FNRG / ForceField Energy Inc. - SEC-arkiveringar, Årsredovisning, Fullmaktsutlåtande

REVOKED

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No. 99573 / February 21, 2024 Admin. Proc. File No. 3-21645 In the Matter of FORCEFIELD ENERGY INC. OPINION OF THE COMMISSION SECTION 12(j) PROCEEDING Grounds for Remedial Action Failure to Comply with Periodic Filing Requirements Company failed to file periodic reports in violation of Section 13(a) of the

September 30, 2016

Blueprint Exhibit 99.1 September 30, 2016 Board of Directors ForceField Energy Inc. Dear Board of Directors, Please accept this letter as our formal notice of resignation as Independent Directors effective immediately. Our resignation was not the result of any disagreement with the Board of Directors or management related to operations, policies or practices. Sincerely, By:/s/David Vanderhorst By:

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 18, 2016 FORCEFIELD ENERGY INC. (Exact name of registrant as specified in its charter) Nevada 001-36133 20-8584329 (State or other jurisdiction of incorporation) (Commission F

ForceField Energy NT 10-K

OMB APPROVAL OMB Number: 3235-0058 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

Other Events

fnrg8k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 30, 2015 FORCEFIELD ENERGY INC. (Exact name of registrant as specified in its charter) Nevada 001-36133 20-8584329 (State or other jurisdiction of incorporation) (

ForceField Energy QUARTERLY REPORT (Quarterly Report)

fnrg10q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q ? Quarterly Report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended September 30, 2015 o Transition Report pursuant to 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period to Commission File Number: 001-36133 ForceField Energy Inc.

ForceField Energy NOTIFICATION OF LATE FILING

fnrgnt10q.htm OMB APPROVAL OMB Number: 3235-0058 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Expires: August 31, 2015 Estimated average burden hours per response.......2.50 FORM 12b-25 SEC FILE NUMBER 001-36133 CUSIP NUMBER NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K ? Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: Sep

ForceField Energy NOTIFICATION OF LATE FILING

fnrgnt10q.htm OMB APPROVAL OMB Number: 3235-0058 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Expires: August 31, 2015 Estimated average burden hours per response.......2.50 FORM 12b-25 SEC FILE NUMBER 001-36133 CUSIP NUMBER NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K ? Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: Jun

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 2, 2015 FORCEFIELD ENERGY INC. (Exact name of registrant as specified in its charter) Nevada 001-36133 20-8584329 (State or other jurisdiction of incorporation) (Commission File

STOCK PURCHASE AGREEMENT by and among ForceField Energy Inc., as Seller, ESCO Energy Services Company, LLC, as Buyer, Mitchell Barack, as Guarantor, ESCO Energy Services Company Dated as of June 30, 2015

fnrgex991.htm Exhibit 99.1 Execution Version STOCK PURCHASE AGREEMENT by and among ForceField Energy Inc., as Seller, ESCO Energy Services Company, LLC, as Buyer, Mitchell Barack, as Guarantor, and ESCO Energy Services Company Dated as of June 30, 2015 1 STOCK PURCHASE AGREEMENT THIS STOCK PURCHASE AGREEMENT (together with all Disclosure Schedules and Exhibits hereto, this ?Agreement?), dated as o

Other Events

8-K 1 fnrg8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 20, 2015 FORCEFIELD ENERGY INC. (Exact name of registrant as specified in its charter) Nevada 001-36133 20-8584329 (State or other jurisdiction of

ForceField Energy NOTICE OF LATE FILING

fnrgnt10q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC File Number 001-36133 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: March 15, 2014 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Repo

ForceField Energy FORM 25

25 1 frngform25.htm FORM 25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 25 NOTIFICATION OF REMOVAL FROM LISTING AND/OR REGISTRATION UNDER SECTION 12(b) OF THE SECURITIES EXCHANGE ACT OF 1934 Commission File Number 001-36133 ForceField Energy, Inc., Nasdaq Capital Market (Exact name of Issuer as specified in its charter, and name of Exchange where security is listed

ForceField Energy Announces Written Notification to Nasdaq of its Determination to Voluntarily Terminate the Listing of its Common Stock on Nasdaq Discontinues Latin American LED Operations to Focus on the US LED Market, and Fails to Make Payment on

fnrgex991.htm Exhibit 99.1 ForceField Energy Announces Written Notification to Nasdaq of its Determination to Voluntarily Terminate the Listing of its Common Stock on Nasdaq Discontinues Latin American LED Operations to Focus on the US LED Market, and Fails to Make Payment on Certain Outstanding Notes NEW YORK, NY (Marketwire- May 1, 2015) ForceField Energy Inc. (?ForceField? or the ?Company?) (Na

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing, Financial Statements and Exhibits, Triggering Events That Accelerate or Increase a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 27, 2015 FORCEFIELD ENERGY INC. (Exact name of registrant as specified in its charter) Nevada 001-36133 20-8584329 (State or other jurisdiction of incorporation) (Commission Fil

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 22, 2015 FORCEFIELD ENERGY INC. (Exact name of registrant as specified in its charter) Nevada 001-36133 20-8584329 (State or other jurisdiction of incorporation) (Commission Fil

Other Events

8-K 1 fnrg8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 21, 2015 FORCEFIELD ENERGY INC. (Exact name of registrant as specified in its charter) Nevada 001-36133 20-8584329 (State or other jurisdiction o

Other Events

8-K 1 fnrg8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 21, 2015 FORCEFIELD ENERGY INC. (Exact name of registrant as specified in its charter) Nevada 001-36133 20-8584329 (State or other jurisdiction o

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Other Events

8-K 1 fnrg8k.htm FORCEFIELD ENERGY INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 20, 2015 FORCEFIELD ENERGY INC. (Exact name of registrant as specified in its charter) Nevada 001-36133 20-8584329 (State or other jurisd

ForceField Energy NOTIFICATION OF LATE FILING

fnrgnt10k.htm OMB APPROVAL OMB Number: 3235-0058 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Expires: August 31, 2015 Estimated average burden hours per response.......2.50 FORM 12b-25 SEC FILE NUMBER CUSIP NUMBER NOTIFICATION OF LATE FILING (Check one): ? Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: December 31,

ForceField Energy Completes Sale of its Interest in TransPacific Energy Transaction Supports Company’s Strategic Focus on Multi-Billion LED Market Opportunity; Decreases Common Shares Outstanding by 255,000 Shares

fnrgex992.htm Exhibit 99.1 ForceField Energy Completes Sale of its Interest in TransPacific Energy Transaction Supports Company?s Strategic Focus on Multi-Billion LED Market Opportunity; Decreases Common Shares Outstanding by 255,000 Shares NEW YORK, NY (Globe Newswire-March 6, 2015) ForceField Energy Inc. (?ForceField? or the ?Company?) (NASDAQ: FNRG), a seller and distributor of energy products

SETTLEMENT AGREEMENT AND MUTUAL GENERAL RELEASE OF ALL CLAIMS

Exhibit 99.1 SETTLEMENT AGREEMENT AND MUTUAL GENERAL RELEASE OF ALL CLAIMS This Settlement Agreement and Mutual General Release of All Claims (the “Agreement”), dated February 24, 2015 (the “Effective Date”), is entered into by and between: FORCEFIELD ENERGY, INC., a Nevada corporation (“ForceField”), f/k/a SunSi Energies, Inc. (“SunSi”); TRANSPACIFIC ENERGY, INC., a Nevada corporation (“TPE”); AC

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

8-K 1 fnrg8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2015 FORCEFIELD ENERGY INC. (Exact name of registrant as specified in its charter) Nevada 001-36133 20-8584329 (State or other jurisdiction of

ESCO ENERGY SERVICES COMPANY FINANCIAL STATEMENTS YEARS ENDED December 31, 2013 and 2012

Exhibit 99.1 ESCO ENERGY SERVICES COMPANY FINANCIAL STATEMENTS YEARS ENDED December 31, 2013 and 2012 1 ESCO Energy Services Company Page Index to Financial Statements Contents Page(s) Report of Independent Registered Public Accounting Firm 3 Balance Sheets as of December 31, 2013 and 2012 4 Statements of Operations for the Years Ended December 31, 2013 and 2012 5 Statements of Changes in Stockhol

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2014 FORCEFIELD ENERGY INC. (Exact name of registrant as specified in its charter) Nevada 001-36133 20-8584329 (State or other jurisdiction of incorporat

FORCEFIELD ENERGY INC AND ESCO ENERGY SERVICES COMPANY

Exhibit 99.3 FORCEFIELD ENERGY INC AND ESCO ENERGY SERVICES COMPANY Unaudited Pro Forma Consolidated Balance Sheets September 30, 2014 ForceField ESCO Energy Energy Services Co. Adjustment(s) Consolidated ASSETS Current assets: Cash and cash equivalents $ 511,156 $ 183,461 $ (135,805 ) (a)(f) $ 558,812 Accounts and contracts receivable, net 2,202,461 2,428,593 - 4,631,054 Costs and estimated earni

ESCO ENERGY SERVICES COMPANY UNAUDITED FINANCIAL STATEMENTS September 30, 2014

Exhibit 99.2 ESCO ENERGY SERVICES COMPANY UNAUDITED FINANCIAL STATEMENTS September 30, 2014 1 ESCO Energy Services Company Page Index to Financial Statements Contents Page(s) Balance Sheets as of September 30, 2014 and December 31, 2013 (Unaudited) 3 Statements of Operations for the Nine Months Ended September 30, 2014 and 2013 (Unaudited) 4 Statements of Cash Flows for the Nine Months Ended Septe

FNRG / ForceField Energy Inc. NT 10-Q - - 12B-25

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC File Number 001-36133 NOTIFICATION OF LATE FILING (Check One): ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K ý Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: September 30, 2014 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form

LETTER

November 6, 2014 Via E-mail Mr. Jason Williams Chief Accounting and Financial Officer Forcefield Energy, Inc. 245 Park Avenue, 39th Floor New York, New York 10167 Re: ForceField Energy, Inc. Form 10-K for the Year Ended December 31, 2013 Filed April 15, 2014 Form 10-Q for the Period Ended June 30, 2014 Filed August 19, 2014 Definitive Proxy Statement Filed April 30, 2014 File No. 1-36133 Dear Mr.

FNRG / ForceField Energy Inc. CORRESP - -

November 3, 2014 Via EDGAR Mr. Terence O’Brien Accounting Branch Chief United States Securities and Exchange Commission Division of Corporate Finance Washington, D.C. 20549 RE: ForceField Energy Inc. Form 10-K for the Year Ended December 31, 2013 Filed April 15, 2014 Form 10-Q for the Period Ended June 30, 2014 Filed August 19, 2014 Definitive Proxy Statement Filed April 30, 2014 File No. 1-36133

FORM OF SELLER NOTE 2

Exhibit 4.02 FORM OF SELLER NOTE 2 October 17, 2014 FOR VALUE RECEIVED, ForceField Energy Inc., a Nevada corporation (the “Company”), hereby promises to pay to the order of Mitchell Barack, his heirs, successors and assigns (collectively, “Holder”), the principal sum of $1,075,000 (the “Principal Amount”), pursuant to the terms of this note (this “Seller Note 2”). 1. Note Issuance. This Seller Not

FORM OF SELLER NOTE 1

Exhibit 4.01 FORM OF SELLER NOTE 1 October 17, 2014 FOR VALUE RECEIVED, ForceField Energy Inc., a Nevada corporation (the “Company”), hereby promises to pay to the order of Mitchell Barack, his heirs, successors and assigns (collectively, “Holder”), the principal sum of up to $2,075,000, subject to adjustment as provided herein (the “Principal Amount”). Interest on this note (this “Seller Note 1”)

LOCK-UP AGREEMENT

Exhibit 10.2 LOCK-UP AGREEMENT October 17, 2014 ForceField Energy Inc. 245 Park Avenue, 39th Floor New York, NY 10167 Ladies and Gentlemen: Reference is made to that certain Stock Purchase Agreement (the “Purchase Agreement”), dated as of even date herewith, by and among by and among ForceField Energy Inc., a Nevada corporation (“Buyer”), ESCO Energy Services Company, a Massachusetts corporation (

STOCK PURCHASE AGREEMENT by and among FORCEFIELD ENERGY INC., as Buyer, Mitchell Barack, as Seller ESCO Energy Services Company Dated as of October 17, 2014

Exhibit 2.01 STOCK PURCHASE AGREEMENT by and among FORCEFIELD ENERGY INC., as Buyer, Mitchell Barack, as Seller and ESCO Energy Services Company Dated as of October 17, 2014 1 STOCK PURCHASE AGREEMENT THIS STOCK PURCHASE AGREEMENT (together with all Disclosure Schedules and Exhibits hereto, this “Agreement”), dated as of October 17, 2014, is entered into by and among ForceField Energy Inc., a Neva

STOCK PLEDGE AND SECURITY AGREEMENT

Exhibit 10.1 STOCK PLEDGE AND SECURITY AGREEMENT This Stock Pledge and Security Agreement, dated as of October 17, 2014 (this “Agreement”), is between ForceField Energy Inc., a Nevada corporation (the “Pledgor”), and Mitchell Barack (the “Seller”). Recitals The following recitals are a material part of this Agreement: A. Pledgor, Seller and ESCO Energy Services Company, a Massachusetts corporation

Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Completion of Acquisition or Disposition of Assets

8-K 1 fnrg8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 17, 2014 FORCEFIELD ENERGY INC. (Exact name of registrant as specified in its charter) Nevada 001-36133 20-8584329 (State or other jurisdiction

LETTER

October 20, 2014 Via E-mail Mr. Jason Williams Chief Accounting and Financial Officer Forcefield Energy, Inc. 245 Park Avenue, 39 th Floor New York, New York 10167 RE: ForceField Energy, Inc. Form 10-K for the Year Ended December 31, 2013 Filed April 15, 2014 Form 10-Q for the Period Ended June 30, 2014 Filed August 19, 2014 Definitive Proxy Statement Filed April 30, 2014 Response dated October 10

ForceField Energy Signs Letter of Intent to Acquire ESCO Energy Services Company Fast Growing, Multi-Million Dollar Revenue Company to Solidify ForceField’s U.S. East Coast Presence and Expand Relationships with Leading Utilities, Global Engineering

EXHIBIT 99.1 ForceField Energy Signs Letter of Intent to Acquire ESCO Energy Services Company Fast Growing, Multi-Million Dollar Revenue Company to Solidify ForceField’s U.S. East Coast Presence and Expand Relationships with Leading Utilities, Global Engineering Firms and Other Providers of Energy Efficiency Solutions NEW YORK, NY (Globe Newswire-July 23, 2014) ForceField Energy Inc. (“ForceField”

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2014 FORCEFIELD ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-36133 20-8584329 (State or other jurisdiction of incorporation (Commission F

FNRG / ForceField Energy Inc. CORRESP - -

October 10, 2014 Via EDGAR Mr. Terence O’Brien Accounting Branch Chief United States Securities and Exchange Commission Division of Corporate Finance Washington, D.C. 20549 RE: ForceField Energy Inc. Form 10-K for the Year Ended December 31, 2013 Filed April 15, 2014 Form 10-Q for the Period Ended June 30, 2014 Filed August 19, 2014 Definitive Proxy Statement Filed April 30, 2014 File No. 1-36133

FNRG / ForceField Energy Inc. CORRESP - -

September 25, 2014 Via EDGAR Mr. Terence O’Brien Accounting Branch Chief United States Securities and Exchange Commission Division of Corporate Finance Washington, D.C. 20549 RE: ForceField Energy Inc. Form 10-K for the Year Ended December 31, 2013 Filed April 15, 2014 Form 10-Q for the Period Ended June 30, 2014 Filed August 19, 2014 Definitive Proxy Statement Filed April 30, 2014 File No. 1-3613

LETTER

September 12, 2014 Via E-mail Mr. Jason Williams Chief Accounting and Financial Officer Forcefield Energy, Inc. 245 Park Avenue, 39 th Floor New York, New York 10167 RE: ForceField Energy, Inc. Form 10-K for the Year Ended December 31, 2013 Filed April 15, 2014 Form 10-Q for the Period Ended June 30, 2014 Filed August 19, 2014 Definitive Proxy Statement Filed April 30, 2014 File No. 1-36133 Dear M

SENIOR SECURED SHORT TERM PROMISSORY NOTE

Exhibit 99.2 SENIOR SECURED SHORT TERM PROMISSORY NOTE $276,764 August 11, 2014 FOR VALUE RECEIVED, the undersigned, ForceField Energy Inc., a Nevada corporation (the “Debtor”), hereby promises to pay to the Seller Representative, on behalf of the Sellers (“Holder”), the principal borrowed from time to time by Debtor, as further set forth on Schedule A hereto, which amount equals $276,764 as of th

AMENDMENT NO.1 TO STOCK PURCHASE AGREEMENT

Exhibit 99.1 AMENDMENT NO.1 TO STOCK PURCHASE AGREEMENT This Amendment No. 1 to Stock Purchase Agreement (the “Amendment”), is dated as of August 11, 2014 by and among ForceField Energy Inc., a Nevada corporation (“Buyer”), 17th Street ALD Management Corporation, a Delaware corporation (the “Company”), and Jeffrey J. Brown, an individual, solely in his capacity as representative of the Sellers (th

CONTINUING CORPORATE GUARANTY

Exhibit 99.3 CONTINUING CORPORATE GUARANTY This Continuing Corporate Guaranty (this “Guaranty”) is entered into effective as of August 11, 2014, is delivered by ForceField Energy, Inc., a Nevada corporation (“Guarantor”), to Jeffrey J. Brown, an individual (the “Seller Representative”). RECITALS A. Pursuant to the terms of that certain Stock Purchase Agreement dated as of April 25, 2014 (the “Purc

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 13,2014 FORCEFIELD ENERGY INC. (Exact name of registrant as specified in its charter) Nevada 001-36133 20-8584329 (State or other jurisdiction of incorporation) (Commission Fil

Regulation FD Disclosure, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 23, 2014 FORCEFIELD ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-36133 20-8584329 (State or other jurisdiction of incorporation or organization)

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2014 FORCEFIELD ENERGY INC. (Exact name of registrant as specified in its charter) Nevada 001-36133 20-8584329 (State or other jurisdiction of incorporatio

17TH STREET ALD MANAGEMENT CORP. FINANCIAL STATEMENTS YEARS ENDED December 31, 2013 and 2012

Exhibit 99.1 17TH STREET ALD MANAGEMENT CORP. FINANCIAL STATEMENTS YEARS ENDED December 31, 2013 and 2012 1 17th Street Management Corp. Page Index to Financial Statements Contents Page(s) Report of Independent Registered Public Accounting Firm 3 Balance Sheets as of December 31, 2013 and 2012 4 Statements of Operations for the Years Ended December 31, 2013 and 2012 5 Statements of Changes in Shar

FORCEFIELD ENERGY INC. AND 17TH STREET ALD MANAGEMENT CORP. Unaudited Pro Forma Consolidated Balance Sheets

Exhibit 99.3 FORCEFIELD ENERGY INC. AND 17TH STREET ALD MANAGEMENT CORP. Unaudited Pro Forma Consolidated Balance Sheets March 31, 2014 ForceField 17th Street ALD Energy Management Adjustment(s) Consolidated ASSETS Current assets: Cash and cash equivalents $ 2,451,146 $ 425,746 $ (2,450,000 ) (a) $ 426,892 Accounts receivable, net 397,446 2,307,667 (1,234,088 ) (b) 1,471,025 Inventory, net 92,644

17TH STREET ALD MANAGEMENT CORP. UNAUDITED FINANCIAL STATEMENTS March 31, 2014

Exhibit 99.2 17TH STREET ALD MANAGEMENT CORP. UNAUDITED FINANCIAL STATEMENTS March 31, 2014 17th Street Management Corp. Page Index to Unaudited Financial Statements Contents Page(s) Balance Sheets as of March 31, 2014 (Unaudited) and December 31, 2013 2 Statements of Operations for the Three Months Ended March 31, 2014 and 2013 (Unaudited) 3 Statements of Cash Flows for the Three Months Ended Mar

- LATE FILING NOTIFICATION

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 Commission File Number: 001-36133 NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K þ Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: March 31, 2014 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Tr

- SCHEDULE 14A

SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for the use of the Commission only (as permitted by Rule 14a-6(e)(2)) þ Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to §240.

EX-10.2

Exhibit 10.2 PLEDGE AGREEMENT This Pledge Agreement dated as of April 25, 2014 (this “Agreement”) is between ForceField Energy Inc., a Nevada corporation (“Pledgor”), and the Seller Representative (the “Secured Party”). Recitals A. This Agreement is issuable pursuant to the terms of that certain Stock Purchase Agreement, dated as of an even date herewith (the “Purchase Agreement”), by and among be

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities, Financial Statements and Exhibits, Results of Operations and Financial Condition, Completion of Acquisition or Disposition of Assets

8-K 1 fnrg8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 25, 2014 FORCEFIELD ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-36133 20-8584329 (State or other jurisdiction

FORM OF SENIOR SECURED PROMISSORY NOTE

Exhibit 4.01 EXHIBIT B FORM OF SENIOR SECURED PROMISSORY NOTE $[] April 25, 2014 FOR VALUE RECEIVED, the undersigned, ForceField Energy Inc., a Nevada corporation (the “Debtor”), hereby promises to pay to [], his heirs, successors and assigns (collectively, “Holder”), the principal sum of [$], with interest on the outstanding principal amount at the rate set forth below, all as further provided in

STOCK PURCHASE AGREEMENT by and among FORCEFIELD ENERGY INC., as BUYER, the Stockholders listed herein, as the SELLERS, Jeffrey J. Brown, as the Seller Representative 17th STREET ALD MANAGEMENT CORPORATION, as the Company Dated as of April 25, 2014

Exhibit 2.01 STOCK PURCHASE AGREEMENT by and among FORCEFIELD ENERGY INC., as BUYER, the Stockholders listed herein, as the SELLERS, Jeffrey J. Brown, as the Seller Representative and 17th STREET ALD MANAGEMENT CORPORATION, as the Company Dated as of April 25, 2014 ARTICLE I PURCHASE AND SALE 2 1.1 Purchase and Sale 2 1.2 Closing Date 2 1.3 Transactions to be Effected at the Closing 2 ARTICLE II A

SECURITY AGREEMENT

EX-10.1 4 fnrgex101.htm FORM OF SECURITY AGREEMENT Exhibit10.1 EXHIBIT C SECURITY AGREEMENT This Security Agreement dated as of April 25, 2014 (this “Agreement”) is among ForceField Energy Inc., a Nevada corporation (“ForceField”), 17th Street ALD Management Corporation, a Delaware corporation (the “Company”; the Company and ForceField are sometimes referred to herein individually as a “Grantor” a

LOCK-UP AGREEMENT

Exhibit 10.3 LOCK-UP AGREEMENT April 25, 2014 ForceField Energy Inc. 245 Park Avenue, 39th Floor New York, NY 10167 Ladies and Gentlemen: Reference is made to that certain Stock Purchase Agreement (the “Purchase Agreement”), dated as of even date herewith, by and among by and among ForceField Energy Inc., a Nevada corporation (“Buyer”), the Company, the Sellers and the Seller Representative. All c

ForceField Energy Completes Acquisition of Award Winning Commercial Lighting Company, American Lighting & Distribution Initiates Revenue Guidance for 2014

Exhibit 99.1 ForceField Energy Completes Acquisition of Award Winning Commercial Lighting Company, American Lighting & Distribution Initiates Revenue Guidance for 2014 NEW YORK, NY. (Globe Newswire-April 28, 2014) ForceField Energy Inc. (NASDAQ:FNRG) (“ForceField Energy” or the “Company”), a designer, seller and distributor of energy products and solutions, today announced that it completed the ac

- LATE NOTIFICATION OF ANNUAL REPORT

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 Commission File Number: 001-36133 NOTIFICATION OF LATE FILING x Form 10-K ¨ Form 11-K ¨ Form 20-F ¨ Form 10-Q ¨ Form N-SAR For Period Ended: December 31, 2013 ¨ Transition Report on Form 10-K o Transition Report on Form 10-Q ¨ Transition Report on Form 20-F o Transition Report on Form N-SAR For the Transition Period Ended: Nothi

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

8-K 1 fnrg8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 24, 2014 FORCEFIELD ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-36133 20-8584329 (State or other jurisdiction

Regulation FD Disclosure, Financial Statements and Exhibits

8-K 1 fnrg8k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 26, 2014 FORCEFIELD ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-36133 20-8584329 (State or other jurisdiction

ForceField Energy Signs Letter of Intent to Acquire American Lighting Profitable, Multi-Million Dollar Revenue Company to Be Immediately Accretive to Earnings and Support U.S. Expansion

Exhibit 99.1 ForceField Energy Signs Letter of Intent to Acquire American Lighting Profitable, Multi-Million Dollar Revenue Company to Be Immediately Accretive to Earnings and Support U.S. Expansion NEW YORK, NY (Globe Newswire-March 26, 2014) ForceField Energy Inc. (“ForceField”, or the “Company”) (NASDAQ: FNRG), a designer, seller and distributor of energy products and solutions, today announced

股权转让协议 EQUITY TRANSFER AGREEMENT By and between SunSi Energies Hong Kong Limited (As the Party A) Liu Dongqiang (As the Party B) With regard to For the sale and purchase of the 60% equity interest in Wendeng He Xie Silicon Co., Ltd. (“the Company”)

Exhibit 10.1 股权转让协议 EQUITY TRANSFER AGREEMENT 由 By and between 桑西能源香港有限公司 SunSi Energies Hong Kong Limited （作为甲方） (As the Party A) 与 And 刘东强 Liu Dongqiang （作为乙方） (As the Party B) 关于 With regard to 出售与购买文登市和谐硅业有限公司（公司）60%的股权 For the sale and purchase of the 60% equity interest in Wendeng He Xie Silicon Co., Ltd. (“the Company”) 本股权转让协议（本协议）由下列各方于2014年02月19日于威海签订： This EQUITY AGREEMENT (this Agreeme

股权转让协议 EQUITY TRANSFER AGREEMENT Sunsi Energies Hong Kong Limited (As Party A) Song Yihua Zhou Shengli Zhang Chengyi (Collectively as Party B) With regard to Transfer of the 90% equity interests in Zibo Baokai Commerce and Trade Co., Ltd. (“Baokai”)

Exhibit 10.2 股权转让协议 EQUITY TRANSFER AGREEMENT 桑西能源香港有限公司 Sunsi Energies Hong Kong Limited (作为甲方) (As Party A) 与 And 宋宜华 Song Yihua 周胜利 Zhou Shengli 张成义 Zhang Chengyi （合称乙方） (Collectively as Party B) 关于 With regard to 转让淄博宝凯商贸有限公司90%的股权 Transfer of the 90% equity interests in Zibo Baokai Commerce and Trade Co., Ltd. (“Baokai”) 本股权转让协议（以下称本协议）由下列各方于2014年2月20日于淄博签订： This EQUITY TRANSFER AGREEMENT (he

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2014 FORCEFIELD ENERGY, INC. (Exact name of registrant as specified in its charter) Nevada 001-36133 20-8584329 (State or other jurisdiction of incorporation or organizat

ForceField Energy Divests its TCS Businesses in China; Receives Approximately $8.6 Million of its Common Stock Held by Former Minority Partner Accretive Transaction Reduces Operating Losses, Strengthens Working Capital and Decreases Common Shares Out

Exhibit 99.1 ForceField Energy Divests its TCS Businesses in China; Receives Approximately $8.6 Million of its Common Stock Held by Former Minority Partner Accretive Transaction Reduces Operating Losses, Strengthens Working Capital and Decreases Common Shares Outstanding by 8.6% NEW YORK, NY (Globe Newswire- February 21, 2014) ForceField Energy Inc. (“ForceField” or the “Company”) (Nasdaq: FNRG),

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 22, 2014 FORCEFIELD ENERGY INC. (Exact name of registrant as specified in its charter) Nevada 001-36133 20-8584329 (State or other jurisdiction of incorporation or organizatio

Russell E. Anderson, CPA Russ Bradshaw, CPA William R. Denney, CPA Sandra Chen, CPA January 22, 2014 Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Ladies and Gentlemen: The firm of Anderson Bradshaw PLLC, was previously p

Exhibit 16.1 Russell E. Anderson, CPA Russ Bradshaw, CPA William R. Denney, CPA Sandra Chen, CPA January 22, 2014 Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Ladies and Gentlemen: The firm of Anderson Bradshaw PLLC, was previously principal accountant for ForceField Energy Inc., (the “Company”), and reported on the financial statements of the Company for the years en

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR (g) OF THE SECURITIES EXCHANGE ACT OF 1934 FORCEFIELD ENERGY INC. (Exact name of Registrant as specified in its charter) Nevada 20-8584329 (State of Incorporation) (I.R.S. Employer Identification No.) 245 Park Avenue 39th Floor New York, NY

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 15, 2013 ForceField Energy Inc. (Exact name of registrant as specified in its charter) NEVADA 333-145910 20-8584329 (State or other jurisdiction of incorporation) (Commission

ForceField Energy Approved for NASDAQ Capital Market Listing Trading Scheduled to Commence on October 17, 2013

ForceField Energy Approved for NASDAQ Capital Market Listing Trading Scheduled to Commence on October 17, 2013 NEW YORK, NY (ACCESSWIRE - October 15, 2013) - ForceField Energy Inc.

- LATE FILING NOTICE

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K þ Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: June 30, 2013 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report on Fo

- NOTICE OF LATE FILING

OMB APPROVAL OMB Number: 3235-0058 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Information Statement o CONFIDENTIAL, FOR USE OF THE COMMISSION ONLY (AS PERMITTED BY RULE 14a-6(e) (210

- LATE FILING NOTIFICATION

NT 10-K 1 fnrgnt10k.htm LATE FILING NOTIFICATION OMB APPROVAL OMB Number: 3235-0058 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Expires: August 31, 2015 Estimated average burden hours per response.......2.50 FORM 12b-25 SEC FILE NUMBER CUSIP NUMBER NOTIFICATION OF LATE FILING (Check one): þ Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2013 ForceField Energy Inc. (Exact name of registrant as specified in its charter) NEVADA 333-145910 20-8584329 (State or other jurisdiction of incorporation) (Commission

- INFORMATION STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: o Preliminary Information Statement. o Confidential, for Use of the Commission only (as permitted by Rule 14c-5(d)(2)) þ Definitive Information Statement. SUNSI ENERGIES INC. (

- INFORMATION STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14C SCHEDULE 14C INFORMATION Information Statement Pursuant to Section 14(c) of the Securities Exchange Act of 1934 Check the appropriate box: þ Preliminary Information Statement. o Confidential, for Use of the Commission only (as permitted by Rule 14c-5(d)(2)) o Definitive Information Statement. SUNSI ENERGIES INC. (

- CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 8, 2012 SunSi Energies Inc. (Exact name of registrant as specified in its charter) NEVADA 333-145910 20-8584329 (State or other jurisdiction of incorporation) (Commission File

EX-3.1

Exhibit 3.1

EX-3.2

Exhibit 3.2

- CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 27, 2012 SunSi Energies Inc. (Exact name of registrant as specified in its charter) NEVADA 333-145910 20-8584329 (State or other jurisdiction of incorporation) (Commission File

Page 1 of 8

EXHIBIT 10.1 Page 1 of 8 产品独家经销协议 Product Exclusive Distributor Agreement 甲方：上海亮硕光电子科技有限公司 Party A: Shanghai Lightsky Optoelectronics Technology Co., Ltd. 乙方：SunSi Energies Inc.及其附属公司 Party B: SunSi Energies Inc. and any of its Affiliates And 以及 ZMY Financial Group Inc. ZMY金融集团有限公司 甲方和乙方现签订本协议，根据该协议乙方（独家代理商）将销售附表I（LED产品）中概述的LED照明产品和甲方开发的所有新LED产品；甲乙双方经友好协商，对本协议各条款进行了讨论并达成一致。 Party A and Party B hav

- NOTIFICATION OF LATE FILING

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER CUSIP NUMBER NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K þ Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: June 30, 2012 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 1

Child, Van Wagoner & Bradshaw, PLLC

Exhibit 16.1 Child, Van Wagoner & Bradshaw, PLLC 5296 South Commerce Drive, Suite 300 Salt Lake City, Utah 84107-5370 (801) 281-4700 August 6, 2012 Securities and Exchange Commission 100 F Street, NE Washington, D.C. 20549 Ladies and Gentlemen: The firm of Child, Van Wagoner & Bradshaw, PLLC was previously principal accountant for SunSi Energies Inc. (the "Company") and reported on the financial s

Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 1, 2012 SunSi Energies Inc. (Exact name of registrant as specified in its charter) NEVADA 333-145910 20-8584329 (State or other jurisdiction of incorporation) (Commission File

- CURRENT REPORT

Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2012 SunSi Energies Inc. (Exact name of registrant as specified in its charter) NEVADA 333-145910 20-8584329 (State or other jurisdiction of incorporation) (Com

SHARE EXCHANGE AGREEMENT

EXHIBIT 10.2 SHARE EXCHANGE AGREEMENT THIS Agreement made as of the 17th day of May, 2012 BETWEEN: SunSi Energies Inc., a corporation duly constituted under the laws of the state of Nevada, USA, and having an office at 245 Park Avenue, 24th Floor, New York, NY, 10167 (hereinafter “SunSi”) OF THE FIRST PART AND: SOFFIMAT HOLDINGS, a corporation duly constituted under laws of France, and having an o

SHARE EXCHANGE AGREEMENT

SHARE EXCHANGE AGREEMENT EXHIBIT 10.1 SHARE EXCHANGE AGREEMENT THIS Agreement made as of the 10th day of May 2012 BETWEEN: SunSi Energies Inc., a corporation duly constituted under the laws of the state of Nevada, USA, and having an office at 245 Park Avenue, 24th floor, New York, NY, 10167 (Hereinafter “SunSi”) OF THE FIRST PART AND: ACME ENERGY INC, a corporation duly constituted under the laws

- NOTIFICATION OF LATE FILING

Form 12b-25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): Form 10-K Form 20-F Form 11-K ü Form 10-Q Form 10-D Form N-SAR Form N-CSR For Period Ended: MARCH 31, 2012 Transition Report on Form 10-K Transition Report on Form 20-F Transition Report on Form 11-K Transition Report on Form 10-Q Transition Report on Form N-SAR

- DEFINITIVE INFORMATION STATEMENT

Information Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

- NOTIFICATION

NT 10-K 1 ssient10k.htm NOTIFICATION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER CUSIP NUMBER NOTIFICATION OF LATE FILING (Check one): þ Form 10-K o Form 20-F o Form 11-K o Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: December 31, 2011 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report o