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| CIK | 944696 |
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Capital Financial Holdings Inc
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| February 16, 2021 |
EXHIBIT 99.1 JOINT FILING AGREEMENT The undersigned hereby agree that the Statement on Schedule 13G filed herewith (and any amendments thereto), relating to the common stock of Capital Financial Holdings, Inc., a North Dakota corporation, is being filed jointly with the Securities and Exchange Commission pursuant to Rule 13d-1(b) under the Securities Exchange Act of 1934, as amended, on behalf of |
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| February 16, 2021 |
SC 13G 1 tm215669d8sc13g.htm SC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G*/ (Rule 13d-102) Capital Financial Holdings, Inc. (Name of Issuer) Common stock, $0.0001 par value per share (Title of Class of Securities) 140144205 (CUSIP Number) December 31, 2020 Date of Event Which Requires Filing of the Statement Check the appropriate box to designate the |
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| August 14, 2019 |
CPFH / Capital Financial Holdings, Inc. NT 10-Q - - NT 10-Q UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 OMB Number: Expires: Estimated average burden hours per response 3235-0058 February 28, 2022 2.50 SEC FILE NUMBER 000-25958 NOTIFICATION OF LATE FILING CUSIP NUMBER (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: June 30, 2019 ☐ Trans |
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| August 8, 2019 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 1, 2019 CAPITAL FINANCIAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) North Dakota 000-25958 45-0404061 (State or other jurisdiction of incorporation) (Commissio |
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| August 6, 2019 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 6, 2019 CAPITAL FINANCIAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) North Dakota 000-25958 45-0404061 (State or other jurisdiction of incorporation) (Commiss |
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| May 16, 2019 |
CPFH / Capital Financial Holdings, Inc. 10-Q Quarterly Report QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-25958 CAPITAL FINANCIAL HOLD |
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| May 14, 2019 |
CPFH / Capital Financial Holdings, Inc. NT 10-Q NT 10-Q NT 10-Q 1 cpfhnt10q.htm NT 10-Q UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 OMB Number: Expires: Estimated average burden hours per response 3235-0058 February 28, 2022 2.50 SEC FILE NUMBER 000-25958 NOTIFICATION OF LATE FILING CUSIP NUMBER (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Per |
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| April 15, 2019 |
CPFH / Capital Financial Holdings, Inc. ANNUAL REPORT (Annual Report) 10-K 1 cpfh10k.htm ANNUAL REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2018 TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period of to Commission File Number 000-25958 CAPITAL FI |
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| March 29, 2019 |
CPFH / Capital Financial Holdings, Inc. PRIMARY DOCUMENT NT 10-K 1 cpfhnt10k.htm PRIMARY DOCUMENT UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 OMB Number: Expires: Estimated average burden hours per response 3235-0058 February 28, 2022 2.50 SEC FILE NUMBER 000-25958 NOTIFICATION OF LATE FILING CUSIP NUMBER (Check one): ☑ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CS |
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| March 21, 2019 |
CPFH / Capital Financial Holdings, Inc. AMENDED ANNUAL REPORT (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K/A ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period of to Commission File Number 000-25958 CAPITAL FINANCIAL HOLDINGS, INC. |
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| December 6, 2018 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 6, 2018 CAPITAL FINANCIAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) North Dakota 000-25958 45-0404061 (State or other jurisdiction of incorporation) (Commi |
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| November 30, 2018 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 30, 2018 CAPITAL FINANCIAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) North Dakota 000-25958 45-0404061 (State or other jurisdiction of incorporation) (Comm |
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| November 30, 2018 |
CAPITAL FINANCIAL HOLDINGS, INC. ANNOUNCES CAPITAL DIVIDEND Exhibit 99.1 PRESS RELEASE CAPITAL FINANCIAL HOLDINGS, INC. ANNOUNCES CAPITAL DIVIDEND Minot, North Dakota, November 30, 2018 – Capital Financial Holdings, Inc. (OTCBB: CPFH) today announced that its Board of Directors approved and declared a cash capital dividend of $50.00 per share payable on the Company’s Common Stock. The dividend is payable on approximately December 28, 2018 to shareholders o |
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| November 20, 2018 |
CPFH / Capital Financial Holdings, Inc. QUARTERLY REPORT (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-25958 CAPITAL FINANCIAL |
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| November 16, 2018 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 15, 2018 CAPITAL FINANCIAL HOLDINGS, INC. (Exact name of registrant as specified in its charter) North Dakota 000-25958 45-0404061 (State or other jurisdiction of incorporation) (Comm |
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| November 14, 2018 |
CPFH / Capital Financial Holdings, Inc. LATE FILING NOTIFICATION OMB APPROVAL OMB Number: 3235-0058 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 20, 2018 |
CPFH / Capital Financial Holdings, Inc. QUARTERLY REPORT (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-25958 CAPITAL FINANCIAL HOLDINGS, |
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| August 13, 2018 |
CPFH / Capital Financial Holdings, Inc. NT 10-Q OMB APPROVAL OMB Number: 3235-0058 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| May 23, 2018 |
CPFH / Capital Financial Holdings, Inc. QUARTERLY REPORT (Quarterly Report) 10-Q 1 cpfh10q.htm QUARTERLY REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number |
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| May 15, 2018 |
CPFH / Capital Financial Holdings, Inc. LATE FILING NOTIFICATION OMB APPROVAL OMB Number: 3235-0058 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 18, 2018 | ||
| April 18, 2018 |
EXHIBIT 14.1 Code of Ethics for Principal Executive and Principal Financial Officers of Capital Financial Holdings, Inc. This Code of Ethics (the “Code”) for Principal Executive and Principal Financial Officers has been adopted by Capital Financial Holdings, Inc., and its subsidiary (“Company”) to effectuate compliance with Section 406 under the Sarbanes-Oxley Act of 2002 and the rules adopted to |
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| April 18, 2018 |
SUBSIDIARIES OF THE REGISTRANT EX-21.1 7 cpfhex21-1.htm SUBSIDIARIES OF THE REGISTRANT Exhibit 21.1 SUBSIDIARIES OF THE REGISTRANT The Registrant’s subsidiaries as of December 31, 2017 are listed below Subsidiary State of Incorporation or Organization Capital Financial Services, Inc. Wisconsin |
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| April 18, 2018 | ||
| April 18, 2018 | ||
| April 18, 2018 | ||
| April 18, 2018 |
CPFH / Capital Financial Holdings, Inc. ANNUAL REPORT (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2017 TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period of to Commission File Number 000-25958 CAPITAL FINANCIAL HOLDINGS, INC. |
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| March 29, 2018 |
CPFH / Capital Financial Holdings, Inc. LATE FILING NOTIFICATION OMB APPROVAL OMB Number: 3235-0058 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 7, 2018 |
U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 5, 2018 CAPITAL FINANCIAL HOLDINGS, INC. (Exact name of small business issuer as specified in its charter) North Dakota 000-25958 45-0404061 (State or other jurisdiction of incorporation |
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| November 30, 2017 |
CAPITAL FINANCIAL HOLDINGS, INC. ANNOUNCES CAPITAL DIVIDEND Blueprint Exhibit 99.1 PRESS RELEASE CAPITAL FINANCIAL HOLDINGS, INC. ANNOUNCES CAPITAL DIVIDEND MINOT, North Dakota, November 30, 2017 ? Capital Financial Holdings, Inc.(OTCBB: CPFH) today announced that its Board of Directors approved a cash capital dividend of $50.00 per share payable on the company?s common stock. The dividend is payable on approximately December 28, 2017 to shareholders of re |
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| November 30, 2017 |
Financial Statements and Exhibits, Other Events Blueprint UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 30, 2017 CAPITAL FINANCIAL HOLDINGS, INC. |
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| November 14, 2017 |
CPFH / Capital Financial Holdings, Inc. QUARTERLY REPORT (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-25958 CAPITAL FINANCIAL HOLD |
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| August 14, 2017 |
CPFH / Capital Financial Holdings, Inc. QUARTERLY REPORT (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-25958 CAPITAL FINANCIAL HOLDINGS, |
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| July 20, 2017 |
CPFH / Capital Financial Holdings, Inc. / Dihle Gordon D. Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 6)(1) CAPITAL FINANCIAL HOLDINGS, INC. (Name of Issuer) Common Stock, $0.0001 Par Value Per Share (Title of Class of Securities) 140144-10-6 (CUSIP Number) Gordon D. Dih |
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| July 11, 2017 |
Capital Financial Holdings CURRENT REPORT (Current Report/Significant Event) Blueprint U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 11, 2017 CAPITAL FINANCIAL HOLDINGS, INC. (Exact name of small business issuer as specified in its charter) North Dakota 000-25958 45-0404061 (State or other jurisdiction of inc |
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| May 25, 2017 |
Capital Financial Holdings DEFINITIVE ADDITIONAL MATERIALS Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, For Use of the Commission Only (As Permitted by Rul |
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| May 24, 2017 |
Capital Financial Holdings DEFINITIVE PROXY STATEMENT Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant [X] Filed by a Party other than the Registrant [] Check the appropriate box: [] Preliminary Proxy Statement [] Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) [X] Definitive Proxy Statement [] Definitive Additional Materials [] Soliciting Material under Rule 14a-12 Capital Financial Holdings, Inc. |
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| May 22, 2017 |
Blueprint UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 22, 2017 CAPITAL FINANCIAL HOLDINGS, INC. |
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| May 13, 2017 |
Capital Financial Holdings QUARTERLY REPORT (Quarterly Report) Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 OR TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-25958 CAPITAL FINANCIA |
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| April 3, 2017 |
Untitled Document Exhibit 16 |
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| April 3, 2017 |
Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant Blueprint UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 31, 2017 CAPITAL FINANCIAL HOLDINGS, INC. |
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| March 30, 2017 |
Capital Financial Holdings ANNUAL REPORT (Annual Report) Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K ? ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2016 ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period of to Commission File Number 000-25958 CAPITAL FINANCIAL HOLDINGS, INC. |
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| November 17, 2016 |
Capital Financial Holdings CURRENT REPORT (Current Report/Significant Event) Blueprint U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 16, 2016 CAPITAL FINANCIAL HOLDINGS, INC. (Exact name of small business issuer as specified in its charter) North Dakota 000-25958 45-0404061 (State or other jurisdiction of |
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| November 14, 2016 |
Capital Financial Holdings QUARTERLY REPORT (Quarterly Report) Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q/A (Amendment No.1) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file numbe |
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| November 10, 2016 |
Capital Financial Holdings QUARTERLY REPORT (Quarterly Report) Blueprint UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-25958 CAPITAL |
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| November 3, 2016 |
Financial Statements and Exhibits Blueprint U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 1, 2016 CAPITAL FINANCIAL HOLDINGS, INC. (Exact name of small business issuer as specified in its charter) North Dakota 000-25958 45-0404061 (State or other jurisdiction of |
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| November 3, 2016 |
EX-10.55 2 cpfhex1055.htm UNIFORM OFFER TO PURCHASE Exhibit 10.55 |
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| August 22, 2016 |
Capital Financial Holdings QUARTERLY REPORT (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-25958 CAPITAL FINANCIAL HOLDI |
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| August 22, 2016 |
Capital Financial Holdings QUARTERLY REPORT (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-25958 CAPITAL FINANCIAL HOLDI |
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| August 16, 2016 |
Blueprint U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2016 CAPITAL FINANCIAL HOLDINGS, INC. (Exact name of small business issuer as specified in its charter) North Dakota 000-25958 45-0404061 (State or other jurisdiction of i |
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| August 16, 2016 |
Blueprint U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2016 CAPITAL FINANCIAL HOLDINGS, INC. (Exact name of small business issuer as specified in its charter) North Dakota 000-25958 45-0404061 (State or other jurisdiction of i |
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| August 15, 2016 |
Capital Financial Holdings PRIMARY DOCUMENT cpfhnt10q.htm OMB APPROVAL OMB Number: 3235-0058 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Expires: August 31, 2015 Estimated average burden hours per response.......2.50 FORM 12b-25 SEC FILE NUMBER 000-25958 CUSIP NUMBER NOTIFICATION OF LATE FILING (Check one): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: Jun |
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| June 29, 2016 |
Capital Financial Holdings ADDITIONAL PROXY MATERIALS cpfhdefa14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (As Permitted by Rule 14a- |
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| June 29, 2016 |
Capital Financial Holdings PROXY STATEMENT cpfhdef14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (As Permitted b |
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| May 12, 2016 |
Capital Financial Holdings QUARTERLY REPORT (Quarterly Report) cpfh10q.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 OR o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 0-25958 CAPITAL FI |
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| March 25, 2016 |
Capital Financial Holdings ANNUAL REPORT (Annual Report) cpfh10k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2015 TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period of to Commission File Number 000-25958 CAPITAL FINANCIAL HOLDINGS, INC |
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| December 1, 2015 |
CAPITAL FINANCIAL HOLDINGS, INC. ANNOUNCES CAPITAL DIVIDEND cpfhex991.htm Exhibit 99.1 PRESS RELEASE CAPITAL FINANCIAL HOLDINGS, INC. ANNOUNCES CAPITAL DIVIDEND MINOT, North Dakota, December 1, 2015 ? Capital Financial Holdings, Inc.(OTCBB: CPFH) today announced that its Board of Directors approved a cash capital dividend of $50.00 per share payable on the company?s common stock. The dividend is payable on approximately December 30, 2015 to shareholders of |
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| December 1, 2015 |
Capital Financial Holdings CURENT REPORT (Current Report/Significant Event) cpfh8k.htm U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 1, 2015 CAPITAL FINANCIAL HOLDINGS, INC. (Exact name of small business issuer as specified in its charter) North Dakota 000-25958 45-0404061 (State or other jurisdiction of |
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| August 12, 2015 |
Capital Financial Holdings NT 10Q cpfhnt10q.htm OMB APPROVAL OMB Number: 3235-0058 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Expires: August 31, 2015 Estimated average burden hours per response.......2.50 FORM 12b-25 SEC FILE NUMBER 000-25958 CUSIP NUMBER NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K ? Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: Jun |
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| July 29, 2015 |
cpfh8k.htm U.S. SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 17, 2015 CAPITAL FINANCIAL HOLDINGS, INC. (Exact name of small business issuer as specified in its charter) North Dakota 000-25958 45-0404061 (State or other jurisdiction of in |
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| May 1, 2015 |
Capital Financial Holdings PROXY STATEMENT cpfhdef14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) ? Definit |
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| December 10, 2014 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 5)(1) CAPITAL FINANCIAL HOLDINGS, INC. (Name of Issuer) Common Stock, $0.0001 Par Value Per Share (Title of Class of Securities) 140144-10-6 (CUSIP Number) Gordon D. Dih |
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| November 12, 2014 |
UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 11, 2014 CAPITAL FINANCIAL HOLDINGS, INC. |
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| June 24, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 20, 2014 Capital Financial Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 000-25958 45-0404061 (State or other jurisdiction of Incorporation) |
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| June 10, 2014 |
UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 9, 2014 CAPITAL FINANCIAL HOLDINGS, INC. |
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| June 10, 2014 |
UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 9, 2014 CAPITAL FINANCIAL HOLDINGS, INC. |
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| May 9, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION SCHEDULE 14A (Amendment No. 2) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) þ Definitive Proxy Statement |
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| May 7, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION SCHEDULE 14A (Amendment No. 2) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement o Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) o Definitive Proxy Statement |
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| May 5, 2014 |
May 1, 2014 Christian Windsor, Special Counsel United States Securities and Exchange Commission Division of Corporation Finance Washington, D. |
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| May 2, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A (Amendment No. 1) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement o Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e)(2)) o Defi |
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| April 21, 2014 |
Notice of Annual Meeting and Proxy Statement Annual Meeting to Be Held June 20, 2014 1 Main Street North Minot, ND 58703 (701) 837-9600 May 5, 2014 Dear Shareholder: You are cordially invited to attend the Annual Meeting of Shareholders to be held at the Sleep Inn, 2400 10th Street SW, Minot, North Dakota, commencing at 9:00 a. |
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| March 18, 2014 |
Capital Financial Holdings ANNUAL REPORT (Annual Report) cpfh10k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 10-K ANNUAL REPORT UNDER SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2013 TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period of to Commission File Number 000-25958 CAPITAL FINANCIAL HOLDINGS, INC |
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| December 17, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 /A CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 0-25958 CAPITAL FINANCIAL HOLDINGS, INC. (Exact name of registrant as sp |
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| December 17, 2013 |
UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 17, 2013 CAPITAL FINANCIAL HOLDINGS, INC. |
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| December 3, 2013 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 4)(1) CAPITAL FINANCIAL HOLDINGS, INC. (Name of Issuer) Common Stock, $0.0001 Par Value Per Share (Title of Class of Securities) 140144-10-6 (CUSIP Number) Gordon D. Dih |
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| November 8, 2013 |
UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 8, 2013 CAPITAL FINANCIAL HOLDINGS, INC. |
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| October 23, 2013 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 3)(1) CAPITAL FINANCIAL HOLDINGS, INC. (Name of Issuer) Common Stock, $0.0001 Par Value Per Share (Title of Class of Securities) 140144-10-6 (CUSIP Number) Gordon D. Dih |
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| August 14, 2013 |
AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON AUGUST 14, 2013 REGISTRATION NO. |
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| July 31, 2013 |
Financial Statements and Exhibits, Other Events - CURRENT REPORT AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K/A Amendment 1 CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 19, 2013 Capital Financial Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 000-25958 45-0404061 (State or other jurisdiction of I |
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| July 5, 2013 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 2)(1) CAPITAL FINANCIAL HOLDINGS, INC. (Name of Issuer) Common Stock, $0.0001 Par Value Per Share (Title of Class of Securities) 140144-10-6 (CUSIP Number) Gordon D. Dih |
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| June 25, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 3 TO SCHEDULE 13D Under the Securities Exchange Act of 1934 Capital Financial Holdings, Inc. (Name of Issuer) Common Stock, $0.0001 Par Value (Title of Class of Securities) 140144-10-6 (CUSIP Number) Bruce Edwin Graham 1700 West Katella Avenue Orange, CA 92867 (714) 628-5200 (Name, Address and Telephone Number of |
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| June 25, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 15 CERTIFICATION AND NOTICE OF TERMINATION OF REGISTRATION UNDER SECTION 12(g) OF THE SECURITIES EXCHANGE ACT OF 1934 OR SUSPENSION OF DUTY TO FILE REPORTS UNDER SECTIONS 13 AND 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934. Commission File Number: 0-25958 CAPITAL FINANCIAL HOLDINGS, INC. (Exact name of registrant as speci |
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| June 24, 2013 |
Financial Statements and Exhibits, Other Events - CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 19, 2013 Capital Financial Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 000-25958 45-0404061 (State or other jurisdiction of Incorporation) |
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| May 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Definit |
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| May 8, 2013 |
CAPITAL FINANCIAL HOLDINGS, INC. 1 Main Street North Minot, North Dakota 58703 May 2, 2013 Ms. Suzanne Hayes Assistant Director U.S. Securities and Exchange Commission 100 F Street NE Washington, DC 20549 RE: Capital Financial Holdings, Inc. (“CFH” or the “Company”) Preliminary Proxy Statement on Schedule 14(a) Filed April 19, 2013 and Revised on April 23, 2013 File No. 000-25958 (J&H File No. 373 |
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| May 8, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Amendment No. 2 (Rule 14a-101) Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6( |
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| May 8, 2013 |
BAUGH DALTON JONES & HALEY, P.C. Attorneys At Law South Terraces, Suite 170 115 Perimeter Center Place Atlanta, Georgia 30346-1238 Richard W. Jones Telephone 770-817-1195 Facsimile 770-804-0509 May 7, 2013 Ms. Suzanne Hayes Assistant Director U.S. Securities and Exchange Commission 100 F Street NE Washington, DC 20549 Attn: Eric Envall RE: Capital Financial Holdings, Inc. (“CFH” or the “Company”) |
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| April 23, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: þ Preliminary Proxy Statement o Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e |
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| April 19, 2013 |
Capital Financial Holdings, Inc. Notice of Annual Meeting and Proxy Statement Annual Meeting to Be Held June 19, 2013 Capital Financial Holdings, Inc. 1 Main Street North Minot, ND 58703 (701) 837-9600 May 3, 2013 Dear Shareholder: You are cordially invited to attend our Annual Meeting of Shareholders to be held at the Sleep Inn, 2400 10th Street SW, Minot, North Dakota, commencing at 9:00 a.m. lo |
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| March 18, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 CAPITAL FINANCIAL HOLDINGS, INC. (Name of Issuer) Common Stock, $0.0001 Par Value Per Share (Title of Class of Securities) 140144-10-6 (CUSIP Number) Gordon D. Dihle Corporate Legal, LLC 6041 South Syracuse Way, Suite 305 Greenwood Village, CO 80111 (303) 874-3175 (Name, A |
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| March 18, 2013 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(a) (Amendment No. 1)(1) CAPITAL FINANCIAL HOLDINGS, INC. (Name of Issuer) Common Stock, $0.0001 Par Value Per Share (Title of Class of Securities) 140144-10-6 (CUSIP Number) Gordon D. Dih |
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| June 19, 2012 |
UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2012 CAPITAL FINANCIAL HOLDINGS, INC. |
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| May 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 SEC FILE NUMBER CUSIP NUMBER NOTIFICATION OF LATE FILING (Check one): o Form 10-K o Form 20-F o Form 11-K þ Form 10-Q o Form 10-D o Form N-SAR o Form N-CSR For Period Ended: March 31, 2012 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form |
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| May 11, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (As Permitted by Rule 14a-6(e) |
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| April 11, 2012 |
BAUGH DALTON JONES & HALEY, P.C. Attorneys At Law South Terraces, Suite 170 115 Perimeter Center Place Atlanta, Georgia 30346-1238 Richard W. Jones Telephone 770-817-1195 Facsimile 770-804-0509 March 30, 2012 Ms. Suzanne Hayes Assistant Director U.S. Securities and Exchange Commission 100 F Street NE Washington, DC 20549 Attn: Erik Envall RE: Capital Financial Holdings, Inc. (“CFH” or the “Company |
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| April 9, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D UNDER THE SECURITIES EXCHANGE ACT OF 1934 CAPITAL FINANCIAL HOLDINGS, INC. (Name of Issuer) Common Stock, $0.0001 Par Value Per Share (Title of Class of Securities) 140144-10-6 (CUSIP Number) Gordon D. Dihle Corporate Legal, LLC 6041 South Syracuse Way, Suite 305 Greenwood Village, CO 80111 (303) 874-3175 (Name, A |
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| March 29, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 23, 2012 Capital Financial Holdings, Inc. (Exact name of registrant as specified in its charter) North Dakota 000-25958 45-0404061 (State or other jurisdiction of Incorporation) |
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| March 27, 2012 |
UNITED STATES OF AMERICA SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 8-K Current Report Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 23, 2012 CAPITAL FINANCIAL HOLDINGS, Inc. |
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| February 29, 2012 |
BAUGH DALTON JONES & HALEY, P.C. Attorneys At Law South Terraces, Suite 170 115 Perimeter Center Place Atlanta, Georgia 30346-1238 Richard W. Jones Telephone 770-817-1195 Facsimile 770-804-0509 February 29, 2012 Ms. Suzanne Hayes Assistant Director U.S. Securities and Exchange Commission 100 F Street NE Washington, DC 20549 Attn: Erik Envall RE: Capital Financial Holdings, Inc. (“CFH” or the “Comp |
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| January 17, 2012 |
BAUGH DALTON JONES & HALEY, P.C. Attorneys At Law South Terraces, Suite 170 115 Perimeter Center Place Atlanta, Georgia 30346-1238 Richard W. Jones Telephone 770-817-1195 Facsimile 770-804-0509 January 17, 2012 Ms. Suzanne Hayes Assistant Director U.S. Securities and Exchange Commission 100 F Street NE Washington, DC 20549 RE: Capital Financial Holdings, Inc. (“CFH” or the “Company”) Annual Report |
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| January 6, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 AMENDMENT NO. 2 TO SCHEDULE 13D Under the Securities Exchange Act of 1934 Capital Financial Holdings, Inc. (Name of Issuer) Common Stock, $0.0001 Par Value (Title of Class of Securities) 140144-10-6 (CUSIP Number) Bruce Edwin Graham 1700 West Katella Avenue Orange, CA 92867 (714) 628-5200 (Name, Address and Telephone Number of |
