FIGS / FIGS, Inc. - SEC-arkiveringar, Årsredovisning, Fullmaktsutlåtande

FIGS, Inc.
US ˙ NYSE ˙ US30260D1037

Grundläggande statistik
CIK 1846576
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to FIGS, Inc.
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
August 7, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-40448 FIGS

August 7, 2025 EX-99.1

FIGS Releases Second Quarter 2025 Financial Results Exceeded Expectations on Both Top and Bottom Lines Grew Net Revenues 5.8% Achieved Net Income Margin of 4.7% and Adjusted EBITDA Margin of 12.9% Increasing Full Year 2025 Outlook

FIGS Releases Second Quarter 2025 Financial Results Exceeded Expectations on Both Top and Bottom Lines Grew Net Revenues 5.

August 7, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 7, 2025 FIGS, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40448 46-2005653 (State or Other Jurisdiction of Incorporation) (Commission File Number)

June 9, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 4, 2025 FIGS, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40448 46-2005653 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I

May 8, 2025 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 001-40448 FIG

May 8, 2025 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 8, 2025 FIGS, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40448 46-2005653 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IR

May 8, 2025 EX-99.1

FIGS Releases First Quarter 2025 Financial Results Results Exceed Expectations Highlighted by Net Revenues Growth of 4.7% Updates Full Year 2025 Outlook in Response to U.S. Tariffs

FIGS Releases First Quarter 2025 Financial Results Results Exceed Expectations Highlighted by Net Revenues Growth of 4.

April 24, 2025 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amend

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

April 24, 2025 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

April 3, 2025 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2025 FIGS, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40448 46-2005653 (State or Other Jurisdiction of Incorporation) (Commission File Number)

April 3, 2025 EX-99.1

FIGS Adds Digital Marketing Executive Jerry Jao as New Independent Director to its Board of Directors

FIGS Adds Digital Marketing Executive Jerry Jao as New Independent Director to its Board of Directors SANTA MONICA, Calif.

February 27, 2025 EX-10.22

., Baron Capital Management, Inc. and BAMCO, Inc., dated as of

Execution Version STOCKHOLDERS AGREEMENT by and among FIGS, INC., BARON CAPITAL MANAGEMENT, INC., and BAMCO, INC. Dated as of February 26, 2025 |US-DOCS\156791051.3|| #99779303v16 CONTENTS Page Article I GOVERNANCE 1 1.1 Voting Agreement 1 Article II TRANSFERS; STANDSTILL PROVISIONS 1 2.1 Transfer Restrictions 1 2.2 Standstill Provisions 2 Article III REPRESENTATIONS AND WARRANTIES 3 3.1 Represent

February 27, 2025 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-404

February 27, 2025 EX-99.1

FIGS Releases Fourth Quarter and Full Year 2024 Financial Results 2024 Results Exceed Expectations with Net Revenues Growth of 1.8% YoY, Net Income Margin of 0.5%, and Adjusted EBITDA Margin of 9.3% Increases Share Repurchase Authorization by $50 Mil

FIGS Releases Fourth Quarter and Full Year 2024 Financial Results 2024 Results Exceed Expectations with Net Revenues Growth of 1.

February 27, 2025 EX-19.1

. Amended and Restated Insider Trading Compliance Policy

FIGS, Inc. Insider Trading Compliance Policy Federal laws and regulations prohibit trading in the securities of a company while in possession of material nonpublic information and in breach of a duty of trust or confidence. These laws and regulations also prohibit anyone who is aware of material nonpublic information from providing this information to others who may trade. FIGS, Inc. (together wit

February 27, 2025 EX-FILING FEES

Filing Fee Table

Exhibit 107.1 Calculation of Filing Fee Table Form S-8 (Form Type) FIGS, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1—Newly Registered Securities Plan Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee 2021 Equity Incentive Award Plan Equity

February 27, 2025 EX-4.3

Description of the Registrant's Securities

Exhibit 4.3 DESCRIPTION OF THE REGISTRANT’S SECURITIES As of December 31, 2024, FIGS, Inc. (the “Company,” “we,” “our” or “us”) had one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): our Class A common stock, $0.0001 par value per share. The following description summarizes our capital stock and certain provisions of our ame

February 27, 2025 S-8

As filed with the Securities and Exchange Commission on February 27, 2025

As filed with the Securities and Exchange Commission on February 27, 2025 Registration No.

February 27, 2025 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 27, 2025 FIGS, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40448 46-2005653 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

February 27, 2025 EX-10.21

Series A Preferred Stock Purchase Agreement, by and

Certain identified information has been excluded from this exhibit because the Company does not believe it is material and is the type that the Company customarily treats as private or confidential.

February 27, 2025 EX-10.61

Employee Stock Purchase Plan Sub-Plan for Canadian Participants

FIGS, INC. – 2021 EMPLOYEE STOCK PURCHASE PLAN SUB-PLAN FOR CANADIAN PARTICIPANTS Whereas: (i) FIGS, Inc., a Delaware corporation (“Company”) is the parent of a FIGS Canada, Inc., a corporation organized and existing under the laws of Ontario (the “Canadian Subsidiary”); (ii) The Company has adopted the 2021 Employee Stock Purchase Plan (the “Plan”). (iii) The Plan Administrator has designated the

January 16, 2025 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 16, 2025 FIGS, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40448 46-2005653 (State or Other Jurisdiction of Incorporation) (Commission File Number

January 14, 2025 EX-99.4

BINDING TERM SHEET

Exhibit 99.4 CONFIDENTIAL BINDING TERM SHEET The purpose of this binding term sheet (this “Term Sheet”), dated as of January 13, 2025 (the “Term Sheet Date”), is to both (i) set forth certain agreements among the parties hereto and (ii) memorialize certain terms to be agreed to between FIGS, Inc. (the “Company”), Baron Capital Management, Inc. (“BCM”) and BAMCO, Inc. (“BAMCO” and together with BCM

January 14, 2025 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 13, 2025 FIGS, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40448 46-2005653 (State or Other Jurisdiction of Incorporation) (Commission File Number

January 10, 2025 EX-1

PUT-CALL AGREEMENT dated as of January 7, 2025 BAMCO, INC., THOMAS J. TULL, THOMAS J. TULL AS TRUSTEE OF THE TULL FAMILY TRUST, U/A/D AUGUST 1, 2005, AS AMENDED, FIRST LIGHT INVESTORS, LLC, relating to the purchase and sale Class A Common Stock FIGS,

PUT-CALL AGREEMENT dated as of January 7, 2025 among BAMCO, INC., THOMAS J. TULL, THOMAS J. TULL AS TRUSTEE OF THE TULL FAMILY TRUST, U/A/D AUGUST 1, 2005, AS AMENDED, and FIRST LIGHT INVESTORS, LLC, relating to the purchase and sale of Class A Common Stock of FIGS, Inc. TABLE OF CONTENTS Page ARTICLE 1 Definitions Section 1.01. Definitions 1 Section 1.02. Other Definitional and Interpretative Pro

January 7, 2025 EX-99.3

PUT-CALL AGREEMENT dated as of January 7, 2025 BAMCO, INC., THOMAS J. TULL, THOMAS J. TULL AS TRUSTEE OF THE TULL FAMILY TRUST, U/A/D AUGUST 1, 2005, AS AMENDED, FIRST LIGHT INVESTORS, LLC, relating to the purchase and sale Class A Common Stock FIGS,

Exhibit 99.3 PUT-CALL AGREEMENT dated as of January 7, 2025 among BAMCO, INC., THOMAS J. TULL, THOMAS J. TULL AS TRUSTEE OF THE TULL FAMILY TRUST, U/A/D AUGUST 1, 2005, AS AMENDED, and FIRST LIGHT INVESTORS, LLC, relating to the purchase and sale of Class A Common Stock of FIGS, Inc. TABLE OF CONTENTS Page ARTICLE 1 Definitions Section 1.01. Definitions. 1 Section 1.02. Other Definitional and Inte

December 31, 2024 EX-99.1

TRANSACTIONS IN COMMON STOCK BY THE REPORTING PERSONS

Annex A TRANSACTIONS IN COMMON STOCK BY THE REPORTING PERSONS The following tables set forth all transactions in the Class A Common Stock effected by the Reporting Persons in the past sixty days.

December 31, 2024 EX-99.2

FIGS, Inc.

FIGS, Inc. 2834 Colorado Avenue, Suite 100 Santa Monica, California 90404 Attention: Board of Directors December 31, 2024 Dear Members of the Board of Directors: Baron Capital Group, Inc. (together with its affiliated investment vehicles, "Baron," "we," or "our") is a long-term, growth investor which currently owns 30,837,759 shares of the Class A Common Stock of FIGS, Inc. ("FIGS" or the "Company

December 19, 2024 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 16, 2024 FIGS, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40448 46-2005653 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

December 19, 2024 EX-99.1

FIGS Announces Updates to Board of Directors

FIGS Announces Updates to Board of Directors SANTA MONICA, Calif., December 19, 2024 — FIGS, Inc. (NYSE: FIGS) (the “Company”), the global leading healthcare apparel brand dedicated to improving the lives of healthcare professionals, today announced the appointment of Melanie Whelan, former Chief Executive Officer of SoulCycle Inc., to its board of directors (the “Board”), effective January 1, 202

November 14, 2024 EX-99.I

to Schedule 13G

EX-99.I 2 d847123dex99i.htm EX-99.I Exhibit I to Schedule 13G Ameriprise Financial, Inc., a Delaware Corporation, is a parent holding company. The classification and identity of the relevant subsidiaries is as follows: Non-US Institution – TAM UK International Holdings Limited, a private limited company incorporated in England and Wales, is a holding company and parent entity to Threadneedle Holdi

November 14, 2024 EX-99.III

to Schedule 13G Powers of Attorney LIMITED POWER OF ATTORNEY

EX-99.III 4 d847123dex99iii.htm EX-99.III Exhibit III to Schedule 13G Powers of Attorney LIMITED POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, which are intended to constitute a Limited Power of Attorney, that TAM UK International Holdings Limited, a company incorporated under the laws of England and Wales under registered number 12728685, with its principal place of business at Cannon Place,

November 14, 2024 SC 13G

FIGS / FIGS, Inc. / AMERIPRISE FINANCIAL INC - SC 13G Passive Investment

SC 13G 1 d847123dsc13g.htm SC 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities and Exchange Act of 1934 FIGS, Inc (Name of Issuer) Class A Common Stock (Title of Class of Securities) 30260D103 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this

November 14, 2024 EX-99.II

to Schedule 13G Joint Filing Agreement

EX-99.II 3 d847123dex99ii.htm EX-99.II Exhibit II to Schedule 13G Joint Filing Agreement The undersigned persons agree and consent to the joint filing on their behalf of this Schedule 13G dated November 14, 2024 in connection with their beneficial ownership of FIGS, Inc. Each of TAM UK International Holdings Limited, Threadneedle Holdings Limited, TAM UK Holdings Limited, Threadneedle Asset Manage

November 13, 2024 SC 13G/A

FIGS / FIGS, Inc. / Capital International Investors - SEC SCHEDULE 13G Passive Investment

SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* FIGS, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 30260D103 (CUSIP Number) September 30, 2024 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designa

November 7, 2024 8-K

Regulation FD Disclosure, Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2024 FIGS, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40448 46-2005653 (State or Other Jurisdiction of Incorporation) (Commission File Number

November 7, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-4044

November 7, 2024 EX-99.1

FIGS Releases Third Quarter 2024 Financial Results Completed State-of-the-Art Fulfillment Center Transition Announces Minority Investment in OOG, Inc., A New Online Platform for Healthcare Professionals Updates Full Year 2024 Outlook

FIGS Releases Third Quarter 2024 Financial Results Completed State-of-the-Art Fulfillment Center Transition Announces Minority Investment in OOG, Inc.

August 28, 2024 SC 13D/A

FIGS / FIGS, Inc. / Hasson Heather L. - SC 13D/A Activist Investment

SC 13D/A 1 a2024-08x28schedule13dahas.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7)* FIGS, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 30260D103 (CUSIP Number) Todd Maron c/o FIGS, Inc. 2834 Colorado Avenue, Suite 100 Santa Monic

August 28, 2024 SC 13D/A

FIGS / FIGS, Inc. / Spear Catherine Eva - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 7)* FIGS, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 30260D103 (CUSIP Number) Todd Maron c/o FIGS, Inc. 2834 Colorado Avenue, Suite 100 Santa Monica, CA 90404 (424) 300-8330 (Name, Address and Telep

August 8, 2024 EX-99.1

FIGS Releases Second Quarter 2024 Financial Results Exceeded Q2 2024 Outlook; Announcing $50 Million Share Repurchase Authorization

FIGS Releases Second Quarter 2024 Financial Results Exceeded Q2 2024 Outlook; Announcing $50 Million Share Repurchase Authorization SANTA MONICA, Calif.

August 8, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 8, 2024 FIGS, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40448 46-2005653 (State or Other Jurisdiction of Incorporation) (Commission File Number)

August 8, 2024 EX-10.2

Employment Agreement by and between FIGS, Inc. and Sarah Oughtred

FIGS CANADA, INC. May 28, 2024 Sarah Oughtred Dear Sarah: On behalf of FIGS, Inc. (the “Parent”), I am pleased to offer you employment commencing on July 29, 2024 (the “Start Date”) with FIGS Canada, Inc., a wholly-owned Canadian subsidiary of the Parent (the “Company”), on the following terms and conditions. 1.Position You will report to Trina Spear, Co-Founder/CEO of Parent (your “Manager”) or a

August 8, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40448 FIG

August 8, 2024 EX-10.1

by and between FIGS, Inc. and

2834 Colorado Ave., Suite 100 Santa Monica, CA 90404 May 9, 2024 Kevin Fosty Re: Employment Terms Dear Kevin, FIGS, INC. (the “Company”) is thrilled to offer you the position of Interim Chief Financial Officer while a search is being conducted for a permanent Chief Financial Officer. During this interim period, you will report directly to Trina Spear, Co-Founder/Chief Executive Officer. This inter

June 12, 2024 EX-99.1

SARAH OUGHTRED TO BECOME FIGS’ NEW CHIEF FINANCIAL OFFICER Longtime Senior Finance Executive Joins FIGS After Almost 17 Years at lululemon

SARAH OUGHTRED TO BECOME FIGS’ NEW CHIEF FINANCIAL OFFICER Longtime Senior Finance Executive Joins FIGS After Almost 17 Years at lululemon SANTA MONICA, Calif.

June 12, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2024 FIGS, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40448 46-2005653 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I

June 11, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 5, 2024 FIGS, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40448 46-2005653 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I

May 9, 2024 8-K/A

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K/A (Amendment No. 1) CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): Feb 26, 2024 FIGS, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40448 46-2005653 (State or Other Jurisdiction of Incorporation) (Commis

May 9, 2024 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40448 FI

May 9, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

May 9, 2024 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 9, 2024 FIGS, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40448 46-2005653 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IR

May 9, 2024 EX-99.1

FIGS Releases First Quarter 2024 Financial Results Net Revenues Hit Upper End of Q1 2024 Outlook with Adjusted EBITDA Margin Exceeding Q1 2024 Outlook; Raising FY 2024 Net Revenues Outlook

FIGS Releases First Quarter 2024 Financial Results Net Revenues Hit Upper End of Q1 2024 Outlook with Adjusted EBITDA Margin Exceeding Q1 2024 Outlook; Raising FY 2024 Net Revenues Outlook SANTA MONICA, Calif.

April 24, 2024 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amend

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

April 24, 2024 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

March 19, 2024 SC 13D/A

FIGS / FIGS, Inc. / Spear Catherine Eva - SC 13D/A Activist Investment

SC 13D/A 1 a2024-03x19schedule13daspe.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6)* FIGS, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 30260D103 (CUSIP Number) Todd Maron c/o FIGS, Inc. 2834 Colorado Avenue, Suite 100 Santa Monic

March 19, 2024 SC 13D/A

FIGS / FIGS, Inc. / Hasson Heather L. - SC 13D/A Activist Investment

SC 13D/A 1 a2024-03x19schedule13dahas.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 6)* FIGS, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 30260D103 (CUSIP Number) Todd Maron c/o FIGS, Inc. 2834 Colorado Avenue, Suite 100 Santa Monic

February 28, 2024 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2024 FIGS, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40448 46-2005653 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

February 28, 2024 EX-97.1

Policy for Recovery of Erroneously Awarded Compensation.

FIGS, INC. POLICY FOR RECOVERY OF ERRONEOUSLY AWARDED COMPENSATION FIGS, Inc. (the “Company”) has adopted this Policy for Recovery of Erroneously Awarded Compensation (the “Policy”), effective as of October 2, 2023 (the “Effective Date”). Capitalized terms used in this Policy but not otherwise defined when introduced are defined in Section 11. 1.Persons Subject to Policy This Policy shall apply to

February 28, 2024 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-404

February 28, 2024 EX-99.1

FIGS Releases Fourth Quarter and Full Year 2023 Financial Results 2023 Net Revenues Growth of 7.9% YoY, Net Income of $22.6 million, Net Income Margin of 4.1% and Adjusted EBITDA Margin of 15.8%

FIGS Releases Fourth Quarter and Full Year 2023 Financial Results 2023 Net Revenues Growth of 7.

February 28, 2024 S-8

As filed with the Securities and Exchange Commission on February 28, 2024

As filed with the Securities and Exchange Commission on February 28, 2024 Registration No.

February 28, 2024 EX-FILING FEES

Filing Fee Table

Exhibit 107.1 Calculation of Filing Fee Table Form S-8 (Form Type) FIGS, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1—Newly Registered Securities Plan Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee 2021 Equity Incentive Award Plan Equity

February 14, 2024 SC 13G/A

FIGS / FIGS, Inc. / BAMCO INC /NY/ - NONE Passive Investment

SC 13G/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 03)* FIGS, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 30260D103 (CUSIP Number) Calendar Year 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule

February 14, 2024 SC 13G/A

FIGS / FIGS, Inc. / CITADEL ADVISORS LLC - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. 1)* FIGS, Inc. (Name of Issuer) Class A common stock, $0.0001 par value per share (the “Shares”) (Title of Class of Securities) 30260D103 (CUSI

February 13, 2024 SC 13G/A

FIGS / FIGS, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SC 13G/A 1 tv0924-figsincclassa.htm SCHEDULE 13G/A SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 2)* Name of issuer: FIGS, Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 30260D103 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate th

February 9, 2024 SC 13G

FIGS / FIGS, Inc. / Capital International Investors - SEC SCHEDULE 13G Passive Investment

SC 13G 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* FIGS, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 30260D103 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate th

November 2, 2023 EX-99.1

FIGS Releases Third Quarter 2023 Financial Results, Raises Full Year Guidance and Adds New Independent Director to Board Net Revenues Growth of 10.7% YoY, Net Income of $6.1 million, Net Income Margin of 4.2% and Adjusted EBITDA Margin of 17.2% Finan

FIGS Releases Third Quarter 2023 Financial Results, Raises Full Year Guidance and Adds New Independent Director to Board Net Revenues Growth of 10.

November 2, 2023 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2023 FIGS, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40448 46-2005653 (State or Other Jurisdiction of Incorporation) (Commission File Number

November 2, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-4044

October 30, 2023 SC 13D/A

FIGS / Figs Inc - Class A / Hasson Heather L. - SC 13D/A Activist Investment

SC 13D/A 1 a2023-10x30schedule13dahas.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5)* FIGS, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 30260D103 (CUSIP Number) Todd Maron c/o FIGS, Inc. 2834 Colorado Avenue, Suite 100 Santa Monic

October 30, 2023 SC 13D/A

FIGS / Figs Inc - Class A / Spear Catherine Eva - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 5)* FIGS, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 30260D103 (CUSIP Number) Todd Maron c/o FIGS, Inc. 2834 Colorado Avenue, Suite 100 Santa Monica, CA 90404 (424) 300-8330 (Name, Address and Telep

September 7, 2023 SC 13G/A

FIGS / Figs Inc - Class A / BAMCO INC /NY/ - NONE Passive Investment

Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* FIGS, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 30260D103 (CUSIP Number) August 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to whic

August 3, 2023 EX-99.1

FIGS Releases Second Quarter 2023 Financial Results Net Revenues Growth of 13.0% YoY, Net Income of $4.6 million, Net Income Margin of 3.4% and Adjusted EBITDA Margin of 13.7%

FIGS Releases Second Quarter 2023 Financial Results Net Revenues Growth of 13.0% YoY, Net Income of $4.6 million, Net Income Margin of 3.4% and Adjusted EBITDA Margin of 13.7% SANTA MONICA, Calif., August 3, 2023 — FIGS, Inc. (NYSE: FIGS) (the “Company”), the direct-to-consumer apparel and lifestyle brand dedicated to the healthcare community, today released its second quarter 2023 financial resul

August 3, 2023 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2023 FIGS, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40448 46-2005653 (State or Other Jurisdiction of Incorporation) (Commission File Number)

August 3, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40448 FIG

July 7, 2023 SC 13D/A

FIGS / Figs Inc - Class A / Spear Catherine Eva - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* FIGS, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 30260D103 (CUSIP Number) Todd Maron c/o FIGS, Inc. 2834 Colorado Avenue, Suite 100 Santa Monica, CA 90404 (424) 300-8330 (Name, Address and Telep

July 7, 2023 SC 13D/A

FIGS / Figs Inc - Class A / Hasson Heather L. - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4)* FIGS, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 30260D103 (CUSIP Number) Todd Maron c/o FIGS, Inc. 2834 Colorado Avenue, Suite 100 Santa Monica, CA 90404 (424) 300-8330 (Name, Address and Telep

June 8, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 7, 2023 FIGS, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40448 46-2005653 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I

May 4, 2023 EX-99.1

FIGS Releases First Quarter 2023 Financial Results Net Revenues Growth of 9.2% YoY, Net Income of $1.9 million, Net Income Margin of 1.6% and Adjusted EBITDA Margin of 13.4%

FIGS Releases First Quarter 2023 Financial Results Net Revenues Growth of 9.2% YoY, Net Income of $1.9 million, Net Income Margin of 1.6% and Adjusted EBITDA Margin of 13.4% SANTA MONICA, Calif., May 4, 2023 — FIGS, Inc. (NYSE: FIGS) (the “Company”), the direct-to-consumer apparel and lifestyle brand dedicated to the healthcare community, today released its first quarter 2023 financial results and

May 4, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2023 FIGS, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40448 46-2005653 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IR

May 4, 2023 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-40448 FI

April 25, 2023 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amend

DEFA14A 1 a2023-figsincxdefa14anotic.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropria

April 25, 2023 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

April 21, 2023 CORRESP

2834 Colorado Ave, Suite 100 Santa Monica, CA 90404

2834 Colorado Ave, Suite 100 Santa Monica, CA 90404 April 21, 2023 VIA EDGAR United States Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.

March 21, 2023 SC 13D/A

FIGS / Figs Inc - Class A / Hasson Heather L. - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* FIGS, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 30260D103 (CUSIP Number) Todd Maron c/o FIGS, Inc. 2834 Colorado Avenue, Suite 100 Santa Monica, CA 90404 (424) 300-8330 (Name, Address and Telep

March 21, 2023 SC 13D/A

FIGS / Figs Inc - Class A / Spear Catherine Eva - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 3)* FIGS, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 30260D103 (CUSIP Number) Todd Maron c/o FIGS, Inc. 2834 Colorado Avenue, Suite 100 Santa Monica, CA 90404 (424) 300-8330 (Name, Address and Telep

March 1, 2023 S-8

As filed with the Securities and Exchange Commission on February 28, 2023

As filed with the Securities and Exchange Commission on February 28, 2023 Registration No.

March 1, 2023 EX-FILING FEES

Filing Fee Table

Exhibit 107.1 Calculation of Filing Fee Table Form S-8 (Form Type) FIGS, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1—Newly Registered Securities Plan Security Type Security Class Title Fee Calculation Rule Amount Registered(1) Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee 2021 Equity Incentive Award Plan Equity

February 28, 2023 EX-3.1

Amended and Restated Certificate of Incorporation of FIGS, Inc.

AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF FIGS, INC. FIGS, Inc. (the “Corporation”), a corporation organized and existing under the General Corporation Law of the State of Delaware (the “DGCL”), does hereby certify as follows: 1.The name of the Corporation is FIGS, Inc. The Corporation was incorporated by the filing of its original Certificate of Incorporation with the Secretary of Stat

February 28, 2023 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-404

February 28, 2023 EX-10.10

Voting Agreement by and among FIGS, Inc., Heather Hasson, Catherine Spear, Tulco, LLC and certain related entities.

VOTING AGREEMENT This VOTING AGREEMENT (this “Agreement”) is made and entered into as of May 26, 2021 by and among FIGS, Inc.

February 28, 2023 EX-10.6

2021 Employee Stock Purchase Plan.

FIGS, INC. 2021 EMPLOYEE STOCK PURCHASE PLAN ARTICLE I. PURPOSE The purposes of this Figs, Inc. 2021 Employee Stock Purchase Plan (as it may be amended or restated from time to time, the “Plan”) are to assist Eligible Employees of Figs, Inc., a Delaware corporation (the “Company”), and its Designated Subsidiaries in acquiring a stock ownership interest in the Company pursuant to a plan which is in

February 28, 2023 EX-21.1

List of Subsidiaries of FIGS, Inc.

Exhibit 21.1 Subsidiaries of FIGS, Inc. None.

February 28, 2023 EX-3.2

Amended and Restated Bylaws of FIGS, Inc.

Amended and Restated Bylaws of FIGS, Inc. (a Delaware corporation) Table of Contents Page Article I - Corporate Offices 1 1.1 Registered Office 1 1.2 Other Offices 1 Article II - Meetings of Stockholders 1 2.1 Place of Meetings 1 2.2 Annual Meeting 1 2.3 Special Meeting 1 2.4 Notice of Business to be Brought before a Meeting 2 2.5 Notice of Nominations for Election to the Board 4 2.6 Additional Re

February 28, 2023 EX-10.1 1

First Amendment to Credit Agreement, dated February 27, 2023, between the Company and Bank of America, N.A.

figs-20221231xexx1011 EXECUTION VERSION FIRST AMENDMENT TO CREDIT AGREEMENT THIS FIRST AMENDMENT TO CREDIT AGREEMENT (this “Agreement”), dated as of February 27, 2023 (the “First Amendment Effective Date”), is entered into between FIGS, INC.

February 28, 2023 EX-10.8

Amended and Restated Employment Agreement by and between FIGS, Inc. and Catherine Spear.

AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (“Agreement”) is entered into as of May 26, 2021, by and between FIGS, Inc.

February 28, 2023 EX-10.3

2021 Equity Incentive Award Plan.

EX-10.3 5 figs-20221231xexx103.htm EX-10.3 FIGS, INC. 2021 EQUITY INCENTIVE AWARD PLAN ARTICLE I. PURPOSE The Plan’s purpose is to enhance the Company’s ability to attract, retain and motivate persons who make (or are expected to make) important contributions to the Company by providing these individuals with equity ownership opportunities and/or equity-linked compensatory opportunities. Capitaliz

February 28, 2023 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2023 FIGS, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40448 46-2005653 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

February 28, 2023 EX-99.1

Supplemental Information

figs-20221231xexx991 Non-GAAP Financial Measures Non-GAAP Financial Measures In addition to the GAAP financial measures set forth herein, FIGS, Inc.

February 28, 2023 EX-99.1

FIGS Releases Fourth Quarter and Full Year 2022 Financial Results 2022 Net Revenues Growth of 20.6% YoY, Net Income of $21.2 million, Net Income Margin of 4.2% and Adjusted EBITDA Margin of 17.2%

FIGS Releases Fourth Quarter and Full Year 2022 Financial Results 2022 Net Revenues Growth of 20.

February 28, 2023 EX-10.11

Equity Award Exchange Right Agreement between FIGS, Inc. and each of Heather Hasson and Catherine Spear.

EQUITY AWARD EXCHANGE RIGHT AGREEMENT This EQUITY AWARD EXCHANGE RIGHT AGREEMENT (this “Agreement”) is made and entered into as of May 26, 2021 by and among FIGS, Inc.

February 14, 2023 SC 13G/A

FIGS / FIGS, Inc. / BAMCO INC /NY/ - NONE Passive Investment

SC 13G/A 1 doc1.htm NONE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 01)* FIGS, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 30260D103 (CUSIP Number) Calendar Year 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule

February 14, 2023 SC 13G/A

FIGS / FIGS, Inc. / VIKING GLOBAL INVESTORS LP - SC 13G/A Passive Investment

SC 13G/A 1 brhc10047901sc13ga.htm SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS PURSUANT TO RULES 13d- 1(b),(c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934* (Amendment No. 2) FIGS, Inc. (Name of Issuer) Common stock, $0.0001 par value per share (Title of Cla

February 13, 2023 SC 13G/A

FIGS / FIGS, Inc. / Tulco, LLC - SCHEDULE 13, AMENDMENT NO. 1 Passive Investment

SC 13G/A 1 sc13ga1.htm SCHEDULE 13, AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* FIGS, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 30260D103 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this State

February 9, 2023 SC 13G/A

FIGS / FIGS, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 1)* Name of issuer: Figs Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 30260D103 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ R

February 7, 2023 SC 13D/A

FIGS / FIGS, Inc. / Hasson Heather L. - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* FIGS, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 30260D103 (CUSIP Number) Todd Maron c/o FIGS, Inc. 2834 Colorado Avenue, Suite 100 Santa Monica, CA 90404 (424) 300-8330 (Name, Address and Telep

February 7, 2023 SC 13D/A

FIGS / FIGS, Inc. / Spear Catherine Eva - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* FIGS, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 30260D103 (CUSIP Number) Todd Maron c/o FIGS, Inc. 2834 Colorado Avenue, Suite 100 Santa Monica, CA 90404 (424) 300-8330 (Name, Address and Telep

February 6, 2023 EX-99.1

JOINT FILING AGREEMENT

EX-99.1 2 tm235637d1ex99-1.htm JOINT FILING AGREEMENT EXHIBIT 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the Statement on Schedule 13G filed herewith (and any amendments thereto), relating to the Shares of FIGS, Inc., a Delaware corporation, is being filed jointly with the Securities and Exchange Commission pursuant to Rule 13d-1(c) under the Securities Exchange Act of 1934, as

February 6, 2023 SC 13G

FIGS / FIGS, Inc. / CITADEL ADVISORS LLC - FIGS, INC. Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G* (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2 (Amendment No. )* FIGS, Inc. (Name of Issuer) Class A common stock, par value $0.0001 per share (the “Shares”) (Title of Class of Securities) 30260D103 (CUSIP

January 31, 2023 SC 13G/A

FIGS / FIGS, Inc. / FRANKLIN RESOURCES INC Passive Investment

SC 13G/A 1 figs22a11.htm CUSIP NO. 30260D103 13G Page 1 of 13 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* FIGS, Inc. (Name of Issuer) Class A common stock, $0.0001 par value per share (Title of Class of Securities) 30260D103 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of

November 10, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2022 FIGS, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40448 46-2005653 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

November 10, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-4044

November 10, 2022 EX-99.1

FIGS Releases Third Quarter 2022 Financial Results Net Revenues Growth of 25.2% YoY, Net Income of $4.0 million, Net Income Margin of 3.1% and Adjusted EBITDA Margin of 16.4%

FIGS Releases Third Quarter 2022 Financial Results Net Revenues Growth of 25.2% YoY, Net Income of $4.0 million, Net Income Margin of 3.1% and Adjusted EBITDA Margin of 16.4% SANTA MONICA, Calif., November 10, 2022 — FIGS, Inc. (NYSE: FIGS) (the “Company”), the direct-to-consumer healthcare apparel and lifestyle brand, today released its third quarter 2022 financial results and published a financi

November 9, 2022 SC 13G

FIGS / FIGS, Inc. / BAMCO INC /NY/ - NONE Passive Investment

Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* FIGS, Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 30260D103 (CUSIP Number) October 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to

October 7, 2022 SC 13D/A

FIGS / FIGS, Inc. / Spear Catherine Eva - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* FIGS, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 30260D103 (CUSIP Number) Todd Maron c/o FIGS, Inc. 2834 Colorado Avenue, Suite 100 Santa Monica, CA 90404 (424) 300-8330 (Name, Address and Telep

October 7, 2022 SC 13D/A

FIGS / FIGS, Inc. / Tull Thomas - SCHEDULE 13D, AMENDMENT NO. 1 Activist Investment

SC 13D/A 1 sc13da1.htm SCHEDULE 13D, AMENDMENT NO. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* FIGS, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 30260D103 (CUSIP Number) Gregg A. Noel, Esq. Skadden, Arps, Slate, Meagher & Flom LLP 525 Un

October 7, 2022 SC 13D/A

FIGS / FIGS, Inc. / Hasson Heather L. - SC 13D/A Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* FIGS, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 30260D103 (CUSIP Number) Todd Maron c/o FIGS, Inc. 2834 Colorado Avenue, Suite 100 Santa Monica, CA 90404 (424) 300-8330 (Name, Address and Telep

August 4, 2022 EX-10.1

Second Amended and Restated Employment Agreement by and between FIGS, Inc. and Heather Hasson, effective August 4, 2022.

SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS SECOND AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this ?Agreement?), effective as of August 4, 2022 (the ?Effective Date?), is entered into by and between FIGS, Inc.

August 4, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39549 FIG

August 4, 2022 EX-99.1

FIGS Releases Second Quarter 2022 Financial Results Net Revenues Growth of 20.9% YoY, Net Income of $4.9 million, and Adjusted EBITDA Margin of 17.6%, Ahead of Our Expectations Heather Hasson Named Executive Chair; Trina Spear Becomes Sole Chief Exec

FIGS Releases Second Quarter 2022 Financial Results Net Revenues Growth of 20.9% YoY, Net Income of $4.9 million, and Adjusted EBITDA Margin of 17.6%, Ahead of Our Expectations Heather Hasson Named Executive Chair; Trina Spear Becomes Sole Chief Executive Officer SANTA MONICA, Calif., August 4, 2022 ? FIGS, Inc. (NYSE: FIGS) (the ?Company?), the direct-to-consumer healthcare apparel and lifestyle

August 4, 2022 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2022 FIGS, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40448 46-2005653 (State or Other Jurisdiction of Incorporation) (Commission File Number)

June 14, 2022 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 08, 2022 FIGS, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40448 46-2005653 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

May 27, 2022 SC 13D

FIGS / FIGS, Inc. / Tull Thomas - SC 13D FOR THOMAS J. TULL Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* FIGS, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 30260D103 (CUSIP Number) Gregg A. Noel, Esq. Skadden, Arps, Slate, Meagher & Flom LLP 525 University Avenue, Suite 1400 Palo Alto, California 9430

May 26, 2022 SC 13D

FIGS / FIGS, Inc. / Spear Catherine Eva - SC 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* FIGS, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 30260D103 (CUSIP Number) Todd Maron c/o FIGS, Inc. 2834 Colorado Avenue, Suite 100 Santa Monica, CA 90404 (424) 300-8330 (Name, Address and Teleph

May 26, 2022 SC 13D

FIGS / FIGS, Inc. / Hasson Heather L. - SC 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* FIGS, Inc. (Name of Issuer) Class A Common Stock, $0.0001 par value per share (Title of Class of Securities) 30260D103 (CUSIP Number) Todd Maron c/o FIGS, Inc. 2834 Colorado Avenue, Suite 100 Santa Monica, CA 90404 (424) 300-8330 (Name, Address and Teleph

May 12, 2022 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39549 FIGS, Inc. (Exact Na

May 12, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2022 FIGS, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40448 46-2005653 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I

May 12, 2022 EX-99.1

FIGS Releases First Quarter 2022 Financial Results Updates Full Year Outlook

FIGS Releases First Quarter 2022 Financial Results Updates Full Year Outlook SANTA MONICA, Calif.

April 26, 2022 DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amend

DEFA14A 1 figsdefa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preli

April 26, 2022 DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amend

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.

March 30, 2022 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 29, 2022 FIGS, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40448 46-2005653 (State or Other Jurisdiction of Incorporation) (Commission File Number)

March 30, 2022 EX-99.1

FIGS Adds A.G. Lafley, Kenneth Lin and Jeffrey Wilke to its Board of Directors

EX-99.1 2 figs-ex991.htm EX-99.1 FIGS Adds A.G. Lafley, Kenneth Lin and Jeffrey Wilke to its Board of Directors SANTA MONICA, California, March 30, 2022 — FIGS, Inc. (NYSE: FIGS), the direct-to-consumer healthcare apparel and lifestyle brand, announced today that A.G. Lafley, Kenneth (Ken) Lin and Jeffrey (Jeff) Wilke have been appointed to FIGS’ Board of Directors, effective April 1, 2022. Each w

March 23, 2022 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 21, 2022 FIGS, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40448 46-2005653 (State or Other Jurisdiction of Incorporation) (Commission File Number)

March 23, 2022 EX-10.1

Amendment and Joinder to Voting Agreement, by and among FIGS, Inc., Heather Hasson, Catherine Spear, Tulco, LLC, Thomas Tull and certain related persons and trusts.

EX-10.1 2 figs-ex101.htm EX-10.1 Exhibit 10.1 AMENDMENT NO. 1 AND JOINDER AGREEMENT This Amendment No. 1 and Joinder Agreement (“Amendment and Joinder”) to the Voting Agreement, dated as of May 26, 2021 (as amended, supplemented, or otherwise modified from time to time in accordance with the terms thereof, the “Voting Agreement”), by and among FIGS, Inc., a Delaware corporation (the “Company”), He

March 10, 2022 EX-10.15

Employment Agreement by and between FIGS, Inc. and Daniella Turenshine.

2834 Colorado Ave, Suite 100 Santa Monica, CA 90404 FIGS, Inc. 2834 Colorado Avenue, Suite 100 Santa Monica, CA 90404 March 8, 2022 Daniella Turenshine Re: Employment Terms (Amendment and Restatement of Offer Letter dated October 23, 2018) Dear Daniella: This amended and restated employment letter agreement (this ?Agreement?) sets forth the terms of your continued employment with FIGS, Inc. (the ?

March 10, 2022 EX-4.3

Description of the Registrant's Securities

Exhibit 4.3 DESCRIPTION OF THE REGISTRANT?S SECURITIES As of December 31, 2021, FIGS, Inc. (the ?Company,? ?we,? ?our? or ?us?) had one class of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the ?Exchange Act?): our Class A common stock, $0.0001 par value per share. The following description summarizes our capital stock and certain provisions of our ame

March 10, 2022 EX-99.1

Supplemental Information

EX-99.1 13 figs-ex991.htm EX-99.1 Non-GAAP Financial Measures Non-GAAP Financial Measures In addition to the GAAP financial measures set forth herein, FIGS, Inc. ("we") has included certain non-GAAP financial measures within the meaning of Regulation G and Item 10(e) of Regulation S-K. We use “net income, as adjusted,” “diluted EPS, as adjusted,” “adjusted EBITDA,” and “adjusted EBITDA margin” to

March 10, 2022 EX-21.1

List of Subsidiaries of FIGS, Inc.

Exhibit 21.1 Subsidiaries of FIGS, Inc. None.

March 10, 2022 EX-10.10

Transition Agreement, by and between FIGS, Inc. and Jeffrey D. Lawrence.

2834 Colorado Avenue, Suite 100 Santa Monica, CA 90404 December 9, 2021 Jeffrey D.

March 10, 2022 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR THE TRANSITION PERIOD FROM TO Commission File Number 001-39549 FIGS, Inc. (Exa

March 8, 2022 EX-99.1

FIGS Releases Fourth Quarter and Full Year 2021 Financial Results 2021 net revenues increased 60% year over year to record $420 million

FIGS Releases Fourth Quarter and Full Year 2021 Financial Results 2021 net revenues increased 60% year over year to record $420 million SANTA MONICA, Calif.

March 8, 2022 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2022 FIGS, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40448 46-2005653 (State or Other Jurisdiction of Incorporation) (Commission File Number) (

March 8, 2022 EX-99.2

Q4 2021 | SHAREHOLDER LETTER FARIDA L., BSN, RN

Q4 2021 | SHAREHOLDER LETTER FARIDA L., BSN, RN FIGS, INC. Q4 AND FY 2021 HIGHLIGHTS (1)Net revenues, as adjusted, net income, as adjusted, adjusted EBITDA and adjusted EBITDA margin are non-GAAP financial measures. See ?Key Operating Metrics and Non-GAAP Financial Measures? below for additional information on non-GAAP financial measures and reconciliations to the most directly comparable GAAP mea

February 14, 2022 SC 13G/A

FIGS / FIGS, Inc. / VIKING GLOBAL INVESTORS LP - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Amendment No. 1) INFORMATION TO BE INCLUDED IN STATEMENTS PURSUANT TO RULES 13d- 1(b),(c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934* FIGS, Inc. (Name of Issuer) Common stock, $0.0001 par value per share (Title of Class of Securities) 30260D103 (CUSIP Number)

February 14, 2022 EX-99

JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k)

Exhibit A JOINT FILING AGREEMENT PURSUANT TO RULE 13d-1(k) In accordance with Rule 13d-1(k), the undersigned acknowledge and agree that the foregoing statement on Schedule 13G with respect to the Class A common stock, par value $0.

February 14, 2022 SC 13G

FIGS / FIGS, Inc. / Tulco, LLC - SCHEDULE 13G Passive Investment

SC 13G 1 sc13g.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* FIGS, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 30260D103 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this Statement) Check the appro

February 11, 2022 SC 13G

FIGS / FIGS, Inc. / Spear Catherine Eva - SC 13G Passive Investment

Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to ? 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to ? 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* FIGS, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 30260

February 11, 2022 SC 13G

FIGS / FIGS, Inc. / Hasson Heather L. - SC 13G Passive Investment

Securities and Exchange Commission Washington, D.C. 20549 Schedule 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to ? 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to ? 240.13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. )* FIGS, Inc. (Name of Issuer) Class A Common Stock, par value $0.0001 per share (Title of Class of Securities) 30260

February 10, 2022 SC 13G

FIGS / FIGS, Inc. / VANGUARD GROUP INC - SCHEDULE 13G Passive Investment

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 Name of issuer: Figs Inc. Class A Title of Class of Securities: Common Stock CUSIP Number: 30260D103 Date of Event Which Requires Filing of this Statement: December 31, 2021 Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1(b) ☐ Rule

February 3, 2022 SC 13G

FIGS / FIGS, Inc. / FRANKLIN RESOURCES INC Passive Investment

SC 13G 1 figs21in.htm CUSIP NO. 30260D103 13G Page 1 of 14 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* FIGS, Inc. (Name of Issuer) Class A common stock, $0.0001 par value per share (Title of Class of Securities) 30260D103 (CUSIP Number) December 31, 2021 (Date of Event Which Requires Filing of this

January 10, 2022 8-K

Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 10, 2022 FIGS, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40448 46-2005653 (State or Other Jurisdiction of Incorporation) (Commission File Number

January 10, 2022 EX-99.1

FIGS Releases Preliminary Results for the Fourth Quarter and Full Year 2021

FIGS Releases Preliminary Results for the Fourth Quarter and Full Year 2021 SANTA MONICA, Calif.

December 13, 2021 8-K

Regulation FD Disclosure

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 13, 2021 FIGS, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40448 46-2005653 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

December 10, 2021 8-K

Regulation FD Disclosure, Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 9, 2021 FIGS, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40448 46-2005653 (State or Other Jurisdiction of Incorporation) (Commission File Number

December 10, 2021 EX-99.1

FIGS Announces Retirement of Chief Financial Officer, Jeffrey Lawrence; FIGS’ Longtime Senior Vice President of Finance and Strategy, Daniella Turenshine, Appointed as Chief Financial Officer

Exhibit 99.1 FIGS Announces Retirement of Chief Financial Officer, Jeffrey Lawrence; FIGS? Longtime Senior Vice President of Finance and Strategy, Daniella Turenshine, Appointed as Chief Financial Officer SANTA MONICA, California, December 10, 2021 ? FIGS, Inc. (NYSE: FIGS) (?FIGS? or the ?Company?), the direct-to-consumer healthcare apparel and lifestyle brand, announced today that Jeffrey Lawren

November 10, 2021 EX-99.1

FIGS Releases Third Quarter 2021 Financial Results; Raises Full Year Net Revenues Outlook

FIGS Releases Third Quarter 2021 Financial Results; Raises Full Year Net Revenues Outlook SANTA MONICA, Calif.

November 10, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2021 FIGS, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40448 46-2005653 (State or Other Jurisdiction of Incorporation) (Commission File Numbe

November 10, 2021 EX-99.2

Q3 2021 | SHAREHOLDER LETTER LEXIE R., BSN, RN, CCRN

Q3 2021 | SHAREHOLDER LETTER LEXIE R., BSN, RN, CCRN Our mission is to celebrate, empower, and serve those who serve others. AMBASSADOR SPOTLIGHT | ANA WILKINSON, BSN, RN Ana is the go everywhere R.N. and has made a massive impact selflessly devoting herself to the fight against COVID-19. She has spent most of the past year-and-a-half traveling around the world to the areas hardest hit by COVID-19

November 10, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39549 FIGS, Inc. (Exac

September 17, 2021 424B4

PIPER SANDLER

Table of Contents Filed Pursuant to Rule 424(b)(4) Registration No. 333-259504 CLASS A COMMON STOCK 8,917,385 SHARES The selling stockholders identified in this prospectus, who are Tulco LLC, our majority stockholder, and our co-founders and co-Chief Executive Officers, are offering 8,917,385 shares of our Class A common stock. We will not receive any of the proceeds from the sale of the shares be

September 15, 2021 S-1MEF

As filed with the Securities and Exchange Commission on September 15, 2021

As filed with the Securities and Exchange Commission on September 15, 2021 File No.

September 14, 2021 CORRESP

[signature page follows]

September 14, 2021 United States Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.

September 14, 2021 EX-1.1

Form of Underwriting Agreement.

Exhibit 1.1 FIGS, Inc. Class A Common Stock Underwriting Agreement September [•], 2021 Goldman Sachs & Co. LLC, Morgan Stanley & Co. LLC, As representatives (the “Representatives”) of the several Underwriters named in Schedule I hereto, c/o Goldman Sachs & Co. LLC 200 West Street New York, New York 10282 c/o Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 Ladies and Gentlemen: The

September 14, 2021 S-1

Power of Attorney (incorporated by reference to Exhibit 24.1 filed with the Prior Registration Statement on September 14, 2021)

Table of Contents Table of Contents As filed with the Securities and Exchange Commission on September 13, 2021 Registration No.

September 14, 2021 CORRESP

FIGS, Inc. 2834 Colorado Avenue, Suite 100 Santa Monica, California 90404

CORRESP 1 filename1.htm FIGS, Inc. 2834 Colorado Avenue, Suite 100 Santa Monica, California 90404 September 14, 2021 VIA EDGAR AND E-MAIL United States Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.E. Washington, D.C. 20549-6010 Attention: Jennifer Angelini Re: FIGS, Inc. Registration Statement on Form S-1 (File No. 333-259504) Request f

September 13, 2021 CORRESP

FIGS, Inc. 2834 Colorado Avenue, Suite 100 Santa Monica, California 90404

CORRESP 1 filename1.htm FIGS, Inc. 2834 Colorado Avenue, Suite 100 Santa Monica, California 90404 September 13, 2021 VIA EDGAR AND E-MAIL United States Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.E. Washington, D.C. 20549-6010 Attention: Jennifer Angelini Re: FIGS, Inc. Registration Statement on Form S-1 (File No. 333-[•]) Request for

September 13, 2021 CORRESP

[signature page follows]

CORRESP 1 filename1.htm September 13, 2021 United States Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.E. Washington, D.C. 20549-6010 Attention: Jennifer Angelini Re: FIGS, Inc. Registration Statement on Form S-1 (File No. 333-[ • ]) Ladies and Gentlemen: Pursuant to Rule 460 of the General Rules and Regulations under the Securities Act

September 10, 2021 EX-10.1

Credit Agreement dated September 7, 2021 between the Company and Bank of America, N.A.

EX-10.1 2 figs-20210907ex101.htm EX-10.1 EXECUTION VERSION CREDIT AGREEMENT Dated as of September 7, 2021 among FIGS, INC., as the Borrower, CERTAIN SUBSIDIARIES OF THE BORROWER PARTY HERETO, as the Guarantors, and BANK OF AMERICA, N.A., as the Lender DOCPROPERTY DOCXDOCID DMS=HummingbirdDM5 Format=<>\<>v<> PRESERVELOCATION \* MERGEFORMAT CHAR1\1809416v7 TABLE OF CONTENTS Page Article I DEFINITION

September 10, 2021 8-K

Entry into a Material Definitive Agreement, Termination of a Material Definitive Agreement, Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 07, 2021 FIGS, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40448 46-2005653 (State or Other Jurisdiction of Incorporation) (Commission File Numb

September 3, 2021 DRSLTR

1271 Avenue of the Americas

1271 Avenue of the Americas New York, New York 10020-1401 Tel: +1.212.906.1200 Fax: +1.212.751.4864 www.lw.com FIRM / AFFILIATE OFFICES Austin Milan Beijing Moscow Boston Munich Brussels New York Century City Orange County September 3, 2021 Chicago Paris Dubai Riyadh Düsseldorf San Diego Frankfurt San Francisco Hamburg Seoul Hong Kong Shanghai Houston Silicon Valley London Singapore Los Angeles To

September 3, 2021 DRS

CONFIDENTIAL TREATMENT REQUESTED BY FIGS, INC. PURSUANT TO 17 CFR SECTION 200.83 As confidentially submitted to the U.S. Securities and Exchange Commission on September 3, 2021. This draft registration statement has not been publicly filed with the U

DRS 1 filename1.htm Table of Contents CONFIDENTIAL TREATMENT REQUESTED BY FIGS, INC. PURSUANT TO 17 CFR SECTION 200.83 As confidentially submitted to the U.S. Securities and Exchange Commission on September 3, 2021. This draft registration statement has not been publicly filed with the U.S. Securities and Exchange Commission and all information herein remains strictly confidential. Registration No

August 25, 2021 8-K

Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 24, 2021 FIGS, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40448 46-2005653 (State or Other Jurisdiction of Incorporation) (Commission File Number)

August 12, 2021 EX-99.1

FIGS Announces Second Quarter 2021 Financial Results Net revenues increased by 57.6% to $101.1 million Active customers increased by 79.2% to 1.6 million

Exhibit 99.1 For Immediate Release FIGS Announces Second Quarter 2021 Financial Results Net revenues increased by 57.6% to $101.1 million Active customers increased by 79.2% to 1.6 million Santa Monica, California ? August 12, 2021 ? FIGS, Inc. (?FIGS? or the ?Company?) (NYSE: FIGS), a founder-led direct-to-consumer healthcare apparel and lifestyle brand that seeks to celebrate, empower, and serve

August 12, 2021 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 001-39549 FIGS, Inc. (Exact Nam

August 12, 2021 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 12, 2021 FIGS, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-40448 46-2005653 (State or Other Jurisdiction of Incorporation) (Commission File Number)

June 7, 2021 SC 13G

FIGS / FIGS, Inc. / VIKING GLOBAL INVESTORS LP - ACQUISITION OF BENEFICIAL OWNERSHIP Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G INFORMATION TO BE INCLUDED IN STATEMENTS PURSUANT TO RULES 13d- 1(b),(c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934* FIGS, Inc. (Name of Issuer) Common stock, $0.0001 par value per share (Title of Class of Securities) 30260D103 (CUSIP Number) May 26, 2021 (Date

June 2, 2021 8-K

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 1, 2021 FIGS, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 001-40448 46-2005653 (State or Other Jurisdiction of Incorporation) (Commission File Number) (I

June 2, 2021 EX-3.1

Amended and Restated Certificate of Incorporation of FIGS, Inc.

Exhibit 3.1 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF FIGS, INC. FIGS, Inc. (the ?Corporation?), a corporation organized and existing under the General Corporation Law of the State of Delaware (the ?DGCL?), does hereby certify as follows: 1. The name of the Corporation is FIGS, Inc. The Corporation was incorporated by the filing of its original Certificate of Incorporation with the Secr

June 2, 2021 EX-3.2

Amended and Restated Bylaws of FIGS, Inc.

EX-3.2 3 d807488dex32.htm EX-3.2 Exhibit 3.2 Amended and Restated Bylaws of FIGS, Inc. (a Delaware corporation) Table of Contents Page Article I - Corporate Offices 1 1.1 Registered Office 1 1.2 Other Offices 1 Article II - Meetings of Stockholders 1 2.1 Place of Meetings 1 2.2 Annual Meeting 1 2.3 Special Meeting 1 2.4 Notice of Business to be Brought before a Meeting. 2 2.5 Notice of Nominations

May 28, 2021 EX-99.1

FIGS, Inc. Amended 2016 Equity Incentive Plan.

Exhibit 99.1 FIGS, INC. AMENDED 2016 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS: APRIL 28, 2016 APPROVED BY THE STOCKHOLDERS: APRIL 28, 2016 AMENDED BY THE BOARD AND STOCKHOLDERS: OCTOBER 27, 2017 AND JUNE 26, 2020 AMENDED BY THE BOARD AND STOCKHOLDERS: MAY 18, 2021 AND MAY 19, 2021 TERMINATION DATE: MAY 26, 2021 1. GENERAL. (a) Eligible Stock Award Recipients. Employees, Directors an

May 28, 2021 424B4

Prospectus dated May 26, 2021

Table of Contents Filed Pursuant to Rule 424(b)(4) Registration No. 333-255797 CLASS A COMMON STOCK 26,386,363 SHARES This is the initial public offering of shares of Class A common stock of FIGS, Inc. We are offering 4,636,364 shares of our Class A common stock. The selling stockholder identified in this prospectus is offering an additional 21,749,999 shares of our Class A common stock. We will n

May 28, 2021 S-8

As filed with the Securities and Exchange Commission on May 28, 2021

As filed with the Securities and Exchange Commission on May 28, 2021 Registration No.

May 27, 2021 8-A12B

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 FIGS, INC. (Exact name of registrant as speci

8-A12B 1 d156402d8a12b.htm 8-A12B UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 FIGS, INC. (Exact name of registrant as specified in its charter) Delaware 46-2005653 (State or other jurisdiction of incorporation or organization) (I.R.S. Empl

May 26, 2021 S-1MEF

As filed with the Securities and Exchange Commission on May 26, 2021

As filed with the Securities and Exchange Commission on May 26, 2021 File No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FIGS, Inc. (Exact name of Registrant as specified in its charter) Delaware 2300 46-2005653 (State or other jurisdiction of incorporation or organization) (Primary Standard Industri

May 25, 2021 S-1/A

As filed with the U.S. Securities and Exchange Commission on May 24, 2021.

Table of Contents As filed with the U.S. Securities and Exchange Commission on May 24, 2021. Registration No. 333-255797 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 2 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FIGS, Inc. (Exact name of Registrant as specified in its charter) Delaware 2300 46-2005653 (State or other jurisdiction of

May 24, 2021 CORRESP

* * *

1271 Avenue of the Americas New York, New York 10020-1401 Tel: +1.212.906.1200 Fax: +1.212.751.4864 www.lw.com FIRM / AFFILIATE OFFICES Beijing Moscow Boston Munich Brussels New York Century City Orange County Chicago Paris Dubai Riyadh May 24, 2021 Düsseldorf San Diego Frankfurt San Francisco Hamburg Seoul Hong Kong Shanghai Houston Silicon Valley London Singapore Los Angeles Tokyo Madrid Washing

May 24, 2021 CORRESP

[signature page follows]

May 24, 2021 United States Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.

May 24, 2021 CORRESP

FIGS, Inc. 2834 Colorado Avenue, Suite 100 Santa Monica, California 90404

CORRESP 1 filename1.htm FIGS, Inc. 2834 Colorado Avenue, Suite 100 Santa Monica, California 90404 May 24, 2021 VIA EDGAR AND E-MAIL United States Securities and Exchange Commission Division of Corporation Finance Office of Manufacturing 100 F Street, N.E. Washington, D.C. 20549-6010 Attention: Sergio Chinos Sherry Haywood Jeff Gordon Kevin Stertzel Re: FIGS, Inc. Registration Statement on Form S-1

May 20, 2021 EX-4.2

Amended and Restated Stockholders’ Agreement by and between FIGS, Inc. and certain security holders of FIGS, Inc., dated October 23, 2020.

EX-4.2 5 d29047dex42.htm EX-4.2 Exhibit 4.2 AMENDED AND RESTATED STOCKHOLDERS’ AGREEMENT This Amended and Restated Stockholders’ Agreement (this “Agreement”) is entered into as of October 23, 2020 (the “Effective Date”), by and among FIGS, Inc., a Delaware corporation (the “Company”), the holders of the Common Stock listed on the Schedule of Investors attached as Schedule A hereto (the “Investors”

May 20, 2021 EX-3.1

Amended and Restated Certificate of Incorporation, as amended to date and as currently in effect

EX-3.1 3 d29047dex31.htm EX-3.1 Exhibit 3.1 CERTIFICATE OF SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF FIGS, INC. The undersigned, Catherine Spear, certifies that she is the President of Figs, Inc. (the “Corporation”), a corporation organized and existing under the laws of the State of Delaware and does hereby further certify as follows: 1. The name of the Corporation is “Figs, Inc

May 20, 2021 EX-10.17

Voting Agreement by and among FIGS, Inc., Heather Hasson, Catherine Spear, Tulco, LLC and certain related entities (incorporated by reference to Exhibit 10.17 to the amended Registration Statement on Form S-1 filed by FIGS, Inc. on May 20, 2021).

Exhibit 10.17 VOTING AGREEMENT This VOTING AGREEMENT (this ?Agreement?) is made and entered into as of [?], 2021 by and among FIGS, Inc., a Delaware corporation (the ?Company?), Heather Hasson and Catherine Spear (each, an ?Individual Founder? and, together, the ?Individual Founders?), the trusts named on the signature pages hereto (each, a ?Founder Trust? and, each Individual Founder and her Foun

May 20, 2021 EX-99.2

Consent of Michael Soenen to be Named as Director Nominee

EX-99.2 21 d29047dex992.htm EX-99.2 Exhibit 99.2 Consent to be Named as a Director Nominee In connection with the filing by FIGS, Inc. of the Registration Statement on Form S-1, and in all subsequent amendments and post-effective amendments or supplements thereto, with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”), I hereby consent, purs

May 20, 2021 EX-10.7

Form of Restricted Stock Unit Grant Notice and Agreement under 2021 Equity Incentive Award Plan.

Exhibit 10.7 FIGS, INC. 2021 EQUITY INCENTIVE AWARD PLAN RESTRICTED STOCK UNIT GRANT NOTICE FIGS, Inc., a Delaware corporation (the ?Company?), has granted to the participant listed below (?Participant?) the Restricted Stock Units (the ?RSUs?) described in this Restricted Stock Unit Grant Notice (this ?Grant Notice?), subject to the terms and conditions of the FIGS, Inc. 2021 Equity Incentive Awar

May 20, 2021 EX-10.19

Form of Equity Award Exchange Right Agreement between FIGS, Inc. and each of Heather Hasson and Catherine Spear.

Exhibit 10.19 EQUITY AWARD EXCHANGE RIGHT AGREEMENT This EQUITY AWARD EXCHANGE RIGHT AGREEMENT (this “Agreement”) is made and entered into as of [ • ], 2021 by and among FIGS, Inc., a Delaware corporation (the “Company”), and the individuals listed on Exhibit A hereto (collectively, “Founders”). RECITALS WHEREAS, the Board of Directors of the Company (the “Board”) has determined that it is in the

May 20, 2021 EX-10.16

Cash Sale Bonus Letter Agreement by and between FIGS, Inc. and Catherine Spear, dated February 22, 2018.

Exhibit 10.16 FIGS, INC. February 22, 2018 Catherine Spear RE: Cash Sale Bonus Letter Agreement Dear Trina, On behalf of Figs, Inc. (the “Company”), I am pleased to offer you the opportunity to earn a bonus payable on a Qualifying Cash Sale (as defined below), as described in this letter agreement (the “Letter Agreement”). Upon the occurrence of a Qualifying Cash Sale, you will be eligible to earn

May 20, 2021 EX-99.1

Consent of Sheila Antrum to be Named as Director Nominee

EX-99.1 20 d29047dex991.htm EX-99.1 Exhibit 99.1 Consent to be Named as a Director Nominee In connection with the filing by FIGS, Inc. of the Registration Statement on Form S-1, and in all subsequent amendments and post-effective amendments or supplements thereto, with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”), I hereby consent, purs

May 20, 2021 EX-3.2

Form of Amended and Restated Certificate of Incorporation, to be effective upon the completion of this offering

EX-3.2 4 d29047dex32.htm EX-3.2 Exhibit 3.2 AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF FIGS, INC. FIGS, Inc. (the “Corporation”), a corporation organized and existing under the General Corporation Law of the State of Delaware (the “DGCL”), does hereby certify as follows: 1. The name of the Corporation is FIGS, Inc. The Corporation was incorporated by the filing of its original Certificat

May 20, 2021 EX-10.8

Employee Stock Purchase Plan

Exhibit 10.8 FIGS, INC. 2021 EMPLOYEE STOCK PURCHASE PLAN ARTICLE I. PURPOSE The purposes of this Figs, Inc. 2021 Employee Stock Purchase Plan (as it may be amended or restated from time to time, the ?Plan?) are to assist Eligible Employees of Figs, Inc., a Delaware corporation (the ?Company?), and its Designated Subsidiaries in acquiring a stock ownership interest in the Company pursuant to a pla

May 20, 2021 EX-10.18

Form of Exchange Agreement by and among FIGS, Inc., Heather Hasson, Catherine Spear, Tulco, LLC and certain related entities.

Exhibit 10.18 EXCHANGE AGREEMENT This EXCHANGE AGREEMENT (this “Agreement”) is made and entered into as of [ 🌑 ], 2021 by and among FIGS, Inc., a Delaware corporation (the “Company”), and stockholders of the Company listed on Exhibit A hereto (collectively, “Exchange Stockholders”). RECITALS WHEREAS, the Board of Directors of the Company (the “Board”) has determined that it is in the best interes

May 20, 2021 EX-10.12

Amended and Restated Employment Agreement by and between FIGS, Inc. and Catherine Spear.

Exhibit 10.12 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (?Agreement?) is entered into as of May [?], 2021, by and between FIGS, Inc. (the ?Company?), and Catherine Spear (?Executive?). The Company and Executive are referred to herein as the ?parties.? RECITALS WHEREAS, the Company and Executive previously entered into that certain Employment Agreement

May 20, 2021 EX-10.6

Form of Stock Option Grant Notice and Agreement under 2021 Equity Incentive Award Plan.

Exhibit 10.6 FIGS, INC. 2021 EQUITY INCENTIVE AWARD PLAN STOCK OPTION GRANT NOTICE FIGS, Inc., a Delaware corporation (the “Company”) has granted to the participant listed below (“Participant”) the stock option (the “Option”) described in this Stock Option Grant Notice (the “Grant Notice”), subject to the terms and conditions of the FIGS, Inc. 2021 Equity Incentive Award Plan (as amended from time

May 20, 2021 EX-10.11

Amended and Restated Employment Agreement by and between FIGS, Inc. and Heather Hasson.

Exhibit 10.11 AMENDED AND RESTATED EMPLOYMENT AGREEMENT THIS AMENDED AND RESTATED EMPLOYMENT AGREEMENT (?Agreement?) is entered into as of May [?], 2021, by and between FIGS, Inc. (the ?Company?), and Heather Hasson (?Executive?). The Company and Executive are referred to herein as the ?parties.? RECITALS WHEREAS, the Company and Executive previously entered into that certain Employment Agreement,

May 20, 2021 EX-99.3

Consent of Christopher Varelas to be Named as Director Nominee

EX-99.3 22 d29047dex993.htm EX-99.3 Exhibit 99.3 Consent to be Named as a Director Nominee In connection with the filing by FIGS, Inc. of the Registration Statement on Form S-1, and in all subsequent amendments and post-effective amendments or supplements thereto, with the Securities and Exchange Commission under the Securities Act of 1933, as amended (the “Securities Act”), I hereby consent, purs

May 20, 2021 EX-10.15

Cash Sale Bonus Letter Agreement by and between FIGS, Inc. and Heather Hasson, dated February 22, 2018.

EX-10.15 14 d29047dex1015.htm EX-10.15 Exhibit 10.15 FIGS, INC. February 22, 2018 Heather Hasson RE: Cash Sale Bonus Letter Agreement Dear Heather, On behalf of Figs, Inc. (the “Company”), I am pleased to offer you the opportunity to earn a bonus payable on a Qualifying Cash Sale (as defined below), as described in this letter agreement (the “Letter Agreement”). Upon the occurrence of a Qualifying

May 20, 2021 S-1/A

As filed with the U.S. Securities and Exchange Commission on May 20, 2021.

S-1/A 1 d29047ds1a.htm S-1/A Table of Contents As filed with the U.S. Securities and Exchange Commission on May 20, 2021. Registration No. 333-255797 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 1 TO FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FIGS, Inc. (Exact name of Registrant as specified in its charter) Delaware 2300 46-2005653 (St

May 20, 2021 EX-10.5

2021 Equity Incentive Plan

Exhibit 10.5 FIGS, INC. 2021 EQUITY INCENTIVE AWARD PLAN ARTICLE I. PURPOSE The Plan’s purpose is to enhance the Company’s ability to attract, retain and motivate persons who make (or are expected to make) important contributions to the Company by providing these individuals with equity ownership opportunities and/or equity-linked compensatory opportunities. Capitalized terms used in the Plan are

May 20, 2021 EX-1.1

Form of Underwriting Agreement

EX-1.1 2 d29047dex11.htm EX-1.1 Exhibit 1.1 FIGS, Inc. Class A Common Stock Underwriting Agreement May [●], 2021 Goldman Sachs & Co. LLC, Morgan Stanley & Co. LLC, As representatives (the “Representatives”) of the several Underwriters named in Schedule I hereto, c/o Goldman Sachs & Co. LLC 200 West Street New York, New York 10282 c/o Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036

May 20, 2021 EX-10.14

Non-Employee Director Compensation Program.

EX-10.14 13 d29047dex1014.htm EX-10.14 Exhibit 10.14 FIGS, INC. NON-EMPLOYEE DIRECTOR COMPENSATION PROGRAM Eligible Directors (as defined below) on the board of directors (the “Board”) of FIGS, Inc. (the “Company”) shall be eligible to receive cash and equity compensation as set forth in this Non-Employee Director Compensation Program (this “Program”). The cash and equity compensation described in

May 11, 2021 CORRESP

* * *

CORRESP 1 filename1.htm 1271 Avenue of the Americas New York, New York 10020-1401 Tel: +1.212.906.1200 Fax: +1.212.751.4864 www.lw.com FIRM / AFFILIATE OFFICES Beijing Moscow Boston Munich Brussels New York Century City Orange County FOIA CONFIDENTIAL TREATMENT REQUEST Confidential Treatment Requested by FIGS, Inc. 2834 Colorado Avenue, Suite 100 Santa Monica, California 90404 Chicago Paris Dubai

May 5, 2021 EX-3.1

Amended and Restated Certificate of Incorporation, as amended to date and as currently in effect

EX-3.1 2 d29047dex31.htm EX-3.1 Exhibit 3.1 CERTIFICATE OF SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF FIGS, INC. The undersigned, Catherine Spear, certifies that she is the President of Figs, Inc. (the “Corporation”), a corporation organized and existing under the laws of the State of Delaware and does hereby further certify as follows: 1. The name of the Corporation is “Figs, Inc

May 5, 2021 EX-10.1

Form of Indemnification Agreement between FIGS, Inc. and its directors and officers.

EX-10.1 6 d29047dex101.htm EX-10.1 Exhibit 10.1 FIGS, INC. INDEMNIFICATION AGREEMENT This Indemnification and Advancement Agreement (“Agreement”) is made as of , 2021 by and between FIGS, Inc., a Delaware corporation (the “Company”), and , a member of the Board of Directors or an officer of the Company (“Indemnitee”). This Agreement supersedes and replaces any and all previous Agreements between t

May 5, 2021 EX-10.13

Employment Offer Letter by and between FIGS, Inc. and Jeffrey D. Lawrence

Exhibit 10.13 FIGS, Inc. 2834 Colorado Avenue, Suite 100 Santa Monica, CA 90404 December 23, 2020 Jeffrey Lawrence VIA EMAIL Re: Offer of Employment Dear Jeffrey: FIGS, Inc. (the ?Company?) is pleased to offer you employment as the Company?s Chief Financial Officer on the terms and conditions set forth in this letter agreement (the ?Agreement?). 1. Commencement of Employment. Your employment with

May 5, 2021 EX-4.1

Form of Certificate of Common Stock.

Exhibit 4.1 ZQ|CERT#|COY|CLS|RGSTRY|ACCT#|TRANSTYPE|RUN#|TRANS# Class A Common Stock Class A Common Stock PO PAR VALUE $0 0001 MR ADD ADD ADD ADD 4 3 2 1 A BOX DESIGNATION SAMPLE Certificate Shares 505006, Number * * 000000 ****************** (IF * * * 000000 ***************** ANY) ZQ00000000 **** 000000 **************** Louisville, FIGS, INC ***** 000000 *************** KY ****** 000000 *********

May 5, 2021 EX-10.9

Credit Agreement by and between FIGS, Inc. and JPMORGAN CHASE BANK, N.A., dated December 2, 2020

Exhibit 10.9 Execution Version J.P. Morgan CREDIT AGREEMENT dated as of December 2, 2020 between FIGS, INC. and JPMORGAN CHASE BANK, N.A. TABLE OF CONTENTS Page ARTICLE I Definitions 1 Section 1.01 Defined Terms 1 Section 1.02 Classification of Loans and Borrowings 25 Section 1.03 Terms Generally 26 Section 1.04 Accounting Terms; GAAP 26 Section 1.05 Interest Rates; LIBOR Notification 27 Section 1

May 5, 2021 EX-10.3

Form of Stock Option Grant Notice and Agreement under 2016 Equity Incentive Plan.

EX-10.3 8 d29047dex103.htm EX-10.3 Exhibit 10.3 FIGS, INC. STOCK OPTION GRANT NOTICE (2016 EQUITY INCENTIVE PLAN) Figs, Inc. (the “Company”), pursuant to its 2016 Equity Incentive Plan (the “Plan”), hereby grants to Optionholder an option to purchase the number of shares of the Company’s Common Stock set forth below. This option is subject to all of the terms and conditions as set forth in this no

May 5, 2021 EX-3.3

Amended and Restated Bylaws, as currently in effect

EX-3.3 3 d29047dex33.htm EX-3.3 Exhibit 3.3 AMENDED AND RESTATED BYLAWS OF FIGS, INC. a Delaware corporation (Adopted as of October 27, 2017) ARTICLE I OFFICES Section 1. Registered Office. The registered office of the corporation in the State of Delaware shall be located at 160 Greentree Drive, Suite 101, in the City of Dover, County of Kent, Delaware 19904. The name of the corporation’s register

May 5, 2021 CORRESP

* * *

1271 Avenue of the Americas New York, New York 10020-1401 Tel: +1.212.906.1200 Fax: +1.212.751.4864 www.lw.com FIRM / AFFILIATE OFFICES Beijing Moscow Boston Munich Brussels New York Century City Orange County Chicago Paris Dubai Riyadh May 5, 2021 Düsseldorf San Diego Frankfurt San Francisco Hamburg Seoul Hong Kong Shanghai Houston Silicon Valley London Singapore Los Angeles Tokyo Madrid Washingt

May 5, 2021 EX-10.2

Amended 2016 Equity Incentive Plan

EX-10.2 7 d29047dex102.htm EX-10.2 Exhibit 10.2 FIGS, INC. AMENDED 2016 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS: APRIL 28, 2016 APPROVED BY THE STOCKHOLDERS: APRIL 28, 2016 AMENDED BY THE BOARD AND STOCKHOLDERS: OCTOBER 27, 2017 AND JUNE 26, 2020 TERMINATION DATE: APRIL 28, 2026 1. GENERAL. (a) Eligible Stock Award Recipients. Employees, Directors and Consultants are eligible to re

May 5, 2021 EX-10.4

Form of Founders Restricted Stock Unit Grant Notice and Agreement under 2016 Equity Incentive Plan

Exhibit 10.4 FIGS, INC. RESTRICTED STOCK UNIT GRANT NOTICE (AMENDED 2016 EQUITY INCENTIVE PLAN) Figs, Inc. (the “Company”), pursuant to its Amended 2016 Equity Incentive Plan (the “Plan”), has granted to Participant (as of the date indicated below) a Restricted Stock Unit Award for the number of shares of the Company’s Common Stock (“RSUs”) set forth below (the “Award”). The Award is subject to al

May 5, 2021 S-1

Power of Attorney (included on signature page)

Table of Contents As filed with the U.S. Securities and Exchange Commission on May 5, 2021. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 FIGS, Inc. (Exact name of Registrant as specified in its charter) Delaware 2300 46-2005653 (State or other jurisdiction of incorporation or organizat

May 5, 2021 EX-10.10

Office Lease by and between FIGS, Inc. and 2834 Colorado Avenue, LLC, dated November 26, 2018.

EX-10.10 11 d29047dex1010.htm EX-10.10 Exhibit 10.10 OFFICE LEASE 2834 COLORADO AVENUE 2834 COLORADO AVENUE, LLC, a Delaware limited liability company, as Landlord and FIGS, INC., a Delaware corporation, as Tenant TABLE OF CONTENTS Page ARTICLE 1 PREMISES, BUILDING, PROJECT, AND COMMON AREAS 5 ARTICLE 2 LEASE TERM 7 ARTICLE 3 BASE RENT 11 ARTICLE 4 ADDITIONAL RENT 12 ARTICLE 5 USE OF PREMISES 25 A

May 5, 2021 EX-3.4

Form of Amended and Restated Bylaws, to be effective upon the completion of this offering

Exhibit 3.4 Amended and Restated Bylaws of FIGS, Inc. (a Delaware corporation) Table of Contents Page Article I - Corporate Offices 1 1.1 Registered Office 1 1.2 Other Offices 1 Article II - Meetings of Stockholders 1 2.1 Place of Meetings 1 2.2 Annual Meeting 1 2.3 Special Meeting 1 2.4 Notice of Business to be Brought before a Meeting. 2 2.5 Notice of Nominations for Election to the Board. 5 2.6

April 21, 2021 DRS/A

-

Table of Contents Amendment No. 2 to the Draft Registration Statement, as confidentially submitted with the U.S. Securities and Exchange Commission on April 21, 2021. This amended draft registration statement has not been publicly filed with the U.S. Securities and Exchange Commission and all information herein remains strictly confidential. Registration No. 333- UNITED STATES SECURITIES AND EXCHA

April 21, 2021 EX-10.10

OFFICE LEASE 2834 COLORADO AVENUE 2834 COLORADO AVENUE, LLC, a Delaware limited liability company, as Landlord FIGS, INC., a Delaware corporation, as Tenant

EX-10.10 3 filename3.htm Exhibit 10.10 OFFICE LEASE 2834 COLORADO AVENUE 2834 COLORADO AVENUE, LLC, a Delaware limited liability company, as Landlord and FIGS, INC., a Delaware corporation, as Tenant TABLE OF CONTENTS Page ARTICLE 1 PREMISES, BUILDING, PROJECT, AND COMMON AREAS 5 ARTICLE 2 LEASE TERM 7 ARTICLE 3 BASE RENT 11 ARTICLE 4 ADDITIONAL RENT 12 ARTICLE 5 USE OF PREMISES 25 ARTICLE 6 SERVI

April 21, 2021 DRSLTR

* * *

DRSLTR 1 filename1.htm 53rd at Third 885 Third Avenue New York, New York 10022-4834 Tel: +1.212.906.1200 Fax: +1.212.751.4864 www.lw.com FIRM / AFFILIATE OFFICES Beijing Moscow Boston Munich Brussels New York Century City Orange County Chicago Paris Dubai Riyadh Düsseldorf San Diego April 21, 2021 Frankfurt San Francisco Hamburg Seoul Hong Kong Shanghai Houston Silicon Valley London Singapore Los

April 21, 2021 EX-10.9

J.P. Morgan CREDIT AGREEMENT dated as of December 2, 2020 FIGS, INC. JPMORGAN CHASE BANK, N.A.

EX-10.9 2 filename2.htm Exhibit 10.9 Execution Version J.P. Morgan CREDIT AGREEMENT dated as of December 2, 2020 between FIGS, INC. and JPMORGAN CHASE BANK, N.A. TABLE OF CONTENTS Page ARTICLE I Definitions 1 Section 1.01 Defined Terms 1 Section 1.02 Classification of Loans and Borrowings 25 Section 1.03 Terms Generally 26 Section 1.04 Accounting Terms; GAAP 26 Section 1.05 Interest Rates; LIBOR N

March 19, 2021 DRS/A

Amendment No. 1 to the Draft Registration Statement, as confidentially submitted with the U.S. Securities and Exchange Commission on March 19, 2021. This amended draft registration statement has not been publicly filed with the U.S. Securities and Ex

Table of Contents Amendment No. 1 to the Draft Registration Statement, as confidentially submitted with the U.S. Securities and Exchange Commission on March 19, 2021. This amended draft registration statement has not been publicly filed with the U.S. Securities and Exchange Commission and all information herein remains strictly confidential. Registration No. 333- UNITED STATES SECURITIES AND EXCHA

March 19, 2021 EX-10.4

FIGS, INC. RESTRICTED STOCK UNIT GRANT NOTICE (AMENDED 2016 EQUITY INCENTIVE PLAN)

EX-10.4 6 filename6.htm Exhibit 10.4 FIGS, INC. RESTRICTED STOCK UNIT GRANT NOTICE (AMENDED 2016 EQUITY INCENTIVE PLAN) Figs, Inc. (the “Company”), pursuant to its Amended 2016 Equity Incentive Plan (the “Plan”), has granted to Participant (as of the date indicated below) a Restricted Stock Unit Award for the number of shares of the Company’s Common Stock (“RSUs”) set forth below (the “Award”). Th

March 19, 2021 EX-3.1

CERTIFICATE OF SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION FIGS, INC.

EX-3.1 2 filename2.htm Exhibit 3.1 CERTIFICATE OF SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF FIGS, INC. The undersigned, Catherine Spear, certifies that she is the President of Figs, Inc. (the “Corporation”), a corporation organized and existing under the laws of the State of Delaware and does hereby further certify as follows: 1. The name of the Corporation is “Figs, Inc.” The Ce

March 19, 2021 EX-3.3

AMENDED AND RESTATED BYLAWS FIGS, INC. a Delaware corporation (Adopted as of October 27, 2017) ARTICLE I

Exhibit 3.3 AMENDED AND RESTATED BYLAWS OF FIGS, INC. a Delaware corporation (Adopted as of October 27, 2017) ARTICLE I OFFICES Section 1. Registered Office. The registered office of the corporation in the State of Delaware shall be located at 160 Greentree Drive, Suite 101, in the City of Dover, County of Kent, Delaware 19904. The name of the corporation?s registered agent at such address shall b

March 19, 2021 EX-10.2

FIGS, INC. AMENDED 2016 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS: APRIL 28, 2016 APPROVED BY THE STOCKHOLDERS: APRIL 28, 2016 AMENDED BY THE BOARD AND STOCKHOLDERS: OCTOBER 27, 2017 AND JUNE 26, 2020 TERMINATION DATE: APRIL 28, 2026

EX-10.2 4 filename4.htm Exhibit 10.2 FIGS, INC. AMENDED 2016 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS: APRIL 28, 2016 APPROVED BY THE STOCKHOLDERS: APRIL 28, 2016 AMENDED BY THE BOARD AND STOCKHOLDERS: OCTOBER 27, 2017 AND JUNE 26, 2020 TERMINATION DATE: APRIL 28, 2026 1. GENERAL. (a) Eligible Stock Award Recipients. Employees, Directors and Consultants are eligible to receive Stock

March 19, 2021 EX-10.3

FIGS, INC. STOCK OPTION GRANT NOTICE (2016 EQUITY INCENTIVE PLAN)

EX-10.3 5 filename5.htm Exhibit 10.3 FIGS, INC. STOCK OPTION GRANT NOTICE (2016 EQUITY INCENTIVE PLAN) Figs, Inc. (the “Company”), pursuant to its 2016 Equity Incentive Plan (the “Plan”), hereby grants to Optionholder an option to purchase the number of shares of the Company’s Common Stock set forth below. This option is subject to all of the terms and conditions as set forth in this notice, in th

March 18, 2021 EX-10.4

FIGS, INC. RESTRICTED STOCK UNIT GRANT NOTICE (AMENDED 2016 EQUITY INCENTIVE PLAN)

Exhibit 10.4 FIGS, INC. RESTRICTED STOCK UNIT GRANT NOTICE (AMENDED 2016 EQUITY INCENTIVE PLAN) Figs, Inc. (the ?Company?), pursuant to its Amended 2016 Equity Incentive Plan (the ?Plan?), has granted to Participant (as of the date indicated below) a Restricted Stock Unit Award for the number of shares of the Company?s Common Stock (?RSUs?) set forth below (the ?Award?). The Award is subject to al

March 18, 2021 DRS

As confidentially submitted with the U.S. Securities and Exchange Commission on March 17, 2021. This draft registration statement has not been publicly filed with the U.S. Securities and Exchange Commission and all information herein remains strictly

Table of Contents As confidentially submitted with the U.S. Securities and Exchange Commission on March 17, 2021. This draft registration statement has not been publicly filed with the U.S. Securities and Exchange Commission and all information herein remains strictly confidential. Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION S

March 18, 2021 EX-10.3

FIGS, INC. STOCK OPTION GRANT NOTICE (2016 EQUITY INCENTIVE PLAN)

EX-10.3 5 filename5.htm Exhibit 10.3 FIGS, INC. STOCK OPTION GRANT NOTICE (2016 EQUITY INCENTIVE PLAN) Figs, Inc. (the “Company”), pursuant to its 2016 Equity Incentive Plan (the “Plan”), hereby grants to Optionholder an option to purchase the number of shares of the Company’s Common Stock set forth below. This option is subject to all of the terms and conditions as set forth in this notice, in th

March 18, 2021 EX-3.3

AMENDED AND RESTATED BYLAWS FIGS, INC. a Delaware corporation (Adopted as of October 27, 2017) ARTICLE I

EX-3.3 3 filename3.htm Exhibit 3.3 AMENDED AND RESTATED BYLAWS OF FIGS, INC. a Delaware corporation (Adopted as of October 27, 2017) ARTICLE I OFFICES Section 1. Registered Office. The registered office of the corporation in the State of Delaware shall be located at 160 Greentree Drive, Suite 101, in the City of Dover, County of Kent, Delaware 19904. The name of the corporation’s registered agent

March 18, 2021 EX-10.2

FIGS, INC. AMENDED 2016 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS: APRIL 28, 2016 APPROVED BY THE STOCKHOLDERS: APRIL 28, 2016 AMENDED BY THE BOARD AND STOCKHOLDERS: OCTOBER 27, 2017 AND JUNE 26, 2020 TERMINATION DATE: APRIL 28, 2026

Exhibit 10.2 FIGS, INC. AMENDED 2016 EQUITY INCENTIVE PLAN ADOPTED BY THE BOARD OF DIRECTORS: APRIL 28, 2016 APPROVED BY THE STOCKHOLDERS: APRIL 28, 2016 AMENDED BY THE BOARD AND STOCKHOLDERS: OCTOBER 27, 2017 AND JUNE 26, 2020 TERMINATION DATE: APRIL 28, 2026 1. GENERAL. (a) Eligible Stock Award Recipients. Employees, Directors and Consultants are eligible to receive Stock Awards. (b) Available S

March 18, 2021 EX-3.1

CERTIFICATE OF SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION FIGS, INC.

Exhibit 3.1 CERTIFICATE OF SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF FIGS, INC. The undersigned, Catherine Spear, certifies that she is the President of Figs, Inc. (the ?Corporation?), a corporation organized and existing under the laws of the State of Delaware and does hereby further certify as follows: 1. The name of the Corporation is ?Figs, Inc.? The Certificate of Incorporat

Fintel data has been cited in the following publications:
Daily Mail Fox Business Business Insider Wall Street Journal The Washington Post Bloomberg Financial Times Globe and Mail
NASDAQ.com Reuters The Guardian Associated Press FactCheck.org Snopes Politifact
Federal Register The Intercept Forbes Fortune Magazine TheStreet Time Magazine Canadian Broadcasting Corporation International Business Times
Cambridge University Press Investopedia MarketWatch NY Daily News Entrepreneur Newsweek Barron's El Economista