as agent for the BNPP Entities (as defined in the Account Agreement attached as Exhibit A hereto). The Agreement |
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| August 29, 2012 |
INVESTMENT MANAGEMENT AGREEMENT Item 77(Q1) INVESTMENT MANAGEMENT AGREEMENT AGREEMENT made as of May 15, 2012, by and between Foxby Corp. |
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| August 29, 2012 |
Item 77(Q3) SERVICES AGREEMENT Fund Accounting Services Tax Services between FOXBY CORP. |
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| August 24, 2012 |
SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement þ Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 o Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Foxby Corp. |
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| August 24, 2012 |
SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement þ Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 o Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Foxby Corp. |
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| August 24, 2012 |
SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Definitive Proxy Statement þ Definitive Additional Materials o Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 o Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Foxby Corp. |
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| August 23, 2012 |
SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement þ Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 o Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Foxby Corp. |
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| August 23, 2012 |
FOXBY CORP. 11 Hanover Square New York, NY 10005 www.FoxbyCorp.com VIA EDGAR August 23, 2012 Mr. Larry L. Greene Office of Disclosure and Review Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Responses to Comments on the Preliminary Proxy Statement of Foxby Corp. (SEC File No. 811-09261) Dear Mr. Greene: On behalf of Foxby Corp. (“Fund”), set forth below are the comme |
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| July 20, 2012 |
FOXBY CORP. 11 Hanover Square New York, NY 10005 www.FoxbyCorp.com July 20, 2012 VIA EDGAR U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Preliminary Proxy Statement for Foxby Corp. (File No. 811-09261) Dear Sir or Madam: On behalf of Foxby Corp. (the “Fund”), transmitted herewith for filing pursuant to Rule 14a-6(a) under the Securities Exchange Act of 1934, as |
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| July 20, 2012 |
SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement o Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 o Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) Foxby Corp. |
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| May 29, 2012 |
EX-99.CERT CERTIFICATIONS I, Thomas B. Winmill, certify that: 1. I have reviewed this report on Form N-Q of Foxby Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period c |
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| May 29, 2012 |
Quarterly Schedule of Portfolio Holdings - UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-09261 FOXBY CORP. (Exact name of registrant as specified in charter) 11 Hanover Square, 12th Floor New York, NY 10005 (Address of principal executive offices) (Zip Code) John F. Ramírez, Esq. Fo |
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| February 29, 2012 |
REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Shareholders and Board of Trustees Foxby Corp. |
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| February 29, 2012 |
Section 16(a) Beneficial Ownership Reporting Compliance ITEM 77.Q2 Section 16(a) Beneficial Ownership Reporting Compliance Based on the Fund's review of Forms 3 and 4 and amendments thereto furnished to the Fund during its most recent fiscal year and Forms 5 and amendments thereto furnished to the Fund with respect to its most recent fiscal year, the Fund believes that its directors and officers, and any beneficial owners of more than 10% of the Fund's |
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| February 16, 2012 |
FXBY / Foxby Corp. / Investment Partners Asset Management, Inc. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 13)* Foxby Corp. - (Name of Issuer) - Common Stock - (Title of Class of Securities) 351645106 - (CUSIP Number) Gregg T. Abella Investment Partners Asset Management, Inc. One Highland Avenue Metuchen, New Jersey 08840 732-205-0391 - |
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| February 15, 2012 |
FXBY / Foxby Corp. / Investment Partners Asset Management, Inc. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 12)* Foxby Corp. - (Name of Issuer) - Common Stock - (Title of Class of Securities) 351645106 - (CUSIP Number) Gregg T. Abella Investment Partners Asset Management, Inc. One Highland Avenue Metuchen, New Jersey 08840 732-205-0391 - |
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| January 20, 2012 |
FXBY / Foxby Corp. / Investment Partners Asset Management, Inc. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 11)* Foxby Corp. - (Name of Issuer) - Common Stock - (Title of Class of Securities) 351645106 - (CUSIP Number) Gregg T. Abella Investment Partners Asset Management, Inc. One Highland Avenue Metuchen, New Jersey 08840 732-205-0391 - |
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| November 29, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-09261 FOXBY CORP. (Exact name of registrant as specified in charter) 11 Hanover Square, 12th Floor New York, NY 10005 (Address of principal executive offices) (Zip Code) John F. Ram?rez, Esq. Fo |
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| November 29, 2011 |
EX-99.CERT Certifications I, Thomas B. Winmill, certify that: 1. I have reviewed this report on Form N-Q of Foxby Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period c |
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| November 22, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 10)* Foxby Corp. - (Name of Issuer) - Common Stock - (Title of Class of Securities) 351645106 - (CUSIP Number) Gregg T. Abella Investment Partners Asset Management, Inc. One Highland Avenue Metuchen, New Jersey 08840 732-205-0391 - |
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| August 29, 2011 |
FOXBY CORP. amended and restated bylaws ARTICLE I LOCATION OF OFFICES AND SEAL Foxby Corp. Bylaws As Amended March 8, 2011 FOXBY CORP. amended and restated bylaws ARTICLE I LOCATION OF OFFICES AND SEAL Section 1. Principal Offices. The principal office of the Corporation in the State of Maryland shall be located in Baltimore, Maryland. The Corporation may, in addition, establish and maintain such other offices and places of business as the Board of Directors may, from time t |
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| May 27, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-09261 FOXBY CORP. (Exact name of registrant as specified in charter) 11 Hanover Square, 12th Floor New York, NY 10005 (Address of principal executive offices) (Zip Code) John F. Ram?rez, Esq. Fo |
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| May 27, 2011 |
EX-99.CERT Certifications I, Thomas B. Winmill, certify that: 1. I have reviewed this report on Form N-Q of Foxby Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period c |
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| November 29, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-09261 FOXBY CORP. (Exact name of registrant as specified in charter) 11 Hanover Square, 12th Floor New York, NY 10005 (Address of principal executive offices) (Zip Code) John F. Ram?rez, Esq. Fo |
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| November 29, 2010 |
EX-99.CERT Certifications I, Thomas B. Winmill, certify that: 1. I have reviewed this report on Form N-Q of Foxby Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period c |
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| May 26, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-09261 FOXBY CORP. (Exact name of registrant as specified in charter) 11 Hanover Square New York, NY 10005 (Address of principal executive offices) (Zip Code) John F. Ram?rez, Esq. Foxby Corp. 11 |
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| May 26, 2010 |
EX-99.CERT Certifications I, Thomas B. Winmill, certify that: 1. I have reviewed this report on Form N-Q of Foxby Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period c |
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| November 17, 2009 |
N-Q 1 fxxnq090930.htm FOXBY CORP. - QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09261 FOXBY CORP. (Exact name of registrant as specified in charter) 11 Hanover Square New York, NY 10005 (Address of principal executive offi |
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| November 17, 2009 |
EX-99.CERT Certifications I, Thomas B. Winmill, certify that: 1. I have reviewed this report on Form N-Q of Foxby Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period c |
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| June 1, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09261 FOXBY CORP. (Exact name of registrant as specified in charter) 11 Hanover Square New York, NY 10005 (Address of principal executive offices) (Zip Code) John F. Ram?rez, Esq. Foxby Corp. 11 |
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| June 1, 2009 |
EX-99.CERT CERTIFICATIONS I, Thomas B. Winmill, certify that: 1. I have reviewed this report on Form N-Q of Foxby Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period c |
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| May 1, 2009 |
Schedule 13D/A as filed May 1, 2009 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 1, 2009 |
Remington Value & Special Situation Fund, LLC One Highland Avenue, Metuchen, NJ 08840 Tel (732) 205-0391 Fax (732) 205-0395 April 29, 2009 Mr. |
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| October 14, 2008 |
OMB APPROVAL OMB Number: 3235-0080 Expires: February 28, 2009 Estimated average burden hours per response. |
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| August 29, 2008 |
SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. |
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| May 23, 2008 |
EX-99.CERT CERTIFICATIONS I, Thomas B. Winmill, certify that: 1. I have reviewed this report on Form N-Q of Foxby Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period c |
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| May 23, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09261 Foxby Corp. (Exact name of registrant as specified in charter) 11 Hanover Square, 12th Floor New York, NY 10005 (Address of principal executive offices) (Zip Code) Thomas B. Winmill, Presid |
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| April 29, 2008 |
Remington Value & Special Situation Fund, LLC One Highland Avenue, Metuchen, NJ 08840 Tel (732) 205-0391 Fax (732) 205-0395 April 22, 2008 Mr. |
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| April 29, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 8)* Foxby Corp. - - (Name of Issuer) - - Common Stock - - (Title of Class of Securities) 351645106 - - (CUSIP Number) Gregg T. Abella Investment Partners Asset Management, Inc. 1 Highland Avenue Metuchen, New Jersey 08840 732-205-0391 - - |
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| March 7, 2008 |
Exhibit 1 INVESTMENT PARTNERS ASSET MANAGEMENT One Highland Avenue Metuchen, New Jersey 08840 o Tel (732) 205-0391 o Fax (732) 205-0395 BY FAX AND OVERNIGHT COURIER March 5, 2008 Mr. |
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| March 7, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7)* Foxby Corp. - (Name of Issuer) - Common Stock - (Title of Class of Securities) 003009107 - (CUSIP Number) Gregg T. Abella Investment Partners Asset Management, Inc. 1 Highland Avenue Metuchen, New Jersey 08840 732-205-0391 - |
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| November 15, 2007 |
Exhibit 1 Exhibit 1 INVESTMENT PARTNERS ASSET MANAGEMENT One Highland Avenue Metuchen, New Jersey 08840 o (732) 205-0391 o (732) 205-0395 FAX BY: FAX & CERTIFIED MAIL November 15, 2007 Board of Directors Foxby Corporation 11 Hanover Square New York, NY 10005 Attn: Mr. |
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| November 15, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No.6)* Foxby Corp. - - (Name of Issuer) - - Common Stock - - (Title of Class of Securities) 003009107 - - (CUSIP Number) Frank Abella, Jr. Investment Partners Asset Management, Inc. 1 Highland Avenue Metuchen, New Jersey 08840 732-205-0391 - - |
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| January 6, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A (Amendment No. 3)* Under the Securities Exchange Act of 1934 FOXBY CORP. Common Stock CUSIP NUMBER 46062H 10 0 Richard J. Shaker D. B. A. Shaker Financial Services 1094 Magothy Circle Annapolis, MD 21409 December 29, 2005 If the filing person has previously filed a statement on Schedule 13G to report the acquisi |
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| December 23, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* FOXBY CORP. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 351645106 (CUSIP Number) Louise Guarneri Credit Suisse Eleven Madison Avenue, New York, NY 10010 (212) 325-2000 (Name, Address and Telephone Number of Person Auth |
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| November 22, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-09261 Foxby Corp. (Exact name of registrant as specified in charter) 11 Hanover Square, 12th Floor New York, NY (Address of principal executive offices) 10005 (Zip code) Thomas B. Winmill, Presid |
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| November 22, 2005 |
CERTIFICATIONS I, Thomas B. Winmill, certify that: 1. I have reviewed this report on Form N-Q of Foxby Corp.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by t |
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| November 18, 2005 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* FOXBY CORP. (Name of Issuer) Common Stock, $0.01 par value (Title of Class of Securities) 351645106 (CUSIP Number) Louise Guarneri Credit Suisse Eleven Madison Avenue, New York, NY 10010 (212) 325-2000 (Name, Address and Telephone Number of Person Authori |
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| October 25, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 FOXBY CORP. Common Stock CUSIP NUMBER 46062H 10 0 Richard J. Shaker D. B. A. Shaker Financial Services 1094 Magothy Circle Annapolis, Maryland 21401 October 22, 2004 If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the |
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| August 25, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant [ ] Filed by a Party other than the Registrant [x] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only as permitted by Rule 1 |
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| August 17, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant [] Filed by a Party other than the Registrant [x] Check the appropriate box: [ ] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only as permitted by Rule 14 |
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| August 5, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 FOXBY CORP. Common Stock 46062H 10 0 CUSIP NUMBER Richard J. Shaker D. B. A. Shaker Financial Services 1094 Magothy Circle Annapolis, Maryland 21401 August 2, 2004 If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the s |
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| August 4, 2004 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant [] Filed by a Party other than the Registrant [x] Check the appropriate box: [x] Preliminary Proxy Statement [ ] Confidential, for use of the Commission Only as permitted by Rule 14 |
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| July 12, 2004 |
SCHEDULE 13G/A* (*Amendment No. 2) Under the Securities Exchange Act of 1934 OMB APPROVAL OMB Number: 3235-0145 Expires: December 31, 2005 estimated average burden hours per response. |
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| April 14, 2004 |
OMB APPROVAL OMB Number: 3235-0145 Expires: December 31, 2005 estimated average burden hours per response. |
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| January 6, 2004 |
OMB APPROVAL OMB Number: 3235-0145 Expires: December 31, 2005 estimated average burden hours per response. |
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| July 17, 2002 |
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP 3 1 gbl-3.txt INITIAL STATEMENT OF BENEFICIAL OWNERSHIP U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 3 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 =========================== |
