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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Deutsche High Income Opportunities Fund, Inc.
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| February 14, 2019 |
Saba Capital Management, L.P. - Schedule 13 G/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC. (Name of Issuer) Common Stock (Title of Class of Securities) 25158Y102 (CUSIP Number) December 31, 2018 (Date of Event which Requi |
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| April 24, 2018 |
DHG / Deutsche High Income Opportunities Fund, Inc. DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-8F Application for Deregistration of Certain Registered Investment Companies. I. General Identifying Information 1. Reason fund is applying to deregister (check only one; for descriptions, see Instruction 1 above): [ ] Merger [x] Liquidation [ ] Abandonment of Registration (Note: Abandonments of Registration answer only |
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| March 27, 2018 |
DHG / Deutsche High Income Opportunities Fund, Inc. DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number 001-33158 Deutsche High Income Opportunities Fund, Inc. (Exact name of regis |
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| March 16, 2018 |
DHG / Deutsche High Income Opportunities Fund, Inc. CORRESP March 16, 2018 Securities and Exchange Commission Division of Investment Management, Disclosure Review Office 100 F Street, N. |
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| March 12, 2018 |
EX-99.25 2 ruleprovisionnotice.htm NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on March 23, 2018, pursuant to the provisions of Rule 12d2-2 (a). [ X ] 17 CFR 240.12d2- |
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| February 28, 2018 |
N-Q 1 nq123117hio.htm DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21949 Deutsche High Income Opportunities Fund, Inc. (Exact name of registrant as specified in charter) 345 Park Avenue New York, |
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| February 28, 2018 |
CERTIFICATIONS I, Hepsen Uzcan, certify that: 1. I have reviewed this report on Form N-Q of Deutsche High Income Opportunities Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respe |
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| February 12, 2018 |
Saba Capital Management, L.P.: Schedule 13G/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 2)* Deutsche High Income Opportunities Fund, Inc (Name of Issuer) Common Stock (Title of Class of Securities) 25158Y102 (CUSIP Number) December 31, 2017 (Date of Event which Requires |
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| September 7, 2017 |
Saba Capital Management, L.P.: Schedule 13G/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* Deutsche High Income Opportunities Fund, Inc (Name of Issuer) Common Stock (Title of Class of Securities) 25158Y102 (CUSIP Number) September 6, 2017 (Date of Event which Requires |
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| August 28, 2017 |
Deutsche High Income Opportunities Fund, Inc. - DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21949 Deutsche High Income Opportunities Fund, Inc. |
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| August 28, 2017 |
CERTIFICATIONS I, Brian E. Binder, certify that: 1. I have reviewed this report on Form N-Q of Deutsche High Income Opportunities Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with re |
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| August 15, 2017 |
Deutsche High Income Opportunities Fund DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC. Deutsche High Income Opportunities Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant ? Filed by a Party other than the Registrant ? Check the appropriate bo |
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| May 16, 2017 |
Saba Capital Management, L.P. - Schedule 13D/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 5) Deutsche High Income Opportunities Fund, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 25158Y102 (CUSIP Number) Saba Capital Manage |
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| February 24, 2017 |
CERTIFICATIONS I, Brian E. Binder, certify that: 1. I have reviewed this report on Form N-Q of Deutsche High Income Opportunities Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with re |
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| February 24, 2017 |
Deutsche High Income Opportunities Fund, Inc. - DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21949 Deutsche High Income Opportunities Fund, Inc. |
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| August 24, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21949 Deutsche High Income Opportunities Fund, Inc. |
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| August 24, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21949 Deutsche High Income Opportunities Fund, Inc. |
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| August 24, 2016 |
EX-99.CERT 2 ex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Brian E. Binder, certify that: 1. I have reviewed this report on Form N-Q of Deutsche High Income Opportunities Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
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| August 24, 2016 |
EX-99.CERT 2 ex99cert.htm CERTIFICATIONS CERTIFICATIONS I, Brian E. Binder, certify that: 1. I have reviewed this report on Form N-Q of Deutsche High Income Opportunities Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such sta |
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| August 18, 2016 |
Deutsche High Income Opportunities Fund DEUTSCHE GLOBAL HIGH INCOME FUND, INC. Deutsche Global High Income Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Pr |
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| August 18, 2016 |
Deutsche High Income Opportunities Fund DEUTSCHE GLOBAL HIGH INCOME FUND, INC. Deutsche Global High Income Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Pr |
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| February 25, 2016 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21949 Deutsche High Income Opportunities Fund, Inc. |
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| February 25, 2016 |
CERTIFICATIONS I, Brian E. Binder, certify that: 1. I have reviewed this report on Form N-Q of Deutsche High Income Opportunities Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with re |
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| January 12, 2016 |
Saba Capital Management, L. P. - Schedule 13 D/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 4) Deutsche High Income Opportunities Fund, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 25158Y102 (CUSIP Number) Saba Capital Mana |
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| August 24, 2015 |
nq063015hio.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21949 Deutsche High Income Opportunities Fund, Inc. (Exact name of registrant as specified in charter) 345 Park Avenue New York, NY 10154 (Address of principal executive offices) ( |
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| August 24, 2015 |
ex99cert.htm CERTIFICATIONS I, Brian E. Binder, certify that: 1. I have reviewed this report on Form N-Q of Deutsche High Income Opportunities Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misle |
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| August 18, 2015 |
Saba Capital Management, L.P. - Schedule 13D/A - Filed by newsfilecorp.com UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3) Deutsche High Income Opportunities Fund, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 25158Y102 (CUSIP Number) Saba Capital Manage |
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| August 14, 2015 |
Deutsche High Income Opportunities Fund ESP co081415hio.htm Deutsche Investment Management Americas Inc. One Beacon Street Boston, MA 02108 August 14, 2015 VIA EDGAR United States Securities and Exchange Commission Division of Investment Management 100 F Street, N.E. Washington, D.C. 20549 Attn: Ms. Marianne Dobelbower RE: Deutsche High Income Opportunities Fund, Inc. (the ?Fund?) (File No. 811-21949) Proxy Statement on Schedule 14A under t |
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| August 14, 2015 |
Deutsche Global High Income Fund DEUTSCHE GLOBAL HIGH INCOME FUND, INC. Deutsche Global High Income Fund, Inc. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Pr |
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| August 5, 2015 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 2)* Deutsche High Income Opportunities Fund, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 25158Y102 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Muqu Karim (212) |
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| July 23, 2015 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. ) Filed by Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement o Confidentia |
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| July 23, 2015 |
Deutsche Investment Management Americas Inc. Deutsche Investment Management Americas Inc. One Beacon Street Boston, MA 02108 July 23, 2015 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 RE: Deutsche High Income Opportunities Fund, Inc. (the “Fund”) (File No. 811-21949) Preliminary Proxy Statement on Schedule 14A under the Securities Exchange Act of 1934 Ladies and Gentlemen: We are filing today through the EDGAR s |
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| June 19, 2015 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1)* Deutsche High Income Opportunities Fund, Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 25158Y102 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Douglas A. Chicia |
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| April 27, 2015 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. [])* Deutsche High Income Opportunities Fund Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 23339M204 (CUSIP Number) Saba Capital Management, L.P. 405 Lexington Avenue 58th Floor New York, NY 10174 Attention: Douglas A. Chicia |
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| April 24, 2015 |
ex99-1.htm Exhibit 99.1 Press Release FOR IMMEDIATE RELEASE For additional information: Deutsche Bank Press Office (212) 250-5536 Shareholder Account Information (800) 294-4366 Deutsche Closed-End Funds (800) 349-4281 Certain Deutsche Closed-End Funds Issue Announcement Regarding Recent Settlements Involving Deutsche Bank and its Affiliates New York, NY April 24, 2015 ? Deutsche Global High Income |
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| April 24, 2015 |
fm8k042415hio.htm As filed with the Securities and Exchange Commission on April 24, 2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 23, 2015 DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC. (Exact name of registrant as spec |
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| March 3, 2015 |
DHG / Deutsche High Income Opportunities Fund, Inc. CORRESP - - March 3, 2015 Ms. Sheila Stout U.S. Securities and Exchange Commission Division of Investment Management Office of Disclosure and Review 100 F Street, NE Washington DC, 20549-4720 Re: SEC Sarbanes-Oxley Review of the Deutsche Family of Funds. Dear Ms. Sheila Stout: Further to our conference call on December 10, 2014 and January 14, 2015, please find enclosed a spreadsheet setting forth the issues |
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| February 23, 2015 |
CERTIFICATIONS I, Brian E. Binder, certify that: 1. I have reviewed this report on Form N-Q of Deutsche High Income Opportunities Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with re |
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| February 23, 2015 |
Deutsche High Income Opportunities Fund, Inc. - DEUTSCHE HIGH INCOME OPPORTUNITIES FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21949 Deutsche High Income Opportunities Fund, Inc. |
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| February 17, 2015 |
SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Deutsche High Income Opportunities Fund. Inc. (Name of Issuer) Common Stock, par value $0.01 per share (Title of Class of Securities) 23339M204 (CUSIP Number) February 5, 2015 (Date of Event Which Requires Filing of This Statement) Check the appropriate box to designat |
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| August 26, 2014 |
CERTIFICATIONS I, Brian E. Binder, certify that: 1. I have reviewed this report on Form N-Q of Deutsche High Income Opportunities Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with re |
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| August 26, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21949 Deutsche High Income Opportunities Fund, Inc. |
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| July 21, 2014 |
LBF / Deutsche Global High Income Fund, Inc. DEF 14A - - DWS GLOBAL HIGH INCOME FUND, INC. DEF 14A 1 d753487ddef14a.htm DWS GLOBAL HIGH INCOME FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES Exchange Act of 1934 (Amendment No. ) Filed by Registrant þ Filed by a Party other than the Registrant ¨ Check t |
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| February 25, 2014 |
CERTIFICATIONS I, Brian E. Binder, certify that: 1. I have reviewed this report on Form N-Q of DWS High Income Opportunities Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| February 25, 2014 |
Quarterly Schedule of Portfolio Holdings - DWS HIGH INCOME OPPORTUNITIES FUND, INC. N-Q 1 nq123113hio.htm DWS HIGH INCOME OPPORTUNITIES FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21949 DWS High Income Opportunities Fund, Inc. (Exact name of registrant as specified in charter) 345 Park Avenue New York, NY 10154 |
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| February 13, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 1)* DWS High Income Opportunities Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 23339M204 (CUSIP Number) December 31, 2013 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pur |
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| August 23, 2013 |
Quarterly Schedule of Portfolio Holdings - DWS HIGH INCOME OPPORTUNITIES FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21949 DWS High Income Opportunities Fund, Inc. |
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| August 23, 2013 |
CERTIFICATIONS I, W. Douglas Beck, certify that: 1. I have reviewed this report on Form N-Q of DWS High Income Opportunities Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| July 16, 2013 |
- DWS GLOBAL HIGH INCOME FUND, INC. DWS GLOBAL HIGH INCOME FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES Exchange Act of 1934 (Amendment No. ) Filed by Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Prelimi |
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| February 26, 2013 |
CERTIFICATIONS I, W. Douglas Beck, certify that: 1. I have reviewed this report on Form N-Q of DWS High Income Opportunities Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| February 26, 2013 |
Quarterly Schedule of Portfolio Holdings - DWS HIGH INCOME OPPORTUNITIES FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21949 DWS High Income Opportunities Fund, Inc. |
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| February 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 DWS High Income Opportunities Fund, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 23339M204 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this S |
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| September 7, 2012 |
September 7, 2012 Ms. Christina DiAngelo Senior Staff Accountant U.S. Securities and Exchange Commission Division of Investment Management Office of Disclosure and Review 100 F Street, NE Washington DC, 20549-4720 Re: SEC Sarbanes-Oxley Review of the DWS Family of Funds. Dear Ms. DiAngelo: Further to our conference call on May 22, 2012, please find enclosed a spreadsheet setting forth the issues r |
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| August 27, 2012 |
CERTIFICATIONS I, W. Douglas Beck, certify that: 1. I have reviewed this report on Form N-Q of DWS High Income Opportunities Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| August 27, 2012 |
Quarterly Schedule of Portfolio Holdings - DWS HIGH INCOME OPPORTUNITIES FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21949 DWS High Income Opportunities Fund, Inc. |
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| August 15, 2012 |
- DWS GLOBAL HIGH INCOME FUND, INC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidentia |
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| February 24, 2012 |
CERTIFICATIONS I, W. Douglas Beck, certify that: 1. I have reviewed this report on Form N-Q of DWS High Income Opportunities Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| February 24, 2012 |
Quarterly Schedule of Portfolio Holdings - DWS HIGH INCOME OPPORTUNITIES FUND, INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number: 811-21949 DWS High Income Opportunities Fund, Inc. |
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| September 15, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 8)1 DWS High Income Opportunities Fund, Inc. (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 23339M204 (CUSIP Number) STEVEN |
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| August 26, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21949 DWS High Income Opportunities Fund, Inc. |
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| August 26, 2011 |
CERTIFICATIONS I, W. Douglas Beck, certify that: 1. I have reviewed this report on Form N-Q of DWS High Income Opportunities Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| April 28, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES Exchange Act of 1934 (Amendment No. ) Filed by Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidentia |
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| February 25, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21949 DWS High Income Opportunities Fund, Inc. |
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| February 25, 2011 |
CERTIFICATIONS I, Michael G. Clark, certify that: 1. I have reviewed this report on Form N-Q of DWS High Income Opportunities Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respec |
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| December 1, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. 7)1 DWS High Income Opportunities Fund, Inc. (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 23339M204 (CUSIP Number) STEVEN |
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| November 26, 2010 |
As filed with the Securities and Exchange Commission on November 26, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| November 22, 2010 |
As filed with the Securities and Exchange Commission on November 22, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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| November 22, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 6)1 DWS High Income Opportunities Fund, Inc. (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 23339M204 (CUSIP Number) STEVEN |
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| November 22, 2010 |
Exhibit 99.1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including amendments thereto), with respect to the securities of DWS High Income Opportunities Fund, Inc. This Joint Filing Agreement shall be filed as an Exhib |
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| October 22, 2010 |
GUIDELINES FOR CERTIFICATION OF TAXPAYER IDENTIFICATION NUMBER ON SUBSTITUTE FORM W-9 Exhibit 99(a)(7) GUIDELINES FOR CERTIFICATION OF TAXPAYER IDENTIFICATION NUMBER ON SUBSTITUTE FORM W-9 GUIDELINES FOR DETERMINING THE PROPER NAME AND IDENTIFICATION NUMBER TO GIVE THE PAYOR. |
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| October 22, 2010 |
exv99waw8 Exhibit 99(a)(8) Press Release FOR IMMEDIATE RELEASE For additional information: Deutsche Bank Press Office (212) 454-2085 Shareholder Account Information (800) 294-4366 DWS Closed-End Funds (800) 349-4281 DWS Dreman Value Income Edge Fund, Inc. |
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| October 22, 2010 |
exv99waw3 Exhibit 99(a)(3) NOTICE OF GUARANTEED DELIVERY Regarding the Offer by DWS DREMAN VALUE INCOME EDGE FUND, INC. |
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| October 22, 2010 |
DWS DREMAN VALUE INCOME EDGE FUND, INC. 345 Park Avenue, New York, NY 10154 Exhibit 99(a)(6) DWS DREMAN VALUE INCOME EDGE FUND, INC. 345 Park Avenue, New York, NY 10154 October 22, 2010 Dear Stockholder: The DWS Dreman Value Income Edge Fund, Inc. (the ?Fund?) is offering to purchase up to 6,073,252 of its issued and outstanding shares of common stock, which is equal to approximately 25% of the Fund?s issued and outstanding shares as of October 8, 2010, for cash at a pric |
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| October 22, 2010 |
exv99waw2 Exhibit 99 (a)(2) LETTER of TRANSMITTAL To Accompany Shares of Common Stock, $0. |
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| October 22, 2010 |
As filed with the Securities and Exchange Commission on October 22, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 22, 2010 |
EX-99.A.1 2 y87176exv99waw1.htm EX-99.A.1 Table of Contents Exhibit 99(a)(1) DWS DREMAN VALUE INCOME EDGE FUND, INC. 345 PARK AVENUE NEW YORK, NEW YORK 10154 (800) 349-4281 OFFER TO PURCHASE FOR CASH UP TO 6,073,252 OF ITS ISSUED AND OUTSTANDING SHARES AT 99% OF NET ASSET VALUE PER SHARE THE OFFER WILL EXPIRE AT 11:59 P.M. EASTERN TIME ON NOVEMBER 19, 2010 UNLESS THE OFFER IS EXTENDED. To the Stoc |
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| October 22, 2010 |
exv99waw5 Exhibit 99(a)(5) DWS DREMAN VALUE INCOME EDGE FUND, INC. 345 PARK AVENUE NEW YORK, NEW YORK 10154 (800) 349-4281 To Purchase for Cash up to 6,073,252 of its Issued and Outstanding Shares at 99% of the Net Asset Value Per Share To Our Clients: Pursuant to your request, enclosed for your consideration are the Offer to Purchase dated October 22, 2010 of the DWS Dreman Value Income Edge Fund |
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| October 22, 2010 |
Exhibit 99(a)(4) DWS DREMAN VALUE INCOME EDGE FUND, INC. 345 PARK AVENUE NEW YORK, NEW YORK 10154 (800) 349-4281 To Purchase for Cash up to 6,073,252 of its Issued and Outstanding Shares at 99% of the Net Asset Value Per Share To Brokers, Dealers, Commercial Banks, Trust Companies and Other Nominees: Pursuant to your request, we are enclosing the material listed below relating to the offer by the |
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| October 4, 2010 |
LIQUIDITY PROGRAM AND STANDSTILL AGREEMENT Exhibit 99.1 LIQUIDITY PROGRAM AND STANDSTILL AGREEMENT This Liquidity Program and Standstill Agreement (the “Agreement”) is made and entered into effective as of the fourth day of October, 2010 by and among Deutsche Investment Management Americas Inc. (“DWS Investments”), a Delaware corporation with its principal place of business at 345 Park Avenue, New York, New York 10154, Arthur D. Lipson, We |
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| October 4, 2010 |
Exhibit 99.2 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k)(1)(iii) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Statement on Schedule 13D (including amendments thereto), with respect to the securities of DWS Dreman Value Income Edge Fund, Inc. This Joint Filing Agreement shall be filed as an Exhibi |
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| October 4, 2010 |
As filed with the Securities and Exchange Commission on October 4, 2010. UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934. DWS DREMAN VALUE INCOME EDGE FUND, INC. (Name of Subject Company (Issuer)) DWS DREMAN VALUE INCOME EDGE FUND, INC. (Name of Filing Person (Offero |
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| October 4, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 5)1 DWS Dreman Value Income Edge Fund, Inc. (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 23339M204 (CUSIP Number) STEVEN W |
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| August 26, 2010 |
CERTIFICATIONS I, Michael G. Clark, certify that: 1. I have reviewed this report on Form N-Q of DWS Dreman Value Income Edge Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| August 26, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21949 DWS Dreman Value Income Edge Fund, Inc. |
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| May 19, 2010 |
PRELIMINARY COPY SUBJECT TO COMPLETION DATED MARCH 25, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 13, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement ? Confide |
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| May 13, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement ? Confide |
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| May 10, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| May 7, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defin |
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| May 5, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement ? Confide |
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| May 3, 2010 |
DEFA14A 1 defa14a050310.htm DEFINITIVE ADDITIONAL MATERIALS UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for use of th |
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| April 28, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement ? Confide |
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| April 27, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement ¨ Confid |
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| April 26, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 4)1 DWS Dreman Value Income Edge Fund, Inc. (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 23339M204 (CUSIP Number) STEVEN W |
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| April 26, 2010 |
Exhibit 99.2 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Arthur D. Lipson signing singly, the undersigned’s true and lawful attorney-in-fact to take any and all action in connection with the investment by Western Investment LLC, or its affiliates (“Western”), in the voting securities of DWS Multi-Market Income Trust, DWS High Income Trust, DWS |
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| April 26, 2010 |
AMENDED AND RESTATED JOINT FILING AND SOLICITATION AGREEMENT JOINDER AGREEMENT Exhibit 99.1 AMENDED AND RESTATED JOINT FILING AND SOLICITATION AGREEMENT JOINDER AGREEMENT WHEREAS, Western Investment LLC (“Western Investment”), Western Investment Hedged Partners L.P., Western Investment Activism Partners LLC, Western Investment Total Return Fund Ltd., Western Investment Total Return Partners L.P., Arthur D. Lipson, Benchmark Plus Institutional Partners, L.L.C., Benchmark Plus |
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| April 20, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant o Filed by a Party other than the Registrant x Check the appropriate box: o Preliminary Proxy Statement ? Confide |
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| April 16, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES Exchange Act of 1934 (Amendment No. ) Filed by Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidentia |
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| April 7, 2010 |
PRELIMINARY COPY SUBJECT TO COMPLETION DATED APRIL 7, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 26, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 3)1 DWS Dreman Value Income Edge Fund, Inc. (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 23339M204 (CUSIP Number) STEVEN W |
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| March 25, 2010 |
PRELIMINARY COPY SUBJECT TO COMPLETION DATED MARCH 25, 2010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 24, 2010 |
- PREC14A - DWS DREMAN VALUE INCOME EDGE FUND UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confid |
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| March 24, 2010 |
Deutsche Investment Management Americas, Inc. One Beacon Street Boston, MA 02108 March 24, 2010 Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 RE: DWS Dreman Value Income Edge Fund, Inc. (the “Fund”) (File No. 811-21949) Preliminary Proxy Statement on Schedule 14A under the Securities Exchange Act of 1934 Ladies and Gentlemen: We are filing today through the EDGAR syste |
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| March 2, 2010 |
Exhibit 24.1 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Arthur D. Lipson signing singly, the undersigned’s true and lawful attorney-in-fact to take any and all action in connection with the investment by Western Investment LLC, or its affiliates (“Western”), in the voting securities of DWS Dreman Value Income Edge Fund, Inc. (“DHG”), includin |
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| March 2, 2010 |
Exhibit 24.1 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Arthur D. Lipson signing singly, the undersigned’s true and lawful attorney-in-fact to take any and all action in connection with the investment by Western Investment LLC, or its affiliates (“Western”), in the voting securities of DWS Dreman Value Income Edge Fund, Inc. (“DHG”), includin |
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| March 2, 2010 |
Exhibit 24.1 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Arthur D. Lipson signing singly, the undersigned’s true and lawful attorney-in-fact to take any and all action in connection with the investment by Western Investment LLC, or its affiliates (“Western”), in the voting securities of DWS Dreman Value Income Edge Fund, Inc. (“DHG”), includin |
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| February 26, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21949 DWS Dreman Value Income Edge Fund, Inc. |
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| February 26, 2010 |
CERTIFICATIONS I, Michael G. Clark, certify that: 1. I have reviewed this report on Form N-Q of DWS Dreman Value Income Edge Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| February 9, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 2)1 DWS Dreman Value Income Edge Fund, Inc. (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 23339M204 (CUSIP Number) STEVEN W |
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| February 9, 2010 |
AMENDED AND RESTATED JOINT FILING AND SOLICITATION AGREEMENT Exhibit 99.1 AMENDED AND RESTATED JOINT FILING AND SOLICITATION AGREEMENT WHEREAS, certain of the undersigned are stockholders, direct or beneficial, of DWS Dreman Value Income Edge Fund, Inc. (the “Fund”); WHEREAS, Western Investment LLC, a Delaware limited liability company, Western Investment Hedged Partners L.P., a Delaware limited partnership, Western Investment Activism Partners LLC, a Delaw |
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| January 26, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13d-2(a) (Amendment No. 1)1 DWS Dreman Value Income Edge Fund, Inc. (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 23339M204 (CUSIP Number) STEVEN W |
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| January 8, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO ? 240.13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO ? 240.13d-2(a) (Amendment No. )1 DWS Dreman Value Income Edge Fund, Inc. (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 23339M204 (CUSIP Number) STEVEN WO |
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| January 8, 2010 |
Exhibit 99.3 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints Arthur D. Lipson signing singly, the undersigned’s true and lawful attorney-in-fact to take any and all action in connection with the investment by Western Investment LLC, or its affiliates (“Western”), in the voting securities of DWS Dreman Value Income Edge Fund, Inc. (“DHG”), includin |
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| January 8, 2010 |
JOINT FILING AND SOLICITATION AGREEMENT Exhibit 99.1 JOINT FILING AND SOLICITATION AGREEMENT WHEREAS, certain of the undersigned are stockholders, direct or beneficial, of DWS Dreman Value Income Edge Fund, Inc. (the “Fund”); WHEREAS, Western Investment LLC, a Delaware limited liability company, Western Investment Hedged Partners L.P., a Delaware limited partnership, Western Investment Total Return Partners L.P., a Delaware limited part |
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| January 8, 2010 |
WESTERN INVESTMENT LLC 7050 S. Union Park Center, Suite 590 Midvale, Utah 84047 Exhibit 99.2 WESTERN INVESTMENT LLC 7050 S. Union Park Center, Suite 590 Midvale, Utah 84047 December , 2009 Re: DWS Dreman Value Income Edge Fund, Inc. Dear Mr. []: Thank you for agreeing to serve as a nominee for election to the Board of Directors of DWS Dreman Value Income Edge Fund, Inc. (“DHG”) in connection with the proxy solicitation that Western Investment LLC and certain of its affiliates |
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| September 1, 2009 |
May 19 , 2009 Ms. Christina DiAngelo Senior Staff Accountant U.S. Securities and Exchange Commission Division of Investment Management Office of Disclosure and Review 100 F Street, NE Washington DC, 20549-4720 Re: SEC Sarbanes-Oxley Review of the DWS Family of Funds. Dear Ms. DiAngelo: Further to our conference call on March 17, 2009, please find enclosed a spreadsheet setting forth the issues rai |
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| August 27, 2009 |
CERTIFICATIONS I, Michael G. Clark, certify that: 1. I have reviewed this report on Form N-Q of DWS Dreman Value Income Edge Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| August 27, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21949 DWS Dreman Value Income Edge Fund, Inc. |
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| April 17, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported) April 17, 2009 (March 11, 2009) DWS Dreman Value Income Edge Fund, Inc. |
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| April 17, 2009 |
AMENDMENT TO THE AMENDED AND RESTATED BYLAWS DWS DREMAN VALUE INCOME EDGE FUND, INC. Exhibit 3.1 AMENDMENT TO THE AMENDED AND RESTATED BYLAWS OF DWS DREMAN VALUE INCOME EDGE FUND, INC. This Amendment to the Amended and Restated Bylaws of DWS Dreman Value Income Edge Fund, Inc., a Maryland corporation, is effective as of March 11, 2009. The Bylaws are hereby amended as follows (underlined text is added, deleted text is stricken): 1. The second sentence of Article 3, Section 3.2 is |
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| April 16, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by Registrant ? Filed by a Party other than the Registranto Check the appropriate box: o Preliminary Proxy Statement o Confidential |
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| February 27, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21949 DWS Dreman Value Income Edge Fund, Inc. |
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| February 27, 2009 |
CERTIFICATIONS I, Michael G. Clark, certify that: 1. I have reviewed this report on Form N-Q of DWS Dreman Value Income Edge Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| August 27, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21949 DWS Dreman Value Income Edge Fund, Inc. |
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| August 27, 2008 |
CERTIFICATIONS I, Michael G. Clark, certify that: 1. I have reviewed this report on Form N-Q of DWS Dreman Value Income Edge Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| February 25, 2008 |
CERTIFICATIONS I, Michael G. Clark, certify that: 1. I have reviewed this report on Form N-Q of DWS Dreman Value Income Edge Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| February 25, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21949 DWS Dreman Value Income Edge Fund, Inc. |
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| August 9, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21949 DWS Dreman Value Income Edge Fund, Inc. |
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| August 9, 2007 |
CERTIFICATIONS I, Michael G. Clark, certify that: 1. I have reviewed this report on Form N-Q of DWS Dreman Value Income Edge Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| February 22, 2007 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-21949 DWS Dreman Value Income Edge Fund, Inc. |
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| February 22, 2007 |
CERTIFICATIONS I, Michael G. Clark, certify that: 1. I have reviewed this report on Form N-Q of DWS Dreman Value Income Edge Fund, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect |
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| November 21, 2006 |
CONSENT OF ERNST & YOUNG LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM Exhibit n CONSENT OF ERNST & YOUNG LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM We consent to the reference to our firm under the caption “Independent Registered Public Accounting Firm” in the Statement of Additional Information and to the inclusion of our report dated November 13, 2006, on the Statement of Assets and Liabilities of DWS Dreman Value Income Edge Fund, Inc. |
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| November 21, 2006 |
[OBER, KALER, GRIMES & SHRIVER LETTERHEAD] November 21, 2006 exv99wl Exhibit 1 [OBER, KALER, GRIMES & SHRIVER LETTERHEAD] November 21, 2006 DWS Dreman Value Income Edge Fund, Inc. |
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| November 21, 2006 |
As filed with the Securities and Exchange Commission on November 21, 2006 As filed with the Securities and Exchange Commission on November 21, 2006 1933 Act File No. |
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| November 21, 2006 |
exv99ws Exhibit s POWER OF ATTORNEY Each person whose signature appears below, hereby makes, constitutes and appoints each of Michael G. |
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| November 17, 2006 |
VEDDER, PRICE, KAUFMAN & KAMMHOLZ, P.C. 222 NORTH LASALLE STREET CHICAGO, ILLINOIS 60601 312-609-7500 FAX: 312-609-5005 BYRON D. HITTLE 312-609-7678 OFFICES IN CHICAGO, NEW YORK CITY, WASHINGTON, D.C. [email protected] AND ROSELAND, NEW JERSEY November 17, 2006 VIA EDGAR Division of Investment Management United States Securities and Exchange Commission 100 F Street, N.E. Washington, DC 20549 |
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| November 17, 2006 |
DWS DREMAN VALUE INCOME EDGE FUND, INC. DWS DREMAN VALUE INCOME EDGE FUND, INC. November 17, 2006 VIA FACSIMILE AND EDGAR Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attn: Division of Investment Management Mr. John Grzeskiewicz Re: DWS Dreman Value Income Edge Fund, Inc. (the ?Registrant?) ? Form N-2 Registration Statement (Registration Nos. 333-137385; 811-214949) Dear Mr. Grzeskiewicz: Pursuant to Rule |
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| November 16, 2006 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-A FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES PURSUANT TO SECTION 12(b) OR 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 DWS DREMAN VALUE INCOME EDGE FUND, INC. (Exact Name of Registrant as Specified in Its Charter) Maryland (State of Incorporation or Organization) 20-5691014 (I.R.S. Employer Identification No.) 34 |
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| September 15, 2006 |
File No. 811- SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form N-8A NOTIFICATION OF REGISTRATION FILED PURSUANT TO SECTION 8(A) OF THE INVESTMENT COMPANY ACT OF 1940 The undersigned investment company hereby notifies the Securities and Exchange Commission that it registers under and pursuant to the provisions of Section 8(a) of the Investment Company Act of 1940 and in connection wit |
