AMNL SEC-arkiveringar - Applied Minerals, Inc.- Årsredovisning, Fullmaktsutlåtande, prospekt

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8328

SEC Filings

All companies that sell securities in the United States must register with the Securities and Exchange Commission (SEC) and file reports on a regular basis. These reports include company annual reports (10K, 10Q), news updates (8K), investor presentations (found in 8Ks), insider trades (form 4), ownership reports (13D, and 13G), and reports related to the specific securities sold, such as registration statements and prospectus. This page shows recent SEC filings related to Applied Minerals, Inc.

SEC Filings (Chronological Order)

Denna sida innehåller en komplett, kronologisk lista över SEC-arkiveringar, exklusive ägande-arkiveringar som vi tillhandahåller på andra ställen.

November 1, 2024	SC 13D/A	AMNL / Applied Minerals, Inc. / SAMLYN CAPITAL, LLC Activist Investment SC 13D/A 1 d1151434613d-a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 10) Applied Minerals, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 03823M100 (CUSIP Number) Michael B. Barry Samlyn Capital, LLC 500 Park Avenue, 2nd Floor New York, NY 10022 Tel: +1 (212
March 11, 2024	SC 13D/A	AMNL / Applied Minerals, Inc. / SAMLYN CAPITAL, LLC Activist Investment SC 13D/A 1 d1099964713d-a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 9) Applied Minerals, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 03823M100 (CUSIP Number) Michael B. Barry Samlyn Capital, LLC 500 Park Avenue, 2nd Floor New York, NY 10022 Tel: +1 (212)
February 6, 2024	SC 13G/A	AMNL / Applied Minerals, Inc. / KINGDON CAPITAL MANAGEMENT, L.L.C. Passive Investment SC 13G/A 1 d1094312313g-a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Applied Minerals, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 03823M100 (CUSIP Number) December 31, 2023 (Date of Event Which Requires Filing of this Statement) Check the appro
January 5, 2024	SC 13D/A	AMNL / Applied Minerals, Inc. / SAMLYN CAPITAL, LLC Activist Investment SC 13D/A 1 d1092961913d-a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 8) Applied Minerals, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 03823M100 (CUSIP Number) Michael B. Barry Samlyn Capital, LLC 500 Park Avenue, 2nd Floor New York, NY 10022 Tel: +1 (212)
May 16, 2023	NT 10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form N-SAR ☐ Form N-CSR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☐ Form 10-K ☐ Form 20-F ☐ Form 11-K ☒ Form 10-Q ☐ Form N-SAR ☐ Form N-CSR For Period Ended: March 31, 2023 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.
May 11, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest e ven t reported): May 5, 2023 Commission F ile Number 000-31380 APPLIED MINERALS, INC.
March 31, 2023	NT 10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form N-SAR ☐ Form N-CSR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): ☒ Form 10-K ☐ Form 20-F ☐ Form 11-K ☐ Form 10-Q ☐ Form N-SAR ☐ Form N-CSR For Period Ended: December 31, 2022 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.
March 6, 2023	SC 13D/A	AMNL / Applied Minerals Inc / BMI Minerals Co - FORM 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No.1) Applied Minerals, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 03823M100 (Cusip Number) Richard B. Fox 16640 Chesterfield Grove Road Suite 170 Chesterfield, MO 63005 (636) 346-4133 (Name, Address and Telephone Number of Person Authoriz
February 14, 2023	SC 13G/A	AMNL / Applied Minerals Inc / BERYLSON CAPITAL PARTNERS, LLC - AMENDMENT NO. 6 Passive Investment SC 13G/A 1 sc13ga.htm AMENDMENT NO. 6 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 6)* Applied Minerals, Inc. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 03823M100 (CUSIP Number) December 31, 2022 (Date of Event which Requires Filing of this Statement) Check the appro
February 6, 2023	SC 13G/A	AMNL / Applied Minerals Inc / KINGDON CAPITAL MANAGEMENT, L.L.C. Passive Investment SC 13G/A 1 d993720613g-a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Applied Minerals, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 03823M100 (CUSIP Number) December 31, 2022 (Date of Event Which Requires Filing of this Statement) Check the approp
January 30, 2023	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 30, 2023 Commission File Number 000-31380 APPLIED MINERALS, INC.
January 30, 2023	EX-99.1	1 Annual Meeting of Shareholders January 30, 2023 Exhibit 99.1 1 Annual Meeting of Shareholders January 30, 2023 2 2 Safe Harbor Statement The following are safe harbor statements under the Private Securities Litigation Reform Act of 1995 for Applied Minerals, Inc . (the “Company) . Some statements contained or implied in this presentation may be considered forward - looking statements, which by their nature are uncertain . Consequently, actual r
January 11, 2023	SC 13D/A	AMNL / Applied Minerals Inc / SAMLYN CAPITAL, LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.
December 21, 2022	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State
December 8, 2022	8-K	Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 6, 2022 Commission File Number 000-31380 APPLIED MINERALS, INC.
November 30, 2022	EX-10.3	Form of Mining Operations Agreement Exhibit 10.3 MINING OPERATIONS AGREEMENT Applied Minerals, Inc. and BMC Minerals Company 1 Exhibits Exhibit Title Section Exhibit 1 Iron Sale Agreement Recitals Exhibit 2 Mill Sale Agreement Recitals Exhibit 3 Lease Recitals Exhibit 4 Milling Operations Agreement Recitals Exhibit 5 AMI Equipment Available for Use 3.5(a) Exhibit 6 Qualified Customers 4.2 2 This OPERATIONS AGREEMENT ("Mining Operati
November 30, 2022	EX-10.9	Form of Ground Lease Exhibit 10.9 GROUND LEASE This GROUND LEASE ("Lease") is made and entered into as of the of July 2022 by and between APPLIED MINERALS INC., a Delaware corporation, with a mailing address of 1200 Silver City Road, PO Box 432, Eureka, Utah 84628 ("Landlord"), and BMI MINERALS COMPANY, ("Tenant?), a Missouri corporation having its principal place of business at 16640 Chesterfield Grove Road, Suite 17
November 30, 2022	EX-95	Mine Safety Disclosure Exhibit 95 During the third calendar quarter of 2022: (i) The total number of violations of mandatory health or safety standards that could significantly and substantially contribute to the cause and effect of a coal or other mine safety or health hazard under section 104 of the Federal Mine Safety and Health Act of 1977 (30 U.
November 30, 2022	EX-10.8	Form of First Amendment to Milling Operations Agreement Exhibit 10.8 FIRST AMENDEDMENT TO MILLING OPERATIONS AGREEMENT This First Amendment to Milling Operations Agreement is made and entered into as of the of July, 2022 by and between APPLIED MINERALS INC., a Delaware corporation, having its principal place of business at 1200 Silver City Road, PO Box 432, Eureka, Utah 84628 ("AMI"), and BRADY MCCASLAND, INC., ("BMI?), a Missouri corporation having it
November 30, 2022	EX-10.6	Form of First Amendment to Mill Sale Agreement Exhibit 10.6 FIRST AMENDMENT TO MILL SALE AGREEMENT This First Amendment to Mill Sale Agreement is ("Mill Amendment ") is made and entered into as of the of July, 2022 by and between APPLIED MINERALS INC., a Delaware corporation, with a mailing address of 1200 Silver City Road, PO Box 432, Eureka, Utah 84628 ("AMI"), and Brady McCasland, Inc., ("BMI?), a Missouri corporation having its principal p
November 30, 2022	EX-10.1	Form of Iron Sale Agreement Exhibit 10.1 IRON SALE AGREEMENT Applied Minerals, Inc. and BMC Minerals Company (Iron Oxide Minerals, Iron Oxide Rights and AMI Stock) 1 Exhibits Exhibit Title Section 1 Mill Sale Agreement Recitals 2 Lease Recitals 3 Mining Operations Agreement Recitals 4 Milling Operations Agreement Recitals 5 Mining Claims 1 6 Second Amendment 1 7 Adverse Claim 3.4(g) 8 Escrow Agreement Article VI 9 Iron Warra
November 30, 2022	EX-10.10	Form of General Warranty Deed Exhibit 10.10 RECORDING REQUESTED BY AND WHEN RECORDED RETURN TO: Richard Fox BMI Minerals Company 16640 Chesterfield Grove Road Chesterfield, MO 63005 (Space Above For Recorder's Use) GENERAL WARRANTY DEED For good and valuable consideration, APPLIED MINERALS, INC., a Delaware corporation, with a mailing address of 1200 Silver City Road, PO Box 432, Eureka, Utah 84628 (?Grantor?) hereby grants an
November 30, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2022 ¨ Transition report under section 13 or 15(d) of the Exchange Act For the transition period from to Commission File Number 000-31380 APPLIED MINERALS, INC.
November 30, 2022	EX-10.2	Form of Mill Sale Agreement Exhibit 10.2 MILL SALE AGREEMENT (Mill and Related Equipment) Applied Minerals, Inc. and Brady McCasland, Inc. 1 Table of Contents Recitals 4 Article I Definitions 5 Article II Sale and Purchase 6 Article III Representations and Warranties of BMI 7 Article IV BMI?s Representations and Warranties 10 Article V Escrow 11 Article VI Closing 11 Article VII General Provisions 14 2 Exhibit Title Section
November 30, 2022	EX-10.7	Form of First Amendment to Mining Operations Agreement Exhibit 10.7 FIRST AMENDEDMENT TO MINING OPERATIONS AGREEMENT This First Amendment to Mining Operations Agreement is made and entered into as of the of July, 2022 by and between APPLIED MINERALS INC., a Delaware corporation, having its principal place of business at 1200 Silver City Road, PO Box 432, Eureka, Utah 84628 ("AMI"), and BMI MINERALS COMPANY ("BMC?), a Missouri corporation having its pr
November 30, 2022	EX-10.4	Form of Milling Operations Agreement Exhibit 10.4 MILLING OPERATIONS AGREEMENT Applied Minerals, Inc. and Brady McCasland, Inc. 1 Table of Contents Article Page Exhibit List 3 Recitals 4 Article I Definitions 4 Article II Work Orders 5 Article III Confidentiality 8 Article IV Representations and Warranties of AMI 10 Article V BMI?s Representations and Warranties 11 Article VI Closing 13 Article VII General Provisions 13 2 Exhibits Ex
November 30, 2022	EX-10.5	Form of First Amendment to Iron Sale Agreement Exhibit 10.5 FIRST AMENDEDMENT TO IRON SALE AGREEMENT This First Amendment to Iron Sale Agreement ("Iron Amendment") is made and entered into as of the of July, 2022 by and between APPLIED MINERALS INC., a Delaware corporation, with a mailing address of 1200 Silver City Road, PO Box 432, Eureka, Utah 84628 ("AMI"), and BMI MINERALS COMPANY, ("BMCO?), a Missouri corporation having its principal pla
November 14, 2022	NT 10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): Form ¨ 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form N-SAR ¨ Form N-CSR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): Form ¨ 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form N-SAR ¨ Form N-CSR For Period Ended: September 30, 2022 ¨Transition Report on Form 10-K ¨Transition Report on Form 20-F ¨Transition Report on Form 11-K ¨Transition Report on Form 10-Q ¨Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.
November 14, 2022	8-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 11, 2022 Commission File Number 000-31380 APPLIED MINERALS, INC.
November 4, 2022	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 3, 2022 Commission File Number 000-31380 APPLIED MINERALS, INC.
August 23, 2022	SC 13D	AMNL / Applied Minerals Inc / Fox Richard Brian - FORM SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Applied Minerals, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 03823M100 (Cusip Number) Richard B.. Fox 16640 Chesterfield Grove Road Suite 170 Chesterfield, MO 63005 (636) 346-4133 (Name, Address and Telephone Number of Person Authorized to Receive No
August 22, 2022	SC 13D	AMNL / Applied Minerals Inc / BMI Minerals Co - FORM SC 13D Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 Applied Minerals, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 03823M100 (Cusip Number) Richard B.. Fox 16640 Chesterfield Grove Road Suite 170 Chesterfield, MO 63005 (636) 346-4133 (Name, Address and Telephone Number of Person Authorized to Receive No
August 22, 2022	EX-95	Mine Safety Disclosure Exhibit 95 During the second calendar quarter of 2022: (i) The total number of violations of mandatory health or safety standards that could significantly and substantially contribute to the cause and effect of a coal or other mine safety or health hazard under section 104 of the Federal Mine Safety and Health Act of 1977 (30 U.
August 22, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2022 ? Transition report under section 13 or 15(d) of the Exchange Act For the transition period from to Commission File Number 000-31380 APPLIED MINERALS, INC.
August 15, 2022	NT 10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): Form ¨ 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form N-SAR ¨ Form N-CSR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): Form ? 10-K ? Form 20-F ? Form 11-K x Form 10-Q ? Form N-SAR ? Form N-CSR For Period Ended: June 30, 2022 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.
August 10, 2022	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 8, 2022 Commission File Number 000-31380 APPLIED MINERALS, INC.
July 11, 2022	8-K	Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 6, 2022 Commission File Number 000-31380 APPLIED MINERALS, INC.
June 2, 2022	8-K	Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Amendment No.
May 25, 2022	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2022 ? Transition report under section 13 or 15(d) of the Exchange Act For the transition period from to Commission File Number 000-31380 APPLIED MINERALS, INC.
May 25, 2022	EX-95	Mine Safety Disclosure Exhibit 95 During the first calendar quarter of 2022: (i) The total number of violations of mandatory health or safety standards that could significantly and substantially contribute to the cause and effect of a coal or other mine safety or health hazard under section 104 of the Federal Mine Safety and Health Act of 1977 (30 U.
May 16, 2022	NT 10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): Form ¨ 10-K o Form 20-F o Form 11-K x Form 10-Q o Form N-SAR o Form N-CSR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): Form ? 10-K o Form 20-F o Form 11-K x Form 10-Q o Form N-SAR o Form N-CSR For Period Ended: March 31, 2022 oTransition Report on Form 10-K oTransition Report on Form 20-F oTransition Report on Form 11-K oTransition Report on Form 10-Q oTransition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.
May 6, 2022	8-K	Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 2, 2022 Commission File Number 000-31380 APPLIED MINERALS, INC.
April 29, 2022	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 25, 2022 Commission File Number 000-31380 APPLIED MINERALS, INC.
April 18, 2022	EX-10.12	Exclusivity and Collaboration Agreement Exhibit 10.12 EXCLUSIVITY AND COLLABORATION AGREEMENT THIS EXCLUSIVITY AND COLLABORATION AGREEMENT (?Agreement?), dated November , 2020 (the ?Effective Date?), is made between having an office and place of business at and Applied Minerals, Inc., having a place of business at P.O. Box 432, 1200 Silver City Road, Eureka, UT 84628 (?AMI?). ( and AMI are referred to herein as a ?Party? or collectively
April 18, 2022	EX-10.11	Form of loan agreement with Small Business Financial Solutions, LLC. Exhibit 10.11 BUSINESS LOAN AND SECURITY AGREEMENT THE FOLLOWING TERMS AND CONDITIONS, INCLUDING THE ARBITRATION PROVISION SET FORTH IN PARAGRAPH 32, GOVERN THIS AGREEMENT. THIS BUSINESS LOAN AND SECURITY AGREEMENT (?Agreement?) is entered into between SMALL BUSINESS FINANCIAL SOLUTIONS, LLC, a Delaware limited liability company (?Lender?), and BORROWER as identified below (?Borrower?). Borrower:
April 18, 2022	EX-10.10	Form of promissory note with Coventry Enterprises, LLC Exhibit 10.10 NEITHER THIS SECURITY NOR THE SECURITIES THAT MAY BE CONVERTED (SOLELY UPON AN EVENT OF DEFAULT IN THE ISSUER?S REPAYMENT OBLIGATIONS HEREUNDER) HAVE BEEN REGISTERED WITH THE SECURITIES AND EXCHANGE COMMISSION OR THE SECURITIES COMMISSION OF ANY STATE IN RELIANCE UPON AN EXEMPTION FROM REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?SECURITIES ACT?), AND, ACCORDINGLY,
April 18, 2022	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 ? Transition report under section 13 or 15(d) of the Exchange Act For the year ended December 31, 2021 Commission file number: 000-31380 APPLIED MINERALS, INC.
April 18, 2022	EX-95	Mine Safety Disclosure Exhibit 95 During the fourth calendar quarter of 2021: (i) The total number of violations of mandatory health or safety standards that could significantly and substantially contribute to the cause and effect of a coal or other mine safety or health hazard under section 104 of the Federal Mine Safety and Health Act of 1977 (30 U.
March 30, 2022	NT 10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): Form x 10-K ¨ Form 20-F ¨ Form 11-K ¨ Form 10-Q ¨ Form N-SAR ¨ Form N-CSR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): Form x 10-K ? Form 20-F ? Form 11-K ? Form 10-Q ? Form N-SAR ? Form N-CSR For Period Ended: December 31, 2021 ?Transition Report on Form 10-K ?Transition Report on Form 20-F ?Transition Report on Form 11-K ?Transition Report on Form 10-Q ?Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.
February 14, 2022	SC 13G/A	AMNL / Applied Minerals Inc / BERYLSON CAPITAL PARTNERS, LLC - AMENDMENT NO. 5 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 5)* Applied Minerals, Inc. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 03823M100 (CUSIP Number) December 31, 2021 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu
February 10, 2022	SC 13G/A	AMNL / Applied Minerals Inc / KINGDON CAPITAL MANAGEMENT, L.L.C. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.
February 7, 2022	8-K	Creation of a Direct Financial Obligation or an Obligation under an Off-Balance Sheet Arrangement of a Registrant UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Amendment No.
January 6, 2022	8-K	Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Amendment No.
January 3, 2022	8-K	Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 30, 2021 Commission File Number 000-31380 APPLIED MINERALS, INC.
December 30, 2021	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 30, 2021 Commission File Number 000-31380 APPLIED MINERALS, INC.
December 30, 2021	EX-99.1	Investor Presentation Exhibit 99.1
December 22, 2021	SC 13D/A	AMNL / Applied Minerals Inc / IBS CAPITAL LLC - FORM 13D/A Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D/A Under the Securities Exchange Act of 1934 (Amendment No. 17)* Applied Minerals, Inc. (Name of lssuer) Common Stock, $0.001 par value (Title of Class of Securities) 03823M100 (CUSIP Number) Jeffrey Blumberg Faegre Drinker Biddle & Reath LLP 311 S. Wacker Drive, Suite 4300 Chicago, Illinois 60606, USA 312-356-5119
December 22, 2021	EX-2	APPLIED MINERALS, INC. SECONDARY SECURITIES PURCHASE AGREEMENT APPLIED MINERALS, INC. SECONDARY SECURITIES PURCHASE AGREEMENT This Secondary Securities Purchase Agreement (this ?Agreement?) is made and entered into as of December 13, 2021 (the ?Effective Date?), by and between the sellers set forth on Schedule A. acting severally in all respects (each, a ?Seller? and collectively, the ?Sellers?), and Geoffrey G. Scott (the ?Purchaser?). Recitals A. The Seller
November 22, 2021	EX-95	Mine Safety Disclosure Exhibit 95 During the third calendar quarter of 2021: (i) The total number of violations of mandatory health or safety standards that could significantly and substantially contribute to the cause and effect of a coal or other mine safety or health hazard under section 104 of the Federal Mine Safety and Health Act of 1977 (30 U.
November 22, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2021 ? Transition report under section 13 or 15(d) of the Exchange Act For the transition period from to Commission File Number 000-31380 APPLIED MINERALS, INC.
November 19, 2021	DEF 14A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State
November 15, 2021	NT 10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): Form o10-K oForm 20-F oForm 11-K x Form 10-Q o Form N-SAR oForm N-CSR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): Form o10-K oForm 20-F oForm 11-K x Form 10-Q o Form N-SAR oForm N-CSR For Period Ended: September 30, 2021 oTransition Report on Form 10-K oTransition Report on Form 20-F oTransition Report on Form 11-K oTransition Report on Form 10-Q oTransition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.
September 30, 2021	8-K	Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Amendment No.
August 20, 2021	EX-95	Mine Safety Disclosure Exhibit 95 During the second calendar quarter of 2021: (i) The total number of violations of mandatory health or safety standards that could significantly and substantially contribute to the cause and effect of a coal or other mine safety or health hazard under section 104 of the Federal Mine Safety and Health Act of 1977 (30 U.
August 20, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2021 ? Transition report under section 13 or 15(d) of the Exchange Act For the transition period from to Commission File Number 000-31380 APPLIED MINERALS, INC.
August 16, 2021	NT 10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): Form o10-K oForm 20-F oForm 11-K XForm 10-Q o Form N-SAR oForm N-CSR NT 10-Q 1 app03812b-25.htm FORM NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): Form o10-K oForm 20-F oForm 11-K XForm 10-Q o Form N-SAR oForm N-CSR For Period Ended: June 30, 2021 oTransition Report on Form 10-K oTransition Report on Form 20-F oTransition Report on Form 11-K oTransition Report on Form 10-Q oTransit
May 21, 2021	EX-95	Mine Safety Disclosure Exhibit 95 During the first calendar quarter of 2021: (i) The total number of violations of mandatory health or safety standards that could significantly and substantially contribute to the cause and effect of a coal or other mine safety or health hazard under section 104 of the Federal Mine Safety and Health Act of 1977 (30 U.
May 21, 2021	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2021 ? Transition report under section 13 or 15(d) of the Exchange Act For the transition period from to Commission File Number 000-31380 APPLIED MINERALS, INC.
May 18, 2021	NT 10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): Form o 10-K ¨ Form 20-F o Form 11-K x Form 10-Q o Form N-SAR o Form N-CSR UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): Form o 10-K ? Form 20-F o Form 11-K x Form 10-Q o Form N-SAR o Form N-CSR For Period Ended: March 31, 2021 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form 10-Q o Transition Report on Form N-SAR For the Transition Period Ended: Nothing in this form shall be construed to imply that the Commission has verified any information contained herein.
April 15, 2021	10-K	Annual Report - FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2020 Commission file number: 000-31380 APPLIED MINERALS, INC.
April 15, 2021	EX-95	Mine Safety Disclosure Exhibit 95 During the fourth calendar quarter of 2020: (i) The total number of violations of mandatory health or safety standards that could significantly and substantially contribute to the cause and effect of a coal or other mine safety or health hazard under section 104 of the Federal Mine Safety and Health Act of 1977 (30 U.
April 15, 2021	EX-10.10	Form of loan agreement with Overlook Investments, LLC Exhibit 10.10 Loan Agreement This loan agreement (?Loan Agreement?) is made by and between Applied Minerals, Inc. (?Applied?) and Overlook Investments LLC (?Overlook?). This Loan Agreement will be effective as of the date of the later signature at the end (?Effective Date?). WHEREAS, Overlook is willing to lend $200,000 to Applied on the terms set forth below; WHEREAS, Applied and Tintic Copper an
April 15, 2021	EX-10.11	Exclusivity and Collaboration Agreement Exhibit 10.11 EXCLUSIVITY AND COLLABORATION AGREEMENT THIS EXCLUSIVITY AND COLLABORATION AGREEMENT (?Agreement?), dated November , 2020 (the ?Effective Date?), is made between having an office and place of business at and Applied Minerals, Inc., having a place of business at P.O. Box 432, 1200 Silver City Road, Eureka, UT 84628 (?AMI?). ( and AMI are referred to herein as a ?Party? or collectively
April 1, 2021	NT 10-K	- FORM NT 10-K NT 10-K 1 app03512b-25.htm FORM NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check one): Form x 10-K o Form 20-F o Form 11-K o Form 10-Q o Form N-SAR o Form N-CSR For Period Ended: December 31, 2020 o Transition Report on Form 10-K o Transition Report on Form 20-F o Transition Report on Form 11-K o Transition Report on Form
February 16, 2021	SC 13G/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* Applied Minerals, Inc. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 03823M100 (CUSIP Number) December 31, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu
January 13, 2021	8-K	Submission of Matters to a Vote of Security Holders 8-K 1 app0338k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 30, 2020 Commission File Number 000-31380 APPLIED MINERALS, INC. (Exact name of registrant as specified in its charter) Delaware 82-0096527 (State o
January 11, 2021	SC 13G	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.
December 31, 2020	8-K	- FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 30, 2020 Commission File Number 000-31380 APPLIED MINERALS, INC.
December 31, 2020	EX-99.1	Investor Presentation Exhibit 99.1
November 30, 2020	8-K	Entry into a Material Definitive Agreement - FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Amendment No.
November 20, 2020	DEF 14A	- FORM DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy State
November 17, 2020	EX-95	Mine Safety Disclosure Exhibit 95 During the third calendar quarter of 2020: (i) The total number of violations of mandatory health or safety standards that could significantly and substantially contribute to the cause and effect of a coal or other mine safety or health hazard under section 104 of the Federal Mine Safety and Health Act of 1977 (30 U.
November 17, 2020	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2020 ? Transition report under section 13 or 15(d) of the Exchange Act For the transition period from to Commission File Number 000-31380 APPLIED MINERALS, INC.
October 26, 2020	8-K	- FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 20, 2020 Commission File Number 000-31380 APPLIED MINERALS, INC.
October 22, 2020	SC 13D/A	AMNL / Applied Minerals, Inc. / SAMLYN CAPITAL, LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.
August 14, 2020	10-Q	Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2020 ¨ Transition report under section 13 or 15(d) of the Exchange Act For the transition period from to Commission File Number 000-31380 APPLIED MINERALS, INC.
August 14, 2020	EX-95	Mine Safety Disclosure Exhibit 95 During the second calendar quarter of 2020: (i) The total number of violations of mandatory health or safety standards that could significantly and substantially contribute to the cause and effect of a coal or other mine safety or health hazard under section 104 of the Federal Mine Safety and Health Act of 1977 (30 U.
June 30, 2020	NT 10-Q	- FORM NT 10-Q NT 10-Q 1 app02612b-25.htm FORM NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER CUSIP NUMBER (Check One): ¨ Form 10-K ¨ Form 20-F x Form 10-Q ¨ Form 10-D ¨ Form N-SAR For Period Ended: March 31, 2020 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition
June 30, 2020	EX-95	Mine Safety Disclosure Exhibit 95 During the first calendar quarter of 2020: (i) The total number of violations of mandatory health or safety standards that could significantly and substantially contribute to the cause and effect of a coal or other mine safety or health hazard under section 104 of the Federal Mine Safety and Health Act of 1977 (30 U.
June 30, 2020	10-Q	Quarterly Report - FORM 10-Q 10-Q 1 app02510q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2020 ¨ Transition report under section 13 or 15(d) of the Exchange Act For the transition period from to Commission File Number 000-31380 APPLIED M
June 1, 2020	EX-95	Mine Safety Disclosure Exhibit 95 During the fourth calendar quarter of 2019: (i) The total number of violations of mandatory health or safety standards that could significantly and substantially contribute to the cause and effect of a coal or other mine safety or health hazard under section 104 of the Federal Mine Safety and Health Act of 1977 (30 U.
June 1, 2020	EX-10.10	Form of loan agreement with Overlook Investments, LLC Exhibit 10.10 Loan Agreement This loan agreement (“Loan Agreement”) is made by and between Applied Minerals, Inc. (“Applied”) and Overlook Investments LLC (“Overlook”). This Loan Agreement will be effective as of the date of the later signature at the end (“Effective Date”). WHEREAS, Overlook is willing to lend $200,000 to Applied on the terms set forth below; WHEREAS, Applied and Tintic Copper an
June 1, 2020	10-K	Annual Report - FORM 10-K 10-K 1 app02410k.htm FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2019 Commission file number: 000-31380 APPLIED MINERALS, INC. (Exact name of registrant as specified in its charter) Delaware 82-0096527 (State or other jurisdiction of i
May 15, 2020	NT 10-K	- FORM NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER CUSIP NUMBER (Check One): x Form 10-K ¨ Form 20-F ¨ Form 10-Q ¨ Form 10-D ¨ Form N-SAR For Period Ended: December 31, 2019 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transition Report on Form 10-Q ¨ Transition Repo
May 15, 2020	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 15, 2020 Commission File Number 000-31380 APPLIED MINERALS, INC.
May 5, 2020	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 8-K 1 app0218k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 30, 2020 Commission File Number 000-31380 APPLIED MINERALS, INC. (Exact name of registrant as specified in its charter) Delaware 82-0096527 (State or o
April 17, 2020	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 13, 2020 Commission File Number 000-31380 APPLIED MINERALS, INC.
April 9, 2020	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 5, 2020 Commission File Number 000-31380 APPLIED MINERALS, INC.
March 31, 2020	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 30, 2020 Commission File Number 000-31380 APPLIED MINERALS, INC.
March 30, 2020	8-K	Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 25, 2020 Commission File Number 000-31380 APPLIED MINERALS, INC.
February 28, 2020	8-K	Entry into a Material Definitive Agreement 8-K 1 app0168k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Amendment No. CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 24, 2020 Commission File Number 000-31380 APPLIED MINERALS, INC. (Exact name of registrant as specified in its charter) Delaware 82-00
February 14, 2020	SC 13G/A	AMNL / Applied Minerals, Inc. / BERYLSON CAPITAL PARTNERS, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 3)* Applied Minerals, Inc. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 03823M100 (CUSIP Number) December 31, 2019 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu
December 17, 2019	8-K	Submission of Matters to a Vote of Security Holders 8-K 1 app0158k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 4, 2019 Commission File Number 000-31380 APPLIED MINERALS, INC. (Exact name of registrant as specified in its charter) Delaware 82-0096527 (State or
December 4, 2019	8-K	Current Report UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 4, 2019 Commission File Number 000-31380 APPLIED MINERALS, INC.
December 4, 2019	EX-99.1	1 1 Shareholder Meeting Presentation December 2019 Exhibit 99.1 1 1 Shareholder Meeting Presentation December 2019 2 2 [ Safe Harbor Statement] The following are safe harbor statements under the Private Securities Litigation Reform Act of 1995 for Applied Minerals, Inc . Some statements contained or implied in this presentation may be considered forward - looking statements, which by their nature are uncertain . Consequently, actual results could
November 19, 2019	DEFA14A	AMNL / Applied Minerals, Inc. DEFA14A - - FORM DEFA 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: Preliminary Proxy Statement ¨ Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement x
November 18, 2019	8-K	Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 13, 2019 Commission File Number 000-31380 APPLIED MINERALS, INC.
November 14, 2019	10-Q	AMNL / Applied Minerals, Inc. 10-Q - Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One)  QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2019  Transition report under section 13 or 15(d) of the Exchange Act For the transition period from to Commission File Number 000-31380 APPLIED MINERALS, INC.
November 14, 2019	EX-95	Mine Safety Disclosure Exhibit 95 During the third calendar quarter of 2019: (i) The total number of violations of mandatory health or safety standards that could significantly and substantially contribute to the cause and effect of a coal or other mine safety or health hazard under section 104 of the Federal Mine Safety and Health Act of 1977 (30 U.
October 23, 2019	DEF 14A	AMNL / Applied Minerals, Inc. DEF 14A - - FORM DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement
October 10, 2019	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 10, 2019 Commission File Number 000-31380 APPLIED MINERALS, INC.
October 10, 2019	EX-99.1	Applied Minerals, Inc. Issues Letter to Shareholders from Mario Concha Exhibit 99.1 Applied Minerals, Inc. Issues Letter to Shareholders from Mario Concha NEW YORK, NY Applied Minerals, Inc. (the “Company” or “Applied Minerals”) (OTCIQ: AMNL), a leading global producer of halloysite clay under the trade name DRAGONITE and advanced natural iron oxides under the trade name AMIRON, has issued the following letter to shareholders from Mario Concha, President and CEO. Dea
October 8, 2019	PRE 14A	AMNL / Applied Minerals, Inc. PRE 14A - - PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by Registrant x Filed by a party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Confidential, for use of the Commission only (as permitted by Rule 14a-6(e)(2)) ¨ Definitive Proxy Statement
September 11, 2019	EX-99.1	Applied Minerals, Inc. Appoints Mario Concha President and Chief Executive Officer Exhibit 99.1 Applied Minerals, Inc. Appoints Mario Concha President and Chief Executive Officer NEW YORK, NY Applied Minerals, Inc. (the "Company" or "Applied Minerals") (OTCQB: AMNL), a leading global producer of halloysite clay, under the trade name DRAGONITE, and advanced natural iron oxides, under the trade name AMIRON, is pleased to announce it has appointed Mario Concha, the current Chairman
September 11, 2019	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Financial Statements and Exhibits 8-K 1 app0078k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 9, 2019 Commission File Number 000-31380 APPLIED MINERALS, INC. (Exact name of registrant as specified in its charter) Delaware 82-0096527 (State o
August 14, 2019	EX-95	Mine Safety Disclosure Exhibit 95 During the second calendar quarter of 2019: (i) The total number of violations of mandatory health or safety standards that could significantly and substantially contribute to the cause and effect of a coal or other mine safety or health hazard under section 104 of the Federal Mine Safety and Health Act of 1977 (30 U.
August 14, 2019	10-Q	AMNL / Applied Minerals, Inc. 10-Q - Quarterly Report - FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2019 ¨ Transition report under section 13 or 15(d) of the Exchange Act For the transition period from to Commission File Number 000-31380 APPLIED MINERALS, INC.
July 29, 2019	S-8	AMNL / Applied Minerals, Inc. S-8 - - FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 As filed with the Securities and Exchange Commission on July , 2019 Registration No.
May 15, 2019	10-Q	AMNL / Applied Minerals, Inc. 10-Q Quarterly Report FORM 10-Q 10-Q 1 app00210q.htm FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2019 ¨ Transition report under section 13 or 15(d) of the Exchange Act For the transition period from to Commission File Number 000-31380 APPLIED M
May 15, 2019	EX-95	Mine Safety Disclosure Exhibit 95 During the first calendar quarter of 2019: (i) The total number of violations of mandatory health or safety standards that could significantly and substantially contribute to the cause and effect of a coal or other mine safety or health hazard under section 104 of the Federal Mine Safety and Health Act of 1977 (30 U.
April 16, 2019	10-K	AMNL / Applied Minerals, Inc. FORM 10-K (Annual Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K x ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2018 Commission file number: 000-31380 APPLIED MINERALS, INC.
April 16, 2019	EX-95	Mine Safety Disclosure Exhibit 95 During the fourth calendar quarter of 2018: (i) The total number of violations of mandatory health or safety standards that could significantly and substantially contribute to the cause and effect of a coal or other mine safety or health hazard under section 104 of the Federal Mine Safety and Health Act of 1977 (30 U.
April 1, 2019	NT 10-K	AMNL / Applied Minerals, Inc. FORM NT 10-K NT 10-K 1 app00412b-25.htm FORM NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER CUSIP NUMBER (Check One): x Form 10-K ¨ Form 20-F ¨ Form 10-Q ¨ Form 10-D ¨ Form N-SAR For Period Ended: December 31, 2018 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K ¨ Transiti
March 19, 2019	8-K/A	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A AMENDMENT NO.
March 18, 2019	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 13, 2019 Commission File Number 000-31380 APPLIED MINERALS, INC.
February 14, 2019	SC 13G/A	AMNL / Applied Minerals, Inc. / BERYLSON CAPITAL PARTNERS, LLC - AMENDMENT NO. 2 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Applied Minerals, Inc. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 03823M100 (CUSIP Number) December 31, 2018 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu
January 10, 2019	SC 13G/A	AMNL / Applied Minerals, Inc. / BERYLSON CAPITAL PARTNERS, LLC - AMENDMENT NO. 2 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* Applied Minerals, Inc. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 03823M100 (CUSIP Number) December 31, 2018 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu
December 11, 2018	8-K	Other Events, Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 6, 2018 Commission File Number 000-31380 APPLIED MINERALS, INC.
December 6, 2018	8-K	Regulation FD Disclosure, Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 6, 2018 Commission File Number 000-31380 APPLIED MINERALS, INC.
December 6, 2018	EX-99.1	1 1 Annual Shareholder Meeting Management Presentation December 2018 EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 1 1 Annual Shareholder Meeting Management Presentation December 2018 2 2 [ Safe Harbor Statement & SEC Cautionary Note ] FORWARD LOOKING STATEMENTS Information provided and statements contained in this presentation and the oral presentation accompanying it as well as in th e Q &A that are not purely historical are forward - looking statements within t
November 19, 2018	10-Q	AMNL / Applied Minerals, Inc. FORM 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2018 ¨ Transition report under section 13 or 15(d) of the Exchange Act For the transition period from to Commission File Number 000-31380 APPLIED MINERALS, INC.
November 19, 2018	EX-95	Mine Safety Disclosure Exhibit 95 During the third calendar quarter of 2018: (i) The total number of violations of mandatory health or safety standards that could significantly and substantially contribute to the cause and effect of a coal or other mine safety or health hazard under section 104 of the Federal Mine Safety and Health Act of 1977 (30 U.
November 14, 2018	NT 10-Q	AMNL / Applied Minerals, Inc. FORM NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER CUSIP NUMBER (Check One): ¨ Form 10-K ¨ Form 20-F x Form 10-Q ¨ Form 10-D ¨ Form N-SAR For Period Ended: September 30, 2018 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Rep
November 6, 2018	SC 13D/A	AMNL / Applied Minerals, Inc. / SAMLYN CAPITAL, LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.
October 24, 2018	DEFR14A	AMNL / Applied Minerals, Inc. DEFR14A TABLE OF CONTENTS UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. 1) Filed by the Registrant ☒ Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, for Use of the Commission Only (as permitted by Rule 1
October 23, 2018	DEF 14A	AMNL / Applied Minerals, Inc. FORM DEF 14A DEF 14A 1 amnl20180927def14a.htm FORM DEF 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant X Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission O
October 9, 2018	8-K	Financial Statements and Exhibits, Changes in Registrant's Certifying Accountant 8-K 1 amnl201810088k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 4, 2018 Commission File Number 000-31380 APPLIED MINERALS, INC. (Exact name of registrant as specified in its charter) Delaware 82-0096527 (Sta
October 9, 2018	EX-16.1	16.1 Letter from EisnerAmper dated October 8, 2018 to the SEC regarding statements included in this Form 8-K Exhibit 16.1
September 19, 2018	8-K	Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 18, 2018 Commission File Number 000-31380 APPLIED MINERALS, INC.
September 12, 2018	CORRESP	AMNL / Applied Minerals, Inc. CORRESP September 12, 2018 Mr. Michael Killoy Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Washington, D.C. 20549 Re: Applied Minerals, Inc. (the “Registrant”) Registration Statement on Form S-1 File Number: 333-226310 Dear Mr. Killoy: This letter is provided to the Securities and Exchange Commission (the “Commission”) in connection with a response being made on beha
September 4, 2018	AW	AMNL / Applied Minerals, Inc. FORM AW AW 1 amnl20180904aw.htm FORM AW Applied Minerals, Inc. 55 Washington Street Brooklyn, New York 11201 September 4, 2018 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Applied Minerals, Inc. Commission file number: 000-31380 Gentlemen: Applied Minerals, Inc. (“Company”) requests withdrawal of the post-effective amendment to the registration statement no. 213752 filed M
August 30, 2018	S-1/A	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Table of Contents As filed with the Securities and Exchange Commission Registration No.
August 30, 2018	COVER	2 William Gleeson General Counsel O and M; 206.915.1192 wgleeson@appliedminerals,com 55 Washington St, Suite 301 Brooklyn, NY 11201 August 29, 2018 Securities and Exchange Commission 100 F Street NE Washington, DC 20549 Attn: Michael Killoy Re: Applied Minerals Inc. Form S-1 File No. 333-226310 Dear Mr. Killoy: Mr. Schuler sent a comment letter regarding the Company’s Annual Report in Form 10-K for
August 29, 2018	EX-99.1	Applied Minerals, Inc. Completes the Sale of Its Surface Piles for Net Proceeds of $4.3 Million Proceeds from the sale significantly strengthen the Company’s liquidity position Company may receive up to $4.3 million of additional net proceeds related Exhibit 99.1 Applied Minerals, Inc. Completes the Sale of Its Surface Piles for Net Proceeds of $4.3 Million Proceeds from the sale significantly strengthen the Company’s liquidity position Company may receive up to $4.3 million of additional net proceeds related to the sale NEW YORK, NY Applied Minerals, Inc. (the "Company" or "Applied Minerals") (OTCQB: AMNL), a leading global producer of halloy
August 29, 2018	8-K	Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Amendment No.
August 20, 2018	EX-95	Mine Safety Disclosure Exhibit 95 During the second calendar quarter of 2018: (i) The total number of violations of mandatory health or safety standards that could significantly and substantially contribute to the cause and effect of a coal or other mine safety or health hazard under section 104 of the Federal Mine Safety and Health Act of 1977 (30 U.
August 20, 2018	10-Q	AMNL / Applied Minerals, Inc. FORM 10-Q (Quarterly Report) 10-Q 1 amnl2018063010q.htm FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2018 ☐ Transition report under section 13 or 15(d) of the Exchange Act For the transition period from to Commission File Num
August 15, 2018	NT 10-Q	AMNL / Applied Minerals, Inc. FORM NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER CUSIP NUMBER (Check One): ☐ Form 10-K ☐ Form 20-F ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR For Period Ended: June 30, 2018 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Report o
August 15, 2018	LETTER	LETTER MAIL STOP: 3561 August 15, 2018 Via E-Mail Christopher T. Carney Applied Minerals Inc. 55 Washington Street, Suite 301 Brooklyn, NY 11201 Re: Applied Minerals Inc. Form 10-K for the Fiscal Year Ended December 31, 2017 Filed April 17, 2018 File No. 000-31380 Dear Mr. Carney: We have completed our review of your filing. We remind you that the company and its management are responsible for the accura
August 14, 2018	COVER	Very truly yours, /s/ William Gleeson William Gleeson William Gleeson General Counsel O and M; 206.915.1192 wgleeson@appliedminerals,com 55 Washington St, Suite 301 Brooklyn, NY 11201 August 13, 2018 Securities and Exchange Commission 100 F Street NE Washington, DC 20549 Attn: George Schuler Re: Applied Minerals Inc. Form 10-K for the Fiscal Year Ended December 31, 2017 Filed April 17, 2018 File No. 000-31380 Dear Mr. Schuler: On behalf of Applied Mi
August 14, 2018	10-K/A	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 AMENDMENT NO. 1 FORM 10-K 10-K/A 1 amnl2018080310ka.htm FORM 10-K/A Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 AMENDMENT NO. 1 to FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2017 Commission file number: 000-31380 APPLIED MINERALS, INC. (Exact name of registrant as specified in its charter) Del
August 1, 2018	AW	AMNL / Applied Minerals, Inc. FORM AW Applied Minerals, Inc. 55 Washington Street Brooklyn, New York 10012 August 1, 2018 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Applied Minerals, Inc. Commission file number: 000-31380 Gentlemen: Applied Minerals, Inc. (“Company”) requests withdrawal of the post-effective amendment to the registration statement no. 213752 filed May 10, 2017. It has been superseded
July 31, 2018	LETTER	LETTER MAIL STOP: 3561 July 31, 2018 Via E-Mail Christopher T. Carney Applied Minerals Inc. 55 Washington Street, Suite 301 Brooklyn, NY 11201 Re: Applied Minerals Inc. Form 10-K for the Fiscal Year Ended December 31, 2017 Filed April 17, 2018 File No. 000-31380 Dear Mr. Carney: We have limited our review of your filing to the financial statements and related disclosures and have the following comments.
July 24, 2018	EX-10.4	Director Nomination Agreement dated May 12, 2017 Exhibit 10.4 DIRECTOR NOMINATION AGREEMENT This DIRECTOR NOMINATION AGREEMENT (this “Agreement’) is entered into as of this of April , 2017 (the “Effective Time”), by and between Applied Minerals, Inc., a Delaware corporation (the “Company”) and the holders of a majority (“Majority Holders”) of the principal amount of the 10% PIK-Election Convertible Note due 2023 (“Notes”) on behalf of the holder
July 24, 2018	EX-3.1	Articles of Incorporation EX-3.1 2 ex117818.htm EXHIBIT 3.1 Exhibit 3.1 RESTATED CERTIFICATE OF INCORPORATION OF APPLIED MINERALS, INC. Applied Minerals, Inc., a Delaware corporation, hereby certifies as follows. The name of the corporation is Applied Minerals, Inc. The corporation was formed by merger on September 9, 2009 as Atlas Mining Sub, Inc. and it and its name was changed to Applied Minerals, Inc. on October 30, 20
July 24, 2018	S-1	AMNL / Applied Minerals, Inc. FORM S-1 Table of Contents As filed with the Securities and Exchange Commission Registration No.
July 24, 2018	EX-10.14	2016 Long Term Incentive Plan Exhibit 10.14 APPLIED MINERALS INC. 2016 LONG-TERM INCENTIVE PLAN ARTICLE I PURPOSE The purpose of this Applied Minerals, Inc. 2016 Long-Term Incentive Plan is to enhance the profitability and value of the Company for the benefit of its stockholders by enabling the Company to offer Eligible Employees, Consultants and Non-Employee Directors incentive awards in order to attract, retain and reward su
July 24, 2018	EX-10.8	Form of warrant used in connection with the Series 2023 and the Series A agreements dated May 12, 2017 Exhibit 10.8 THIS WARRANT WAS ISSUED WITHOUT REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), PURSUANT TO ONE OR MORE EXEMPTIONS FROM REGISTRATION UNDER THE ACT AND MAY NOT BE SOLD, ASSIGNED, PLEDGED OR OTHERWISE TRANSFERRED EXCEPT PUSUANT TO AN EFFECTIVE REGISTRATION UNDER THE ACT OR AN OPINION OF COUNSEL, SATISFACTORY TO THE ISSUER, THAT REGISTRATION UNDER THE ACT FOR SUCH
July 24, 2018	EX-3.2	ByLaws, as amended EX-3.2 3 ex117819.htm EXHIBIT 3.2 Exhibit 3.2 AMENDED AND RESTATED BY-LAWS OF APPLIED MINERALS, INC. ARTICLE I. Stockholders' Meeting 1. Place of Meeting. Meetings of the stockholders shall be held at the registered office of the Corporation in Delaware, or at such other place within or without the State of Delaware as may be designated by the Board of Directors or the stockholders. 2. Annual Meet
July 24, 2018	EX-10.7	Amendment No. 1 to Series A Agreement Exhibit 10.7 Amendment No. 1 to Series A Agreement This Amendment No. 1 (the “Amendment”) to Series A Agreement dated May 12, 2017 (“Series A Agreement”) is entered into by and between the Company and Series A Noteholders. WHEREAS, (i) The Company and the Series A Noteholders entered into the Series A Series Agreement. (ii) Pursuant to Section 12 of the Series A Agreement, the Series A Agreement m
July 24, 2018	EX-10.6	Series A Agreement dated May 12, 2017 Exhibit 10.6 SERIES A AGREEMENT This SERIES A AGREEMENT (this “Agreement’) is entered into as of this 12th day of May, 2017, by and between Applied Minerals, Inc., a Delaware corporation (the “Company”) and the holders of a majority of the 10% PIK-Election Convertible Note due 2018 (“Series A Notes”) (each holder of a Note, a “Series A Noteholder,” and together, the “Series A Noteholders”). The Co
July 24, 2018	EX-10.5	Amendment No. 1 to Series 2023 Agreement Exhibit 10.5 Amendment No. 1 to Series 2023 Agreement This Amendment No. 1 (the “Amendment”) dated , 2017 to the Series 2023 Agreement dated May 12, 2017 (“Series 2023 Agreement”) is entered into by and between the Company and the Majority Holders of the Series 2023 Notes. WHEREAS, (i) The Company and the Majority Holders entered into the Series 2023 Agreement. (ii) Pursuant to Section 12 of the S
July 24, 2018	EX-10.3	Series 2023 Agreement dated May 12, 2017 Exhibit 10.3 SERIES 2023 AGREEMENT This SERIES 2023 AGREEMENT (this “Agreement’) is entered into as of this 12th of May 2017, by and between Applied Minerals, Inc., a Delaware corporation (the “Company”) and the holders (“Majority Holders”) of a majority of the 10% PIK-Election Convertible Note due 2023 (“Series 2023 Notes”) (each holder of a Note, a “Series 2023 Noteholder,” and together, the “Se
July 24, 2018	EX-10.13	2017 Incentive Plan Exhibit 10.13 APPLIED MINERALS INC. 2017 INCENTIVE PLAN ARTICLE I PURPOSE The purpose of this Applied Minerals, Inc. 2017 Incentive Plan is to enhance the profitability and value of the Company for the benefit of its stockholders by enabling the Company to offer Eligible Employees, Consultants and Non-Employee Directors incentive awards in order to attract, retain and reward such individuals and s
July 24, 2018	EX-10.10	Form of warrant used in connection with August 2017 offering Exhibit 10.10 THIS WARRANT WAS ISSUED WITHOUT REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), PURSUANT TO ONE OR MORE EXEMPTIONS FROM REGISTRATION UNDER THE ACT AND MAY NOT BE SOLD, ASSIGNED, PLEDGED OR OTHERWISE TRANSFERRED EXCEPT PUSUANT TO AN EFFECTIVE REGISTRATION UNDER THE ACT OR AN OPINION OF COUNSEL, SATISFACTORY TO THE ISSUER, THAT REGISTRATION UNDER THE ACT FOR SUCH
July 23, 2018	CORRESP	AMNL / Applied Minerals, Inc. CORRESP Applied Minerals, Inc. 55 Washington Street Brooklyn, New York 10012 July 23, 2018 U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Applied Minerals, Inc. Commission file number: 000-31380 Gentlemen: Applied Minerals, Inc. (“Company”) has today filed a registration statement for the resale of common stock issued by the Company and issuable on the resale of common stock
June 11, 2018	SC 13D	AMNL / Applied Minerals, Inc. / KINGDON CAPITAL MANAGEMENT, L.L.C. Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.
June 4, 2018	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 1, 2018 Commission File Number 000-31380 APPLIED MINERALS, INC.
May 22, 2018	EX-95	Mine Safety Disclosure Exhibit 95 During the first calendar quarter of 2018: (i) The total number of violations of mandatory health or safety standards that could significantly and substantially contribute to the cause and effect of a coal or other mine safety or health hazard under section 104 of the Federal Mine Safety and Health Act of 1977 (30 U.
May 22, 2018	10-Q	AMNL / Applied Minerals, Inc. FORM 10-Q (Quarterly Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) X QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2018 ☐ Transition report under section 13 or 15(d) of the Exchange Act For the transition period from to Commission File Number 000-31380 APPLIED MINERALS, INC.
May 15, 2018	NT 10-Q	AMNL / Applied Minerals, Inc. FORM NT 10-Q NT 10-Q 1 amnl20180515nt10q.htm FORM NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER CUSIP NUMBER (Check One): ☐ Form 10-K ☐ Form 20-F ☒ Form 10-Q ☐ Form 10-D ☐ Form N-SAR For Period Ended: March 31, 2018 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transi
May 3, 2018	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 30, 2018 Commission File Number 000-31380 APPLIED MINERALS, INC.
May 3, 2018	SC 13D/A	AMNL / Applied Minerals, Inc. / SAMLYN CAPITAL, LLC Activist Investment SC 13D/A 1 d7238136b13d-a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 4) Applied Minerals, Inc. (Name of Issuer) Common Stock, $0.001 par value per share (Title of Class of Securities) 03823M100 (CUSIP Number) Michael B. Barry Samlyn Capital, LLC 500 Park Avenue, 2nd Floor New York, NY 10022 Tel: +1 (212)
April 17, 2018	10-K	AMNL / Applied Minerals, Inc. FORM 10-K (Annual Report) Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2017 Commission file number: 000-31380 APPLIED MINERALS, INC.
April 17, 2018	EX-95	Mine Safety Disclosure Exhibit 95 (i) The total number of violations of mandatory health or safety standards that could significantly and substantially contribute to the cause and effect of a coal or other mine safety or health hazard under section 104 of the Federal Mine Safety and Health Act of 1977 (30 U.
April 2, 2018	NT 10-K	AMNL / Applied Minerals, Inc. FORM NT 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING SEC FILE NUMBER CUSIP NUMBER (Check One): ☒ Form 10-K ☐ Form 20-F ☐ Form 10-Q ☐ Form 10-D ☐ Form N-SAR For Period Ended: December 31, 2017 ☐ Transition Report on Form 10-K ☐ Transition Report on Form 20-F ☐ Transition Report on Form 11-K ☐ Transition Report on Form 10-Q ☐ Transition Repo
January 2, 2018	8-K	Entry into a Material Definitive Agreement amnl201712288k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Amendment No. [ ] CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 22, 2017 Commission File Number 000-31380 APPLIED MINERALS, INC. (Exact name of registrant as specified in its charter) Delaware 82-0096527
January 2, 2018	SC 13G/A	AMNL / Applied Minerals, Inc. / KINGDON CAPITAL MANAGEMENT, L.L.C. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.
December 21, 2017	SC 13G/A	AMNL / Applied Minerals, Inc. / KINGDON CAPITAL MANAGEMENT, L.L.C. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.
December 18, 2017	SC 13D/A	AMNL / Applied Minerals, Inc. / SAMLYN CAPITAL, LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.
December 18, 2017	SC 13G/A	AMNL / Applied Minerals, Inc. / BERYLSON CAPITAL PARTNERS, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Applied Minerals, Inc. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 03823M100 (CUSIP Number) December 14, 2017 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursu
December 13, 2017	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers, Submission of Matters to a Vote of Security Holders 8-K 1 amnl201712128k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 7, 2016 Commission File Number 000-31380 APPLIED MINERALS, INC. (Exact name of registrant as specified in its charter) Delaware 82-0096527 (St
December 7, 2017	8-K	AMNL / Applied Minerals, Inc. FORM 8-K (Current Report) amnl201712078k.htm 8-K 1 form8k.htm APPLIED MINERALS INC 8K 8-K 1 form8k.htm APPLIED MINERALS INC. 8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Amendment No. CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 7, 2017 Commission File Number 000-31380 APPLIED MINERALS, I
December 7, 2017	EX-99.1	Slide Presentation for 2017 Annual Meeting Image Exhibit Exhibit 99.1
November 14, 2017	EX-95	xhibit 95 Exhibit 95 During the third calendar quarter of 2017: (i) The total number of violations of mandatory health or safety standards that could significantly and substantially contribute to the cause and effect of a coal or other mine safety or health hazard under section 104 of the Federal Mine Safety and Health Act of 1977 (30 U.
November 14, 2017	10-Q	AMNL / Applied Minerals, Inc. FORM 10-Q (Quarterly Report) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2017 ☐ Transition report under section 13 or 15(d) of the Exchange Act For the transition period from to Commission File Number 000-31380 APPLIED MINERALS, INC.
November 2, 2017	SC 13D/A	AMNL / Applied Minerals, Inc. / SAMLYN CAPITAL, LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No.
November 1, 2017	EX-99.1	José Antonio Carranza ex98451.htm Exhibit 99.1 Joint News Release BASF Media Contact: Jos? Antonio Carranza Phone: (973) 245-5238 Email: [email protected] Applied Minerals IR Contact: Greg Falesnik Phone: (949) 385-6449 Email: [email protected] BASF and Applied Minerals sign purchase and supply agreement to develop and market halloysite clay-based products ? BASF to exclusively develop, co-brand and
November 1, 2017	8-K	Applied Minerals FORM 8-K (Current Report/Significant Event) amnl201710318k.htm 8-K 1 form8k.htm APPLIED MINERALS INC 8K 8-K 1 form8k.htm APPLIED MINERALS INC. 8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K Amendment No. CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 1, 2017 Commission File Number 000-31380 APPLIED MINERALS, I
October 27, 2017	DEF 14A	Applied Minerals FORM DEF 14A amnl20171011def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant X Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Ru
October 20, 2017	EX-99.1	Applied Minerals, Inc. Announces Annual Shareholders Meeting for 2017 ex97182.htm Exhibit 99.1 Applied Minerals, Inc. Announces Annual Shareholders Meeting for 2017 NEW YORK, NY- October 20, 2017 - Applied Minerals, Inc. (the "Company" or "Applied Minerals") (OTCQB: AMNL), a leading global producer of halloysite clay and advanced natural iron oxides will hold its Annual Meeting of Stockholders for 2017 at 2:30 PM Eastern Time on December 7, 2017 at 304 Hudson Street
October 20, 2017	8-K	AMNL / Applied Minerals, Inc. FORM 8-K (Current Report) amnl201710198k.htm 8-K 1 form8k.htm APPLIED MINERALS INC 8K 8-K 1 form8k.htm APPLIED MINERALS INC. 8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 20, 2017 Commission File Number 000-31380 APPLIED MINERALS, INC. (Exact nam
October 6, 2017	PRE 14A	Applied Minerals FORM PRE 14A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant X Filed by a Party other than the Registrant ☐ Check the appropriate box: X Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Defin
October 6, 2017	PRE 14A	Applied Minerals FORM PRE 14A amnl20171004def14a.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant X Filed by a Party other than the Registrant ? Check the appropriate box: X Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (as permitted by Ru
October 4, 2017	EX-10.2	Exhibit 10.2. Agreement with the holders of the Series A Notes and the amendment thereto, and the form of Series A Warrant to be issued on satisfaction of the Conditions. ex96191.htm Exhibit 10.2 SERIES A AGREEMENT This SERIES A AGREEMENT (this ?Agreement?) is entered into as of this 12th day of May, 2017, by and between Applied Minerals, Inc., a Delaware corporation (the ?Company?) and the holders of a majority of the 10% PIK-Election Convertible Note due 2018 (?Series A Notes?) (each holder of a Note, a ?Series A Noteholder,? and together, the ?Series A Noteholde
October 4, 2017	EX-10.5	Exhibit 10.5. Form of the Warrants issued in August 2017 Offering. ex96194.htm Exhibit 10.5 THIS WARRANT WAS ISSUED WITHOUT REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?ACT?), PURSUANT TO ONE OR MORE EXEMPTIONS FROM REGISTRATION UNDER THE ACT AND MAY NOT BE SOLD, ASSIGNED, PLEDGED OR OTHERWISE TRANSFERRED EXCEPT PUSUANT TO AN EFFECTIVE REGISTRATION UNDER THE ACT OR AN OPINION OF COUNSEL, SATISFACTORY TO THE ISSUER, THAT REGISTRATION UNDER THE A
October 4, 2017	EX-10.4	Exhibit 10.4 Form of investment agreement used in August 2017 Offering. ex96193.htm Exhibit 10.4 INVESTMENT AGREEMENT This INVESTMENT AGREEMENT (this ?Agreement?), dated as of this day of August, 2017, is entered into by and among Applied Minerals, Inc., a Delaware corporation (the ?Issuer?), and (the ?Investor?). Each of the Issuer, on the one hand, and the Investor, on the other hand, may be referred to herein individually as a ?Party? or collectively as the ?Partie
October 4, 2017	EX-10.6	Exhibit 10.6. Form of registration rights agreement entered into in connection with the August 2017 Offering ex96195.htm Exhibit 10.6 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is made and entered into as of August , 2016, by and between Applied Minerals, Inc., a Delaware corporation (the “Company”), and (“Investor”). The Company and the Investor are sometimes referred to herein collectively as the “Parties” and each of them individually, as a “Party”). WHEREAS, t
October 4, 2017	EX-10.3	Exhibit 10.3. Series 2023 Director Nomination Agreement EX-10.3 4 ex96192.htm EXHIBIT 10.3 Exhibit 10.3 DIRECTOR NOMINATION AGREEMENT This DIRECTOR NOMINATION AGREEMENT (this “Agreement’) is entered into as of this of April , 2017 (the “Effective Time”), by and between Applied Minerals, Inc., a Delaware corporation (the “Company”) and the holders of a majority (“Majority Holders”) of the principal amount of the 10% PIK-Election Convertible Note due 202
October 4, 2017	EX-10.1	Exhibit 10.1: Agreement with the holders of the Series 2023 Notes and the amendment thereto and form of Series 2023 Warrant to be issued on satisfaction of the Conditions. ex96190.htm Exhibit 10.1 SERIES 2023 AGREEMENT This SERIES 2023 AGREEMENT (this ?Agreement?) is entered into as of this 12th of May 2017, by and between Applied Minerals, Inc., a Delaware corporation (the ?Company?) and the holders (?Majority Holders?) of a majority of the 10% PIK-Election Convertible Note due 2023 (?Series 2023 Notes?) (each holder of a Note, a ?Series 2023 Noteholder,? and toget
October 4, 2017	8-K/A	Entry into a Material Definitive Agreement, Financial Statements and Exhibits amnl201710028ka.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K/A Amendment No. 1 CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 4, 2017 Commission File Number 000-31380 APPLIED MINERALS, INC. (Exact name of registrant as specified in its charter) Delaware 82-0096527
August 30, 2017	8-K	Entry into a Material Definitive Agreement, Financial Statements and Exhibits 8-K 1 form8k.htm APPLIED MINERALS INC 8K 8-K 1 form8k.htm APPLIED MINERALS INC. 8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 29, 2017 Commission File Number 000-31380 APPLIED MINERALS, INC. (Exact name of registrant as s
August 14, 2017	EX-95	During the ex95.htm Exhibit 95 During the second calendar quarter of 2017: (i) The total number of violations of mandatory health or safety standards that could significantly and substantially contribute to the cause and effect of a coal or other mine safety or health hazard under section 104 of the Federal Mine Safety and Health Act of 1977 (30 U.S.C. 814) for which the operator received a citation from the
August 14, 2017	10-Q	AMNL / Applied Minerals, Inc. FORM 10-Q (Quarterly Report) amnl2017063010q.htm Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2017 ☐ Transition report under section 13 or 15(d) of the Exchange Act For the transition period from to Commission File Number 000-31380 APPL
June 6, 2017	SC 13G	AMNL / Applied Minerals, Inc. / BERYLSON CAPITAL PARTNERS, LLC Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Applied Minerals, Inc. (Name of Issuer) Common Stock, par value $0.001 (Title of Class of Securities) 03823M100 (CUSIP Number) June 5, 2017 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to
May 15, 2017	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 amnl2017033110q.htm Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2017 ☐ Transition report under section 13 or 15(d) of the Exchange Act For the transition period from to Commission File Number 000-31380 APP
May 15, 2017	EX-95	During the first calendar quarter of 2017: ex95.htm Exhibit 95 During the first calendar quarter of 2017: (i) The total number of violations of mandatory health or safety standards that could significantly and substantially contribute to the cause and effect of a coal or other mine safety or health hazard under section 104 of the Federal Mine Safety and Health Act of 1977 (30 U.S.C. 814) for which the operator received a citation from the
May 10, 2017	POS AM	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 amnl20170506posam.htm Table of Contents As filed with the Securities and Exchange Commission Registration No. 333-213752 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Amendment No. 1 to FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 APPLIED MINERALS, INC. (Name of small business issuer in its charter) Delaware (State of jurisdiction of incorporation or organizati
April 11, 2017	8-K	Financial Statements and Exhibits, Other Events 8-K 1 amnl201704108k.htm FORM 8-K 8-K 1 form8k.htm APPLIED MINERALS INC 8K 8-K 1 form8k.htm APPLIED MINERALS INC. 8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 3, 2017 Commission File Number 000-31380 APPLIED MINERALS, INC
April 11, 2017	EX-99.1	Applied Minerals Reports Fourth Quarter and Full Year 2016 Financial Results EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Applied Minerals Reports Fourth Quarter and Full Year 2016 Financial Results NEW YORK, NY- Applied Minerals, Inc. (OTCQB: AMNL) (the "Company" or "Applied Minerals"), a leading global producer of DRAGONITE™ halloysite clay and AMIRON™ advanced natural iron oxides, has reported its financial results for the fourth quarter and full year ended December 3
March 31, 2017	10-K	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K 10-K 1 amnl2016123110k.htm FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-K [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the year ended December 31, 2016 Commission file number: 000-31380 APPLIED MINERALS, INC. (Exact name of registrant as specified in its charter) Delaware 82-0096527 (State
March 31, 2017	EX-3.1	RESTATED CERTIFICATE OF INCORPORATION APPLIED MINERALS, INC. Exhibit 3.1 RESTATED CERTIFICATE OF INCORPORATION OF APPLIED MINERALS, INC. Applied Minerals, Inc., a Delaware corporation, hereby certifies as follows. The name of the corporation is Applied Minerals, Inc. The corporation was formed by filing a Certificate of Incorporation on September 9, 2009 as Atlas Mining Sub, Inc. and it and its name was changed to Applied Minerals, Inc. on October 30, 2009
March 31, 2017	EX-10.6	APPLIED MINERALS INC. 2016 LONG-TERM INCENTIVE PLAN ARTICLE I EX-10.6 3 ex10-6.htm EXHIBIT 10.6 Exhibit 10.6 APPLIED MINERALS INC. 2016 LONG-TERM INCENTIVE PLAN ARTICLE I PURPOSE The purpose of this Applied Minerals, Inc. 2016 Long-Term Incentive Plan is to enhance the profitability and value of the Company for the benefit of its stockholders by enabling the Company to offer Eligible Employees, Consultants and Non-Employee Directors incentive awards in order
March 31, 2017	EX-10.7	APPLIED MINERALS INC. 2016 INCENTIVE PLAN ARTICLE I Exhibit 10.7 APPLIED MINERALS INC. 2016 INCENTIVE PLAN ARTICLE I PURPOSE The purpose of this Applied Minerals, Inc. 2016 Incentive Plan is to enhance the profitability and value of the Company for the benefit of its stockholders by enabling the Company to offer Eligible Employees, Consultants and Non-Employee Directors incentive awards in order to attract, retain and reward such individuals and st
March 31, 2017	EX-95	(i) The total number of violations of mandatory health or safety standards that could significantly and substantially contribute to the cause and effect of a coal or other mine safety or health hazard under section 104 of the Federal Mine Safety and Exhibit 95 (i) The total number of violations of mandatory health or safety standards that could significantly and substantially contribute to the cause and effect of a coal or other mine safety or health hazard under section 104 of the Federal Mine Safety and Health Act of 1977 (30 U.
February 23, 2017	8-K	Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers 8-K 1 amnl201702238k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 22, 2017 Commission File Number 000-31380 APPLIED MINERALS, INC. (Exact name of registrant as specified in its charter) Delaware 82-0096527 (S
February 17, 2017	SC 13G/A	AMNL / Applied Minerals, Inc. / KINGDON CAPITAL MANAGEMENT, L.L.C. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.
February 15, 2017	SC 13G/A	AMNL / Applied Minerals, Inc. / KINGDON CAPITAL MANAGEMENT, L.L.C. Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No.
December 13, 2016	EX-99.1	APPLIED MINERALS INC. 2016 INCENTIVE PLAN ARTICLE I ex99-1.htm Exhibit 99.1 APPLIED MINERALS INC. 2016 INCENTIVE PLAN ARTICLE I PURPOSE The purpose of this Applied Minerals, Inc. 2016 Incentive Plan is to enhance the profitability and value of the Company for the benefit of its stockholders by enabling the Company to offer Eligible Employees, Consultants and Non-Employee Directors incentive awards in order to attract, retain and reward such individ
December 13, 2016	EX-99.3	RESTATED CERTIFICATE OF INCORPORATION APPLIED MINERALS, INC. ex99-3.htm Exhibit 99.3 RESTATED CERTIFICATE OF INCORPORATION OF APPLIED MINERALS, INC. Applied Minerals, Inc., a Delaware corporation, hereby certifies as follows. The name of the corporation is Applied Minerals, Inc. The corporation was formed by filing a Certificate of Incorporation on September 9, 2009 as Atlas Mining Sub, Inc. and it and its name was changed to Applied Minerals, Inc. on Octob
December 13, 2016	8-K	Applied Minerals FORM 8-K (Current Report/Significant Event) amnl201612088k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 7, 2016 Commission File Number 000-31380 APPLIED MINERALS, INC. (Exact name of registrant as specified in its charter) Delaware 82-0096527 (State or other ju
December 13, 2016	EX-99.2	The following is the text of paragraph A of Article FOURTH of the Certificate of Incorporation as amended: Exhibit 99.2 The following is the text of paragraph A of Article FOURTH of the Certificate of Incorporation as amended: A. Authorized Shares and Classes of Stock. The total number of shares and classes of stock that the Company shall have authority to issue is 260,000,000 million shares, which shall be divided into two classes, as follows: 10,000,000 shares of Preferred Stock, par value of $0.001
December 7, 2016	8-K	Financial Statements and Exhibits, Other Events 8-K 1 amnl201612058k.htm FORM 8-K 8-K 1 form8k.htm APPLIED MINERALS INC 8K 8-K 1 form8k.htm APPLIED MINERALS INC. 8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 7, 2016 Commission File Number 000-31380 APPLIED MINERALS,
December 7, 2016	EX-99.1	EX-99.1 Exhibit 99.1
November 14, 2016	8-K	Financial Statements and Exhibits, Other Events 8-K 1 form8k.htm APPLIED MINERALS INC 8K 8-K 1 form8k.htm APPLIED MINERALS INC 8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 14, 2016 Commission File Number 000-31380 APPLIED MINERALS, INC. (Exact name of registrant as
November 14, 2016	EX-99.1	Applied Minerals Reports Third Quarter 2016 Financial Results ex99-1.htm Exhibit 99.1 Applied Minerals Reports Third Quarter 2016 Financial Results NEW YORK, NY - November 14, 2016 - Applied Minerals, Inc. (the "Company" or "Applied Minerals"), a leading global producer of DRAGONITE? halloysite clay and AMIRON? advanced natural iron oxides, has reported its financial results for the three and nine months ended September 30, 2016. Financial Highlights ? Q3 20
November 14, 2016	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q 10-Q 1 amnl2016090110q.htm FORM 10-Q Table Of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 10-Q (Mark One) ☒ QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended September 30, 2016 ☐ Transition report under section 13 or 15(d) of the Exchange Act For the transition period from to Commission Fil
November 14, 2016	EX-95	During the third calendar quarter of 2016: Exhibit 95 During the third calendar quarter of 2016: (i) The total number of violations of mandatory health or safety standards that could significantly and substantially contribute to the cause and effect of a coal or other mine safety or health hazard under section 104 of the Federal Mine Safety and Health Act of 1977 (30 U.
October 26, 2016	EX-99.1	Letter from your Board of Directors EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Letter from your Board of Directors October 26, 2016 Dear Fellow Stockholders: We invite you to attend the Annual Meeting of Applied Minerals, Inc, which will be held at 2:00 PM on December 7, 2016 at 304 Hudson Street, Third Floor, New York, NY 10013. Doors open at 1:45 PM. The meeting will be webcast and you can listen to it by logging on at www.vir
October 26, 2016	8-K	Applied Minerals FORM 8-K (Current Report/Significant Event) amnl201610248k.htm 8-K 1 form8k.htm APPLIED MINERALS INC 8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 26, 2016 Commission File Number 000-31380 APPLIED MINERALS, INC. (Exact name of registrant as specified in its charte
October 26, 2016	DEF 14A	Applied Minerals FORM DEF 14A Table Of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant X Filed by a Party other than the Registrant ☐ Check the appropriate box: ☐ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14
October 11, 2016	PRE 14A	Applied Minerals FORM PRE 14A amnl20160930pre14a.htm Table Of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. ) Filed by the Registrant X Filed by a Party other than the Registrant ? Check the appropriate box: X Preliminary Proxy Statement ? Confidential, for Use of the Commission Only (
October 11, 2016	CORRESP	Applied Minerals ESP amnl20161011corresp.htm Andre Zeitoun Applied Minerals, Inc. 110 Green Street, Suite 1101 New York, NY 10012 212.226.4241 [email protected] By EDGAR Transmission October 11, 2016 Securities and Exchange Commission Washington, D.C. 20549 Attn: John Reynolds and Ruariri Regan Re: Acceleration Request Applied Minerals, Inc. Registration Statement on Form S-1 File No. 333-213752 Ladies and
October 11, 2016	CORRESP	Applied Minerals ESP amnl20161010corresp.htm Andre Zeitoun Applied Minerals, Inc. 110 Green Street, Suite 1101 New York, NY 10012 212.226.4241 [email protected] By EDGAR Transmission October 11, 2016 Securities and Exchange Commission Washington, D.C. 20549 Attn: John Reynolds and Ruariri Regan Re: Acceleration Request Applied Minerals, Inc. Registration Statement on Form S-1 File No. 333-213752 Ladies and
October 6, 2016	8-K	Applied Minerals FORM 8-K (Current Report/Significant Event) amnl201610058k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 5, 2016 Commission File Number 000-31380 APPLIED MINERALS, INC. (Exact name of registrant as specified in its charter) Delaware 82-0096527 (State or other jur
October 6, 2016	LETTER	LETTER Mail Stop: 3561 October 5, 2016 Via E-mail Christopher T. Carney Chief Financial Officer Applied Minerals, Inc. 110 Greene Street, Suite 1101 New York, NY 10012 Re: Applied Minerals, Inc. Registration Statement on Form S-1 Filed September 22, 2016 File No. 333-213752 Dear Mr. Carney: This is to advise you that we have not reviewed and will not review your registration statement. Please refer to Ru
September 27, 2016	S-8	Applied Minerals FORM S-8 amnl20160912s8.htm S-8 1 forms8.htm APPLIED MINERALS INC S 8 S-8 1 ds8.htm REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 As filed with the Securities and Exchange Commission on September , 2016 Registration No. 333- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-8 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 Applied Minerals, Inc. (Exact name of
September 22, 2016	S-1	U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 amnl20160919s1.htm Table Of Contents As filed with the Securities and Exchange Commission Registration No. U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 APPLIED MINERALS, INC. (Name of small business issuer in its charter) Delaware (State of jurisdiction of incorporation or organization) 1400 (Primary Standard Indust
August 17, 2016	EX-99.1	Applied Minerals Reports Second Quarter 2016 Financial Results EX-99.1 2 ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Applied Minerals Reports Second Quarter 2016 Financial Results NEW YORK, NY - August 17, 2016 - Applied Minerals, Inc. (the "Company" or "Applied Minerals"), a leading global producer of DRAGONITE™ halloysite clay and AMIRON™ advanced natural iron oxides, has provided financial results for the three and six months ended June 30, 2016. Select Financial
August 17, 2016	8-K	Financial Statements and Exhibits, Other Events UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 17, 2016 Commission File Number 000-31380 APPLIED MINERALS, INC.
August 15, 2016	EX-10.1	APPLIED MINERALS INC. 2016 LONG-TERM INCENTIVE PLAN ARTICLE I ex10-1.htm Exhibit 10.1 APPLIED MINERALS INC. 2016 LONG-TERM INCENTIVE PLAN ARTICLE I PURPOSE The purpose of this Applied Minerals, Inc. 2016 Long-Term Incentive Plan is to enhance the profitability and value of the Company for the benefit of its stockholders by enabling the Company to offer Eligible Employees, Consultants and Non-Employee Directors incentive awards in order to attract, retain and
August 15, 2016	EX-95	During the second calendar quarter of 2016: Exhibit 95 During the second calendar quarter of 2016: (i) The total number of violations of mandatory health or safety standards that could significantly and substantially contribute to the cause and effect of a coal or other mine safety or health hazard under section 104 of the Federal Mine Safety and Health Act of 1977 (30 U.
August 15, 2016	10-Q	UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 amnl2016063010q.htm Table Of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM10-Q (Mark One) ? QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended June 30, 2016 ? Transition report under section 13 or 15(d) of the Exchange Act For the transition period from to Commission File Number 000-31380 APPL
June 28, 2016	EX-99.4	Applied Minerals, Inc. Announces Closing of $1.64 Million Capital Raise EX-99.4 5 ex99-4.htm EXHIBIT 99.4 Exhibit 99.4 Applied Minerals, Inc. Announces Closing of $1.64 Million Capital Raise NEW YORK. N.Y. – June 26, 2016 - Applied Minerals, Inc. (the "Company" or "Applied Minerals") (OTCQB: AMNL), a leading global producer of halloysite clay and advanced natural iron oxides, has announced the closing of a $1.64 million capital raise to fund the continued commercializ
June 28, 2016	8-K	Applied Minerals FORM 8-K (Current Report/Significant Event) amnl201606278k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 24, 2016 Commission File Number 000-31380 APPLIED MINERALS, INC. (Exact name of registrant as specified in its charter) Delaware 82-0096527 (State or other juris
June 28, 2016	EX-99.3	REGISTRATION RIGHTS AGREEMENT APPLIED MINERALS, INC. THE INVESTOR PARTY HERETO DATED JUNE 24, 2016 ex99-3.htm Exhibit 99.3 Exhibit B to Investment Agreement REGISTRATION RIGHTS AGREEMENT BETWEEN APPLIED MINERALS, INC. AND THE INVESTOR PARTY HERETO DATED JUNE 24, 2016 1 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this ?Agreement?) is made and entered into as of June 24, 2016, by and between Applied Minerals, Inc., a Delaware corporation (the ?Company?), and (?Investor?) The
June 28, 2016	EX-99.2	APPLIED MINERALS, INC. DATED JUNE 24, 2016 EX-99.2 3 ex99-2.htm EXHIBIT 99.2 Exhibit 99.2 WARRANT BETWEEN APPLIED MINERALS, INC. AND DATED JUNE 24, 2016 THIS WARRANT WAS ISSUED WITHOUT REGISTRATION UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), PURSUANT TO ONE OR MORE EXEMPTIONS FROM REGISTRATION UNDER THE ACT AND MAY NOT BE SOLD, ASSIGNED, PLEDGED OR OTHERWISE TRANSFERRED EXCEPT PUSUANT TO AN EFFECTIVE REGISTRATION UNDER THE AC
June 28, 2016	EX-99.1	INVESTMENT AGREEMENT APPLIED MINERALS, INC. THE INVESTOR PARTY HERETO DATED JUNE ___, 2016 ex99-1.htm Exhibit 99.1 INVESTMENT AGREEMENT BETWEEN APPLIED MINERALS, INC. AND THE INVESTOR PARTY HERETO DATED JUNE , 2016 1 INVESTMENT AGREEMENT This INVESTMENT AGREEMENT (this ?Agreement?), dated as of this day of June, 2016, is entered into by and among Applied Minerals, Inc., a Delaware corporation (the ?Issuer?), and (the ?Investor?). Each of the Issuer, on the one hand, and the Investor, on
May 17, 2016	8-K	Applied Minerals FORM 8-K (Current Report/Significant Event) amnl201605178k.htm UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 17, 2016 Commission File Number 000-31380 APPLIED MINERALS, INC. (Exact name of registrant as specified in its charter) Delaware 82-0096527 (State or other jurisd
May 17, 2016	EX-99.2	May 17, 2016 ex99-2.htm Exhibit 99.2 May 17, 2016 Applied Minerals Receives Follow-on Order for Its DRAGONITE Halloysite Clay for the Specialty Molecular Sieve Market NEW YORK, NY -(Marketwired - May 17, 2016) - Applied Minerals, Inc. (OTCQB: AMNL) (the "Company" or "Applied Minerals"), a leading global producer of halloysite clay and advanced natural iron oxides, today announced it has received a follow-on or

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