EQH SEC-arkiveringar - Equitable Holdings, Inc.- Årsredovisning, Fullmaktsutlåtande, prospekt

Grundläggande statistik

LEI	549300FIBAKMNHPZ4009
CIK	1333986

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Equitable Holdings, Inc.

SEC Filings (Chronological Order)

Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.

May 12, 2026	425	Corebridge Financial and Equitable Holdings Announce Leadership Team for Combined Company Appointments to take effect upon completion of previously announced merger FILED BY EQUITABLE HOLDINGS, INC. COMMISSION FILE NO.: 001-38469 PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933, AS AMENDED AND DEEMED FILED PURSUANT TO RULE 14a–12 UNDER THE SECURITIES EXCHANGE OF 1934, AS AMENDED SUBJECT COMPANY: EQUITABLE HOLDINGS, INC. AND COREBRIDGE FINANCIAL, INC. May 12, 2026 Corebridge Financial and Equitable Holdings Announce Leadership Team for Combined Company Ap
May 7, 2026	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2026 ☐ TRANSITION REPORT PURSUANT TO Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————————————— FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2026 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No.
May 5, 2026	425	FILED BY EQUITABLE HOLDINGS, INC. FILED BY EQUITABLE HOLDINGS, INC. COMMISSION FILE NO.: 001-38469 PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933, AS AMENDED AND DEEMED FILED PURSUANT TO RULE 14a–12 UNDER THE SECURITIES EXCHANGE OF 1934, AS AMENDED SUBJECT COMPANY: EQUITABLE HOLDINGS, INC. AND COREBRIDGE FINANCIAL, INC. May 5, 2026 The following are excerpts of questions and answers during Equitable Holdings, Inc.’s first q
May 5, 2026	425	FILED BY EQUITABLE HOLDINGS, INC. FILED BY EQUITABLE HOLDINGS, INC. COMMISSION FILE NO.: 001-38469 PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933, AS AMENDED AND DEEMED FILED PURSUANT TO RULE 14a–12 UNDER THE SECURITIES EXCHANGE OF 1934, AS AMENDED SUBJECT COMPANY: EQUITABLE HOLDINGS, INC. AND COREBRIDGE FINANCIAL, INC. May 5, 2026 On May 4, 2026, Equitable Holdings Inc. (“Equitable”) posted a presentation regarding its ear
May 4, 2026	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2026 Equitable Holdings, I UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 4, 2026 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number) (I.R
May 4, 2026	EX-99.1	EQUITABLE HOLDINGS REPORTS FIRST QUARTER 2026 RESULTS EQUITABLE HOLDINGS REPORTS FIRST QUARTER 2026 RESULTS •Net income of $621 million, or $2.
May 4, 2026	EX-99.2	Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Othe Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Other 8 Assets Under Management and Administration 9 Select Metrics from Business Segments Retirement Statements of Operating Earnings (Loss) and Summary
April 21, 2026	10-K/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K/A ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2025 ☐ TRANSITION REPORT PURSUANT TO SEC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————————————— FORM 10-K/A ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-38469 ———————————
April 16, 2026	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2026 Equitable Holdings UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 15, 2026 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of incorporation or organizat
April 8, 2026	EX-10.1	VOTING AND SUPPORT AGREEMENT EXHIBIT 10.1 Execution Version CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS (i) NOT MATERIAL AND (ii) IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. REDACTED INFORMATION IS MARKED WITH A [***]. CERTAIN SCHEDULES OR SIMILAR ATTACHMENTS HAVE BEEN OMITTED FROM THIS EXHIBIT IN ACCORDANCE WITH ITEM 601(a)(5) of REGULATION S-K. VOTING AND SUPPORT AG
April 8, 2026	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 8, 2026 Equitable Holdings, UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 8, 2026 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of incorporation or organizati
March 26, 2026	EX-99.1	Corebridge Financial and Equitable Holdings Announce Transformational Merger Unites Two Customer-Centric Cultures Committed to a Shared Vision Creates Leading Retirement, Life, Wealth and Asset Management Company with More Than 12 Million Customers a EXHIBIT 99.1 Corebridge Financial and Equitable Holdings Announce Transformational Merger Unites Two Customer-Centric Cultures Committed to a Shared Vision Creates Leading Retirement, Life, Wealth and Asset Management Company with More Than 12 Million Customers and $1.5 Trillion in Assets Under Management and Administration Offers Formidable Distribution Capabilities with Enhanced Scale and Portfo
March 26, 2026	425	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 26, 2026 Equitable Holdings FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 26, 2026 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of incorporation or
March 26, 2026	425	Get to know Corebridge Mar 26, 2026 FILED BY EQUITABLE HOLDINGS, INC. COMMISSION FILE NO.: 001-38469 PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933, AS AMENDED AND DEEMED FILED PURSUANT TO RULE 14a–12 UNDER THE SECURITIES EXCHANGE OF 1934, AS AMENDED SUBJECT COMPANY: EQUITABLE HOLDINGS, INC. AND COREBRIDGE FINANCIAL, INC. Equitable posted the following communication relating to the proposed transaction between Equitable and C
March 26, 2026	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 26, 2026 Equitable Holdings UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 26, 2026 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of incorporation or organizat
March 26, 2026	EX-99.2	of this line of this line Creating an Industry Leader March 26, 2026 EXHIBIT 99.2 of this line of this line Creating an Industry Leader March 26, 2026 of this line 2 Cautionary Statement Regarding Forward - Looking Information This communication includes statements, which, to the extent they are not statements of historical or present fact, constitut e “ forward looking statements” within the meaning of the U.S. Private Securities Litigation Reform Act of 1995. For
March 26, 2026	EX-2.1	AGREEMENT AND PLAN OF MERGER EQUITABLE HOLDINGS, INC., COREBRIDGE FINANCIAL, INC., MOUNTAIN HOLDING, INC., MARCY HOLDING, INC., PALISADE HOLDING, INC. Dated as of March 26, 2026 TABLE OF CONTENTS EXHIBIT 2.1 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS (i) NOT MATERIAL AND (ii) IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. REDACTED INFORMATION IS MARKED WITH A [***]. CERTAIN SCHEDULES OR SIMILAR ATTACHMENTS HAVE BEEN OMITTED FROM THIS EXHIBIT IN ACCORDANCE WITH ITEM 601(a)(5) of REGULATION S-K. AGREEMENT AND PLAN OF MERGER Among EQUIT
March 26, 2026	EX-99.2	of this line of this line Creating an Industry Leader March 26, 2026 EXHIBIT 99.2 of this line of this line Creating an Industry Leader March 26, 2026 of this line 2 Cautionary Statement Regarding Forward - Looking Information This communication includes statements, which, to the extent they are not statements of historical or present fact, constitut e “ forward looking statements” within the meaning of the U.S. Private Securities Litigation Reform Act of 1995. For
March 26, 2026	425	Our Future Reimagined: Equitable + Corebridge Mar 26, 2026 FILED BY EQUITABLE HOLDINGS, INC. COMMISSION FILE NO.: 001-38469 PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933, AS AMENDED AND DEEMED FILED PURSUANT TO RULE 14a–12 UNDER THE SECURITIES EXCHANGE OF 1934, AS AMENDED SUBJECT COMPANY: EQUITABLE HOLDINGS, INC. AND COREBRIDGE FINANCIAL, INC. Equitable posted the following communication relating to the proposed transaction between Equitable and C
March 26, 2026	EX-2.1	AGREEMENT AND PLAN OF MERGER EQUITABLE HOLDINGS, INC., COREBRIDGE FINANCIAL, INC., MOUNTAIN HOLDING, INC., MARCY HOLDING, INC., PALISADE HOLDING, INC. Dated as of March 26, 2026 TABLE OF CONTENTS EXHIBIT 2.1 CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THE EXHIBIT BECAUSE IT IS (i) NOT MATERIAL AND (ii) IS THE TYPE THAT THE REGISTRANT TREATS AS PRIVATE OR CONFIDENTIAL. REDACTED INFORMATION IS MARKED WITH A [***]. CERTAIN SCHEDULES OR SIMILAR ATTACHMENTS HAVE BEEN OMITTED FROM THIS EXHIBIT IN ACCORDANCE WITH ITEM 601(a)(5) of REGULATION S-K. AGREEMENT AND PLAN OF MERGER Among EQUIT
March 26, 2026	425	FILED BY EQUITABLE HOLDINGS, INC. FILED BY EQUITABLE HOLDINGS, INC. COMMISSION FILE NO.: 001-38469 PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933, AS AMENDED AND DEEMED FILED PURSUANT TO RULE 14a–12 UNDER THE SECURITIES EXCHANGE OF 1934, AS AMENDED SUBJECT COMPANY: EQUITABLE HOLDINGS, INC. AND COREBRIDGE FINANCIAL, INC. Equitable posted the following communication relating to the proposed transaction between Equitable and C
March 26, 2026	EX-99.1	Corebridge Financial and Equitable Holdings Announce Transformational Merger Unites Two Customer-Centric Cultures Committed to a Shared Vision Creates Leading Retirement, Life, Wealth and Asset Management Company with More Than 12 Million Customers a EXHIBIT 99.1 Corebridge Financial and Equitable Holdings Announce Transformational Merger Unites Two Customer-Centric Cultures Committed to a Shared Vision Creates Leading Retirement, Life, Wealth and Asset Management Company with More Than 12 Million Customers and $1.5 Trillion in Assets Under Management and Administration Offers Formidable Distribution Capabilities with Enhanced Scale and Portfo
March 26, 2026	425	Your questions answered Mar 26, 2026 FILED BY EQUITABLE HOLDINGS, INC. COMMISSION FILE NO.: 001-38469 PURSUANT TO RULE 425 UNDER THE SECURITIES ACT OF 1933, AS AMENDED AND DEEMED FILED PURSUANT TO RULE 14a–12 UNDER THE SECURITIES EXCHANGE OF 1934, AS AMENDED SUBJECT COMPANY: EQUITABLE HOLDINGS, INC. AND COREBRIDGE FINANCIAL, INC. Equitable posted the following communication relating to the proposed transaction between Equitable and C
February 25, 2026	EX-10.32	EQUITABLE HOLDINGS, INC. 2026 LONG-TERM INCENTIVE COMPENSATION PROGRAM RESTRICTED STOCK UNIT AGREEMENT EQUITABLE HOLDINGS, INC. 2026 LONG-TERM INCENTIVE COMPENSATION PROGRAM RESTRICTED STOCK UNIT AGREEMENT This Restricted Stock Unit Agreement (the “Agreement”), by and between Equitable Holdings, Inc., a Delaware corporation (the “Company”), and the individual who has signed this Agreement electronically (the “Service Provider”), is being entered into pursuant to the Equitable Holdings, Inc. 2019 Om
February 25, 2026	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2025 ☐ TRANSITION REPORT PURSUANT TO SECTI Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————————————— FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-3
February 25, 2026	EX-97	EQUITABLE HOLDINGS, INC. CLAWBACK AND FORFEITURE POLICY EQUITABLE HOLDINGS, INC. CLAWBACK AND FORFEITURE POLICY The Board of Directors (the “Board”) of Equitable Holdings, Inc. (the “Company”) has determined that it is in the best interests of the Company to adopt this policy (the “Policy”) providing for the recoupment of Incentive Compensation and Variable Compensation (each, as defined below) paid to, awarded to, or Received (as defined below) by Cov
February 25, 2026	EX-19	EQUITABLE HOLDINGS, INC. INSIDER TRADING POLICY EQUITABLE HOLDINGS, INC. INSIDER TRADING POLICY This Insider Trading Policy (the “Policy”) of Equitable Holdings, Inc. (the “Company”) concerns trading in the securities of the Company or its subsidiaries1 as well as trading in securities of other companies, provided that this Policy shall not apply to trading in the securities of AB if an individual or entity is otherwise subject to AB’s Personal
February 25, 2026	EX-10.31	EQUITABLE HOLDINGS, INC. 2026LONG-TERM INCENTIVE COMPENSATION PROGRAM PERFORMANCE SHARES AGREEMENT EQUITABLE HOLDINGS, INC. 2026LONG-TERM INCENTIVE COMPENSATION PROGRAM PERFORMANCE SHARES AGREEMENT This Performance Shares Agreement (the “Agreement”), by and between Equitable Holdings, Inc., a Delaware corporation (the “Company”), and the employee who has signed this Agreement electronically (the “Employee”), is being entered into pursuant to the Equitable Holdings, Inc. 2019 Omnibus Incentive P
February 25, 2026	EX-21.1	LIST OF SUBSIDIARIES - AS OF DECEMBER 31, 2025 Exhibit 21.1 Exhibit 21.1 LIST OF SUBSIDIARIES - AS OF DECEMBER 31, 2025 Entity Name State or other jurisdiction of incorporation or organization Equitable Holdings, Inc. DE Alpha Units Holdings, Inc. DE Alpha Units Holdings II, Inc. DE 787 Holdings, LLC DE 1285 Holdings, LLC DE Equitable Financial Services, LLC DE CS Life Re Company AZ Equitable Financial Investment Management, LLC DE Equitable I
February 4, 2026	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2026 Equitable Holdin UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 4, 2026 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number)
February 4, 2026	EX-99.1	EQUITABLE HOLDINGS REPORTS FULL YEAR AND FOURTH QUARTER 2025 RESULTS EQUITABLE HOLDINGS REPORTS FULL YEAR AND FOURTH QUARTER 2025 RESULTS •Organic cash generation of $1.
February 4, 2026	EX-99.2	Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Othe Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Other 8 Assets Under Management and Administration 10 Select Metrics from Business Segments Retirement Statements of Operating Earnings (Loss) and Summary
November 7, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2025 ☐ TRANSITION REPORT PURSUANT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————————————— FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File
November 7, 2025	EX-10.1	Execution Version 1 Execution Version CONFIDENTIAL AMENDMENT NO. 6 TO REIMBURSEMENT AGREEMENT AMENDMENT NO. 6 TO REIMBURSEMENT AGREEMENT, dated as of August 25, 2025 (this “Agreement”), is entered into by and among EQUITABLE HOLDINGS, INC. (f/k/a AXA Equitable Holdings, Inc.), a Delaware corporation (the “Guarantor”), the Subsidiary Account Parties party hereto and COMMERZBANK AG, NEW YORK BRANCH, as LC Issuer. PRE
November 7, 2025	EX-10.2	Executed Version 1 Executed Version CONFIDENTIAL AMENDMENT NO. 1 TO REIMBURSEMENT AGREEMENT AMENDMENT NO. 1 TO REIMBURSEMENT AGREEMENT, dated as of August 25, 2025 (this “Agreement”), is entered into by and among EQUITABLE HOLDINGS, INC., a Delaware corporation (the “Guarantor”), the Subsidiary Account Parties party hereto and MUFG BANK LTD., as LC Issuer. PRELIMINARY STATEMENTS: WHEREAS, the Guarantor, the Subsid
November 7, 2025	EX-10.3	COINSURANCE AND MODIFIED COINSURANCE AGREEMENT EQUITABLE FINANCIAL LIFE INSURANCE COMPANY (referred to as the Ceding Company) RGA REINSURANCE COMPANY (referred to as the Reinsurer) EXECUTION VERSION COINSURANCE AND MODIFIED COINSURANCE AGREEMENT Between EQUITABLE FINANCIAL LIFE INSURANCE COMPANY (referred to as the Ceding Company) and RGA REINSURANCE COMPANY (referred to as the Reinsurer) CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) PRIVATE OR CONFIDENTIAL.
November 7, 2025	EX-10.4	COINSURANCE AND MODIFIED COINSURANCE AGREEMENT EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA (referred to as the Ceding Company) RGA REINSURANCE COMPANY (referred to as the Reinsurer) EXECUTION VERSION COINSURANCE AND MODIFIED COINSURANCE AGREEMENT Between EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA (referred to as the Ceding Company) and RGA REINSURANCE COMPANY (referred to as the Reinsurer) CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) PRIVATE OR CONFIDENTIAL.
November 4, 2025	EX-99.1	EQUITABLE HOLDINGS REPORTS THIRD QUARTER 2025 RESULTS EQUITABLE HOLDINGS REPORTS THIRD QUARTER 2025 RESULTS •Net inflows of $1.1 billion in Retirement and $2.2 billion in Wealth Management; Asset Management net inflows of $1.7 billion, excluding the impact from Equitable’s life reinsurance transaction •Net loss of $1.3 billion, or $(4.47) per share, primarily driven by a one-time impact from the life reinsurance transaction •Non-GAAP operating earnin
November 4, 2025	EX-99.2	Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Othe Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Other 8 Assets Under Management and Administration 10 Select Metrics from Business Segments Retirement Statements of Operating Earnings (Loss) and Summary
November 4, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2025 Equitable Holdin UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2025 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number)
October 22, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 22, 2025 Equitable Holdin UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 22, 2025 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number)
October 22, 2025	EX-99.1	Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Othe Effective July 1, 2025, our financial reporting presentation was revised to reflect the reorganization of the Company’s reportable segments to reflect how the Company’s chief operating decision maker now makes operating decisions and assesses performance.
October 22, 2025	EX-99.2	Equitable Equitable Holdings Resegmentation Notable Items Supplement October 22, 2025 Resegmentation Notable Items Supplement Note Regarding Forward-Looking Statements and Non-GAAP Financial Measures This presentation contains forward-looking stateme investorssupplement2q202 Equitable Equitable Holdings Resegmentation Notable Items Supplement October 22, 2025 Resegmentation Notable Items Supplement Note Regarding Forward-Looking Statements and Non-GAAP Financial Measures This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995.
September 22, 2025	144	144 144 0001854854 XXXXXXXX LIVE 0001333986 EQUITABLE HOLDINGS, INC. 001-38469 1345 Avenue of the Americas New York NY 10105 (212) 554-1234 ROBIN RAJU Officer Common Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004 36888 1991952.00 299536468 09/22/2025 NYSE Common 03/22/2021 Restricted stock vesting under a registered plan Issuer N 4090 03/22/20
September 16, 2025	144	144 144 0001916941 XXXXXXXX LIVE 0001333986 EQUITABLE HOLDINGS, INC. 001-38469 1345 Avenue of the Americas New York NY 10105 (212) 554-1234 ARLENE ISAACS-LOWE Director Common Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004 1800 94932.00 299536468 09/16/2025 NYSE Common 05/22/2024 Restricted stock vesting under a registered plan Issuer N 1800 05
September 9, 2025	EX-99.2	Title of Security EX-99.2 Exhibit 99.2 Equitable Holdings Announces Pricing Terms of Cash Tender Offer for Certain of its Debt Securities New York, NY, September 9, 2025 — Equitable Holdings, Inc. (the “Company”) (NYSE: EQH), the leading financial services holding company of Equitable, AllianceBernstein and Equitable Advisors, today announced the pricing terms for its previously announced cash tender offer (the “Te
September 9, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 9, 2025 Equitable Holdi UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 9, 2025 Equitable Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38469 90-0226248 (State or Other Jurisdiction of Incorporation) (Commiss
September 9, 2025	EX-99.1	Equitable Holdings Announces Early Results of Cash Tender Offer of its Debt Securities EX-99.1 Exhibit 99.1 Equitable Holdings Announces Early Results of Cash Tender Offer of its Debt Securities New York, NY, September 9, 2025 — Equitable Holdings, Inc. (the “Company”) (NYSE: EQH), the leading financial services holding company of Equitable, AllianceBernstein and Equitable Advisors, today announced the early results of its previously announced cash tender offer (the “Tender Offer”)
August 27, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 21, 2025 Equitable Holding UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 21, 2025 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number)
August 11, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 ☐ TRANSITION REPORT PURSUANT TO S Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————————————— FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0
August 5, 2025	EX-99.1	EQUITABLE HOLDINGS REPORTS SECOND QUARTER 2025 RESULTS EQUITABLE HOLDINGS REPORTS SECOND QUARTER 2025 RESULTS •Closed Individual Life reinsurance transaction with RGA on July 31st, generating over $2 billion of value and reducing mortality exposure by 75% •Combined NAIC RBC ratio over 500% following the Life reinsurance transaction and $1.
August 5, 2025	EX-99.2	Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Othe Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Other 8 Assets Under Management and Administration 10 Sales Metrics by Segment 11 Select Metrics from Business Segments Individual Retirement Statements o
August 5, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2025 Equitable Holdings UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 5, 2025 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number) (
July 31, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2025 Equitable Holdings, UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 31, 2025 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of incorporation) (Commission
July 31, 2025	EX-99.1	Equitable Holdings Closes Reinsurance Transaction with RGA EX-99.1 Exhibit 99.1 Equitable Holdings Closes Reinsurance Transaction with RGA New York, NY, July 31, 2025 — Equitable Holdings, Inc. (the “Company”) (NYSE: EQH), the leading financial services holding company of Equitable, AllianceBernstein and Equitable Advisors, announced today that certain of its insurance subsidiaries1 have successfully closed the transaction with RGA Reinsurance Company (“R
July 30, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2025 Equitable Holdings, UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2025 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number) (I
July 30, 2025	EX-1.1	dated as of July 29, 2025 EQUITABLE HOLDINGS, INC., as the Company the SUBSIDIARY ACCOUNT PARTIES, as additional Obligors the BANKS party hereto JPMORGAN CHASE BANK, N.A., as Administrative Agent JPMORGAN CHASE BANK, N.A., BARCLAYS BANK PLC, CITIBANK Execution Version REVOLVING CREDIT AGREEMENT dated as of July 29, 2025 among EQUITABLE HOLDINGS, INC.
July 21, 2025	EX-25.3	Statement of Eligibility under the Trust Indenture Act of 1939, as amended, of The Bank of New York Mellon, as trustee, under the Junior Subordinated Indenture, relating to the junior subordinated debt securities. EX-25.3 Exhibit 25.3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-516
July 21, 2025	EX-FILING FEES	Filing Fee Table Calculation of Filing Fee Tables S-3 Equitable Holdings, Inc. Table 1: Newly Registered and Carry Forward Securities Security Type Security Class Title Fee Calculation or Carry Forward Rule Amount Registered Proposed Maximum Offering Price Per Unit Maximum Aggregate Offering Price Fee Rate Amount of Registration Fee Carry Forward Form Type Carry Forward File Number Carry Forward Initial Effective
July 21, 2025	EX-25.1	Statement of Eligibility under the Trust Indenture Act of 1939, as amended, of The Bank of New York Mellon, as trustee, under the Senior Indenture, relating to the senior debt securities. EX-25.1 Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-516
July 21, 2025	S-3ASR	As filed with the U.S. Securities and Exchange Commission on July 21, 2025 S-3ASR Table of Contents As filed with the U.S. Securities and Exchange Commission on July 21, 2025 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Equitable Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 6411 90-0226248 (State or Other Jurisdiction of
June 5, 2025	EX-FILING FEES	Calculation of Filing Fee Tables (Form Type) Equitable Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Table 1: Newly Registered Securities Exhibit 107 Calculation of Filing Fee Tables S-8 (Form Type) Equitable Holdings, Inc.
June 5, 2025	S-8	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 90-0226248 (State or oth UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————————————— FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 90-0226248 (State or other jurisdiction of (I.R.S. Employer incorporation or organization) Identification No.) 1345 Avenue of the Americas New York, New York
June 5, 2025	EX-24.1	POWER OF ATTORNEY POWER OF ATTORNEY We, the undersigned officers and directors of Equitable Holdings, Inc.
May 28, 2025	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year, Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2025 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number) (I.
May 28, 2025	EX-3.1	AMENDED AND RESTATED EQUITABLE HOLDINGS, INC. 2019 OMNIBUS INCENTIVE PLAN ARTICLE I PURPOSES AMENDED AND RESTATED EQUITABLE HOLDINGS, INC. 2019 OMNIBUS INCENTIVE PLAN ARTICLE I PURPOSES This Equitable Holdings, Inc. 2019 Omnibus Incentive Plan, as may be amended from time to time (the “Plan”), has the following purposes: (1) To further the growth, development and financial success of Equitable Holdings, Inc. (the “Company”) and its Subsidiaries (as defined herein), by providing additional
May 28, 2025	EX-3.2	THIRD AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF EQUITABLE HOLDINGS, INC. THIRD AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF EQUITABLE HOLDINGS, INC.
May 28, 2025	EX-3.3	EQUITABLE HOLDINGS, INC. SEVENTH AMENDED AND EQUITABLE HOLDINGS, INC. SEVENTH AMENDED AND RESTATED BY-LAWS Effective as of May 21, 2025 EQUITABLE HOLDINGS, INC. BY-LAWS Table of Contents Page ARTICLE I MEETINGS OF STOCKHOLDERS Section 1.01. Annual Meetings 1 Section 1.02. Special Meetings 1 Section 1.03. Participation in Meetings by Remote Communication 5 Section 1.04. Notice of Meetings; Waiver of Notice 5 Section 1.05. Proxies 6 Section 1.
May 1, 2025	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 ☐ TRANSITION REPORT PURSUANT TO Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————————————— FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2025 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No.
May 1, 2025	EX-10.1	MASTER TRANSACTION AGREEMENT dated as of February 23, 2025 EQUITABLE FINANCIAL LIFE INSURANCE COMPANY EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA EQUITABLE FINANCIAL LIFE AND ANNUITY COMPANY (referred to as the Ceding Companies) RGA REINSUR EXECUTION VERSION CONFIDENTIAL MASTER TRANSACTION AGREEMENT dated as of February 23, 2025 between EQUITABLE FINANCIAL LIFE INSURANCE COMPANY EQUITABLE FINANCIAL LIFE INSURANCE COMPANY OF AMERICA EQUITABLE FINANCIAL LIFE AND ANNUITY COMPANY (referred to as the Ceding Companies) and RGA REINSURANCE COMPANY (referred to as the Reinsurer) CERTAIN IDENTIFIED INFORMATION HAS BEEN EXCLUDED FROM THIS EXHIBIT BECAUSE IT IS BOTH (I) NOT MATERIAL AND (II) PRIVATE OR CONFIDENTIAL.
April 29, 2025	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2025 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number) (
April 29, 2025	EX-99.1	EQUITABLE HOLDINGS REPORTS FIRST QUARTER 2025 RESULTS EQUITABLE HOLDINGS REPORTS FIRST QUARTER 2025 RESULTS •Positive net flows of $1.6 billion in Retirement1, $2.0 billion in Wealth Management and $2.4 billion in Asset Management •Net income of $63 million, or $0.16 per share •Non-GAAP operating earnings2 of $421 million, or $1.30 per share; adjusting for notable items3, Non-GAAP operating earnings of $434 million, or $1.35 per share •Returned $335
April 29, 2025	EX-99.2	Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Othe Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Other 8 Assets Under Management and Administration 9 Sales Metrics by Segment 10 Select Metrics from Business Segments Individual Retirement Statements of
April 11, 2025	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
April 10, 2025	SC TO-I/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) Of the Securities Exchange Act of 1934 (Amendment No. 3) Equitable Holdings, Inc. (Name of Subject Company ( SC TO-I/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) Of the Securities Exchange Act of 1934 (Amendment No. 3) Equitable Holdings, Inc. (Name of Subject Company (issuer)) Equitable Holdings, Inc., as Issuer (Name of Filing Person (identifying status as offeror, issuer or other person)) Depositary Shar
April 10, 2025	EX-99.(A)(5)(B)	(a)(5)(B) Press Release, dated April 10, 2025. Exhibit (a)(5)(B) EQUITABLE HOLDINGS, INC. ANNOUNCES RESULTS OF TENDER OFFER FOR ANY AND ALL OF ITS SERIES B DEPOSITARY SHARES NEW YORK, April 10, 2025 – Equitable Holdings, Inc. (“Holdings”) (NYSE: EQH) announced today the results of its tender offer for any and all of its 444,333 outstanding shares of depositary shares (the “Series B Depositary Shares”) each representing a 1/25th interest in a s
April 4, 2025	ARS	ARS 20 24 ANNUAL REPORTWe work to the highest standards We have a passion for our business We are stronger as a team We are a trusted partner to our clients Our mission To help our clients secure their ﬁnancial well-being so they can pursue long and fulﬁlling lives We treat everyone with respect and dignity Our business principlesDear fellow shareholders, 2024 Equitable Holdings Annual Report 1 Equitable Holdings generated strong ﬁnancial results in 2024.
April 4, 2025	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14
April 4, 2025	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
April 3, 2025	EX-99.(A)(5)(VI)	Press Release issued by Equitable Holdings, Inc., dated April 3, 2025. EX-99.(a)(5)(vi) Exhibit (a)(5)(vi) Equitable Holdings Announces Final Results of Cash Tender Offer for Units of AllianceBernstein Holding New York, NY, April 3, 2025 — Equitable Holdings, Inc. (NYSE: EQH), the leading financial services holding company of Equitable, AllianceBernstein and Equitable Advisors, today announced the final results of its cash tender offer to purchase up to 46,000,000 un
April 3, 2025	SC TO-T/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 4) AllianceBernstein Holding L.P. (Name of Subject Com UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 4) AllianceBernstein Holding L.P. (Name of Subject Company (Issuer)) Equitable Holdings, Inc. (Name of Filing Person (Offeror)) Units Representing Assignments of Beneficial Ownership of Limited Partnershi
April 3, 2025	8-K	Regulation FD Disclosure UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 3, 2025 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of incorporation) (Commission
April 3, 2025	EX-99.1	Equitable Holdings Announces Final Results of Cash Tender Offer for Units of AllianceBernstein Holding Exhibit 99.1 Equitable Holdings Announces Final Results of Cash Tender Offer for Units of AllianceBernstein Holding New York, NY, April 3, 2025 — Equitable Holdings, Inc. (NYSE: EQH), the leading financial services holding company of Equitable, AllianceBernstein and Equitable Advisors, today announced the final results of its cash tender offer to purchase up to 46,000,000 units (“Units”) represent
April 2, 2025	EX-99.1	Equitable Holdings Announces Preliminary Results of Cash Tender Offer for Up to 46,000,000 Units of AllianceBernstein Holding Exhibit 99.1 Equitable Holdings Announces Preliminary Results of Cash Tender Offer for Up to 46,000,000 Units of AllianceBernstein Holding New York, NY, April 2, 2025 — Equitable Holdings, Inc. (NYSE: EQH), the leading financial services holding company of Equitable, AllianceBernstein and Equitable Advisors, today announced the preliminary results of its previously announced cash tender offer to p
April 2, 2025	SC TO-T/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3) AllianceBernstein Holding L.P. (Name of Subject Com SC TO-T/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 3) AllianceBernstein Holding L.P. (Name of Subject Company (Issuer)) Equitable Holdings, Inc. (Name of Filing Person (Offeror)) Units Representing Assignments of Beneficial Ownership of Limited
April 2, 2025	8-K	Regulation FD Disclosure UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 2, 2025 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of incorporation) (Commission
April 2, 2025	EX-99.(A)(5)(V)	Press Release issued by Equitable Holdings, Inc., dated April 2, 2025. Exhibit (a)(5)(v) Equitable Holdings Announces Preliminary Results of Cash Tender Offer for Up to 46,000,000 Units of AllianceBernstein Holding New York, NY, April 2, 2025 — Equitable Holdings, Inc.
March 26, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 26, 2025 Equitable Holdings UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 26, 2025 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of incorporation or organizat
March 26, 2025	SC TO-I/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) Of the Securities Exchange Act of 1934 (Amendment No. 2) Equitable Holdings, Inc. (Name of Subject Company ( SC TO-I/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) Of the Securities Exchange Act of 1934 (Amendment No. 2) Equitable Holdings, Inc. (Name of Subject Company (issuer)) Equitable Holdings, Inc., as Issuer (Name of Filing Person (identifying status as offeror, issuer or other person)) Depositary Shar
March 26, 2025	EX-4.1	First Supplemental Indenture, dated as of March 26, 2025, between Equitable Holdings, Inc. and The Bank of New York Mellon, as trustee (incorporated by reference to Exhibit 4.1 to our Form 8-K filed on March 26, 2025). EX-4.1 Exhibit 4.1 FIRST SUPPLEMENTAL INDENTURE between EQUITABLE HOLDINGS, INC. and THE BANK OF NEW YORK MELLON as Trustee Dated as of March 26, 2025 6.700% Fixed-to-Fixed Reset Rate Junior Subordinated Debt Securities due 2055 TABLE OF CONTENTS (continued) Page ARTICLE ONE DEFINITIONS 2 Section 1.01. Definitions 2 ARTICLE TWO GENERAL TERMS AND CONDITIONS OF THE JUNIOR SUBORDINATED DEBT SECURITIE
March 25, 2025	EX-99.1	Equitable Holdings Announces Extension of Cash Tender Offer for Up to 46,000,000 Units of AllianceBernstein Holding Exhibit 99.1 Equitable Holdings Announces Extension of Cash Tender Offer for Up to 46,000,000 Units of AllianceBernstein Holding New York, NY, March 25, 2025 — Equitable Holdings, Inc. (NYSE: EQH), the leading financial services holding company of Equitable, AllianceBernstein and Equitable Advisors, today announced the extension of its previously announced cash tender offer to purchase up to 46,00
March 25, 2025	8-K	Regulation FD Disclosure UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 25, 2025 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of incorporation) (Commission
March 25, 2025	EX-99.(A)(5)(IV)	Press Release issued by Equitable Holdings, Inc., dated March 25, 2025. Exhibit (a)(5)(iv) Equitable Holdings Announces Extension of Cash Tender Offer for Up to 46,000,000 Units of AllianceBernstein Holding New York, NY, March 25, 2025 — Equitable Holdings, Inc.
March 25, 2025	SC TO-T/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2) AllianceBernstein Holding L.P. (Name of Subject Com UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 2) AllianceBernstein Holding L.P. (Name of Subject Company (Issuer)) Equitable Holdings, Inc. (Name of Filing Person (Offeror)) Units Representing Assignments of Beneficial Ownership of Limited Partnershi
March 25, 2025	PRE 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14
March 17, 2025	SC TO-T/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) AllianceBernstein Holding L.P. (Name of Subject Com UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1) AllianceBernstein Holding L.P. (Name of Subject Company (Issuer)) Equitable Holdings, Inc. (Name of Filing Person (Offeror)) Units Representing Assignments of Beneficial Ownership of Limited Partnershi
March 13, 2025	424B2	$500,000,000 Equitable Holdings, Inc. 6.700% Fixed-to-Fixed Reset Rate Junior Subordinated Debt Securities due 2055 Table of Contents Filed Pursuant to Rule 424(b)(2) Registration Statement No. 333-282204 Prospectus Supplement (to Prospectus dated October 4, 2024) $500,000,000 Equitable Holdings, Inc. 6.700% Fixed-to-Fixed Reset Rate Junior Subordinated Debt Securities due 2055 The 6.700% Fixed-to-Fixed Reset Rate Junior Subordinated Debt Securities due 2055, or the “junior subordinated debt securities,” are ou
March 13, 2025	EX-1.1	Underwriting Agreement, dated as of March 12, 2025, among Equitable Holdings, Inc. and Citigroup Global Markets Inc., Morgan Stanley & Co. LLC, Truist Securities, Inc. and Wells Fargo Securities, LLC. EX-1.1 Exhibit 1.1 EXECUTION VERSION Equitable Holdings, Inc. $500,000,000 6.700% Fixed-to-Fixed Reset Rate Junior Subordinated Debt Securities due 2055 UNDERWRITING AGREEMENT March 12, 2025 March 12, 2025 Citigroup Global Markets Inc. 388 Greenwich Street New York, New York 10013 Morgan Stanley & Co. LLC 1585 Broadway New York, New York 10036 Truist Securities, Inc. 3333 Peachtree Road NE, 11th F
March 13, 2025	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2025 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of incorporation or organizat
March 12, 2025	FWP	Equitable Holdings, Inc. $500,000,000 6.700% Fixed-to-Fixed Reset Rate Junior Subordinated Debt Securities due 2055 Pricing Term Sheet March 12, 2025 Issuer: Equitable Holdings, Inc. Trade Date: March 12, 2025 Settlement Date: March 26, 2025 (T+10)* Filed Pursuant to Rule 433 Registration Statement No. 333-282204 Relating to the Preliminary Prospectus Supplement Dated March 12, 2025 (To Prospectus dated October 4, 2024) Equitable Holdings, Inc. $500,000,000 6.700% Fixed-to-Fixed Reset Rate Junior Subordinated Debt Securities due 2055 Pricing Term Sheet March 12, 2025 Issuer: Equitable Holdings, Inc. Trade Date: March 12, 2025 Settlement Date:
March 12, 2025	EX-99.(A)(1)(A)	Offer to Purchase, dated March 12, 2025. Exhibit (a)(1)(A) OFFER TO PURCHASE FOR CASH ANY AND ALL OF THE DEPOSITARY SHARES EACH REPRESENTING A 1/25th INTEREST IN A SHARE OF EQUITABLE HOLDINGS, INC.
March 12, 2025	424B2	Subject to Completion Preliminary Prospectus Supplement, dated March 12, 2025 Table of Contents Filed Pursuant to Rule 424(b)(2) Registration Statement No. 333-282204 The information contained in this preliminary prospectus supplement is not complete and may be changed. This preliminary prospectus supplement and the accompanying prospectus are not an offer to sell nor do they seek an offer to buy the junior subordinated debt securities in any jurisdiction where the offer or
March 12, 2025	EX-99.(A)(1)(B)	Letter of Transmittal (including Guidelines of the Internal Revenue Service for Certification of Taxpayer Identification Number on IRS Form W-9). Exhibit (a)(1)(B) LETTER OF TRANSMITTAL TO TENDER ANY AND ALL OF THE DEPOSITARY SHARES EACH REPRESENTING A 1/25TH INTEREST IN A SHARE OF EQUITABLE HOLDINGS, INC.
March 12, 2025	SC TO-I	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) Of the Securities Exchange Act of 1934 Equitable Holdings, Inc. (Name of Subject Company (issuer)) Equitable UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) Of the Securities Exchange Act of 1934 Equitable Holdings, Inc. (Name of Subject Company (issuer)) Equitable Holdings, Inc., as Issuer (Name of Filing Person (identifying status as offeror, issuer or other person)) Depositary Shares each representing a 1/25t
March 12, 2025	EX-99.(A)(5)(A)	Press Release, dated March 12, 2025. Exhibit (a)(5)(A) Contacts: For Media: Laura Yagerman (212) 314-2010 mediarelations@equitable.
March 12, 2025	EX-FILING FEES	Filing Fee Table. Filing Fee Exhibit Calculation of Filing Fee Table Schedule TO (Form Type) Equitable Holdings, Inc.
March 12, 2025	SC TO-I/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) Of the Securities Exchange Act of 1934 (Amendment No. 1) Equitable Holdings, Inc. (Name of Subject Company ( UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule TO Tender Offer Statement under Section 14(d)(1) or 13(e)(1) Of the Securities Exchange Act of 1934 (Amendment No. 1) Equitable Holdings, Inc. (Name of Subject Company (issuer)) Equitable Holdings, Inc., as Issuer (Name of Filing Person (identifying status as offeror, issuer or other person)) Depositary Shares each re
February 24, 2025	EX-99.(A)(1)(I)	Offer to Purchase, dated February 24, 2025. EX-99.(a)(1)(i) Exhibit (a)(1)(i) Offer to Purchase for Cash Up to 46,000,000 Units in AllianceBernstein Holding L.P. at $38.50 per Unit (For an Aggregate Purchase Price of Up to approximately $1.8 billion) by Equitable Holdings, Inc. THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON MARCH 24, 2025 UNLESS THE OFFER IS EXTENDED (SUCH DATE AND TIME, AS THEY MAY BE EXTE
February 24, 2025	EX-99.2	Equitable’s growth strategy is focused on three core markets Retirement Asset management Wealth Management □ High return on capital businesses ü □ Attractive secular growth dynamics ü □ Strong synergies across businesses ü □ Market leading positions EX-99.2 Exhibit 99.2 Equitable Holdings Individual Life Strategic Transaction Review February 24, 2025 Equitable Disclaimers This presentation contains forward-looking statements. Words such as “expects,” “believes,” “anticipates,” “forecasts,” “intends,” “seeks,” “aims,” “plans,” “assumes,” “estimates,” “projects,” “should,” “would,” “could,” “may,” “will,” “shall” or variations of such words are
February 24, 2025	EX-99.(A)(1)(IV)	Form of Letter to Brokers, Dealers, Banks, Trust Companies and Other Nominees. EX-99.(a)(1)(iv) Exhibit (a)(1)(iv) Offer to Purchase for Cash Up to 46,000,000 Units in AllianceBernstein Holding L.P. at $38.50 per Unit (For an Aggregate Purchase Price of Up to approximately $1.8 billion) by Equitable Holdings, Inc. THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON MARCH 24, 2025 UNLESS THE OFFER IS EXTENDED (SUCH DATE AND TIME, AS THEY MAY BE EX
February 24, 2025	EX-99.(A)(1)(III)	Form of Notice of Guaranteed Delivery. EX-99.(a)(1)(iii) Exhibit (a)(1)(iii) Notice of Guaranteed Delivery for Tender of Units of AllianceBernstein Holding L.P. THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON MARCH 24, 2025 UNLESS THE OFFER IS EXTENDED (SUCH DATE AND TIME, AS THEY MAY BE EXTENDED, THE “EXPIRATION TIME”). This Notice of Guaranteed Delivery, or a form substantially equivalent hereto, must
February 24, 2025	EX-99.(A)(1)(VI)	Text of Summary Advertisement, as published in the Wall Street Journal on February 24, 2025. EX-99.(a)(1)(vi) Exhibit (a)(1)(vi) This announcement is neither an offer to purchase nor a solicitation of an offer to sell Units (as defined below) in AllianceBernstein Holding L.P. The Offer (as defined below) is made solely by the Offer to Purchase, dated February 24, 2025, and the related Letter of Transmittal, and any amendments or supplements thereto. We are not aware of any jurisdiction wh
February 24, 2025	EX-21.1	LIST OF SUBSIDIARIES - AS OF DECEMBER 31, 2024 Entity Name State or other jurisdiction of incorporation or organization Equitable Holdings, Inc. DE Alpha Units Holdings, Inc. DE Alpha Units Holdings II, Inc. DE 787 Holdings, LLC DE 1285 Holdings, LLC Exhibit 21.1 LIST OF SUBSIDIARIES - AS OF DECEMBER 31, 2024 Entity Name State or other jurisdiction of incorporation or organization Equitable Holdings, Inc. DE Alpha Units Holdings, Inc. DE Alpha Units Holdings II, Inc. DE 787 Holdings, LLC DE 1285 Holdings, LLC DE Equitable Financial Services, LLC DE CS Life Re Company AZ Equitable Financial Investment Management, LLC DE Equitable Investment Man
February 24, 2025	EX-99.(A)(5)(I)	Press Release issued by Equitable Holdings, Inc., dated February 24, 2025. EX-99.(a)(5)(i) Exhibit (a)(5)(i) Equitable Holdings Announces Cash Tender Offer for Up to 46,000,000 Units of AllianceBernstein Holding New York, NY, February 24, 2025 — Equitable Holdings, Inc. (NYSE: EQH), the leading financial services holding company of Equitable, AllianceBernstein and Equitable Advisors, today announced that it has commenced a cash tender offer to purchase up to 46,000,000 u
February 24, 2025	EX-99.(A)(1)(II)	Form of Letter of Transmittal (including IRS Form W-9). EX-99.(a)(1)(ii) Exhibit (a)(1)(ii) Letter of Transmittal to Tender Units in AllianceBernstein Holding L.P. at $38.50 per Unit, in Cash (For an Aggregate Purchase Price of Up to approximately $1.8 billion) Pursuant to the Offer to Purchase dated February 24, 2025 by Equitable Holdings, Inc. THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON MARCH 24, 2025 UNLESS THE O
February 24, 2025	SC TO-T	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 AllianceBernstein Holding L.P. (Name of Subject Company (Issuer)) Equ SC TO-T UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 AllianceBernstein Holding L.P. (Name of Subject Company (Issuer)) Equitable Holdings, Inc. (Name of Filing Person (Offeror)) Units Representing Assignments of Beneficial Ownership of Limited Partnership Interest
February 24, 2025	EX-99.(A)(5)(III)	Excerpt from a transcript of a presentation held by Equitable on February 24, 2025. EX-99.(a)(5)(iii) Exhibit (a)(5)(iii) The following is an excerpt from a transcript of a presentation held by Equitable on February 24, 2025 Robin Raju – Chief Financial Officer Now I will spend a minute reviewing the terms of the tender offer for units of AllianceBernstein Holding, which are outlined on slide 11. • We announced the tender this morning and are offering to purchase up to $1.8 billi
February 24, 2025	EX-10.1	364-day Term Loan Credit Agreement, dated as of February 21, 2025, among Equitable Holdings, Inc., certain Banks and Barclays Bank plc, as administrative agent, sole lead arranger and bookrunner (incorporated by reference to Exhibit 10.1 to Equitable’s Current Report on Form 8-K, filed on February 24, 2025). Exhibit 10.1 Execution Version $500,000,000 364- DAY TERM LOAN CREDIT AGREEMENT dated as of February 21, 2025 among EQUITABLE HOLDINGS, INC., as the Company, the BANKS from time to time party hereto BARCLAYS BANK PLC, as Administrative Agent, and BARCLAYS BANK PLC, as Sole Lead Arranger and Bookrunner ARTICLE I DEFINITIONS 1 SECTION 1.01 Definitions 1 SECTION 1.02 Accounting Terms and Determinatio
February 24, 2025	EX-97	EQUITABLE HOLDINGS, INC. CLAWBACK AND FORFEITURE POLICY EQUITABLE HOLDINGS, INC. CLAWBACK AND FORFEITURE POLICY The Board of Directors (the “Board”) of Equitable Holdings, Inc. (the “Company”) has determined that it is in the best interests of the Company to adopt this policy (the “Policy”) providing for the recoupment of Incentive Compensation and Variable Compensation (each, as defined below) paid to, awarded to, or Received (as defined below) by Cov
February 24, 2025	EX-19	EQUITABLE HOLDINGS, INC. INSIDER TRADING POLICY EQUITABLE HOLDINGS, INC. INSIDER TRADING POLICY This Insider Trading Policy (the “Policy”) of Equitable Holdings, Inc. (the “Company”) concerns trading in the securities of the Company or its subsidiaries1 as well as trading in securities of other companies, provided that this Policy shall not apply to trading in the securities of AB if an individual or entity is otherwise subject to AB’s Personal
February 24, 2025	EX-99.1	Equitable Holdings Announces Cash Tender Offer for Up to 46,000,000 Units of AllianceBernstein Holding EX-99.1 Exhibit 99.1 Equitable Holdings Announces Cash Tender Offer for Up to 46,000,000 Units of AllianceBernstein Holding New York, NY, February 24, 2025 — Equitable Holdings, Inc. (NYSE: EQH), the leading financial services holding company of Equitable, AllianceBernstein and Equitable Advisors, today announced that it has commenced a cash tender offer to purchase up to 46,000,000 units (“Units”
February 24, 2025	EX-99.(A)(1)(V)	Form of Letter to Clients for Use by Brokers, Dealers, Banks, Trust Companies and Other Nominees. EX-99.(a)(1)(v) Exhibit (a)(1)(v) Offer to Purchase for Cash Up to 46,000,000 Units in AllianceBernstein Holding L.P. at $38.50 per Unit (For an Aggregate Purchase Price of Up to approximately $1.8 billion) by Equitable Holdings, Inc. THE OFFER AND WITHDRAWAL RIGHTS WILL EXPIRE AT 5:00 P.M., NEW YORK CITY TIME, ON MARCH 24, 2025 UNLESS THE OFFER IS EXTENDED (SUCH DATE AND TIME, AS THEY MAY BE EXTE
February 24, 2025	EX-99.(A)(5)(II)	Excerpt from a presentation held by Equitable on February 24, 2025. EX-99.(a)(5)(ii) Exhibit (a)(5)(ii) Exhibit (a)(5)(ii) Equitable Holdings Individual Life Strategic Transaction Review February 24, 2025 Disclaimers This presentation contains forward-looking statements. Words such as “expects,” “believes,” “anticipates,” “forecasts,” “intends,” “seeks,” “aims,” “plans,” “assumes,” “estimates,” “projects,” “should,” “would,” “could,” “may,” “will,” “shall” or vari
February 24, 2025	EX-99.1	Equitable Holdings Reinsures 75% of its Individual Life Block with RGA, Enhancing Focus on Growth in Retirement, Asset Management, and Wealth Management Transaction will free over $2 billion of deployable capital Capital will be redeployed for increm EX-99.1 Exhibit 99.1 Equitable Holdings Reinsures 75% of its Individual Life Block with RGA, Enhancing Focus on Growth in Retirement, Asset Management, and Wealth Management Transaction will free over $2 billion of deployable capital Capital will be redeployed for incremental share repurchases and to increase Equitable Holdings’ ownership stake in AllianceBernstein (“AB”) Increases the percentage
February 24, 2025	8-K	Regulation FD Disclosure, Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 21, 2025 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of incorporation) (Commiss
February 24, 2025	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 ☐ TRANSITION REPORT PURSUANT TO SECTI Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————————————— FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-3
February 24, 2025	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2025 Equitable Holdi UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 23, 2025 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of incorporation) (Commiss
February 24, 2025	EX-FILING FEES	Filing Fee Table. Exhibit 107 Calculation of Filing Fee Table Table 1: Transaction Valuation Transaction Valuation Fee rate Amount of Filing Fee Fees to Be Paid $ 1,800,000,000.
February 5, 2025	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 5, 2025 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number)
February 5, 2025	EX-99.2	Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Othe Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Other 8 Assets Under Management and Administration 10 Sales Metrics by Segment 11 Select Metrics from Business Segments Individual Retirement Statements o
February 5, 2025	EX-99.1	EQUITABLE HOLDINGS REPORTS FULL YEAR AND FOURTH QUARTER 2024 RESULTS EQUITABLE HOLDINGS REPORTS FULL YEAR AND FOURTH QUARTER 2024 RESULTS •Robust growth momentum with record full year net inflows of $7.
January 15, 2025	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 15, 2025 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number)
November 14, 2024	SC 13G/A	EQH / Equitable Holdings, Inc. / PRICE T ROWE ASSOCIATES INC /MD/ Passive Investment SC 13G/A 1 eqh13gasep24.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6) EQUITABLE HOLDINGS INC (Name of Issuer) COMMON STOCK (Title of Class of Securities) 29452E101 (CUSIP NUMBER) September 30, 2024 (Date of Event which Requires Filing of Statement) Check the appropriate box to designate the Rule
November 6, 2024	SC 13D	US01854VVX18 / AllianceBernstein, LP / Equitable Holdings, Inc. - SC 13D Activist Investment SC 13D 1 ablp13-d11.6.24.htm SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 22) ALLIANCEBERNSTEIN L.P. (f/k/a Alliance Capital Management L.P.) (Name of Issuer) Units of Limited Partnership Interest (Title of Class of Securities) N/A (CUSIP Number) Robin M. Raju Chief Financial Officer Equitable H
November 6, 2024	SC 13D	AB / AllianceBernstein Holding L.P. - Limited Partnership / Equitable Holdings, Inc. - SC 13D Activist Investment SC 13D 1 abhlp13-d11.6.24.htm SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 30) ALLIANCEBERNSTEIN HOLDING L.P. (f/k/a Alliance Capital Management Holding L.P.) (Name of Issuer) Units Representing Assignments of Beneficial Ownership of Limited Partnership Interests (Title of Class of Securities) 0
November 5, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 ☐ TRANSITION REPORT PURSUANT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————————————— FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File
November 4, 2024	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 4, 2024 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number)
November 4, 2024	EX-99.1	EQUITABLE HOLDINGS REPORTS THIRD QUARTER 2024 RESULTS EQUITABLE HOLDINGS REPORTS THIRD QUARTER 2024 RESULTS •Strong organic growth momentum with net inflows of $1.
November 4, 2024	EX-99.2	Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Othe Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Other 8 Assets Under Management and Administration 10 Sales Metrics by Segment 11 Select Metrics from Business Segments Individual Retirement Statements o
October 10, 2024	SC 13G/A	EQH / Equitable Holdings, Inc. / NORGES BANK Passive Investment UNITED STATES SECURITIES EXCHANGE COMMISSION Washington, D.C. 20549 - SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* Equitable Holdings, Inc. - (Name of Issuer) Common Stock - (Title of Class of Securities) 29452E101 - (CUSIP Number) September 30, 2024 - (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to wh
October 1, 2024	CORRESP	[Equitable Holdings, Inc. Letterhead] October 1, 2024 [Equitable Holdings, Inc. Letterhead] October 1, 2024 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Equitable Holdings, Inc. Registration Statement on Form S-3 (File No. 333-282204) Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended (the “Securities Act”), Equitable Holdings, Inc. (the
October 1, 2024	LETTER	LETTER October 1, 2024 Mark Pearson Chief Executive Officer Equitable Holdings, Inc. 1290 Avenue of the Americas New York, New York 10104 Re: Equitable Holdings, Inc. Registration Statement on Form S-3 Filed September 19, 2024 File No. 333-282204 Dear Mark Pearson: This is to advise you that we have not reviewed and will not review your registration statement. Please refer to Rules 460 and 461 regarding
September 19, 2024	S-3	As filed with the U.S. Securities and Exchange Commission on September 18, 2024 S-3 Table of Contents As filed with the U.S. Securities and Exchange Commission on September 18, 2024 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Equitable Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 6411 90-0226248 (State or Other Jurisdiction of
September 19, 2024	EX-4.8	Junior Subordinated Indenture, dated as of September 18, 2024, between Equitable Holdings, Inc. and The Bank of New York Mellon, as trustee (incorporated by reference to Exhibit 4.8 to our Registration Statement on Form S-3 filed on October 4, 2024). Exhibit 4.8 EQUITABLE HOLDINGS, INC., ISSUER AND THE BANK OF NEW YORK MELLON, TRUSTEE JUNIOR SUBORDINATED INDENTURE DATED AS OF SEPTEMBER 18, 2024 PROVIDING FOR ISSUANCE OF SUBORDINATED DEBT SECURITIES IN SERIES CROSS-REFERENCE TABLE(1) TRUST INDENTURE ACT SECTION SECTION OF INDENTURE 310(a) 7.09 310(b) 7.08 311(a) 7.13 311(b) 7.13 312(a) 5.01; 5.02(a) 312(b) 5.02(c) 312(c) 5.01(d) 313(a) 5.04(a)
September 19, 2024	EX-25.1	Statement of Eligibility under the Trust Indenture Act of 1939, as amended, of The Bank of New York Mellon, as trustee, under the Senior Indenture, relating to the senior debt securities. Exhibit 25.1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5160382 (Ju
September 19, 2024	EX-25.3	Statement of Eligibility under the Trust Indenture Act of 1939, as amended, of The Bank of New York Mellon, as trustee, under the Junior Subordinated Indenture, relating to the junior subordinated debt securities. Exhibit 25.3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM T-1 STATEMENT OF ELIGIBILITY UNDER THE TRUST INDENTURE ACT OF 1939 OF A CORPORATION DESIGNATED TO ACT AS TRUSTEE ☐ CHECK IF AN APPLICATION TO DETERMINE ELIGIBILITY OF A TRUSTEE PURSUANT TO SECTION 305(b)(2) THE BANK OF NEW YORK MELLON (Exact name of trustee as specified in its charter) New York 13-5160382 (Ju
September 19, 2024	EX-FILING FEES	Filing Fee Table Exhibit 107 Calculation of Filing Fee Tables FORM S-3 (Form Type) Equitable Holdings, Inc.
September 19, 2024	EX-4.6	Form of Subordinated Indenture. Exhibit 4.6 EQUITABLE HOLDINGS, INC., ISSUER AND [ ], TRUSTEE SUBORDINATED INDENTURE DATED AS OF [ ] PROVIDING FOR ISSUANCE OF SUBORDINATED DEBT SECURITIES IN SERIES CROSS-REFERENCE TABLE(1) TRUST INDENTURE ACT SECTION SECTION OF INDENTURE 310(a) 7.09 310(b) 7.08 311(a) 7.13 311(b) 7.13 312(a) 5.01; 5.02(a) 312(b) 5.02(c) 312(c) 5.01(d) 313(a) 5.04(a) 313(b) 5.04(b) 313(c) 5.04(b) 313(d) 5.04(c) 3
August 1, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 ☐ TRANSITION REPORT PURSUANT TO S Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————————————— FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0
August 1, 2024	EX-10.2	SIXTH AMENDMENT TO REIMBURSEMENT AGREEMENT SIXTH AMENDMENT TO REIMBURSEMENT AGREEMENT SIXTH AMENDMENT, dated as of June 20, 2024 (this “Sixth Amendment”), to the Reimbursement Agreement, dated as of February 16, 2018 (as amended, restated, supplemented or otherwise modified from time to time, the “Reimbursement Agreement”), by and among EQUITABLE HOLDINGS, INC.
August 1, 2024	EX-10.1	AMENDMENT NO. 5 TO REIMBURSEMENT AGREEMENT Execution Version CONFIDENTIAL AMENDMENT NO. 5 TO REIMBURSEMENT AGREEMENT AMENDMENT NO. 5 TO REIMBURSEMENT AGREEMENT, dated as of June 20, 2024 (this “Amendment”), is entered into by and among EQUITABLE HOLDINGS, INC. (f/k/a AXA Equitable Holdings, Inc.), a Delaware corporation (the “Guarantor”), the Subsidiary Account Parties party hereto and COMMERZBANK AG, NEW YORK BRANCH, as LC Issuer (the “LC
July 30, 2024	EX-99.1	EQUITABLE HOLDINGS REPORTS SECOND QUARTER 2024 RESULTS EQUITABLE HOLDINGS REPORTS SECOND QUARTER 2024 RESULTS •Strong earnings growth driven by increased AUM/A, spread income, and fee-based revenues •Net inflows of $2.
July 30, 2024	EX-99.2	Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Othe Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Other 8 Assets Under Management and Administration 10 Sales Metrics by Segment 11 Select Metrics from Business Segments Individual Retirement Statements o
July 30, 2024	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 30, 2024 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number) (I
June 25, 2024	8-K	Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 20, 2024 Equitable Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38469 90-0226248 (State or Other Jurisdiction of Incorporation) (Commission
June 17, 2024	EX-99.1	Equitable Holdings Announces Early Results and Upsizing of Cash Tender Offer of its Debt Securities EX-99.1 Exhibit 99.1 Equitable Holdings Announces Early Results and Upsizing of Cash Tender Offer of its Debt Securities New York, NY, June 17, 2024 — Equitable Holdings, Inc. (the “Company”) (NYSE: EQH), the leading financial services holding company of Equitable, AllianceBernstein and Equitable Advisors, today announced the early results of its previously announced cash tender offer (the “Tender
June 17, 2024	EX-99.2	Equitable Holdings Announces Pricing Terms of Cash Tender Offer for Certain of its Debt Securities EX-99.2 Exhibit 99.2 Equitable Holdings Announces Pricing Terms of Cash Tender Offer for Certain of its Debt Securities New York, NY, June 17, 2024 — Equitable Holdings, Inc. (the “Company”) (NYSE: EQH), the leading financial services holding company of Equitable, AllianceBernstein and Equitable Advisors, today announced the pricing terms for its previously announced cash tender offer (the “Tender
June 17, 2024	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 17, 2024 Equitable Holdings, UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 17, 2024 Equitable Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38469 90-0226248 (State or Other Jurisdiction of Incorporation) (Commission
June 11, 2024	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 11, 2024 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of incorporation or organizati
May 22, 2024	8-K	Financial Statements and Exhibits, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2024 Equitable Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38469 90-0226248 (State or Other Jurisdiction of Incorporation) (Commission F
May 2, 2024	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 ☐ TRANSITION REPORT PURSUANT TO Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————————————— FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2024 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No.
April 30, 2024	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2024 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number) (
April 30, 2024	EX-99.2	Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Othe Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Other 8 Assets Under Management and Administration 9 Sales Metrics by Segment 10 Select Metrics from Business Segments Individual Retirement Statements of
April 30, 2024	EX-99.1	EQUITABLE HOLDINGS REPORTS FIRST QUARTER 2024 RESULTS EQUITABLE HOLDINGS REPORTS FIRST QUARTER 2024 RESULTS •Strong results across core businesses, with operating earnings up versus 1Q’23 in Individual Retirement, Group Retirement, Protection Solutions, Asset Management, and Wealth Management •Retirement1 premiums and deposits up 42% versus 1Q’23, driving net inflows of $1.
April 9, 2024	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin
April 9, 2024	ARS	ARS Annual Report 20 23 20 2 3We have a passion for our business We work to the highest standards We are stronger as a team We are a trusted partner to our clients Our mission To help our clients secure their financial well-being so they can pursue long and fulfilling lives Our business principles We treat everyone with respect and dignity2023 Equitable Holdings Annual Report 1 Dear fellow shareholders, 2023 was a special year in Equitable’s storied history.
April 9, 2024	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Ru
February 26, 2024	EX-10.38	EQUITABLE HOLDINGS, INC. 2024 LONG-TERM INCENTIVE COMPENSATION PROGRAM RESTRICTED STOCK UNIT AGREEMENT EQUITABLE HOLDINGS, INC. 2024 LONG-TERM INCENTIVE COMPENSATION PROGRAM RESTRICTED STOCK UNIT AGREEMENT This Restricted Stock Unit Agreement (the “Agreement”), by and between Equitable Holdings, Inc., a Delaware corporation (the “Company”), and the individual who has signed this Agreement electronically (the “Service Provider”), is being entered into pursuant to the Equitable Holdings, Inc. 2019 Om
February 26, 2024	EX-21.1	LIST OF SUBSIDIARIES - AS OF DECEMBER 31, 2023 Exhibit 21.1 LIST OF SUBSIDIARIES - AS OF DECEMBER 31, 2023 Entity Name State or other jurisdiction of incorporation or organization Equitable Holdings, Inc. DE Alpha Units Holdings, Inc. DE Alpha Units Holdings II, Inc. DE 787 Holdings, LLC DE 1285 Holdings, LLC DE Equitable Financial Services, LLC DE CS Life Re Company AZ Equitable Financial Investment Management, LLC DE Equitable Investment Man
February 26, 2024	EX-4.12	Exhibit 4.12 EX-4.12 2 eqh-123123exhibit412.htm EX-4.12 Exhibit 4.12 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 References to “Holdings” herein are, unless the context otherwise indicates, only to Equitable Holdings, Inc. and not to any of its subsidiaries. “Board” refers to Holdings’ Board of Directors. As of February 26, 2024, Holdings
February 26, 2024	EX-97	EQUITABLE HOLDINGS, INC. CLAWBACK AND FORFEITURE POLICY EQUITABLE HOLDINGS, INC. CLAWBACK AND FORFEITURE POLICY The Board of Directors (the “Board”) of Equitable Holdings, Inc. (the “Company”) has determined that it is in the best interests of the Company to adopt this policy (the “Policy”) providing for the recoupment of Incentive Compensation and Variable Compensation (each, as defined below) paid to, awarded to, or Received (as defined below) by Cov
February 26, 2024	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 ☐ TRANSITION REPORT PURSUANT TO SECTI Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————————————— FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-3
February 26, 2024	EX-10.19	REIMBURSEMENT AGREEMENT dated as of January 23, 2024 EQUITABLE HOLDINGS, INC. as the Guarantor the SUBSIDIARY ACCOUNT PARTIES party hereto MUFG BANK, LTD., as LC Issuer Execution Version REIMBURSEMENT AGREEMENT dated as of January 23, 2024 among EQUITABLE HOLDINGS, INC.
February 26, 2024	EX-10.37	EQUITABLE HOLDINGS, INC. 2024 LONG-TERM INCENTIVE COMPENSATION PROGRAM PERFORMANCE SHARES AGREEMENT EQUITABLE HOLDINGS, INC. 2024 LONG-TERM INCENTIVE COMPENSATION PROGRAM PERFORMANCE SHARES AGREEMENT This Performance Shares Agreement (the “Agreement”), by and between Equitable Holdings, Inc., a Delaware corporation (the “Company”), and the employee who has signed this Agreement electronically (the “Employee”), is being entered into pursuant to the Equitable Holdings, Inc. 2019 Omnibus Incentive
February 14, 2024	SC 13G/A	CSQ / Calamos Strategic Total Return Fund / Equitable Holdings, Inc. Passive Investment SC 13G/A 1 Q4EQHCalamos.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* CALAMOS STRATEGIC TOTAL RETURN FUND (Name of Issuer) Series D Mandatory Redeemable Preferred Shares (Title of Class of Securities) 128125*52 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statemen
February 14, 2024	SC 13G/A	EQH / Equitable Holdings, Inc. / PRICE T ROWE ASSOCIATES INC /MD/ Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5) EQUITABLE HOLDINGS INC (Name of Issuer) COMMON STOCK (Title of Class of Securities) 29452E101 (CUSIP NUMBER) December 31, 2023 (Date of Event which Requires Filing of Statement) Check the appropriate box to designate the Rule pursuant to which this Schedu
February 14, 2024	SC 13G	EQH / Equitable Holdings, Inc. / CANADA PENSION PLAN INVESTMENT BOARD - SC 13G Passive Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b),(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) Equitable Holdings, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 29452E101 (CUSIP Number) December 31, 2023 (Date of Event W
February 13, 2024	SC 13G/A	EQH / Equitable Holdings, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 6)* Name of issuer: Equitable Holdings Inc Title of Class of Securities: Common Stock CUSIP Number: 29452E101 Date of Event Which Requires Filing of this Statement: December 29, 2023 Check the appropriate box to designate the rule pursuant to which this Schedule is filed
February 8, 2024	SC 13G/A	EQH / Equitable Holdings, Inc. / WELLINGTON MANAGEMENT GROUP LLP - SEC SCHEDULE 13G Passive Investment SC 13G/A 1 SEC13GFiling.htm SEC SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1 )* AXA Equitable Holdings, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 29452E101 (CUSIP Number) December 29, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropria
February 8, 2024	SC 13G	EQH / Equitable Holdings, Inc. / PZENA INVESTMENT MANAGEMENT LLC - SC 13G Passive Investment SC 13G 1 equitableholdings13gd.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Equitable Holdings Inc (Name of Issuer) COMMON STOCK (Title of Class of Securities) 29452E101 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule
February 6, 2024	EX-99.1	EQUITABLE HOLDINGS REPORTS FULL YEAR AND FOURTH QUARTER 2023 RESULTS EQUITABLE HOLDINGS REPORTS FULL YEAR AND FOURTH QUARTER 2023 RESULTS •Solid business results with full year cash flow1 of $1.
February 6, 2024	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 6, 2024 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number)
February 6, 2024	EX-99.2	Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 6 Consolidated Balance Sheets 7 Consolidated Capital Structure 8 Operating Earnings (Loss) by Segment and Corporate and Othe Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 6 Consolidated Balance Sheets 7 Consolidated Capital Structure 8 Operating Earnings (Loss) by Segment and Corporate and Other 9 Assets Under Management and Administration 10 Sales Metrics by Segment 11 Select Metrics from Business Segments Individual Retirement Statements o
January 26, 2024	SC 13G/A	EQH / Equitable Holdings, Inc. / NORGES BANK Passive Investment SC 13G/A 1 efc23-1231formsc13ga.txt UNITED STATES SECURITIES EXCHANGE COMMISSION Washington, D.C. 20549 - SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Equitable Holdings, Inc. - (Name of Issuer) Common Stock - (Title of Class of Securities) 29452E101 - (CUSIP Number) December 31, 2023 - (Date of Event which Requires Filing of this Statement) Check the appropriate box t
January 26, 2024	8-K	Entry into a Material Definitive Agreement, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2024 Equitable Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38469 90-0226248 (State or Other Jurisdiction of Incorporation) (Commissi
January 24, 2024	SC 13G/A	EQH / Equitable Holdings, Inc. / BlackRock Inc. Passive Investment SC 13G/A 1 us29452e1010012424.txt us29452e1010012424.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 4) Equitable Holdings, Inc. - (Name of Issuer) Common Stock - (Title of Class of Securities) 29452E101 - (CUSIP Number) December 31, 2023 - (Date of Event Which Requires Filing of this Statement) Check the appropria
November 3, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 ☐ TRANSITION REPORT PURSUANT Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————————————— FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File
October 31, 2023	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 31, 2023 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number)
October 31, 2023	EX-99.2	Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Othe Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Other 8 Assets Under Management and Administration 10 Sales Metrics by Segment 11 Select Metrics from Business Segments Individual Retirement Statements o
October 31, 2023	EX-99.1	EQUITABLE HOLDINGS REPORTS THIRD QUARTER 2023 RESULTS EQUITABLE HOLDINGS REPORTS THIRD QUARTER 2023 RESULTS •Momentum in Retirement1 and Wealth Management leading to combined net inflows of $3.
October 13, 2023	LETTER	LETTER United States securities and exchange commission logo October 13, 2023 Robin M. Raju Chief Financial Officer Equitable Holdings, Inc. 1290 Avenue of the Americas New York, New York 10104 Re: Equitable Holdings, Inc. Form 10-K for the Fiscal Year Ended December 31, 2022 Filed February 21, 2023 File No. 001-38469 Dear Robin M. Raju: We have completed our review of your filing. We remind you that the
August 9, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 ☐ TRANSITION REPORT PURSUANT TO S Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————————————— FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 0
August 2, 2023	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 2, 2023 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number) (
August 2, 2023	EX-99.2	Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Othe Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Other 8 Assets Under Management and Administration 10 Sales Metrics by Segment 11 Select Metrics from Business Segments Individual Retirement Statements o
August 2, 2023	EX-99.1	EQUITABLE HOLDINGS REPORTS SECOND QUARTER 2023 RESULTS EQUITABLE HOLDINGS REPORTS SECOND QUARTER 2023 RESULTS •Integrated business model delivering strong results including record net inflows of $1.
July 25, 2023	CORRESP	July 25, 2023 July 25, 2023 Via EDGAR and E-mail Lori Empie Robert Klein Division of Corporation Finance Office of Finance U.
July 12, 2023	LETTER	LETTER United States securities and exchange commission logo July 12, 2023 Robin M. Raju Chief Financial Officer Equitable Holdings, Inc. 1290 Avenue of the Americas New York, New York 10104 Re: Equitable Holdings, Inc. Form 10-K for the Fiscal Year Ended December 31, 2022 Filed February 21, 2023 File No. 001-38469 Dear Robin M. Raju: We have limited our review of your filing to the financial statements
May 26, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 24, 2023 Equitable Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38469 90-0226248 (State or Other Jurisdiction of Incorporation) (Commission F
May 17, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2023 Equitable Holdings, UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2023 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number) (I.
May 17, 2023	EX-99.1	(in millions) The 2022 Annual Report is being revised to reflect the impact on previously filed financial statements and other disclosures therein of the two actions taken by Equitable described in Item 8.
May 15, 2023	EX-10.5	Amendment No. 3 to Reimbursement Agreement by and among Equitable Holdings, Inc., the Subsidiary Account Parties (as defined therein) party thereto and Credit Agricole Corporate and Investment Bank. Exhibit 10.5 Execution Version CONFIDENTIAL AMENDMENT NO. 3 TO REIMBURSEMENT AGREEMENT AMENDMENT NO. 3 TO REIMBURSEMENT AGREEMENT, dated as of May 12, 2023 (this “Agreement”), is entered into by and among EQUITABLE HOLDINGS, INC. (f/k/a AXA Equitable Holdings, Inc.), a Delaware corporation (the “Guarantor”), the Subsidiary Account Parties party hereto and CREDIT AGRICOLE CORPORATE AND INVESTMENT B
May 15, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2023 Equitable Holdings, Inc. (Exact name of Registrant as Specified in Its Charter) Delaware 001-38469 90-0226248 (State or Other Jurisdiction of Incorporation) (Commission F
May 15, 2023	EX-10.2	Amendment No. 3 to Reimbursement Agreement by and among Equitable Holdings, Inc., the Subsidiary Account Parties (as defined therein) party thereto and Natixis, New York Branch. Exhibit 10.2 Execution Version CONFIDENTIAL AMENDMENT NO. 3 TO REIMBURSEMENT AGREEMENT AMENDMENT NO. 3 TO REIMBURSEMENT AGREEMENT, dated as of May 12, 2023 (this “Agreement”), is entered into by and among EQUITABLE HOLDINGS, INC. (f/k/a AXA Equitable Holdings, Inc.), a Delaware corporation (the “Guarantor”), the Subsidiary Account Parties party hereto and NATIXIS, NEW YORK BRANCH, as LC Issuer. PR
May 15, 2023	EX-10.4	Amendment No. 3 to Reimbursement Agreement by and among Equitable Holdings, Inc., the Subsidiary Account Parties (as defined therein) party thereto and Citibank Europe PLC. Exhibit 10.4 Execution Version CONFIDENTIAL AMENDMENT NO. 3 TO REIMBURSEMENT AGREEMENT AMENDMENT NO. 3 TO REIMBURSEMENT AGREEMENT, dated as of May 12, 2023 (this “Agreement”), is entered into by and among EQUITABLE HOLDINGS, INC. (f/k/a AXA Equitable Holdings, Inc.), a Delaware corporation (the “Guarantor”), the Subsidiary Account Parties party hereto and CITIBANK EUROPE PLC, as LC Issuer. PRELIMI
May 15, 2023	EX-10.9	Amendment No. 4 to Reimbursement Agreement by and among Equitable Holdings, Inc., the Subsidiary Account Parties (as defined therein) party thereto and Commerzbank AG, New York Branch. Exhibit 10.9 Execution Version CONFIDENTIAL AMENDMENT NO. 4 TO REIMBURSEMENT AGREEMENT AMENDMENT NO. 4 TO REIMBURSEMENT AGREEMENT, dated as of May 12, 2023 (this “Agreement”), is entered into by and among EQUITABLE HOLDINGS, INC. (f/k/a AXA Equitable Holdings, Inc.), a Delaware corporation (the “Guarantor”), the Subsidiary Account Parties party hereto and COMMERZBANK AG, NEW YORK BRANCH, as LC Iss
May 15, 2023	EX-10.6	Amendment No. 3 to Reimbursement Agreement by and among Equitable Holdings, Inc., the Subsidiary Account Parties (as defined therein) party thereto and Barclays Bank PLC. Exhibit 10.6 Execution Version CONFIDENTIAL AMENDMENT NO. 3 TO REIMBURSEMENT AGREEMENT AMENDMENT NO. 3 TO REIMBURSEMENT AGREEMENT, dated as of May 12, 2023 (this “Agreement”), is entered into by and among EQUITABLE HOLDINGS, INC. (f/k/a AXA Equitable Holdings, Inc.), a Delaware corporation (the “Guarantor”), the Subsidiary Account Parties party hereto and BARCLAYS BANK PLC, as LC Issuer. PRELIMINA
May 15, 2023	EX-10.8	Fifth Amendment to Reimbursement Agreement by and among Equitable Holdings, Inc., the Subsidiary Account Parties (as defined therein) party thereto and Landesbank Hessen-Thüringen Girozentrale, acting through its New York Branch. Exhibit 10.8 Execution Version CONFIDENTIAL FIFTH AMENDMENT TO REIMBURSEMENT AGREEMENT FIFTH AMENDMENT, dated as of May 12, 2023 (this “Fifth Amendment”), to the Reimbursement Agreement, dated as of February 16, 2018 (as amended, restated, supplemented or otherwise modified from time to time, the “Reimbursement Agreement”), by and among Equitable Holdings, Inc. (f/k/a AXA Equitable Holdings, Inc.)
May 15, 2023	EX-10.7	Amendment No. 3 to Reimbursement Agreement by and among Equitable Holdings, Inc., the Subsidiary Account Parties (as defined therein) party thereto and JPMorgan Chase Bank, N.A. Exhibit 10.7 Execution Version CONFIDENTIAL AMENDMENT NO. 3 TO REIMBURSEMENT AGREEMENT AMENDMENT NO. 3 TO REIMBURSEMENT AGREEMENT, dated as of May 12, 2023 (this “Agreement”), is entered into by and among EQUITABLE HOLDINGS, INC. (f/k/a AXA Equitable Holdings, Inc.), a Delaware corporation (the “Guarantor”), the Subsidiary Account Parties party hereto and JPMORGAN CHASE BANK, N.A., as LC Issuer. P
May 15, 2023	EX-10.3	Amendment No. 3 to Reimbursement Agreement by and among Equitable Holdings, Inc., the Subsidiary Account Parties (as defined therein) party thereto and HSBC Bank USA, National Association. Exhibit 10.3 Execution Version CONFIDENTIAL AMENDMENT NO. 3 TO REIMBURSEMENT AGREEMENT AMENDMENT NO. 3 TO REIMBURSEMENT AGREEMENT, dated as of May 12, 2023 (this “Agreement”), is entered into by and among EQUITABLE HOLDINGS, INC. (f/k/a AXA Equitable Holdings, Inc.), a Delaware corporation (the “Guarantor”), the Subsidiary Account Parties party hereto and HSBC BANK USA, NATIONAL ASSOCIATION, as LC
May 15, 2023	EX-10.1	Amendment No. 1 to Amended and Restated Revolving Credit Agreement, dated as of May 12, 2023, among Equitable Holdings, Inc., certain Subsidiary Account Parties, certain Banks and JPMorgan Chase Bank, N.A., as administrative agent. Exhibit 10.1 Execution Version AMENDMENT NO. 1 TO AMENDED AND RESTATED REVOLVING CREDIT AGREEMENT AMENDMENT NO. 1 TO AMENDED AND RESTATED REVOLVING CREDIT AGREEMENT, dated as of May 12, 2023 (this “Agreement”), is entered into by and among EQUITABLE HOLDINGS, INC. (f/k/a AXA Equitable Holdings, Inc.), a Delaware corporation (the “Company”), the Subsidiary Account Parties party hereto, JPMORGAN CHA
May 10, 2023	EX-99.2	Equitable’s Next Chapter Investor Day \| May 10, 2023 RETIREMENT 2 Note Regarding Forward-Looking and Non-GAAP Financial Measures This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act slidepresentationexhibit Equitable’s Next Chapter Investor Day \| May 10, 2023 RETIREMENT 2 Note Regarding Forward-Looking and Non-GAAP Financial Measures This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995.
May 10, 2023	EX-99.1	Equitable Holdings Announces New Financial Guidance at 2023 Investor Day _______________________________________ New York, NY, May 10, 2023 — Equitable Holdings, Inc. (the “Company”) (NYSE: EQH) announced today that it plans to achieve a Non-GAAP ope pressreleaseexhibit991 Equitable Holdings Announces New Financial Guidance at 2023 Investor Day New York, NY, May 10, 2023 — Equitable Holdings, Inc.
May 10, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2023 Equitable Holdings, UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2023 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number) (I.
May 9, 2023	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 ☐ TRANSITION REPORT PURSUANT TO Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————————————— FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2023 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No.
May 3, 2023	EX-99.1	EQUITABLE HOLDINGS REPORTS FIRST QUARTER 2023 RESULTS EQUITABLE HOLDINGS REPORTS FIRST QUARTER 2023 RESULTS •Strong results across Retirement1, Asset and Wealth Management businesses with $3.
May 3, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2023 Equitable Holdings, I UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 3, 2023 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number) (I.R
May 3, 2023	EX-99.2	Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Othe Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Other 8 Assets Under Management and Administration 9 Sales Metrics by Segment 10 Select Metrics from Business Segments Individual Retirement Statements of
April 11, 2023	ARS	ARS Annual ReportWe have a passion for our business We work to the highest standards We are a trusted partner to our clients Our mission To help our clients secure their ﬁnancial well-being so they can pursue long and fulﬁlling lives.
April 11, 2023	DEFA14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))
April 11, 2023	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 2 0 5 4 9 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 2 0 5 4 9 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No.) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule
April 4, 2023	EX-99.1	Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Othe Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Other 8 Assets Under Management and Administration 9 Sales Metrics by Segment 10 Select Metrics from Business Segments Individual Retirement Statements of
April 4, 2023	EX-99.2	Equitable Equitable Holdings Long-duration Targeted Improvements (LDTI) and Resegmentation Supplement April 4, 2023 LDTI and Resegmentation Supplement Note Regarding Forward-Looking and Non-GAAP Financial Measures This presentation contains forward-l investorssupplement2022r Equitable Equitable Holdings Long-duration Targeted Improvements (LDTI) and Resegmentation Supplement April 4, 2023 LDTI and Resegmentation Supplement Note Regarding Forward-Looking and Non-GAAP Financial Measures This presentation contains forward-looking statements within the meaning of the Private Securities Litigation Reform Act of 1995.
April 4, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 4, 2023 Equitable Holdings, UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 4, 2023 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number) (I
February 21, 2023	EX-10.39	EQUITABLE HOLDINGS, INC. 2023 LONG-TERM INCENTIVE COMPENSATION PROGRAM PERFORMANCE SHARES AGREEMENT Exhibit 10.39 EQUITABLE HOLDINGS, INC. 2023 LONG-TERM INCENTIVE COMPENSATION PROGRAM PERFORMANCE SHARES AGREEMENT This Performance Shares Agreement (the “Agreement”), by and between Equitable Holdings, Inc., a Delaware corporation (the “Company”), and the employee who has signed this Agreement electronically (the “Employee”), is being entered into pursuant to the Equitable Holdings, Inc. 2019 Omni
February 21, 2023	EX-21.1	LIST OF SUBSIDIARIES – AS OF DECEMBER 31, 2022 Exhibit 21.1 LIST OF SUBSIDIARIES – AS OF DECEMBER 31, 2022 Entity Name State or other jurisdiction of incorporation or organization Equitable Holdings, Inc. DE Alpha Units Holdings, Inc. DE AllianceBernstein Corporation DE SEE LISTING A CS Life Re Company AZ Alpha Units Holdings II, Inc. DE 787 Holdings, LLC DE 1285 Holdings, LLC DE AXA Strategic Ventures US, LLC DE Equitable Financial Services,
February 21, 2023	EX-10.40	10.40† # Exhibit 10.40 EQUITABLE HOLDINGS, INC. 2023 LONG-TERM INCENTIVE COMPENSATION PROGRAM RESTRICTED STOCK UNIT AGREEMENT This Restricted Stock Unit Agreement (the “Agreement”), by and between Equitable Holdings, Inc., a Delaware corporation (the “Company”), and the individual who has signed this Agreement electronically (the “Service Provider”), is being entered into pursuant to the Equitable Holdings
February 21, 2023	EX-10.26	Mr. Mark Pearson Exhibit 10.2.6 February 14, 2023 Mr. Mark Pearson President and Chief Executive Officer Equitable Holdings, Inc. Chief Executive Officer Equitable Financial Life Insurance Company 1290 Avenue of the Americas, 16th floor New York, New York 10104 Dear Mr. Pearson: This letter confirms our understanding regarding the amendment of your employment agreement dated March 9, 2011 (the “Agreement”). Please
February 21, 2023	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 ☐ TRANSITION REPORT PURSUANT TO SECTI Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ——————————————— FORM 10-K ☒ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2022 or ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File No. 001-3
February 21, 2023	EX-4.11	DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 Exhibit 4.11 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES EXCHANGE ACT OF 1934 References to “Holdings” herein are, unless the context otherwise indicates, only to Equitable Holdings, Inc. and not to any of its subsidiaries. “Board” refers to Holdings’ Board of Directors. As of February 17, 2023, Holdings has three classes of securities registered
February 15, 2023	SC 13G/A	CSQ / Calamos Strategic Total Return Fund / Equitable Holdings, Inc. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* CALAMOS STRATEGIC TOTAL RETURN FUND (Name of Issuer) Series D Mandatory Redeemable Preferred Shares (Title of Class of Securities) 128125*52 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box
February 14, 2023	SC 13G/A	EQH / AXA Equitable Holdings, Inc. / PRICE T ROWE ASSOCIATES INC /MD/ Passive Investment SC 13G/A 1 eqh13gadec22.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4) EQUITABLE HOLDINGS INC (Name of Issuer) COMMON STOCK (Title of Class of Securities) 29452E101 (CUSIP NUMBER) December 31, 2022 (Date of Event which Requires Filing of Statement) Check the appropriate box to designate the Rule p
February 14, 2023	SC 13G/A	EQH / AXA Equitable Holdings, Inc. / NORGES BANK Passive Investment SC 13G/A 1 efc23-0213formsc13ga.txt UNITED STATES SECURITIES EXCHANGE COMMISSION Washington, D.C. 20549 - SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Equitable Holdings, Inc - (Name of Issuer) Common Stock - (Title of Class of Securities) 29452E101 - (CUSIP Number) December 31, 2022 - (Date of Event which Requires Filing of this Statement) Check the appropriate box to
February 9, 2023	SC 13G/A	EQH / AXA Equitable Holdings, Inc. / VANGUARD GROUP INC - SCHEDULE 13G/A Passive Investment SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G Under the Securities Exchange Act of 1934 (Amendment No.: 5)* Name of issuer: Equitable Holdings Inc. Title of Class of Securities: Common Stock CUSIP Number: 29452E101 Date of Event Which Requires Filing of this Statement: December 30, 2022 Check the appropriate box to designate the rule pursuant to which this Schedule is file
February 8, 2023	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 8, 2023 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of (Commission File Number)
February 8, 2023	EX-99.1	EQUITABLE HOLDINGS REPORTS FULL YEAR AND FOURTH QUARTER 2022 RESULTS EQUITABLE HOLDINGS REPORTS FULL YEAR AND FOURTH QUARTER 2022 RESULTS •Solid full year results, consistent cash flow generation1 and $1.
February 8, 2023	EX-99.2	Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Othe Table of Contents Consolidated Financials and Key Metrics Page Key Metrics Summary 4 Consolidated Statements of Income (Loss) 5 Consolidated Balance Sheets 6 Consolidated Capital Structure 7 Operating Earnings (Loss) by Segment and Corporate and Other 9 Assets Under Management and Administration 10 Sales Metrics by Segment 11 Select Metrics from Business Segments Individual Retirement Statements o
February 6, 2023	SC 13G	EQH / AXA Equitable Holdings, Inc. / WELLINGTON MANAGEMENT GROUP LLP - SEC SCHEDULE 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Equitable Holdings, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 29452E101 (CUSIP Number) December 30, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this
January 27, 2023	SC 13G/A	EQH / AXA Equitable Holdings, Inc. / BlackRock Inc. Passive Investment SC 13G/A 1 us29452e1010012723.txt us29452e1010012723.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No: 3) Equitable Holdings, Inc - (Name of Issuer) Common Stock - (Title of Class of Securities) 29452E101 - (CUSIP Number) December 31, 2022 - (Date of Event Which Requires Filing of this Statement) Check the appropriat
January 25, 2023	SC 13G/A	EQH / AXA Equitable Holdings, Inc. / PZENA INVESTMENT MANAGEMENT LLC - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G AMENDMENT NO 1 Under the Securities Exchange Act of 1934 EQUITABLE HOLDINGS, INC. (Name of Issuer) COMMON STOCK (Title of Class of Securities) 29452E101 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Sc
January 11, 2023	EX-4.1	Third Supplemental Indenture, dated as of January 11, 2023, between the Company and the Trustee. Exhibit 4.1 THIRD SUPPLEMENTAL INDENTURE between EQUITABLE HOLDINGS, INC. and THE BANK OF NEW YORK MELLON, as Trustee Dated as of January 11, 2023 TABLE OF CONTENTS Page ARTICLE I SENIOR NOTES 1 SECTION 1.01 Definitions 1 SECTION 1.02 Establishment 2 SECTION 1.03 Payment of Principal and Interest 3 SECTION 1.04 Denominations 4 SECTION 1.05 Global Securities 4 SECTION 1.06 Transfer 5 SECTION 1.07 D
January 11, 2023	EX-1.1	Underwriting Agreement, dated as of January 4, 2023, among the Company and BNP Paribas Securities Corp., Citigroup Global Markets Inc. and J.P. Morgan Securities LLC, as representatives of the several underwriters named in Schedule I of the Underwriting Agreement. Exhibit 1.1 EXECUTION VERSION Equitable Holdings, Inc. 5.594% Senior Notes due 2033 UNDERWRITING AGREEMENT January 4, 2023 January 4, 2023 BNP Paribas Securities Corp. Citigroup Global Markets Inc. J.P. Morgan Securities LLC As Representatives of the several Underwriters named in Schedule I hereto, c/o BNP Paribas Securities Corp. 787 Seventh Avenue New York, New York 10019 c/o Citigroup Global Ma
January 11, 2023	8-K	Financial Statements and Exhibits, Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 11, 2023 Equitable Holdings, Inc. (Exact name of registrant as specified in its charter) Delaware 001-38469 90-0226248 (State or other jurisdiction of incorporation or organiz
January 6, 2023	424B2	Equitable Holdings, Inc. $500,000,000 5.594% Senior Notes due 2033 424B2 Table of Contents Filed Pursuant to Rule 424(b)(2) Registration Statement No.
January 4, 2023	424B2	Subject to Completion Preliminary Prospectus Supplement, dated January 4, 2023 424B2 Table of Contents The information contained in this preliminary prospectus supplement is not complete and may be changed.
January 4, 2023	FWP	Equitable Holdings, Inc. $500,000,000 5.594% Senior Notes due 2033 Pricing Term Sheet January 4, 2023 Issuer: Equitable Holdings, Inc. Trade Date: January 4, 2023 Settlement Date: January 11, 2023 (T+5)* Securities: 5.594% Senior Notes due 2033 (the Filed Pursuant to Rule 433 Registration Statement No. 333-268815 Relating to the Preliminary Prospectus Supplement Dated January 4, 2023 (To Prospectus dated December 22, 2022) Equitable Holdings, Inc. $500,000,000 5.594% Senior Notes due 2033 Pricing Term Sheet January 4, 2023 Issuer: Equitable Holdings, Inc. Trade Date: January 4, 2023 Settlement Date: January 11, 2023 (T+5)* Securities: 5.594%
December 19, 2022	LETTER	LETTER United States securities and exchange commission logo December 19, 2022 Jos Ram n Gonz lez Chief Legal Officer & Corporate Secretary Equitable Holdings, Inc.
December 19, 2022	CORRESP	[Equitable Holdings, Inc. Letterhead] December 19, 2022 [Equitable Holdings, Inc. Letterhead] December 19, 2022 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Equitable Holdings, Inc. Registration Statement on Form S-3 (File No. 333-268815) Ladies and Gentlemen: Pursuant to Rule 461 under the Securities Act of 1933, as amended (the “Securities Act”), Equitable Holdings, Inc. (t
December 16, 2022	DEL AM	[Equitable Holdings, Inc. Letterhead] December 16, 2022 [Equitable Holdings, Inc. Letterhead] December 16, 2022 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Equitable Holdings, Inc. Registration Statement on Form S-3 (File No. 333-268815) Ladies and Gentlemen: We are filing this letter in order to provide the staff of the Division of Corporation Finance sufficient time to per
December 15, 2022	S-3	As filed with the U.S. Securities and Exchange Commission on December 15, 2022 Table of Contents As filed with the U.S. Securities and Exchange Commission on December 15, 2022 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM S-3 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Equitable Holdings, Inc. (Exact Name of Registrant as Specified in its Charter) Delaware 6411 90-0226248 (State or Other Jurisdiction of Incorpo
December 15, 2022	EX-4.6	Form of Subordinated Indenture. Exhibit 4.6 EQUITABLE HOLDINGS, INC., ISSUER AND [ ], TRUSTEE SUBORDINATED INDENTURE DATED AS OF [ ] PROVIDING FOR ISSUANCE OF SUBORDINATED DEBT SECURITIES IN SERIES CROSS-REFERENCE TABLE(1) TRUST INDENTURE ACT SECTION SECTION OF INDENTURE 310(a) 7.09 310(b) 7.08 311(a) 7.13 311(b) 7.13 312(a) 5.01; 5.02(a) 312(b) 5.02(c) 312(c) 5.01(d) 313(a) 5.04(a) 313(b) 5.04(b) 313(c) 5.04(b) 313(d) 5.04(c) 3

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