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SEC Filings
All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis.
These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Artio Global Investors Inc.
SEC Filings (Chronological Order)
Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.
| February 10, 2014 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| June 25, 2013 |
ART / Artio Global Investors Inc. / GAM Holding AG - SC 13G/A Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240.13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO § 240.13D-2 Under the Securities Exchange Act of 1934 (Amendment No: 1)* Artio Global Investors Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) |
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| June 6, 2013 |
You may not send a completed printout of this form to the SEC to satisfy a filing obligation. |
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| May 22, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 16, 2013 Artio Global Investors Inc. |
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| May 22, 2013 |
As filed with the Securities and Exchange Commission on May 21, 2013 Registration No. |
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| May 22, 2013 |
EX-3.1 2 dp38374ex0301.htm EXHIBIT 3.1 EXHIBIT 3.1 SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION OF ARTIO GLOBAL INVESTORS INC. * * * * * * * * ARTICLE I. The name of the corporation is: Artio Global Investors Inc. (the “Corporation”). ARTICLE II. The address of the registered office of the Corporation in the State of Delaware is c/o Corporation Service Company, 2711 Centerville Road, S |
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| May 22, 2013 |
ABERDEEN GROWS U.S. BUSINESS, COMPLETES ACQUISITION OF ARTIO GLOBAL INVESTORS INC. EXHIBIT 99.1 ABERDEEN GROWS U.S. BUSINESS, COMPLETES ACQUISITION OF ARTIO GLOBAL INVESTORS INC. PHILADELPHIA, May 21, 2013 - Aberdeen Asset Management PLC and its affiliates (“Aberdeen” or the “Group”) are pleased to announce that they have completed the acquisition of Artio Global Investors Inc. (“Artio”), a U.S. publicly-listed asset manager, effective as of the close of business on May 21, 2013 |
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| May 22, 2013 |
NOTIFICATION OF THE REMOVAL FROM LISTING AND REGISTRATION OF THE STATED SECURITIES The New York Stock Exchange hereby notifies the SEC of its intention to remove the entire class of the stated securities from listing and registration on the Exchange at the opening of business on June 3, 2013, pursuant to the provisions of Rule 12d2-2 (a). |
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| May 22, 2013 |
ARTIO GLOBAL INVESTORS INC. INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE ARTICLE I. EXHIBIT 3.2 ARTIO GLOBAL INVESTORS INC. INCORPORATED UNDER THE LAWS OF THE STATE OF DELAWARE BY-LAWS ARTICLE I. OFFICES. The registered office of Artio Global Investors Inc. (the “Corporation”) shall be located in the state of Delaware and shall be at such address as shall be set forth in the Certificate of Incorporation. The registered agent of the Corporation at such address shall be as set fort |
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| May 10, 2013 |
News Release Artio Global Investors Inc. Artio Global Investors Inc. Announces April Month-End Assets Under Management New York – (BUSINESS WIRE) – May 10, 2013 – Artio Global Investors Inc. (NYSE: ART) today reported preliminary month-end assets under management of $11.2 billion as of April 30, 2013, compared to $11.5 billion as of March 31, 2013. About Us Artio Global Investors Inc. is the indir |
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| May 10, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2013 Artio Global Investors Inc. |
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| May 6, 2013 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2013 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1 |
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| May 6, 2013 |
Artio Global Investors Reports First Quarter 2013 Results News Release Artio Global Investors Inc. Artio Global Investors Reports First Quarter 2013 Results NEW YORK, NY, May 6, 2013 – Artio Global Investors Inc. (NYSE: ART) (“Artio Global Investors”, together with its subsidiaries, “Artio Global” or the “Company”) today reported its results for the quarter ended March 31, 2013. Financial Update · Adjusted1 net loss attributable to Artio Global Investors |
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| May 6, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2013 Artio Global Investors Inc. |
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| April 11, 2013 |
DEFM14A 1 d499354ddefm14a.htm DEFM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Rule 14a-101) Filed by the Registrant þ Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Comm |
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| April 10, 2013 |
News Release Artio Global Investors Inc. Artio Global Investors Inc. Announces March Month-End Assets Under Management New York – (BUSINESS WIRE) – April 10, 2013 – Artio Global Investors Inc. (NYSE: ART) today reported preliminary month-end assets under management of $11.5 billion as of March 31, 2013, compared to $12.0 billion as of February 28, 2013. About Us Artio Global Investors Inc. is the |
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| April 10, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 10, 2013 Artio Global Investors Inc. |
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| March 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrantx Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defini |
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| March 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrantx Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defini |
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| March 13, 2013 |
PREM14A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| March 12, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2013 Artio Global Investors Inc. |
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| March 12, 2013 |
News Release Artio Global Investors Inc. Artio Global Investors Inc. Announces February Month-End Assets Under Management New York – (BUSINESS WIRE) – March 12, 2013 – Artio Global Investors Inc. (NYSE: ART) today reported preliminary month-end assets under management of $12.0 billion as of February 28, 2013, compared to $14.0 billion as of January 31, 2013. About Us Artio Global Investors Inc. is |
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| March 4, 2013 |
Exhibit 21.1 Artio Global Investors Inc. Subsidiaries Subsidiary Jurisdiction of Incorporation/Organization Artio Global Holdings LLC Delaware Artio Global Management LLC Delaware Artio Global Institutional Services LLC Delaware Artio Global Investors (Australia) LLC Delaware Artio Global Investors (U.K.) Ltd England and Wales |
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| March 4, 2013 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K (Mark One) x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 2012 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: 1-3445 |
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| February 27, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrantx Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defini |
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| February 25, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrantx Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defini |
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| February 25, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrantx Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defini |
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| February 15, 2013 |
Exhibit 99.1 VOTING AGREEMENT This VOTING AGREEMENT (this “Agreement”), dated as of February 13, 2013, is entered into by and between Aberdeen Asset Management PLC, a public limited company organized and existing under the laws of the United Kingdom (“Parent”), and GAM Holding AG (the “Stockholder”). WHEREAS, the Stockholder owns (both beneficially and of record) in the aggregate 15,880,844 shares |
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| February 15, 2013 |
Exhibit 99.1 VOTING AGREEMENT This VOTING AGREEMENT (this “Agreement”), dated as of February 13, 2013, is entered into by and between Aberdeen Asset Management PLC, a public limited company organized and existing under the laws of the United Kingdom (“Parent”), and GAM Holding AG (the “Stockholder”). WHEREAS, the Stockholder owns (both beneficially and of record) in the aggregate 15,880,844 shares |
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| February 15, 2013 |
Exhibit 10.1 Execution Version AMENDED AND RESTATED TAX RECEIVABLE AGREEMENT by and among ABERDEEN ASSET MANAGEMENT INC. ABERDEEN ASSET MANAGEMENT PLC ARTIO GLOBAL INVESTORS INC. ARTIO GLOBAL HOLDINGS LLC RICHARD C. PELL and RUDOLPH-RIAD YOUNES dated as of February 13, 2013 TABLE OF CONTENTS PAGE ARTICLE 1 DEFINITIONS 2 Section 1.01 Definitions 2 Section 1.02 Other Definitional and Interpretative |
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| February 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrantx Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defini |
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| February 15, 2013 |
EX-2.1 2 dp36269ex0201.htm EXHIBIT 2.1 Exhibit 2.1 AGREEMENT AND PLAN OF MERGER among ABERDEEN ASSET MANAGEMENT PLC, GUARDIAN ACQUISITION CORPORATION and ARTIO GLOBAL INVESTORS INC. Dated as of February 13, 2013 TABLE OF CONTENTS Page ARTICLE I. THE MERGER 2 Section 1.1. The Merger 2 Section 1.2. Closing 2 Section 1.3. Effective Time 2 Section 1.4. Effects of the Merger 2 Section 1.5. Certificate |
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| February 15, 2013 |
Exhibit 10.1 Execution Version AMENDED AND RESTATED TAX RECEIVABLE AGREEMENT by and among ABERDEEN ASSET MANAGEMENT INC. ABERDEEN ASSET MANAGEMENT PLC ARTIO GLOBAL INVESTORS INC. ARTIO GLOBAL HOLDINGS LLC RICHARD C. PELL and RUDOLPH-RIAD YOUNES dated as of February 13, 2013 TABLE OF CONTENTS PAGE ARTICLE 1 DEFINITIONS 2 Section 1.01 Definitions 2 Section 1.02 Other Definitional and Interpretative |
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| February 15, 2013 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): February 13, 2013 Artio Global Investors Inc. |
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| February 15, 2013 |
Exhibit 2.1 AGREEMENT AND PLAN OF MERGER among ABERDEEN ASSET MANAGEMENT PLC, GUARDIAN ACQUISITION CORPORATION and ARTIO GLOBAL INVESTORS INC. Dated as of February 13, 2013 TABLE OF CONTENTS Page ARTICLE I. THE MERGER 2 Section 1.1. The Merger 2 Section 1.2. Closing 2 Section 1.3. Effective Time 2 Section 1.4. Effects of the Merger 2 Section 1.5. Certificate of Incorporation 2 Section 1.6. Bylaws |
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| February 15, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrantx Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defini |
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| February 15, 2013 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of report (date of earliest event reported): February 13, 2013 Artio Global Investors Inc. |
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| February 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrantx Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defini |
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| February 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrantx Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defini |
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| February 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrantx Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defini |
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| February 14, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 v3349738k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 14, 2013 Artio Global Investors Inc. (Exact name of registrant as specified in its charter) Delaware 1-34457 13-6174048 (State or other jurisdiction of |
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| February 14, 2013 |
ART / Artio Global Investors Inc. / MARKEL CORP - SCHEDULE 13G Passive Investment Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* ARTIO GLOBAL INVESTORS INC. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 04315B107 (CUSIP Number) DECEMBER 31, 2012 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rul |
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| February 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrantx Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defini |
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| February 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrantx Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) o Defini |
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| February 14, 2013 |
Artio Global Investors Reports Fourth Quarter and Full Year 2012 Results News Release Artio Global Investors Inc. Artio Global Investors Reports Fourth Quarter and Full Year 2012 Results NEW YORK, NY, February 14, 2013 – Artio Global Investors Inc. (NYSE: ART) (“Artio Global Investors”, together with its subsidiaries, “Artio Global” or the “Company”) today reported its results for the quarter and year ended December 31, 2012. Financial Update · Adjusted1 net income att |
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| February 12, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 12, 2013 Artio Global Investors Inc. |
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| February 12, 2013 |
News Release Artio Global Investors Inc. Artio Global Investors Inc. Announces January Month-End Assets Under Management New York – (BUSINESS WIRE) – February 12, 2013 – Artio Global Investors Inc. (NYSE: ART) today reported preliminary month-end assets under management of $14.0 billion as of January 31, 2013, compared to $14.3 billion as of December 31, 2012. About Us Artio Global Investors Inc. |
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| February 12, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| January 31, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 31, 2013 Artio Global Investors Inc. |
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| January 31, 2013 |
News Release Artio Global Investors Inc. Artio Global Investors Inc. Announces Fourth Quarter and Full Year 2012 Results to be Released on February 14, 2013 New York – (BUSINESS WIRE) – January 31, 2013 – Artio Global Investors Inc. (NYSE: ART) (the “Company”) today reported that it plans to announce its results for the fourth quarter and full year 2012 on Thursday, February 14, 2013, in a news re |
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| January 30, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 29, 2013 Artio Global Investors Inc. |
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| January 15, 2013 |
ART / Artio Global Investors Inc. / Younes Rudolph-Riad - FORM SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 Artio Global Investors Inc. (Name of Issuer) Class A Common Stock, par value $0.001 per share (Title of Class of Securities) 04315B107 (CUSIP Number) December 3 |
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| January 15, 2013 |
ART / Artio Global Investors Inc. / Pell Richard - FORM SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2 Artio Global Investors Inc. (Name of Issuer) Class A Common Stock, par value $0.001 per share (Title of Class of Securities) 04315B107 (CUSIP Number) December 3 |
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| January 11, 2013 |
EX-99.1 2 v0331880ex99-1.htm EXHIBIT 99.1 News Release Artio Global Investors Inc. Artio Global Investors Inc. Announces December Month-End Assets Under Management New York – (BUSINESS WIRE) – January 11, 2013 – Artio Global Investors Inc. (NYSE: ART) today reported preliminary month-end assets under management of $14.3 billion as of December 31, 2012, compared to $15.0 billion as of November 30, |
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| January 11, 2013 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 11, 2013 Artio Global Investors Inc. |
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| January 9, 2013 |
News Release Artio Global Investors Inc. Artio Global Investors Inc. Board Appoints Christopher Wright as an Independent Director New York – (BUSINESS WIRE) – January 9, 2013 – Artio Global Investors Inc. (NYSE: ART) today announced that Christopher Wright has been appointed to its Board of Directors. He was also appointed to its Audit, Compensation and Nominating and Corporate Governance committe |
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| January 9, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 8, 2013 Artio Global Investors Inc. |
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| December 14, 2012 |
December 14, 2012 Mr. Francis Harte Artio Global Investors 330 Madison Avenue New York, NY 10013 Dear Mr. Harte: In consideration of the mutual promises set forth below, and as an inducement for you to continue your employment with Artio Global Investors Inc. (the “Company”), you and the Company agree as follows: Your employment agreement dated November 23, 2011 with the Company (the “Agreement”) |
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| December 14, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 14, 2012 Artio Global Investors Inc. |
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| December 14, 2012 |
December 14, 2012 Mr. Anthony Williams Artio Global Investors 330 Madison Avenue New York, NY 10013 Dear Mr. Williams: In consideration of the mutual promises set forth below, and as an inducement for you to continue your employment with Artio Global Investors Inc. (the “Company”), you and the Company agree as follows: Your employment agreement dated November 23, 2011 with the Company (the “Agreem |
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| December 12, 2012 |
Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2012 Artio Global Investors Inc. |
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| December 12, 2012 |
News Release Artio Global Investors Inc. Artio Global Investors Inc. Announces November Month-End Assets Under Management New York – (BUSINESS WIRE) – December 12, 2012 – Artio Global Investors Inc. (NYSE: ART) today reported preliminary month-end assets under management of $15.0 billion as of November 30, 2012, compared to $16.7 billion as of October 31, 2012. About Us Artio Global Investors Inc. |
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| November 21, 2012 |
UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0101 Washington, D. |
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| November 14, 2012 |
875,000 SHARES ARTIO GLOBAL INVESTORS INC. Class A Common Shares Prospectus Supplement to Prospectus dated June 1, 2012 Filed pursuant to Rule 424(b)(7) File No. |
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| November 13, 2012 |
News Release Artio Global Investors Inc. Artio Global Investors Inc. Announces October Month-End Assets Under Management New York – (BUSINESS WIRE) – November 13, 2012 – Artio Global Investors Inc. (NYSE: ART) today reported preliminary month-end assets under management of $16.7 billion as of October 31, 2012, compared to $17.7 billion as of September 30, 2012. About Us Artio Global Investors Inc. |
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| November 13, 2012 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 v3283268k.htm 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2012 Artio Global Investors Inc. (Exact name of registrant as specified in its charter) Delaware 1-34457 13-6174048 (State or other jurisdiction of |
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| November 9, 2012 |
FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| November 9, 2012 |
UNITED STATES OMB APPROVAL SECURITIES AND EXCHANGE COMMISSION OMB Number: 3235-0101 Washington, D. |
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| October 30, 2012 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 30, 2012 Artio Global Investors Inc. |
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| October 30, 2012 |
Artio Global Investors Reports Third Quarter 2012 Results; Announces Dividend of $0.02 Per Share News Release Artio Global Investors Inc. Artio Global Investors Reports Third Quarter 2012 Results; Announces Dividend of $0.02 Per Share NEW YORK, NY, October 30, 2012 – Artio Global Investors Inc. (NYSE: ART) (“Artio Global Investors”, together with its subsidiaries, “Artio Global” or the “Company”) today reported its results for the quarter ended September 30, 2012. Financial Update · Adjusted1 |
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| October 30, 2012 |
News Release Artio Global Investors Inc. Artio Global Investors Inc. Appoints Tony Williams CEO; Richard Pell to Focus Exclusively on CIO Role New York – (BUSINESS WIRE) – October 30, 2012 – Artio Global Investors Inc. (NYSE: ART) (the “Company”) today announced that effective November 1, 2012, Richard Pell, will step down from his roles as Chairman and CEO to focus solely on investment management |
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| October 30, 2012 |
AMENDED AND RESTATED BYLAWS OF ARTIO GLOBAL INVESTORS INC. Article 1 Offices AMENDED AND RESTATED BYLAWS OF ARTIO GLOBAL INVESTORS INC. Article 1 Offices Section 1.01. Registered Office. The registered office of the Corporation shall be in the City of Wilmington, County of New Castle, State of Delaware. Section 1.02. Other Offices. The Corporation may also have offices at such other places both within and without the State of Delaware as the Board of Directors may from tim |
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| October 30, 2012 |
8-K 1 v3268248k.htm CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 25, 2012 Artio Global Investors Inc. (Exact name of registrant as specified in its charter) Delaware 1-34457 13-6174048 (State or other jurisd |
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| October 29, 2012 |
News Release Artio Global Investors Inc. Artio Global Investors Inc. Announces Time Change of Third Quarter 2012 Earnings Results Conference Call and News Release Due to Severe Weather Conditions New York – (BUSINESS WIRE) – October 29, 2012 – Artio Global Investors Inc. (NYSE: ART) (the “Company”) today announced that it has changed the time of its third quarter 2012 earnings results conference c |
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| October 29, 2012 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 29, 2012 Artio Global Investors Inc. |
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| October 11, 2012 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 11, 2012 Artio Global Investors Inc. |
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| October 11, 2012 |
News Release Artio Global Investors Inc. Artio Global Investors Inc. Announces September Month-End Assets Under Management; Third Quarter 2012 Results to be Released on October 30, 2012 New York – (BUSINESS WIRE) – October 11, 2012 – Artio Global Investors Inc. (NYSE: ART) (the “Company”) today reported preliminary month-end assets under management of $17.7 billion as of September 30, 2012, compar |
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| August 10, 2012 |
Regulation FD Disclosure, Financial Statements and Exhibits - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 10, 2012 Artio Global Investors Inc. |
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| August 10, 2012 |
News Release Artio Global Investors Inc. Artio Global Investors Inc. Announces July Month-End Assets Under Management New York – (BUSINESS WIRE) – August 10, 2012 – Artio Global Investors Inc. (NYSE: ART) today reported preliminary month-end assets under management of $19.7 billion as of July 31, 2012, compared to $21.2 billion as of June 30, 2012. About Us Artio Global Investors Inc. is the indir |
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| August 8, 2012 |
Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| August 3, 2012 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K CURRENT REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 3, 2012 Artio Global Investors Inc. |
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| August 3, 2012 |
Artio Global Investors Reports Second Quarter 2012 Results; Announces Dividend of $0.02 Per Share News Release Artio Global Investors Inc. Artio Global Investors Reports Second Quarter 2012 Results; Announces Dividend of $0.02 Per Share NEW YORK, NY, August 3, 2012 – Artio Global Investors Inc. (NYSE: ART) (“Artio Global Investors”, together with its subsidiaries, “Artio Global” or the “Company”) today reported its results for the quarter ended June 30, 2012. Financial Update · Adjusted1 net i |
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| July 12, 2012 |
News Release Artio Global Investors Inc. Artio Global Investors Inc. Announces June Month-End Assets Under Management; Second Quarter 2012 Results to be Released on August 3, 2012 New York – (BUSINESS WIRE) – July 12, 2012 – Artio Global Investors Inc. (NYSE: ART) (the “Company”) today reported preliminary month-end assets under management of $21.2 billion as of June 30, 2012, compared to $21.8 bi |
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| July 12, 2012 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 12, 2012 Artio Global Investors Inc. |
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| June 12, 2012 |
News Release Artio Global Investors Inc. Artio Global Investors Inc. Announces May Month-End Assets Under Management New York – (BUSINESS WIRE) – June 12, 2012 – Artio Global Investors Inc. (NYSE: ART) today reported preliminary month-end assets under management of $21.8 billion as of May 31, 2012, compared to $24.9 billion as of April 30, 2012. About Us Artio Global Investors Inc. is the indirect |
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| June 12, 2012 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 12, 2012 Artio Global Investors Inc. |
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| May 30, 2012 |
May 30, 2012 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| May 30, 2012 |
As filed with the Securities and Exchange Commission on May 30, 2012 Registration No. |
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| May 21, 2012 |
May 21, 2012 Mr. Craig Slivka United States Securities and Exchange Commission Division of Corporate Finance 100 F. Street, N.E., Mail Stop 4631 Washington, D.C. 20549-4631 Re: Artio Global Investors Inc. Registration Statement on Form S-3 Filed April 26, 2012 File No. 333 - 180953 Dear Mr. Slivka: This letter sets forth the responses of Artio Global Investors Inc. (the “Company”) to the comments |
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| May 21, 2012 |
As filed with the Securities and Exchange Commission on May 21, 2012 Registration No. |
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| May 14, 2012 |
Submission of Matters to a Vote of Security Holders - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2012 Artio Global Investors Inc. |
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| May 10, 2012 |
News Release Artio Global Investors Inc. Artio Global Investors Inc. Announces April Month-End Assets Under Management New York – (BUSINESS WIRE) – May 10, 2012 – Artio Global Investors Inc. (NYSE: ART) today reported preliminary month-end assets under management of $24.9 billion as of April 30, 2012, compared to $26.6 billion as of March 31, 2012. About Us Artio Global Investors Inc. is the indir |
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| May 10, 2012 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 10, 2012 Artio Global Investors Inc. |
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| May 9, 2012 |
Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| April 26, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 24, 2012 Artio Global Investors Inc. |
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| April 26, 2012 |
Artio Global Investors Reports First Quarter 2012 Results; Announces Dividend of $0.02 Per Share News Release Artio Global Investors Inc. Artio Global Investors Reports First Quarter 2012 Results; Announces Dividend of $0.02 Per Share NEW YORK, NY, April 26, 2012 – Artio Global Investors Inc. (NYSE: ART) (“Artio Global Investors”, together with its subsidiaries, “Artio Global” or the “Company”) today reported its results for the quarter ended March 31, 2012. Financial Update · Adjusted1 net i |
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| April 26, 2012 |
As filed with the Securities and Exchange Commission on April 26, 2012 Registration No. |
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| April 12, 2012 |
News Release Artio Global Investors Inc. Artio Global Investors Inc. Announces March Month-End Assets Under Management; First Quarter 2012 Results to be Released on April 26, 2012 New York – (BUSINESS WIRE) – April 12, 2012 – Artio Global Investors Inc. (NYSE: ART) (the “Company”) today reported preliminary month-end assets under management of $26.6 billion as of March 31, 2012, compared to $28.2 |
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| April 12, 2012 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 v3092118k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 12, 2012 Artio Global Investors Inc. (Exact name of registrant as specified in its charter) Delaware 1-34457 13-6174048 (State or other jurisdiction o |
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| March 27, 2012 |
Termination of a Material Definitive Agreement - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 26, 2012 Artio Global Investors Inc. |
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| March 19, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A INFORMATION Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (as Permitted by Rule 14a-6(e)(2)) x Definitive |
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| March 12, 2012 |
News Release Artio Global Investors Inc. Artio Global Investors Inc. Announces February Month-End Assets Under Management New York – (BUSINESS WIRE) – March 12, 2012 – Artio Global Investors Inc. (NYSE: ART) today reported preliminary month-end assets under management of $28.2 billion as of February 29, 2012, compared to $29.0 billion as of January 31, 2012. About Us Artio Global Investors Inc. is |
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| March 12, 2012 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 12, 2012 Artio Global Investors Inc. |
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| February 29, 2012 |
Form 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 29, 2012 |
Subsidiaries of the Company Exhibit 21 Artio Global Investors Inc. Subsidiaries Subsidiary Jurisdiction of Incorporation/Organization Artio Global Holdings LLC Delaware Artio Global Management LLC Delaware Artio Global Institutional Services LLC Delaware Artio Global Investors (Australia) LLC Delaware Artio Global Investors (U.K.) Ltd England and Wales Artio Global Investors Inc. 2011 Annual Repor |
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| February 10, 2012 |
News Release Artio Global Investors Inc. Artio Global Investors Inc. Announces January Month-End Assets Under Management New York – (BUSINESS WIRE) – February 10, 2012 – Artio Global Investors Inc. (NYSE: ART) today reported preliminary month-end assets under management of $29.0 billion as of January 31, 2012, compared to $30.4 billion as of December 31, 2011. About Us Artio Global Investors Inc. |
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| February 10, 2012 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2012 Artio Global Investors Inc. |
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| February 9, 2012 |
ART / Artio Global Investors Inc. / GAM Holding AG - FORM SC 13G Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Artio Global Investors Inc. (Name of Issuer) Class A Common Stock (Title of Class of Securities) 04315B107 (CUSIP Number) December 31, 2011 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedu |
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| January 26, 2012 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 26, 2012 Artio Global Investors Inc. |
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| January 26, 2012 |
News Release Artio Global Investors Inc. Artio Global Investors Reports Fourth Quarter and Full Year 2011 Results; Announces Quarterly Dividend of $0.06 Per Share NEW YORK, NY, January 26, 2012 – Artio Global Investors Inc. (NYSE: ART) (“Artio Global Investors”, together with its subsidiaries, “Artio Global” or the “Company”) today reported its results for the quarter and year ended December 31, 2 |
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| January 12, 2012 |
News Release Artio Global Investors Inc. Artio Global Investors Inc. Announces December Month-End Assets Under Management; Fourth Quarter and Full Year 2011 Results to be Released on January 26, 2012 New York – (BUSINESS WIRE) – January 12, 2012 – Artio Global Investors Inc. (NYSE: ART) (the “Company”) today reported preliminary month-end assets under management of $30.4 billion as of December 31, |
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| January 12, 2012 |
Regulation FD Disclosure, Financial Statements and Exhibits - 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 12, 2012 Artio Global Investors Inc. |
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| December 12, 2011 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 12, 2011 Artio Global Investors Inc. |
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| December 12, 2011 |
News Release Artio Global Investors Inc. Artio Global Investors Inc. Announces November Month-End Assets Under Management New York – (BUSINESS WIRE) – December 12, 2011 – Artio Global Investors Inc. (NYSE: ART) today reported preliminary month-end assets under management of $32.7 billion as of November 30, 2011, compared to $36.2 billion as of October 31, 2011. About Us Artio Global Investors Inc. |
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| November 28, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 23, 2011 Artio Global Investors Inc. |
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| November 28, 2011 |
Mr. Anthony Williams Artio Global Investors 330 Madison Avenue New York, NY 10013 November 23, 2011 Dear Mr. Williams: We are pleased to confirm your employment, subject to the condition in paragraph 1, for the position of President, Chief Operating Officer and Managing Director at Artio Global Investors Inc. (the ?Company?), reporting to Richard Pell the Company?s Managing Director and Chief Exec |
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| November 28, 2011 |
Mr. Francis Harte Artio Global Investors 330 Madison Avenue New York, NY 10013 November 23, 2011 Dear Mr. Harte: We are pleased to confirm your employment, subject to the condition in paragraph 1, for the position of Chief Financial Officer and Managing Director at Artio Global Investors Inc. (the “Company”), reporting to Richard Pell the Company’s Managing Director and Chief Executive Officer. Yo |
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| November 10, 2011 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2011 Artio Global Investors Inc. |
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| November 10, 2011 |
EX-99.1 2 v240045ex99-1.htm EXHIBIT 99.1 News Release Artio Global Investors Inc. Artio Global Investors Inc. Announces October Month-End Assets Under Management New York – (BUSINESS WIRE) – November 10, 2011 – Artio Global Investors Inc. (NYSE: ART) today reported preliminary month-end assets under management of $36.2 billion as of October 31, 2011, compared to $34.3 billion as of September 30, 2 |
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| November 8, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q e10vq Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 27, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 24, 2011 Artio Global Investors Inc. |
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| October 27, 2011 |
News Release Artio Global Investors Inc. Artio Global Investors Reports Third Quarter 2011 Results; Announces Quarterly Dividend of $0.06 Per Share NEW YORK, NY, October 27, 2011 – Artio Global Investors Inc. (NYSE: ART) (“Artio Global Investors”, together with its subsidiaries, “Artio Global” or the “Company”) today reported its results for the quarter ended September 30, 2011. Financial Update · |
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| October 12, 2011 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 12, 2011 Artio Global Investors Inc. |
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| October 12, 2011 |
News Release Artio Global Investors Inc. Artio Global Investors Inc. Announces September Month-End Assets Under Management; Third Quarter 2011 Results to be Released on October 27, 2011 New York ? (BUSINESS WIRE) ? October 12, 2011 ? Artio Global Investors Inc. (NYSE: ART) (the ?Company?) today reported preliminary month-end assets under management of $34.3 billion as of September 30, 2011, compar |
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| October 4, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 29, 2011 Artio Global Investors Inc. |
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| September 21, 2011 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 21, 2011 Artio Global Investors Inc. |
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| September 21, 2011 |
News Release Artio Global Investors Inc. Artio Global Investors Inc. Announces Organizational Changes President, Glen Wisher, to Leave the Company Staff Reductions Expected to Result in Estimated Annualized Expense Savings of Approximately $10 Million New York (BUSINESS WIRE) – September 21, 2011 – Artio Global Investors Inc. (NYSE: ART) (the “Company”) today announced organizational changes desig |
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| September 20, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 15, 2011 Artio Global Investors Inc. |
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| September 13, 2011 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2011 Artio Global Investors Inc. |
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| September 13, 2011 |
News Release Artio Global Investors Inc. Artio Global Investors Inc. Announces August Month-End Assets Under Management New York – (BUSINESS WIRE) – September 13, 2011 – Artio Global Investors Inc. (NYSE: ART) today reported preliminary month-end assets under management of $40.4 billion as of August 31, 2011, compared to $45.2 billion as of July 31, 2011. About Us Artio Global Investors Inc. is th |
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| August 9, 2011 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 9, 2011 Artio Global Investors Inc. |
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| August 9, 2011 |
News Release Artio Global Investors Inc. Artio Global Investors Inc. Announces July Month-End Assets Under Management New York – (BUSINESS WIRE) – August 9, 2011 – Artio Global Investors Inc. (NYSE: ART) today reported preliminary month-end assets under management of $45.2 billion as of July 31, 2011, compared to $46.8 billion as of June 30, 2011. About Us Artio Global Investors Inc. is the indire |
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| August 8, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [x] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2011 Or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-34457 Artio Glo |
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| July 28, 2011 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 v2298988k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 28, 2011 Artio Global Investors Inc. (Exact name of registrant as specified in its charter) Delaware 1-34457 13-6174048 (State or other jurisdiction of incorpor |
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| July 28, 2011 |
News Release Artio Global Investors Inc. Artio Global Investors Reports Second Quarter 2011 Results; Announces Quarterly Dividend of $0.06 Per Share NEW YORK, NY, July 28, 2011 – Artio Global Investors Inc. (NYSE: ART) (“Artio Global Investors”, together with its subsidiaries, “Artio Global” or the “Company”) today reported its results for the quarter ended June 30, 2011. Financial Update · Adjust |
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| July 13, 2011 |
News Release Artio Global Investors Inc. Artio Global Investors Inc. Announces June Month-End Assets Under Management; Second Quarter 2011 Results to be Released on July 28, 2011 New York – (BUSINESS WIRE) – July 13, 2011 – Artio Global Investors Inc. (NYSE: ART) (the “Company”) today reported preliminary month-end assets under management of $46.8 billion as of June 30, 2011, compared to $49.2 bil |
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| July 13, 2011 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 13, 2011 Artio Global Investors Inc. |
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| June 10, 2011 |
News Release Artio Global Investors Inc. Artio Global Investors Inc. Announces May Month-End Assets Under Management New York – (BUSINESS WIRE) – June 10, 2011 – Artio Global Investors Inc. (NYSE: ART) today reported preliminary month-end assets under management of $49.2 billion as of May 31, 2011, compared to $51.8 billion as of April 30, 2011. About Us Artio Global Investors Inc. is the indirect |
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| June 10, 2011 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2011 Artio Global Investors Inc. |
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| May 11, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2011 Artio Global Investors Inc. |
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| May 11, 2011 |
News Release Artio Global Investors Inc. Artio Global Investors Inc. Announces April Month-End Assets Under Management New York – (BUSINESS WIRE) – May 11, 2011 – Artio Global Investors Inc. (NYSE: ART) today reported preliminary month-end assets under management of $51.8 billion as of April 30, 2011, compared to $51.3 billion as of March 31, 2011. About Us Artio Global Investors Inc. is the indir |
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| May 10, 2011 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 6, 2011 Artio Global Investors Inc. |
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| May 6, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q e10vq UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [x] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2011 Or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-34457 Ar |
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| April 28, 2011 |
News Release Artio Global Investors Inc. Artio Global Investors Reports First Quarter 2011 Results; Announces Quarterly Dividend of $0.06 Per Share NEW YORK, NY, April 28, 2011 – Artio Global Investors Inc. (NYSE: ART) (“Artio Global Investors”, together with its subsidiaries, “Artio Global” or the “Company”) today reported its results for the quarter ended March 31, 2011. Financial Highlights · A |
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| April 28, 2011 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 28, 2011 Artio Global Investors Inc. |
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| April 12, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 12, 2011 Artio Global Investors Inc. |
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| April 12, 2011 |
News Release Artio Global Investors Inc. Artio Global Investors Inc. Announces March Month-End Assets Under Management; First Quarter 2011 Results to be Released on April 28, 2011 New York – (BUSINESS WIRE) – April 12, 2011 – Artio Global Investors Inc. (NYSE: ART) (the “Company”) today reported preliminary month-end assets under management of $51.3 billion as of March 31, 2011, compared to $53.1 |
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| March 21, 2011 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant þ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) þ Defi |
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| March 10, 2011 |
News Release Artio Global Investors Inc. Artio Global Investors Inc. Announces February Month-End Assets Under Management New York – (BUSINESS WIRE) – March 10, 2011, – Artio Global Investors Inc. (NYSE: ART) today reported preliminary month-end assets under management of $53.1 billion as of February 28, 2011, compared to $52.8 billion as of January 31, 2011. About the Company Artio Global Investo |
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| March 10, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 10, 2011 Artio Global Investors Inc. |
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| March 2, 2011 |
News Release Artio Global Investors Inc. Artio Global Investors Inc. Board Appoints Robert Jackson as an Independent Director New York – (BUSINESS WIRE) – March 2, 2011 – Artio Global Investors Inc. (NYSE: ART) today reported that Robert Jackson has been appointed to its Board of Directors. He was also appointed to its Audit and Compensation committees. From 1995 through 2006, Mr. Jackson held sev |
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| March 2, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 2, 2011 Artio Global Investors Inc. |
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| February 25, 2011 |
e10vk Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 14, 2011 |
OMB APPROVAL OMB Number: 3235-0287 Expires: February 28, 2011 Estimated average burden hours per response………11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| February 11, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Artio Global (Name of Issuer) COMMON STOCK (Title of Class of Securities) 04315B107 (CUSIP Number) December 31, 2010 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i |
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| February 10, 2011 |
News Release Artio Global Investors Inc. Artio Global Investors Inc. Announces January Month-End Assets Under Management New York – (BUSINESS WIRE) – February 10, 2011, – Artio Global Investors Inc. (NYSE: ART) today reported preliminary month-end assets under management of $52.8 billion as of January 31, 2011, compared to $53.4 billion as of December 31, 2010. About the Company Artio Global Inves |
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| February 10, 2011 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2011 Artio Global Investors Inc. |
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| February 7, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Artio Global Investors Inc. (Name of Issuer) Class C Common Stock (Title of Class of Securities) 04315B (CUSIP Number) December 31, 2010 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| January 28, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 24, 2011 Artio Global Investors Inc. |
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| January 28, 2011 |
News Release Artio Global Investors Inc. Artio Global Investors Reports Fourth Quarter and Full Year 2010 Results; Announces Quarterly Dividend of $0.06 Per Share Three Million Share Repurchase Program Authorized Through 2013 NEW YORK, NY, January 28, 2011 – Artio Global Investors Inc. (NYSE: ART) (“Artio Global Investors”, together with its subsidiaries, “Artio Global” or the “Company”) today rep |
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| January 12, 2011 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 12, 2011 Artio Global Investors Inc. |
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| January 12, 2011 |
News Release Artio Global Investors Inc. Artio Global Investors Inc. Announces December Month-End Assets Under Management; Fourth Quarter and Full Year 2010 Results to be Released on January 28, 2011 New York – (BUSINESS WIRE) – January 12, 2011 – Artio Global Investors Inc. (NYSE: ART) (the “Company”) today reported preliminary month-end assets under management of $53.4 billion as of December 31, |
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| December 10, 2010 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 10, 2010 Artio Global Investors Inc. |
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| December 10, 2010 |
News Release Artio Global Investors Inc. Artio Global Investors Inc. Announces November Month-End Assets Under Management New York – (BUSINESS WIRE) – December 10, 2010 – Artio Global Investors Inc. (NYSE: ART) today reported preliminary month-end assets under management of $51.8 billion as of November 30, 2010, compared to $53.4 billion as of October 31, 2010. About the Company Artio Global Inves |
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| December 1, 2010 |
December 1, 2010 Mr. Terence O’Brien Accounting Branch Chief United States Securities and Exchange Commission Division of Corporate Finance 100 F. Street, N.E., Mail Stop 4631 Washington, D.C. 20549-4631 Re: Artio Global Investors Inc. Form 10-K for the Fiscal Year Ended December 31, 2009 Filed March 5, 2010 Definitive Proxy Statement on Schedule 14A Filed March 26, 2010 Forms 10-Q for the Fiscal |
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| November 10, 2010 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 10, 2010 Artio Global Investors Inc. |
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| November 10, 2010 |
November 10, 2010 Ms. Tracey Houser United States Securities and Exchange Commission Division of Corporate Finance 100 F. Street, N.E., Mail Stop 4631 Washington, D.C. 20549-4631 Re: Artio Global Investors Inc. Form 10-K for the Fiscal Year Ended December 31, 2009 Filed March 5, 2010 Definitive Proxy Statement on Schedule 14A Filed March 26, 2010 Forms 10-Q for the Fiscal Quarters Ended March 31, |
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| November 10, 2010 |
News Release Artio Global Investors Inc. Artio Global Investors Inc. Announces October Month-End Assets Under Management New York – (BUSINESS WIRE) – November 10, 2010 – Artio Global Investors Inc. (NYSE: ART) today reported preliminary month-end assets under management of $53.4 billion as of October 31, 2010, compared to $53.9 billion as of September 30, 2010. About the Company Artio Global Inves |
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| November 2, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q e10vq Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| October 28, 2010 |
News Release Artio Global Investors Inc. Artio Global Investors Reports Third Quarter 2010 Results; Announces Quarterly Dividend of $0.06 Per Share NEW YORK, NY, October 28, 2010 – Artio Global Investors Inc. (NYSE: ART) (“Artio Global Investors”, together with its subsidiaries, “Artio Global” or the “Company”) today reported its results for the quarter ended September 30, 2010. Financial Highligh |
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| October 28, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 28, 2010 Artio Global Investors Inc. |
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| October 12, 2010 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 12, 2010 Artio Global Investors Inc. |
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| October 12, 2010 |
News Release Artio Global Investors Inc. Artio Global Investors Inc. Announces September Month-End Assets Under Management; Third Quarter 2010 Results to be Released on October 28, 2010 New York – (BUSINESS WIRE) – October 12, 2010 – Artio Global Investors Inc. (NYSE: ART) (the “Company”) today reported preliminary month-end assets under management of $53.9 billion as of September 30, 2010, compar |
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| September 13, 2010 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 13, 2010 Artio Global Investors Inc. |
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| September 13, 2010 |
News Release Artio Global Investors Inc. Artio Global Investors Inc. Announces August Month-End Assets Under Management New York – (BUSINESS WIRE) – September 13, 2010 – Artio Global Investors Inc. (NYSE: ART) today reported preliminary month-end assets under management of $49.9 billion as of August 31, 2010, compared to $51.3 billion as of July 31, 2010. About the Company Artio Global Investors I |
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| August 11, 2010 |
News Release Artio Global Investors Inc. Artio Global Investors Inc. Announces July Month-End Assets Under Management New York – (BUSINESS WIRE) – August 11, 2010 – Artio Global Investors Inc. (NYSE: ART) today reported preliminary month-end assets under management of $51.3 billion as of July 31, 2010, compared to $49.0 billion as of June 30, 2010. About the Company Artio Global Investors Inc. is |
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| August 11, 2010 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): August 11, 2010 Artio Global Investors Inc. |
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| August 3, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2010 Or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-3 |
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| July 29, 2010 |
News Release Artio Global Investors Inc. Artio Global Investors Reports Second Quarter 2010 Results; Announces Quarterly Dividend of $0.06 Per Share Share Repurchase Program Authorized to Eliminate the Dilutive Impact of Employee Shares NEW YORK, NY, July 29, 2010 – Artio Global Investors Inc. (NYSE: ART) (together with its subsidiaries, “Artio Global” or the “Company”) today reported its results |
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| July 29, 2010 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 29, 2010 Artio Global Investors Inc. |
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| July 13, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): July 13, 2010 Artio Global Investors Inc. |
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| July 13, 2010 |
Exhibit 99.1 News Release Artio Global Investors Inc. Artio Global Investors Inc. Announces June Month-End Assets Under Management; Second Quarter 2010 Results to be Released on July 29, 2010 New York – (BUSINESS WIRE) – July 13, 2010 – Artio Global Investors Inc. (NYSE: ART) (the “Company”) today reported preliminary month-end assets under management of $49.0 billion as of June 30, 2010, compared |
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| June 11, 2010 |
Exhibit 24 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Adam Spilka and Rachel Cohn as the undersigned’s true and lawful attorneys-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned’s capacity as a reporting person pursuant to Section 16 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules thereunder of Artio Global Investors Inc. |
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| June 10, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 10, 2010 Artio Global Investors Inc. |
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| June 10, 2010 |
Exhibit 99.1 News Release Artio Global Investors Inc. Artio Global Investors Inc. Announces May Month-End Assets Under Management New York – (BUSINESS WIRE) – June 10, 2010 – Artio Global Investors Inc. (NYSE: ART) today reported preliminary month-end assets under management of $50.3 billion as of May 31, 2010, compared to $56.3 billion as of April 30, 2010. About the Company Artio Global Investor |
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| June 9, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2010 Artio Global Investors Inc. |
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| June 9, 2010 |
Artio Global Investors Inc. Class A Common Stock, par value $0.001 per share Underwriting Agreement Exhibit 10.1 Artio Global Investors Inc. Class A Common Stock, par value $0.001 per share Underwriting Agreement June 3, 2010 Goldman, Sachs & Co., 200 West Street, New York, New York 10282-2198 As representative of the several Underwriters named in Schedule I hereto. Ladies and Gentlemen: Artio Global Investors Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and condi |
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| June 7, 2010 |
3,770,229 Shares Class A Common Stock Table of Contents Filed pursuant to Rule 424(b)(4) Registration Statement Nos. 333-166992 and 333-167304 3,770,229 Shares Class A Common Stock Artio Global Investors Inc. is offering 3,770,229 shares of Class A common stock. The Class A common stock is listed on the New York Stock Exchange under the symbol ?ART?. On June 3, 2010, the last reported sale price of our Class A common stock was $17.33 |
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| June 4, 2010 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 3, 2010 Artio Global Investors Inc. |
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| June 4, 2010 |
Exhibit 99.1 News Release Artio Global Investors Inc. Artio Global Investors Inc. Prices Synthetic Secondary Public Offering New York – (BUSINESS WIRE) – June 3, 2010 – Artio Global Investors Inc. (the “Company”) announced today the pricing of its synthetic secondary public offering of 3,770,229 shares of Class A common stock at $17.33 per share. The underwriters have the option to purchase from t |
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| June 3, 2010 |
As filed with the Securities and Exchange Commission on June 3, 2010 As filed with the Securities and Exchange Commission on June 3, 2010 Registration No. |
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| June 3, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 2, 2010 Artio Global Investors Inc. |
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| June 3, 2010 |
UNIT SALE AND STOCK REPURCHASE AGREEMENT Exhibit 10.1 UNIT SALE AND STOCK REPURCHASE AGREEMENT This UNIT SALE AND STOCK REPURCHASE AGREEMENT (as the same may be amended from time to time in accordance with the terms thereof, this “Agreement”) dated as of the 2nd day of June, 2010, among Artio Global Investors Inc., a Delaware corporation (the “Company”), Richard C. Pell (“Pell”), Rudolph-Riad Younes (“Younes”), the Richard Pell Family Tr |
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| June 1, 2010 |
Artio Global Investors Inc. Class A Common Stock, par value $0.001 per share Underwriting Agreement exv1 Exhibit 1 Artio Global Investors Inc. Class A Common Stock, par value $0.001 per share Underwriting Agreement [], 2010 Goldman, Sachs & Co., 200 West Street, New York, New York 10282-2198 As representative of the several Underwriters named in Schedule I hereto. Ladies and Gentlemen: Artio Global Investors Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditi |
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| June 1, 2010 |
As filed with the Securities and Exchange Commission on June 1, 2010 sv1za Table of Contents As filed with the Securities and Exchange Commission on June 1, 2010 Registration No. |
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| May 21, 2010 |
Exhibit 24 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Adam Spilka, Rachel Cohn and Caroline Delaney as the undersigned’s true and lawful attorneys-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned’s capacity as a reporting person pursuant to Section 16 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules thereunder of Artio Global Investors Inc. |
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| May 21, 2010 |
Exhibit 99.1 News Release Artio Global Investors Inc. Artio Global Investors Inc. Announces Principals’ Exchange of New Class A Units and Related Synthetic Secondary Share Offering New York – (BUSINESS WIRE) – May 21, 2010 – Artio Global Investors Inc. (NYSE: ART) (the “Company”) today announced that Richard Pell and Rudolph-Riad Younes (collectively the “Principals”) have exercised their rights u |
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| May 21, 2010 |
EXHIBIT 24.1 POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that each of the undersigned, being a director and/or officer of Artio Global Investors Inc., a Delaware corporation (the “Company”), hereby constitutes and appoints Rachel Cohn and Adam Spilka, and each of them, his or her true and lawful attorney-in-fact and agent, with full power to act separately and full power of substitution and |
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| May 21, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 18, 2010 Artio Global Investors Inc. |
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| May 21, 2010 |
As filed with the Securities and Exchange Commission on May 21, 2010 As filed with the Securities and Exchange Commission on May 21, 2010 Registration No. |
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| May 21, 2010 |
AMENDMENT NO. 1 EXCHANGE AGREEMENT Exhibit 10.1 AMENDMENT NO. 1 TO EXCHANGE AGREEMENT AMENDMENT NO. 1 dated as of May 20, 2010 (this “Amendment”) to the EXCHANGE AGREEMENT dated as of September 29, 2009 (the “Exchange Agreement”), by and among Artio Global Investors Inc., a Delaware corporation (the “Corporation”), Richard C. Pell (“Pell”), Rudolph-Riad Younes (“Younes”), the Richard Pell Family Trust (the “Pell Trust”), and the Ru |
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| May 20, 2010 |
Exhibit 24 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Adam Spilka, Rachel Cohn and Caroline Delaney as the undersigned’s true and lawful attorneys-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned’s capacity as a reporting person pursuant to Section 16 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules thereunder of Artio Global Investors Inc. |
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| May 20, 2010 |
Exhibit 24 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Adam Spilka, Rachel Cohn and Caroline Delaney as the undersigned’s true and lawful attorneys-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned’s capacity as a reporting person pursuant to Section 16 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules thereunder of Artio Global Investors Inc. |
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| May 12, 2010 |
EX-99.1 2 dp17611ex9901.htm EXHIBIT 99.1 Exhibit 99.1 News Release Artio Global Investors Inc. Artio Global Investors Inc. Announces April Month-End Assets Under Management New York – (BUSINESS WIRE) – May 12, 2010 – Artio Global Investors Inc. (NYSE: ART) today reported preliminary month-end assets under management of $56.3 billion as of April 30, 2010, compared to $56.4 billion as of March 31, 2 |
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| May 12, 2010 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 12, 2010 Artio Global Investors Inc. |
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| May 11, 2010 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): May 11, 2010 Artio Global Investors Inc. |
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| May 6, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q e10vq UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) þ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2010 Or o TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-34457 Artio |
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| April 29, 2010 |
Exhibit 99.1 News Release Artio Global Investors Inc. Artio Global Investors Reports First Quarter 2010 Results; Announces Quarterly Dividend of $0.06 Per Share NEW YORK, NY, April 29, 2010 ? Artio Global Investors Inc. (NYSE: ART) (together with its subsidiaries, ?Artio Global? or the ?Company?) today reported its results for the quarter ended March 31, 2010. Financial Highlights ? Adjusted1 net |
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| April 29, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 29, 2010 Artio Global Investors Inc. |
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| April 13, 2010 |
Exhibit 99.1 News Release Artio Global Investors Inc. Artio Global Investors Inc. Announces March Month-End Assets Under Management; First Quarter 2010 Results to be Released on April 29, 2010 New York – (BUSINESS WIRE) – April 13, 2010 – Artio Global Investors Inc. (NYSE: ART) (the “Company”) today reported preliminary month-end assets under management of $56.4 billion as of March 31, 2010, compa |
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| April 13, 2010 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): April 13, 2010 Artio Global Investors Inc. |
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| March 26, 2010 |
Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ? Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ? Defi |
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| March 11, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): March 11, 2010 Artio Global Investors Inc. |
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| March 11, 2010 |
Exhibit 99.1 News Release Artio Global Investors Inc. Artio Global Investors Inc. Announces February Month-End Assets Under Management New York – (BUSINESS WIRE) – March 11, 2010 – Artio Global Investors Inc. (NYSE: ART) today reported preliminary month-end assets under management of $52.9 billion as of February 28, 2010, compared to $53.5 billion as of January 31, 2010. About the Company Artio Gl |
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| March 5, 2010 |
e10vk Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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| February 22, 2010 |
EXHIBIT 24 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Adam Spilka, Rachel Cohn and Caroline Delaney as the undersigned’s true and lawful attorneys-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned’s capacity as a reporting person pursuant to Section 16 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules thereunder of Artio Global Investors Inc. |
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| February 16, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Artio Global Investors Inc. (Name of Issuer) Class C Common Stock (Title of Class of Securities) 04315B (CUSIP Number) December 31, 2009 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule |
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| February 16, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Artio Global Investors Inc. (Name of Issuer) Class A Common Stock, par value $0.001 per share (Title of Class of Securities) 04315B107 (CUSIP Number) December 31, 2009 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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| February 16, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Artio Global Investors Inc. (Name of Issuer) Class A Common Stock, par value $0.001 per share (Title of Class of Securities) 04315B107 (CUSIP Number) December 31, 2009 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule p |
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| February 10, 2010 |
Regulation FD Disclosure, Financial Statements and Exhibits 8-K 1 dp164368k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 10, 2010 Artio Global Investors Inc. (Exact name of registrant as specified in its charter) Delaware 1-34457 13-6174048 (State or other jurisdictio |
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| February 10, 2010 |
Exhibit 99.1 News Release Artio Global Investors Inc. Artio Global Investors Inc. Announces January Month-End Assets Under Management New York – (BUSINESS WIRE) – February 10, 2010 – Artio Global Investors Inc. (NYSE: ART) today reported preliminary month-end assets under management of $53.5 billion as of January 31, 2010, compared to $56.0 billion as of December 31, 2009. About the Company Artio |
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| February 10, 2010 |
Schedule 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. n/a )* Artio Global (Name of Issuer) COMMON STOCK (Title of Class of Securities) 04315B107 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which |
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| February 8, 2010 |
EXHIBIT 24 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Adam Spilka, Rachel Cohn and Caroline Delaney as the undersigned’s true and lawful attorneys-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned’s capacity as a reporting person pursuant to Section 16 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules thereunder of Artio Global Investors Inc. |
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| February 8, 2010 |
EXHIBIT 24 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Adam Spilka, Rachel Cohn and Caroline Delaney as the undersigned’s true and lawful attorneys-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned’s capacity as a reporting person pursuant to Section 16 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules thereunder of Artio Global Investors Inc. |
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| February 8, 2010 |
EXHIBIT 24 POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Adam Spilka, Rachel Cohn and Caroline Delaney as the undersigned’s true and lawful attorneys-in-fact to: (1) execute for and on behalf of the undersigned, in the undersigned’s capacity as a reporting person pursuant to Section 16 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), and the rules thereunder of Artio Global Investors Inc. |
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| February 2, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): February 2, 2010 Artio Global Investors Inc. |
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| February 2, 2010 |
News Release Artio Global Investors Inc. Artio Global Investors Reports Fourth Quarter and Full Year 2009 Results; Announces Quarterly Dividend of $0.06 Per Share NEW YORK, NY, February 2, 2010 – Artio Global Investors Inc. (NYSE: ART) (together with its subsidiaries, “Artio Global” or the “Company”) today reported its results for the fourth quarter and year ended December 31, 2009. Financial High |
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| January 14, 2010 |
Exhibit 99.1 News Release Artio Global Investors Inc. Artio Global Investors Inc. Announces December Month-End Assets Under Management; Fourth Quarter and Full Year 2009 Results to be Released on February 2, 2010 New York ? (BUSINESS WIRE) ? January 14, 2010 ? Artio Global Investors Inc. (NYSE: ART) (the ?Company?) today reported preliminary month-end assets under management of $56.0 billion as of |
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| January 14, 2010 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): January 14, 2010 Artio Global Investors Inc. |
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| December 10, 2009 |
OMB APPROVAL OMB Number: 3235-0287 Expires: February 28, 2011 Estimated average burden hours per response………11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| December 10, 2009 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): December 10, 2009 Artio Global Investors Inc. |
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| December 10, 2009 |
Exhibit 99.1 News Release Artio Global Investors Inc. Artio Global Investors Inc. Announces November Month-End Assets Under Management New York, NY – December 10, 2009 – Artio Global Investors Inc. (NYSE: ART) today reported preliminary month-end assets under management of $55.6 billion as of November 30, 2009, compared to $54.1 billion as of October 31, 2009. About the Company Artio Global Invest |
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| November 13, 2009 |
Artio Global Investors Inc. Reports Third Quarter 2009 Results Exhibit 99.1 330 Madison Avenue New York, NY 10017 T 212 297 3600 F 212 557 7839 artioglobal.com News Release Artio Global Investors Inc. Artio Global Investors Inc. Reports Third Quarter 2009 Results NEW YORK, NY, November 13, 2009 – Artio Global Investors Inc. (NYSE: ART) (together with its subsidiaries, “Artio Global” or the “Company”) today reported its results for the third quarter ended Sept |
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| November 13, 2009 |
Financial Statements and Exhibits, Results of Operations and Financial Condition UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2009 Artio Global Investors Inc. |
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| November 13, 2009 |
Exhibit 99.1 News Release Artio Global Investors Inc. Artio Global Investors Inc. Announces October Month-End Assets Under Management New York, NY – November 13, 2009 – Artio Global Investors Inc. (NYSE: ART) today reported preliminary month-end assets under management of $54.1 billion as of October 31, 2009, compared to $55.8 billion as of September 30, 2009. About the Company Artio Global Invest |
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| November 13, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) [x] QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2009 Or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number 1-34457 Arti |
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| November 13, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): November 13, 2009 Artio Global Investors Inc. |
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| November 6, 2009 |
OMB APPROVAL OMB Number: 3235-0287 Expires: February 28, 2011 Estimated average burden hours per response………11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| October 20, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 20, 2009 Artio Global Investors Inc. |
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| October 13, 2009 |
330 Madison Avenue, New York, NY 10017 T 212 297 3600 F 212 557 7839 artioglobal.com Exhibit 99.1 330 Madison Avenue, New York, NY 10017 T 212 297 3600 F 212 557 7839 artioglobal.com Press Release Artio Global Investors Inc. Artio Global Investors Inc. Announces September Month-End Assets Under Management New York, NY – October 13, 2009 – Artio Global Investors Inc. (NYSE: ART) today reported preliminary month-end assets under management of $55.8 billion as of September 30, 2009, |
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| October 13, 2009 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): October 13, 2009 Artio Global Investors Inc. |
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| October 9, 2009 |
OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response………11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. |
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| September 29, 2009 |
As filed with the Securities and Exchange Commission on September 29, 2009 As filed with the Securities and Exchange Commission on September 29, 2009 Registration No. |
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| September 25, 2009 |
25,000,000 Shares Class A Common Stock Table of Contents Filed pursuant to Rule 424(b)(4) Registration Statement Nos. 333-149178 and 333-162086 25,000,000 Shares Class A Common Stock This is an initial public offering of shares of Class A common stock of Artio Global Investors Inc. All of the shares of Class A common stock included in this offering are being sold by Artio Global Investors Inc. Prior to this offering, there has been no |
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| September 24, 2009 |
Regulation FD Disclosure, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): September 23, 2009 Artio Global Investors Inc. |
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| September 24, 2009 |
330 Madison Avenue, New York, NY 10017 T 212 297 3600 F 212 557 7839 artioglobal.com 330 Madison Avenue, New York, NY 10017 T 212 297 3600 F 212 557 7839 artioglobal.com Press Release Artio Global Investors Inc. Artio Global Investors Inc. Prices Initial Public Offering New York, NY – September 23, 2009 – Artio Global Investors Inc. (the “Company”) announced today the pricing of its initial public offering of 25,000,000 shares of its Class A common stock at $26.00 per share. The s |
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| September 23, 2009 |
September 23, 2009 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N. |
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| September 23, 2009 |
As filed with the Securities and Exchange Commission on September 23, 2009 As filed with the Securities and Exchange Commission on September 23, 2009 Registration No. |
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| September 23, 2009 |
Exhibit 24 JULIUS BAER HOLDING LTD. Proxy Know all men by these presents that Julius Baer Holding Ltd. (the “Parent”), a corporation existing under and by virtue of the laws of Switzerland, owning and holding four thousand (4,000) shares of the stock without any par value of Artio Global Investors Inc. (“the Company”), does hereby constitute and appoint each of Mr. Francis Harte, Mr. Adam Spilka a |
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| September 21, 2009 |
330 Madison Avenue, New York, NY 10017 T 212 297 3600 F 212 557 7839 artioglobal.com 330 Madison Avenue, New York, NY 10017 T 212 297 3600 F 212 557 7839 artioglobal.com September 21, 2009 Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Re: Artio Global Investors Inc. (the “Company”) Registration Statement on Form S-1 Registration No. 333-149178 Dear Sir/Madam, In accordance with Rule 461 and Rule 430A under the Securiti |
