Grundläggande statistik
CIK | 1303849 |
SEC Filings
SEC Filings (Chronological Order)
February 7, 2018 |
AAIR / Avantair, Inc. / KCG AMERICAS LLC - SC 13G/A AAIR 2 Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G/A Under the Securities Exchange Act of 1934 (Amendment 2) Avantair, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 05350T101 (CUSIP Number) December 29, 2017 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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February 7, 2017 |
AAIR / Avantair, Inc. / KCG AMERICAS LLC - SC 13G/A AAIR Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G/A Under the Securities Exchange Act of 1934 (Amendment 1) Avantair, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 05350T101 (CUSIP Number) December 30, 2016 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is |
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February 3, 2016 |
AAIR / Avantair, Inc. / KCG AMERICAS LLC - SC 13G AAIR Passive Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Schedule 13G (Initial Filing) Under the Securities Exchange Act of 1934 Avantair, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 05350T101 (CUSIP Number) December 31, 2015 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule i |
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December 24, 2013 |
AAIR / Avantair, Inc. / Hound Partners, LLC Activist Investment UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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July 30, 2013 |
8-K 1 a815628k72513.htm JULY 25, 2013 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 25, 2013 AVANTAIR, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-511 |
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July 17, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): July 10, 2013 AVANTAIR, INC. |
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June 28, 2013 |
Financial Statements and Exhibits, Other Events 8-K 1 d561577d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 28, 2013 AVANTAIR, INC. (Exact Name of Registrant as Specified in Its Charter) Delaware (State or Other Jurisdiction of Incorporation) 000-51115 20-16 |
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June 28, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 28, 2013 AVANTAIR, INC. |
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June 28, 2013 |
EX-99.1 Exhibit 99.1 Dear Valued Owners: As the company is considering its options with respect to its current situation and its future plans, we wanted to give our owner group a full picture of the current status of the company. Unfortunately, Avantair has recently faced significant liquidity issues. Our business model assumed efficiencies that never materialized and a pricing schedule based on t |
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June 26, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of report (Date of earliest event reported): June 26, 2013 AVANTAIR, INC. |
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June 13, 2013 |
Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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June 12, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: June 6, 2013 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identific |
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May 15, 2013 |
NT 10-Q 1 d504249dnt10q.htm NT 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 12b-25 NOTIFICATION OF LATE FILING (Check One) ¨ Form 10-K ¨ Form 20-F ¨ Form 11-K x Form 10-Q ¨ Form 10-D ¨ Form N-SAR ¨ Form N-CSR For Period Ended: March 31, 2013 ¨ Transition Report on Form 10-K ¨ Transition Report on Form 20-F ¨ Transition Report on Form 11-K x Transition Report on |
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April 25, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: April 19, 2013 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification N |
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April 2, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: March 29, 2013 AVANTAIR, INC. (Exact name of Registrant as specified in its charter) Delaware 000-51115 20-1635240 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Identif |
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March 26, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: March 20, 2013 AVANTAIR, INC. (Exact name of Registrant as specified in its charter) Delaware 000-51115 20-1635240 (State or other jurisdiction (Commission (IRS Employer of incorporation) File Number) Identif |
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March 20, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: March 14, 2013 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identif |
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March 11, 2013 |
Correspondence Avantair, Inc. 4311 General Howard Drive Clearwater, Florida 33762 March 11, 2013 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Sonia Bednarowski RE: Avantair, Inc. Post-effective Amendment No. 4 to Registration Statement on Form S-1 Filed March 5, 2013 File No. 333-163152 Acceleration Request Dear M |
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March 6, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: February 28, 2013 AVANTAIR, INC. (Exact name of Registrant as specified in its charter) Delaware 000-51115 20-1635240 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Iden |
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March 5, 2013 |
CORRESP 1 filename1.htm Avantair, Inc. 4311 General Howard Drive Clearwater, Florida 33762 March 5, 2013 VIA EDGAR Securities and Exchange Commission Division of Corporation Finance 100 F Street, N.E. Washington, D.C. 20549 Attention: Justin Dobbie Sonia Bednarowski Re: Avantair, Inc. Post-Effective Amendment No. 3 to Form S-1 Filed December 31, 2012 File No. 333-163152 Ladies and Gentlemen: This |
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March 5, 2013 |
- POST - EFFECTIVE AMENDMENT NO.4 Post - Effective Amendment No.4 As filed with the Securities and Exchange Commission on February [ ], 2013 Registration No. 333-163152 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 POST-EFFECTIVE AMENDMENT NO. 4 TO FORM S-1 Registration Statement Under The Securities Act of 1933 Avantair, Inc. (Exact name of Registrant as specified in its charter) Delaware 4522 20-1635240 ( |
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February 15, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: February 14, 2013 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Iden |
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February 14, 2013 |
Exhibit 10.13 THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR ANY OTHER APPLICABLE SECURITIES LAWS, AND ARE RESTRICTED SECURITIES AS THAT TERM IS DEFINED UNDER RULE 144 PROMULGATED UNDER THE ACT. THESE SECURITIES MAY NOT BE SOLD, PLEDGED, HYPOTHECATED, TRANSFERRED, DISTRIBUTED OR OTHERWISE DISPOSED OF IN ANY MANNE |
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February 14, 2013 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q (Mark One) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended: December 31, 2012 ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission File Number: |
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February 12, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: February 12, 2013 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Iden |
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February 12, 2013 |
AVANTAIR, INC. REPORTS FISCAL 2013 SECOND QUARTER FINANCIAL RESULTS Press Release Exhibit 99.1 AVANTAIR, INC. REPORTS FISCAL 2013 SECOND QUARTER FINANCIAL RESULTS CLEARWATER, FL – February 12, 2013 — Avantair, Inc. (OTCBB: AAIR), the industry leader of fractional aircraft ownership in the light jet cabin category and the only publicly traded stand-alone private aircraft operator, today announced financial results for its fiscal 2013 second quarter and six month pe |
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February 8, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: February 6, 2013 AVANTAIR, INC. (Exact name of Registrant as specified in its charter) Delaware 000-51115 20-1635240 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Ident |
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February 8, 2013 |
SENIOR SECURED CONVERTIBLE PROMISSORY NOTE Form of Senior Secured Convertible Promissory Note Exhibit 10.2 SENIOR SECURED CONVERTIBLE PROMISSORY NOTE NEITHER THE ISSUANCE AND SALE OF THIS NOTE NOR ANY SHARES OF COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR APPLICABLE STATE SECURITIES LAWS. THIS NOTE AND THE SHARES OF COMMON STOCK ISSUABLE UPON |
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February 8, 2013 |
Form of Warrant Exhibit 10.3 NEITHER THE ISSUANCE AND SALE OF THIS WARRANT NOR ANY SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR APPLICABLE STATE SECURITIES LAWS. THIS WARRANT AND THE SHARES OF COMMON STOCK ISSUABLE UPON EXERCISE OF THIS WARRANT MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRE |
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February 8, 2013 |
Settlement Agreement Exhibit 10.1 SETTLEMENT AGREEMENT This Settlement Agreement (this “Agreement”), dated as of February 6th, 2013, is made by and among Avantair, Inc., a Delaware corporation (the “Company”), and David M. Greenhouse, Special Situations Fund III QP, L.P., Special Situations Cayman Fund, L.P. and Special Situations Private Equity Fund, L.P. (the “Holders”). WHEREAS, the Holders are |
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February 8, 2013 |
Registration Rights Agmt Exhibit 10.4 REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (the “Agreement”) is made and entered into as of this 6th day of February, 2013 by and among Avantair, Inc., a Delaware corporation (the “Company”), and David M. Greenhouse, Special Situations Fund III QP, L.P., Special Situations Cayman Fund, L.P. and Special Situations Private Equity Fund, L.P. |
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February 7, 2013 |
8-K 1 d484545d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: February 1, 2013 AVANTAIR, INC. (Exact name of Registrant as specified in its charter) Delaware 000-51115 20-1635240 (State or other jurisdiction of incorporation) (Commission File Number |
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January 25, 2013 |
AVANTAIR NAMES NEW CHIEF OPERATING OFFICER Press Release Exhibit 99.1 AVANTAIR NAMES NEW CHIEF OPERATING OFFICER CLEARWATER, Fla., January 25, 2013 — Avantair, Inc. (OTCBB: AAIR) announced it has named David Haslett, a veteran finance and customer service executive, as its new Chief Operating Officer. Mr. Haslett will be responsible for day-to-day performance of the Company, focusing on customer service and satisfaction. He will also focus |
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January 25, 2013 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 21, 2013 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction of Incorporation) (Commissio |
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January 25, 2013 |
FOURTH AMENDED AND RESTATED BY LAWS AVANTAIR, INC. ARTICLE I Exhibit 3.1 FOURTH AMENDED AND RESTATED BY LAWS OF AVANTAIR, INC. ARTICLE I OFFICES 1.1 REGISTERED OFFICE. The registered office of Avantair, Inc. (the “Corporation”) in the State of Delaware shall be established and maintained at 2711 Centreville Road, Suite 400, City of Wilmington, County of New Castle, Delaware and Corporation Service Company. shall be the registered agent of the corporation in |
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January 10, 2013 |
AAIR / Avantair, Inc. / GILDER GAGNON HOWE & CO LLC - JANUARY 10, 2013 Passive Investment SC 13G/A 1 avantair13ga-011013.htm JANUARY 10, 2013 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (RULE 13d - 102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO 13d-1(b), (c) AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO 13d-2 (Amendment No.8)* Avantair, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 05350T101 (CUSIP Number) December 31, |
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December 31, 2012 |
Amend No. 3 As filed with the Securities and Exchange Commission on December 28, 2012 Registration No. 333-163152 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 POST-EFFECTIVE AMENDMENT NO. 3 TO FORM S-1 Registration Statement Under The Securities Act of 1933 Avantair, Inc. (Exact name of Registrant as specified in its charter) Delaware 4522 20-1635240 (State or other jurisd |
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December 26, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: December 26, 2012 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Iden |
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December 6, 2012 |
AMENDMENT NUMBER 1 Aircraft Lease Agreement Amendment No. 1 to the N180HM Aircraft Lease Agreement Exhibit 10.12 AMENDMENT NUMBER 1 to Aircraft Lease Agreement THIS AMENDMENT NUMBER 1 (“Amendment”) is made this 1st day of November, 2012 between Avantair, Inc. (“Lessee”) and Clear Aircraft, Inc. (“Lessor”); WHEREAS Lessor and Lessee have previously entered into an Aircraft Lease Agreement dated October 10, 2007, for an Piaggio P-180 Aircraft |
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December 6, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: November 30, 2012 AVANTAIR, INC. (Exact name of Registrant as specified in its charter) Delaware 000-51115 20-1635240 (State or other jurisdiction of incorporation) (Commission File Number) (IRS Employer Iden |
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December 6, 2012 |
NOTE AND WARRANT PURCHASE AGREEMENT Note and Warrant Purchase Agreement Exhibit 10.1 NOTE AND WARRANT PURCHASE AGREEMENT This Note and Warrant Purchase Agreement (this “Agreement”), dated as of November 30, 2012, is made by and among Avantair, Inc., a Delaware corporation (the “Company”), and the initial purchasers identified on Annex I attached hereto (together with their respective successors and permitted assigns, the “Initial Pu |
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December 6, 2012 |
Warrant issued by the Company Exhibit 10.7 THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR ANY OTHER APPLICABLE SECURITIES LAWS, AND ARE RESTRICTED SECURITIES AS THAT TERM IS DEFINED UNDER RULE 144 PROMULGATED UNDER THE ACT. THESE SECURITIES MAY NOT BE SOLD, PLEDGED, HYPOTHECATED, TRANSFERRED, DISTRIBUTED OR OTHER |
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December 6, 2012 |
EX-10.5 6 d450285dex105.htm REGISTRATION RIGHTS AGREEMENT Exhibit 10.5 REGISTRATION RIGHTS AGREEMENT This REGISTRATION RIGHTS AGREEMENT (this “Agreement”) is entered into as of November 30, 2012 by and Avantair, Inc., a Delaware corporation (the “Company”) and the investors parties hereto (the “Investors”). The parties hereto agree as follows: 1. Certain Definitions. Capitalized terms used and not |
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December 6, 2012 |
Security Agreement Exhibit 10.4 SECURITY AGREEMENT THIS SECURITY AGREEMENT (this “Agreement”), dated as of November 30, 2012, is made by and among Avantair, Inc., a Delaware corporation (the “Grantor”), in favor of Barry Gordon, as collateral agent (including any successor, assignee or transferee thereof, the “Collateral Agent”) for itself and the parties listed on Schedule 1 hereto (each a “Secur |
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December 6, 2012 |
EX-10.11 12 d450285dex1011.htm WARRANT ISSUED BY THE COMPANY Exhibit 10.11 THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR ANY OTHER APPLICABLE SECURITIES LAWS, AND ARE RESTRICTED SECURITIES AS THAT TERM IS DEFINED UNDER RULE 144 PROMULGATED UNDER THE ACT. THESE SECURITIES MAY NOT BE SOLD, PLEDGED, HYPOTHECATED, T |
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December 6, 2012 |
EX-10.3 4 d450285dex103.htm FORM OF WARRANT Exhibit 10.3 THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR ANY OTHER APPLICABLE SECURITIES LAWS, AND ARE RESTRICTED SECURITIES AS THAT TERM IS DEFINED UNDER RULE 144 PROMULGATED UNDER THE ACT. THESE SECURITIES MAY NOT BE SOLD, PLEDGED, HYPOTHECATED, TRANSFERRED, DISTRI |
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December 6, 2012 |
AMENDMENT NO. 1 TO RESTRICTED STOCK AGREEMENT Amendment No. 1 to Restricted Stock Agreement EXHIBIT 10.6 AMENDMENT NO. 1 TO RESTRICTED STOCK AGREEMENT THIS AMENDMENT NO. 1 TO RESTRICTED STOCK AGREEMENT (this “Amendment”) dated as of November 30, 2012, is made by and among Avantair, Inc., a Delaware corporation (the “Company”), and LW Air I, LLC, LW Air II, LLC, LW Air III, LLC, LW Air IV, LLC and LW Air V, LLC (each a “Holder”) and amends the |
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December 6, 2012 |
Avantair Inc Investor Presentation Avantair, Inc. Investor Presentation December 6, 2012 Exhibit 99.1 SAFE HARBOR 2 This document contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. All statements, other than statements of historical fact, including, without limitation, |
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December 6, 2012 |
AMENDED AND RESTATED RESTRICTED STOCK AGREEMENT EX-10.9 10 d450285dex109.htm AMENDED AND RESTATED RESTRICTED STOCK AGREEMENT EXHIBIT 10.9 AMENDED AND RESTATED RESTRICTED STOCK AGREEMENT This Amended and Restated Restricted Stock Agreement (this “Agreement”), dated as of November 30, 2012 (the “Effective Date”), by and between Avantair, Inc., a Delaware corporation (the “Company”) and Hugh Fuller (the “Holder”) amends and restates that certain R |
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December 6, 2012 |
AMENDMENT NO. 1 TO AMENDED AND RESTATED WARRANT Amendment No. 1 to Amended and Restated Warrent EXHIBIT 10.8 AMENDMENT NO. 1 TO AMENDED AND RESTATED WARRANT THIS AMENDMENT NO. 1 TO AMENDED AND RESTATED WARRANT (this “Amendment”) dated as of November 30, 2012, is made by and between Avantair, Inc., a Delaware corporation (the “Company”), and Lorne Weil (the “Holder”) and amends the Amended and Restated Warrant dated as of September 28, 2012 issu |
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December 6, 2012 |
EX-10.10 11 d450285dex1010.htm WARRANT ISSUED BY THE COMPANY Exhibit 10.10 THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR ANY OTHER APPLICABLE SECURITIES LAWS, AND ARE RESTRICTED SECURITIES AS THAT TERM IS DEFINED UNDER RULE 144 PROMULGATED UNDER THE ACT. THESE SECURITIES MAY NOT BE SOLD, PLEDGED, HYPOTHECATED, T |
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December 6, 2012 |
SENIOR SECURED CONVERTIBLE PROMISSORY NOTE Form of Senior Secured Convertible Promissory Note Exhibit 10.2 SENIOR SECURED CONVERTIBLE PROMISSORY NOTE NEITHER THE ISSUANCE AND SALE OF THIS NOTE NOR ANY SHARES OF COMMON STOCK ISSUABLE UPON CONVERSION OF THIS NOTE HAVE BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “SECURITIES ACT”), OR APPLICABLE STATE SECURITIES LAWS. THIS NOTE AND THE SHARES OF COMMON STOCK ISSUABLE UPON |
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December 6, 2012 |
Press Release Exhibit 99.2 AVANTAIR, INC. COMPLETES ROUND OF SENIOR SECURED CONVERTIBLE NOTE FINANCING Restructures Aircraft Financing Arrangements CLEARWATER, Fla. – December 3, 2012 – Avantair, Inc. (OTCBB: AAIR), the industry leader of fractional aircraft ownership in the light jet cabin category and the only publicly traded stand-alone private aircraft operator, today announced its closing on |
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December 5, 2012 |
AMENDMENT NO. 1 TO AMENDED AND RESTATED WARRANT Exhibit 99.5 AMENDMENT NO. 1 TO AMENDED AND RESTATED WARRANT THIS AMENDMENT NO. 1 TO AMENDED AND RESTATED WARRANT (this “Amendment”) dated as of November 30, 2012, is made by and between Avantair, Inc., a Delaware corporation (the “Company”), and Lorne Weil (the “Holder”) and amends the Amended and Restated Warrant dated as of September 28, 2012 issued by the Company to the Holder (the “Warrant,” |
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December 5, 2012 |
AAIR / Avantair, Inc. / WEIL A LORNE - SCHEDULE 13D Activist Investment SECURITIES AND EXCHANGE COMMISSION WASHINGTON DC 20549 SCHEDULE 13D (Rule 13d-101) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO § 240. |
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December 5, 2012 |
AMENDMENT NO. 1 TO RESTRICTED STOCK AGREEMENT Exhibit 99.4 AMENDMENT NO. 1 TO RESTRICTED STOCK AGREEMENT THIS AMENDMENT NO. 1 TO RESTRICTED STOCK AGREEMENT (this “Amendment”) dated as of November 30, 2012, is made by and among Avantair, Inc., a Delaware corporation (the “Company”), and LW Air I, LLC, LW Air II, LLC, LW Air III, LLC, LW Air IV, LLC and LW Air V, LLC (each a “Holder”) and amends the Restricted Stock Agreement dated as of Septem |
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December 5, 2012 |
Exhibit 99.1 JOINT REPORTING AGREEMENT In consideration of the mutual covenants herein contained, pursuant to Rule 13d-1(k)(1) promulgated under the Securities Exchange Act of 1934, as amended, each of the parties hereto agrees with the other parties as follows: Each party represents to the other parties that such party is eligible to file a statement or statements on Schedule 13D pertaining to th |
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November 16, 2012 |
Exhibit 10.1 THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR ANY OTHER APPLICABLE SECURITIES LAWS, AND ARE RESTRICTED SECURITIES AS THAT TERM IS DEFINED UNDER RULE 144 PROMULGATED UNDER THE ACT. THESE SECURITIES MAY NOT BE SOLD, PLEDGED, HYPOTHECATED, TRANSFERRED, DISTRIBUTED OR OTHERWISE DISPOSED OF IN ANY MANNER |
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November 16, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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November 16, 2012 |
Exhibit 10.2 RESTRICTED STOCK AGREEMENT This Restricted Stock Agreement (this “Agreement”) sets forth the terms and conditions on which an aggregate of 2,000,000 restricted shares (each, a “Restricted Share,” and collectively, the “Restricted Shares”) of the Common Stock of Avantair, Inc., a Delaware corporation (the “Company”), are issued to LW Air I, LLC; LW Air II, LLC; LW Air III, LLC; LW Air |
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November 15, 2012 |
Form 12b-25 OMB APPROVAL OMB Number: 3235-0058 Expires: April 30, 2009 Estimated average burden hours per response 2. |
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November 13, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: November 13, 2012 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Iden |
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November 13, 2012 |
AVANTAIR, INC. REPORTS FISCAL 2013 FIRST QUARTER FINANCIAL RESULTS Press Release Exhibit 99.1 AVANTAIR, INC. REPORTS FISCAL 2013 FIRST QUARTER FINANCIAL RESULTS CLEARWATER, Fla. – November 13, 2012 — Avantair, Inc. (OTCBB: AAIR), the industry leader of fractional aircraft ownership in the light jet cabin category and the only publicly traded stand-alone private aircraft operator, today announced financial results for its fiscal 2013 first quarter, which ended Sep |
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November 2, 2012 |
Submission of Matters to a Vote of Security Holders - FORM 8-K Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 1, 2012 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction of Incorporation) (Commissio |
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October 26, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: October 25, 2012 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Ident |
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October 26, 2012 |
AVANTAIR UPDATE ON VOLUNTARY STAND-DOWN OF OPERATIONS Press Release Exhibit 99.1 AVANTAIR UPDATE ON VOLUNTARY STAND-DOWN OF OPERATIONS CLEARWATER, Fla. – October 25, 2012 — Avantair, Inc. (OTCBB: AAIR), today announced the company is continuing to stand down operations and engaging top aviation experts to help complete a thorough examination of its fleet of nearly 60 Piaggio Avanti aircraft, and a comprehensive review of records and supporting mainte |
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October 17, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K/A Amendment No. 1 Amendment to Form 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K/A Amendment No. |
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September 28, 2012 |
AVANTAIR, INC. REPORTS FISCAL 2012 AND FOURTH QUARTER FINANCIAL RESULTS Press Release Exhibit 99.1 AVANTAIR, INC. REPORTS FISCAL 2012 AND FOURTH QUARTER FINANCIAL RESULTS CLEARWATER, Fla. – September 28, 2012 — Avantair, Inc. (OTCBB: AAIR), the industry leader of fractional aircraft ownership in the light jet cabin category and the only publicly traded stand-alone private aircraft operator, today announced financial results for its fiscal 2012 full year and fourth qua |
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September 28, 2012 |
Definitive Proxy Statement UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D. |
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September 28, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended: June 30, 2012 OR ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number: 000-51115 Avantair, Inc. |
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September 28, 2012 |
8-K 1 d418790d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: September 28, 2012 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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September 21, 2012 |
8-K 1 d413983d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: September 17, 2012 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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September 21, 2012 |
[Firm Letterhead] September 21, 2012 Office of the Chief Accountant Securities and Exchange Commission 460 Fifth Street N. |
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August 30, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: August 24, 2012 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identi |
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August 15, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 13, 2012 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction of Incorporation) (Commission |
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August 15, 2012 |
AVANTAIR, INC. ANNOUNCES KEY APPOINTMENTS Press Release Exhibit 99.1 AVANTAIR, INC. ANNOUNCES KEY APPOINTMENTS CLEARWATER, Fla. — August 15, 2012 — Steven Santo, Chief Executive Officer of Avantair, Inc. (OTCBB: AAIR), the industry leader of fractional aircraft ownership in the light jet cabin category and the only publicly traded stand-alone private aircraft operator, today announced Stephen Wagman has been appointed President and Carla |
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July 13, 2012 |
Correspondence July 13, 2012 Via E-Mail Ms. Linda Cvrkel United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Mail Stop 7010 Washington, D.C. 20549 Re: Avantair, Inc. Form 10-K for the year ended June 30, 2011 Filed September 23, 2011 File No. 000-51115 Dear Ms. Cvrkel: On behalf of Avantair, Inc. (the “Company”, as defined within our responses below), |
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June 20, 2012 |
Correspondence June 20, 2012 Ms. Linda Cvrkel United States Securities and Exchange Commission Division of Corporation Finance 100 F Street, NE Mail Stop 7010 Washington, D.C. 20549 Re: Avantair, Inc. Form 10-K for the year ended June 30, 2011 Filed September 23, 2011 File No. 000-51115 Dear Ms. Cvrkel: On behalf of Avantair, Inc. (the “Company”, as defined within our responses below), we are here |
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May 11, 2012 |
Form of Non-Employee Director Restricted Stock Agreement Exhibit 10.2 Form of Non-Employee Director Restricted Stock Agreement Restricted Stock Agreement for Non-Employee Directors AVANTAIR, INC. 2006 LONG-TERM INCENTIVE PLAN AS AMENDED AND RESTATED GRANTEE: NO. OF SHARES: This Agreement (the “Agreement”) evidences the award of restricted shares (each, an “Award Share,” and collectively, the “Awar |
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May 11, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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May 11, 2012 |
Avantair, Inc. Non-Employee Director Compensation Policy (effective February 2, 2012) Exhibit 10.1 Avantair, Inc. Non-Employee Director Compensation Policy (effective February 2, 2012) The following is a description of the standard compensation arrangements under which Avantair, Inc.?s (the ?Company?) non-employee directors will be compensated for their service as directors, including as chair of the various committees of the Company?s Board of Directors (the ?Board?). A ?non-emplo |
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May 10, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: May 10, 2012 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identific |
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May 10, 2012 |
Press Release Exhibit 99.1 AVANTAIR, INC. REPORTS FISCAL 2012 THIRD QUARTER FINANCIAL RESULTS Quarterly Revenue Increases 9.9% to $40.1 Million from Year-Ago Period CLEARWATER, Fla. – May 10, 2012 — Avantair, Inc. (OTCBB: AAIR), the industry leader of fractional aircraft ownership in the light jet cabin category and the only publicly traded stand-alone private aircraft operator, today announced fi |
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May 8, 2012 |
8-K 1 d352248d8k.htm FORM 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 2, 2012 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction of Incorpora |
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February 14, 2012 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2. Under the Securities Exchange Act of 1934 (Amendment No. 7) Avantair, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 05350T101 (CUSIP Number) December 31, |
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February 10, 2012 |
2012 Annual and Long-Term Incentive Plan 2012 Annual and Long-Term Incentive Plan Exhibit 10.4 2012 Annual and Long-Term Incentive Plan Our Current Report on Form 8-K filed February 3, 2012 described the structure of the Company’s 2012 annual and long-term incentive plan. The Compensation Committee of our Board of Directors has adopted the structure of such annual and long-term incentive plan for 2012 as described in that Form 8-K. Under |
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February 10, 2012 |
Schedule of Additional Aircraft Management Agreements and Aircraft Lease Agreements with LW Air Exhibit 10.1 Schedule of Additional Aircraft Management Agreements and Aircraft Lease Agreements with LW Air Aircraft Management Agreements: Identified below are additional Aircraft Management Agreements entered into by and between Avantair, Inc. and LW Air, and, except as otherwise indicated, the material details in which such documents differ from the Aircraft Management Agreement between LW Air |
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February 10, 2012 |
Amended and Restated 2006 Long-Term Incentive Plan Exhibit 10.2 Amended and Restated 2006 Long-Term Incentive Plan AVANTAIR, INC. 2006 LONG-TERM INCENTIVE PLAN Amended and Restated as of February 2, 2012 1. PURPOSE. The purpose of the 2006 Long-Term Incentive Plan (the “Plan”) is to further and promote the interests of Avantair, Inc. (the “Company”), its Subsidiaries (as defined below) and its sto |
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February 10, 2012 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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February 10, 2012 |
Form of Deferred Share Award Agreement Exhibit 10.3 Form of Deferred Share Award Agreement DEFERRED SHARE AWARD AGREEMENT FOR NON-EMPLOYEE DIRECTORS AVANTAIR, INC. 2006 LONG-TERM INCENTIVE PLAN AS AMENDED AND RESTATED GRANTEE: NO. OF SHARES: This Agreement (the “Agreement”) evidences the award (the “Award”) of deferred shares (each, a “Deferred Share,” and collectively, the “Deferred Shares”) of t |
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February 8, 2012 |
Press Release Exhibit 99.1 Avantair, Inc. Reports Second Quarter Fiscal 2012 Financial Results Revenue and Adjusted EBITDA Improvement Continue CLEARWATER, Fla. – February 8, 2012 — Avantair, Inc. (OTCBB: AAIR), the industry leader of fractional aircraft ownership in the light jet cabin category and the only publicly traded stand-alone private aircraft operator, today announced financial results f |
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February 8, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: February 8, 2012 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Ident |
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February 3, 2012 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: February 2, 2012 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Ident |
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November 14, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q Form 10-Q Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D. |
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November 14, 2011 |
Schedule of Additional Aircraft Management Agreements and Aircraft Lease Agreements with LW Air Exhibit 10.1 Schedule of Additional Aircraft Management Agreements and Aircraft Lease Agreements with LW Air Aircraft Management Agreements: Identified below are additional Aircraft Management Agreements entered into by and between Avantair, Inc. and LW Air, and, except as otherwise indicated, the material details in which such documents differ from the Aircraft Management Agreement between LW Air |
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November 10, 2011 |
Exhibit 99.1 Avantair, Inc. Reports First Quarter Fiscal 2012 Financial Results Increases revenue and continues sales growth in Axis Lease program CLEARWATER, Fla. – November 9, 2011 — Avantair, Inc. (OTCBB: AAIR), the industry leader of fractional aircraft ownership in the light jet cabin category and the only publicly traded stand-alone private aircraft operator, today announced financial result |
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November 10, 2011 |
Form 8-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: November 9, 2011 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Ident |
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November 4, 2011 |
Submission of Matters to a Vote of Security Holders UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 3, 2011 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction of Incorporation) (Commission File Nu |
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October 6, 2011 |
Updated slides to be used in presentations. Avantair, Inc. (OTCBB: AAIR) Steven Santo, CEO Exhibit 99.1 SAFE HARBOR This document contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. All statements, other than statements of historical fact, including, without limitation, |
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October 6, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 6, 2011 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction of Incorporation) (Commission File Num |
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October 3, 2011 |
SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ? Check the appropriate box: ? Preliminary Proxy Statement x Definitive Proxy Statement ? Definitive Additional Materials ? Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 ? Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) AVANTAIR, INC. |
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September 23, 2011 |
PRE 14A 1 d224886dpre14a.htm PRELIMINARY PROXY STATEMENT SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: x Preliminary Proxy Statement ¨ Definitive Proxy Statement ¨ Definitive Additional Materials ¨ S |
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September 23, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K Table of Contents UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K x Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended: June 30, 2011 ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 000-51115 Avantair, Inc. |
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September 22, 2011 |
Press Release Exhibit 99.1 Avantair, Inc. Reports Fiscal 2011 and Its Fourth Quarter Financial Results Increased Top Line Revenue and Continued Strong Sales Growth CLEARWATER, Fla. – September 22, 2011 – Avantair, Inc. (OTCBB: AAIR), the industry leader of fractional aircraft ownership, leases and flight hour time cards in the light jet cabin category and the only publicly traded stand-alone priva |
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September 22, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: September 22, 2011 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identificati |
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September 13, 2011 |
Form 8K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 8, 2011 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction of Incorporation) (Commissio |
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July 19, 2011 |
EMPLOYMENT AGREEMENT THIS AGREEMENT is dated as of July 14, 2011 (the ?Effective Date?), by and between Avantair, Inc. |
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July 19, 2011 |
AVANTAIR HIRES STEPHEN WAGMAN AS EVP FINANCE AND OPERATIONS FOR IMMEDIATE RELEASE AVANTAIR HIRES STEPHEN WAGMAN AS EVP FINANCE AND OPERATIONS CLEARWATER, Fla. |
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July 19, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 14, 2011 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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May 24, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 24, 2011 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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May 24, 2011 |
SAFE HARBOR This document contains forward ] looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. |
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May 16, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 16, 2011 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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May 16, 2011 |
Avantair, Inc. (OTCBB: AAIR) Steven Santo, CEO May 2011 SAFE HARBOR This document contains forward -looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. All statements, other than statements of historical fact, including, without limitation, statements regarding Avantair’s financial posit |
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May 13, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended: March 31, 2011 ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 000-51115 Avantair, Inc. (Exact N |
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May 13, 2011 |
Avantair, Inc. Reports Third Quarter Fiscal 2011 Financial Results Achieves Continued Strong Sales and Record Third Quarter Revenue Generating Flight Hours CLEARWATER, Fla. – May 12, 2011 — Avantair, Inc. (OTCBB: AAIR), the industry leader of fractional aircraft ownership and flight hour time cards in the light-jet cabin category and the only publicly traded stand-alone private aircraft operator, |
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May 13, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: May 12, 2011 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction (Commission (IRS Employer of Incorporation) File Number) Identification No. |
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May 6, 2011 |
As filed with the Securities and Exchange Commission on May 6, 2011 As filed with the Securities and Exchange Commission on May 6, 2011 Registration No. |
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April 5, 2011 |
AVANTAIR CODE OF CONDUCT AND PROFESSIONAL ETHICS AVANTAIR CODE OF CONDUCT AND PROFESSIONAL ETHICS I. INTRODUCTION A. Applicability This Code of Conduct and Professional Ethics (the “Code”) applies to all Directors and employees (collectively the “employees”) of Avantair Corporation (“Avantair” or the “Company”). B. Purpose and Commitment The Company has a reputation for uncompromising integrity in its service and performance to its customers in |
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April 5, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 30, 2011 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction (Commission (IRS Employer of Incorporat |
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March 17, 2011 |
FLOOR PLAN FINANCE AGREEMENT This Floor Plan Finance Agreement (“Agreement”) is between AVANTAIR, INC. |
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March 17, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 14, 2011 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction (Commission (IRS Employer of Incorporat |
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March 11, 2011 |
Avantair, Inc. (OTCBB: AAIR) Steven Santo, CEO March 2011 Avantair, Inc. (OTCBB: AAIR) Steven Santo, CEO March 2011 SAFE HARBOR This document contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. All statements, other than statements of historical fact, including, without limitation, statements regarding Avantair?s financial posi |
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March 11, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 11, 2011 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction of Incorporation) (Commission File Numb |
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February 28, 2011 |
Avantair, Inc. Reports Second Quarter Fiscal 2011 Financial Results Continued Strong Sales and Completed Accelerated Maintenance Positions Industry Leader for Bottom Line Growth Company Strengthens Balance Sheet CLEARWATER, Fla. ? February 10, 2011 ? Avantair, Inc. (OTCBB: AAIR), the industry leader of fractional aircraft ownership and flight hour time cards in the light-jet cabin category and the |
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February 28, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: February 10, 2011 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction (Commission (IRS Employer of Incorporation) File Number) Identificatio |
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February 16, 2011 |
As filed with the Securities and Exchange Commission on February 16, 2011 As filed with the Securities and Exchange Commission on February 16, 2011 Registration No. |
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February 14, 2011 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Amendment No. 6 (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2. Under the Securities Exchange Act of 1934 Avantair, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 05350T101 (CUSIP Number) December 31, 2 |
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February 11, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended: December 31, 2010 ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 000-51115 Avantair, Inc. (Exac |
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February 8, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 4, 2011 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction (Commission (IRS Employer of Incorpor |
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February 8, 2011 |
THIRD AMENDED AND RESTATED BY LAWS AVANTAIR, INC. ARTICLE I THIRD AMENDED AND RESTATED BY LAWS OF AVANTAIR, INC. ARTICLE I OFFICES 1.1 REGISTERED OFFICE. The registered office of Avantair, Inc. (the ?Corporation?) in the State of Delaware shall be established and maintained at 2711 Centreville Road, Suite 400, City of Wilmington, County of New Castle, Delaware and Corporation Service Company. shall be the registered agent of the corporation in charge there |
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January 20, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 19, 2011 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction (Commission (IRS Employer of Incorpor |
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January 20, 2011 |
AVANTAIR, INC. 2006 LONG-TERM INCENTIVE PLAN Amended and Restated as of January 11, 2011 AVANTAIR, INC. 2006 LONG-TERM INCENTIVE PLAN Amended and Restated as of January 11, 2011 1. PURPOSE. The purpose of the 2006 Long-Term Incentive Plan (the “Plan”) is to further and promote the interests of Avantair, Inc. (the “Company”), its Subsidiaries (as defined below) and its stockholders by enabling the Company and its Subsidiaries to attract, retain and motivate employees, non-employee dire |
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January 19, 2011 |
OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response………11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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January 11, 2011 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: January 11, 2011 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification |
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January 11, 2011 |
SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 (Amendment No. |
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January 11, 2011 |
Exhibit 10.1 The amended and restated Plan set forth below reflect additions in bolded double underline and deletions in strikethrough. ARDENT ACQUISITION CORPORATION AVANTAIR, INC. 2006 LONG-TERM INCENTIVE PLAN Amended and Restated as of January 11, 2011 1. PURPOSE. The purpose of the 2006 Long-Term Incentive Plan (the ?Plan?) is to further and promote the interests of Ardent Acquisition Corporat |
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December 17, 2010 |
SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement x Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) AVANTAIR, INC. |
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December 7, 2010 |
SCHEDULE 14A (RULE 14a-101) INFORMATION REQUIRED IN PROXY STATEMENT Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: x Preliminary Proxy Statement o Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to Rule 14a-11(c) or Rule 14a-12 o Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) AVANTAIR, INC. |
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November 12, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended: September 30, 2010 ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 000-51115 Avantair, Inc. (Exa |
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November 10, 2010 |
Avantair, Inc. Reports First Quarter Fiscal 2011 Financial Results Industry Leader Accelerates Scheduled Maintenance and Expenses in Response to Strong Sales and Demand from Record Revenue Flight Hours CLEARWATER, Fla. ? November 9, 2010 ? Avantair, Inc. (OTCBB: AAIR), the industry leader of fractional aircraft ownership and flight hour time cards in the light-jet cabin category and the only publi |
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November 10, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: November 9, 2010 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction (Commission (IRS Employer of Incorporation) File Number) Identification |
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November 3, 2010 |
Avantair Expands Board of Directors with the Addition of Lorne Weil and Appoints Robert J. |
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November 3, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 1, 2010 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction Of Incorporation) (Commission File Nu |
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September 28, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 10-K þ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended: June 30, 2010 ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 000-51115 Avantair, Inc. |
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September 24, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: September 21, 2010 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction (Commission (IRS Employer of Incorporation) File Number) Identificati |
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September 24, 2010 |
Avantair, Inc. Reports Fiscal 2010 and Fourth Quarter Financial Results Industry Leader in the Light-Jet Industry Achieves Record Sales and Strengthens Balance Sheet CLEARWATER, Fla. –September 21, 2010 — Avantair, Inc. (OTCBB: AAIR), the industry leader of fractional aircraft ownership and flight hour time cards in the light-jet cabin category and the only publicly traded stand-alone private airc |
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September 3, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): August 30, 2010 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction (Commission (IRS Employer of Incorpora |
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September 3, 2010 |
SECOND AMENDED AND RESTATED BY LAWS AVANTAIR, INC. ARTICLE I SECOND AMENDED AND RESTATED BY LAWS OF AVANTAIR, INC. ARTICLE I OFFICES 1.1 REGISTERED OFFICE. The registered office of Avantair, Inc. (the ?Corporation?) in the State of Delaware shall be established and maintained at 2711 Centreville Road, Suite 400, City of Wilmington, County of New Castle, Delaware and Corporation Service Company. shall be the registered agent of the corporation in charge ther |
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June 9, 2010 |
SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G (Rule 13d-102) CUSIP NO. 05350T101 13G PAGE 1 OF 10 SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO RULES 13d-1(b)(c), AND (d) AND AMENDMENTS THERETO FILED PURSUANT TO RULE 13d-2(b) (Amendment No. 2) Avantair, Inc. (Formerly Ardent Acquisition Corporation) (Name of Issuer) Common Stock (Title of Class of Securities) 05 |
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June 4, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 4, 2010 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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June 4, 2010 |
SAFE HARBOR This document contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. |
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May 13, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended: March 31, 2010 ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 000-51115 Avantair, Inc. (Exact N |
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May 13, 2010 |
Avantair, Inc. Reports Fiscal 2010 Third Quarter Financial Results Third Consecutive Quarter of Operating Profitability and Record Third Quarter Revenue CLEARWATER, Fla. ? May 11, 2010 ? Avantair, Inc. (OTCBB: AAIR), the sole North American provider of flight hour cards and fractional shares in the Piaggio Avanti aircraft, today announced financial results for its fiscal 2010 third quarter ended M |
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May 13, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: May 11, 2010 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction (Commission (IRS Employer of Incorporation) File Number) Identification No. |
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May 5, 2010 |
OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response………11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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April 20, 2010 |
Exhibit B JOINT FILING AGREEMENT This Agreement is filed as an exhibit to Schedule 13G/A being filed by Potomac Capital Management LLC, Potomac Capital Management Inc. |
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April 20, 2010 |
SEC 1745 (02-02) Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
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April 20, 2010 |
Exhibit A Identification of entities which acquired the shares which are the subject of this report on Schedule 13G/A. |
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April 14, 2010 |
FOR MORE INFORMATION CONTACT: Heather Dynes 440.639.2773 [email protected] FOR IMMEDIATE RELEASE Media contact: Investor Relations: Lauren Kamm Brandi Floberg 312.245.9805 212.481.2050 [email protected] [email protected] FRACTIONAL AIRCRAFT AND FLIGHT HOUR TIME CARD OPERATOR AVANTAIR EXPERIENCING UNRIVALED GROWTH, LIGHT JET FRACTIONAL MARKET SHARE LEADER Preliminary Third Quarter Flight Hour Tim |
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April 14, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: April 13, 2010 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction of Incorporation) (Commission File Number) (IRS Employer Identification N |
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March 15, 2010 |
File Pursuant to Rule 424(b)(3) SEC File No.:333-163152 PROSPECTUS 11,425,307 Shares Avantair, Inc. This prospectus relates solely to the sale or other disposition of up to an aggregate of 11,425,307 shares of common stock of Avantair, Inc., including 455,887 shares of common stock underlying warrants issued by Avantair, to the Selling Stockholders identified in the section entitled “Selling Stock |
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March 10, 2010 |
AVANTAIR, INC. 4311 GENERAL HOWARD DRIVE CLEARWATER, FLORIDA 33762 AVANTAIR, INC. 4311 GENERAL HOWARD DRIVE CLEARWATER, FLORIDA 33762 VIA Facsimile and EDGAR Transmission March 10, 2010 Division of Corporation Finance Mail Stop 3561 United States Securities and Exchange Commission 100 F Street, N.E., Washington, D.C. 20549 Attention: Ms. Michelle Lacko Re: Avantair, Inc. Registration Statement of Form S-1 (File No. 333-163152) Ladies and Gentlemen: Pursuant to Ru |
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March 10, 2010 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Amendment No. 5 (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2. Under the Securities Exchange Act of 1934 Avantair, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 05350T101 (CUSIP Number) February 28, 2 |
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March 8, 2010 |
Exhibit 10.14 CONFIDENTIAL TREATMENT REQUESTED PURSUANT TO RULE 406 Certain portions of this exhibit have been omitted pursuant to a request for confidential treatment under Rule 406 under the Securities Act of 1933. The omitted materials have been filed separately with the Securities and Exchange Commission. PIAGGIO AMERICA, INC. 1515 Perimeter Road West Palm Beach, FL 33406 P180 Avanti II Aircra |
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March 8, 2010 |
Exhibit 10.13 CONFIDENTIAL TREATMENT REQUESTED PURSUANT TO RULE 406 Certain portions of this exhibit have been omitted pursuant to a request for confidential treatment under Rule 406 under the Securities Act of 1933. The omitted materials have been filed separately with the Securities and Exchange Commission. PIAGGIO AMERICA, INC. 1515 Perimeter Road West Palm Beach, FL 33406 P180 Avanti II Aircra |
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March 8, 2010 |
As filed with the Securities and Exchange Commission on March 8, 2010 As filed with the Securities and Exchange Commission on March 8, 2010 Registration No. |
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March 4, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): March 3, 2010 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction (Commission (IRS Employer of Incorporati |
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February 22, 2010 |
As filed with the Securities and Exchange Commission on February 22, 2010 As filed with the Securities and Exchange Commission on February 22, 2010 Registration No. |
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February 22, 2010 |
AVANTAIR, INC. 4311 GENERAL HOWARD DRIVE CLEARWATER, FLORIDA 33762 AVANTAIR, INC. 4311 GENERAL HOWARD DRIVE CLEARWATER, FLORIDA 33762 VIA EDGAR TRANSMISSION February 22, 2010 Ms. Michelle Lacko United States Securities and Exchange Commission 100 F Street, N.E., Mail Stop 3561 Washington, D.C. 20549 Re: Avantair, Inc. Amendment No. 1 to Form S-1 Filed January 26, 2010 File No. 333-163152 Form 10-K for Fiscal Year Ended June 30, 2009 Filed September 28, 2009 File |
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February 16, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended: December 31, 2009 ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 000-51115 Avantair, Inc. (Exac |
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February 16, 2010 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Amendment No. 4 (Rule 13d-102) Information to be Included in Statements Filed Pursuant to § 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to § 240.13d-2. Under the Securities Exchange Act of 1934 Avantair, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 05350T101 (CUSIP Number) December 31, 2 |
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February 11, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: February 9, 2010 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction (Commission (IRS Employer of Incorporation) File Number) Identification |
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February 11, 2010 |
Avantair, Inc. Reports Fiscal 2010 Second Quarter Financial Results Second Consecutive Quarter of Operating Profitability and Record Gains in Flight Hour Cards Sold, Axis Club Membership Sales and Flight Hours CLEARWATER, Fla. ? February 9, 2010 ? Avantair, Inc. (OTCBB: AAIR), the sole North American provider of flight hour cards and fractional shares in the Piaggio Avanti aircraft, today announce |
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February 5, 2010 |
SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant o Check the appropriate box: o Preliminary Proxy Statement o Confidential, For Use of the Commission Only (as Permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement o Definitive Additional Materials o Soliciting Material Pursuant to §240. |
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January 26, 2010 |
Exhibit 10.13 CONFIDENTIAL TREATMENT REQUESTED PURSUANT TO RULE 24b-2 Certain portions of this exhibit have been omitted pursuant to a request for confidential treatment under Rule 24b-2 under the Securities Exchange Act of 1934. The omitted materials have been filed separately with the Securities and Exchange Commission. PIAGGIO AMERICA, INC. 1515 Perimeter Road West Palm Beach, FL 33406 P180 Ava |
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January 26, 2010 |
Exhibit 10.17 CONFIDENTIAL TREATMENT REQUESTED PURSUANT TO RULE 24b-2 Certain portions of this exhibit have been omitted pursuant to a request for confidential treatment under Rule 24b-2 under the Securities Exchange Act of 1934. The omitted materials have been filed separately with the Securities and Exchange Commission. AIRCRAFT LEASE AGREEMENT Dated as of the 19th day of October, 2009. between |
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January 26, 2010 |
Exhibit 10.15 CONFIDENTIAL TREATMENT REQUESTED PURSUANT TO RULE 24b-2 Certain portions of this exhibit have been omitted pursuant to a request for confidential treatment under Rule 24b-2 under the Securities Exchange Act of 1934. The omitted materials have been filed separately with the Securities and Exchange Commission. September 15, 2008 Electronic Mail & Overnight Delivery: Mr. Steven F. Santo |
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January 26, 2010 |
AVANTAIR, INC. 4311 GENERAL HOWARD DRIVE CLEARWATER, FLORIDA 33762 AVANTAIR, INC. 4311 GENERAL HOWARD DRIVE CLEARWATER, FLORIDA 33762 VIA EDGAR TRANSMISSION January 25, 2010 Ms. Michelle Lacko United States Securities and Exchange Commission 100 F Street, N.E., Mail Stop 3561 Washington, D.C. 20549 Re: Avantair, Inc. Registration Statement on Form S-1 Filed November 17, 2009 File No. 333-163152 Form 10-K for Fiscal Year Ended June 30, 2009 Filed September 28, 200 |
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January 26, 2010 |
Exhibit 10.16 CONFIDENTIAL TREATMENT REQUESTED PURSUANT TO RULE 24b-2 Certain portions of this exhibit have been omitted pursuant to a request for confidential treatment under Rule 24b-2 under the Securities Exchange Act of 1934. The omitted materials have been filed separately with the Securities and Exchange Commission. AIRCRAFT MANAGEMENT AGREEMENT BETWEEN LW AIR I LLC as Owner AND AVANTAIR, IN |
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January 26, 2010 |
As filed with the Securities and Exchange Commission on January 26, 2010 As filed with the Securities and Exchange Commission on January 26, 2010 Registration No. |
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January 26, 2010 |
Exhibit 10.14 CONFIDENTIAL TREATMENT REQUESTED PURSUANT TO RULE 24b-2 Certain portions of this exhibit have been omitted pursuant to a request for confidential treatment under Rule 24b-2 under the Securities Exchange Act of 1934. The omitted materials have been filed separately with the Securities and Exchange Commission. PIAGGIO AMERICA, INC. 1515 Perimeter Road West Palm Beach, FL 33406 P180 Ava |
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January 26, 2010 |
CROSS LEASE EXCHANGE AGREEMENT Exhibit 10.18 CONFIDENTIAL TREATMENT REQUESTED PURSUANT TO RULE 24b-2 Certain portions of this exhibit have been omitted pursuant to a request for confidential treatment under Rule 24b-2 under the Securities Exchange Act of 1934. The omitted materials have been filed separately with the Securities and Exchange Commission. CROSS LEASE EXCHANGE AGREEMENT (?Agreement?) 1. LESSOR: LW AIR I LLC 2. LESS |
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January 26, 2010 |
ADDENDUM NUMBER 1 LW AIR I LEASE/MANAGEMENT AGREEMENTS Exhibit 10.19 ADDENDUM NUMBER 1 to LW AIR I LEASE/MANAGEMENT AGREEMENTS THIS ADDENDUM NUMBER 1 (“Addendum”) is made this 22nd day of January, 2010, between Avantair, Inc. (“Lessee”) and LW Air I, LLC (“Lessor”); WHEREAS Lessee and Lessor have previously entered into an Aircraft Lease Agreement dated October 19, 2009, an Aircraft Management Agreement dated October 19, 2009, and a Cross Lease Exchan |
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January 20, 2010 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)* Avantair, Inc. (Name of Issuer) Common Stock, $0.0001 Par Value (Title of Class of Securities) 03979E100 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to |
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December 2, 2009 | ||
December 2, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 2, 2009 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction Of Incorporation) (Commission File Nu |
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November 18, 2009 |
Avantair, Inc. Reports Fiscal First Quarter 2010 Financial Results Through Industry Downturn Avantair Delivers Quarterly Operating Profitability and Record Gains in Both Flight Time Cards Sold and Flight Hours CLEARWATER, Fla. – November 16, 2009 - Avantair, Inc. (OTCBB: AAIR), the sole North American provider of flight hour time cards and fractional shares in the Piaggio Avanti aircraft, today an |
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November 18, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: November 16, 2009 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction (Commission (IRS Employer of Incorporation) File Number) Identificatio |
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November 17, 2009 |
Exhibit 4.6 FORM OF WARRANT THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”), OR ANY OTHER APPLICABLE SECURITIES LAWS, AND ARE RESTRICTED SECURITIES AS THAT TERM IS DEFINED UNDER RULE 144 PROMULGATED UNDER THE ACT. THESE SECURITIES MAY NOT BE SOLD, PLEDGED, HYPOTHECATED, TRANSFERRED, DISTRIBUTED OR OTHERWISE DISPOSED O |
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November 17, 2009 |
As filed with the Securities and Exchange Commission on November 17, 2009 As filed with the Securities and Exchange Commission on November 17, 2009 Registration No. |
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November 16, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-Q x Quarterly Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the quarterly period ended: September 30, 2009 ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 000-51115 Avantair, Inc. (Exa |
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November 13, 2009 |
AVANTAIR, INC. 4311 GENERAL HOWARD DRIVE CLEARWATER, FLORIDA 33762 AVANTAIR, INC. 4311 GENERAL HOWARD DRIVE CLEARWATER, FLORIDA 33762 VIA EDGAR TRANSMISSION November 13, 2009 Ms. Linda Cvrkel United States Securities and Exchange Commission 100 F Street, N.E., Mail Stop 3561 Washington, D.C. 20549 Re: Avantair, Inc. Form 10-K for the Fiscal Year Ended June 30, 2009 Filed September 28, 2009 File No. 000-51115 Dear Ms. Cvrkel: This letter is submitted on behalf of |
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October 23, 2009 |
OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response???11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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October 22, 2009 |
SECURITIES PURCHASE AND EXCHANGE AGREEMENT SECURITIES PURCHASE AND EXCHANGE AGREEMENT THIS SECURITIES PURCHASE AND EXCHANGE AGREEMENT (“Agreement”) is made as of the 16th day of October, 2009 by and among Avantair, Inc. |
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October 22, 2009 |
Avantair, Inc. Announces Closing of a Financing and Addition of Four Aircraft to its Fleet Avantair, Inc. Announces Closing of a Financing and Addition of Four Aircraft to its Fleet CLEARWATER, Fla. – October 20, 2009 — Avantair, Inc. (OTCBB: AAIR), the only publicly traded stand-alone private aircraft operator and the sole North American provider of fractional shares and flight hour time cards in the Piaggio Avanti aircraft, today announced two important milestone achievements for the |
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October 22, 2009 |
REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (the “Agreement”) is made and entered into as of this 16th day of October, 2009 by and among Avantair, Inc. |
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October 22, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): October 16, 2009 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction (Commission (IRS Employer of Incorpor |
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September 30, 2009 |
Avantair, Inc. Reports Fiscal Fourth Quarter and Full Year 2009 Financial Results Achieves Full Year Operating Profitability and Revenue Growth of 18% CLEARWATER, Fla. — September 28, 2009 — Avantair, Inc. (OTCBB: AAIR), the only publicly traded stand-alone private aircraft operator and the sole North American provider of fractional shares and flight hour time cards in the Piaggio Avanti aircraft, |
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September 30, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report: September 28, 2009 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction (Commission (IRS Employer of Incorporation) File Number) Identificati |
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September 28, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-K ¨ Annual Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the fiscal year ended: June 30, 2009 ¨ Transition Report Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 For the transition period from to Commission File Number 000-51115 Avantair, Inc. (Exact name of re |
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September 28, 2009 |
Exhibit 10.20 EMPLOYMENT AGREEMENT THIS AGREEMENT is dated as of September 24, 2009 (the “Effective Date”), by and between Avantair, a Delaware corporation (the “Company”), and Steven F. Santo (the “Executive”). In consideration of the mutual covenants herein contained and of the mutual benefits herein provided, the Company and the Executive agree as follows: 1. Representations and Warranties. The |
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September 28, 2009 |
Exhibit 4.6 THE SECURITIES REPRESENTED BY THIS CERTIFICATE HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE ?ACT?), OR ANY OTHER APPLICABLE SECURITIES LAWS, AND ARE RESTRICTED SECURITIES AS THAT TERM IS DEFINED UNDER RULE 144 PROMULGATED UNDER THE ACT. THESE SECURITIES MAY NOT BE SOLD, PLEDGED, HYPOTHECATED, TRANSFERRED, DISTRIBUTED OR OTHERWISE DISPOSED OF IN ANY MANNER |
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September 28, 2009 |
AMENDMENT NO. 3 TO THE SECURITIES PURCHASE AGREEMENT Exhibit 2.7 AMENDMENT NO. 3 TO THE SECURITIES PURCHASE AGREEMENT Amendment No. 3 (this “Amendment No. 3”), dated as of September 23, 2009, to the Securities Purchase Agreement (the “Agreement”), dated as of June 30, 2009 (and initially amended as of July 30, 2009 (“Amendment No. 1”) and amended again as of September 10, 2009 (“Amendment No. 2”)), by and among Avantair, Inc., a Delaware corporation |
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September 15, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): September 10, 2009 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction (Commission (IRS Employer of Incorp |
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August 25, 2009 |
OMB APPROVAL OMB Number: 3235-0145 Expires: February 28, 2009 Estimated average burden hours per response………11 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 SCHEDULE 13D THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. |
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August 4, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): July 31, 2009 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction (Commission (IRS Employer of Incorporati |
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July 2, 2009 |
REGISTRATION RIGHTS AGREEMENT This Registration Rights Agreement (this ?Agreement?) is made and entered into as of June 30, 2009, by and among Avantair, Inc. |
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July 2, 2009 |
Entry into a Material Definitive Agreement, Unregistered Sales of Equity Securities UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): June 30, 2009 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction (Commission (IRS Employer of Incorporati |
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July 2, 2009 |
SECURITIES PURCHASE AGREEMENT This Securities Purchase Agreement (this “Agreement”) is dated as of June 30, 2009, between Avantair, Inc. |
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July 2, 2009 |
Avantair, Inc. Announces Closing of Initial Tranche of Private Placement Avantair, Inc. Announces Closing of Initial Tranche of Private Placement CLEARWATER, Fla. ? July 1, 2009 ? Avantair, Inc. (OTCBB: AAIR), the only publicly traded stand-alone private aircraft operator and the sole North American provider of fractional shares and flight hour time cards in the Piaggio Avanti aircraft, today announced that it closed an initial tranche of a PIPE (Private Investment in |
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June 8, 2009 |
Avantair, Inc. to Present at the Fifth Annual Noble Financial Emerging Growth Equity Conference on June 8th Clearwater, Florida (May 27, 2009) – Avantair Inc. (OTCBB: AAIR) (“Avantair”), the only publicly traded stand-alone private aircraft operator and the sole North American provider of fractional shares and flight hour time cards in the Piaggio Avanti aircraft, will present at the 5th Annual No |
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June 8, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 27, 2009 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction of Incorporation) (Commission File Number |
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June 8, 2009 | ||
May 15, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark one) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended March 31, 2009 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-51115 AVANTAIR, |
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May 14, 2009 |
Avantair, Inc. Reports Fiscal Third Quarter 2009 Financial Results Company Reports First Quarterly Operating Profit, Record EBITDA; Revenues up 16% Year-over-Year CLEARWATER, Fla. — May 12, 2009 — Avantair, Inc. (OTCBB: AAIR), the only publicly traded stand-alone private aircraft operator and the sole North American provider of fractional shares and flight hour time cards in the Piaggio Avanti air |
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May 14, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): May 12, 2009 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction (Commission (IRS Employer of Incorporatio |
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April 7, 2009 |
FLOOR PLAN FINANCE AGREEMENT This Floor Plan Finance Agreement (“Agreement”) is between AVANTAIR, INC. |
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April 7, 2009 |
Entry into a Material Definitive Agreement UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): April 2, 2009 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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April 7, 2009 |
FLOOR PLAN FINANCE AGREEMENT This Floor Plan Finance Agreement (“Agreement”) is between AVANTAIR, INC. |
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February 17, 2009 |
SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G Amendment No. 3 (Rule 13d-102) Information to be Included in Statements Filed Pursuant to ? 240.13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to ? 240.13d-2. Under the Securities Exchange Act of 1934 Avantair, Inc. (Name of Issuer) Common Stock (Title of Class of Securities) 05350T101 (CUSIP Number) December 31, 2 |
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February 17, 2009 |
Avantair, Inc. to Present at the 21st Annual Roth Capital Partners OC Growth Stock Conference Avantair, Inc. to Present at the 21st Annual Roth Capital Partners OC Growth Stock Conference CLEARWATER, Fla. – February 11, 2009 – Avantair, Inc. (OTCBB: AAIR) (OTCBB: AAIRU) (OTCBB: AAIRW), the only publicly traded stand-alone fractional operator and the sole North American provider of fractional shares in the Piaggio Avanti aircraft, today announced that its Chief Executive Officer Steven Sant |
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February 17, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 11, 2009 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction of Incorporation) (Commission File N |
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February 17, 2009 |
Avantair, Inc. (AAIR) 21st Annual Roth Capital Partners OC Growth Stock Conference February 17, 2009 Avantair, Inc. (AAIR) 21st Annual Roth Capital Partners OC Growth Stock Conference February 17, 2009 SAFE HARBOR This document contains forward-looking statements within the meaning of Section 27A of the Securities Act of 1933, as amended, and Section 21E of the Securities Exchange Act of 1934, as amended. All statements, other than statements of historical fact, including, without limitation, sta |
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February 13, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): February 12, 2009 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction (Commission (IRS Employer of Incorpo |
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February 13, 2009 |
Avantair, Inc. Reports Second Quarter Fiscal 2009 Financial Results Second Quarter 2009 Revenues Reach Record of $35.4 million; Positive EBITDA for the Quarter of $690,360 CLEARWATER, Fla. - February 12, 2009 - Avantair, Inc. (OTCBB: AAIR) (OTCBB: AAIRU) (OTCBB: AAIRW), the only publicly traded stand-alone fractional operator and the sole North American provider of fractional shares in the Piaggio |
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February 13, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-Q (Mark one) x QUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the quarterly period ended December 31, 2008 or ¨ TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the transition period from to Commission file number: 000-51115 AVANTA |
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February 3, 2009 |
Avantair Announces the Election of Richard B. DeWolfe to its Board of Directors Avantair Announces the Election of Richard B. DeWolfe to its Board of Directors CLEARWATER, Fla. – February 3, 2009 – Avantair, Inc. (OTCBB: AAIR) (OTCBB: AAIRU) (OTCBB: AAIRW), the only publicly traded stand-alone fractional operator and the sole North American provider of fractional shares in the Piaggio Avanti aircraft, today announced the election of Richard B. DeWolfe as a member of its Board |
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February 3, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 29, 2009 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 1635240 (State or Other Jurisdiction of Incorporation) (Commission File Numbe |
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February 2, 2009 |
SCHEDULE 14A INFORMATION REQUIRED IN PROXY STATEMENT SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant x Filed by a Party other than the Registrant ¨ Check the appropriate box: ¨ Preliminary Proxy Statement ¨ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) x Definitive Proxy Statement ¨ Definitive Additional Materials ¨ Soliciting Material Pursuant to §240. |
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January 13, 2009 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): January 9, 2009 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 1635240 (State or Other urisdiction of Incorporation) (Commission File Number) |
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January 13, 2009 |
PROMISSORY NOTE January , 2009 $ 5,200,000.00 Maturity Date: May 8, 2009 BORROWER: LENDER: Avantair, Inc. Century Bank, F.S.B. 4311 General Howard Drive 1680 Fruitville Road Clearwater, FL 33762 Sarasota, FL 34236 Payment. For value received, Borrower promises to pay to the order of Century Bank (the “Bank”), in lawful money of the United States of America, at its office indicated above or whereve |
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December 22, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 18, 2008 AVANTAIR, INC. (Exact name of Registrant as Specified in its Charter) Delaware 000-51115 20-1635240 (State or Other Jurisdiction (Commission (IRS Employer of Incorpo |
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December 22, 2008 |
NONQUALIFIED DEFERRED COMPENSATION PLAN ADOPTION AGREEMENT NONQUALIFIED DEFERRED COMPENSATION PLAN ADOPTION AGREEMENT The Plan Sponsor named below hereby establishes a Nonqualified Deferred Compensation Plan for Eligible Individuals as provided in this Adoption Agreement and the Basic Plan Document. |
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December 22, 2008 |
AVANTAIR LEADERSHIP DEFERRED COMPENSATION PLAN PLAN DOCUMENT AVANTAIR LEADERSHIP DEFERRED COMPENSATION PLAN PLAN DOCUMENT January 2008 TABLE OF CONTENTS PREAMBLE 1 ARTICLE I DEFINITIONS 2 1. |
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December 15, 2008 |
Avantair, Inc. Completes Program for Early Retirement of Warrants Exhibit 99.1 Avantair, Inc. Completes Program for Early Retirement of Warrants Clearwater, Fla., December 15, 2008 (GLOBE NEWSWIRE) - Avantair, Inc. (OTCBB: AAIR, AAIRW, AAIRU) (“the Company”), the only publicly traded stand-alone fractional operator and the sole North American provider of fractional shares in the Piaggio Avanti P.180 aircraft, today announced the completion of a warrant retiremen |
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December 15, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 AMENDMENT NO. 1 TO SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 AVANTAIR, INC. (Name of Subject Company (Issuer) and Filing Person (Offeror)) Warrants to Purchase Common Stock (Title of Class of Securities) 05350T119 (CUSIP Number of Warrants) Steven Santo Preside |
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December 15, 2008 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): December 15, 2008 AVANTAIR, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-51115 1635240 (State or Other Jurisdiction (Commission (IRS Employer of Incorporation) |
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November 17, 2008 |
EXHIBIT (a)(1)(C) NOTICE OF GUARANTEED DELIVERY OF WARRANTS OF AVANTAIR, INC. PURSUANT TO THE OFFER DATED NOVEMBER 14, 2008 TO: CONTINENTAL STOCK TRANSFER & TRUST COMPANY BY MAIL, HAND OR OVERNIGHT DELIVERY: CONTINENTAL STOCK TRANSFER & TRUST COMPANY 17 BATTERY PLACE, 8TH FLOOR NEW YORK, NY 10004 BY FACSIMILE TRANSMISSION: CONTINENTAL STOCK TRANSFER & TRUST COMPANY FACSIMILE: (212) 509-5150 CONFIR |
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November 17, 2008 |
EXHIBIT (a)(1)(D) Offer to Holders of 13,800,000 Outstanding Warrants of AVANTAIR, INC. |
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November 17, 2008 |
OFFER LETTER TO ALL HOLDERS OF WARRANTS TO PURCHASE COMMON STOCK OF AVANTAIR, INC. November 14, 2008 EXHIBIT (a)(1)(A) BEFORE EXERCISING YOUR WARRANTS, YOU MUST CHECK WITH YOUR BROKER TO DETERMINE IF YOU RESIDE IN A STATE IN WHICH REGISTRATION HAS OCCURRED OR WHERE AN EXEMPTION FROM REGISTRATION IS AVAILABLE. |
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November 17, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 AVANTAIR, INC. (Name of Subject Company (Issuer) and Filing Person (Offeror)) Warrants to Purchase Common Stock (Title of Class of Securities) 05350T119 (CUSIP Number of Warrants) Steven Santo President and Chief Execut |
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November 17, 2008 |
Avantair, Inc. Announces Program for Early Retirement of Warrants Exhibit (a)(5)(C) Avantair, Inc. Announces Program for Early Retirement of Warrants Clearwater, Fla., November 14, 2008 (PRIME NEWSWIRE) - Avantair, Inc. (OTCBB: AAIR, AAIRW, AAIRU) (“Company”), the only publicly traded stand-alone fractional operator and the sole North American provider of fractional shares in the Piaggio Avanti P.180 aircraft, today announced the commencement of a warrant retire |
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November 17, 2008 |
EXHIBIT (a)(1)(E) Offer to Holders of 13,800,000 Outstanding Warrants of AVANTAIR, INC. |
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November 17, 2008 |
EXHIBIT (a)(1)(B) LETTER OF TRANSMITTAL TO PURCHASE WARRANTS OF AVANTAIR, INC. PURSUANT TO THE OFFER November 14, 2008 THE OFFER AND RESCISSION RIGHTS EXPIRE AT 5 P.M., U.S. EASTERN STANDARD TIME ON DECEMBER 12, 2008 UNLESS THE OFFER IS EXTENDED THE DEPOSITARY FOR THE OFFER IS: CONTINENTAL STOCK TRANSFER & TRUST COMPANY BY MAIL, HAND OR OVERNIGHT DELIVERY: CONTINENTAL STOCK TRANSFER & TRUST COMPAN |
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November 14, 2008 |
OFFER LETTER TO ALL HOLDERS OF WARRANTS TO PURCHASE COMMON STOCK OF AVANTAIR, INC. November 14, 2008 EXHIBIT (a)(1)(A) BEFORE EXERCISING YOUR WARRANTS, YOU MUST CHECK WITH YOUR BROKER TO DETERMINE IF YOU RESIDE IN A STATE IN WHICH REGISTRATION HAS OCCURRED OR WHERE AN EXEMPTION FROM REGISTRATION IS AVAILABLE. |
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November 14, 2008 |
EXHIBIT (a)(1)(D) Offer to Holders of 13,800,000 Outstanding Warrants of AVANTAIR, INC. |
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November 14, 2008 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE TO TENDER OFFER STATEMENT UNDER SECTION 14(d)(1) OR 13(e)(1) OF THE SECURITIES EXCHANGE ACT OF 1934 AVANTAIR, INC. (Name of Subject Company (Issuer) and Filing Person (Offeror)) Warrants to Purchase Common Stock (Title of Class of Securities) 05350T119 (CUSIP Number of Warrants) Steven Santo President and Chief Execut |
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November 14, 2008 |
As filed with the Securities and Exchange Commission on November 14, 2008 As filed with the Securities and Exchange Commission on November 14, 2008 Registration No. |
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November 14, 2008 |
AMENDMENT NO. 1 TO THE WARRANT AGREEMENT Exhibit 4.2 AMENDMENT NO. 1 TO THE WARRANT AGREEMENT This Amendment, dated as of November 14, 2008 (“Amendment”), is to the Warrant Agreement, dated as of February 24, 2005 (“Warrant Agreement”), by and between Ardent Acquisition Corporation, a Delaware corporation (presently known as Avantair, Inc., the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation (“Warrant A |
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November 14, 2008 |
Other Events, Financial Statements and Exhibits UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 Date of Report (Date of earliest event reported): November 14, 2008 AVANTAIR, INC. (Exact Name of Registrant as Specified in Charter) Delaware 000-51115 1635240 (State or Other Jurisdiction (Commission (IRS Employer of Incorporation) |