BVSN / BroadVision, Inc. - SEC-arkiveringar, Årsredovisning, Fullmaktsutlåtande

BroadVision, Inc.
US ˙ NASDAQ ˙ US1114127061
DENNA SYMBOL ÄR INTE LÄNGRE AKTIV

Grundläggande statistik
LEI 529900HT3SKBHXV20665
CIK 920448
SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to BroadVision, Inc.
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
May 27, 2020 EX-99.1

JOINT FILING AGREEMENT

EX-99.1 2 tm2021102d1ex99-1.htm EXHIBIT 1 Exhibit 1 JOINT FILING AGREEMENT In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Common Stock, $0.0001 par value per share, of BroadVision, Inc., and further ag

May 27, 2020 SC 13G

BVSN / BroadVision, Inc. / Arena Investors LP - SCHEDULE 13G Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* BroadVision, Inc. (Name of Issuer) Common Stock, $0.0001 par value per share (Title of Class of Securities) 111412706 (CUSIP Number) May 18, 2020 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu

May 18, 2020 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549  FORM 8-K  CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934   Date of Report: May 18, 2020 (Date of earliest event reported)  BROADVISION, INC. (Exact name of registrant as specified in its charter) Delaware 1-34205 94-3184303 (State or other jurisdiction of incorporation) (Commission

May 18, 2020 EX-99.1

BroadVision, Inc. Emerges from Chapter 11 with Confirmation of its Chapter 11 Plan of Reorganization

EX-99.1 3 bvsn-20200515xex991.htm EX-99.1 BroadVision, Inc. Emerges from Chapter 11 with Confirmation of its Chapter 11 Plan of Reorganization Redwood City, CA – May 15, 2020 – BroadVision, Inc. (the “Company”) announced that the Company has emerged from Chapter 11 bankruptcy protection, successfully completing its financial restructuring process and implementing its plan of reorganization (the “P

May 18, 2020 EX-2.1

Order of the Bankruptcy Court, dated May 15, 2020, confirming the Amended Prepackaged Chapter Plan of Reorganization Under Chapter 11 of the Bankruptcy Code for BroadVision, Inc.

EX-2.1 2 bvsn-20200515xex21.htm EX-2.1 Case 20-10701-CSS Doc 135 Filed 05/15/20 Page 1 of 35 IN THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE In re: BROADVISION, INC.,1 Debtor. Chapter 11 Case No. 20-10701 (CSS) Re: D.I. 14, 15, 57, 58, 113, 125, 127, 128  ORDER CONFIRMING THE AMENDED PREPACKAGED PLAN OF REORGANIZATION UNDER CHAPTER 11 OF THE BANKRUPTCY CODE FOR BROADVISION, INC

April 9, 2020 EX-99.1

NASDAQ ONLINE RESOURCES

   By Electronic Delivery to: [email protected]; [email protected]  April 2, 2020  Dr. Pehong Chen President, Chief Executive Officer, and Interim Chief Financial BroadVision, Inc. 460 Seaport Ct, Suite 102 Redwood City, CA 94063  Re:BroadVision, Inc. (the “Company”) Nasdaq Symbol: BVSN  Dear Dr. Chen:  I am following up on our recent telephone conversation in which I explained tha

April 9, 2020 EX-10.4

Notice of Establishment of Bar Dates

EX-10.4 5 bvsn-20200402xex104.htm EX-10.4 IN THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE   ., 1 20-10701 (CSS)  In re: BROADVISION, INC., 1 Debtor. Chapter 11 Case No. 20-10701 (CSS)  NOTICE OF DEADLINE FOR FILING PROOFS OF CLAIM, INCLUDING 503(b)(9) CLAIMS PLEASE TAKE NOTICE that, on March 30, 2020 (the “Petition Date”), BroadVision, Inc. (the “Debtor”) in the above-captio

April 9, 2020 8-K

Financial Statements and Exhibits, Other Events

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549  FORM 8-K  CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934  Ap Date of Report: April 2, 2020 (Date of earliest event reported) BROADVISION, INC. (Exact name of registrant as specified in its charter)   Delaware 1-34205 94-3184303 (State or other jurisdiction of incorporation) (Commiss

April 9, 2020 EX-10.1

Amended Plan

EX-10.1 2 bvsn-20200402xex101.htm EX-10.1 IN THE UNITED STATES BANKRUPTCY COURT FOR THE DISTRICT OF DELAWARE In re: BROADVISION, INC., Debtor Chapter 11 Case No. 20-10701 (CSS)  amended PREPACKAGED PLAN OF REORGANIZATION UNDER CHAPTER 11 OF THE BANKRUPTCY CODE FOR BROADVISION, INC.  Joshua D. Morse DLA PIPER LLP (US) 555 Mission Street, Suite 2400 San Francisco, California Telephone: (415) 836-2

April 9, 2020 EX-10.2

Amended Disclosure Statement

Case 20-10701-CSS Doc 58 Filed 04/03/20 Page 1 of 39  A COMBINED HEARING TO CONSIDER THE ADEQUACY OF THIS DISCLOSURE STATEMENT UNDER SECTION 1125 OF THE BANKRUPTCY CODE AND CONFIRMATION THE PLAN HAS BEEN SET BY THE BANKRUPTCY COURT FOR MAY 14, 2020, AT 2:00 P.

April 9, 2020 EX-10.3

Notice of Combined Hearing

IN THE United States Bankruptcy Court FOR THE DISTRICT OF Delaware  1   In re: BROADVISION, INC.

March 30, 2020 EX-99.1

BroadVision, Inc. Commences Next Step to RESTRUCTURE AND Sell Business through Implementation of Prepackaged REORGANIZATION Plan

Exhibit 99.1 BroadVision, Inc. Commences Next Step to RESTRUCTURE AND Sell Business through Implementation of Prepackaged REORGANIZATION Plan Redwood City, CA – March 30, 2020 – BroadVision, Inc. (“the Company”) today announced that it has taken the next step to implement the "pre-packaged" plan to restructure the business and be acquired by ESW Capital, LLC, under its previously announced Restruc

March 30, 2020 8-K

Financial Statements and Exhibits, Bankruptcy or Receivership

8-K 1 bvsn-20200330x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549  FORM 8-K  CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934   Date of Report: March 30, 2020 (Date of earliest event reported) BROADVISION, INC. (Exact name of registrant as specified in its charter)   Delaware 1-34205 94-3184303 (State or other jurisdic

March 27, 2020 EX-10.1

Restructuring Support Agreement, dated March 27, 2020 by and between the Company, the Plan Sponsor, and other major shareholders of the Company, including Dr. Pehong Chen and Honu Holdings, LLC

EX-10.1 2 bvsn-20200327xex101.htm EX-10.1 EXECUTION VERSION RESTRUCTURING SUPPORT AGREEMENT  This Restructuring Support Agreement, dated as of March 27, 2020 (as the same may be amended, modified or extended, and including the exhibits hereto, the “Agreement”) is entered into by and among BroadVision, Inc. (the “Company”), Dr. Pehong Chen and Honu Holdings, LLC, solely in their respective capacit

March 27, 2020 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Bankruptcy or Receivership

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549  FORM 8-K  CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934   Date of Report: March 27, 2020 (Date of earliest event reported) BROADVISION, INC. (Exact name of registrant as specified in its charter)  Delaware 1-34205 94-3184303 (State or other jurisdiction of incorporation) (Commissio

March 27, 2020 EX-99.1

BroadVision, Inc. Reaches Agreement with Shareholders on Prepackaged Plan to RESTRUCTURE AND Sell Business

EX-99.1 3 bvsn-20200327xex991.htm EX-99.1 Exhibit 99.1 BroadVision, Inc. Reaches Agreement with Shareholders on Prepackaged Plan to RESTRUCTURE AND Sell Business  Redwood City, CA – March 27, 2020 – BroadVision, Inc. (“the Company”) today announced that it has entered into a Restructuring Support Agreement (the “RSA”) with ESW Capital, LLC, a major shareholder of the Company (“ESW” or the “Plan S

January 15, 2020 SC 13D/A

BVSN / BroadVision, Inc. / ESW Capital, LLC - SC 13D/A Activist Investment

SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No.

January 7, 2020 EX-10.1

Amendment to Employment Agreement dated December 31, 2019 between Samson Oil and Gas USA, Inc. and Terence M. Barr.

January 7, 2020 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 31, 2019 Samson Oil & Gas Limited (Exact name of registrant as specified in its charter) Australia 001-33578 N/A (State or other jurisdiction of incorporation or organization

December 20, 2019 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 31 Date of Report (Date of Earliest Event Reported): December 17, 2019 BroadVision, Inc. (Exact name of registrant as specified in its charter)  Delaware 1-34205 94-3184303 (State or other jurisdiction (Commission (I.R.S. Employer o

November 19, 2019 10-Q

Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019 OR  ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transaction period from to Commission File Number 001-34205 BROADVISION, INC.

November 19, 2019 EX-10.1

Amended and Restated Services and Facilities Agreement, dated September 30, 2019, by and between BroadVision, Inc. and Vmoso, Inc., as amended.

Certain confidential information contained in this document, marked by [***], has been omitted because it is both not material and would be competitively harmful if publicly disclosed.

November 15, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 31 Date of Report (Date of Earliest Event Reported): November 15, 2019 BroadVision, Inc. (Exact name of registrant as specified in its charter)  Delaware 1-34205 94-3184303 (State or other jurisdiction (Commission (I.R.S. Employer o

November 15, 2019 NT 10-Q

BVSN / BroadVision, Inc. NT 10-Q - -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549  FORM 12b-25  Commission File Number: 001-34205 CUSIP Number: 111412 706  NOTIFICATION OF LATE FILING  (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: September 30, 2019 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on Form N-SAR ☐ For the Transition Period Ended:   Read Instruction (on back page) Before Preparing Form.

November 15, 2019 EX-99.1

BroadVision Announces Third Quarter 2019 Results

BroadVision Contact: Pehong Chen Investor Relations (650) 331-1000 Ir1@broadvision.

November 7, 2019 DEFA14A

BVSN / BroadVision, Inc. DEFA14A - - DEFA14A

DEFA14A 1 nc10005703x2defa14a.htm DEFA14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant ☒ Filed by a party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only

November 7, 2019 DEF 14A

BVSN / BroadVision, Inc. DEF 14A - - DEF14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant ☒ Filed by a party other than the Registrant  o Check the appropriate box:  o Preliminary Proxy Statement  o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ De

September 26, 2019 EX-99.1

Exhibit A

EX-99.1 2 ex991.htm EXHIBIT 99.1 Exhibit 99.1 Joint Filing Agreement In accordance with Rule 13d-1(f) under the Securities and Exchange Act of 1934, the persons or entities named below agree to the joint filing on behalf of each of them of a statement on Schedule 13D (including amendments thereto) with respect to the shares of Common Stock of the Issuer and further agree that this joint filing agr

September 26, 2019 SC 13D

BVSN / BroadVision, Inc. / ESW Capital, LLC - SC 13D Activist Investment

SC 13D 1 formsc13d.htm SC 13D SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. )* Broadvision, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 111412706 (CUSIP Number) ESW Capital, LLC 401 Congress Avenue, Suite 2650 Austin, TX 78701 (512) 524-6149 Attn: Andrew S. Price Josep

August 15, 2019 NT 10-Q

BVSN / BroadVision, Inc. NT 10-Q - -

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549  FORM 12b-25  Commission File Number: 001-34205 CUSIP Number: 111412 706  NOTIFICATION OF LATE FILING  (Check One): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR ☐ Form N-CSR For Period Ended: June 30, 2019 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on Form N-SAR ☐ For the Transition Period Ended:   Read Instruction (on back page) Before Preparing Form.

August 15, 2019 8-K

Financial Statements and Exhibits, Non-Reliance on Previously Issued Financial Statements or a Related Audit Report or Completed Interim Review, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 31 Date of Report (Date of Earliest Event Reported): August 12, 2019 BroadVision, Inc. (Exact name of registrant as specified in its charter)  Delaware 1-34205 94-3184303 (State or other jurisdiction (Commission (I.R.S. Employer of

August 15, 2019 EX-99.1

BroadVision Announces Second Quarter 2019 Results

BroadVision Contact: Pehong Chen Investor Relations (650) 331-1000 Ir1@broadvision.

August 15, 2019 10-Q/A

BVSN / BroadVision, Inc. 10-Q/A - Quarterly Report - 10-Q/A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q/A (Amendment No.

August 15, 2019 10-Q

BVSN / BroadVision, Inc. 10-Q - Quarterly Report - 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 OR  ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transaction period from to Commission File Number 001-34205 BROADVISION, INC.

May 28, 2019 EX-99.1

BroadVision Regains Compliance with Nasdaq Listing Standards

EX-99.1 2 bvsn-20190528xex991.htm EX-99.1 Exhibit 99.1 BroadVision Contact: Pehong Chen Investor Relations (650) 331-1000 [email protected]  BroadVision Regains Compliance with Nasdaq Listing Standards  REDWOOD CITY, CA — May 28, 2019 — BroadVision, Inc. (Nasdaq: BVSN), a leading provider of e-business and engagement management solutions, announced today that on May 22, 2019, it received writt

May 28, 2019 8-K

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 31 Date of Report (Date of Earliest Event Reported): May 22, 2019 BroadVision, Inc. (Exact name of registrant as specified in its charter)  Delaware 1-34205 94-3184303 (State or other jurisdiction (Commission (I.R.S. Employer of inc

May 15, 2019 EX-99.1

BroadVision Announces First Quarter 2019 Results

BroadVision Contact: Pehong Chen Investor Relations (650) 331-1000 Ir1@broadvision.

May 15, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 31 Date of Report (Date of Earliest Event Reported): May 15, 2019 BroadVision, Inc. (Exact name of registrant as specified in its charter)  Delaware 1-34205 94-3184303 (State or other jurisdiction (Commission (I.R.S. Employer of inc

May 15, 2019 10-Q

BVSN / BroadVision, Inc. 10-Q Quarterly Report 10-Q

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 OR  ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transaction period from to Commission File Number 001-34205 BROADVISION, INC.

May 9, 2019 SC 13G/A

BVSN / BroadVision, Inc. / ESW Capital, LLC - SC 13G/A Passive Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Broadvision, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 111412706 (CUSIP Number) December 31, 2016** (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the ru

April 29, 2019 10-K/A

BVSN / BroadVision, Inc. 10-K/A (Annual Report) 10-K/A

10-K/A 1 bvsn-20181231x10ka.htm 10-K/A   UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K/A  (Amendment No. 1)   FOR ANNUAL AND TRANSITION REPORTS PURSUANT TO SECTIONS 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2018 OR

April 11, 2019 8-K

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

8-K 1 bvsn-20190411x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 31 Date of Report (Date of Earliest Event Reported): April 8, 2019 BroadVision, Inc. (Exact name of registrant as specified in its charter)  Delaware 001-34205 94-3184303 (State or other jurisdiction (

April 1, 2019 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 31 Date of Report (Date of Earliest Event Reported): March 29, 2019 BroadVision, Inc. (Exact name of registrant as specified in its charter)  Delaware 001-34205 94-3184303 (State or other jurisdiction (Commission (I.R.S. Employer of

April 1, 2019 EX-99.1

BroadVision Announces Fourth Quarter 2018 Results

BroadVision Announces Fourth Quarter 2018 Results  REDWOOD CITY, CA — March 29, 2019 — BroadVision, Inc.

April 1, 2019 EX-21.1

Subsidiaries of the Company.

EXHIBIT 21.1 BROADVISION, INC. AND SUBSIDIARIES  SUBSIDIARIES OF THE REGISTRANT   ▪ BroadVision France, S.A., organized under the laws of France ▪ BroadVision U.K., Ltd., organized under the laws of the United Kingdom ▪ BroadVision Srl, organized under the laws of Italy ▪ BroadVision Iberica S.A., organized under the laws of Spain ▪ Nihon BroadVision KK, organized under the laws of Japan ▪ Inte

April 1, 2019 10-K

Power of Attorney (incorporated by reference to the signature page to the Company’s Annual Report on Form 10-K filed on April 1, 2019 (File No. 001-34205)).

10-K 1 bvsn-20181231x10k.htm 10-K   UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K  FOR ANNUAL AND TRANSITION REPORTS PURSUANT TO SECTIONS 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2018 OR ☐ TRANSITION REPORT PURSUANT

January 3, 2019 EX-10.1

Series A Preferred Stock Purchase Agreement dated January 2, 2019 by and between the Company and Vmoso, Inc. (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on January 3, 2019 (File No. 001-34205)).

EX-10.1 2 bvsn-20190103xex101.htm EX-10.1 VMOSO, INC. SERIES A PREFERRED STOCK PURCHASE AGREEMENT This Series A Preferred Stock Purchase Agreement (the “Agreement”) is made as of January 2, 2019 by and between Vmoso, Inc., a Delaware corporation (the “Company”) and BroadVision, Inc. (“Purchaser”). Certain capitalized terms used below are defined in the terms and conditions set forth in Exhibit A a

January 3, 2019 EX-10.2

Class 1 Common Stock Purchase Agreement dated January 2, 2019 by and between Dr. Pehong Chen and Vmoso, Inc. (incorporated by reference to Exhibit 10.2 to the Company’s Current Report on Form 8-K filed on January 3, 2019 (File No. 001-34205)).

VMOSO, INC. CLASS 1 COMMON STOCK PURCHASE AGREEMENT This Common Stock Purchase Agreement (the “Agreement”) is made as of January 2, 2019 by and between Vmoso, Inc., a Delaware corporation (the “Company”) and Dr. Pehong Chen (“Purchaser”). Certain capitalized terms used below are defined in the terms and conditions set forth in Exhibit A attached to this Agreement, which are incorporated by referen

January 3, 2019 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits, Completion of Acquisition or Disposition of Assets

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 31 Date of Report (Date of Earliest Event Reported): January 2, 2019 BroadVision, Inc. (Exact name of registrant as specified in its charter)  Delaware 1-34205 94-3184303 (State or other jurisdiction (Commission (I.R.S. Employer of

January 3, 2019 EX-10.3

Services and Facilities Agreement dated January 2, 2019, effective as of January 1, 2019, by and between BroadVision, Inc. and Vmoso, Inc. (incorporated by reference to Exhibit 10.3 to the Company’s Current Report on Form 8-K filed on January 3, 2019 (File No. 001-34205)).

EX-10.3 4 bvsn-20190103xex103.htm EX-10.3 SERVICES and facilities AGREEMENT This SERVICES AND FACILITIES AGREEMENT (this “Agreement”) is entered into on January 2, 2019, effective as of January 1, 2019 (the “Effective Date”), between Vmoso, Inc., a Delaware corporation (“Recipient”), and BroadVision, Inc., a Delaware corporation (“Provider”). Provider and Recipient are each referred to herein indi

December 28, 2018 8-K

Submission of Matters to a Vote of Security Holders

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 31 Date of Report (Date of Earliest Event Reported): December 27, 2018 BroadVision, Inc. (Exact name of registrant as specified in its charter)  Delaware 1-34205 94-3184303 (State or other jurisdiction (Commission (I.R.S. Employer o

November 16, 2018 DEFA14A

BVSN / BroadVision, Inc. DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin

November 16, 2018 DEF 14A

BVSN / BroadVision, Inc. DEF 14A

TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A PROXY STATEMENT PURSUANT TO SECTION 14(a) OF THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ) Filed by the Registrant ☒ Filed by a party other than the Registrant  o Check the appropriate box:  o Preliminary Proxy Statement  o Confidential, for Use of the Commission Only (as permitted by Rule

November 14, 2018 10-Q

BVSN / BroadVision, Inc. 10-Q (Quarterly Report)

10-Q 1 bvsn-20180930x10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 OR  ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transaction period from to Comm

November 13, 2018 EX-99

BroadVision Announces Third Quarter 2018 Results

BroadVision Contact: Pehong Chen Investor Relations (650) 331-1000 Ir1@broadvision.

November 13, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 31 Date of Report (Date of Earliest Event Reported): November 13, 2018 BroadVision, Inc. (Exact name of registrant as specified in its charter)  Delaware 1-34205 94-3184303 (State or other jurisdiction (Commission (I.R.S. Employer o

November 5, 2018 8-K

Shareholder Director Nominations

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 31 Date of Report (Date of Earliest Event Reported): November 5, 2018 BroadVision, Inc. (Exact name of registrant as specified in its charter)  Delaware 1-34205 94-3184303 (State or other jurisdiction (Commission (I.R.S. Employer of

August 14, 2018 EX-10.1

Lease Agreement, dated March 30, 2018, between Portside Investors and the Company (incorporated by reference to Exhibit 10.1 to the Company’s Quarterly Report on Form 10-Q filed on August 14, 2018 (File No. 001-34205)).

STANDARD LEASE AGREEMENT This Lease Agreement (this “Lease”) is made and entered into as of the 16th day of March 2018, between PORTSIDE INVESTORS, a California limited partnership (hereinafter called “Landlord”) and BROADVISION, having its principal office at 460 Seaport Court, Suite102, Redwood City, California 94063 (hereinafter called “Tenant”).

August 14, 2018 10-Q

BVSN / BroadVision, Inc. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 OR  ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transaction period from to Commission File Number 001-34205 BROADVISION, INC.

August 13, 2018 EX-99.1

BroadVision Announces Second Quarter 2018 Results

EMBARGO UNTIL 1:30 PDT BroadVision Contact: Pehong Chen Investor Relations (650) 331-1000 Ir1@broadvision.

August 13, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 31 Date of Report (Date of Earliest Event Reported): August 13, 2018 BroadVision, Inc. (Exact name of registrant as specified in its charter)  Delaware 1-34205 94-3184303 (State or other jurisdiction (Commission (I.R.S. Employer of

May 15, 2018 10-Q

BVSN / BroadVision, Inc. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 OR  ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transaction period from to Commission File Number 001-34205 BROADVISION, INC.

May 11, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 31 Date of Report (Date of Earliest Event Reported): May 11, 2018 BroadVision, Inc. (Exact name of registrant as specified in its charter)  Delaware 1-34205 94-3184303 (State or other jurisdiction (Commission (I.R.S. Employer of inc

May 11, 2018 EX-99.1

BroadVision Announces First Quarter 2018 Results

EMBARGO UNTIL 1:30 PDT BroadVision Contact: Pehong Chen Investor Relations (650) 331-1000 Ir1@broadvision.

April 27, 2018 10-K/A

BVSN / BroadVision, Inc. 10-K/A (Annual Report)

10-K/A 1 bvsn-20171231x10ka.htm 10-K/A   UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K/A  (Amendment No. 1)   FOR ANNUAL AND TRANSITION REPORTS PURSUANT TO SECTIONS 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2017 OR

April 2, 2018 S-8

BVSN / BroadVision, Inc. S-8

  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933   BROADVISION, INC. (Exact Name of Registrant as Specified in Its Charter)    Delaware 94-3184303 (State or Other Jurisdiction of Incorporation or Organization) (I.R.S. Employer Identification No.)   1700 Seaport Blvd, Suite 210 Redwood City, Californi

April 2, 2018 10-K

Power of Attorney (incorporated by reference to the signature page to the Company’s Annual Report on Form 10-K filed on April 2, 2018 (File No. 001-34205)).

  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K  FOR ANNUAL AND TRANSITION REPORTS PURSUANT TO SECTIONS 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) ☑ ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2017 OR ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-34205  BROADVISION, INC.

April 2, 2018 EX-21.1

Subsidiaries of the Company.

EXHIBIT 21.1 LIST OF SUBSIDIARIES   BROADVISION, INC. AND SUBSIDIARIES  SUBSIDIARIES OF THE REGISTRANT ▪ BroadVision France, S.A., organized under the laws of France   ▪ BroadVision U.K., Ltd., organized under the laws of the United Kingdom    ▪ BroadVision Srl, organized under the laws of Italy  ▪ BroadVision Iberica S.A., organized under the laws of Spain  ▪ Nihon BroadVision KK, organ

March 9, 2018 8-K

BVSN / BroadVision, Inc. 8-K (Current Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549  FORM 8-K CURRENT REPORT   Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934  7  Date of Report (Date of Earliest Event Reported): March 7, 2018 BroadVision, Inc. (Exact name of registrant as specified in its charter)    Delaware 1-34205 94-3184303 (State or other jurisdiction (Commission (I.R.S. E

February 14, 2018 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 31 Date of Report (Date of Earliest Event Reported): February 14, 2018 BroadVision, Inc. (Exact name of registrant as specified in its charter)  Delaware 1-34205 94-3184303 (State or other jurisdiction (Commission (I.R.S. Employer o

February 14, 2018 EX-99.1

BroadVision Announces Fourth Quarter 2017 Results

BVSN EXHIBIT 991 EMBARGO UNTIL 1:30 PST BroadVision Contact: Peter Chu Investor Relations (650) 295-0716 x7177 Ir1@broadvision.

November 13, 2017 10-Q

BVSN / BroadVision, Inc. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 OR  ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transaction period from to Commission File Number 001-34205 BROADVISION, INC.

November 8, 2017 EX-99.1

BroadVision Announces Third Quarter 2017 Results

BVSN EXHIBIT 991 EMBARGO UNTIL 1:30 PST BroadVision Contact: Peter Chu Investor Relations (650) 295-0716 x7177 Ir1@broadvision.

November 8, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

BVSN Q3 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 31 Date of Report (Date of Earliest Event Reported): November 8, 2017 BroadVision, Inc. (Exact name of registrant as specified in its charter)  Delaware 1-34205 94-3184303 (State or other jurisdiction (Commission (I.R.S.

August 14, 2017 8-K

BroadVision 8-K (Current Report/Significant Event)

BVSN Q2 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 31 Date of Report (Date of Earliest Event Reported): August 14, 2017 BroadVision, Inc. (Exact name of registrant as specified in its charter) ? Delaware 1-34205 94-3184303 (State or other jurisdiction (Commission (I.R.S.

August 14, 2017 EX-99.1

BroadVision Announces Second Quarter 2017 Results

BVSN EXHIBIT 991 EMBARGO UNTIL 1:30 PDT BroadVision Contact: Peter Chu Investor Relations (650) 295-0716 x7177 Ir1@broadvision.

August 14, 2017 10-Q

BVSN / BroadVision, Inc. 10-Q (Quarterly Report)

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 OR  ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transaction period from to Commission File Number 001-34205 BROADVISION, INC.

June 26, 2017 8-K

Submission of Matters to a Vote of Security Holders

06222017 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of Earliest Event Reported): June 22, 2017 BroadVision, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34205 94-3184303 (State or other jurisdiction (Commission (I.R.S. Em

May 12, 2017 10-Q

BroadVision 10-Q (Quarterly Report)

10-Q 1 bvsn-20170331x10q.htm 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ☑ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 OR  ☐ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transaction period from to Commissi

May 10, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 31 Date of Report (Date of Earliest Event Reported): May 10, 2017 BroadVision, Inc. (Exact name of registrant as specified in its charter)  Delaware 1-34205 94-3184303 (State or other jurisdiction (Commission (I.R.S. Employer of inc

May 10, 2017 EX-99.1

BroadVision Announces First Quarter 2017 Results

BVSN EXHIBIT 991 EMBARGO UNTIL 1:30 PDT BroadVision Contact: Peter Chu Investor Relations (650) 295-0716 x7177 Ir1@broadvision.

May 1, 2017 DEFA14A

BroadVision DEFA14A

DEFA14A 1 bvsn-20170501xdefa14a.htm DEFA14A  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549  SCHEDULE 14A  Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )  Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commis

May 1, 2017 DEF 14A

BroadVision DEF 14A

DEF 14A 2017  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549  SCHEDULE 14A  Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )  Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule

March 30, 2017 S-8

BroadVision S-8

2017 S-8 PLAN 2006 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

March 30, 2017 10-K

BroadVision 10-K (Annual Report)

BVSN 2016123110K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K ? FOR ANNUAL AND TRANSITION REPORTS PURSUANT TO SECTIONS 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2016 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-34205 ? BROADVISION, INC.

February 8, 2017 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

BVSN Q4 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 31 Date of Report (Date of Earliest Event Reported): February 8, 2017 BroadVision, Inc. (Exact name of registrant as specified in its charter) ? Delaware 1-34205 94-3184303 (State or other jurisdiction (Commission (I.R.S.

February 8, 2017 EX-99.1

BroadVision Announces Fourth Quarter 2016 Results

BVSN EXHIBIT 99.1 EMBARGO UNTIL 1:30 PST BroadVision Contact: Peter Chu Investor Relations (650) 295-0716 x7177 [email protected] ? BroadVision Announces Fourth Quarter 2016 Results REDWOOD CITY, CA ? February 8, 2017 ? BroadVision, Inc. (NASDAQ: BVSN), a leading provider of e-business and engagement management solutions, today reported financial results for its fourth quarter ended December 31,

November 10, 2016 10-Q

BroadVision 10-Q (Quarterly Report)

BVSN-20160930 Q3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 OR ? ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transaction period from to Commission File Number 001-34205 BROADVISION, INC.

November 9, 2016 EX-99.1

BroadVision Announces Third Quarter 2016 Results

BVSN EXHIBIT 991 EMBARGO UNTIL 1:30 PST BroadVision Contact: Peter Chu Investor Relations (650) 295-0716 x7177 Ir1@broadvision.

November 9, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

BVSN Q3 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 31 Date of Report (Date of Earliest Event Reported): November 9, 2016 BroadVision, Inc. (Exact name of registrant as specified in its charter) ? Delaware 1-34205 94-3184303 (State or other jurisdiction (Commission (I.R.S.

August 12, 2016 10-Q

BroadVision 10-Q (Quarterly Report)

BVSN-20160630 Q2 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 OR ? ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transaction period from to Commission File Number 001-34205 BROADVISION, INC.

August 10, 2016 EX-99.1

BroadVision Announces Second Quarter 2016 Results

EX-99.1 2 bvsn-20160810xex991.htm EX-99.1 EMBARGO UNTIL 1:30 PDT BroadVision Contact: Peter Chu Investor Relations (650) 295-0716 x7177 [email protected]  BroadVision Announces Second Quarter 2016 Results REDWOOD CITY, CA — August 10, 2016 — BroadVision, Inc. (NASDAQ: BVSN), a leading provider of e-business and engagement management solutions, today reported financial results for its second qua

August 10, 2016 8-K

BroadVision 8-K (Current Report/Significant Event)

BVSN Q2 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 31 Date of Report (Date of Earliest Event Reported): August 10, 2016 BroadVision, Inc. (Exact name of registrant as specified in its charter) ? Delaware 1-34205 94-3184303 (State or other jurisdiction (Commission (I.R.S.

July 18, 2016 8-K

BroadVision 8-K (Current Report/Significant Event)

2016 8-K 07142016 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 ? Date of Report (Date of Earliest Event Reported): July 14, 2016 BroadVision, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34205 94-3184303 (State or other jurisdiction (Commission (I.R.

June 3, 2016 DEFA14A

BroadVision DEFA14A

DEFA 14A ? UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ? SCHEDULE 14A ? Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) ? Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a

June 3, 2016 DEF 14A

BroadVision DEF 14A

DEF 14A 1 bvsn-20160603xdef14a.htm DEF 14A  UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549  SCHEDULE 14A  Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. )  Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commiss

May 16, 2016 10-Q

BroadVision 10-Q (Quarterly Report)

BVSN-20160331 Q1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2016 OR ? ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transaction period from to Commission File Number 001-34205 BROADVISION, INC.

May 4, 2016 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 bvsn-20160504x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 31 Date of Report (Date of Earliest Event Reported): May 4, 2016 BroadVision, Inc. (Exact name of registrant as specified in its charter)  Delaware 1-34205 94-3184303 (State or other jurisdiction (Comm

May 4, 2016 EX-99.1

BroadVision Announces First Quarter 2016 Results

BVSN EXHIBIT 99.1 EMBARGO UNTIL 1:30 PDT BroadVision Contact: Peter Chu Investor Relations (650) 295-0716 x7177 [email protected] ? BroadVision Announces First Quarter 2016 Results REDWOOD CITY, CA ? May 4, 2016 ? BroadVision, Inc. (NASDAQ: BVSN), a leading provider of e-business and engagement management solutions, today reported financial results for its first quarter ended March 31, 2016. Rev

April 29, 2016 10-K/A

BroadVision 10-K/A (Annual Report)

2015 10-K Amendment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K/A ? (Amendment No.

April 14, 2016 S-8

BroadVision S-8

2016 S-8 PLAN 2006 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

April 14, 2016 10-K

BroadVision 10-K (Annual Report)

BVSN-20151231 K2015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K ? FOR ANNUAL AND TRANSITION REPORTS PURSUANT TO SECTIONS 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2015 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-34205 ? BROADVISION, INC.

April 7, 2016 8-K

BroadVision 8-K (Current Report/Significant Event)

BVSN Item 301 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 4, 2016 BroadVision, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34205 94-3184303 (State or other jurisdiction (Commission (I.R.S. Emplo

April 7, 2016 EX-99.1

BroadVision Receives Letter from NASDAQ

BVSN EXHIBIT 99.1 BroadVision Receives Letter from NASDAQ REDWOOD CITY, CA ? April 7, 2016 ? BroadVision, Inc. (the ?Company?) (NASDAQ: BVSN), a leading provider of e-business and engagement management solutions, today announced that, on April 4, 2016, it received a written notice from the Listing Qualifications department of the Nasdaq Stock Market ("Nasdaq") indicating that the Company is no lon

March 31, 2016 NT 10-K

BroadVision 0-K

Form 12b25 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 12b-25 Commission File Number: 001-34205 CUSIP Number: 111412706 NOTIFICATION OF LATE FILING (Check One): ? Form 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form 10-D ? Form N-SAR ? Form N-CSR For Period Ended: December 31, 2015 ? Transition Report on Form 10-K ? Transition Report on Form 20-F ? Transition Report on Form 11-K ? Transition Report on Form 10-Q ? Transition Report on Form N-SAR ? For the Transition Period Ended: Read Instruction (on back page) Before Preparing Form.

February 3, 2016 SC 13G/A

BVSN / BroadVision, Inc. / ESW Capital, LLC - SC 13G/A Passive Investment

SC 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Broadvision, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 111412706 (CUSIP Number) January 29, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate

February 3, 2016 8-K

BroadVision 8-K (Current Report/Significant Event)

BVSN EXHIBIT 991 EMBARGO UNTIL 1:30 PST BroadVision Contact: Peter Chu Investor Relations (650) 295-0716 x7177 Ir1@broadvision.

February 3, 2016 EX-99.1

BroadVision Announces Fourth Quarter 2015 Results

EMBARGO UNTIL 1:30 PST BroadVision Contact: Peter Chu Investor Relations (650) 295-0716 x7177 Ir1@broadvision.

October 28, 2015 8-K

BroadVision 8-K (Current Report/Significant Event)

BVSN Q3 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 31 Date of Report (Date of Earliest Event Reported): October 28, 2015 BroadVision, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34205 94-3184303 (State or other jurisdiction (Commission (I.R.S. E

October 28, 2015 EX-99.1

BroadVision Announces Third Quarter 2015 Results

BVSN Q3 2015 EXHIBIT 99.1 EMBARGO UNTIL 1:30 PDT BroadVision Contact: Peter Chu Investor Relations (650) 295-0716 x7177 [email protected] BroadVision Announces Third Quarter 2015 Results REDWOOD CITY, CA ? October 28, 2015 ? BroadVision, Inc. (NASDAQ: BVSN), a leading provider of e-business and engagement management solutions, today reported financial results for its third quarter ended Septembe

August 28, 2015 CORRESP

BroadVision ESP

CORRESP 1 filename1.htm August 28, 2015 U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Craig D. Wilson Megan Akst Re:BroadVision, Inc. Form 10-K for Fiscal Year Ended December 31, 2014 Filed March 13, 2015 File No. 001-34205 Ladies and Gentlemen: BroadVision, Inc. (“we,” “us,” “our” or the “Company”) is providing this letter in response to comments rec

August 19, 2015 CORRESP

BroadVision ESP

Extension Letter to SEC comment dated 08062015 August 19, 2015 Securities and Exchange Commission Attention: Craig D.

August 12, 2015 EX-24.EXHIBIT 24

LIMITED POWER OF ATTORNEY FOR SECTION 16(a) REPORTING

Cataca Resources Inc.: Exhibit 24.1 - Filed by newsfilecorp.com LIMITED POWER OF ATTORNEY FOR SECTION 16(a) REPORTING KNOW ALL PERSONS BY THESE PRESENTS, that the undersigned hereby makes, constitutes and appoints each of Andrew Price, and his successor in the office of Chief Financial Officer of ESW Capital, LLC (?ESW?), as the undersigned's true and lawful attorney-in-fact (the "Attorney-in Fact

August 5, 2015 SC 13G/A

BVSN / BroadVision, Inc. / ESW Capital, LLC - SCHEDULE 13G AMENDMENT NO. 1 Passive Investment

Schedule 13G Amendment No. 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Broadvision, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 111412706 (CUSIP Number) August 3, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate

July 24, 2015 CORRESP

BroadVision ESP

Final response to SEC comment on 10-K July 24, 2015 U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C. 20549 Attention: Craig D. Wilson Megan Akst Re:Broadvision, Inc. Form 10-K for Fiscal Year Ended December 31, 2014 Filed March 13, 2015 File No. 001-34205 Ladies and Gentlemen: Broadvision, Inc. (?we,? ?us,? ?our? or the ?Company?) is providing this letter in response to

July 24, 2015 EX-99.1

BroadVision Announces Second Quarter 2015 Results

BVSN Q2 2015 EXHIBIT 99.1 V2 EMBARGO UNTIL 1:30 PDT BroadVision Contact: Peter Chu Investor Relations (650) 295-0716 x7177 [email protected] BroadVision Announces Second Quarter 2015 Results REDWOOD CITY, CA — July 24, 2015 — BroadVision, Inc. (NASDAQ: BVSN), a leading provider of e-business and engagement management solutions, today reported financial results for its second quarter ended June 3

July 24, 2015 8-K

BroadVision 8-K (Current Report/Significant Event)

BVSN Q2 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 31 Date of Report (Date of Earliest Event Reported): July 24, 2015 BroadVision, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34205 94-3184303 (State or other jurisdiction (Commission (I.R.S. Empl

July 16, 2015 CORRESP

BroadVision ESP

Response to SEC Comment July 16, 2015 Securities and Exchange Commission Attention: Craig D.

June 22, 2015 8-K

BroadVision 8-K (Current Report/Significant Event)

2015 8-K 06192015 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 18, 2015 BroadVision, Inc. (Exact name of registrant as specified in its charter) Delaware 001-34205 94-3184303 (State or other jurisdiction (Commission (I.R.S.

May 8, 2015 SC 13G

BVSN / BroadVision, Inc. / ESW Capital, LLC - SCHEDULE 13G Passive Investment

SC 13G 1 d922969dsc13g.htm SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. N/A)* Broadvision, Inc. (Name of Issuer) Common Stock, par value $0.0001 per share (Title of Class of Securities) 111412706 (CUSIP Number) April 28, 2015 (Date of Event Which Requires Filing of this Statement) Check th

April 30, 2015 DEF 14A

BroadVision DEF 14A

DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2))

April 30, 2015 DEFA14A

BroadVision DEFA14A

DEFA 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ? Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)

April 29, 2015 8-K

BroadVision 8-K (Current Report/Significant Event)

BVSN Q1 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 31 Date of Report (Date of Earliest Event Reported): April 29, 2015 BroadVision, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34205 94-3184303 (State or other jurisdiction (Commission (I.R.S. Emp

April 29, 2015 EX-99.1

BroadVision Announces First Quarter 2015 Results

BVSN EXHIBIT 991 EMBARGO UNTIL 1:30 PDT BroadVision Contact: Peter Chu Investor Relations (650) 295-0716 x7177 Ir1@broadvision.

March 13, 2015 S-8

BroadVision S-8

2015 S-8 PLAN 2006 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.

March 2, 2015 EX-99.1

February 26, 2015

February 26, 2015 VIA Federal Express next business day delivery Mr. Michael Brauser Mr. Barry Honig Marlin Capital Investments, LLC 555 S. Federal Highway, #450 Baton Raton, FL 33432 Re:BroadVision, Inc. Board of Directors Response to Marlin correspondence filed with the SEC on January 30, 2015 Gentlemen: On behalf of the Board of Directors of BroadVision, Inc., I am responding to your letter dat

March 2, 2015 8-K

Current Report

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 31 Date of Report (Date of Earliest Event Reported): February 26, 2015 BroadVision, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34205 94-3184303 (State or other jurisdiction (Commission (I.R.S. Employer of

February 5, 2015 EX-99.1

BroadVision Announces Four Quarter 2014 Results

EX-99.1 2 bvsn-20150205ex9915180ca.htm EX-99.1 EMBARGO UNTIL 1:30 PDT BroadVision Contact: Peter Chu Investor Relations (650) 295-0716 x7177 [email protected] BroadVision Announces Four Quarter 2014 Results REDWOOD CITY, CA — February 5, 2015 — BroadVision, Inc. (NASDAQ: BVSN), a leading provider of e-business and engagement management solutions, today reported financial results for its fourth q

February 5, 2015 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 31 Date of Report (Date of Earliest Event Reported): February 5, 2015 BroadVision, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34205 94-3184303 (State or other jurisdiction (Commission (I.R.S. Employer of i

January 30, 2015 SC 13D

BVSN / BroadVision, Inc. / Marlin Capital Investments, LLC - SCHEDULE 13D Activist Investment

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 BROADVISION, INC. (Name of Issuer) COMMON STOCK, PAR VALUE $.0001 PER SHARE (Title of Class of Securities) 111412706 (CUSIP Number) Barry Honig Michael Brauser Marlin Capital Investments, LLC 555 S. Federal Hwy #450, Boca Raton, FL 33432. (Name, Address and Telephone Numbe

January 30, 2015 EX-99.2

JOINT FILING AGREEMENT

EXHIBIT 99.2 JOINT FILING AGREEMENT The undersigned hereby agree that the Statement on Schedule 13D, dated January 30, 2015, with respect to shares of the common stock, $.0001 par value per share, of Broadvision, Inc. is, and any amendments thereto executed by each of us shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(k)(1) under the Securiti

January 30, 2015 EX-99.1

MARLIN CAPITAL INVESTMENTS, LLC 555 S. Federal Highway, #450 Boca Raton, FL 33432

Exhibit 99.1 MARLIN CAPITAL INVESTMENTS, LLC 555 S. Federal Highway, #450 Boca Raton, FL 33432 January 29, 2015 The Board of Directors Broadvision Inc. 1700 Seaport Blvd. Suite 210 Redwood City, CA 94063 Gentlemen: We are the beneficial owners of a combined 343,144 shares of common stock of Broadvision Inc. (the “Company”), equating to 7.1% of the Company. We originally submitted a letter to your

October 22, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 31 Date of Report (Date of Earliest Event Reported): October 22, 2014 BroadVision, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34205 94-3184303 (State or other jurisdiction (Commission (I.R.S. Employer of i

October 22, 2014 EX-99.1

BroadVision Announces Third Quarter 2014 Results

EMBARGO UNTIL 1:30 PDT BroadVision Contact: Peter Chu Investor Relations (650) 295-0716 x7177 Ir1@broadvision.

October 15, 2014 EX-10.1

First Amendment to Lease Agreement dated September 4, 2014 between BroadVision Inc. and VII Pac Shores Investors, LLC (incorporated by reference to Exhibit 10.1 to the Company's Current Report on Form 8-K filed on October 15, 2014 (File No. 001-34205)).

FIRST AMENDMENT THIS FIRST AMENDMENT (this “Amendment”) is made and entered into as of , 2014, by and between VII Pac Shores Investors, L.

October 15, 2014 8-K

Financial Statements and Exhibits

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 31 Date of Report (Date of Earliest Event Reported): September 4, 2014 BroadVision, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34205 94-3184303 (State or other jurisdiction (Commission (I.R.S. Employer of

July 30, 2014 EX-99.1

BroadVision Announces Second Quarter 2014 Results

EMBARGO UNTIL 1:30 PDT BroadVision Contact: Peter Chu Investor Relations (650) 295-0716 x7177 Ir1@broadvision.

July 30, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 31 Date of Report (Date of Earliest Event Reported): July 30, 2014 BroadVision, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34205 94-3184303 (State or other jurisdiction (Commission (I.R.S. Employer of inco

July 1, 2014 8-K

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 7 Date of Report (Date of Earliest Event Reported): June 25, 2014 BroadVision, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34205 94-3184303 (State or other jurisdiction (Commission (I.R.S. Employer of incor

June 5, 2014 8-K

Submission of Matters to a Vote of Security Holders - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 4, 2014 BroadVision, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34205 94-3184303 (State or other jurisdiction (Commission (I.R.S. Employer of incorpor

April 30, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 31 Date of Report (Date of Earliest Event Reported): April 30, 2014 BroadVision, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34205 94-3184303 (State or other jurisdiction (Commission (I.R.S. Employer of inc

April 30, 2014 EX-99.1

BroadVision Announces First Quarter 2014 Results

MBARGO UNTIL 1:30 PST BroadVision Contact: Peter Chu Investor Relations (650) 295-0716 x7177 Ir1@broadvision.

April 24, 2014 DEFA14A

- DEFA14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐Defini

April 24, 2014 DEF 14A

- DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☒ Defin

March 14, 2014 S-8

- S-8

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 BROADVISION, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 94-3184303 (State or Other Jurisdiction of Incorporation or Organization) (I.R.S. Employer Identification No.) 1700 Seaport Blvd, Suite 210 Redwood City, California 94063 (Address o

March 14, 2014 10-K

BroadVision 10-K (Annual Report)

03c14907eaf0494 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K FOR ANNUAL AND TRANSITION REPORTS PURSUANT TO SECTIONS 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 (Mark One) ? ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the Fiscal Year Ended December 31, 2013 OR ? TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-34205 BROADVISION, INC.

January 29, 2014 EX-99.1

BroadVision Announces Fourth Quarter 2013 and Full-Year Results

MBARGO UNTIL 1:30 PST BroadVision Contact: Peter Chu Investor Relations (650) 295-0716 x7177 Ir1@broadvision.

January 29, 2014 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 31 Date of Report (Date of Earliest Event Reported): January 29, 2014 BroadVision, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34205 94-3184303 (State or other jurisdiction (Commission (I.R.S. Employer of i

November 8, 2013 EX-99.1

Employee Stock Purchase Plan, as amended (incorporated by reference to Exhibit 99.1 to the Company's Registration Statement on Form S-8 filed on November 8, 2013 (File No. 333-192224)).

BROADVISION, INC. EMPLOYEE STOCK PURCHASE PLAN Adopted by the Board of Directors on April 16, 1996 Approved by the Stockholders on June 11, 1996 Amended by the Board of Directors on March 11, 1998 Approved by the Stockholders on May 11, 1998 Amended by the Board of Directors on February 3, 1999 Approved by the Stockholders on May 12, 1999 Amended by the Board of Directors on February 26, 2001 Appr

November 8, 2013 S-8

- S-8

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 BROADVISION, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 94-3184303 (State or Other Jurisdiction of Incorporation or Organization) (I.R.S. Employer Identification No.) 1700 Seaport Blvd, Suite 210 Redwood City, California 94063 (Address o

October 23, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 bvsn-20131023x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 31 Date of Report (Date of Earliest Event Reported): October 23, 2013 BroadVision, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34205 94-3184303 (State or other jurisdiction (C

October 23, 2013 EX-99.1

BroadVision Announces Third Quarter 2013 Results

EMBARGO UNTIL 1:30 PDT BroadVision Contact: Peter Chu Investor Relations (650) 295-0716 x7177 Ir1@broadvision.

July 31, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 31 Date of Report (Date of Earliest Event Reported): July 31, 2013 BroadVision, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34205 94-3184303 (State or other jurisdiction (Commission (I.R.S. Employer of inco

July 31, 2013 EX-99.1

BroadVision Announces Second Quarter 2013 Results

EMBARGO UNTIL 1:30 PDT BroadVision Contact: Peter Chu Investor Relations (650) 295-0716 x7177 Ir1@broadvision.

June 7, 2013 8-K

Submission of Matters to a Vote of Security Holders - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 7 Date of Report (Date of Earliest Event Reported): June 6, 2013 BroadVision, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34205 94-3184303 (State or other jurisdiction (Commission (I.R.S. Employer of incorp

April 24, 2013 DEF 14A

- DEF 14A

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Defin

April 24, 2013 EX-99.1

BroadVision Announces First Quarter 2013 Results

EMBARGO UNTIL 1:30 PDT BroadVision Contact: Peter Chu Investor Relations (650) 295-0716 x7177 BroadVision Announces First Quarter 2013 Results REDWOOD CITY, CA — April 24, 2013 — BroadVision, Inc.

April 24, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - 8-K

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 24, 2013 BroadVision, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34205 94-3184303 (State or other jurisdiction (Commission (I.R.S. Employer of incorp

March 15, 2013 S-8

- S-8

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 BROADVISION, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 94-3184303 (State or Other Jurisdiction of Incorporation or Organization) (I.R.S. Employer Identification No.) 1700 Seaport Blvd, Suite 210 Redwood City, California 94063 (Address o

February 14, 2013 SC 13G/A

BVSN / BroadVision, Inc. / Palo Alto Investors LP Passive Investment

SC 13G/A 1 broad13g.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 7) BroadVision, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 111412706 (CUSIP Number) December 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu

January 30, 2013 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

8-K 1 bvsn-20130130x8k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 30, 2013 BroadVision, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34205 94-3184303 (State or other jurisdiction (Comm

January 30, 2013 EX-99.1

BroadVision Announces Fourth Quarter 2012 and Full-Year Results

EMBARGO UNTIL 1:30 PST BroadVision Contact: Peter Chu Investor Relations (650) 295-0716 x7177 BroadVision Announces Fourth Quarter 2012 and Full-Year Results REDWOOD CITY, CA — January 30, 2013 — BroadVision, Inc.

October 24, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): October 24, 2012 BroadVision, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34205 94-3184303 (State or other jurisdiction (Commission (I.R.S. Employer of inco

October 24, 2012 EX-99.1

BroadVision Announces Third Quarter 2012 Results

EMBARGO UNTIL 1:30 PDT BroadVision Contact: Peter Chu Investor Relations (650) 295-0716 x7177 Ir1@broadvision.

July 25, 2012 EX-99.1 CHARTER

BroadVision Announces Second Quarter 2012 Results

BroadVision Contact: Peter Chu Investor Relations (650)295-0716 x 7177 ir1@broadvision.

July 25, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): July 25, 2012 BroadVision, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34205 94-3184303 (State or other jurisdiction (Commission (I.R.S. Employer of incorpo

June 11, 2012 8-K

Submission of Matters to a Vote of Security Holders - ANNUAL MEETING VOTES

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): June 7, 2012 BroadVision, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34205 94-3184303 (State or other jurisdiction (Commission (I.R.S. Employer of incorpor

April 25, 2012 DEF 14A

- DEFINITIVE PROXY STATEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant ý Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ý Defin

April 25, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 25, 2012 BroadVision, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34205 94-3184303 (State or other jurisdiction (Commission (I.R.S. Employer of incorp

April 25, 2012 EX-99.1 CHARTER

BroadVision Announces First Quarter 2012 Results

BroadVision Contact: Peter Chu Investor Relations (650)295-0716 x 7177 ir1@broadvision.

April 20, 2012 EX-10.1

Lease Agreement, dated April 18, 2012, between the Company and VII PAC SHORES INVESTORS, L.L.C (incorporated by reference to Exhibit 10.1 to the Company’s Current Report on Form 8-K filed on April 20, 2012 (File No. 001-34205)).

OFFICE LEASE This Office Lease (this “Lease”), dated as of the date set forth in Section 1.

April 20, 2012 8-K

Entry into a Material Definitive Agreement, Financial Statements and Exhibits - ENTRY INTO A MATERIAL DEFINITIVE AGREEMENT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): April 18, 2012 BroadVision, Inc. - (Exact name of registrant as specified in its charter) Delaware 001-34205 94-3184303 (State or other jurisdiction (Commission (I.R.S. Employer of in

March 8, 2012 S-8

- AMENDED AND RESTATED 2006 EQUITY INCENTIVE PLAN

UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 BROADVISION, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware 94-3184303 (State or Other Jurisdiction of Incorporation or Organization) (I.R.S. Employer Identification No.) 1600 Seaport Blvd, Suite 550, North Bldg. Redwood City, California 940

January 26, 2012 EX-99.1 CHARTER

BroadVision Announces Fourth Quarter 2011 and Full-Year Results

EMBARGO UNTIL 1:30 PST BroadVision Contact: Peter Chu Investor Relations 650-331-1000 ir1@broadvision.

January 26, 2012 8-K

Financial Statements and Exhibits, Results of Operations and Financial Condition - CURRENT REPORT

UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of Earliest Event Reported): January 26, 2012 BroadVision, Inc. (Exact name of registrant as specified in its charter) Delaware 1-34205 94-3184303 (State or other jurisdiction (Commission (I.R.S. Employer of inco

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