Grundläggande statistik
| CIK | 1352081 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Cardinal Ethanol, LLC
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| October 10, 2024 |
CRDE / Cardinal Ethanol, LLC / Baker Robert Nathan - SC 13D/A Activist Investment SC 13D/A 1 sc13da-robertnathanbaker10.htm SC 13D/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 3) CARDINAL ETHANOL, LLC (Name of Issuer) Class A Limited Liability Company Membership Units (Title of Class of Securities) Not Applicable (CUSIP Number) Miranda L. Hughes Brown, Winick, Graves, Gross, & Bas |
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| October 10, 2024 |
EX-99.3 4 ex993-promissorynote2x23.htm EX-99.3 |
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| October 10, 2024 |
EX-99.1 2 ex991-jointfilingstatement.htm EX-99.1 Joint Filing Statement In accordance with Rule 13d-1(k)(l) under the Securities Exchange Act of 1934, as amended, each of the undersigned hereby agrees to the joint filing, along with all other such undersigned, on behalf of the Reporting Persons (as defined in the joint filing), of a statement on Schedule 13D (including amendments thereto) with res |
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| October 10, 2024 |
EX-99.2 3 ex992-promissorynote3x5x.htm EX-99.2 |
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| October 3, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. |
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| October 3, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13E-3 (AMENDMENT NO. |
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| October 3, 2024 |
Calculation of Filing Fee Table Table 1 - Transaction Valuation Calculation of Filing Fee Table Table 1 - Transaction Valuation Transaction valuation Fee Rate Amount of Filing Fee Fees to be Paid $ 55,069,782 (1) 0. |
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| October 1, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 26, 2024 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| September 23, 2024 |
1 | P a g e September 2024 Cardinal in the Community Cardinal Ethanol is proud to be actively involved in the upgrade initiative for our local county fairgrounds, recognizing its importance as a hub for community gatherings and agricultural heritage. |
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| September 23, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 23, 2024 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| September 12, 2024 | ||
| September 12, 2024 | ||
| September 12, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 9, 2024 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| August 21, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 21, 2024 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| August 13, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended June 30, 2024 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53036 |
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| August 2, 2024 |
NOTICE OF INFORMATIONAL MEETINGS AND UNIT TRANSFER DEADLINE UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive Proxy State |
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| August 1, 2024 |
Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive |
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| August 1, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13E-3 (AMENDMENT NO. |
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| August 1, 2024 | ||
| July 25, 2024 |
a2ndamendmenttoconstruct |
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| July 25, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 23, 2024 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| July 18, 2024 |
Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e |
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| July 18, 2024 |
July 18, 2024 direct phone: 515-242-2477 email: [email protected] VIA EDGAR United States Securities and Exchanges Commission Division of Corporation Finance Office of Mergers and Acquisitions 100 F Street, NE Washington, D.C. 20549 Attn: Eddie Kim and Christina Chalk RE: Cardinal Ethanol, LLC Schedule 13E-3 Filed June 6, 2024 Filed by Cardinal Ethanol, LLC File No. 005-87686 PRE14A Fil |
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| July 18, 2024 |
SC 13E3/A 1 amendmentno1toschedule13e-3.htm SC 13E3/A SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13E-3 (AMENDMENT NO. 1) (Rule 13e-3) RULE 13e-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 Cardinal Ethanol, LLC (Name of Issuer) Cardinal Ethanol, LLC (Name of Person(s) Filing Statement) LLC Membership Units (Title of Class of Securities) No |
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| July 18, 2024 | ||
| June 26, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 21, 2024 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| June 26, 2024 | ||
| June 26, 2024 | ||
| June 6, 2024 |
SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13E-3 (Rule 13e-3) RULE 13e-3 TRANSACTION STATEMENT UNDER SECTION 13(e) OF THE SECURITIES EXCHANGE ACT OF 1934 Cardinal Ethanol, LLC (Name of Issuer) Cardinal Ethanol, LLC (Name of Person(s) Filing Statement) LLC Membership Units (Title of Class of Securities) Not Applicable (CUSIP Number of Class of Securities) Miranda L. |
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| June 6, 2024 |
Calculation of Filing Fee Table Table 1 - Transaction Valuation Calculation of Filing Fee Table Table 1 - Transaction Valuation Transaction valuation Fee Rate Amount of Filing Fee Fees to be Paid $ 55,069,782 (1) 0. |
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| June 4, 2024 |
THIRD AMENDED AND RESTATED OPERATING AGREEMENT OF CARDINAL ETHANOL, LLC Dated Effective [·], 2024 i CARDINAL ETHANOL, LLC THIRD AMENDED AND RESTATED OPERATING AGREEMENT TABLE OF CONTENTS Page SECTION 1: THE COMPANY . |
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| June 4, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Definitive |
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| June 4, 2024 | ||
| June 4, 2024 |
SECONDTHIRD AMENDED AND RESTATED OPERATING AGREEMENT OF CARDINAL ETHANOL, LLC Dated Effective February 1, 2006[·], 2024 i CARDINAL ETHANOL, LLC SECONDTHIRD AMENDED AND RESTATED OPERATING AGREEMENT TABLE OF CONTENTS Page TABLE OF CONTENTS . |
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| May 31, 2024 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 31, 2024 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| May 31, 2024 |
1 | P a g e May 2024 Cardinal Expands into Colwich, Kansas On January 31, 2024, Cardinal Colwich, LLC, completed the acquisition of substantially all the assets of what was known as Element, LLC, in Colwich, Kansas. |
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| May 22, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2024 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| May 22, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2024 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| May 22, 2024 |
General Manager Operations 05.03.2024 Ward Slocum [***] Ward Slocum General Manager Operations 05.03.2024 |
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| May 22, 2024 |
Ward Slocum 04/01/2024 General Manager Operations General Manager Operations 04/01/2024 Ward Slocum Ward Slocum 04/01/2024 General Manager Operations General Manager Operations 04/01/2024 Ward Slocum |
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| May 15, 2024 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2024 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| May 13, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended March 31, 2024 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53036 |
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| May 6, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 30, 2024 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| May 6, 2024 | ||
| May 2, 2024 |
Certain identified information has been excluded from the exhibit because it is both not material and is the type that the registrant treats as private or confidential. |
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| May 2, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 12, 2024 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| May 2, 2024 |
Certain identified information has been excluded from the exhibit because it is both not material and is the type that the registrant treats as private or confidential. |
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| May 2, 2024 |
ETHANOL PURCHASE AND SALE AGREEMENT CARDINAL COLWICH, LLC MUREX LLC APRIL 26, 2024 Certain identified information has been excluded from the exhibit because it is both not material and is the type that the registrant treats as private or confidential. |
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| February 15, 2024 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2024 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| February 13, 2024 |
Regulation FD Disclosure, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 13, 2024 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| February 8, 2024 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended December 31, 2023 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53 |
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| February 6, 2024 |
[FINAL to be attached as Exhibit C to the Design/Build Contract] CONFIDENTIAL OWNER'S LICENSE AGREEMENT This OWNER'S LICENSE AGREEMENT ("License Agreement") is entered into and made effective as of March 2, 2018 ("Effective Date") by and between ELEMENT, LLC, a Kansas limited liability company ("Owner"), and ICM, Inc. |
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| February 6, 2024 |
FIRST AMENDMENT TO WATER SHARING AGREEMENT AND CONSENT TO ASSIGNMENT THIS FIRST AMENDMENT TO WATER SHARING AGREEMENT AND CONSENT TO ASSIGNMENT (this “Amendment”) is effective January 31, 2024 (the “Amendment Effective Date”) and is between Evergy Kansas South, Inc. |
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| February 6, 2024 |
20240280 MORT $55.00 1/31/2024 2:20:34 PM 36 PGS Jane A Grove Randolph County Recorder IN Recorded as Presented [Space Above This Line For Recording Data] [CROSS REFERENCE Instrument Numbers 20066145 and 20132845] Cardinal Ethanol, LLC, an Indiana limited liability company (Mortgagor) To First National Bank of Omaha, a national banking association (Mortgagee) Second Amended and Restated Constructi |
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| February 6, 2024 |
REVOLVING CREDIT NOTE $20,000,000 January 31, 2024 For value received, the undersigned, CARDINAL ETHANOL, LLC, an Indiana limited liability company (the “Borrower", promises to pay to the order of FIRST NATIONAL BANK OF OMAHA, a national banking association (the "Lender", which term shall include any subsequent holder hereof), in lawful money of the United States of America, at such address as is required by the Lender, the principal sum of Twenty Million and No/100 Dollars ($20,000,000. |
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| February 6, 2024 |
FIRST AMENDED AND RESTATED GUARANTY January 31, 2024 TO: FIRST NATIONAL BANK OF OMAHA (“Lender”) The undersigned requests Lender to give, and continue to give, Cardinal Ethanol, LLC, an Indiana limited liability company and Cardinal Colwich, LLC, a Kansas limited liability company (collectively, the “Debtor”), from time to time as Lender may see fit, financial accommodations and credit and in cons |
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| February 6, 2024 |
GUARANTY January 31, 2024 TO: FIRST NATIONAL BANK OF OMAHA (“Lender”) The undersigned requests Lender to give, and continue to give, Cardinal Colwich, LLC, a Kansas limited liability company (the “Debtor”), from time to time as Lender may see fit, financial accommodations and credit and in consideration thereof, whether the same has been heretofore given or may hereafter be given by Lender to the |
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| February 6, 2024 |
CONFIDENTIAL FIRST AMENDMENT TO OWNER'S LICENSE AGREEMENT Exhibit C-1 This First Amendment ("First Amendment'') to the OWN'ER'S LICENSE AGREEMENT ("Lfcense Agreement") is made and entered into as of December 16, 2020 by and between ELEMENT, LLC, a Kansas limited liability company ("Owner"), and ICM, Inc. |
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| February 6, 2024 |
SECURITY AGREEMENT This Security Agreement (“Agreement”), dated as of January 31, 2024, is between CARDINAL COLWICH, LLC, a Kansas limited liability company (the “Debtor”), and FIRST NATIONAL BANK OF OMAHA, a national banking association (the “Secured Party”). |
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| February 6, 2024 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2024 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| February 6, 2024 |
THIRD AMENDED AND RESTATED SECURITY AGREEMENT This Third Amended and Restated Security Agreement (“Agreement”), dated as of January 31, 2024, is between CARDINAL ETHANOL, LLC, an Indiana limited liability company (the “Debtor’), and FIRST NATIONAL BANK OF OMAHA, a national banking association (the “Secured Party”). |
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| February 6, 2024 |
[***] Certain identified information has been excluded from the exhibit because it is both not material and is the type that the registrant treats as private or confidential. [***] [***] [***] |
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| February 6, 2024 |
CONFIDENTIAL SECOND AMENDMENT TO OWNER'S LICENSE AGREEMENT AND FIRST AMENDMENT Exhibit C-1 Tiris Second Amendment ("Second Amendment'') to the OWNER'S LICENSE AGREEMENT ("License Agreement") and First Amendment is made and entered into as of March 25, 2022 by and between ELEMENT, LLC, a Kansas limited liability company ("Owner"), and ICM, Inc. |
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| February 6, 2024 |
MORTGAGE, SECURITY AGREEMENT, ASSIGNMENT OF LEASES AND RENTS, AND FIXTURE FILING CARDINAL COLWICH, LLC, a Kansas limited liability company (Borrower) in favor of FIRST NATIONAL BANK OF OMAHA (Lender) Dated as of: January 31, 2024 Property Encumbered: 1 Element Drive, Colwich, Kansas 67030, more fully described in Exhibit A (THIS MORTGAGE SERVES AS A FIXTURE FILING UNDER K. |
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| February 6, 2024 |
SECOND AMENDED AND RESTATED CONSTRUCTION LOAN AGREEMENT dated as of January 31, 2024 among CARDINAL ETHANOL, LLC and CARDINAL COLWICH, LLC and FIRST NATIONAL BANK OF OMAHA SECOND AMENDED AND RESTATED CONSTRUCTION LOAN AGREEMENT This Second Amended and Restated Construction Loan Agreement is made as of January 31, 2033 by and among CARDINAL ETHANOL, LLC, an Indiana limited liability company (“Cardinal Ethanol”), CARDINAL COLWICH, LLC, a Kansas limited liability company (“Cardinal Colwich” and along with Cardinal Ethanol, each a “Borrower” and collectively, the “Borrowers”), and FIRST NATIONAL BANK OF OMAHA, a national banking association ("Lender"). |
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| February 6, 2024 |
DECLINING REVOLVING CREDIT NOTE $39,000,000 January 31, 2024 For value received, the undersigned, CARDINAL ETHANOL, LLC, an Indiana limited liability company (the “Borrower"), promises to pay to the order of FIRST NATIONAL BANK OF OMAHA (the "Lender"; which term shall include any subsequent holder hereof), in lawful money of the United States of America, at such address as is required by the Lender, the principal sum of Thirty-Nine Million and No/100 Dollars ($39,000,000. |
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| February 6, 2024 |
FIRST AMENDED AND RESTATED SECURITY AGREEMENT This First Amended and Restated Security Agreement (“Agreement”), dated as of January 31, 2024, is between CARDINAL ETHANOL EXPORT SALES, INC. |
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| February 6, 2024 |
SUBORDINATION AGREEMENT THIS SUBORDINATION AGREEMENT (“Agreement”), dated as of January 31, 2024, is made and given by CARDINAL ETHANOL, LLC, and Indiana limited liability company (“Junior Creditor”), in favor of FIRST NATIONAL BANK OF OMAHA (together with its successors and assigns, “Senior Creditor”). |
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| February 6, 2024 |
GUARANTY January 31, 2024 TO: FIRST NATIONAL BANK OF OMAHA (“Lender”) The undersigned requests Lender to give, and continue to give, Cardinal Ethanol, LLC, an Indiana limited liability company (the “Debtor’’), from time to time as Lender may see fit, financial accommodations and credit and in consideration thereof, whether the same has been heretofore given or may hereafter be given by Lender to t |
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| February 6, 2024 |
TERM NOTE $22,000,000.00 January 31, 2024 For value received, the undersigned, CARDINAL COLWICH, LLC, a Kansas limited liability company (“Borrower’’), promises to pay to the order of FIRST NATIONAL BANK OF OMAHA (the “Lender”, which term shall include any subsequent holder hereof), in lawful money of the United States of America, the principal sum of Twenty-Two Million and No/100 Dollars ($22,000 |
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| February 2, 2024 |
Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2024 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| December 22, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Definitive Proxy State |
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| November 30, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the fiscal year ended September 30, 2023 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53036 CAR |
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| November 30, 2023 |
Employee Bonus Plan Amended and Restated for Fiscal Year 2023-2024 DRAFT1.0 Cardinal Ethanol, LLC Employee Bonus Plan Amended and Restated for Fiscal Year 2023‐24 (Effective 10‐1‐23) The purpose in developing and continuing an Employee Bonus Plan is to reward the employees for their contributions that directly impact the financial results of the Company, who reflect a positive safety culture, and to promote teamwork needed to complete desired goals. This year’s P |
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| November 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 21, 2023 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| October 24, 2023 |
ex-elementapaxsigned ASSET PURCHASE AGREEMENT THIS ASSET PURCHASE AGREEMENT (this “Agreement”), dated effective October 23, 2023 (the “Effective Date”) is entered into by and between Cardinal Colwich, LLC, a Kansas limited liability company (“Buyer”) and Element, LLC, a Kansas limited liability company (“Seller”) by and through Alliance Management, LLC, a Minnesota limited liability company (the “Receiver”), acting solely in its capacity as the court-appointed Receiver over Seller and its assets. |
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| October 24, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 23 2023 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| September 20, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 20, 2023 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| August 28, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 28, 2023 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| August 28, 2023 |
1 | P a g e August 2023 Celebrating 15 Years at Cardinal Ethanol Tuesday, August 22nd, your team at Cardinal hosted vendors, partners, founders, and employees to a golf outing and dinner. |
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| August 4, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended June 30, 2023 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53036 |
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| May 25, 2023 |
exmaynewsletter2023 1 | P a g e May 2023 EPA Grants Emergency E15 Waiver for Summer Driving Season On April 28, 2023, the U. |
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| May 25, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 25, 2023 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| May 17, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2023 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| May 11, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended March 31, 2023 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53036 |
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| March 14, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 14, 2023 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| March 14, 2023 |
cardinalmarchnewsletter2 1 | P a g e March 2023 Summary from the Annual Meeting On February 21, 2023, Cardinal had its Annual Meeting of Shareholders at the Union City Community High School Cafetorium in Union City, Indiana. |
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| February 23, 2023 |
ex991ninteenthamendment |
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| February 23, 2023 |
EX-99.3 4 ex99-3cardinalmortgage2x.htm EX-99.3 |
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| February 23, 2023 |
Fifth Amended and Restated Declining Revolving Credit Note ex99-2fifthamendedrestat |
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| February 23, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 21, 2023 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| February 21, 2023 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 21, 2023 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| February 6, 2023 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended December 31, 2022. OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-5 |
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| January 30, 2023 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 30, 2023 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| January 30, 2023 |
Cardinal Ethanol and Vault 44.01 Form Joint Venture to Implement a Carbon Capture and Sequestration Project in Indiana January 30, 2023, 8:00 AM Eastern Standard Time UNION CITY - Cardinal Ethanol, LLC (Cardinal) and Vault 44.01 Ltd. (Vault) announced today that, through their affiliate companies, they have formed a joint venture to design, implement, and operate a carbon dioxide (CO2) capture and |
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| January 23, 2023 |
Amended and Restated Limited Liability Company Agreement of One Carbon Partnership GP LLC EX-99.2 3 ex992-redactedllca.htm EX-99.2 |
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| January 23, 2023 | ||
| January 23, 2023 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 16, 2023 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| December 23, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Definitive Proxy State |
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| December 12, 2022 |
1 | P a g e December 2022 Capital Project Underway Cardinal has broken ground on the ICM?s Advanced Processing Package? (APP) project. |
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| December 12, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2022 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| December 1, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ? Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the fiscal year ended September 30, 2022 OR ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53036 CAR |
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| December 1, 2022 |
Certificate Pursuant to 17 CFR 240.13a-14(a) CERTIFICATION PURSUANT TO 17 CFR 240.13(a)-14(a) (SECTION 302 CERTIFICATION) I, Jeffrey L. Painter, certify that: 1. I have reviewed this annual report on Form 10-K of Cardinal Ethanol, LLC; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which |
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| December 1, 2022 |
Certificate Pursuant to 18 U.S.C. Section 1350 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report on Form 10-K in accordance with Rule 15(d)-2 of the Securities Exchange Act of 1934 of Cardinal Ethanol, LLC (the “Company”) for the fiscal year ended September 30, 2022, as filed with the Securities and Exchange Commission on the date hereof (t |
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| December 1, 2022 |
Certificate Pursuant to 18 U.S.C. Section 1350 CERTIFICATION PURSUANT TO 18 U.S.C. SECTION 1350 AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 In connection with the annual report on Form 10-K in accordance with Rule 15(d)-2 of the Securities Exchange Act of 1934 of Cardinal Ethanol, LLC (the “Company”) for the fiscal year ended September 30, 2022, as filed with the Securities and Exchange Commission on the date hereof (t |
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| December 1, 2022 |
Employee Bonus Plan, Amended and Restated for Fiscal Year 2022-2023 Cardinal Ethanol, LLC Employee Bonus Plan Amended and Restated for Fiscal Year 2022-23 (Effective 10-1-22) The purpose in developing and continuing an Employee Bonus Plan is to reward the employees for their contributions that directly impact the financial results of the Company, who reflect a positive safety culture, and to promote teamwork needed to complete desired goals. |
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| December 1, 2022 |
Certificate Pursuant to 17 CFR 240.13a-14(a) CERTIFICATION PURSUANT TO 17 CFR 240.13(a)-14(a) (SECTION 302 CERTIFICATION) I, William Dartt, certify that: 1. I have reviewed this annual report on Form 10-K of Cardinal Ethanol, LLC; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such |
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| November 16, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2022 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| October 11, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 10, 2022 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| October 11, 2022 |
October 10, 2022 FOR IMMEDIATE RELEASE Contact Bill Corbin, 317-691-1043, [email protected] Cardinal Ethanol Announces Six-Figure Support of Union City?s Vision Corner Project Vision Corner began as a brainstorming session between Union City Mayor Chad Spence and Randolph Eastern School Corporation Superintendent Aaron Black. The topic: Could a constructive use be made of the long-abandoned Ap |
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| September 16, 2022 |
Certain identified information has been excluded from the exhibit because it is both not material and is the type that the registrant treats as private or confidential. |
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| September 16, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 14 , 2022 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| August 24, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 24, 2022 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| August 24, 2022 |
1 | P a g e August 2022 Capital Projects Delivering Value to Cardinal Later this month, we will break ground on our high protein project. |
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| August 17, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 16, 2022 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| August 4, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended June 30, 2022. OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53036 |
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| May 18, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 17, 2022 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| May 18, 2022 |
1 | P a g e May 2022 Delivering E-15 In April, President Joe Biden announced that his administration will lift outdated restrictions of E15 (Unleaded 88) for the 2022 summer driving season. |
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| May 5, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended March 31, 2022. OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-5303 |
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| May 2, 2022 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 1, 2022 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| March 31, 2022 |
Security Agreement with First National Bank of Omaha EX-99.2 3 a992cees-securityagreeme.htm EX-99.2 |
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| March 31, 2022 | ||
| March 31, 2022 | ||
| March 31, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2022 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| March 31, 2022 | ||
| March 31, 2022 | ||
| March 1, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 1, 2022 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| March 1, 2022 |
1 | P a g e February 2022 Summary from the Annual Meeting On Tuesday, February 15, 2022, Cardinal held its Annual Members Meeting at the Towne Square Community Centre in Winchester, Indiana. |
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| February 17, 2022 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2022 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| February 15, 2022 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 15, 2022 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| February 15, 2022 |
Contact: Adriana Albornoz +1 316.796.0900 [email protected] For immediate release ICM signs third high-protein technologies installation agreement (Colwich, Kan. ? Feb. 16, 2022) In a new contract signed with ICM, Cardinal Ethanol LLC will be the latest plant to implement ICM?s proprietary Advanced Processing Package? (APP?), a series of four patented and patent-pending technologies desi |
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| February 14, 2022 |
CRDE / Cardinal Ethanol LLC / Dersch David Mathew Sr. - SC 13D Activist Investment SC 13D 1 31967761.txt SC 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* CARDINAL ETHANOL, LLC (Name of Issuer) Limited Liability Company Membership Units (Title of Class of Securities) Not Applicable (CUSIP Number) Justin T. Molitoris Barrett McNagny LLP 215 East Berry Street Fort Wayne, IN 46802 |
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| February 3, 2022 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended December 31, 2021. OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-5 |
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| January 26, 2022 |
Certain identified information has been redacted from this document because it is both material and would be competitively harmful if publicly disclosed. |
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| January 26, 2022 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 20, 2022 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| December 22, 2021 |
DEF 14A 1 a2022definitiveproxystatem.htm DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permit |
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| November 24, 2021 |
EX-99.1 2 novembernewsletter2021u.htm EX-99.1 1 | P a g e November 2021 Where does all the corn go? Now that grain harvest is winding down in our area, we often get asked, “where does all the corn go”? There are multiple uses and demands for corn internationally and domestically. Internationally, we have a handful of countries that buy a majority of our corn, but we ship to many countries around t |
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| November 24, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 24, 2021 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| November 19, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the fiscal year ended September 30, 2021 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53036 CAR |
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| November 19, 2021 |
Employee Bonus Plan, Amended and Restated for Fiscal Year 2021-2022 EX-10.57 2 a2021-22bonusplan.htm EX-10.57 Cardinal Ethanol, LLC Employee Bonus Plan Amended and Restated for Fiscal Year 2021-22 (Effective 10-1-21) The purpose in developing and continuing an Employee Bonus Plan is to reward the employees for their contributions that directly impact the financial results of the Company, who reflect a positive safety culture, and to promote teamwork needed to comp |
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| August 23, 2021 |
EX-99.1 2 augustnewsletter2021.htm EX-99.1 1 | P a g e August 2021 Keeping Up with The Industry There has been a lot of focus on the current Administrations flagship infrastructure legislation recently. One bill catching a lot of attention is the Bipartisan Infrastructure and Investment Jobs Act, otherwise known as BIF. The intent of BIF is to provide means to invest in America’s roads and bridges |
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| August 23, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 23, 2021 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| August 4, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended June 30, 2021. OR ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53036 |
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| June 16, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 14, 2021 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| June 16, 2021 |
Michael A. Pires Vice President & General Manager, Northern Region 14 June 2021 Michael A. Pires Vice President & General Manager, Northern Region 14 June 2021 |
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| May 19, 2021 |
EX-99.1 2 maynewsletter2021updated.htm EX-99.1 1 | P a g e May 2021 A Visit from Congressman Greg Pence Congressman, Mike Pence, toured the plant on March 30th, as part of his “Indiana Sixth District Energy Week”. Congressman’s “Sixth District Energy Week” highlighted the diverse range of energy industries represented in the Sixth District, including Cardinal Ethanol, and many others. Pictured abo |
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| May 19, 2021 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 19, 2021 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| May 5, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended March 31, 2021. OR ? Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-5303 |
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| May 5, 2021 |
EX-10.1 2 seventeenthamendmentto1s.htm EX-10.1 |
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| April 6, 2021 |
EX-99.1 2 ex991-jointfilingstatement.htm EX-99.1 Joint Filing Statement In accordance with Rule 13d-1(k)(l) under the Securities Exchange Act of 1934, as amended, each of the undersigned hereby agrees to the joint filing, along with all other such undersigned, on behalf of the Reporting Persons (as defined in the joint filing), of a statement on Schedule 13D (including amendments thereto) with res |
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| April 6, 2021 |
EX-99.2 3 ex992-promissorynote.htm EX-99.2 |
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| April 6, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| April 2, 2021 |
EX-99.2 3 ex992-promissorynote.htm EX-99.2 |
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| April 2, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| April 2, 2021 |
EX-99.1 2 ex991-jointfilingstatement.htm EX-99.1 Joint Filing Statement In accordance with Rule 13d-1(k)(l) under the Securities Exchange Act of 1934, as amended, each of the undersigned hereby agrees to the joint filing, along with all other such undersigned, on behalf of the Reporting Persons (as defined in the joint filing), of a statement on Schedule 13D (including amendments thereto) with res |
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| February 12, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2021 CARDINAL ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| February 12, 2021 |
1 | P a g e February 2021 Summary from the Annual Meeting Three incumbent directors Rob Davis, Cy LeFevre and Dale Schwieterman were elected to serve an additional three?year term. |
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| February 9, 2021 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 9, 2021 CARDINAL ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| February 4, 2021 |
EX-99.2 3 firstamendedandrestatedr.htm EX-99.2 |
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| February 4, 2021 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 3, 2021 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| February 4, 2021 |
sixteenthamendmentoffirs 6 IN WITNESS WHEREOF, the parties have executed and delivered this Amendment on the date first written above. FIRST NATIONAL BANK OF OMAHA, a national banking association By: Title: CARDINAL ETHANOL, LLC, an Indiana limited liability company By: Title: /s/ William Dartt CFO /s/ Amos Alstrom VP Agribusiness Banking |
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| February 2, 2021 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended December 31, 2020. OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-5 |
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| December 18, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Definitive Proxy State |
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| November 24, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 19, 2020 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| November 20, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 17, 2020 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| November 20, 2020 |
EX-99.1 2 novnewsletter2020.htm EX-99.1 November 2020 Cardinal Ethanol Receives Randolph County YMCA Strong Community Award Cardinal Ethanol was humbled this year to be the recipient of this year’s Randolph County YMCA’s Strong Community Award. “The Strong Community Award goes to a recipient that has been instrumental in supporting the Y, either financially or through in-kind assistance, with that |
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| November 18, 2020 |
Employee Bonus Plan, Amended and Restated for Fiscal Year 2020-2021 cardinalbonusplanemploye Cardinal Ethanol, LLC Employee Bonus Plan Amended and Restated for Fiscal Year 2020-21 (Effective 10-1-20) The purpose in developing and continuing an Employee Bonus Plan is to reward the employees for their contributions that directly impact the financial results of the Company, that reflect a positive safety culture, and to promote teamwork needed to complete desired goals. |
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| November 18, 2020 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ☒ Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the fiscal year ended September 30, 2020 OR ☐ Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53036 CAR |
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| November 18, 2020 |
EX-10.52 2 airproducts-secondamendm.htm EX-10.52 - SECOND AMENDMENT TO CARBON DIOXIDE PURCHASE AND SALE AGR Curtis D. Junge Business Director North Region |
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| August 11, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2020 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| August 11, 2020 | ||
| August 10, 2020 |
Quarterly Report - 10-Q FQE 6-30-2020 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended June 30, 2020. OR o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53036 |
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| May 7, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 7, 2020 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| May 7, 2020 | ||
| May 5, 2020 |
Quarterly Report - 10-Q FQE 3-31-2020 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended March 31, 2020. OR o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-5303 |
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| March 30, 2020 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 30, 2020 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| March 30, 2020 |
FIFTEENTH AMENDMENT OF FIRST AMENDED AND RESTATED CONSTRUCTION LOAN AGREEMENT FIFTEENTH AMENDMENT OF FIRST AMENDED AND RESTATED CONSTRUCTION LOAN AGREEMENT THIS FIFTEENTH AMENDMENT OF FIRST AMENDED AND RESTATED CONSTRUCTION LOAN AGREEMENT (“Amendment”) is made as of the 28th day of February, 2020 between FIRST NATIONAL BANK OF OMAHA, a national banking association ("Lender") and CARDINAL ETHANOL, LLC, an Indiana limited liability company (“Borrower”). |
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| March 18, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 18, 2020 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| February 25, 2020 |
EX-99.1 2 february2020newsletter.htm EXHIBIT 99.1 FEBRUARY 2020 NEWSLETTER |
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| February 25, 2020 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 25, 2020 CARDINAL ETHANOL, LLC (Exact name of registrant as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| February 20, 2020 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 18, 2020 CARDINAL ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| February 18, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 18, 2020 CARDINAL ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| February 5, 2020 |
CRDE / Cardinal Ethanol LLC 10-Q - Quarterly Report - 10-Q FQE 12-31-2019 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended December 31, 2019. OR o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-5 |
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| January 23, 2020 |
Amended and Restated Employment Agreement dated January 1, 2020 Amended and Restated Employment Agreement This AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the "Agreement") is made and entered into effective as of January 1, 2020 (the “Effective Date”), by and between CARDINAL ETHANOL, LLC (the "Company"), an Indiana limited liability company, and JEFFREY PAINTER ("Employee"), a resident of the state of Indiana. |
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| January 23, 2020 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 23, 2020 CARDINAL ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| December 19, 2019 |
CRDE / Cardinal Ethanol LLC DEF 14A - - DEF 14A 2020 DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Definitive Proxy State |
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| December 6, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2019 CARDINAL ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| December 2, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 2, 2019 CARDINAL ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| December 2, 2019 |
EX-99.1 2 december2019newsletter.htm EXHIBIT 99.1 DECEMBER 2019 NEWSLETTER |
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| November 27, 2019 |
Termination of a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 26, 2019 CARDINAL ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| November 22, 2019 |
Employee Bonus Plan, Amended and Restated for Fiscal Year 2019-2020 Cardinal Ethanol, LLC Employee Bonus Plan Amended and Restated for Fiscal Year 2019-20 (Effective 10-1-19) The purpose in developing and continuing an Employee Bonus Plan is to reward the employees for their contributions that directly impact the financial results of the Company, that reflect a positive safety culture, and to promote teamwork needed to complete desired goals. |
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| November 22, 2019 |
Amendment No. 3 to Ethanol Purchase and Sale Agreement with Murex LLC dated July 27, 2018 EX-10.47 3 amendmentno3toethanolpurch.htm EXHIBIT 10.47 SUPPORTING DOCUMENT Confidential Treatment Requested. Confidential portions of this document have been redacted and have been separately filed with the Commission. AMENDMENT NO. 3 TO ETHANOL PURCHASE AND SALE AGREEMENT BETWEEN CARDINAL ETHANOL, LLC AND MUREX N.A., LTD. DATED DECEMBER 18, 2006 THIS AMENDMENT NO. 3 TO the ETHANOL PURCHASE AND S |
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| November 22, 2019 |
CRDE / Cardinal Ethanol LLC 10-K - Annual Report - 10-K FYE 9-30-19 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the fiscal year ended September 30, 2019 OR o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53036 CAR |
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| November 22, 2019 |
FOURTEENTH AMENDMENT OF FIRST AMENDED AND RESTATED CONSTRUCTION LOAN AGREEMENT THIS FOURTEENTH AMENDMENT OF FIRST AMENDED AND RESTATED CONSTRUCTION LOAN AGREEMENT (“Amendment”) is made as of the 28th day of February, 2019 between FIRST NATIONAL BANK OF OMAHA, a national banking association ("Lender") and CARDINAL ETHANOL, LLC, an Indiana limited liability company (“Borrower”). |
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| November 22, 2019 |
Security Agreement and Assignment of Hedging Accounts with First National Bank of Omaha Account Number(s): R1590A ADT R5750 R1590A 277 R5750 R1590A 277 R5751 R1590A 277 R5752 SECURITY AGREEMENT AND ASSIGNMENT OF HEDGING ACCOUNTS WHEREAS, the undersigned, CARDINAL ETHANOL, LLC ("Debtor"), whose address is 1554 N. |
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| November 4, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2019 CARDINAL ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| October 1, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 1, 2019 CARDINAL ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| September 19, 2019 |
Newsletter for Cardinal Ethanol, LLC dated September 2019 EX-99.1 2 ex991september2019newslett.htm EXHIBIT 99.1 SEPTEMBER 2019 NEWSLETTER |
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| September 19, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 19, 2019 CARDINAL ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| September 3, 2019 |
CRDE / Cardinal Ethanol LLC / Baker Robert Nathan - SC 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. |
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| September 3, 2019 |
Promissory Note for the benefit of Vantage Bank Kansas dated August 22, 2019 |
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| September 3, 2019 |
EX-99.1 2 ex991-jointfilingstatement.htm EXHIBIT 99.1 - JOINT FILING STATEMENT Joint Filing Statement In accordance with Rule 13d-1(k)(l) under the Securities Exchange Act of 1934, as amended, each of the undersigned hereby agrees to the joint filing, along with all other such undersigned, on behalf of the Reporting Persons (as defined in the joint filing), of a statement on Schedule 13D (includin |
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| August 2, 2019 |
CRDE / Cardinal Ethanol LLC 10-Q - Quarterly Report - 10-Q FQE 6-30-19 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended June 30, 2019. OR o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53036 |
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| June 21, 2019 | ||
| June 21, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 21, 2019 CARDINAL ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| June 21, 2019 | ||
| May 21, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 21, 2019 CARDINAL ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| May 3, 2019 |
CRDE / Cardinal Ethanol LLC 10-Q Quarterly Report 10-Q FQE 3-31-2019 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended March 31, 2019. OR o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-5303 |
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| March 8, 2019 |
FOURTEENTH AMENDMENT OF FIRST AMENDED AND RESTATED CONSTRUCTION LOAN AGREEMENT EX-99.1 2 fourteenthamendment.htm EXHIBIT 99.1 FOURTEENTH AMENDMENT FOURTEENTH AMENDMENT OF FIRST AMENDED AND RESTATED CONSTRUCTION LOAN AGREEMENT THIS FOURTEENTH AMENDMENT OF FIRST AMENDED AND RESTATED CONSTRUCTION LOAN AGREEMENT (“Amendment”) is made as of the 28th day of February, 2019 between FIRST NATIONAL BANK OF OMAHA, a national banking association ("Lender") and CARDINAL ETHANOL, LLC, an |
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| March 8, 2019 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 8, 2019 CARDINAL ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| March 8, 2019 |
SECURITY AGREEMENT AND ASSIGNMENT OF HEDGING ACCOUNTS EX-99.2 3 securityagreement.htm EXHIBIT 99.2 SECURITY AGREEMENT Account Number(s): R1590A ADT R5750 R1590A 277 R5750 R1590A 277 R5751 R1590A 277 R5752 SECURITY AGREEMENT AND ASSIGNMENT OF HEDGING ACCOUNTS WHEREAS, the undersigned, CARDINAL ETHANOL, LLC ("Debtor"), whose address is 1554 N. 600 E, Union City, Indiana 47390 carries the account listed above with Marex North America, LLC (“Broker”), as |
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| March 4, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 4, 2019 CARDINAL ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| March 4, 2019 | ||
| March 1, 2019 |
EX-99.3 4 retentionagreement-jherlyn.htm EXHIBIT 99.3 RETENTION AGREEMENT - J. HERLYN RETENTION AGREEMENT THIS RETENTION AGREEMENT (the “Agreement”) is entered into on February 19 , 2019 (the “Effective Date”) by and between Cardinal Ethanol, LLC, an Indiana limited liability company (the “Company”) and Jeremey Herlyn , a resident of the State of Indiana (the “Employee”). W I T N E S S E T H: WHER |
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| March 1, 2019 |
RETENTION AGREEMENT THIS RETENTION AGREEMENT (the “Agreement”) is entered into on February 27 , 2019 (the “Effective Date”) by and between Cardinal Ethanol, LLC, an Indiana limited liability company (the “Company”) and Jeffrey Painter , a resident of the State of Indiana (the “Employee”). |
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| March 1, 2019 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 26, 2019 CARDINAL ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| March 1, 2019 |
RETENTION AGREEMENT THIS RETENTION AGREEMENT (the “Agreement”) is entered into on February 19 , 2019 (the “Effective Date”) by and between Cardinal Ethanol, LLC, an Indiana limited liability company (the “Company”) and William Dartt , a resident of the State of Ohio (the “Employee”). |
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| February 21, 2019 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2019 CARDINAL ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| February 19, 2019 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 19, 2019 CARDINAL ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| February 19, 2019 |
EX-99.2 3 lettertounitholders.htm EXHIBIT 99.2 LETTER TO UNIT HOLDERS |
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| February 19, 2019 | ||
| February 7, 2019 |
CRDE / Cardinal Ethanol LLC CARDINAL ETHANOL 10-Q FQE 12-31-2018 (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended December 31, 2018. OR o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-5 |
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| January 11, 2019 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 8, 2019 CARDINAL ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| December 20, 2018 |
CRDE / Cardinal Ethanol LLC DEF 14A 2019 DEFINITIVE PROXY STATEMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ý Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Definitive Proxy State |
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| December 6, 2018 |
Thank You for a Great 10-Years December 2018 Thank You for a Great 10-Years In September, we celebrated our achievement of 10 years of operations with our business partners, investors, community and employees. |
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| December 6, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2018 CARDINAL ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| November 21, 2018 |
Amendment No. 3 to Ethanol Purchase and Sale Agreement with Murex LLC dated July 27, 2018 Confidential Treatment Requested. Confidential portions of this document have been redacted and have been separately filed with the Commission. AMENDMENT NO. 3 TO ETHANOL PURCHASE AND SALE AGREEMENT BETWEEN CARDINAL ETHANOL, LLC AND MUREX N.A., LTD. DATED DECEMBER 18, 2006 THIS AMENDMENT NO. 3 TO the ETHANOL PURCHASE AND SALE AGREEMENT (“Amendment”) is made and entered into as of this twenty-seven |
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| November 21, 2018 |
CRDE / Cardinal Ethanol LLC 10-K FYE 9-30-18 (Annual Report) 10-K 1 cardinal10-kfye9x30x18.htm 10-K FYE 9-30-18 Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K x Annual report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the fiscal year ended September 30, 2018 OR o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition pe |
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| November 21, 2018 |
Employee Bonus Plan, Amended and Restated for Fiscal Year 2018-19 Cardinal Ethanol, LLC Employee Bonus Plan Amended and Restated for Fiscal Year 2018-19 (Effective 10-1-18) The purpose in developing and continuing an Employee Bonus Plan is to reward the employees for their contributions that directly impact the financial results of the Company, that reflect a positive safety culture, and to promote teamwork needed to complete desired goals. |
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| November 7, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 6, 2018 CARDINAL ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| November 7, 2018 |
CARDINAL PROVIDES UPDATE ON EXPLOSION AT PLANT Exhibit 99.1 For more information contact: FOR IMMEDIATE RELEASE Jeff Painter Cardinal Ethanol, LLC President and Chief Executive Officer 1554 N. 600 E. Union City, IN 47390 (765) 964-3137 CARDINAL PROVIDES UPDATE ON EXPLOSION AT PLANT Cardinal Ethanol, LLC (“Cardinal”) said today that an explosion occurred in a grain co-product handling silo at its ethanol production facility on Tuesday, November |
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| August 22, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits, Other Events 8-K 1 a8-kreaugust2018newsletter.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 21, 2018 CARDINAL ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Indiana 000-53036 20-2327916 (State or o |
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| August 22, 2018 |
99.1 Newsletter for Cardinal Ethanol, LLC dated August 2018. |
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| August 2, 2018 |
CRDE / Cardinal Ethanol LLC CARDINAL ETHANOL 10-Q FQE 6-30-18 (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended June 30, 2018. OR o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-53036 |
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| July 30, 2018 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 27, 2018 CARDINAL ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| June 12, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 a8-krejune2018newsletter.htm 8-K RE JUNE 2018 NEWSLETTER UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2018 CARDINAL ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Indiana 000-53036 20 |
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| June 12, 2018 | ||
| May 16, 2018 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 15, 2018 CARDINAL ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| May 8, 2018 |
CRDE / Cardinal Ethanol LLC CARDINAL ETHANOL 10-Q FQE 3-31-2018 (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended March 31, 2018. OR o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-5303 |
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| May 8, 2018 |
First Amendment to the Second Amended and Restated Operating Agreement dated February 20, 2018 FIRST AMENDMENT TO THE SECOND AMENDED AND RESTATED OPERATING AGREEMENT OF CARDINAL ETHANOL, LLC THIS FIRST AMENDMENT TO THE SECOND AMENDED AND RESTATED OPERATING AGREEMENT OF CARDINAL ETHANOL, LLC (this “Amendment”) is adopted and approved effective as of February 20, 2018 (the “Effective Date”), by the Members of Cardinal Ethanol, LLC (the “Company”) pursuant to Sections 5. |
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| March 21, 2018 | ||
| March 21, 2018 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 21, 2018 CARDINAL ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| February 28, 2018 |
THIRTEENTH AMENDMENT OF FIRST AMENDED AND RESTATED CONSTRUCTION LOAN AGREEMENT Exhibit THIRTEENTH AMENDMENT OF FIRST AMENDED AND RESTATED CONSTRUCTION LOAN AGREEMENT THIS THIRTEENTH AMENDMENT OF FIRST AMENDED AND RESTATED CONSTRUCTION LOAN AGREEMENT ("Amendment") is made as of the 28 th day of February, 2018 between. |
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| February 28, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 a8-kreloanrenewal.htm 8-K RE LOAN RENEWAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 28, 2018 CARDINAL ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Indiana 000-53036 20-2327916 (S |
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| February 21, 2018 |
Submission of Matters to a Vote of Security Holders Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 20, 2018 CARDINAL ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| February 20, 2018 |
8-K 1 a8-krefebruary2018distribu.htm 8-K RE FEB 2018 DISTRIBUTION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 20, 2018 CARDINAL ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Indiana 000-5 |
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| February 6, 2018 |
CRDE / Cardinal Ethanol LLC CARDINAL ETHANOL 10-Q FQE 12-31-17 (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the quarterly period ended December 31, 2017. OR o Transition report pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. For the transition period from to . COMMISSION FILE NUMBER 000-5 |
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| January 30, 2018 |
TWELFTH AMENDMENT OF FIRST AMENDED AND RESTATED CONSTRUCTION LOAN AGREEMENT Exhibit TWELFTH AMENDMENT OF FIRST AMENDED AND RESTATED CONSTRUCTION LOAN AGREEMENT THIS TWELFTH AMENDMENT OF FIRST AMENDED AND RESTATED CONSTRUCTION LOAN AGREEMENT (?Amendment?) is made as of the 31 st day of December, 2017 between FIRST NATIONAL BANK OF OMAHA, a national banking association ("Lender") and CARDINAL ETHANOL, LLC, an Indiana limited liability company (?Borrower?). |
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| January 30, 2018 |
Entry into a Material Definitive Agreement, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2018 CARDINAL ETHANOL, LLC (Exact name of small business issuer as specified in its charter) Indiana 000-53036 20-2327916 (State or other jurisdiction of incorporation or organization) (Commission File Number) (I. |
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| January 30, 2018 |
GRAIN LOADOUT FACILITY TERM NOTE Exhibit GRAIN LOADOUT FACILITY TERM NOTE $10,000,000.00 December 31, 2017 For value received, the undersigned, CARDINAL ETHANOL, LLC, an Indiana limited liability company (the " Borrower "), promises to pay to the order of FIRST NATIONAL BANK OF OMAHA (the " Lender "; which term shall include any subsequent holder hereof), in lawful money of the United States of America, at such address as is requ |
